HomeMy WebLinkAbout1994-10-25 Resolution
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RESOLUTION NO. 94-325
RESOLUTION SETTING A PUBLIC HEARING ON AN ORDINANCE AMENDING
TITLE 3 OF THE CITY CODE ENTITLED "FINANCES, TAXATION & FEES."
CHAPTER 4 ON CITY UTILITIES TO INCREASE THE RATES FOR FEES AND
CHARGES FOR POTABLE WATER USE AND SERVICE, AND WASTEWATER
TREATMENT WORKS USER CHARGES.
WHEREAS, water and wastewater rates, which were last increased in 1991, are proposed to
be increased to generate adequate revenues to pay the costs of operation, maintenance,
necessary expansion and debt service for the City's wastewater treatment facilities, as well
as its potable water supply and treatment facilities; and
WHEREAS, the City of Iowa City is required to comply with federal safe drinking water
standards, and is planning to construct a new water supply and treatment facility; and
WHEREAS, the City of Iowa City is required to comply with federal wastewater treatment
standards, and is planning to make improvements to double the treatment capacity of the
existing South Wastewater Treatment Plant, and to construct a sanitary sewer line to connect
the two wastewater treatment plants; and
WHEREAS, water and wastewater rates for fees and charges will fund these projects over
time; and
WHEREAS, City Code requires that notice and public hearing on the proposed increased rates
for fees and charges be provided to the public, prior to enactment of said rates.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY,
IOWA, that:
1. A public hearing is hereby set for 7:30 p.m. on November a, 1994, to be held in the
Civic Center Council Chambers, to permit public input on the proposed rate increases
for fees and charges for water supply and treatment facilities and services, and also
fees and charges for wastewater treatment facilities and services.
2. The City Clerk is hereby directed to publish notice of said hearing as required by ~ 14-
3A-4, City Code entitled "Rates and Charges for City Utilities" as provided by state
and federal law.
Passed and approved this 25th day of October
,1994.
ATTEST: ~~ ~ ~
CIT CLERK
1L4Al ),,'~~b
~A YOR ""-
Approved bL
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C ty Attorney's Office /d~W~
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Resolution ,No. 94-325'
Page 2
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It was moved by Novick and seconded by 'Phr"W""rtnn the Resolution be
adopted, and upon rol~ call there were:
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ABSENT: '
Baker
Horowitz
x Kubby
Lehman
Novick
Pigott
Throgmorton
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RESOLUTION NO.
"\RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO
~TTEST PARTIAL RELEASE AGREEMENTs CONCERNING THE STORMWATER
M~AGEMENT EASEMENT FOR WINDSOR RIDGE PARTS 1,2,3,4 and 5 AND
THEfUBLlC WALKWAYSITRAILS SYSTEM FOR WINDSOR RIDGE PARTS 1 & 4
WHEREAS, the ity of Iowa City, Iowa, a municipal corporation (hereinafter "the City")
Arlington, L.C., a Iowa Limited Liability Company (hereinafter "Subdivider") entered in the
following described ity-Subdivider Agreements recorded in the Johnson County Re rder's,
Office:
A. Windsor idge-Parts One and Two dated December 16, 1993
March 9, 1994 in Book 1 15, Page 150;
B. Windsor Ridg -Part Three dated December 16, 1993 an
1994 in Book 1715, Page 18 .
C, Windsor Ridge-Pa
in Book 1715, Page 206; and
d recorded March 9, 1994
D. Windsor Ridge-Part Fiv
in Book 1811, Page 32; and
nd recorded September 13, 1994
WHEREAS, the above referenced City-Sue ivider A eements for Windsor Ridge Development
obligate the Subdivider to construct two stor{Tlwat management facilities to serve the entire
development and to construct a pedestrian wal ay/trail system through Parts One and Four
of the Development; and
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WHEREAS, the City does not ordinayi y rele e a development from the construction
requirements relating to stormwater mflhagement cilities or other public improvements until
the City Engineer certifies that per anent groundco er is established and mowable; erosion
and sedimentation are wholly or su ,stantially controlle . substantially all lots within the tributary
area in the development have b en developed andlor t e public improvements are otherwise
complete and acceptable; and
WHEREAS, in the interil'9~ien remains on the above pa of Windsor Ridge Development
with a cloud on the titles to all lots in said development; and
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WHEREAS, local b~ers and financial institutions are unable t market local mortgages on
the secondary rn6rtgage market by reason of these liens and clo s on the title; and
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WHEREAS,,,t~e Partial Release Agreements would remove the c10u on the title to the lots in
said Part~/of Windsor Ridge Development, while protecting the City by reason of the lien
attaching to established escrow fund'. said escrow funds to be established and maintained by
the 9'ty. Finance Department: and
WHEREAS, the remaining requirements for construction, maintenance, access and other
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RESOLUTION NO. q4-~?h
RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO
ATTEST PARTIAL RELEASE AGREEMENTS CONCERNING THE STORMWATER
MANAGEMENT EASEMENT FOR WINDSOR RIDGE PARTS 1,2,3,4 and 5 AND
THE PUBLIC WALKWAYSITRAILS SYSTEM FOR WINDSOR RIDGE PARTS ~& 4
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WHEREAS, the City of Iowa City, Iowa, a municipal corporation (hereinafter "the City") and
Arlington, L.C" an Iowa Limited Liability Company (hereinafter "Subdivider") entered into the
following described City-Subdivider Agreements recorded in the Johnson County Recorder's
Office:
A. Windsor Ridge-Parts One and Two dated December 16, 1993 and recorded
March 9,1994 in Book 1715, Page 150;
B, Windsor Ridge.Part Three dated December 16, 1993 and recorded March 9,
1994 in Book 1715, Page 180;
C, Windsor Ridge-Part Four dated December 16, 1993 and recorded March 9, 1994
in Book 1715, Page 206; and
D. Windsor Ridge.Part Five dated June 14, 1994 and recorded September 13,1994
in Book 1811, Page 32; and
WHEREAS, the above referenced City-Subdivider Agreements for Windsor Ridge Development
obligate the Subdivider to construct two stormwater management facilities to serve the entire
development and to construct a pedestrian walkway/trail system through Parts One and Four
of the Development; and
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WHEREAS, the City does not ordinarily release a development from the construction
requirements relating to stormwater management facilities or other public improvements until
the City Engineer certifies that permanent groundcover is established and mowable; erosion
and sedimentation are wholly or substantially controlled; substantially all lots within the tributary
area in the development have been developed and/or the public improvements are otherwise
complete and acceptable; and
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WHEREAS, in the interim, a lien remains on the above parts of Windsor Ridge Development
with a cloud on the titles to all lots in said development; and
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WHEREAS, local builders and financial institutions are unable to market local mortgages on
the secondary mortgage market by reason of these liens and clouds on the title; and
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WHEREAS, the Partial Release Agreements would remove the cloud on the title to the lots in
said Parts of Windsor Ridge Development, while protecting the City by reason of the lien
attaching to established escrow funds, said escrow funds to be established and maintained by
the City Finance Department; and
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WHEREAS, the remaining requirements for construction, maintenance, access and other
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Resolution No. 94-326
Page 2
requirements of the City-Subdivider Agreements would continue in full force and effect, in order
to protect the interests of both parties.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA
CITY, IOWA, THAT:
1. It is in the public interest to execute the Partial Release Agreements for Windsor Ridge
Development Parts One, Two, Three, Four, and Five in order to protect local property
values.
2, The Council finds that transferring the real estate liens to the escrow accounts is
reasonable under the circumstances and protects the City's interests.
3.
The Mayor is hereby authorized to execute and the City Clerk to attest the Partial
Release Agreements, a copy of which is attached hereto, The Subdivider shall record
this agreement in the Johnson County Recorder's Office,
4.
Upon certification from the City Engineer that construction of the stormwater
management facilities and pedestrian walkwaysltrails has been satisfactorily completed;
permanent groundcover has been established and is mowable; erosion and
sedimentation has been wholly or substantially controlled; and, in the opinion ofthe City
Engineer, substantially all lots within the tributary area in the Development have been
developed, the Mayor and City Clerk are authorized to execute a final release for
recordation in the Johnson County Recorder's Office.
It was moved by Nmri ~lr and seconded by Throgmorton the Resolution
be adopted, and upon roll call there were:
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AYES: NAYS: ABSENT:
x Baker
x Horowitz
Kubby ,',
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x Lehman
x Novick
x Pigott
x Throgmorton
Passed and approved this ?~tn day of n~tnnp,. , 1994.
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LIMITED RELEASE AGREEMENT
This Limited Release Agreement is made between the city of
Iowa city, Iowa, a municipal corporation (hereinafter lithe Cityll),
and Arlington, L.C., an Iowa Limited Liability Company (hereinafter
IISubdividerll), who hereby agree as follows:
1. The parties acknowledge that by reason of the following
described city-subdivider Agreements recorded in the Johnson County
Recorder's Office:
A. Windsor Ridge-Parts One & Two dated
December 16, 1993 and recorded March 9, 1994 in Book
1715, Page 150;
B. Windsor Ridge-Part Three dated December 16,
1993 and recorded March 9, 1994 in Book 1715, Page 180;
C. Windsor Ridge-part Four dated December 16, 1993
and recorded March 9, 1994 in Book 1715, Page 206; and
D. Windsor Ridge-Part Five dated June 14, 1994 and
recorded september 13, 1994 in Book 1811, Page 32,
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Subdivider is obligated to construct storm water control facilities
(hereinafter IIfacilitiesll) as required by the City and as a benefit
to said subdivisions. The parties further acknowledge that this
obligation is deemed a covenant running with the land.
2. An irrevocable Letter of Credit regarding the
construction of the facilities and the funds needed to complete
said construction has been executed by Iowa state Bank & Trust
Company, Iowa City, Iowa, and is attached as Exhibit IIAII and by
this reference incorporated as a part herein. The parties
acknowledge that this Letter of Credit has been executed for the
city's behalf pending completion of the facilities, as certified by
the city Engineer.
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3. The ci.ty acknowledges that construction of the facilities
has been substantially completed, but a final release of the
facilities by the city is not. yet appropriate. For this reason,
the obligation of Subdivider to construct the facilities
constitutes a lien and cloud on the above-referenced subdivisions.
4. In consideration of the city's release of its lien on the
above-referenced subdivisions, Subdivider agrees that the lien on
the lots in said subdivisions shall be transferred to and shall
immediately attach to the funds referenced in Exhibit IIAII and that
this lien shall remain attached to said funds until such time as
the facilities have been completed; permanent ground cover is
established and mowable; erosion and sedimentation are controlled;
and, in the opinion of the city Engineer, substantially all lots
within the tributary area of the Windsor Ridge development have
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been developed. At such time, the City will issue a final release
to the Subdivider for recordation.
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5. Pursuant to its terms, Exhibit "A" expires September 30,
1995. If the storm water control facilities described herein are
not completed on or before September 30, 1995:
A. Exhibit ''AI' may be renewed upon application to
and at the discretion of Iowa State Bank & Trust Company,
in which case all terms and provisions herein shall also
be extended for a like period; or
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B. If Exhibit "A" is not renewed by Iowa State
Bank & Trust Company, Subdivider may place $7,500.00 in
escrow with the city to secure the completion of the
storm water control facilities, in which case the lien of
the city for said improvement shall automatically
transfer to the escrowed proceeds; or
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C. If neither subparagraph A nor subparagraph B
occur, there shall be an automatic draw on the funds
payable to the city, as described in Exhibit "A," to
complete the improvement.
6. In consideration thereof, the City does hereby release
Windsor Ridge-parts One & Two, Windsor Ridge-Part Three, Windsor
Ridge-part Four and Windsor Ridge-Part Five from any lien or cloud
now placed on the title to said property for the purposes stated in
paragraphs 1 through 4 above.
7. This Limited Release Agreement shall not be construed as
a release of Subdivider's obligations to complete the storm water
control facilities and the site work incident thereto, which
obligation shall remain the responsibility of Subdivider until the
facilities have been completed and finally released by the city.
Nor shall this Limited Release Agreement in any way alter, amend or
modify the City-Subdivider Agreements described herein, except as
provided in this Agreement.
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Dated this ~ day of November, 1994.
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Gary atts, Member
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STATE OF IOWA
ss:
JOHNSON COUNTY
On this ~ day of November, 1994, before me, a Notary
publ~c, personally appeared Gary D. Watts and John Moreland, Jr.,
to me personally known as members of Arlington, L.C., and do
acknowledge that they signed the/foregoing instrument as their own
voluntary act and deed and al 0 as' the voluntary act and deed of
Arlington, L.C.
CITY OF IOWA CITY, IOWA
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9Usan M. Horowitz, Mayor
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~Karr, City Clerk
STATE OF IOWA )
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JOHNSON COUNTY )
On this & --M day of ~ , 1994,
before me, the undersigned, a Notary Public in and for said county,
in said State, personally appeared Susan M. Horowitz and Marian K.
Karr, to me personally known, who being by me duly sworn, did say
that they are the Mayor and City Clerk, respectively, of said
municipal corporation executing the within and foregoing
instrument; that the seal affixed thereto is the seal of said
municipal corporation; that said instrument was signed and sealed
on behalf of said municipal corporation by authority of city
Council of said municipal corporation; and that the said Susan M.
Horowitz and Marian K. Karr acknowledged the execution of said
instrument to be the voluntary act and deed of said municipal
corporation by it and by them voluntarily executed.
&vM;(} I! (;J~/l ~
Notary Public in and ~~ihestate
of Iowa
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IOWA STATE BANK & TRUST COMPANY
ISSUING BANK:
STANDBY LETTER OF CREDIT NO. 293
Iowa State Bank & Trust Company
Banking Division
102 S. Clinton Street
Iowa City, Iowa 52240 U.S.A.
DATE AND PLACE OF ISSUE:
DATE AND PLACE OF EXPIRY:
11/04/94
Iowa City, Iowa, U.S.A.
09/30/95
APPLICANT:
BENEFICIARY:
ARLINGTON L.C.
1700 S. 1st Avenue
Eastdale Plaza
Iowa City, Iowa 52240
CITY OF IOWA CITY
410 E. Washington Street
Iowa City, Iowa 52240
AMOUNT: USD7,500.00(SEVEN THOUSAND FIVE HUNDRED AND NO/100
ONLY U.S. DOLLARS)
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We hereby issue our Standby Letter of Credit No. 293 in favor of City
of Iowa City ("Beneficiary") for the account of Arlington L.C. for a
sum not to exceed USD7,500.00 (SEVEN THOUSAND FIVE HUNDRED AND NO/100
ONLY U.S. DOLLARS) available by your draft(s) at SIGHT drawn on Iowa
State Bank & Trust Company, Iowa City, Iowa accompanied by the
following document:
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A Beneficiary's signed statement, signed by an authorized
representative of City of Iowa City, stating: "We certify that
Arlington L.C. has not completed storm water control facilities for
Windsor Ridge-Parts one through Five, in a satisfactory manner. This
includes, but is not limited to $7,500.00 for public improvements and
payment has not been received from Arlington L.C., or any other
source. "
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ADDITIONAL CONDITIONS:
If the storm water control facilities described herein are not
completed on or before September 30, 1995, this Letter of Credit may be
renewed upon application to and at the discretion of Iowa ,State Bank &
Trust Company.
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P,O. Dox 1700, lown Clly.IA 52244,1700 . Toll,free 1,000,247,4410 · fAX 319-350,5049
Moln Donk Clinton 51. Office
1025, Clinton 51. 3255. Cllnlon 51,
350,5000 350,5900
Kcokuk St. Office Rochester Ave. Office Coralville Office
Kcokuk 5t, & Hwy. 0 DypASS 2233 Rochesler Ave, 110 First Ave.lCorolvlllo
350,5970 350,5900 350,5990
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IOWA STATE BANK & TRUST COMPANY
Standby Letter of Credit No. 293
Page 2
November 4, 1994
If this Letter of Credit is not renewed and Arlington L.C. does not
place $7,500.00 in escrow with the City to secure the completion of the
storm water control facilities, there shall be an automatic draw on
this Letter of Credit prior to its expiration payable to the City of
Iowa City, Iowa, to complete. the improvement. This payment shall be
drawn off the Arlington L.C. line of credit maintained with Iowa State
Bank & Trust Company.
All drafts must be marked "Drawn under Standby Letter of Credit No. 293
of Iowa State Bank & Trust Company, Iowa City, Iowa dated November 4,
1994. "
We hereby engage with you that drafts drawn hereunder in compliance
with the tenms and conditions of this credit will be duly honored if
presented to Iowa State Bank & Trust Company, Main Office-Banking
Division, 102 S. Clinton Street, Iowa City, Iowa 52240 between the
hours of 9:00 a.m. and 4:30 p.m. Central Standard Time, on or before
the expiration date.
Partial drawings are permitted.
Drawings under this credit must be accompanied by the original of this
credit and amendments thereto.
All banking fees other than those due Iowa State Bank & Trust Company,
Iowa City, Iowa are for the account of the Beneficiary.
Unless otherwise expressly stated, this credit is subject to Uniform
Customs and Practices for Documentary Credits (1993 Revision)
International Chamber of Commerce publication No. 500, as from time to
time amended, and is governed by the Uniform Commercial Code of Iowa,
as from time to time amended.
IOWA STATE BANK & TRUST COMPANY
ll~~~
Executive Vice-President
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LIMITED RELEASE AGREEMENT
This Limited Release Agreement is made between the city of
Iowa city, Iowa, a municipal corporation (hereinafter lithe city"),
and Arlington, L.C., an Iowa Limited Liability Company (hereinafter
"Subdivider"), who hereby agree as follows:
1. The parties acknowledge that by reason of the following
described city-Subdivider Agreements recorded in the Johnson county
Recorder's Office:
/
A. Windsor Ridge-Parts One & Two dated
December 16, 1993 and recorded March 9, 1994 in Book
1715, Page 150; and
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B. Windsor Ridge-Part Four dated December 16, 1993
and recorded March 9, 1994 in Book 1715, Page 206,
Subdivider is obligated to construct and install walkways on
Outlot "B" (hereinafter "improvement") as required by the City and
as a benefit to said subdivisions. The parties further acknowledge
that this obligation is deemed a covenant running with the land.
2. An irrevocable Letter of Credit regarding the !l
construction of the improvement and the funds needed to complete w~,
said construction has been executed by Iowa State Bank & Trust
Company, Iowa city, Iowa, and is attached as Exhibit "A" and by
this reference incorporated as a part herein. The parties ~
acknowledge that this Letter of Credit has been executed for the ~
city's behalf pending completion of the improvement, as certified "
by the city Engineer.
3. The city acknowledges that the improvement has not been
constructed or installed and a final release of the improvement by
the city is not yet appropriate. For this reason, the obligation
of Subdivider to construct and install the improvement constitutes
a lien and cloud on the above-referenced subdivisions.
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4. In consideration of the city's release of its lien on the
above-referenced 'subdivisions, Subdivider agrees that the lien on
the lots in said subdivisions shall be transferred to and shall
immediately attach to the funds referenced in Exhibit "A" and that
this lien shall remain attached to said funds until such time as
the improvement has been completed. At such time, the city will
issue a final release to the Subdivider for recordation.
5. Pursuant to its terms, Exhibit "A" expires September 3D,
1995. If the improvement described herein is not completed on or
before September 3D, 1995:
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A. Exhibit "A" may be renewed upon application to
and at the discretion of Iowa state Bank & Trust Company,
in which case all terms and provisions herein shall also
be extended for a like period; or
B. If Exhibit "A" is not renewed by Iowa state
Bank & Trust Company, Subdivider may place $17,100.00 in
escrow with the city to' secure the completion of the
improvement, in which case the lien of the City for said
improvement shall automatically transfer to the escrowed
proceeds; or
, C. If neither subparagraph A nor subparagraph B
occur, there shall be an automatic draw on the funds
payable to the city, as described in Exhibit "A, II to
complete the improvement.
6. In consi.deration thereof, the City does hereby release
Windsor Ridge-Parts One & Two and Windsor Ridge-Part Four from any
lien or cloud nOvl placed on the title to said property for the
purposes stated in paragraphs 1 through 4 above.
,7. This Limited Release Agreement shall not be construed as
a release of Subdivider's obligations to complete the improvement,
which obligation shall remain the responsibility of Subdivider
until the improvement has been completed and finally released by
the city. Nor shall this Limited Release Agreement in any way
alter, amend or modify the city-Subdivider Agreements described
herein, except as provided in this Agreement.
STATE OF IOWA )
) ss:
JOHNSON COUNTY )
On this /:.9h day of November, 1994, before me, a Notary
Public, personally appeared Gary D. Watts and John Moreland, Jr.,
to me personally known as members of Arlington, L,C" and do
acknowledge that they signed the foregoing instrument as their own
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Dated this
is day of November I 1994.
L.C.
Member
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voluntary act and deed and als
Arlington, L.C.
of
the state
CITY OF IOWA CITY, IOWA
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Susan M. owi'tz, Mayo
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Marlan K. Karr, City Clerk
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STATE OF IOWA )
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JOHNSON COUNTY )
On this r;t" day of [)u1lfftiJe/J , 1994,
before me, the undersigned, a Notary Public in and for said County,
in said state, personally appeared Susan M. Horowitz and Marian K.
Karr, to me personally known, who being by me duly sworn, did s~y
that they are the Mayor and city clerk, respectively, of said
municipal corporation executing the within and foregoing
instrumenti that the seal affixed thereto is the seal of said
municipal corporation; that said instrument was signed and sealed
on behalf of said municipal corporation by authority of city
Council of said municipal corporation; and that the said Susan M.
Horowitz and Marian K. Karr acknowledged the execution of said
instrument to be the voluntary act and deed of said municipal
corporation by it and by them voluntarily executed.
N~'!;n ~daflihe State
o~ Iowa
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EXHIBIT "A"
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IOWA STATE BANK & TRUST COMPANY
ISUING BANK:
STANDBY LETTER OF CREDIT NO. 294
Iowa State Bank & Trust Company
Banking Division
102 S. Clinton Street
Iowa City, Iowa 52240 U.S.A.
DATE AND PLACE OF ISSUE:
DATE AND PLACE OF EXPIRY:
11/04/94
Iowa City, Iowa, U.S.A.
09/30/95
APPLICANT:
BENEFICIARY:
ARLINGTON L.C.
1700 S. 1st Avenue
Eastdale Plaza
Iowa City, Iowa 52240
CITY OF IOWA CITY
410 E. Washington~Street
Iowa City, Iowa 52240
AMOUNT: USD17,100.00{SEVENTEEN THOUSAND ONE ,HUNDRED AND NO/lOa
ONLY U.S. DOLLARS)
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We hereby issue our Standby Letter of Credit No. 294 in favor of City
of Iowa City (">Beneficiary") for the account of Arlington L. C. for a
sum not to exceed USD17, 100.00 (SEVENTEEN THOUSAND ONE HUNDRED AND
NO/lOa ONLY U.S. DOLLARS) available by your draft(s) at SIGHT drawn on
Iowa State Bank & Trust Company, Iowa City, Iowa accompanied by the
following document:
A Beneficiary's signed statement, signed by an authorized
representative of City of Iowa City, stating: "We certify that
Arlington L.C. has not completed walkways for Outlot B of Windsor
Ridge-Parts One & Two and Windsor Ridge-Part Four, in a satisfactory
. manner. This includes, but is not limited to $17,100.00 for public
improvements and payment has not been received from Arlington L.C., or
any other source."
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ADDITIONAL CONDITIONS:
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If the walkways described herein are not completed. on or before
September 30, 1995, this Letter of Credit may be renewed upon
application to and at the discretion of Iowa State Bank & Trust
Company.
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P.O, Box 1700, Iowa Clly, '^ 52244.1700 . Toll'Froo 1.000,247.4410 · Fi\X 319.350.5049
Moln Dank Clinton 51, Omea Kaokuk 51, Omea Roel1cslor Avo. Offico Caralvllla omen
1025, Clinton 51. 325 S. Cllnlon 51, Kookuk St, 8< Hwy. 0 Dypnss 2233 Rochoslor Avo. 110 First Avo'/Cornlvlllo
350.5000 350,5000 350.5970 350,5000 350.5000
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IOWA STATE BANK & TRUST COMPANY
Standby Letter of Credit No. 294
Page 2
November 4, 1994
If this Letter of Credit is not renewed and Arlington L.C. does not
place $17,100.00 in escrow with the City to secure the completion of
the walkways, there shall be an automatic draw on this Letter of Credit
prior to its expiration payable to the City of Iowa City, Iowa, to'
complete the improvement. This payment shall be drawn off the
Arlington L.C. line of credit maintained with Iowa State Bank & Trust
Company. .
All drafts must be marked "Drawn under Standby Letter of Credit No. 294
of Iowa State Bank & Trust Company, Iowa City, Iowa dated November 4,
1994."
We hereby engage with you that drafts drawn hereunder in compliance
with the terms and conditions of this credit will be duly honored if
presented to Iowa State Bank & Trust Company, Main Office-Banking
Division, 102 S. Clinton Street, Iowa City, Iowa 52~40 between the
hours of 9:00 a.m. and 4:30 p.m. Central Standard Time, on or before
the expiration date. ()
Partial drawings are permitted.
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Drawings under this credit must be accompanied by the original of this
credit and amendments thereto.
;
All banking fees other than those due Iowa State Bank & Trust Company,
Iowa City, Iowa are for the ,account of the Beneficiary.
Unless otherwise expressly stated, this credit is subject to Uniform
Customs and Practices for Documentary Credits (1993 Revision)
International Chamber of Commerce publication No. 500, as from time to
time amended, and is governed by the Uniform Commercial Code of Iowa,
as from time to' time amended.
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RESOLUTION NO.
94-327
RESOLUTION AUTHORIZING EXECUTION OF AMENDATORY AGREEMENT #12
AND ADDENDUM FOR LEAD BASED PAINT TO ANNUAL CONTRIBUTIONS
CONTRACT BETWEEN THE CITY AND THE FEDERAL GOVERNMENT FOR
PUBLIC HOUSING PROJECT GRANT NUMBER IA05P022010.
I
WHEREAS, the City of Iowa City, Iowa (the "Local Authority") proposes to enter into an
Amendatory Agreement which revises the contract (the" Annual Contributions Contract") with
the United States of America (the "Government"l with respect to 'any "Project" as defined in
the Annual Contributions Contract and which at any time now or hereafter is incorporated
under the terms of such Contract.
BE IT RESOLVED BY THE LOCAL AUTHORITY as follows:
Section 1. The Amendatory Agreement in substantially the form hereto attached and marked
"Exhibit A" and Addendum marked "Exhibit B" is hereby approved and accepted both as to '
form and substance and the Mayor or Mayor Pro tem is hereby authorized and directed to
execute said Contract in four copies on behalf of the Local Authority, and the City Clerk is
hereby authorized and directed to impress and attest the official seal of the Local Authority
on each such counterpart and to forward said executed counterparts, or any of them, to the
Government, together with such other documents evidencing the approval and authorizing the
execution thereof as may be required by the Government.
Section 2. Whenever the following terms, or any of them, are used in this Resolution, the
same, unless the context shall indicate another or different meaning or Intent, shall be
construed, and are intended to have meanings as follows:
(1) The term "Resolution" shall mean this Resolution.
(2) All other terms used in this Resolution and which are defined in the Annual Contribu-
tions Contract shall have the respective meanings ascribed thereto in the Annual
Contributions Contract.
Section 3. All resolutions or parts of resolutions heretofore adopted by the Local Authority
which authorize the issuance andlor delivery of Advance Notes (sometimes called" Advance
Loan Notes'" pursuant to the Annual Contributions Contract remain in full force and effect.
Section 4. This Resolution shall take effect immediately.
Passed and approved this .2i!;lL- day of O~I'olll'r
,1994.
.j)~ 0A_1n .q}6r>V'1:3
MAYOR
A proved by
ATTESTr;' '7~A~'uJ l~ !~
Cll' CLERK
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"I hlsnssllnmend12.res
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Re9olution No. 94-327
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It was moved by Nmd rk and seconded by Throgmorton . the Resolution be '
adopted, and upon roU call there were:
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x Baker
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x Lehman
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U.S. Department of Housing and Urban Development
Iowa State Office
Federal Building
210 Walnut Street, Room 239
Des Moines, Iowa 50309.2155
January 26, 1995
Mr. Doug Boothroy
Acting Housing Administrator
Iowa City Housing Authority
410 E. Washington St., Civic Center
Iowa City, IA 52240-1826
Dear Mr. Boothroy:
SUBJECT: Development project Grant Amendment No. 12 to
Consolidated Annual Contributions Contract
No. KC-9l66, Project No. IA05P022010
We are pleased to transmit herewith one fully executed
Consolidated Annual Contributions Contract, Amendment No. 12,
dated January 26, 1995, with an estimated total development cost
of $931,750.00.
If you should have any questions please feel free to call me
at 515-284-4938.
Sincerely,
tn~bfCl~,. Y~~SQ\~/~
Barbara E. Kirschten
Chief Attorney
Enclosures
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Development Project Grant
Amendment to Consolidated
Annual Contributions Contracl
1. IkvelopmenlProjcel Granl NUlllber:
IA05P02201O
2, Alllendlllenllo Annual Contrlbullons Conlrael Number
KC-9166 ' dated October 18. 1985
(I he Conlraell,
3. The Contract Is alllended 10 provide granl asslslanee for
the Development GranlProJee!. This amendmenlls a part of
Ihe Conlraet. '
4. The following provisions shall be applicable to Ihe Develop'
ment Granl ProJeel:
a, Date of Developmenl Granl neservallon:
September 27, 1994
b, Develop men I Mcthod and lIouslng lype
ACquisition-Detached
e, Numb,'r of Units 10
d, Maximum 'Iblal Developmenl Cost!Developmenl Granl
Authorltyl j931,750.00
5, The development of Ibis GrantproJeel sball be carried oul
In aecordanee wllh allllUD regulallons and olher requirements
applleable 10 Ihe public housing developmenlprogram, The
pHA agrees 10 comply with Ihese regulations and requirements,
6. The devl'lopmenl work 10 be carried out Is described In a
pIIA I'roposal. a stalement of Ihe Imsle elenwnls of Ihe Develop'
menl Granl Project. The plIA Proposalmusl be ado pled by Ihe
PlIA and approved by IIUD, and may be revised from lime to
lime by agreement between IIUD and the plIA, The plIA agrees
10 carry out the developmeut aellvllles In accordance wllh the
approl'edl'lIA I'roposal.
7, The Maximum 'Ibtul Developmenl Cosl of the Developmenl
Grant I'roJeet Is staled In See lion 4, d, of this amendment. The
plIA shall eOlllpll'le the developmenl of the Grantl'rojeel althe
lowest possible developmenl cost wllhln Ihe approved Develop'
menl Cosllludget and In no event In excess of the slated Max'
ImulII li1lal Development Cosl for the GmnlProJeet.
8, Suhjeel to Ihe provisions of I'Jrl1l of Ihls Conlrad. and In
order to asslsl Ihe development of Ihe Gmnll'roJeel. IIUD
agrees 10 dlsborse to Ihe pl'IA, from lime to lime as needed. up
10 Ihe amount of the Maximum Granl Commllmenl, The
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U,S. Department of Housing
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Office of Public and Indian Housing
Lower Income Public Housing
AfiE.lilllillITJO. 12
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Maximum Granl Conuullmenl shall he equal to the Maximum
'!btal Development Cosl for the Grant ProJeel. as slaled In
See lion 4, d, or Ihe approved Aelua' Development Cosl of the
Grant ProJect.
0, Arter Ineluslon In an aodlt and HUD npproval of the
Aelualllevelopmenl Cost Cerllfir.ale (In accordance with Sec.
lion 405 of I~lrlll of Ihe Contracll. a copy of the Aeloal
Development Cost Cerllfieate shall he allnehed 10 Ihls amend,
menl and "hall be deemed 10 further amend lhe Contmet.
where necessary. 10 reduce Ihe amount of granl aulhorlty for
Ihe Development Grant Project to an amount equal 10 the
approved Actual Developmenl Cost. In no case shall the approv.
cd Actnal Development Cost Certffieale amounl exceed the
Maximum '!btalllevelopmenl Cosl stated In Seelton 4,d, of this
amendment
10, The I'HA shall eonllnue to operate Ihe Development Grant
I'roJeel as lower Income honslng In compliance with this Con,
lraet. Ihe Act nnd allHUD regulallons and requlremenis for a
period of thirty years beglnnlilg on the Date of Full Avallablllly
of the Development Granll'rojeel: provided. however. Ihallhe
provisions of See lion 308(81 and (C) of the Contract shall
remain In crfeet for so long as HUD delermlnes Ihere Is any
oulslandlng Indebledness of the PHA 10 HUD which arose In
eonneellon wllh any project or projects under the Conlraet and
which Is nol eligible for forgiveness. and provided further that.
for a period of len years following Ihe last payment of oJlerallng
subsidy 10 Ihe I'HA. no dlsposlllon oflhe Grantl'roJeel shall
occur unless approved by HUll,
II. If Ihe I'IIA docs not comply wllh any of 115 obllgallons
under this nmen~ment. HUD may dlreelthe I'HA to termlnale
all further development aellvltles, In such case. the pHA shall
only Incur addlllonal costs with HUD approval.
12, The PHA shall exeeule and me for record a Deelarallon of
1l'usl as provided under See lion 420(B) of Ihe Contraelto pro'
leclthe rlghls and Interesls of HUD Ihroughoullhe thlrty.year
period dnrlng which the I'HA Is obllgaled to operale Ihe
Development Granl Projeelln accordance wllh Ihe Contrael. the
Ael and IIUD regula lions nnd reqnlremenls,
The parties have caused this amendmenlto be crfeellve as of
the date of exeenllon on behalf 01 the Unlled Stales. as stated
helow,
Iowa City Housinq Authoritv
Il'uhlll'III1Wi!t!1/\!II'Ill'/l1
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SUSAN M. HOROWITZ, MAYOR
UNITED STATES OF AMERICA
Ilale
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11arl M. Hamblin-l.Mr..illQLJ1lIiliUi.o.llsin9-
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ADDENDUM TO AMENDMENT NO. 12
project No. IA05P022010
Contract No. KC-9l66
Check the appropriate paragraph and complete information
requested:
_ The PHA/IHA has attended the HUD sponsored training course
"Lead-Based Paint in Public and Indian Housing: How Housing
Authorities Can Meet the Challenge" on at
_ Due to circumstances beyond the PHA/IHA'S control, we were
unable to attend the required training but will do so within
six (6) months of the date of this ACC amendment.
_ The PHA/IHA's inventory consists solely of Section 8
Certificates/Vouchers.
____ The PHA/IHA's inventory consists solely of post-1978
developments.
_ The PHA/IHA'S inventory consists solely of developments for
the elderly.
_ The PHA/IHA's has completed testing of its entire inventory
in accordance with the regulatory requirements sent'forth in
the Lead-Based Paint poisoning Prevention Act, as amended,
and the test results have been negative thus negating the
need for abatement.
~ The PHA/IHA has completed testing and abatement of its
entire pre-1978 family development inventory.
()
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No disbursements can be made under the ACC amendment, except
for emergencies, unless one of the above certifications has been
checked. In the case where the PHA/IHA will be taking the course
at a future date, disbursements cannot be made until the course
has been completed and the PHA/IHA so certifies.
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The parties have caused this addendum to the amendment to be
effective as of the date of execution on behalf of the United
States, as stated below.
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(PHA/IHAl
By ..du < "., 'Lb.. t:h..u" ~ -
Dale t!dN::V 25', Nt'/' .
SUSAN M. HOROWITZ, MAYOR
UNITED STATES OF AMERICA
Secretary of Housing and Urban
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RESOLUTION NO. 94-328
RESOLUTION AUTHORIZING THE APPOINTMENT OF MR. DOUGLAS
BOOTHROY AS THE PROJECT OFFICER FOR THE ACQUISITION OF 10
UNITS OF PUBLIC HOUSING FOR THE DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT PROJECT IA05P022010.
WHEREAS,the City Council of the City of Iowa City functions as the Iowa City Housing Authority
and the Department of Housing and Urban Development has requested the appointment of a
Project Officer for Project IA05P022010, the acquisition of ten units of Public Housing; and
WHEREAS, Mr. Douglas Boothroy is the Director of the Housing and Inspection Services of the
City of Iowa City and is the direct supervisor of the day to day operations of the Iowa City
Housing Authority.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA:
1. That the Mayor and City Clerk are hereby authorized and directed to respectively sign and
attest to the appointment of Mr. Douglas Boothroy as the Project Officer.
Passed and approved this 25th day of October , 1994.
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MAYOR '--.:
Approved by
ATTEST: ?J?~~ I!. ~
CI CLERK
It was moved by Novick and seconded by
adopted, and upon roll call there were:
Throgmorton
the Resolution be
AYES:
NAYS:
ABSENT:
x
x
Baker
Horowitz
x Kubby
Lehman
Novick
Pigott
Throgmorton
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RESOLUTION NO. q4-~?q
RESOLUTION AUTHORIZING THE ADOPTION OF THE FAMILY SELF
SUFFICIENCY ACTION PLAN OF THE IOWA CITY HOUSING AUTHORITY.
WHEREAS,the City Council of the City of Iowa City functions as the Iowa City Housing Authority
and the Department of Housing and Urban Development requires a self sufficiency program for
families assisted under the Certificate, Voucher, and Public Housing Programs; and
WHEREAS, the City of Iowa City presently has an Annual Contributions Contract with the
Department of Housing and Urban Development to administer Certificate, Voucher and Public
Housing Programs and wishes to assist the participants to become economically independent;
and
WHEREAS, the participants of the housing assistance programs and the Citizens of Iowa City
would benefit from the Family Self Sufficiency program.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA:
1.
That the Action Plan for Family Self Sufficiency is adopted as the policy of the Iowa City
Housing Authority.
2. That the City Clerk is hereby authorized and directed to certify appropriate copies of this
resolution together with any necessary certifications as may be required by the
Department of Housing and Urban Development.
Passed and approved this 25th
day of October
,1994.
iJwJ~>n.~;
MAYOR
Approved by
,I'
ATTEST: ~A')~' ~,)
CI LERK
I~f
It was moved by Nevi ek and seconded by Throgmorton the Resolution be
adopted, and upon roll call there were:
AYES:
NAYS:
ABSENT:
J(
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Baker
Horowitz
Kubby
Lehman
Novick
Pigott
Throgmort,1n
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IOWA CITY HOUSING AUTHORITY
MEMORANDUM
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October 19, 1994
TO:
City Council
Ron Henderson ~
FROM:
RE:
Family Self Sufficiency Action Plan.
The Department of Housing and Urban Development requires local housing
authorities to provide services to strengthen the economic capabilities
of recipients. One method is to provide coordination of job training,
education and support services to assist families in becoming free of
the welfare system. In the Department of Human Services, this was
known as Promised Jobs. HUD's effort is to provide the Family Self
Sufficiency Program (FSS). Although requiring a housing authority to
provide such programming, HUD does not provide added funding to support
these efforts. The plan to implement this is attached as the ACTION
PLAN, FAMILY SELF SUFFICIENCY, IOWA CITY HOUSING AUTHORITY.
PROGRAM To simplify the program, a family agrees to make a goal of
freeing themselves from welfare in a five year period. HUD agrees to
place 30% of any increase in income during that time in an escrow
account for the family to use later. After five years, there are no
further credits to the escrow account but the family may wait another
five years to quit receiving welfare. It is assumed that the last five
year period would put the family in a more financially stable position.
EXAMPLE A family agrees to receive job training and to gain and
maintain employment within the next five years. If the earned income
increases by $100 a month then $30 a month would be credited to the
family's Escrow Account. This would build at $360 a year until the
five years are up or there is another increase or decrease in income.
Increases would increase the Escrow credit and decreases would also
decrease the credit. Were the family to lose a job, the credit would
drop to $0 until the family regained the starting level.
After ten years, the family must declare themselves free of welfare or
they lose their Escrow Account. At such time they would not lose their
housing assistance if they are still eligible to receive it. Housing
assistance is designed to assist not only the unemployed but also the
underemployed.
ATTACHED PLAN The Plan implements this required program. HUD requires
Housing Authorities to provide service to a number of families equal to
the number of new units awarded since Fiscal Year 1992. In Iowa City
that is equal to 83 families. We are required to have 83 families
enrolled by November of 1995. The plan will be amended as we receive
additional units.
This plan was approved and recommended by the Housing Con~ission at
their October 11 meeting. HUD had previously approved the elements of
the plan as containing the required language.
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IOWA CITY HOUSING AUTHORITY
410 E. Washington St.
Iowa City, IA 52240.1826
Phone: (319)356-5400 · FAX: (319)35605009 · 'lDD: (319) 35605404
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ACTION PLAN
FAMILY SELF SUFFICIENCY
Iowa City Housing Authority
Approved by the Housing Commission
october 11, 1994
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TABLE OF CONTENTS
PROGRAM . . . . . . . . . 1
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HUD REGULATIONS AND RULES 1 I'
PARTICIPATION . . . . . . 1
ELIGIBILITY . . . . . 1
NUMBER OF FAMILIES ASSISTED 1
ACTIVITIES AND SUPPORTIVE SERVICES 2
IDENTIFICATION OF NEEDS . . . . 3
PUBLIC AND PRIVATE RESOURCES . 3
TIME TABLE TO IMPLEMENT PROGRAM 4
CERTIFICATION . . . . . . 4
NUMBER OF UNITS . . . . 4
NOTIFICATION AND OUTREACH 4
! SELECTION OF FAMILIES . . 5
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TERMINATION OF FSS PROGRAM 5
ESCROW ACCOUNT . . . . . . . . . 10
"- ESTABLISHMENT OF ESCROW ACCOUNTS 10
AMOUNT TO BE ACCRUED 10
INVESTMENT OF FUNDS 11
WITHDRAWALS . 11
SUCCESSION 11 (l)
FORFEITURE 11 (
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ACTION PLAN
FAMILY SELF SUFFICIENCY
Iowa City Housing Authority
PROGRAM. The Family Self Sufficiency Program (FSS) is a voluntary
program for participants in the Certificate, Voucher and Public
Housing programs of the Iowa City Housing Authority (ICHA). The
program is designed to reward those families that are able to
remove themselves from public welfare assistance within a ten year
period. The program consists of two parts, the Contract of
Participation and the Escrow Account. The Contract of
Participation outlines the goals of the family and the resources
required to meet these goals within five years. The Escrow
Account, which is a monetary incentive for the family, accrues
over a five year period equal to an amount by which the rent of
the family increases due to improved income levels.
HUD REGULATIONS AND RULES. The United States Housing Act of
1937, as amended, sets minimum statutory standards for program
operations. Section 8 of the Act contains these statutory
standards. Regulatory standards, written by HUD, are contained in
24 CFR, which is Title 24 of the Code of Federal Regulations. In
the certificate and Voucher programs, Part 984 contains this
information. In Public Housing, Part 962 is referenced.
Changes in the Act and the Federal Regulations occur frequently.
Any errors, omissions and conflicts with the most current rules
will be corrected as identified.
A. PARTICIPATION.
1. ELIGIBILITY. All participants and tenants in the
assistance programs of the ICHA are eligible for
participation in the FSS Program. Individuals and
families on the waiting list for assistance or who have
expressed interest in the assistance programs of the
ICHA are not eligible for selection in this FSS program.
Selection to the program is limited and will occur as a
random drawing of all participants in each Certificate,
Voucher or Public Housing Project.
2. NUMBER OF FAMILIES ASSISTED. The FSS program is
required to have a minimum program size equal to the
number of new certificates, Vouchers or Public Housing
units received after October of 1992. For the ICHA,
this program must have 25 certificate, 25 Voucher and 33
Public Housing families enrolled by November of 1995.
FSS families from the other programs, certificate,
Voucher or Public Housing, may not be used to satisfy
the numbers required of the other specific FSS programs.
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The following table shows the distribution of assisted
families by race and ethnicity. The random drawing
method would give the same essential distribution for
the FSS program.
Native Am.1
White Black Indian Asian Hispanic
Public Housing
75.0 22.2 2.8 0 8.3
I Certificates
86.5 10.0 0.6 2.0 2.6
Vouchers
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All
85.7 12.0 0.7 1.6 3.1
The following table shows the distribution of assisted
households by type families. The random drawing method
would give the same essential distribution for the FSS
program. The different categories may duplicate the
number of families in that a disabled, female head of
household would be counted twice. The actual
distribution may be affected by the self selection of
tenants out of the FSS program. This program may not be
applicable to the elderly or the permanently disabled.
Number
Members Household
Male Head of Household
584
2.29
254
Female Head HIH
2.34
551
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1.29
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Handicapped
Elderly
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97
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3. ACTIVITIES AND SUPPORTIVE SERVICES. The ICHA will
maintain a standing Program Coordinating Committee (PCC)
for the FSS Program that will be comprised of tenant and
participant representatives and the providers, who would
be necessary to the continued effectiveness of the FSS
program. The following list of providers have expressed
interest in this participation.
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Job service - Promise Jobs
Department of Human Services
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Youth Homes, Inc.
united Action For Youth
Domestic Violence Program
Emergency Housing Project
community Coordinated Childcare
Hera Counseling Services
Lutheran Social Services
Community Mental Health Center
Mid Eastern Council on Chemical Abuse
Life Skills, Inc.
GIC Housing Fellowship, HACAP
Salvation Army
Human Services Planning, City of Iowa City
school of Social Work, U of I
Center for Career Development and
cooperative Education, U of I
Local Homeless Coordinating Board, Crisis Center
4. IDENTIFICATION OF NEEDS. All participant and tenant
families will meet with their respective Housing
Specialist to identify future goals for all family
members. Clarification of these goals will identify the
services needed by the families. Where specific
services are not available, the Housing Specialist and
the FSS Program Coordinator will assist the family in
seeking alternate services to satisfy the needs.
Consultation with the PCC will be used to identify gaps
in community services.
All participants will be scheduled with the servics of
their choice for information and enrollment in the
specific program. Public ana Private services will
evaluate those participants and the appropriateness for
the services offered. Goals clarification and case
plans will be reviewed by the ICHA and responsible
service provider.
Some of the selected FSS families will be in other
training programs prior to enrollment in the program.
Case plans for these other ssrvices will make the basis
for the required plans in ths FSS program. Minimal
counseling may be the only service rsquired by the
families.
5. PUBLIC AND PRIVATE RESOURCES. Public resources will be
ussd to mset the requirements of ths families in the FSS
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programs. The utilization of JTPA, Job Services and the
University of Iowa are examples of programs that are
available for FSS participants. Private resources will
be utilized by the FSS program as identified by gaps in
service and the specific requirements of the participant
family. Examples such as grants, loans and program
development monies are private resources that would be
sought. Where there are no resources available, the
ICHA and the Program Coordinating Committee will
formulate plans of action to obtain necessary resources.
6. TIME TABLE TO IMPLEMENT PROGRAM. The FSS Program shall
be implemented as follows:
Activity Begins
Selection of participants September, 1994
Enrollment of Participants
with completed Contracts December, 1994
(5 families)
2nd Enrollment (10) February, 1995
3rd Enrollment (15) April, 1995
4th Enrollment (25) June, 1995
5th Enrollment (28) August, 1995 0
7. CERTIFICATION. The ICHA certifies that coordination and
implementation of the FSS program has been reviewed to
avoid duplication of services and to maximize impact of
services. This certification will be made annually by
the ICHA and the FSS PPC after the start up of the
program.
8. NUMBER OF UNITS. The ICHA will identify twenty-five
Certificate participants, twenty-five Voucher
participants and thirty-three Public Housing tenant
families, who have been selected randomly from these
specific programs under the Annual Contrlbution
contracts, as eligible for the FSS program. All
selected participants will be notified of the program
and they will be enrolled should they opt to
participate. Selection will continue until the targeted
number has been reached.
There will be no incentives offered to enroll in the FSS
program. The escrow account will be the primary
economic benefit of the program.
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NOTIFICATION AND OUTREACH.
outreach outlined in the
application, participation
The notifications and
Equal Housing Plan for
and tenancy satisfies the
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requirements for the FSS program.
10. SELECTION OF FAMILIES. A listing of Certificate,
Voucher and Public Housing families will be randomly
created prior to each enrollment period as listed in
part 6 above. From these lists, the number of required
families will be enrolled in the each FSS program.
Selected families will be allowed to opt in or out of
the program and a record of their choice will be
maintained in their file. The refusal of the family to
enter into the FSS program shall have no effect upon
their participation in any program of the ICHA.
Assistance under program rules will not be denied or
withheld based upon the decision of the family to
participate in the FSS program.
11. TERMINATION OF FSS PROGRAM. Failure of the FSS family
to comply with the Contract of Participation shall be
the basis of termination of the participation of the
family in the FSS program. Grievances arising out of
the FSS program will be heard under the following:
The intent and purpose of this Grievance Procedure is to
establish and set forth the requirements, standards, and
criteria used by the Iowa City Public Housing Authority
(ICHA) to assure participants are afforded an
opportunity for a hearing if the participant disputes
within ten (10) days any ICHA action or failure to act
involving the FSS Program of the participant.
The ICHA Grievance Procedure shall not be applicable to
disputes between participants not involving the ICHA or
to class grievances. This Grievance Procedure is not
intended nor shall be used for initiating or negotiating
policy changes between a group or groups of participants
and the ICHA,
1. Informal Hearing
A. The grievance shall be in writing, and shall
be personally presented to the ICHA
administrative office within ten (10) calendar
days of the ICHA action or failure to act, so
that the grievance may be discussed informally
and settled without a hearing.
B.
After receipt of the complaint, the ICHA shall
make reasonable efforts to hold an informal
administrative hearing with the participant
and his or her designated representative.
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C. The ICRA shall provide an interpreter if the
participant is not fluent in English, unless
after diligent efforts, it is impossible to
secure an interpreter. If it is impossible
for the ICRA to provide an interpreter, then
the participant shall be notified that he or
she may bring an interpreter.
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D. A summary of the discussion shall be prepared
by the ICRA within twenty (20) calendar days
of the informal hearing with one copy being
given to the participant and one copy retained
in the participant's file. The summary shall
specify the names of participants, dates of
meeting, the complaint, the nature of the
proposed disposition of the complaint, and the
specific reasons therefor, and shall further
specify the procedures by which a formal
hearing may be obtained if the participant is
not satisfied.
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E. This informal hearing is required as a
prerequisite to a formal hearing under Section
2 unless the participant can show good cause
why he or she failed to proceed under this
section. If the hearing officer finds good
cause, the informal hearing requirement shall
be waived.
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A. The participant shall submit a written request
for a formal hearing to the ICHA
administrative office within fifteen (15)
calendar days after the summary of the
discussion is mailed to the participant. The
participant's written request shall specify:
(1) The reasons for the grievance, and
(2) The action or relief sought.
B. A hearing shall be scheduled promptly by the
hearing officer or hearing panel for a time
and place reasonably convenient to both the
participant and the ICHA. A written notice
specifying the time, place, and the procedures
governing the hearing shall be delivered to
the participant and the appropriate ICHA
official, such service being in compliance
with Rule 56.1, Iowa Rules of civil Procedure.
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C. Before a formal hearing is scheduled for any
grievance involving rent as specified in the
lease which the ICHA claims is due and owing,
the participant shall pay to the ICHA an
amount equal to the amount of the rent due and
owing as of the first of the month preceding
the month in which the act or failure to act
took place. The deposits of the monthly rent
shall be made by the participant until the
grievance is resolved. Failure to make such
deposits shall not constitute a waiver of any
right the participant may have to contest the
ICHA's disposition of his or her grievances in
an appropriate judicial proceeding.
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D. Grievances shall be presented before a hearing
officer. The hearing officer shall be an
impartial, disinterested person selected
jointly by the ICHA and the participant. If
the ICHA and the participant cannot agree on a
hearing officer, they shall each appoint a
member of a hearing panel and the members so
appointed shall select a third member.
Persons so selected shall be ones without
prior knowledge of the substance of the
grievance and ones who are not partial to
either party.
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E. If the participant does not request a formal
hearing in accordance with this procedure, the
ICHA's disposition of the grievance under the
informal hearing procedure shall become final,
provided that failure to request a formal
hearing shall not constitute a waiver by the
participant of his or her right thereafter to
contest the ICHA's action in disposing of the
complaint in an appropriate judicial
proceeding.
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Procedures Governing the Formal
Hearing
A. The formal hearing shall be held before the
hearing officer or hearing panel.
B. The participant shall be afforded the
opportunity:
(1) Before the hearing takes place, to
examine all documents, records, and
regulations of the ICHA that are relevant
to the hearing and to obtain copies at
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the participant's expense. Any document
not made available by the ICRA to the
participant after written request, may
not be relied on by the ICHA in the
formal grievance procedure.
(2) The right to be represented by counselor
other person.
(3) The right to a private hearing unless a
public hearing is requested.
(4) The right to present evidence and
arguments in support of his or her
complaint, to controvert evidence relied
on by the ICHA, and to confront and
cross-examine all witnesses on whose
testimony or information the ICHA relies.
(5) A decision based solely and exclusively
upon the facts presented at the hearing.
C. If the hearing officer or hearing panel
determines that an identical or similar issue
has been previously decided in another
proceeding between the same parties, the
hearing officer or hearing panel may render a
decision without proceeding with the hearing .
D. If the participant or the ICHA fails to appear
at the scheduled hearing, the hearing officer
or hearing panel may make a determination to
postpone the hearing for a period not to
exceed five (5) business days, or may make a
determination that the non-appearing party has
waived their right to a hearing. Both the
ICHA and the participant shall be notified of
the determination, provided that if a
participant has waived their right to a
hearing, this shall not constitute a waiver of
any right the participant may have to contest
the ICHA's disposition in an appropriate
judicial proceeding.
E. At the hearing the participant must first
demonstrate he or she is entitled to the
relief sought and thereafter the ICHA must
justify the ICHA's action or failure to act
which is being challenged by the participant.
F. The hearing shall be conducted informally by
the hearing officer or hearing panel. Both
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oral and documentary evidence pertinent to the
facts and issues raised by the participant may
be received without regard to admissibility
under the rules of evidence applicable to
judicial proceedings. The hearing officer or
the hearing panel shall require the lCHA, the
participant, counsel and other participants or
spectators to conduct themselves in an orderly
fashion. Failure to comply with this
procedure may result in exclusion from the
proceedings or in a decision adverse to the
interests of the disorderly party and the
granting or denial of the relief sought.
4. Decision of the Hearing Officer/Hearing Panel
A. The hearing officer or hearing panel shall
prepare a,written decision, together with the
reasons therefor, within twenty (20) calendar
days after the formal hearing. A copy of the
decision shall be personally delivered or
mailed to the participant and the lCHA. The
lCHA shall retain a copy of the decision in
the participant's folder. A copy of this
decision, with all names and identifying
references deleted, shall be maintained on
file by the lCHA and made available for
inspection by a prospective participant, his
or her representative, or the hearing officer
or hearing panel.
B. The decision of the hearing officer or the
hearing panel shall be binding on the lCHA
which shall take all actions, or refrain from
any actions, necessary to carry out the
decision unless the City Housing Commission
notifies the participant within ten (10)
calendar days, in writing that:
(1) The decision of the hearing officer or
hearing panel is contrary to applicable
Federal, state, or local law or HUD
regulations or requirements of the Annual
Contributions Contract between HUD and
lCHA; or
(2) The grievance does not concern lCHA
action or failure to act in accordance
with or involving the participant's lease
or lCHA regulations, which adversely
affect the participant's rights, duties,
welfare, or status.
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C. A decision by the hearing officer, hearing
panel, or the Housing Commission which is
unfavorable to the participant or a decision
which denies the relief requeeted by the
participant, in whole or in part, ehall not
constitute a waiver of, nor affect in any
manner whatever, any rights the participant
may have to a trial or judicial review in any
judicial proceedings which may thereafter be
brought in the matter.
D. Judicial Review of Administrative Action
Participant may seek further review of a
formal decision by a hearing officer, hearing
panel or Housing commission in state or
federal court of competent jurisdiction.
B. ESCROW ACCOUNT.
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1. ESTABLISHMENT OF ESCROW ACCOUNTS. When the family has
completed the Contract of Participation, an escrow
account will be set up in the name of the family. The
escrow account will be credited and the account
rectified at the end of each fiscal year, at the time of
the annual review and at interim re-certifications and
rent changes.
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2. AMOUNT TO BE ACCRUED. The amount accrued will be
determined by income from wages, tips, salaries and any
earnings from self-employment.
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a. The accrued amount is computed using the Total
Tenant Payment (TTPI for participants in the certificate
program and tenants in Public Housing. For participants
in the Voucher Program, 30% of the adjusted monthly
income of the family shall be used to determine escrow
amounts.
b. Without regards to assistance programs, different
formulas for the determination of escrow amounts shall
be used.
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(1) VERY LOW INCOME. For families with incomes
below 50% of the median income for the County
the amount is equal to the difference between:
i) the present TTP and that amount
which was calculated at the time of the
signing of the original Contract of
Participation; OR
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ii) 30% of the present adjusted monthly
income and that amount which was
calculated at the time of the signing of
the original Contract of Participation.
(2) LOW INCOME. For families with incomes below
80% of the median income for the County, the
amount is equal to one-half (1/2) the
difference between:
i) the present TTP and that amount
which was calculated at the time of the
signing of the original Contract of
Participation; OR
ii) 30% of the present adjusted monthly
income and that amount which was
calculated at the time of the signing of
the original Contract of Participation.
(3) MODERATE INCOME. For families with incomes
above 80% of the median income for the County,
no accrual with be credited.
3. INVESTMENT OF FUNDS. The funds in the escrow
accounts will be invested for the ICHA by the city of
Iowa City in such manner as approved by HUD regulations.
In no case will a single escrow instrument or account
exceed $100,000.00 in value.
4. WITHDRAWALS. Funds held in the escrow account may be
withdrawn when the family certifies that the family has
met their goals of the Contract of Participation and are
no longer in need of federal housing assistance or when
the family certifies that their Contract of
Participation will not be achieved without the use of
escrow funds.
Funds in the escrow accounts may not be obligated or
used as collateral for any purpose.
The ICHA will pay such amounts as credited in the escrow
account of the family within thirty (30) days of the
request for withdrawal.
5.
SUCCESSION. When the head of household is no longer
involved with the FSS family, the family shall have the
opportunity to identify another family member as the
head of the FSS family.
6.
The escrow account for the family will be
FORFEITURE.
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forfeit upon certification by the lCBA that the family
has failed to fulfill the Contract of Participation.
Such failure shall be of a substantial nature such as,
but not limited to, failure to maintain employment or
schooling as identified, failure to maintain
participation in the certificate, or Voucher program,
failure to maintain tenancy in Public Housing, or a
demonstrated inconsistency of goal oriented activity
such as repeatedly changing the contract of
participation.
The escrow account will be forfeited after ten years
from the date of the original Contract of participation
when the family has not become independent of federal
housing assistance.
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RESOLUTION NO. 94-330
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RESOLUTION AUTHORIZING EXECUTION OF CONSOLIDATED ANNUAL CONTRIBUTIONS
CONTRACT KC.9033. PROJECT NO.IA05-V022.018.
WHEREAS, the City of Iowa City (the "Local Authority") proposes to enter into a revised contract (the
"Annual Contributions Contract") with the United States of America lthe "Government") with respect to any
"Project" as defined in the Annual Contributions Contract and which at any time now or hereafter is
incorporated under the terms of such Contract.
BE IT RESOLVED BY THE LOCAL AUTHORITY as follows:
J
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Section 1. The Annual Contributions Contract KC-9033 in substantially the form hereto attached and
marked "Exhibit A" is hereby approved and accepted both as to form and substance and the Mayor or Mayor
Pro tem is hereby authorized and directed to execute said Contract in five copies on behalf of the Local
Authority, and the City Clerk is hereby authorized and directed to impress and attest the official seal of the
Local Authority on each such counterpart and to forward said executed counterparts, or any of them, to the
Government, together with such other documents evidencing the approval and authorizing the execution
thereof as may be required by the Government.
Section 2. Whenever the following terms, or any of them, are used in this Resolution, the same, unless the
context shall indicate another or different meaning or inten~, shall be construed, and are intended to have
meanings as follows:
._-..::
(1) The term "Resolution" shall mean this Resolution.
(2) All other terms used in this Resolution and which are defined in the revised Annual Contributions
Contract shall have the respective meanings ascribed thereto in the revised Annual Contributions
Contract.
Section 3. This Resolution shall take effect immediately.
I
Passed and approved this 25th
October
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It was moved ,by, Mn"i~l'
upon roll call there were: '
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and seconded by Throgmorton the Resolution be adopted, and
AYES:
NAYS:
ABSENT:
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Horowitz
Kubby
Lehman
Novick
Pigott
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, eonsqlidated
Anl1lial' Contributions Contra'ct
Housing Voucher Program
ACC Part I
Number: GI8[QG] - V [Q[L] -\1TI
1.1. Definitions.
A. ACC. As used in Part I of this CACC, "ACC" means the
Annual Contributions Contract for each project. As used in
Part II of this CACC, "ACC" means the CACC.
D. CACC. Consolidated Annual Contributions Contract.
C.
/
Contract Authority. The amount of contract authority for
each project is listed in Exhibit I or Exhibit II of this CACC
Part I (subject to reduction in accordance with section 1.4.D
and section 2.3 of this CACC).
D. Fiscal Year. The PHA Fiscal Year.
E. HUD. U.S. DeparuneOl of Housing and Urban Development.
F. PHA. Public Housing Agency.
G. Program. The PHA's Housing Voucher Program under the
CACC.
H. Program Expenditures. Amounts which may be charged
against Program Receipts in accordance with the CACC and
HUD requirements.
I. Program Receipts. Amounts paid by HUD to the PHA for the
Housing Voucher Program, and any other amounts received by
the PHA in connection with the Program.
J. Project. A funding increment for the Program.
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Housing Voucher Program.
A. Projects in Program. The projects in the program are listed in
Exhibit I and Exhibit II of this CACC Part I. (List aU new
projects in CACC Exhibit II.)
B. PHA Fiscal Year. The Fiscal Year for the Program shall be
the 12.month period ending J una 30 of
each calendar year. (Insert the day and month used as the
Fiscal Year ending date for other section 8 assistance
administered by the PHA under an ACC with HUb.)
1.2.
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1.3. Term.
A. The initial term of the ACC for each project shall be a term of
five years beginning on the effective dale of the ACC for the
project.
D. The first date and last dale of the ACC tenn for each project is
stated in Exhibit I or Exhibit II.
C. The firsldate of the ACC term for the project shall be a dale as
detennined by HUD.
D. If the first or last date of ll\e ACC term for the project is not
entered before the CACC is signed by the PHA, the date may
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be entered subsequently by HUD, upon written notice by HUD
to the PHA.
E. HUD may revise Exhibit I or Exhibit II at any time, upon
written notice by HUD to the PHA, to remove a project for
which the ACC tenn has expired.
F. The initial ACC tenn for any project may be extended by
written agreement of the PHA and HUD.
1.4. Annual Contribution.
A. Payment. HUD shall pay the PHA annual contributions for
the Program in aecordance with HUD regulations and
requirements.
B. Amount and Purpose or HUD Payments.
1. The annual contribution for the Program during a Fiscal
Year shall be the slim of the amounts paid for ~ach of th~:
projects in the program. The HUD annual contribution for the
Program shall be the amount approved by HUD for each Fiscal
Year to cover:
a. The amount of housing assistance payments by the
PHA.
b. The amount of PHA fees for Program
administration.
2. The amount of the HUD annual contribution may be '
" reduced, as detennined by HUD, by the amount of Program
Receipts (such as interest income) other than the HUD annual
contribution. . .
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C. Maximum Payments ror,Program.
1. Annual Limit on Payments for Program. Except for
payments from the CACC reserve account as provided in '
, section 1.4.Eofthis CACC,the HUD annual contribution fora
project under section I.4.B during the Fiscal Year shall not be
more tban the contract authority for the project. The amount of
contract authority reserved for each project in the'Program is
stated in Exhibit I and II of this CACC Part I (subject to
reduction in accordance with section 1.4,D and section 2.3 or
this CACC).
2. Limit on Total Payments for Project During CACC
, Term. TIle tolaI of HUD payments under section 1.4.B for a
project over the term of the CACC for the project (including,
any payments from the CACC reserve account as provided in
section 1.4.E. but not including any payments under section
1.4.F) shall not be morc than five times the contnlct authority
for the project.
D. Reduction or Amount Payable. HUD may reduce the amount
payable by HUD for any project or for the program, and may
reduce the amount of the contract aUlhority for any projec~ by
giving the PHA written notice of reduction in accordance with
section 2.3 of this CACC. The notice by HUD may include a
I,
paga 1 014 pagas
form HUD.52520.D (1/90)
raf. handbooks 7420,3 & 7420,7
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Signatures: Iowa Ci ty Housi ng Authori ty
Public Housing Agoncy Nam. of Public Housing Ag.ncy :
i2u4 tU ~ .~/e::::-
S~nolul. & oOloslgned : - :-.J
by'
. SUSAN M. HOROWITZ, MAYOR
Print or typo 111. nom. ond offici.1 till. of ,Ignolory :
revision of Exhibit I or lito slate the reduction in the amount
of contract autllOrity for a project.
E. CACC Reserve Account. A CACC reservcaccount shall be
eSlablished and mainlained by HUD, in an amount as
determined by HUD. The CACC reserve account may be used
by HUb for payment of any portion of the payment approved
by HUD under section 1.4.B for the Fiscal Year.
F. Portability Procedures: 'Fees orReceiving PHA. In addition
to the maximum payments under section 1.4.C, including
payments from tlle CACC reserve account under section
1.4.E, HUD may apProve additional payments to the PHA for
the purpose of paying fees to another PHA acting as receiving
PHA in accordance with HUD porlability procedures.
G. Separate ACC. HUD's commitment to make payments for
each project listed in Exhibit II shall constitute a separate'
ACC.
Unllod Slaloa 01 Amorlca Socrola b Ho
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1.5. CACC.
A. TIle CACC consists of tllis CACC Part ( (including Exhibits I
and II) and the form ACC Part II prescribed by HUD for tlle
Housing Certificate Program and tllC Housing Voucher
Program, designated as form BUD 52520.E, and dated January
1990. These documents constitute the whole CACC for the
Program.
n. TItis CACC supersedes any previous Annual Contribuiions
Conlract for the projects or Program. Mailers relating to
operation of lhe projects or Program under a previous Annual
Contributions Contract shall be governed by this CACC.
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Harl M. Uamhlin, l1irpr.tnr, Pllhlk Hnll~ing l1ivi~inn
Print or typo 111. namo IlI1d officinl d~. of slgn.lory :
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: Number: lllA I d I ~. V [QIiliJ. !QIill]
, Exhibit I :
First Dale
otTarm
Project Number
Contract AUlhorily($)
lA05-V022-001 $ 42,820 02/03/1986
lA05-V022-002 $126,715 05/01/1988
- IA05-V022-003 ,$ 25,314 01/01/1987
lA05-V022-004 $189,816 05/01/1987
lA05-V022-005 $202',927 08/0'1; 1987
lA05-V022-006 $ 41,939 08/05/1987'
lA05-V022-007 $243,010 05/01/1988
/ lA05-V022-001 ($ 42,820) 02/03/1991
IA05-V022-003 ($ 25,314) 01/01/1992
, " ,lA05-V022-004 ($189,816) 05/01/1992
lA05-V'022-005 ($202,927) 07/31/1992
lA05-V022-006 ($ 41,939) 07/31/1992
lA05-V022-002 ($126,715) 05/01/1993
lA05-V022-007 ($'243,010) 05/01/1993
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", , , .' Secretary of Housing and Urban Development
pago 3 01 4 pllgOI
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Last Date
ofTerm
02/03/1991
04/30/1993
12/31/1991
04/30/1992
07/31/1992
07/31/1992
06/30/1993
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Ace Part I
Number: ~. V IQJi[gJ .1QIiliJ
Exhlbllll :
Project Number
Budget
Authority
Contract AUlhorily($)
-
First Date
of Term
Last Dale
01 Term
IA05-V022-008
IA05-V022-016
IA05-V022-018
$213,212
$127,390 $
$ 72,095 $
11/01/1989
636,950 12/01/1993
360,475 12/01/1994
10/31/1994
11/30/1998
11/30/1999
RENEWALS - 86 X .0194:
IA05-V022-009 (Renewal) $ 74,357 02/01/1991 01/31/1996
Replaces IA05-V022-001
IA05-V022-010 (Renewal) $ 36,216 01/01/1992 12/31/1996
Replaces IA05-V022-003
IA05-V022-013 (Renewal) $224,535 $1,122,675 05/01/1992 04/30/1997
Replaces IA05-V022-004
IA05-V022-014 (Renewal) $297,346 $1,486,730 08/01/1992 07/31/1997
Replaces IA05-V022-005
IA05-V022-015 (Renewal) $393,045 $1,965,225 05/01/1993 04/30/1998
Replaces IA05-V022-002 AND IA05-V022-007 Q
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Secretary of Housing and Urban Development
DalO Signod :
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RESOLUTION NO. 94-331
RESOLUTION ACCEPTING THE WORK FOR THE SANITARY SEWER, STORM
SEWER, TILE LINE, WATER MAIN, PAVING AND DETENTION BASIN RELEASE
STRUCTURE PUBLIC IMPROVEMENTS FOR WINDSOR RIDGE - PARTS ONE.
TWO, THREE AND FOUR, AND DECLARING PUBLIC IMPROVEMENTS OPEN
FOR PUBLIC ACCESS AND USE.
WHEREAS, the Engineering Division has certified that the following improvements have been
completed in accordance with the plans and specifications of the City of Iowa City,
Sanitary sewer, storm sewer, tile line and water main improvements for Windsor Ridge
_ Parts One, Two, Three and Four, as constructed by Maxwell Construction Inc. of
Iowa City, Iowa.
Paving improvements for Windsor Ridge - Parts One, Two, Three and Four, as
constructed by Metro Pavers, Inc. of Iowa City, Iowa.
Detention basin release structure improvement for the Windsor Ridge
development, as constructed by Iowa Bridge & Culvert, Inc. of Washington,
Iowa.
WHEREAS, maintenance bonds have been filed in the City Clerk's office; and
WHEREAS, traffic control signs have been installed.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA, THAT:
Said public improvements are hereby accepted by the City of Iowa City, Iowa, and that all
dedications and public improvements previously set aside as not being open for public access
are hereby formally accepted and declared open for public access and use.
Passed and approved this 25th
,1994.
~a-A >n.~
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Approved by.
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day of
October
ATTEST: /J1~a~;) .f( klaiA)
crrv:CLERK
pwono\wlndsor,los
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Resolution ,No. 94-331'
Page 2
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It was moved by Novick and seconded by Throgmorton the Resolution be
adopted, and upon rolf call there were:
. AYES:
NAYS:
ABSENT:
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Horowitz
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Lehman
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Pigott
Throgmorton
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CITY OF IOWA CITY
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ENGINEER'S REPORT
October 19, 1994
,
Honorable Mayor and City Council
Iowa City, Iowa
Re: Windsor Ridge - Parts One, Two, Three and Four
,
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Dear Honorable Mayor and Council persons:
\
I hereby certify that the construction of the sanitary sewer, storm sewer, water main, tile line,
paving, and detention basin release structure improvements for Windsor Ridge - Parts One,
Two, Three and Four, has been completed in substantial accordance with the plans and
specifications of the Engineering Division of the City of Iowa City. The required maintenance
bonds are on file in the City Clerk's office for the sanitary sewer, storm, sewer, tile line, and
water main improvements constructed by Maxwell Construction, Inc. of Iowa City, Iowa; for
the paving improvements constructed by Metro Pavers Inc. of Iowa City, Iowa; and for
detention basin release structure improvements constructed by Iowa Bridge & Culvert, Inc.
of Washington, Iowa.
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I recommend that the above-referenced improvements be accepted by the City of Iowa City.
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Sincerely,
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Richard A. Fosse, P.E.
City Engineer
pwono\wlndsor,or
410 EAST WASHINOTON STREET' IOWA CITY. IOWA 52240.1126' (319) 356.5000. FAK (319) 356.5009
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RESOLUTION NO.
q4-~3?
RESOLUTION AUTHORIZING EXECUTION Of AN AGREEMENT fOR USE Of
PUBLIC RIGHT-Of-WAY BETWEEN THE CITY Of IOWA CITY, ARLINGTON
L.C., AND WINDSOR RIDGE HOMEOWNERS' ASSOCIATION fOR PLACEMENT
Of AN ENTRANCE SIGN ON STREET RIGHT -OF-WA Y WITHIN THE WINDSOR
RIDGE DEVELOPMENT.
WHEREAS, Arlington L.C. ("Arlington") is the subdivider of Windsor Ridge - Parts One, Two,
Three and Four in Iowa City, Johnson County, Iowa; and
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WHEREAS, Arlington and the Windsor Ridge Homeowners' Association ("Homeowners'
Association") have certain responsibilities, by reason of the subdivision agreements, for
maintenance of certain portions of right-of-way within the development; and
WHEREAS, Arlington and the Homeowners' Association seek City approval to locate a
distinctive entrance sign within the Arlington Drive right-of"way, which is a city street located
in the Windsor Ridge development; and
WHEREAS, the public interest would be served in granting approval of an Agreement for Use
of Public Right-of-Way in the following particulars:
1. There would be no adverse effects on sight lines and traffic visibility;
2. There would be no adverse effects on abutting properties; and
3. A public purpose is served by the placement of signs which identify the development;
and
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WHEREAS, the Department of Public Works has approved the location of the entrance sign;
and
WHEREAS, an Agreement for Use of Public Right-of-Way containing such conditions has been
prepared and is attached to this Resolution.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY,
IOWA, THAT:
1. The Agreement for Use of Public Right.of-Way attached hereto is approved as to form
and content.
2. The Mayor is authorized to execute and the City Clerk to attest the Agreement for Use
of Public Right-of-Way, for and on behalf of the City of Iowa City, Iowa, and the City
Clerk is hereby directed to record said Agreement in the Johnson County Recorder's
Office at Arlington's expense.
Passed and approved this 25th day of n~f'nher,
, 1994.
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ATTEST: ~,: i! '~J
CITY :~ERI< ,': '::
&u'th. ~7C:-
~AYOR ~
APproved~
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Page 2...-
94-332'
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It was moved by Novick and seconded by ThroQrnorton the Resolution be
adopted, and upon rol~ call there were:
, AYES: NAYS: ABSENT:
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x Horowitz
x Kubby
x Lehman
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AGREEMENT FOR USE OF PUBLIC RIGHT-OF-WAY BETWEEN
THE CITY OF IOWA CITY, ARLINGTON, L.C.
AND WINDSOR RIDGE HOMEOWNER'S ASSOCIATION
This Agreement is made by and between Arlington L. C., an Iowa
corporation ("Arlington"), the City of Iowa City, Iowa, a municipal
corporation ("City"), and the Windsor Ridge Homeowners Association,
an Iowa non-profit corporation ("Homeowners Association").
WHEREAS, Arlington is the developer of certain real estate legally
described as Windsor Ridge Subdivision; and
WHEREAS, the Homeowners Association has certain responsibilities,
by reason of the subdivision agreements, for maintenance of certain
portions of right-of-way within the subdivision; and
WHEREAS, Arlington and the Homeowners Association seek City
approval to locate a distinctive entrance sign within the Windsor
Ridge Subdivision street right-of-way; and
WHEREAS, the public interest would be'served in granting approval
of an Agreement for Use of Street Right-of-Way in the following
particulars:
1) There would be no adverse effects on sight lines and traffic
visibility;
2) There would be no adverse effects on abutting properties; and
3) A public purpose is served by the placement of signs which
identify the Subdivision;
and
WHEREAS, the Department of Public Works has approved the location
of the entrance sign; and
WHEREAS, the City agrees to allow use of street right-of-way within
the Windsor Ridge Subdivision for said purposes, subject to the
terms and conditions herein.
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NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL PROMISES SET FORTH
HEREIN, IT IS AGREED AS FOLLOWS:
1. Excepting those portions of American Legion Road within Windsor
Ridge Subdivision, Arlington shall be allowed to install and the
Homeowners Association shall maintain a sign within the Windsor
Ridge Subdivision ("Subdivision"), subject to City approval of
grading and placement of said sign. The sign shall be constructed
and located according to the attached drawings, and shall be
compatible with placement of sidewalks and street curbs. Arlington
and the Homeowners Association further agree that the entrance sign
shall be located with a minimum of a three (3) foot clearance from
the street paving, and a minimum of a one (1) foot clearance from
the sidewalks.
2. Arlington and the Homeowners Association agree the height of
the entrance sign shall not exceed sixty (60) inches in height.
3. Arlington agrees to construct the entrance sign in a manner
acceptable to the City. The Homeowners Association agrees to
maintain the sign in good repair so as to minimize danger and
preserve aesthetic appeal.
4. In the ~vent that the entrance sign is to be replaced, for any
reason, Homeowners Association agrees to replace said sign, subject
to approval of the City Public Works Department.
5. Parties agree the City may require removal of the entrance sign
upon reasonable notice to Arlington and the Homeowners Association
pursuant to section 364.12, Code of Iowa (1991). Upon such notice,
Arlington and/or Homeowners Association agree to remove the sign
from the City's right-of-way, or to relocate said sign to another
location within the right-of-way acceptable to the City, and agree
to do so within sixty (60) days after being so ordered. In the
event Arlington and/or Homeowners Association fail to remove the
sign, or fail to relocate said sign after being so ordered, the
City may remove it and the cost thereof assessed against the
property owned by the Homeowners Association in the manner provided
in Section 364.12, Code of Iowa (1991) as a property tax.
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6. Parties agree that no property right is conferred by this grant
of permission; that the City is not empowered to grant a permanent
use of its street right-of-way for private purposes; and that the
City may order said sign removed at any time if, for any reason,
the City Council determines that the property upon which the sign
is located should be cleared of any and all obstructions.
7. This Agreement shall be binding on the parties hereto as well
as their successors and assigns, and shall be construed as a
covenant running with the land and with the title to the land owned
by the Homeowners Association, according to the Subdivider's
Agreement and according to the Declaration of Homeowners
Association separately established.
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Dated this z'S day of Dt.~",l:t......
I 1994.
CITY OF IOWA CITY
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Attest: (Jle~?:/(. ~
By:
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ity Attorney I s Offi97 111'~
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RESOLUTION NO. Q4-W'l
RESOLUTION EXTENDING THE EXPIRATION DATE FOR THE AMENDED
PRELIMINARY PLAT OF HUNTERS RUN SUBDIVISION, PART EIGHT.
WHEREAS, on May 3, 1988, the City Council approved the amended preliminary plat for
Hunters Run Subdivision, Parts Four through Nine; and
WHEREAS, Section 14-7B-2F of the Code of Ordinances of the City of Iowa City, Iowa,
permits the City Council to extend the expiration date of preliminary plats upon written
request of the subdivider; and
/
WHEREAS, the City Council has received a written request to extend the expiration date of
the amended preliminary plat of Hunters Run Subdivision, Part Eight; and
.;
WHEREAS, no additional regulations pertinent to this development have been adopted since
the City Council approved the amended preliminary plat in 1988.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY,
IOWA, THAT:
1. The expiration date of the amended preliminary plat of Hunters Run Subdivision, Part
Eight, is hereby extended to May 3, 1996.
Passed and approved this ~<;th day of O~tnhp"
, 1994.
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ATTEST: j/~u.vuJtr.
CIT CLERK
Lehman
the Resolution be
It was moved by Novick and seconded by
adopted, and upon roll call there were:
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AYES:
NAYS:
ABSENT:
x
X
Baker
Horowitz
X Kubby
Lehman
Novick
Pigott
Throgmorton
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City of Iowa City
MEMORANDUM
Date:
October 14, 1994
From:
Planning and Zoning Commission
Charles Denney~ssociate Planner
To:
Re:
S-880 1. Hunters Run, Part 8
~
,Hunters Run Development Company has requested extension of the preliminary plat approval
of Hunters Run Subdivision, Part 8. The preliminary plat for parts 4 through 9 was approved
by City CouncillResolution 88-85) on May 3, 1988. Preliminary plat approval is effective for
a period of eighteen months. Preliminary plat approval has been extended for the Parts of
Hunters Run Subdivision, Parts 4 through 9, for which final plats have not yet been approved.
Final Plats have been approved for Hunters Run Subdivision, Parts 4 through 7 and Part 9.
The most recent preliminary plat extension approved by the City Council was for Parts 8 and
9, and extended approval until November 4, 1994 (Resolution 93-66).
Section 14-7B-2F ofthe City Code does provide that, upon written request of the subdivider,
the Council, by resolution, may grant a~ extension of time for the effective period of the
preliminary plat. The applicant has reauested that the preliminarv plat approval period be
extended to Mav 3. 1996. Staff views this request as reasonable. There have been no
significant chqnges to the Subdivision Regulations or adoption of other applicable regulations
in the intervening period to warrant a re-evaluation of the preliminary plat for Part 8 of the
Hunters Run Subdivision.
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STAFF RECOMMENDATION:
Staff recommends that the effective approval period of S-8801, the Hunters Run Subdivision,
Part 8, be extended to May 3, 1996.
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ATTACHMENTS:
1. Location Map.
2. September 15, 1994, Request Letter
3. Resolution 93-66.
4. Preliminary Plat.
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Approved by: ~a IIA/.
Robert Miklo, Senior Planner
Department of Planning and
Community Development
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LOCATION MAP
Z-8804 & 5-8801
Hunter's Run Subdivision, Parts 4-9
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RALPH L. NEUZIL
NEUZIL, SANDERSON & CONRAD
ATTORNEYS AT LAW
TE1.II'HONE:
IOWA CITY (3191 337.3187
OX,ORO (319) 82S.417!5
KNOXVILL! (!51 51 S2S.777!5
FAX:
IOWA CITY (3'9) 3"8'8'''3
KNOXVILLE (!51 51 82e.7776
DALE SANDERSON
119 WRIGHT STREET
P.O. BOX 1607
IOWA CITY, IOWA 52244
ROBERT W. CONRAD
september 15, 1994
/
Honorable city council of Iowa City, Iowa
Civic Center
410 E. Washington street
Iowa City, Iowa 52240
RE: Hunters Run SUbdivision, Part 8
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Dear Council Members:
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The preliminary plat extension for Part 8 of Hunters Run
SUbdivision, Iowa city, Johnson County, Iowa, will expire on
November 4, 1994.
This is the last part of the Hunters Run development, and a
final plat will probably be submitted by May 3, 1996.
On behalf of the Hunters Run Development Company, please
consider this letter as a formal request to extend the expiration
date of the preliminary plat for Part 8, Hunters Run Subdivision,
Iowa city, Johnson County, Iowa, for 18 months to May 3, 1996.
Respectfully submitted,
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Attorney for Hunters Run
Development Company
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RESOLUTION N'O. 93-66
RESOLUTION EXTENDING THE EXPIRATION DATE FOR THE AMENDED
PRELIMINARY PLAT OF HUNTERS RUN SUBDIVISION, PARTS EIGHT AND
NINE.
WHEREAS. on May 3, 1988, the City Council approved the amended preliminary plat for
Hunters Run Subdivision, Parts Four through Nine; and
WHEREAS, Section 32.30 of the Code of Ordinances of the City of Iowa City. Iowa, permits
the City Council to extend the expiration date of preliminary plats upon written request of the
subdivider; and
WHEREAS, the City Council has received a written request to extend the expiration date of
the amended preliminary plat of Hunters Run Subdivision, Parts Eight and Nine; and
WHEREAS, no additional regulations pertinent to this development have been adopted since
the City Council approved the amended preliminary plat in 1988.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY,
IOWA, THAT:
1. The expiration date of the amended preliminary plat of Hunters Run Subdivision, Parts
Eight and Nine, is hereby extended to November 3, 1994.
It was moved by Horowitz and seconded by
adopted, and upon roll call there were:
McDonald the Resolution be
AYES:
NAYS:
ABSENT:
x
X
X
X Ambrisco
Courtney
Horowitz
Kubby
Larson
McDonald
Novick
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Passed and approved this 30th day of March , 1993.
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Approyed by
ATTEST: ~~~) .J(. ~~
CITY LERK
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RESOLUTION NO.
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RESOLUTION ST A TINGTHE CITY'S COMMITMENT TO PROVIDE
A NORTH ACCESS TO THE SOUTH WASTEWATER TREATMENT
PLANT SITE AND TO RESTRICT THE USE OF NURSERY LANE.
WHEREAS, The City of Iowa City, Iowa and Johnson County, Iowa entered into a Conditional
Zoning Agreement for the South Wastewater Treatment Plant Site ("Site"l on April 5, 1988;
and
,
,
WHEREAS, The Conditional Zoning Agreement contained conditions assuring that Iowa City
would construct a north access road to the site, and that access to the site would be limited
to the existing south access road and the new north access road, except for emergency
situations; and
WHEREAS, the Conditional Zoning Agreement also provided an opportunity for the County to
review and comment on any modifications of park plans for the site; and
WHEREAS, the City of Iowa City has annexed the South Wastewater Treatment Plant Site and
has zoned the property P, Public, making the Conditional Zoning Agreement null and void; and
WHEREAS, the City of Iowa City desires to reaffirm the commitments made in the Conditional
Zoning Agreement regarding access to the Site and County review of park plans.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY,
IOWA, THAT:
1. The City of Iowa City shall, when feasible, construct a north access road to the South
Wastewater Treatment Plant Site.
2. Access to the South Wastewater Treatment Plant site shall be limited to the Existing
south access road and the new north access road, except for emergency situations.
3. Use of Nursery Lane shall be restricted to emergency circumstances, and will not be
open for general public use.
4.
The City shall provide Johnson County with the opportunity to review and comment
on any plans for the development of a park on the South Wastewater Treatment Plant
Site.
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Passed and approved this
day of
,1994.
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ATTEST:
CITY CLERK
APpr~ved ~
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RESOLUTION NO.
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R SOLUTION STATING THE CITY'S COMMITMENT TO PROVIDE
A RTH ACCESS TO THE SOUTH WASTEWATER TREATMENT
PLA T SITE AND TO RESTRICT THE USE OF NURSERY LANE.
WHEREAS, The City f Iowa City, Iowa and Johnson County, Iowa entered int a Conditional
Zoning Agreement for he South Wastewater Treatment Plant site on April , 1988; and
WHEREAS, The Conditio al Zoning Agreement contained conditions ass ring that Iowa City
would construct a north a cess road to the site, and that access to th site would be limited
to the existing south acce s road and the new north access road except for emergency
situations; and
WHEREAS, the City of Iowa Ci has annexed the South Waste ater Treatment Plant site and
has zoned the property P, Public making the Conditional Zoni Agreement null and void; and
WHEREAS, the City of Iowa City sires to reaffirm the co mitments made in the Conditional
Zoning Agreement regarding provi 'on of a north acce road and limiting access to the site
to the existing south access road nd the new nor access road, except for emergency
situations.
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NOW, THEREFORE, BE IT RESOLVED
IOWA, THAT:
Y COUNCIL OF THE CITY OF IOWA CITY,
Q)
1. The City of Iowa City shall, when fe sible, construct a north access road to the South
Wastewater Treatment Plant site
2. Access to the South Wastew er Trea ent Plant site shall be limited to the Existing
south access road and the n w north a cess road, except for emergency situations
Passed and approved this
ATTEST:
CITY CLER
ppdadmlnlplantacc.r
day of
MAYOR
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,1994.
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RESOLUTION NO. 94-334
RESOLUTION AUTHORIZING EXPENDITURE IN THE AMOUNT OF $50.000
FROM THE GENERAL FUND CONTINGENCY ACCOUNT FOR THE PURPOSE OF
COMPLETING ntE SCHEMATIC DESIGN AND COST ESTIMATING PHASE OF
AN EXPANSION AND RENOVATION PROJECT PLANNED FOR THE IOWA CITY
PUBLIC LIBRARY
WHEREAS, a written building program developed with the consultant recommends adding
space to the current library building; and
WHEREAS, the Library Board desires to proceed with the next phase of a building renovation
and expansion project; and
WHEREAS, funding for this project was part of the FY95 budget request, and the contract
between the Library Board and the architect has been approved by the City Attorney.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY,
IOWA, THAT:
1. Funds in the amount of $50,000 from the General Fund contingency account be
allocated to complete schematic design and cost estimating phase of an expansion and
renovation project for the Iowa City Public Library.
Passed and approved this 2'ith day of Ortnhpr
,1994.
,
ATTEST; '?7~~ .J! -IdwJ
CITY ERK
&0'~HA?;~
,MAYOR
APpro~ed bY~
*ner' Offi" r!/;Jt
It was moved by '1'hrnIT'"nrtnn and seconded by Il:aker
adopted, and upon roll ca there were:
the Resolution be
AYES:
NAYS:
ABSENT:
x
Baker
Horowitz
11 Kubby
Lehman
Novick
Pigott
Throgmorton
11
x
X
X
X
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AlA Document BI41CM
Standard Form of Agreement Between
Iowa City Public Library
and
Meyer, Scherer & Rockcastle, Ltd.
I 992Edition
THIS DOCUMENT HAS IMPORTANT LEGAL CONSEQUENCES; CONSULTATION WITH AN ATTORNEY IS
ENCOURAGED WITH RESPECT TO ITS COMPLETION OR MOD/FICA TION.
AGREEMENT
made as of the Fifteenth day of September in the year of Nineteen Hundred and Ninety-four.
THIS CONTRACT, is made and executed, by and between the Iowa City Public Library, hereinafter
called the OWNER and Meyer, Scherer & Rockcastle, Ltd" of Minneapolis, Minnesota, hereinafter called
the ARCHITECT.
BETWEEN
Iowa City Public Ubrary
123 South Unn
Iowa City, Iowa 52240
and
MS&R
Meyer, Scherer & Rockcastle, Ltd.
325 Second Avenue North
Minneapolis. Minnesota 55401-/60 I
Telephone: 612-375-0336
Fax: 6/2-342-22/6
For the following Project:
Renovation, remodeling. and addition to tile existing Iowa City Public Ubrary. The extent of the work shall be
detennined in a pre-schematic design. discovery and costing phase. Once the scope has been agreed. this
Agreement shall be amended accordingly.
Iowa City Public Library. MS&R Agreement B141CM .1992 Modified
Page 1
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.
TERMS AND CONDITIONS OF AGREEMENT BETWEEN OWNER AND ARCHITECT
ARTICLE I 2.1.1 The Architect's Basic Services consist
ARCHITECT'S RESPONSIBILITIES of diose described in Paragraphs 2.2 through
2.6 and any other services identified in Article
12 as part of Basic Services, and include normal
structural. mechanical and electrical engineering
services.
1.1
ARCHITECTS SERVICES
"
2,2
SCHEMATIC DESIGN PHASE
1.1.1 The Architect's services consist of
those services perfonned by the Architect,
Architect's employees and Architect'
consultants as enumerated in Articles 2 and 3 of
this Agreement and an other services included
in Article 12.
1.1.2 The Architect's services shall be
provided in conjunction with the services of a
Construction Manager as described in the
edition of AlA Document Beo ItCM, Standard
Form of Agreement Between Owner and
Construction Manager. current as of the date of
this Agreement.
1.1.3 The Architect's services shall be
performed as expeditiously as is consistent with
professional skill and care an the orderly
progress of the Work. The Architect shall
submit for the Owner's approval and the
Construction Manager's information a schedule
for the pelformance of the Architect's services
which may be adjusted as the Project proceeds,
and shall include allowances for periods of time
required for the Owner's and Construction
Manager's review and for approval of
submissions by authorities having jurisdiction
over the Project, Time limits established by this
schedule approved by the Owner shall not,
except for reasonable cause, be exceeded by
the Architect or Owner.
1.1.4 The services covered by this
Agreement are subject to the time limitations
contained in Subparagraph 11.5.1.
ARTICLE 2
SCOPE OF ARCHITECT'S BASIC
SERVICES
2.1 DEFINITION
2,2.1 The Architect s,hall review the
program, schedule an construction budget
furnished by the Owner to ascertain the
requirements of the Project and shall arrive at a
mutual understanding of such requirements with
the Owner.
2.2.2 The Architect shall review with the
Owner and Construction Manager proposed
site use and improvements; selection of
materials, building systems and equipment; and
methods of Project delivery.
2.2,3 The Architect shall review with the
Owner and Construction Manager alternative
approaches to design and construction of the
Project.
2,2.4 Based on the mutually agreed upon
program and the Project budget requirements,
and as required by the Construction
Management Plan, the Architect shall prepare,
for approval by the Owner, Schematic Design
Documents consisting of drawings and other
documents illustrating the scale and relationship
of Project components. '
2,2,5 At intervals appropriate to the
progress of the Schematic Design Phase and
mutually agreeable to the Owner, Construction
Manager and Architect, the Architect shall
provide schematic design studies for the
Owner's review and the Construction
Manager's information.
2,2,6 In the further development of the
drawings and specifications during this and
subsequent phases of design, the Architect shall
be entitled to assume the accuracy of the
estimates of Construction Cost which are to be
provided by the Construction Manager under
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the Construction Manager's Agreement with
the Owner.
2,2.7 Upon completion of the Schematic
Design Phase, the Architect shall provide
drawings, outline specifications and other
documents for the Owner's approval and the
Construction Manager's information.
2,3 DESIGN DEVELOPMENT
PHASE
2.3, I Based on the approved Schematic
Design Document and any adjustments
authorized by the Owner in the program, and
as required by the Construction Management
Plan or Estimate of Construction Cost as
prepared by the Construction Manager.
eomtrtI~the Architect shall prepare
Design Development Documents for the
Construction Manager's review and the
Owner's approval. The Design Development
Documents shall be based upon data and
estimates prepared by the Construction
Manager and shall consist of drawings and other
documents that establish and describe the size
and character of the Project as to architectural,
structural, mechanical and electrical systems,
materials and such other elements as may be
appropriate.
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2.3.2 At intervals mutually agreeable to the
Owner, Construction Manager and Architect,
the Architect shall provide drawings and other
documents which depict the current status of
design development for the Owner's review and
the Construction Manager's information.
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2.3,3 Upon completion of the Design
Development Phase the Architect shall provide
drawings, outline specifications and other
documents for the Owner's approval and the
Construction Manager's information,
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2.4 CONSTRUCTION DOCUMENTS
PHASE
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2.4.1 Based on the approved Design
Development Documents and any further
adjustments authorized by the Owner in the
scope or quality of the Project or in the
construction budget, the Architect, utilizing data
and estimates prepared by the Construction
Manager, shall prepare, for approval by the
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Owner, Construction Documents consisting of
Drawings and Specifications setting forth in
detail the requirements for the construction of
the Project
2.4.2 At intervals mutually agreeable to the
Owner, Construction Manager and Architect,
the Architect shall provide Drawings and
Specifications for the Owner's and the
Construction Manager's review.
2.4.3 Upon completion of the Construction
Documents Phase, the Architect shall provide
Construction Documents for the Owner's
approval and the Construction Manager's
information.
2.4.4 The Architect shall assist the Owner
and Construction Manager in the preparation of
the necessary bidding information, bidding
forms, the Conditions of the Contracts, and the
forms of Agreement between the Owner and
tile Contractors, The Architect shall assist the
Construction Manager in issuing bidding
documents to bidders and conducting pre.bid
conferences with prospective bidders, The
Architect, with the assistance of the
Construction Manager, shall respond to
questions from bidders, and shall issue addenda.
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2.4.5 The Architect shall assist the Owner
and Construction Manager in connection with
'the Owner's responsibility for filing documents
required for the approval of governmental
authorities having jurisdiction over the Project
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2.4.6 The Architect shall be responsible for
identifying State of Iowa and City of Iowa City,
Iowa governmental bodies having jurisdiction to
approve the design of the Project. Consistent
with professional skill and care and in
accordance with the standards of its profession,
the Architect shall be responsible to see that
the documents and services furnished by the
Architect conform to the laws, regulations and
other legal requirements applicable at the time
they are furnished.
2.5 BIDDING OR NEGOTIATION
PHASE
2,5.1 The Architect, following the Owner's
approval of the Construction Documents and of
the Construction Manager's latest estimate of
Iowa City Public Library - MS&R Agreement B141CM -1992 Modilied
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Construction Cost, shall assist the Construction
Manager in obtaining bids or negotiated
proposals and assist in preparing contracts for
construction.
2.5.2 The Architect or an approved designee
shall participate in and attend pre.bid
conferences and pre-construction conferences,
2.6 CONSTRUCTION PHASE
(ADMINISTRATION OF THE
CONSTRUCTION CONTRACT)
2,6.1 The Architect's responsibility to
provide Basic Services for the Construction
Phase under this Agreement commence with
the award of the Contract for construction and
terminate at the earlier of the issuance to the
Owner of the final Project Certificate for
Payment or 60 days after the date of Substantial
Completion of the Work.
2.6.2 The Architect shall provide
administration of the Contract for construction
in cooperation with the Construction Manager
as set forth below and in the edition of AlA
Document A20IlCM, General Conditions of
the Contract for Construction, Construction
Manager.Adviser Edition, current as of the date
of this Agreement.
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2.6.3 Duties, responsibilities and limitations
of authority of the Architect shall not be
restricted, modified or extended without
written agreement of the Owner and Architect
with consent of the Contractors and the
Construction Manager, which consent shall not
be unreasonably withheld.
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2.6.4 The Architect shall be a representative
of and shall advise and consult with the Owner
(I) during construction until final payment to
the Contractors is due, and (2) as a Additional
Service at the Owner's direction from time to
time during the correction period described in
the Contracts for Construction, The Architect
shall have authority to act on behalf of the
Owner only to the extent provided in this
Agreement unless otherwise modified by
written instrument.
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2.6.5 The Architect shall visit the site at
Intervals appropriate to the stage of
construction, but not less than twice per month
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or 113 o!l-,elwi3e agreed by the Owner and
Arehiteet in writing to become generally familiar
with the progress and quality of the Work
completed and to determine in general if the
Work is being performed in a manner indicating
that the Work when completed will be in
accordance with the Contract Documents.
However. the Architect shall not be required to
make exhaustive or continuous on.site
inspections to check the quality or quantity of
the Work. On the basis of on.site observations
as an architect, the Architect shall keep the
Owner informed of the progress and quality of
the Work. and shall endeavor to guard the
Owner against defects and deficiencies in the
Work. (More extensive site representation
may be agreed as an Additional Service. as
described in Paragraph 3.2,)
2.6.6 The Architect shall not have control
over or charge of and shall not be responsible
for construction means, methods, techniques,
sequences or procedures, or for safety
precautions and programs in connection with
the Work. since these are the Contractors'
responsibility under the Contracts for
Construction, The Architect shall not be
responsible for the Contractors' schedules or
failu re to carry out the Work in accordance
with the Contract Documents. The Architect
shall not be responsible for the performance by
the Construction Manager of the services
required by the Construction Manager's
agreement with the Owner. The Architect shall
not have control over or charge of acts or
omissions of the Contractors, Subcontractors,
or their. agents or employees. or of any other
persons performing services or portions of the
Work,
2,6,7 The Architect shall at all times have
access to the Work wherever it is in
preparation or progress,
2.6.8 Communications by and with the
Architect's consultants shall be through the
Architect.
2.6. 9 Ba3~n-the-Arehitffi!s-e"'el'VtltioM
and-evaltta!ien-e~!t'aeteM-Applietltien
fer-Paymell!;-the-ArehiteeHh1tll-revlew-1lnd
eertify-the-llmoun~ue-tlle-t'e!peetive
Ecntl'lleteN:
Page 4
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give rise to a duty or responsibility of the
Architect to the Construction Manager,
Contractors, Subcontractors, material and
equipment suppliers, their agents or employees
or other persons performing portions of the
Work.
2.6.11 The Architect shall review and approve
or take other appropriate action upon
Contractors' submittals such as Shop Drawings,
Product Data and Samples. but only for the
limited purpose of checking for conformance
with information given and the design concept
expressed in the Contract Documents. The
Architect's action shall be taken with such
reasonable promptness as to cause no delay in
the Contractors' Work or in construction by
the Owner's own forces, while allowing
sufficient time in the Architect's professional
judgment to permit adequate review. Review of
such submittals is not conducted for the
purpose of determining the accuracy and
completeness of other details such as
dimensions and quantities or for substantiating
instructions for installation or performance of
equipment or systems designed by the
Contractors, all of which remain the
responsibility of the Contractors to the extent
required by the Contract Documents, The
Architect's review shall not constitute approval
of safety precautions or, unless otherwise
specifically stated by the Architect, of
construction means, methods, techniques,
sequences or procedures. The Architect's
approval of a specific item shall not indicate
approval of an assembly of which the item is a
component When professional certification of
performance characteristics of materials,
systems or equipment is required by the
Contract Documents, the Architect shall be
entitled to rely upon such certification to
establish that the materials, systems or
equipment will meet the performance criteria
required by the Contract Documents.
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2.6.12 The Architect shall review and sign or
take other appropriate action on Change
Orders and Construction Change Directives
prepared by the Construction Manager for the
Owner's approval and execution In accordance
wit the Contract Documents,
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2.6,9.1 The Arehi~r
payment shall constiMf: a representation to the
Owner, b~ed on the Architect's observations
llHhe site ~ pre\1dccl in Subpftl'llgf'llph 2.6.5, on
the reeemmendations of the Conmuetion
Manager 1\I\d on the dlltll comprbing the
Contl'llctorJ' Applications for Payment, tIlat, te
the best of the Architect's knowledge,
infermatien-aftd belief. the \^lork has
pt'egt'C55f:d to the point indicated end the
qttelit;y of the "Verk is in accordance with tile
Contract Documents. The foregoing
representations arc subject t-o en-evaluation of
the Work fer conformftl\l:e '(lith the Contreel:
Documents upen Substantial fempIetion;-te
re5tllts ef subsequent tem and inspeetiens, te
minor deviations from tile G:ontl'llct Doeumena
eerreetabJc prior te completion and t-o speetfie
qualifications exprcssed by tile Architect. The
issttenee of a Certificate for Payment shall
further comtitute a rcpresentation t11at the
fentracter is entitleHo pa)'ment in the
amount eertified:
2.6.9.2 The issuance of a Certificate fer
Payment shall not be a representation that the
Arehitect h~ (I) made exhausti',e or
eeminuous on site inspections to cheek the
quality or qlllltlti~f the Work, (2) reviewed
eenstf'tH:tion mean!, rnethods. techniques;
ffijtli!nees or proccdurES. (3) rcviewed copies
ef requisitions received frem-5ttbcontractors
and material supplierHftli-otheHata-requested
by tile Owner to substalltillte-the-{;entl'lletor's
right t-o payment or (1) ascertai~
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prevmy-paid on acceun~Hhe-GeMraet
Sum,
2,6, I 0 The Architect shall have authority,
after' notification to the Construction Manager,
to reject Work which does not conform to the
Contract Documents. Whenever the Architect
considers it necessary or advisable for
implementation of the intent of the Contract
Documents, the Architect will have authority,
upon written authorization from the Owner, to
require additional inspection or testing of the
Work in accordance with the provisions of the
Contract Documents, whether or not such
Work is fabricated. installed or completed.
However, neither this authority of the Architect
nor a decision made in good faith either to
exercise or not to exercise such authority shall
2,6.12.1 The Architect shall be the interpreter
of the requirements of the Contract
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Documents, except for Division I. General
Conditions of the Construction. Therefore. the
Architect shall review and take other
appropriate action on written requests
prepared by the Construction Manager for
interpretation and decisions in matters relating
to the drawings. specifications and other design
related information for which the Architect is
responsible. The Architect shall review the
same and issue in writing approp.riate
clarifications, interpretations and decisions, The
Architect shall not be liable for the result of any
interpretation or decision rendered in good
faith is such capacity [as interpreter of the
Contract Documents].
2,6.13 The Architect may authorize minor
changes in Work not involving an adjustment in
a Contract Sum or an extension of a Contract
Time which are not inconsistent with the intent
of the Contract Documents. Such changes shall
be effected by written order issued through the
Construction Manager.
2,6.14 The Construction Manager. Arehi!eet,
assisted by the Architect Conltruetion Manager,
shall conduct inspections to determine the date
or dates of Substantial Completion and the date
of final completion, The Architect shall forward
to the Owner warranties and similar submittals
required by the Contract Documents which
have been received from the Construction
Manager. The ArehiteeHhalHsstte-a-final
Project Certifieate--fer Pnymenr-tlp6n
eomplianee-witft-the-requi~ts of the
Eena-aet Doeumen~
2.6.15 The Architect shall assist in
interpreting and deciding matters concerning
performance of the Owner and Contractor
under the requirements of the Contract
Documents on written request of either the
Owner or Contractor, The Architect's
response to such requests shall be made with
reasonable promptness and within any time
limits agreed upon,
2.6.16 Interpretations and decisions of the
Architect shall be consistent with the intent of
and reasonably inferable from the Contract
Documents and shall be in writing or In the
form of drawings. When making such
interpretations and initial decisions, the
Architect shall endeavor to secure faithful
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performance by both Owner and Contractors,
shall not show partiality to either, and shall not
be liable for results of interpretations or
decisions so rendered in good faith,
2.6.17 The Architect's decisions on matters
relating to aesthetic effect shall be final if
consistent with the intent expressed in the
Contract Documents.
2,6.18 The Architect, if requested by the
Owner. shall render written decisions within
reasonable time on all ciaims, disputes or other
matters in question between the Owner and
Contractors relating to the execution or
progress of the Work as provided in the
Contract Documents.
2.6.19 The Arehitect'3 deebionl on daiml,
dilpute3 or etl'.eHmlU-ers;-inelttding the3e in
que3tion betY/een the-Gwner and Contractor,;
exeept for tho3e relating te ae3theti~
pro,tided in Sullpllragraph 2.6.17, 3hall be
l\tbjeet to arbitration lIS pro'/ided in-this
Agreement ancHn the Contract Deeumems-:
ARTICLE J
ADDITIONAL SERVICES
3.1 GENERAL
3.1, I The services described in this Article 3
are not inciuded in Basic Services unless so
identified in Articie 12, and they shall be paid
for by the Owner as provided in this
Agreement, in addition to the compensation for
Basic Services. The services described under
Paragraphs 3.2 and 3.4 shall only be provided if
authorized or confirmed in writing by the
Owner. If services described under Contingent
Additional Services in Paragraph 3.3 are
required due to circumstances beyond the
Architect's control, the Architect shall notify
the Owner prior to commencing such services.
If the Owner deems that such services
described under Paragraph 3.3 are not required,
the Owner shall give prompt written notice to
the Architect If the Owner indicates in writing
that all or part of such Contingent Additional
Services are not required, the Architect shall
have no obligation to provide those services.
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3.1.2 Services required because of negligence
on the part of the Architect or circumstances
Yillbin the control of the Architect shall be
provided at no additional cost to the Owner,
3.2 PROJECT REPRESENTATION
BEYOND BASIC SERVICES
3.2.1 If more extensive representation at the
site than is described in Subparagraph 2.6,5 is
required, the Architect shall provide one or
more Project Representatives to assist in
carrying out such additional on-site
responsibilities.
3.2,2 Project Representatives shall be
selected, employed and directed by the
Architect, and the Architect shall be
, compensated therefor as agreed by the Owner
and Architect The duties, responsibilities and
limitations of authority of Project
Representatives shall be as described in the
edition of AlA Document B352 current as of
the date of this Agreement, unless otherwise
agreed.
3.2.3 Through the observations by such
Project Representatives, the Architect shall
endeavor to provide further protection for the
Owner against defects and deficiencies in the
Work, but the furnishing of such project
representation shall not modify the rights,
responsibilities or obligations of the Architect as
described elsewhere in this Agreement
3.3 CONTINGENT ADDITIONAL
SERVICES
3.3.1 Making reVISions in Drawings,
Specifications or other documents when such
revisions are:
.1 inconsistent with approvals or
instructions previously given by the Owner,
including revIsions made necessary by
adjustments in the Owner's program or Project
budget;
.2 requested by the Owner because the
Construction Manager's estimate of
Construction Cost exceeds the Owner's
budget, except where such excess is due to
changes initiated by the Architect In scope,
capacities of basic systems, or the kinds and
quality of materials, finishes or equipment;
.3 required by the enactment or revision
of codes, laws or regulations subsequent to the
preparation of such documents; or
.4 due to changes required as a result of
the Owner' failure to render decisions in a
timely manner.
3.3.2 Providing services required because of
significant changes in the Project including, but
not limited to, changes in size,' quality,
complexity, the Owner's or Construction
Manager's schedule, or the method of bidding
or negotiating and contracting for construction.
except for services required under
Subparagraph 5,2.3.
3.3.3 Preparing Drawings, Specifications and
other documentation and supporting data,
evaluating Contractor's proposals, and providing
other services in connection with Change
Orders and Construction Change Directives,
provided such Change Orders and
Construction Change Directives are not a
result of the Architect's failure to perform the
services consistent with professional skill and
care and in accordance with the standards of
the profession, Reasonable assumptions made
concerning known and unknown existing
conditions of the building shall not be construed
to be a failure to perform by the Architect,
3.3.4 Providing services in connection with
evaluating substitutions proposed by
Contractors and making subsequent revisions
to Drawings, Specifications and other
documentation resulting therefrom,
3.3.5 Providing consultation concerning
replacement of Work damaged by fire or other
cause during construction, and furnishing
services required in connection with the
replacement of such Work.
3.3,6 Providing services made necessary by
the termination or default of the Construction
Manager or a Contractor, by major defects or
deficiencies in the Work of a Contractor, or by
failure of performance of either the Owner or a
Contract for Construction.
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3.3.7 Providing services in evaluating an
extensive number of claims submitted by a
Contractor or others in connection with the
Work.
3.3.8 Providing services in connection with a
public hearing. arbitration proceeding or legal
proceeding except where the Architect is party
thereto.
3.3.9 Preparing documents for alternate,
separate or sequential bids or providing services
in connection with bidding. negotiation or
construction prior to the completion of the
Construction Documents Phase.
3.4 OPTIONAL ADDITIONAL
SERVICES
3.4.1 Providing analyses of the Owner's
needs and programming the requirements of
the Project.
3.4,2 Providing financial feasibility or other
special studies,
3.4.3 Providing
evaluations or
prospective sites.
planning surveys, site
comparative studies of
3.4.4 Providing special surveys,
environmental studies and submissions which
are not normally required for approvals of
governmental authorities or others having
jurisdiction over the Project.
3.4.5 Providing services relative to future
facilities, systems and equipment.
3.4.6 Providing services to thoroughly
investigate existing conditions or facilities or to
make measured drawings thereof.
3.4.7 Providing services to verify the
accuracy of drawings or other information
furnished by the Owner.
3.4.8 Providing coordination of construction
performed by the Owner's own forces and
coordination of services required in connection
with construction performed and equipment
supplied by the Owner.
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3.4.9 Providing services in connection with
the work of separate consultants retained by
the Owner.
3.4.10 Providing estimates of Construction
Cost
3.4.11 Providing detailed quantity surveys or
inventories of material and equipment
3.4.12 Providing analyses of owning and
operating costs.
3.1.13 Providing interier design and ether
similar sel"lim required fe~n--eenneetien
with the selection, proeurement er ins1811atien
of furniture. furnishings and related eqttipment;
3.4.14 Providing services for planning tenant
or rental spaces.
3.4.15 Making investigations, inventories of
materials or equipment, or valuations and
detailed appraisals of existing facilities.
3.4.16 Preparing a set of reproducible record
drawings showing significant changes in the
Work made during construction based on
marked.up prints, drawings and other data
furnished by Contractors.
3.4.17 Providing assistance in the utilization of
equipment or systems such as testing, adjusting
and balancing. preparation of operation and
maintenance manuals, training personnel for
operation and maintenance, and consultation
during operation.
3.4.18 Providing services after issuance to the
Owner of the final Project Certificate for
Payment, or in the absence of final Project
Certificate for Payment, more than 60 days
after the date of Substantial Completion of the
Work.
3.4.19 Providing services of consultants fOl'
other than architectural, structural, mechanical
and electrical engineering portions of the
Project provided as a part of Basic Services.
3.4.20 Providing any other services not
otherwise included in this Agreement or not
customarily furnished in accordance with
generally accepted architectural practice.
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3.4.21 Making changes to the Documents
required as a result of updating or amending the
Construction Management Plan as provided for
in Article '2.3.
ARTICLE 4
OWNER'S RESPONSIBILITIES
4.1 The Owner shall provide full
information regarding requirements for the
Project, including a program which shall set
forth the Owner's objectives, schedule.
constraints and criteria, including space
requirements and relationships, flexibility,
expandability, special equipment, systems, and
site requirements,
4,2 The Owner shall establish and update
an overall budget for the Project based on
consultation with the Construction Manager
and the Architect, which shall include the
Construction Cost, the Owner's other costs
and reasonable contingencies related to all of
these costs.
4.3 If requested by the Architect, the
Owner shall furnish evidence that financial
arrangements have been made to fulfill the
Owner's obligations under this Agreement.
4.4 The Owner shall designate a
representative authorized to act on the
Owner's behalf with respect to the Project.
The Owner or such authorized representative
shall render decisions in a timely manner
pertaining to documents submitted by the
Architect in order to avoid unreasonable delay
in the orderly and sequential progress of the
Architect's services.
4.5 The Owner shall retain a construction
manager to administer the Project. The
Construction Manager's services, duties and
responsibilities will be as described in the
edition of AlA Document B8D ItCM, Standard
Form of Agreement Between Owner and
Construction Manager, current as of the date of
this Agreement. The Terms and Conditions of
the Agreement between Owner and
Construction Manager shall be furnished to the
Architect and shall not be modified without
written consent of the Architect, which consent
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shall not be unreasonably withheld. The
Architect shall not be responsible for actions
taken by the Construction Manager.
4.6 The Owner shall furnish surveys
describing physical characteristics, legal
limitations and utility locations for the site of
the Project, and a written legal description of
the site. The surveys and legal information shall
include. as applicable. grades and lines of streets,
alleys, pavements and adjoining property and
structures; adjacent drainage; right.of-way,
restrictions. easements, encroachments, zoning,
deed restrictions, boundaries and contours of
the site; locations, dimensions and necessary
data pertaining to existing buildings, other
improvements and trees; and information
concerning available utility services and lines,
both public and private, above and below grade.
including inverts and depths. All the
information on the survey shall be referenced
to a Project benchmark.
4.7 The Owner shall furnish the services of
geotechnical engineers when such services are
requested by the Architect. Such services may
include but are not limited to test borings, test
pits, determinations of soil bearing values,
percolation tests. evaluations of hazardous
materials. and ground corrosion and resistivity
tests, including necessary operations for
anticipating subsoil conditions, with reports and
appropriate professional recommendations.
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4.7.1 The Owner shall furnish the services of
other consultants when such services are
reasonably required by the scope of the Project
and are requested by the Architect.
4,8 The Owner shall furnish structural,
mechanical, chemical, air and water pollution
tests, tests for hazardous materials, and other
laboratory and environmental tests, inspections
and reports required by law or the Contract
Documents.
4.9 The Owner shall furnish all legal,
accounting and insurance counseling services as
may be necessary at any time for the Project,
including auditing services the Owner may
require to verify the Contractor's Application
for Payment or to ascertain how or for what
purposes the Contractor has used the money
paid by or on behalf of the Owner.
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4.10 The services, infonnation, surveys and
reports required by Paragraphs 4,6 through 4,9
shall be furnished at the Owner's expense, and
the Architect shall be entitled to rely upon the
accuracy and completeness thereof.
4.11 Prompt written notice shall be given by
the Owner to the Architect and Construction
Manager if the Owner becomes aware of any
fault or defect in the Project or
nonconformance with the Contract Documents,
4.12 The proposed language of certificates
or certification requested of the Architect or
Architect's consultants shall be submitted to the
Architect for review and approval at least 14
days prior to execution, The Owner shall not
request certifications that would require
knowledge or services beyond the scope of this
Agreement
4.13 The Owner shall furnish the required
information and services and shall render
approvals and decisions as expeditiously as
necessary for the orderly progress of the
Architect's services and Work of the
Contractors.
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4.14 The Owner shall furnish the Architect
copies of written communications with the
Construction Manager and Contractors
necessal:Y for the orderly process of the
Architect's services and understanding-.Qf
project requirements, scope and budget
ARTICLE 5
CONSTRUCTION COST
5.1 DEFINITION
.
5.1.1 The Construction Cost shall be the
total cost or estimated cost to the Owner of all
elements of the Project designed or specified
the Architect
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5.1.2 The Construction Cost shall include
the cost at current market rates of labor and
materials furnished by the Owner and
equipment designed, specified, selected or
specially provided for by the Architect, plus a
reasonable allowance for the Contractors'
overhead and profit In addition, a reasonable
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allowance for contingencies shall be included for
market conditions at the time of bidding and for
changes in the Work during construction,
Construction Cost shall also include a portion
of the compensation of the Construction
Manager and Construction Manager's
consultants.
5.1.3 Construction Cost does not include
the compensation of the Architect and
Architect's consultants. the costs of the land.
rights.of-way, financing or other costs which
are the responsibility of the Owner as provided
in Paragraphs 4.1 through 4.4 and 4.6 through
4.14.
5.2 RESPONSIBILITY FOR
CONSTRUCTION COST
5.2.1 The Architect's review of the Owner's
Project budget and of preliminary estimates of
Construction Cost or detailed estimates of
Constru ction Cost prepared by the
Construction Manager is solely for the
Architect's guidance in the Architect's
preparation of the Construction Documents.
Accordingly. the Architect cannot and does not
warrant the accuracy of the estimates of the
Construction Manager, or warrant or represent
that bids or negotiated prices will not vary from
the Owner's Project budget or from any
estimate of Construction Cost or evaluation
reviewed by the Architect
5,2.2 No fixed limit of Construction Cost
shall be established as a condition of this
Agreement
5,2.3 In the event that the Construction
Manager's estimate or the lowest bona fide bid
or negotiated proposal received by the Owner
exceeds the Owner's budget for reason other
than those described in Paragraph 3.3, the
modification of Contract Documents shall be
the limit of the Architect's responsibility. The
Architect shall be entitled to compensation in
accordance with this Agreement for all services
performed whether or not the Construction
Phase is commenced,
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ARTICLE 6
USE OF ARCHITECT'S DRAWINGS,
SPECIFICATIONS AND OTHER
DOCUMENTS
6, I The Drawings. Specifications and other
documents prepared by the Architect for this
Project are instruments of the Architect's
service for use solely with respect to this
Project and, unless otherwise provided, the
Architect shall be deemed the author of these
documents and shall retain all common law,
statutory and other reserved rights, including
the copyright The Owner shall be permitted
to retain copies, including reproducible copies,
of the Architect's Drawings, Specifications and
other documents for information and reference
in connection with the Owner's use and
occupancy of the Project The Architect's
Drawings, Specifications or other documents
shall not be used by the Owner or others on
other projects, for additions to this Project or
for completion of this Project by others, unless
the Architect is adjudged to be in default under
this Agreement, except by agreement in writing
and with appropriate compensation to the
Architect
6.2 Submission or distribution of
documents to meet official regulatory
requirements or for similar purposes in
connection With the Project is not to be
construed as publication in derogation of the
Architect's reserved rights.
6.3 Any reuse. other than by the Architect.
of the Contract Documents and CAD files
without a written Agreement with the Architect
for the specified purpose intended shall require
the Owner to indemnify and hold harmless
from any claim, expense. cost of liability,
including the cost of defense and reasonable
attorney's fees, arising out of or relating to any
future copying or use of the Documents bv or
on behalf of the Owner.
ARTICLE 7
DISPUTE RESOLUTION
ARBFFRMIGN
ftI ClaiJm;-di'ptlfeHlHltfleH\'l1lt-teN-in
qtlllStlorrbetween-the-parties-re-thi~reement
,
arising Otlt of or relating to this-Agl'eement or
brcaeh thereef ,hall be 3tlbject to and decided
by arbit;ratien in aeeerdanee with the
Con3truecillfl Ind~stry Arbitratien Rules of the
Ameriean f,rbi~rrentIy-in
clfeet tlnlm the partie3 mut~ally agree
otherwise.
7.2 Demand fer arbitration 3hall be filed in
writing with th7 other-p~
and-with the Ameriean ^rb~"iation:
Memand fer arbitration shall be made-within;!
_able time after the claim, disptlte or
other matter in q~estion has arilen, In no
event shall the demand fer arbitration be made
~hen-ifl5tit~tien ef legal or
eqttilablc proeeeding3 based on s~eh claim;
disp~te or other matter in q~estion we~ld be
barred by thc applicable 3taMe of limitations.
7.3 No arbitratien ari3ing e~t ef or relating
t'fl thil Agreement 3hall incl~de, by
eemel~r-er in any other manner,
alTildtlitional per,on or entity net a part). to this
~ent, exeept by written consent
eontaining a specific reference to this
Agreement signed by the Owner, Arehiteet, and
any-e~ti~ht te be joined:
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~tratlon mve't'm~uutttenm
persen or enti!)'-5ha1l not eonstit-ttfe-eensent-te
areitration of any-elai~isptJte or other matter
itMjlfllStion not described in the written consent
or-with a pmon or entity not named-er
deseribed-thereirr.-=Fhe-foregoi~He
arbitrate-ilnrl-other agreements to arbit;rato
with-lln-additional person or---entitY-IMy
eoll3en~rties-te-tflis-Agreetmnt
,hilll be 3peciftelll~foreeable-itHleeord1lnee
wlth-applieable law in-any eo~rt having:
jtlrisdietJon.thereof:
7.1 The-award-rendered-by-the-1trbit;rator
oHrbitratol'Hhilll-be-/inal,and-jtldgment-may
be-entered-ttporr-iHn-aeeord1lnee-with
applieable-law-itHlny-eotlrHlaving-jtlrisdietion
thereof:
7.1 All claims. disputes and other matters
in question between the Owner and the
Architect arisin~ out of, or relating to. this
Agreement shall be settled in a judicial forum.
p.rovided such claim. dispute or other matter in
question cannot be settled by direct discussion
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or non-binding mediation prior to le~1
proceedings,
ARTICLE 8
TERMINATION, SUSPENSION OR
ABANDONMENT
8, I This Agreement may be terminated by
either party upon not less than seven days'
written notice should the other party fail
substantially to perform in accordance with the
terms of this Agreement through no fault of the
party initiating the termination,
8,2 If the Project is suspended by the
Owner for more than 30 consecutive days, the
Architect shall be compensated for services
performed prior to notice of such suspension,
When the Project is resumed, the Architect's
compensation shall be equitably adjusted to
provide for expenses incurred in the
interruption and resumption of the Architect's
services.
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8.3 This Agreement may be terminated by
the Owner upon not less than ~ fourteen
days' written notice to the Architect irHhe
cI'cnt that thc Projee( is permanently
abandoned. If the Project is abandoned by the
Owner for more than 90 consecutive days, the
Architect may terminate this Agreement by
giving written notice,
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8,4 Failure of the Owner to make
payments to the Architect in accordance with
this Agreement shall be considered substantial
nonperformance and cause for termination,
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8,5 If the Owner fails to make payment
when due the Architect for services and
expenses, the Architect may, upon seven days'
written notice to the Owner, suspend
performance of services under this Agreement.
Unless payment in full is received by the
Architect within seven days of the date of the
notice, the ,suspension shall take effect without
further notice. In the event of a suspension of
services, the Architect shall have no liability to
the Owner for delay or damage caused the
Owner because of such suspension of services.
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8.6 In the event of termination not the
fault of the Architect, the Architect shall be
compensated for services performed prior to
termination. together with Reimbursable
Expenses then due and all Termination
Expenses as dclined in Paragraph 8.7.
8.7 T crmitlatian Expenses are in nddiaen
to compensation fer Bask and Additienal
Serlkes, and include expenses whkh are
directly aa:ribu!able to terminatien;
+ermination [xpe~haIl be eomputcd as a
percentnge of the total compensation fer Basic
Serlkes and Additional Serl'iecs earned t&-the
time of terminatiol'" as f~
.1 Twenty percent of the total
compensation for Bask and Additional Sm'iees
earned to date if termination occurs beforc or
dllfing the predcsign, site analysis, or Schematic
gesign Phases; or
.2 Ten percent of the total compensation
~tional Serl'iceJ earned to date
if termination occurs during the .Dcsign
geveIopment Phase; or
.3 Fi'le pereetlE-ef the totlll-eempematien
fer-Basie-an-Mtliaena!-5erviees-ellt'lled to datc
jf-termination occurs duriRgiHubseqtleflt phase.
ARTICLE 9
MISCEllANEOUS PROVISIONS
9.1 Unless otherwise provided, this
Agreement shall be governed by the law of the
place where the Project is located,
9,2 Terms in this Agreement shall have the
same meaning as those in the edition of AlA
Document A201/CM, General Conditions of
the Contract for Construction, Construction
Manager-Adviser Edition, current as of the date
of this Agreement.
9,3 Causes of action between the parties
to this Agreement pertaining to acts or failures
to act shall be deemed to have accrued in
accordance with the laws of Iowa. and-the
applieablHtatlit-es-ef-limi!at1oM-Shall-eommenee
t_rt-neHater-than-either-the-da~f
&ubstilntial-Gempletlon-foHets-or-fallureMO
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net occurring prior to Substantial Cempletion,
or-thc date ef issuance of the final Project
Certificate for Payment for act3 er failures to
aet-eecHrring after SHb:!t8ntial Complctiefl;
9.4 The Owner and Architect waive all
rights against each other and against the
Construction Manager, Contractors, and the
consultants, agents and employees of any of
them for damages, but only to the extent
covered by property insurance during
construction, except such rights as they may
have to the proceeds of such insurance as set
forth in the edition of AlA Document
A201/CM, General Conditions of the Contract
for Construction, Construction Manager-
Adviser Edition, current as of the date of this
Agreement. The Owner and Architect each
shall require similar waivers from their
Construction Manager, Contractors,
consultants, agents, and persons or entities
awarded separate contracts administered under
the Owner's own forces,
9.5 The Owner and Architect, respectively,
bind themselves, their partners, successors,
assigns and legal representatives to the other
party to this Agreement and to the partners,
successors, assigns and legal representatives of
such other party with respect to all covenants
of this Agreement. Neither Owner nor
Architect shall assign this Agreement without
the written consent of the other,
9.6 This Agreement represents the entire
and integrated agreement between the Owner
and Architect and supersedes all prior
negotiations, representations or agreements,
either written or oral. This Agreement may be
amended only by written instrument signed by
both Owner and Architect.
9.7 Nothing contained in this Agreement
shall create a contractual relationship with or a
cause of action in favor of third party against
either the Owner or Architect.
9.S Unless otherwise provided in this
Agreement, the Architect and Architect's
consultants shall have no responsibility for the
discovery, presence, handling, removal or
disposal of or exposure of persons to
hazardous materials in any form at the Project
site, Including but not limited to asbestos,
asbestos products, polychlorinated biphenyl
(PCB) or other toxic substances.
9,9 The Architect shall have the right to
include representations of the design of the
Project, including photographs of the exterior
and interior, among the Architect's promotions
and professional materials, The Architect's
materials shall not include the Owner's
confidential or proprietary information if the
Owner has previously advised the Architect in
writing of the specific information considered by
the Owner to be confidential or proprietary.
The Owner shall provide professional credit for
the Architect on the construction sign and in
the promotional materials for the Project.
ARTICLE 10
PAYMENTS TO THE ARCHITECT
10, I DIRECT PERSONNEL EXPENSE
10,1.1 Direct Personnel Expense is defined as
the direct salaries of the Architect's personnel
engaged on the Project and the portion of the
cost of their mandatory and customary
contributions and benefits related thereto, such
as employment taXes and other statutory
employee benefits, insurance, sick leave,
holidays, vacations, pensions and similar
contributions
10,2 REIMBURSABLE EXPENSES
10,2,1 Reimbursable Expenses are in addition
to compensation for Basic and Additional
Services and include expenses incurred by the
Architect and Architect's employees and
consultants in the interest of the Project, as
identified in the following Clauses.
10.2,1, I Expense of transportation in
connection with the Project; expenses in
connection with authorized out-of-town travel;
long-distance communications; and fees paid for
securing approval of authorities having
jurisdiction over the Project.
10,2.1.2 Expense of reproductions,
express deliveries, electronic
transmissions and handling of
Specifications and other documents,
postage,
facsimile
Drawings,
Iowa City Public Library - MS&R Agreement B141CM .1992 Modified
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I 0,2.1.3, If authorized in advance by the Owner,
expense of overtime work requiring higher than
regular rates and due to circumstances beyond
the control of the Architect.
10,2,1.4 Expense of renderings, models and
mock-ups requested by the Owner.
10,2.1.5 Expense of additional insurance
coverage or limits, including professional liability
insurance, requested by the Owner in excess of
that normally carried by the Architect and
Architect's consultants and attached as Exhibit
D.
I g,2.1 ,6 Expense of EOl'llputcr aided deJign and
dl'llfting cqllipment-time when used in
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10,3 PAYMENTS ON ACCOUNT OF
BASIC SERVICES
10.3.1 An initial payment as set forth in
Pal'agraph 11.1 is the minimum payment under
this Agreement.
10.3.2 Subsequent payments for Basic Services
shall be made monthly and, where applicable,
shall be in proportion to services performed
within each phase of service, on the basis set
forth in Subparagraph 11.2.2.
10.3,3 If and to the extent that the time
initially established in Subparagraph 11,5, I of
this Agreement is exceeded or extended
through no fault of the Architect, compensation
for any services rendered during the additional
period of time shall be computed in the manner
set forth in Subparagraph 11,3.2,
10.3,4 When compensation is based on a
percentage of Construction Cost and any
portions of the Project are deleted or
otherwise not constructed, compensation for
those portions of the Project shall be payable to
the extent services are performed on those
portions, in accordance with the schedule set
forth in Subparagraph 11.2.2, based on (I) the
lowest bon fide bids or negotiated proposals, or
(2) if no such bids or proposals are received,
the most recent estimate of Construction Cost
prepared by the Construction Manager for such
portions of the Project.
lOA PAYMENTS ON ACCOUNT OF
ADDITIONAL SERVICES AND
REIMBURSABLE EXPENSES
1004,1 Payments on account of the Architect's
Additional Services and for Reimbursable
Expenses shall be made monthly upon
presentation of the Architect's statement of
service rendered or expenses incurred.
10,5 PAYMENTS WITHHELD
10,5,1 No deductions shall be made from the
Architect's compensation on account of penalty,
liquidated damages or other sums withheld
from payments to Contractors, or on account
of the cost of changes in the Work other than
those for which the Architect has been found
liable,
10,6 ARCHITECTS
RECORDS
ACCOUNTING
10,6, I Records of Reimbursable Expenses and
expenses pertaining to Additional Services and
services performed on the'basis of a multiple of
Direct Personnel Expense shall be available to
the Owner or the Owner's authorized
representative at mutually convenient times.
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ARTICLE I)
BASIS OF COMPENSATION
The Owner shall compensate the Architect as follows:
11.1 No INITIAL PAYMENT shall be made upon execution of this Agreement and credited to the
Owner's account at final payment.
11.2 BASIC COMPENSATION
11.2, I FOR BASIC SERVICES, as described in Article 2, and any other services included in Article 12 as
part of Basic Services, Basic Compensation shall be computed as follows:
For Construction: Nine Percent (9%) of the Estimate of Construction Cost, including contingendes for design and
construction as prepared during the Pre-Schematic Design Phase. A~er completion of the Pre-schematic Design
Phase by the Architect and completion of the initial Construction Cost Estimate by the Construction Manager as
approved by the Board of Trustees, the Architect's Fee for Bosic SelVices shall be calculated at 9% of the
Estimate Cost of Construction, and that figure shall be fixed as a sum not-to-exceed, The sum not-to-exceed shall
be approved by Resolution of the Board of Trustees of the Library.
For Interior Design: Twelve Percent (/2%) of the fair market value offumishings whether new ar reused,
11.2.2 Where compensation is based on a stipulated sum or percentage of Construction Cost,
progress payments for Basic Services in each phase shall total the following percentages of the total Basic
Compensation payable:
Schematic Design Phase: "'.....................................,...."'.....seventeen percent ,..,............"'.........................( 17%)
Design Development Phase: ,.."'.............................,...."'...twenty.five percent ..,.................,....,......,.........(25%)
Construction Documents Phase:........,....................."'....,forty percent ........"'..............,.........................,..(40%)
Bidding or Negotiation Phase:...................."'....................three percent ..................,................,......"'..........(3%)
Construction Phase: "'....,"'...........................,....................,. fifteen percent "'..................."'..........................( 15%)
Total Basic Compensation:,..,..................................."'.......one hundred percent ..,..,....,....,..........,.."'... ( 100%)
The Owner has authorized the maximum payment of $50,000 in Professional fees to the Arcllitect for
completion of the Pre-schematic Design Phase. This sum does not include reimbursable expenses, The Library
wiil pay the reimbursable expenses in the Pre-Schematic Design Pllase from its non-operating budget
(undesignated) funds, The balance of the Schematic Design Fees in excess of the $50,000 as calculated by the
progress payments chart in Article /1,2.2 shall be payable as part of the Design Development Phase of Basic
SelVices,
11.3 COMPENSATION FOR ADDITIONAL SERVICES
11.3,1 FOR PROJECT REPRESENTATION BEYOND BASIC SERVICES, as described in Paragraph 3.2,
compensation shall be computed on an hourly basis,
11.3.2 FOR ADDITIONAL SERVICES OF THE ARCHITECT, as descl'ibed in Articles 3 and 12, other
than (I) Additional Project Representation, as described in Paragraph 3,2, and (2) services included in
Article 12 as part of Basic Services, but excluding services of consultants, compensation shall be
computed on an hourly basis, Hourly rates are shown in Article 12.12.
Iowa City Public Library. MS&R Agreement B141CM -1992 Modified
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11.3.3 FOR ADDITIONAL SERVICES OF CONSULTANTS, including additional structural, mechanical
and electrical engineering services and those provided under Subparagraph 3.4,19 or identified in Article
12 as part of Additional Services, a multiple of ( 1.1) times the amounts billed to the Architect for such
services,
1104 REIMBURSABLE EXPENSES
1104.1 FOR REIMBURSABLE EXPENSES, as described in Paragraph 10.2, and any other items included
in Article 12 as Reimbursable Expenses, a multiple of (1.0) times the expenses incurred by the Architect,
the Architect's employees and consultants in the interest of the Project. Reimbursable expense~ will not
exceed $90,000,00 as enumerated in Exhibit A attached.
1104.2 Reimbursable expenses for the Pre-Schematic Design Phase will be paid by the Iowa City Public
Libral:Y Board. ,
11.5 ADDITIONAL PROVISIONS
11.5.1 IF THE BASIC SERVICES covered by this Agreement have not been completed within (40)
months of the date hereof, through no fault of the Architect, extension of the Architect's services
beyond that time shall be compensated as provided in Subparagraph 10.3.3 and 11.3.2.
1/.5.2 Payments are due and payable thirty (30) days from the date of the Architect's invoice, Amount
unpaid forty-five (45) days after the invoice date shall bear interest at the rate entered below, or in the
absence thereof at the legal rate prevailing from time to time at the principal place of business of the
Architect. Twelve Percent (12%).
11,5,3 The rates and multiples set forth for Additional Services shall be annually adjusted in accordance
with normal salary review practices of the Architect.
Iowa City Public Library - MS&R Agreement B141CM .1992 Modified
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ARTICLE 12
OTHER CONDITIONS OR SERVICES
12.1 The Architect shall procure and maintain General Uability insurance at its own expense for protection
against claims under Worker's Compensation acts, claims for damages because of bodily injury
including personal injury, sickness or disease or death of any or all employees or of any person other
than such employees and from claims or damages because of injury to or destruction of property
including loss of use resulting therefrom, all in the amounts and in the form provided and attached
hereto as Exhibit D, The Architect shall maintain and purchase from a third party such insurance ar
equivalent insurance and keep it in force throughout the Project and the one year period a~er Final
Completion. In the event that the Owner requires insurance differing from that so attached, then
Owner shall reimburse the Architect thereto.
12.2 The Architect shall procure and maintain professional liability insurance, at its own expense, far
protection from cloims arising out of the performance of professional services caused by a negligent
error, omission or act for Wllidl tile Arcllitect is legally liable; such liability insurance will provide
coverage in such amounts, with such deductible provisions and for a one year period of time a~er
Final Completion and attached hereto as Exhibit D. Provided that it is reasonably available, the
Architect shall maintain and purchase from a third party such insurance or equivalent insurance and
keep it in force throughout tile Project. In the event that the Owner requires insurance differing from
that so attached, then Owner shall reimburse the Architect thereto.
12.3
It is recognized that as the Project progresses and its documentation becomes more definitive, various
aspects of the Construction Management Plan (including the Owner's requirements, Master Schedule,
Project and Management Information System) may be revised and refined a~er consultation between
the Owner, Canstruction manager and Architect and those revisions will be incorporated into the
Construction Management Plan by formal amendments as appropriate,
12.4 If any portion of the Agreement is held a,s a matter of law to be unenforceable, the remainder of this
Agreement shall be enforceable without such provisions,
12,5 Indemnification for Pollution Disclaimer
In consideration of the unavailability of professional liability insurance from services relating to or
arising out of or associated in any way with the actual, alleged or threatened discharge, dispersal,
release or escape of pollutants or any governmental or regulatory directive or request for testing,
monitoring, clean up, removal, containment, treatmen~ detoxift or neutralize pollutants, it is expressly
agreed between the Owner and Architect that the Owner shall indemnifY and hold harmless the
Architect, its consultants, agents, and employees from and against all claims, Including claims of
employees of the Owner, any Contractor and Subcontractors, damages, losses and expenses, direct
and indirect, or consequential damages, including but not li;rlited to fees and charges of attorneys,
court costs, and the costs relating to arbitration fees, and costs relating to government or regulatory
directives or requests arising out of or related in any way to "pollution" by any party involved with the
project and regardless of whet/IeI' the claims or damages are based on Contract, tort, Including
negligence, strict liability, warranty, or otherwise, "Pollutants" is defined as any solid, liquid, gaseous,
or thermal irritant or contaminant, including smoke vapor, soot, fumes, acids, alkalis, chemicals, and
waste.
Iowa Ciiy Public Library. MS&R Agreement B141CM -1992'Modified
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12,11.2 To discriminate against any individualin tenns, conditions, or privileges of employment because of
their race, color religion, sex, national origin, disobility, age, marital status, or sexual orientation.
12,12 Meyer, Scherer & Rockcastle, Ltd,
Hourly Rates for 1995
CatefoQ'
Prindpol Architea
Supervisory Architea
Registered Architea
Intern Architea
Student Intern Architea
Interior Designer
CADD Manager
CADD T echnidon
Admin-Word Processing
Billing Rate
$122.25
$ 84,00
$ 66.50
$ 52.00
$ 25.25
$ 68.75
$ 6/,00
$ 32.75
$ 36.75
Range
$49,00
$32.50
$30.50
$61.00
This Agreement entered into as of the day and year first written above.
OWNER
Stephen Greenleaf, President
Iowa City Public Library Board ofT rustees
Funding in the amount of $50,000 for architect's fees incurred in
Pre-Schematic Design are approved by Council Resolution No. 94-334.
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Susan Horowitz, Mayor
Iowa City, Iowa
ARCHITECT
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Jeffrey A, Scherer, President
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VERSION DATED September 15, 1994 . Prepared by HI&R Architects
AlA Document B 141 CM
Standard Form of Agreement Between
Iowa City Public library
and
Meyer, Scherer & Rockcastle, Ltd.
1992 Edition
THIS DOCUMENT HAS IMPORTANT LEGAL CONSEQUENCES; CONSULTATION WITH AN ATTORNEY IS
ENCOURAGED WITH RESPECT TO ITS COMPLEJlON OR MODIFICATION,
AGREEMENT
made as of the Fi~eenth day of September in the year of Nineteen Hundred and Ninety-four,
THIS CONTRACT, is made and executed, by and between the Iowa City Public Library, hereinafter
called the OWNER and Meyer, Scherer & Rockcastle, Ltd" of Minneapolis, Minnesota, hereinafter called
the ARCHITECT,
BETWEEN
lowo City Public Ubrory
123 South Unn
lowo City,lowo 52240
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Meyer. Scherer & Rockcastle, Ltd,
325 Second Avenue North
Minneapolis, Minnesoto 55401-/601
Telephone: 612-375-0336
Fax: 612-342-22/6
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For the following Project:
Renovation, remodeling, and addition to the existing Iowa City Public Ubrary, The extent of the work shall be
detelTllined In a pre-schemotic design, discovery and costing phase. Once the scope has been agreed, this
Agreement shall be amended accordingly,
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VERSION DAlEO lepllmber 15, 1994 . Preparld by HI&R Archilltls
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TERMS AND CONDITIONS OF AGREEMENT BETWEEN OWNER AND ARCHITECT
ARTICLE I
ARCHITECT'S RESPONSIBILITIES
1.1 ARCHITECT'S SERVICES
1.1.1 The ,Architect's services consist of
those services performed by the Architect,
Architect's employees and Architect'
consultants as enumerated in Articles 2 and 3 of
this Agreement and an other services included
in Article 12.
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1,1,2 The Architect's services shall be
provided in conjunction with the services of a
Construction ~1anager as described in the
edition of AlA Document BSO IICM, Standard
Form of Agreement Between Owner and
Construction Manager, current as of the date of
this Agreement.
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1.1.3 The Architect's services shall be
performed as expeditiously as is consistent with
professional skill and care an the orderly
progress of the Work. The Architect shall
submit for the Owner's approval and the
Construction Manager's information a schedule
for the performance of the Architect's services
which may be adjusted as the Project proceeds,
and shall include allowances for periods of time
required for the Owner's and Construction
Manager's review and for approval of
submissions by authorities having jurisdiction
over the Project. Time limits established by this
schedule approved by the Owner shall not,
except for reasonable cause, be exceeded by
the Architect or Owner,
1,1.4 The services covered by this
Agreement are subject to the time limitations
contained in Subparagraph 11.5, I,
ARTICLE 2
SCOPE OF ARCHITECT'S BASIC
SERVICES
2,1 DEFINITION
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2.1, I The Architect's Basic Services consist
of those described in Paragraphs 2,2 through
2,6 and any other services identified in Article
12 as part of Basic Services, and include normal
structural, mechanical and electrical engineering
services,
2.2 SCHEMATIC DESIGN PHASE
2.2.1 The Architect shall review the
program, schedule an construction budget
furnished by the Owner to ascertain the
requirements of the Project and shall arrive at a
mutual understanding of such requirements with
the Owner.
2.2,2 The Architect shall review with the
Owner and Construction Manager proposed
site use and improvements; selection of
materials, building systems and equipment; and
methods of Project delivery,
2.2.3 The Architect shall review with the
Owner and Construction Manager alternative
approaches to oesign and construction of the
Project.
2,204 Based on the mutually agreed upon
program and the Project budget requirements,
and as required by the Construction
Mana~ement Plan, the Architect shall prepare,
for approval by the Owner, Schematic Design
Documents consisting of drawings and other
documents illustrating the scale and relationship
of Project components,
2.2.5 At intervals appropriate to the
progress of the Schematic Design Phase and
mutually agreeable to the Owner, Construction
Manager and Architect, the Architect shall
provide schematic design studies for the
Owner's review and the Construction
Manager's information,
2,2.6 In the further development of the
drawings and specifications during this and
subsequent phases of design, the Architect shall
be entitled to assume the accuracy of the
estimates of Construction Cost which are to be
provided by the Construction Manager under
Page 2
Iowa City Public Library - MS&R Agreement B141CM -1992 Modified
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VERSION DAlEO leptember 15, 1994 . Prepared by H\&R Arrhilerll
the Construction Manager's Agreement with
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2,2.7 Upon completion of the Schematic
Design Phase, the Architect shall provide
drawings, outline specifications and other
documents for the Owner's approval and the
Construction Manager's information.
2.3 DESIGN DEVELOPMENT
PHASE
2.3,1 Based on the approved Schematic
Design Document and any adjustments
authorized by the Owner in the program, i!!l!I
as required bv the Construction Management
E!ID or Estimate of Construction Cost as
prepared bv the Construction Mana~er,
'onstr~ction budg*the Architect shall prepare
Design Development Documents for the
Construction Manager's review and the
Owner's approval, The Design Development
Documents shall be based upon data and
estimates prepared by the Construction
Manager and shall consist of drawings and other
documents that establish and describe the size
and character of the Project as to architectural,
structural, mechanical and electrical systems,
materials and such other elements as may be
appropriate,
2.3.2 At intervals mutually agreeable to the
Owner, Construction Manager and Architect,
the Architect shall provide drawings and other
documents which depict the current status of
design development for the Owner's review and
the Construction Manager's information,
2.3.3 Upon completion of the Design
Development Phase the Architect shall provide
drawings, outline specifications and other
documents for the Owner's approval and the
Construction Manager's information,
204 CONSTRUCTION DOCUMENTS
PHASE
204, I Bascd on the approved Design
Development Documents and any further
adjustments authorized by the Owncr In the
scope or quality of the Project or in the
construction budget, the Architect, utilizing data
and estimates prepared by the Construction
Manager, shall prepare, for approval by the
Owner, Construction Documents consisting of
Drawings and Specifications setting forth in
detail the requirements for the construction of
the Project.
204.2 At intervals mutually agreeable to the
Owner, Construction Manager and Architect,
the Architect shall provide Drawings and
Specifications for the Owner's and the
Construction Manager's review.
204.3 Upon completion of the Construction
Documents Phase, the Architect shall provide
Construction Documents for the Owner's
approval and the Construction Manager's
information.
20404 The Architect shall assist the Owner
and Construction Manager in the preparation of
the necessary bidding information, bidding
forms, the Conditions of the Contracts, and the
forms of Agreement between the Owner and
the Contractors, The Architect shall assist the
Construction Manager, in issuing bidding
documents to bidders and conducting pre. bid
conferences with prospective bidders, The
Architect, with the assistance of the
Construction Manager, shall respond to
questions from bidders, and shall issue addenda,
204,5 The Architect shall assist the Owner
and Construction Manager in connection with
the Owner's responsibility for filing documents
required for the approval of governmental
authorities having jurisdiction over the Project.
204,6 The Architect shall be responsible for
identifying State of Iowa and City of Iowa City,
Iowa governmental bodies having jurisdiction to
approve the design of the Project. Consistent
with professional skill and ,care and in
accordance with the standards of its profession,
the Architect shall be responsible to see that
the documents and services furnished by the
Architect conform to the laws, regulations and
other legal requirements applicable at the time
they are furnished,
2,5 BIDDING OR NEGOTIATION
PHASE
2,5,1 The Architect, following the Owner's
approval of the Construction Documents and of
the Construction Manager'~ latest estimate of
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Construction Cost, shall assist the Construction
Manager in obtaining bids or negotiated
proposals and assist in preparing contracts for
construction,
2.5.2 The Architect or an approved desi~ee
shall participate in and attend pre-bid
conferences and pre.construction conferences,
2.6 CONSTRUCTION PHASE
(ADMINISTRATION OF THE
CONSTRUCTION CONTRACl)
2.6.1 The Architect's responsibility to
provide Basic Services for the Construction
Phase under this Agreement commence with
the award of the Contract for construction and
terminate at the earlier of the issuance to the
Owner of the final Project Certificate for
Payment or 60 days after the date of Substantial
Completion of the Work,
2,6.2 The Architect shall provide
administration of the Contract for construction
in cooperation with the Construction Manager
as set forth below and in the edition of AlA
Document A20llCM, General Conditions of
the Contract for Construction, Construction
Manager-Adviser Edition, current as of the date
, of this Agreement.
2,6.3 Duties, responsibilities and limitations
of authority of the Architect shall not be
restricted, modified or extended without
written agreement of the Owner and Architect
with consent of the Contractors and the
Construction Manager, which consent shall not
be unreasonably withheld,
2.6,4 The Architect shall be a representative
of and shall advise and consult with the Owner
(I) during construction until final payment to
the Contractors is due, and (2) as a Additional
Service at the Owner's direction from time to
time during the correction period described in
the Contracts for Construction, The Architect
shall have authority to act on behalf of the
Owner only to the extent provided in this
Agreement unless otherwise modified by
written instrument.
2,6,5 The Architect shall visit the site at
intervals appropriate to the stage of
construction, but not less than twice per month
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01' as ethel"ll'ise agrccd by the Owner and
Architect in writing to become generally familiar
with the progress and quality of the Work
completed and to determine in general if the
Work Is being performed in a manner indicating
that the Work when completed will be in
accordance with the Contract Documents,
However, the Architect shall not be required to
make exhaustive or continuous on-site
inspections to check the quality or quantity of
the Work. On the basis of on-site obsarvations
as an architect, the Architect shall keep the
Owner informed of the progress and quality of
the Work, and shall endeavor to guard the
Owner against defects and deficiencies in the
Work. (More extensive site representation
may be agreed as an Additional Service, as
described in Paragraph 3.2.)
2,6,6 The Architect shall not have control
over or charge of and shall not be responsible
for construction means, methods, techniques,
sequences or procedures, or for safety
precautions and 'programs in conn action with
the Work, since these are the Contractors'
responsibility under the Contracts for
Construction, The Architect shall not be
responsible for 'the Contractors' schadules or
failure to carry out the Work in accordance
with the Contract Documents. The Architect
shall not be responsible for the performance by
the Construction Manager of the services
required by the Construction Manager's
agreement with the Owner, The Architect shall
not have control over or charge of acts or
omissions of the Contractors, Subcontractors,
or their, agents or employees, or of any other
persons performing services or portions of the
Work,
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2,6.7 The Architect shall at all times have
access to the Work wherever It Is in
preparation or progress,
2,6,8 Communications by and with the
Architect's consultants shall be through the
Architect.
2,6.9 Based en ~1C Archltect'J ebscr.'ation,
ant!-evaluat!on of tach Contractor's ;,pplieation
for Payment, the Archi~haIl-:revlew-and
eertify-thc amounts due the re3pective
G:ontrae:tors,
Iowa City Public Library. MS&R Agreement B141CM .1992 Modified
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2,6.9, I The Arehiteet'J certiRc:ation fer
pil)'ment shall-eemtiwte a represcntation to the
O.....ner, b~td on the ,\rehiteet'J obserl'atiom
at the site a3 pro\'ided in Subparagraph 2,6.S, on
tI-,e reeomfficnBationJ of the Con3truction
Manager and on the data eomprbing-the
ContractorJ' ApplicationJ for Pa)ment, that, to
the best of tI,e l\rchitoct'J knowledge,
information and belicf, the Work has
progrC3Jed to the point indicated and the
I' f W 'AI I . . d 'L L
qua Ity 0 ,0" or { IS In actor an" \'lltl, a,e
Contract Documents, The foregoing
repreJen!ationJ are subject to an e'laluation of
the Work fer conformance with the Contraet
Docun1entJ upon Sulmantial Completionote
results of subsequent tcsts and inspectienr,te
minor deviations from the Contract 90cuments
eorreetable prior to completion and t-o specifte
qualiflcations ~preJsed by the Architect. The
issuance of a Certiflcate fOI Pil)'n.cnt shall
further constitute a l'epresentation that the
Contraetol is entitled to payment in the
amount certified,
2,6.9.2 The issuance of a Certiflcate for
Pil)'n ,ent shall not be a re~reJentation that tnc
Areniteet hli3 (I) made exhausti...e or
continuOUJ on site inspections to check the
qtl1lIit)' or quantity of the Work, (2) reviewed
constructiol, meanJ, methods, techniques,
sequences or proeedureJ, (3) re'l'iewed cop!"
of requisitlonJ reedl'ed fran, Subeentractors
end material-sttpplierHnd other data requeJted
by the Owner to JUbslllntiate the Contraetor's
right to payment or (1) mertained how or for
what purpose tI',e Contraetor has used money
pre\'iousl~ paid on account of tile Con~
&um:
2,6.10 The Architect shall have authority,
after notiftcation to the Construction Manager,
to reject Work which does not conform to the
Contract Documents, Whenever the Architect
considers ic necessary or advisable for
implementation of the intent of the Contract
Documents, the Architect will have authority,
upon written authorization from the Owner, to
require additional inspection or testing of the
Work in accordance with the provisions of the
Contract Documents, whether or not such
Work is fabricated, installed or completed.
However, neither this authority of the Architect
nor a decision made In good faith either to
exercise or not to exercise such authority shall
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give rise to a duty or responsibility of the
Architect to the Construction Manager,
Contractors, Subcontractors, material and
equipment suppliers, their agents or employees
or other persons performing portions of the
Work.
, 2,6, II The Architect shall review and approve
or take other appropriate action upon
Contractors' submittals such as Shop Drawings,
Product Data and Samples, but only for the
limited purpose of checking for conformance
with information given and the design concept
expressed in the Contract Documents, The
Architect's action shall be taken with such
reasonable promptness as to cause no delay in
the Contractors' Work or in construction by
the Owner's own forces, while allowing
sufficient time in the Architect's professional
judgment to permit adequate review, Reviaw of
such submittals is not conducted for the
purpose of determining the accuracy and
completeness of other details such as
dimensions and quantities or for substantiating
instructions for installation or performance of
equipment or systems designed by the
Contractors, all of which remain the
responsibility of the Contractors to the extent
required by the Contract Documents. The
Architect's review shall not constitute approval
of safety precautions or, unless otherwise
speciftcally stated by the Architect, of
construction means, methods, techniques,
sequences or procedures. The Architect's
approval of a speciftc item shall not indicate
approval of an assembly of which the item is a
component. When professional certification of
performance characteristics of materials,
systems or equipment is required by the
Contract Documents, the Architect shall be
entitled to rely upon such certification to
establish that the materials, systems or
equipment will meet the performance criteria
required by the Contract Documents,
2,6,12 The Architect shall review and sign or
take other appropriate action on Change
Orders and Construction Change Directives
prepared by the Construction Manager for the
Owner's approval and execution in accordance
wit the Contract Documents,
2.6.12.1 The Architect shall be the Interpreter
of the requirements of the Contract
Page 5
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VERlIOH DAlEO l!plember 15, 1994 - Pr!pared by HI&R Archilecll
Documents. except for Division I. General
Conditions of the Construction, Therefore, the
Architect shall review and take other
appropriate action on written requests
prepared by the Construction Mana~er for
interpretation and decisions in matters relating
to the drawin~s, specifications and other desi~
related information for which the Architect is
responsible. The Architect shall review the
same and issue in writin~ appropriate
clarifications, inter:pretations and decisions, The
Architect shall not be liable for the result of any
interpretation or decision rendered in eood
faith is such capach;y [as interpreter of the
Contract DocumentsJ,
2.6.13 The Architect may authorize minor
changes in Work not involving an adjustment in
a Contract Sum or an extension of a Contract
TIme which are not inconsistent with the intent
of the Contract Documents, Such changes shall
be effected by written order issued through the
Construction Manager.
2.6,14 The Construction Manager. Arehitett,
assisted by the Architect Con3truetion Manager,
shall conduct inspections to determine the date
or dates of Substantial Completion and the date
of final completion. The Architect shall forward
to the Owner warranties and similar submittals
~equired by the Contract Documents which
have been received from the Construction
Manager. TIle Architect Jhal~ije a final
Project Certificate for Payment upon
eompIiance with the reqijiremenu of-the
Gontraet Docijmena:
2,6,15 The Architect shall assist in
interpreting and deciding matters concerning
performance of the Owner and Contractor
under the requirements of the Contract
Documents on written request of either the
Owner or Contractor, The Architect's
response to such requests shall be made with
reasonable promptness and within any time
limits agreed upon,
2,6,16 Interpretations and decisions of the
Architect shall be consistent with the Intent of
and reasonably inferable from the Contract
Documents and shall be In writing or In the
form of drawings. When making such
interpretations and initial decisions, the
Architect shall endeavor to secure faithful
performance by both Owner and Contractors,
shall not show partiality to either, and shall not
be liable for resuits of interpretations or
decisions so rendered In good faith.
2.6.17 The Architect's decisions on matters
relating to aesthetic effect shall be final if
consistent with the intent expressed in the
Contract Documents.
2,6, IS The Architect, if requested bv the
Owner, shall render written decisions within
reasonable time on all claims, disputes or other
matters in question between the Owner and
Contractors relating to the execution or
progress of the Work as provided in the
Contract Documents,
2,6, 19 The Architect's decisions oJ. claims,
dispijteJ or eEl-,er mattell, hle1udlng thOle In
ljijestion between EI-,e Owner and Contract61'S;
exeept for those rdating to aesthetic effect as
pre'lided in Subparagraph U, I i, Jhall be
Stlbjcct to arbitration as pro,.'ided in EI-,is
Agreement and in the Contract Documents,
ARTICLE 3 '
ADDITIONAL SERVICES
3.1 GENERAL
3.1.1 The services described In this Article 3
are not included in Basic Services' unless so
identified in Article 12, and they shall be paid
for by the Owner as provided in this
Agreement, in addition to the compensation for
Basic Services, The services described under
Paragraphs 3.2 and 304 shall only be provided if
authorized or confirmed In writing by the
Owner, If sarvices described under Contingent
Additional Services in Paragraph 3,3 are
required due to circumstances beyond the
Architect's control, the Architect shall notify
the Owner prior to commencing such services.
If the Owner deems that such services
described under Paragraph 3,3 are not required,
the Owner shall give prompt written notice to
the Architect. If tile Owner indicates In writing
that all or part of such Contingent Additional
Services are not required, the Architect shall
have no obligation to provide those services,
Page 6
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VERSION DAlEO leplembtr 15, 1994. Prepared by H\&R Archiletls
3.1,2 Services required because of negli~ence
on the part of the Architect or circumstances
within the control of the Architect shall be
provided at no additional cost to the Owner,
3,2 PROJECT REPRESENTATION
BEYOND BASIC SERVICES
3.2.1 If more extensive representation at the
site than is described in Subparagraph 2,6,5 is
required, the Architect shall provide one or
more Project Representatives to assist in
carrying out such additional on.site
responsibilities.
3.2,2 Project Representatives shall be
selected, employed and directed by the
Architect, and the Architect shall be
compensated therefor as agreed by the Owner
and Architect. The duties, responsibilities and
limitations of authority of Project
Representatives shall be as described in the
edition of AlA Document B352 current as of
the date of this Agreement, unless otherwise
agreed, '
3.2.3 Through the observations by such
Project Representatives, the Architect shall
endeavor to provide further protection for the
Owner against defects and deficiencies in the
Work, but the furnishing of such project
representation shall not modify the rights,
responsibilities or obligations of the Architect as
described, elsewhere in this Agreement.
3.3 CONTINGENT ADDITIONAL
SERVICES
3.3, I Making reVISions in Drawings,
Specifications or other documents when such
revisions are:
,I inconsistent with approvals or
Instructions previously given by the Owner,
including revisions made necessary by
adjustments in the Owner's program or Project
budget;
,2 requested by the Owner because the
Construction Manager's estimate of
Construction Cost exceeds the Owner's
budget, except where such excess Is due to
changes initiated by the Architect in scope,
capacities of basic systems, or the kinds and
quality of materials, finishes or equipment;
.3 required by the enactment or revision
of codes, laws or regulations subsequent to the
preparation of such documents; or
A due to changes required as a result of
the Owner' failure to render decisions in a
timely manner,
3,3.2 Providing services required because of
significant changes in the Project including, but
not limited to, changes in size, quality,
complexity, the Owner's or' Construction
Manager's schedule, or the method of bidding
or negotiating ,and contracting for construction,
except for services required under
Subparagraph 5,2.3,
3.3.3' Preparing Drawings, Specifications and
other documentation and supporting data,
evaluating Contractor's proposals, and providing
other services in connection with Change
Orders and Construction Change Directives,
provided such Chanfe Orders and
Construction Change Directives are not a
result of the Architect's failure to perform the
services consistent with professional skill and
care and in accordance with the standards of
the profession, Reasonable assumptions made
concernin~ known and unknown existing
conditions of the building shall not be construed
to be a failure to perform by the Architect,
3,3.4 Providing services in connection with
evaluating substitutions proposed by
Contractors and making subsequent revisions
to Drawings, Specifications and other
documentation resulting therefrom.
3.3,5 Providing consultation concerning
replacement of Work damaged by fire or other
cause during construction, and furnishing
services required in connection with the
replacement of such Work.
3.3,6 Providing services made necessary by
the termination or default of the Construction
Manager or a Contractor, by major defects or
deficiencies in the Work of a Contractor, or by
failure of performance of either the Owner or a,
Contract for Construction,
Page 7
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3.3.7 Providing services in evaluating an
extensive number of claims submitted by a
Contractor or others in connection with the
Work.
3,3,S Providing services in connection with a
public hearing, arbitration proceeding or legal
proceeding except where the Architect is party
thereto,
3.3,9 Preparing documents for alternate,
separate or sequential bids or providing services
in connection with bidding, negotiation or
, construction prior to the completion of the
Construction Documents Phase,
3.4 OPTIONAL ADDITIONAL
SERVICES
304.1 Providing analyses of the Owner's
needs and programming the requirements of
the Project.
304,2 Providing financial feasibility or other
special studies.
304.3 Providing
evaluations or
prospective sites,
planning surveys, site
comparative studies of
3.4.4 Providing special surveys,
environmental studies and submissions which
are not normally required for approvals of
governmental authorities or others having
jurisdiction over the Project.
3.4,5 Providing services relative to future
facilities, systems and equipment.
3.4.6 Providing services to thoroulhly
investigate existing conditions or facilities or to
make measured drawings thereof.
3.4.7 Providing services to verify the
accuracy of drawings or other information
furnished by the Owner,
3.4,S Providing coordination of construction
performed by the Owner's own forces and
coordination of services required in connection
with construction performed and equipment
supplied by the Owner,
304.9 Providing services in connection with
the work of separate consultants retained by
the Owner.
3,4, I 0 Providing estimates of Construction
Cost.
3.4.11 Providing detailed quantity surveys or
Inventories of material and equipment.
304,12 Providing analyses of owning and
operating costs.
3.1.13 Pro't'iding intcrior dCJign and othcr
similar sCl"liceJ required fer or in connection
with the 3e1eeti~n, proe~rcment or InJtallation
oHurnit-tlrt, furnishings and related eq~lpmcnt.
3.4.14 Providing services for planning tenant
or rental spaces.
304, I 5 Making investigations, inventories of
materials or equipment, or valuations and
detailed appraisals of existing facilities.
304,16 Preparing a set of reproducible record
drawings showing significant changes in the
Work made during construction based on
marked-up prints, drawings and other data
furnished by Contractors,
3.4.17 Providing assistance in the utilization of
equipment or systems such as testing; adjusting
and balancing, preparation of operation and
maintenance manuals, training personnel for
operation and maintenance, and con'sultation
during operation,
304, IS Providing services after issuance to the
Owner of the final Project Certificate for
Payment, or in the absence of final Project
Certificate for Payment, more than 60 days
after the date of Substantial Completion of the
Work.
3.4.19 Providing services of consultants for
other than architectural, structural, mechanical
and electrical engineering portions of the
Project provided as a part of Basic Services.
3.4.20 Providing any other services not
otherwise included In this Agreement or not
customarily furnished In accordance with
generally accepted architectural practice,
Iowa City Public Library. MS&R Agreement B141CM .1992 Modified
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3.4,21 Making changes to the Documents
required as a result of updating or amending the
Construction Management Plan as provided for
in Article 12.3,
ARTICLE 4
OWNER'S RESPONSIBILITIES
4, I The Owner shall provide full
information regarding requirements for the
Project, including a program which shall set
forth the Owner's objectives, schedule,
constraints and criteria, including space
requirements and relationships, flexibility,
expandability, special equipment, systems, and
site requirements.
4.2 The Owner shall establish and update
an overall budget for the Project based on
consultation with the Construction Manager
and the Architect, which shall include the
Construction Cost, the Owner's other costs
and reasonable contingencies related to all of
these costs,
4.3 If requested by the Architect, the
Owner shall furnish evidence that financial
arrangements have been made to fulfill the
Owner's obligations under'this Agreement.
4.4 The Owner shail designate a
representative authorized to act on the
Owner's behalf with respect to the Project.
The Owner or such authorized representative
shall render decisions in a timely manner
pertaining to documents submitted by the
Architect in order to avoid unreasonable delay
in the orderly and sequential progress of the
Architect's services.
4,5 The Owner shall retain a construction
manager to administer the Project. The
Construction Manager's services, duties and
responsibilities will be as described In the
edition of AlA Document BBO IICM, Standard
Form of Agreement Between Owner and
Construction Manager, current as of the date of
this Agreement. The Terms and Conditions of
the Agreement between Owner and
Construction Manager shall be furnished to the
Architect and shall not be modified without
written consent of the Architect, which consent
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shall not be unreasonably withheld, The
Architect shall not be responsible for actions
taken by the Construction Manager.
4.6 The Owner shall furnish surveys
describing physical characteristics, legal
limitations and utility locations for the site of
the Project, and a written legal description of
the site. The surveys and legal information shall
include, as applicable, grades and lines of streets,
alleys, pavements and adjoining property and
structures; adjacent drainage; right-of-way,
restrictions, easements, encroachments, zoning,
deed restrictions, boundaries and contours of
the site; locations, dimensions and necessary
data pertaining to existing buildings, other
improvements and trees; and information
concerning available utility services and lines,
both public and private, above and below grade,
including inverts and depths. Ail the
information on the survey shall be referenced
to a Project benchmark.
4.7 The Owner shall furnish the services of
geotechnical engineers when such services are
requested by the Architect. Such services may
include but are not limited to test borings, test
pits, determimitions of soil bearing values,
,percolation tests, evaluations of hazardous
materials, and ground corrosion and resistivity
tests, including necessary operations for
anticipating subsoil conditions, with reports ~nd
appropriate professional recommendations,
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other consultants when such services are
reasonably required by the scope of the Project
and are requested by the Architect.
4,S The Owner shall furnish structural,
mechanical, chemical, air and water pollution
tests, tests for hazardous materials, and other
laboratory and environmental tests, Inspections
and reports required by law or the Contract
Do'cuments,
4,9 The Owner shall furnish all legal,
accounting and Insurance counseling services as
may be necessary at any time (or the Project,
including auditing services the Owner may
require to verify the Contractor's Application
for Payment or to ascertain how or for what
purposes the Contractor has used the money
paid by or on behalf of the Owner,
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4.10 The services, information, surveys and
reports required by Paragraphs 4.6 through 4,9
shall be furnished at the Owner's expense, and
the Architect shall be entitled to rely upon the
accuracy and completeness thereof.
4,11 Prompt written notice shall be given by
the Owner to the Architect and Construction
Manager if the Owner becomes aWare of any
fault or defect in the Project or
nonconformance with the Contract Documents,
4.12 The proposed language of certificates
or certification requested of the Architect or
Architect's consultants shall be submitted to the
Architect for review and approval at least 14
days prior to execution. The Owner shall not
request certifications that would require
knowledge or services beyond the scope of this
Agreement.
4.13 The Owner shall furnish the required
information and services and shall render
approvals and decisions as expeditiously as
necessary for the orderly progress of the
Architect's services and Work of the
Contractors,
4,14 The Owner shall furnish the Architect
copies of written communications with the
Construction Manager and Contractors
necessar:y for the orderly process of the
Architect's services and understandin~ of
project requirements, scope and budge~
ARTICLE 5
CONSTRUCTION COST
5,1 'DEFINITION
5,1.1 The Construction Cost shall be the
total cost or estimated cost to the Owner of all
elements of the Project designed or specified
the Architect.
5,1,2 The Construction Cost shall include
the cost at current market rates of labor and
materials furnished by the Owner and
equipment designed, specified, selected or
specially provided for by the Architect, plus a
reasonable allowance for the Contractors'
overhead and profit. In addition, a reasonable
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allowance for contingencies shall be included for
market conditions at the time of bidding and for
changes in the Work during construction,
Construction Cost shall also include a portion
of the compensation of the Construction
Manager and Construction Manager's
consultants,
5.1.3 Construction Cost does not include
the compensation of the Architect and
Architect's consultants, the costs of the land,
rights-of-way, financing or other, costs which
are tha responsibility of the Owner as provided
in Paragraphs 4, I through 4.4 and 4,6 through
4,14.
5,2 RESPONSIBILITY FOR
CONSTRUCTION COST
5,2.1 The Architect's review of the Owner's
Project budget and of preliminary estimates of
Construction Cost or detailed estimates of
Construction Cost prepared by the
Construction Manager is solely for the
Architect's guidance in the Architect's
preparation of the Construction Documents,
Accordingiy, the Architect cannoc and does not
warrant the accuracy of the estimates of the
Construction Manager, or warrant or represent
that bids or negotiated prices will not vary from
the Owner's Project budget or from any
estimate of Construction Cost or evaluation
reviewed by the Architect.
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5,2,2 No fixed limit of Construction Cost
shall be established as a condition of this
Agreement.
5,2,3 In the event that the Construction
Manager's estimate or the lowest bona fide bid
or negotiated proposal received by the Owner
exceeds the Owner's budget for reason other
than those described in Paragraph 3.3, the
modification of Contract Documents shall be
the limit of the Architect's responsibility, The
Architect shall be entitled to compensation in
accordance with this Agreement for all services
pellormed whether or not the Construction
Phase is commenced,
Iowa City Public Library. MS&R Agreement B141CM .1992 Modified
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VERlION DAlEO lepltmber 15, 1994 . Prepared by HI&R Arthiletls
ARTICLE 6
USE OF ARCHITECT'S ORA WINGS,
SPECIFICATIONS AND OTHER
DOCUMENTS
6, I The Drawings, Specifications and other
documents prepared by the Architect for this
Project are instruments of the Architect's
service for use solely with respect to this
Project and, unless otherwise provided, the
Architect shall be deemed the author of these
documents and shall retain all common law,
statutory and other reserved rights, Including
the copyright. The Owner shall be permitted
to retain copies, including reproducible copies,
of the Architect's Drawings, Specifications and
other documents for information and reference
in connection with the Owner's use and
occupancy of the Project. The Architect's
Drawings, Specifications or other documents
shall not be used by the Owner or others on
other projects, for additions to this Project or
for completion of this Project by others, unless
the Architect is adjudged to be in default under
this Agreement, except by agreement in writing
and with appropriate compensation to the
Architect.
6.2 Submission or distribution of
documents to meet official regulatory
requirements or for similar purposes in
connection with the Project is not to be
construed as publication in derogation of the
Architect's reserved rights,
6.3 Any reuse, other than by the Architect.
of the Contract Documents and CAD files
without a written A~reement with the Architect
for the specified purpose intended shall require
the Owner to indemni~ and hold harmless
from any claim, expense, cost of Iiabilil;)',
Includin~ the cost of defense and reasonable
attornev's fees, arisln~ out of or relatin~ to any
future copying or use of the Documents bv or
0{1 behalf of the Owner.
ARTICLE 7
DISPUTE RESOLUTION
ARBITRAl-IGN
7, I Clai~bputC3 or othet'-l'n1ltteH-!n
qtlC'tlon betlleen the parties to this AgreelTlent
arbing out of or relating to lhi3 Agreement or
breaeh thereof shall be Jubject te Ill',d decided
by arbitration In aeeordanee wi~, tr,t
fenltrueeion Industrf Arbitration Rule3 ef tr,o
, ' 'b't' , " I '
I,meri'an ..I' I ration ..S30clatlon current y In
elkct unlm ~le partieJ mutuall)' agree
otherwise,
7,'1. Demand for arbitratien shali be R1ed in
writing with-the other party to this Agreement
and '''id- th' . 'b't' ,'"
I " I e. I ,mCflCRn I,r I ration I ,330clatlon.
A-demand fer arbitration shall be n,ade VlithilMl
'reaJonable time after the c1ain., di3pute or
other matter in question haJ arben. In no
e'lent shall the demand for arbitration be n,ade
after the date \\hen Institution of legal or
equitable proeeedingJ bll3ed on 3ucl, c1nlm,
di3pute or oth:r n.atter in queJtion would be
barred by the applicable 3tllltlte of Iin,i!atiol.3.
7.3 ~lo arbitration arising out of or relating'
to thi3 Agreement Jhall include, by
_____I:J' .. d ' L
COlmmtlatlon, lOin u or In any otl,er manner,
an additional perJon or entitf not a party to this
Agreement, except by written eonsent
, , 'R t L'
con!alnlRg a, spe" e re.erenec to it,13
Agreement 3igned by tr,e Owner, Architect, and
any other person or entitf sought to be joined.
Con3ent to arbitration iri.'olving un additional
person or entitt'hall not constiwte con3ent to
arbitration of any dairr" dbpute 01' other matter
in question not describetHn the written eonsent
or 'lI'i~. a pmon or entity not named or
Ce,eribed therein, The foregoing agreeMenHo
arbitrate-and other agreement:! to arbitrate
with an additional pmon or entity duly
eotlSented to by the partieJ to thi3 Agreement
5haI~pedRcftUy cnforeeable in mordanee
"i~. applieable law In-nny-court--lr.l'ting:
juris dittien-thereof.:
7.1 The award rendered by the arbitrator'
OI"1lt'bitrators shilll-be-lll\al, and judgmene-may
be entered upon it in aceol'dance with
applieable IIIII' in any eourt having jttffldlctlon
thereof.
7, I All claims, disputes and other m3tters
In question between the Owner and the
, Architect arising out of, or relatln~ to, thl~
A~reement shall be settled In a judicial forum,
provided such claim, dispute or other m3tter In
question cannot be settled by direct discussion
Page 11
Iowa City Public Library. MS&R Agreement B141CM .1992 Modified
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VERlION DATED leplemb!r 15. 1994 - Pupared by M\&R Archileels
or non-binding mediation prior to leglll
proceedings,
ARTICLE 8
TERMINATION, SUSPENSION OR
ABANDONMENT
8.1 This Agreement may.be terminated by
either party upon not less than seven days'
written notice should the other party fail
substantially to perform in accordance with the
terms of this Agreement through no fault of the
party initiating the termination,
8,2 If the Project is suspended by the
Owner for more than 30 consecutive days, the
Architect shall be compensated for services
performed prior to notice of such suspension.
When the Project is resumed, the Architect's
compensation shall be equitably adjusted to
provide for expenses incurred in the
interruption and resumption of the Architect's
services.
8.3 This Agreement may be terminated by
the Owner upon not less than seven fourteen
days' written notice to the Architect in-lhe
event that the Project is permanently
abandoned, If the Project is abandoned by the
Owner for more than 90 consecutive days, the
Architect may terminate this Agreement by
giving written notice.
8.4 Failure of the Owner to make
payments to the Architect in accordance witll
this Agreement shall be considered substantial
nonperformance and cause for termination.
8,5 If the Owner fails to make payment
when due the Architect for services and
expenses, the Architect may. upon seven days'
written notice to the Owner, suspend
performance of services under this Agreement.
Unless payment In full is received by the
Architect within seven days of the date of the
notice, the suspension shall take effect without
fUlther notice. In the event of a suspension of
services, the Architect shall have no liability to
the Owner for delay or damage caused the
Owner because of such suspension of services,
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e,6 In the evenc of termination not the
fault of the Architect, the Architect shall be
compensated for services performed prior to
termination, together with RcimburJable
~nm then aue and all Termination
Expenses as defined in Paragraph e.7.
8.7 Termination Expenses arc in addition
to compensation for Basic and Additional
Serl'im, and indude Cl<penJeJ whim arc
direcll)' attrib~table to termination,
+ermination ExpenseJ Jhall be eomputed Il:l a
~ercentage of the total eompensation fo~
Sel"iim and Additional Sel'Vkcs earnea to !he
time of termination, as follom: '
,I Twenty percent of !he total
compcnsation for Basic and Additional Smices
earned to date if tcrn.ination occ~rJ before or
dllfing tr.e predesign, site ana1i'3is, or Schematic
Design Phases; or
,2 Ten pel'cent of the to!a1 compensation
for Basic and Additional SCl"liceJ earnea to date
if termination oce~rJ d~ring tr.e Design
Development Phase; or
r
.3 Five p~reent o~tal compensatlhn
for Basic an Additional Ser.'iees earnea to aate
if termination occ~rJiluring;Hllb3cquent phase,
ARTICLE 9
MISCELLANEOUS PROVISIONS
9, I Unless otherwise provided, this
Agreement shall be governed by the law of the
place where the Project is located.
9,2 Terms in this Agreement shall have the .
same meaning as those in the edition of AlA
Document A201/eM, General Conditions of
the Contract for Construction, Construction
Manager-Adviser Edition, current as of the date
of this Agreement.
9,3 Causes of action between the parties
to this Agreement pertaining to acts or failures
to act shall be deemed to have accrued in
accordance with the laws of Iowa. and tho
applicable-slll!!l~imi!a~haIl commence
!O-t'tlrt-MOt later tharr-either the aate-Of
5u~l-Gompletlon for act:! or fallureMo
,
Iowa City Public Library - MS&R Agreemelll Jl141CM .1992 Modified
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VERlIOH DAlEO September 15, 1994 . Prepared by H!&R Architecll
act occurring prior to Subslllntinl Completion;
or the date of, iS3uance of the final Project
Certificate fllr Payment for acts or fail~rtJ to
act occ~rring after Substantial Completion,
904 The Owner and Architect waive all
rights against each other and against the
Construction Manager, Contractors, and the
consultants, agents and employees of any of
them for damages, but only to the extent
covered by property insurance during
construction, except such rights as they may
have to the proceeds of such insurance as set
forth in the edition of AlA Document
A201/CM, General Conditions of the Contract
for Construction, Construction Manager-
Adviser Edition, current as of the date of this
Agreement. The Owner and Architect each
shall require similar waivers from their
Construction Manager, Contractors,
consultants, agents, and persons or entities
awarded separate contracts administered under
the Owner's own forces,
9,5 The Owner and Architect, respectively,
bind themselves, their partners, successors,
assigns and legal representatives to the other
party to this Agreement and to the' partners,
successors, assigns and legal representatives of
such other party with respect to all covenants
of this Agreement. Neither Owner nor
Architect shall assign this Agreement without
the written consent of the other.
9,6 This Agreement represents the entire
and integrated agreement between the Owner
and Architect and supersedes all' prior
negotiations, representations or agreements,
either written or oral. This Agreement may be
amended only by written Instrument signed by
both Owner and Architect.
9.7 Nothing contained in this Agreement
shall create a contractual relationship with or a
cause of action In favor of third party against
either dIe Owner or Architect.
9,8 Unless otherwise provided In this
Agreement, the Architect and Architect's
consultants shall have no responsibility for the
discovery, presence, handling, removal or
disposal of or exposure of persons to
hazardous materials in any form at the Project
site, including but not limited to asbestos,
asbestos products, polychlorinated biphenyl
(PCB) or other toxic substances,
9,9 The Architect shall have the right to
include representations of the design of the
Project, including photographs of the exterior
and interior, among the Architect's promotions
and professional materials. The Architect's
materials shall not include the Owner's
confidential or proprietary information if the
Owner has previously advised the Architect in
writing of the specific information considered by
the Owner to be confidential or proprietary.
The Owner shall provide professional credit for
the Architect on the construction sign and in
the promotional materials for the Project.
ARTICLE 10
PAYMENTS TO THE ARCHITECT
10,1 DIRECT PERSONNEL EXPENSE
10.1, I Direct Personnel Expense is defined as
the direct salaries of the Archicect's personnel
engaged on the Project and the portion of the
cost of their' mandatory and customary
contributions and benefits related thereto, such
as employment taxes and other statutory
employee benefits, insurance, sick leave,
holidays, vacations, pensions and similar
contributions
10,2 REIMBURSABLE EXPENSES
10.2,1 Reimbursable Expenses are in addition
to compensation for Basic and Additional
Services and include expenses incurred by the
Architect and Architect's employees and
consultants in the Interest of the Project, as
identified in the following Clauses.
10,2.1.1 Expense of transportation in
connection with the Project; expenses in
connection with authorized out.of.town travel;
long-distance communications; and fees paid for
securing approval of authorities having
jurisdiction over the Project.
10,2,1.2 Expense of reproductions,
express deliveries, electronic
transmissions and handling of
Specifications and other documents,
postage,
facsimile
Drawings,
Page 13
Iowa City Public Library. MS&R Agreement 11141CM .1992 Modified
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VERlIOH DAlEO leptember II, 1994. Pnpand by H\&R Arlhiteds
10,2, I ,3 If authorized in advance by the Owner,
expense of overtime work requiring higher than
regular rates and due to circumstances beyond
the control of the Architect.
10,2.1,4 Expense of renderings, models and
mock.ups requested by the Owner,
10,2,1.5 Expense of additional insurance
coverage or limits, including professional liability
insurance, requested by the Owner in excess of
that normally carried by the Architect and
Architect's consultants and attached as Exhibit
Q..
19,2,1.6 ExpenJe of eomputer-aided design end
drafting equi~lnent time \',hcn uled in
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COFln~eWm WIt) I t Ie. reJtct..
1003 PAYMENTS ON ACCOUNT OF
BASIC SERVICES
10.3, I An initial payment as set forth in
Paragraph 11.1 is the minimum payment under
this Agreement.
10.3,2 Subsequent payments for Basic Services
shall be made monthly and, where applicable,
shall be in proportion to services performed
within each phase of service, on the basis set
forth in Subparagraph 11,2,2.
10.3,3 If and to the extent that the time
Initially established In Subparagraph 11,5, I of
this Agreement is exceeded or extended
through no fault of the Architect, compensation
for any services rendered during dIe additional
period of time shall be computed In the manner
set forth in Subparagraph 11.3,2.
10,3,4 When compensation is based on a
percentage of Construction Cost and any
portions 'of the Project are deleted or
otherwise not constructed, compensation for
those portions of the Project shall be payable to
the extent services are performed on those
portions, in accordance with the schedule set
forth in Subparagraph 11.2,2, based on (I) the
lowest bon fide bids or negotiated proposals, or
(2) if no such bids or proposals are received,
the most recent estimate of Construction Cost
prepared by the Construction Manager for such
portions of the Project.
10.4 PAYMENTS ON ACCOUNT OF
ADDITIONAL SERVICES AND
REI MBURSABLE EXPENSES
10,4,1 Payments on account of the Architect's
Additional Services and for Reimbursable
Expenses shall be made monthly upon
presentation of the Architect's statement of
service rendered or expenses incurred.
10.5 PAYMENTS WITHHELD
10,5, I No deductions shall be made from the
Architect's compensation on account of penalty,
liquidated damages or other sums withheld
from payments to Contractors, or on account
of the cost of changes in the Work other than
those for which the Architect has been found
liable,
10.6 ARCHITECT'S
RECORDS
ACCOUNTING
10,6, I Records of Reimbursable Expenses and
expenses pertaining to Additional Services and
services performed on the basis of a multiple of
Direct Personnel Expense shall be available to
the Owner or the Owner's authorized
representative at mutually convenient times,
Iowa City Public Library. MS&R Agreement B141CM -1992 Modified
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YERlIOII DAlEO Itpltmber 15, 1994. Prtpaltd by H!&R Archileds
ARTICLE II
BASIS OF COMPENSATION
The Owner shall compensate the Architect as follows:
11.1 No INIl1AL PAYMENT shall be made upon execution of this Agreement and credited to the
Owner's account at final payment.
11.2 BASIC COMPENSATION
11.2,1 FOR BASIC SERVICES, as described in Article 2, and any other services included in Article 12 as
part of Basic Services, Basic Compensation shall be computed as follows:
For General Constroction: Nine Percent (9%) o( the Estimate o( Constroction Cos~ indudingcontingendes (or
, design and constroction os prepared during the Pre-Schematic Design Phose.
For Interior Design: Twelve Percent (/2%) o(the (air market value o((urnishings whether new or reused.
11.2.2 Where compensation is based on a stipulated sum or percentage of Construction Cost,
progress payments for Basic Services in each phase shall total the following percentages of the total Basic
Compensation payable:
Schematic Design Phase: ,,,,,......,,"'....,,,......,,"'..,,......"',,....seventeen percent "'..".."'.."....,,,.."'....,,....,,..,,( 17%)
Design Development Phase: "'"......""..,,,..,,,,..,,......,,,,,"',,twenty.five percent "''''.."..'''''..,..'''........'''""..(25%)
Construction Documents Phase:"".""""'..",,,,,...."',,..,,,,forty percent '''''....,..''''''''''''''....,..".."....,..,,,,,,..(40%)
Bidding or Negotiation Phase:..,,,..,,,,,,,,..,,,,,,,,,,,,,,,..,,,,,,,,,three percent "..""'".."",,,.."'......,..,,"',,"'''',,,,,,,,(3%)
Construction Phase:...."".."......,,,,,,,,,,,.."'..,,,,,,...."'''',,,,,,'''fifteen percent "'.."'""".."'".."'....""'''';"'''",,,,,( 15%)
Total Basic Compensation:"'.."'..""'..""",.."''''",,,,..,..,....,one hundred percent ..""..",,,..,,,..,,,,,,..,,..,,, ( 100%)
11.3 COMPENSATION FOR ADDITIONAL SERVICES
11.3.1 FOR PROJECT REPRESENTATION BEYOND BASIC SERVICES, as described In Paragraph 3.2,
compensation shall be computed on an hourly basis.
11.3,2 FOR ADDITIONAL SERVICES OF THE ARCHITECT, as described In Articles 3 and 12, other
than (I) Additional Project Representation, as described in Paragraph 3,2, and (2) services Included In
Article 12 as part of Basic Services, but excluding services of consultants, compensation shall be
computed on an hourly basis, Hourly rates are shown in Article 12,10,
11.3,3 FOR ADDITIONAL SERVICES OF CONSULTANTS, including additional structural, mechanical
and electrical engineering services and those provided under Subparagraph 304,19 or identified In Article
12 as part of Additional Services, a multiple of ( 1.1) times the amounts billed to the Architect for such
services,
11.4 REIMBURSABLE EXPENSES
11.4,1 FOR REIMBURSABLE EXPENSES, as described in Paragraph 10,2, and any other items Included
In Article 12 as Reimbursable Expenses, a multiple of (1.0) times the expenses Incurred by the Architect,
the Architect's employees and consultants In the interest of the Project. Reimbursable expenses have
been estimated to not exceed $98.020, IS as enumerated in Exhibit A attached.
Iowa City Public Library. MS&R Agreement B141CM .1992 Modified
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VERSION DAlEO l!plemb!1 IS, 1994 - Prepared by HI&R Ar(hil!(~
"
11.5 ADDITIONAL PROVISIONS
:;~,
1
11.5,1 IF THE BASIC SERVICES covered by this Agreement have not been completed within (40)
months of the date hereof, through no fault of the Architect, extension of the Architect's services
beyond that time shall be compensated as provided in Subparagraph 10.3.3 and 11,3,2.
/
11.5.2 Payments are due and payable thirty (30 days from the date of the Architect's invoice. Amount
unpaid forty-five (45) days after the invoice date shall bear interest at the rate entered below, or in the
absence thereof at the legal rate prevailing from time to time at the principal place of business of the
Architect. Twelve Percent (12%).
11.5.3 The rates and multiples set forth for Additional Services shall be annually adjusted in accordance
with normal salary review practices of the Architect.
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VERSION DATED lfplfmbfr 15, 1994 .Pnparld by HI&R Archiltcll
ARTICLE 12
OTHER CONDITIONS OR SERVICES
12. I The Architect shall procure and maintain General Uability Insurance at its awn expense (or protection
against claims under Worker's Compensation acts, claims (or damages because o( bodily Injury
including personal injury, sickness or disease or death o( any or all employees or o( any person other
than such employees and (rom cloims or damages because o( injury to or destruction o( property
including loss o( use resuhing there~om, all in the amounts and in the (arm provided and attached
hereto as Exhibit D. The Architect shall maintain and purcllase (rom a third party such insurance or
equivalent insurance and keep it in (orce throughout the Project and the one year period a~er Final
Completion, In the event that the Owner requires insurance differing ~om that so attached, then
Owner shall reimburse the Architect thereto,
12.2 The Architect shail procure and maintain pro(essionalliability insurance, at its own expense, (or
protection (rom claims arising out o( the performance o( pro(essional services caused by a negligent
error, omission or act (or which the Architect is lega/~ liable; such liability insurance will provide
coverage in such amounts, with such deductible provisions and (ar a one year period of time a~er
Final Completion and attached hereto as Exhibit D. Provided that it is reasonab~ available, the
Architect shall maintain and purchase from a third party such insurance or equivalent insurance and
keep it in (orce throughout the Project. In the event that the Owner requires insurance differing (rom
that so attached, then Owner shall reimburse the Architect thereto.
123
It is recognized that as the Project progresses and its documentatian becomes more definitive, various
, ,
aspects o(the Construction Management Plan (including the Owners requirements, Master Schedule,
Project and Management In(ormotion System) may be revised and refined a~er consuhation between
the Owner, Construction manager and Architect and those revisions will be incorporated into the
Construction Management Plan by (ormal amendments as appropriate,
12.4 I( any portion a( the Agreement Is held as a matter of/ow to be unen(orceable, the remainder o( this
Agreement sholl be en(orceable without such provisions,
12.5
Indemnification (or Pollution Disclaimer
In consideration of the unavailability o( pro(essionalliability insurance (ram services relating to or
arising qut o( or assacloted in any way with the actual, alleged or threatened discharge, dispersal,
release or escape o( pollutants or any governmental or regulatory directive or request (or testing,
monitoring. clean up, removal, containment, treatment, detoxifY or neutralize pollutants, it is expressly
agreed between the Owner and Architect that the Owner shall indemnifY, and hold harmless the
Architect, its consultants, agents, and employees ~om and against 011 claims, including claims a(
employees o( the Owner, any Contractor and Subcontractors, damages, losses and expenses, direct
and Indirect, or consequential damages, Including but not limited to (ees and charges o( attorneys,
court costs, and the costs relating to arbitration (ees, and costs relating to government or regulatory
directives or requests arising out a( or related in any way to 'pollution' by any party involved with the
project and regardless o( whether the claims or damages are based on Contract, tort, including
negligence, strict liability, warranty, or otherwise. 'Pollutants' Is defined as any solid, liquid, gaseous,
or thermal Irritant or contaminant, Including smoke vapor, soot, (umes, acids, alkalis, chemicals, and
waste.
Iowa City Public Library. MS&R Agreement B141CM .1992 Modified
Page 17
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'VERSION DAlEO September 15, 1994 - Prepared by MI&R Archilecll
/2.6 All notices required by this agreement or ather communications to either party by the other shall be
deeme9 given when in writing and deposited In the United States Mail, pm class, postage paid,
addressed as (ollows:
To the Owner: lowo City Public Ubrary
Ms. Susan Craig, Director
123 South Unn Street
Iowa City, Iowa 52240
To the Architea: Meyer, Scherer & Rackcastle, Ltd.
Mr, Jeffi'ey Scherer
325 Second Avenue North
Minneapolis, Minnesota 55401-/60 f
Existing Site Discloimer
12.7
Inasmuch as a new building requires that certain assumptions be made regarding existing building or
site conditions, and because some,o( these assumptions cannot be veriped without expending greot
sums o( additional money, or destroying otherwise adequate or selViceable portions o( the site, the
Owner agrees tha~ except (or negligence on the part o( the Design Pro(essional, the Owner wiil hold
hormless and indemnifY the Design Pro(essional (rom and against any and all claims, damoges,
awards, and costs o( defense arising out o( or reloting to claims arising (rom existing building
conditions or existing subsurface conditions. The Owner spedpcally agrees that pro(essional (ees (or
work assodated with reasonable unforeseen existing building or subsurface conditions shojI be an
additional selVice.
12,8 Contract Changes
TIle parties hereto may fi'om time to time require changes In the scope o( selVices and the time o(
performance as set (orth herein, Such changes, including any increase or decrease in the amount o(
compensation to the Architect, which are mutually ogreed upon by and between the parties hereto,
shall be incorporoted as written amendments to this contract. Any claim by the Architect (or an
adjustment under this clouse must be, asserted within IS days (rom the date o( receipt by the
Architect of the notipcatlon o( change. However, the Owner may receive and act upon any such
claim asserted at ony time prior to pnal payment under this contract.
12.9 The Owner and the Architect mutually agree, to the (ullest extent permitted by law, to indemnifY and
hold each other harmless fi'am any and all damage, liability or cost (including reasonable attorney's
(ees and casts o( defense) arising (rom their own (ault and negligent acts, errars, or omissions in the
perfarmance of their selVices under this Agreemen~ to the extent that each party is responsible (or
such damages and losses on a comparative basis offault
12, / 0 The Owner shall cause the CM and each Contractor, to the (ullest extent permitted by law, to
indemnift and hold harmless the Architect fi'am any and all damage, liability or cast (including
reasonable attorney's (ees and casts o( defense) arising (rom their own (auh and negligent acts,
errors, ar omissions in the performance o( their selVlces, to the extent that they are responsible for
such damages and losses on a comparative basis o((au/t
12.11 The Architect shall not commit any o( the (ollowing employment practices and agrees ta prohibit the
(ollowing practices in any subcontracts:
12.1 1./ To discharge or refuse ta hire any Individual because of their race, color, religion, sex, national origin,
disability, age, marital stati/s, or sexual orientation.
Iowa City Public Library - MS&R Agreement B141CM .1992 Modified
Page 18
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VERlIOH DAlEO September 15, 1994 . Prepand by H\&R Arlhitects
12.11.2 To discriminote ogoinst ony individuol in terms, conditions,' or privileges of employment because of
their race, color religion, sex, national origin, disability, age, marital status, or sexual orientation,
This Agreement entered Into as of the day and year first written .above.
OWNER
(Signature)
Susan Craig, Director
ARCHITECT
(Signature)
Jeffrey A Scherer, President
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CURRENT STATUS OF LIBRARY BUILDING EXPANSION PLANS
4/26/94
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NEED
Growth - The community has grown larger and faster than
was expected. The population the library serves is beyond
that planned for this building. Use of the library has
exploded: 100% more cardholders, 120% more annual
checkouts, 30% more annual visits, 56% more questions
answered than during the year 1981-82 when the building
opened.
There is a larger staff; larger collections; decreased space
for seating; diminished aisle space making it difficult for
disabled to negotiate; lack of storage space for equipment,
forms, publications, seasonal materials.
Changing technology - Dominance of the computer and the
need to provide connections with other information agencies
impacts every aspect - wiring, furniture design, space for
new and older formats, training facilities for public and
staff, space equipped to utilize the ICN, etc.
ADA - Aisles need to be up to 12" wider, some shelving units
need to be lowered, space for special equipment to allow
equal access to electronic sources.
PRELIMINARY EXPANSION PLAN
Add 7200 square feet on second floor, add a third floor
(24,000) not all of which will be programmed for use during
this expansion, and possibly gain some space by expanding
the footprint of the building on the east or south.
The third floor expansion requires the reinforcing of most
of the columns and footings.
It is the current plan to keep the library open most of the
time during the construction period.
Consultant Smith, in his Space Needs Study of June 1993
(summary attached), notes that the present building was
downsized during planning and the full amount of 51,5000
square feet (vs. 47,000 actual) was designed to serve a
population of 70,000 (City/County). The estimated service
population was 77,000 in 1990 and could grow to 93,000 by
2010.
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PLANNING TEAM,
The Facilities Planning Committee (FPC) is made up of three
Board members, Steve Greenleaf, Charles Traw and Anne
Hargrave - and four staff members, Lolly Eggers, Susan
Craig, Debb Green and Carol Spaziani. Consultant Smith and
Architect Scherer have been working this spring with staff
members with regular reports back to the full FPC.
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ACTION TAKEN TO DATE
FY93 David Smith, Consulting Librarian, selected and his
Space Needs Study accepted by the Board in June 1993.
FY94 Smith retained to prepare the written building program.
He recommends selecting the architect at this stage
because of the complexities of expansion versus all-new
construction.
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Architect selection process completed and the firm of
Meyer, Scherer and Rockcastle of Minneapolis chosen by
FPC in December, 1993. Architect Jeff Scherer chosen
for his understanding of and experience with technology
in libraries. Scherer will doing some very simple '
schematic drawings to test the premises of the written
program.
FPC hired CPMI (Iowa City/Des Moines), a construction
management firm, to assist them with this complex
construction project. They will join the IIteamll at the
Schematic Design stage. Their emphasis on value
engineering and their skill at estimating costs,
scheduling and bidding can mean considerable savings.
The Building Program to be reviewed by the FPC and
recommended to the Library Board in June 1994.
TENTATIVE PLAN FOR FY95 AND BEYOND (See attached Timeline)
Fall 1994
Begin schematic design phase as soon as new
Director can turn attention to it, and
prepare cost estimates.
Fall 1994 -
April 1995
Develop plans and strategies for referendum
,to approve purchase of bonds to fund the
expansion. Seek City Council approval to
hold referendum.
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July 1995
June 1996
June 1996 .
Oct 1997
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Design development, construction documents,
pidding and pid award
Construction
Occupy all new areas and hold'formal
dedication
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olAfT YELWII DAlID Odllbll1l. 1994 .1UpRIl brllllfl Arllit<<ll
ARTICLE II
BASIS OF COMPIlNSATION
The Owner mil ~ tile ArchIted:~ follaws
11.1 No INIT1AL PAYMaff shall be IlIIde upal exe<:llllon of !his Jweem.m and crecf1ted to d1e
Owner's IU.'llllUnt 'at final p:l)'llWlll.
111 SASlCCOMPB>lSATlON
11,2.1 FOR BASIC SiIWICES, as tIe.u:ribed in Ardde 2, and any clhlll' sa'licel incllJded In Mid. 12 as
pzrt af I!a* Servlc:fs. lhsIC Compemadon ~I be oornputed lIS (oIow.l:
For C!l1tt1lI ConswaIon: NIne Penmt (9%) of The fstimme ofCoomudm lMt !n<WIlg tcnIlnpIdes f<<
dC!izn and ~ 41 p~ /AIring file p~* ~ Ph4re. Afltr l%I/IlfIJ<<lon (the Pro-
~ ~ PI1ase by the Ard1itM aOO IlltnpklJM 4' 1M Wl/q/ CanIIluaion Co.rt &moole by 1M
Cons/tlIaim Mtmoget <II opprt:t.'t4 by The Board or1~ The ~ fu: for Ilmic Senica shall be
~jQwllit ~aft'la ~Cort rff=:r~, and /hcl~!ItaS ~fCtedllS o!!JJII n~, The
~ 1lO~ !haII1HI1J/IPfMd by RedltIon ofrlte Iloatd ofT~ of tho /J/lrqry.
For InIetiot~: Twdre Pr=nt (/2X.) o(1he r.. /llQr/te.!1'lIiIe O(~ whtt/!erw or reu~.
Illl Wilet'e aIIlIJlUlS31lOn II basOII on a Sllpubted lUII1 or pemntII&\l of ~ Colt,
prosress payments far ~~ Sel'lices in ~ pbase chalIllltallh. foil<rfM:& ~ /If the tol2I Buk:
Compwallon pIoyable:
Sd1.ernadc Oesll' Phase: I_'._'.""__,....".,.."_.~ percent _"".___..._.-{I7X)
De:dgn DeYeIopfntnC ~._'_'I_""M""_Wlal'Ky..flve ~t ..,'-_.......,.._-~)
Construdicrl Documents Pha.1e:__MII_"""_forty percent "~"''''-I''",,,_U>lII'''',"'--{-4O%)
, Bi4d1n3 or N~on Phue:.._..___,_Ihrl:ll perant . ,~(3%l
Construct1cn'~_......__....",.._.......-fifteen percrnt .._...,._,_...__(15%)
ToCllI Bas~ ~laIloo:__,_.""_",,,,_onellUlll!rlll\per<ont --.--..".",( 100%)
The Owner has outbonud rfJ8 marimUm MmCIIt of $50)100 111 P/'Ofml.lIlal ~ tD the ArdIitccl ror
~klIon <(lIIe /'IMchematlt: Desi&9J Pb4te. Thll sum 00ts 1IIll1ndnle ~rsable rA/JMB The roM!.\! 0(
tho S<htI7ICIlk _ ~ In _ ofth. $5D,OOO or ~ by 1fIo P1llfII'JI jl/I)'mMlI' dtIm In Arl/de
//.2.2 sl1DiI b. poyabJe OJ jIJIrt.,-!lIe De.tl&n IJe.odojmwntJ>/rog ~1lmJc SeMces.
11.3 COMPENSA'nON FOR ADPmONAl SERVIce;
11,3.1 FOltPROjECT RI;PRESENTATlON BEYOND BASIC SEfl,VICES, as d~ In Para"mph 3.2.
~n sha1I be coIJflUb:d 01'1 an hourly bam.
11,3,2 FOltAPOITIONA!. SERVICES OF iliE ARCHI1ECT,:IS dmQiJlld In ArtIcles 3 and 12, od.1!I'
tIM (I) Ad~ Projec:t!\ep1'llSl'Jll3lion as ~ In ~ 3.2, and (2) ~ Included In
ArtJde 12 lIS p4rt rA Iluk: Sorvicel, but d1l&hg sofVlW of ((IlIlU1~, mmpens:ttlon sIWI be
computed en an hourly blllD. Hourly I'ICeiIll'C lllown irlArtlclb 12.10.
11.3,] Felt AOomoNAl. sEA.V1CS 01' CONSULT ANTS,lnduding adllitl<Jlp/ IlIUC:IUI"oI/, modlanlml
llJld ~ IlI1gineoring MlrW.u IlI1d dmG provldd undor Subpar:lgnph 3.4.19 Of' IdMtIfIed In ArtIcle
12 u part or Addidonal Sclvlce,. MUltiple of ( 1.1) t1mC$dle amatlI\~ biie4 to !he Arct.ectfor sud!
Sllf'Vlces.
loW\! City Public Lihrary - MS8cll Agreemem B141CM .1.992 ModIlied
P2ge ~S
10-25-1994 02: 46PM
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11.4 REIHBURSA1lLE EXPENSES
11.4.1 fOR I\BMBURSABlE EXPENSES. as <Io=id in Paragraph 10.2, aM at1)' Cllher items Included
lnMidv Ilos ~1a&pwu.amulclplaor(I,Ol dmes the elCpfIl5eS lnMrodbytho Architect,
the ~I, employu! and ~ In tlIt intRr8ll; crfthe FroJect. Rlil1'lllllmh!l!J llllpl!llW WII MT.
IlIll<AlMI s9O.OOO.lIO os eI\\IIn~"""'" In ExhIIit ^ lltlad.ed.
11.5 ADDmONAL !'ROVlSlONS
11.5,1 IF 1l-IE BASIC SERVICES covered by t11b Agreanent hIv6 noc been 1Xlmp1cted wilhin (.fO)
mOIKluofd1e dIta herelf:du'oujl no ~tofthe ArdIitea, llXt\!IlliOn rA dleArc:hltr4s servlces
b~ dlat rlme nil be ~ aJ pI'IlYitlelIlnSullplnlgnrph IOJ.3;nd 11.3.2.
11.5.7. Pa~ 2te duo llI\lI J1apble tIUrty (30 days from lIie due lIf the Ardlllm'( ilvoial. Amount
411p21~ fcrtyo/lve (045) dayuftel'the Invoice date WII bar Il\Wtiut die rD entered bclaw. or In the
absencethonlof 11I:1110 I9lI'allIl ~fmm tlma 1%1 tlme It the p~ p~e of bus\neoss of me
Ivdlhe<<. Twelve PerCEnt (Il~. .
11.5.3 Tha fItq$ AAd muldplellel: forth for AddJtIor,01 SeM:elli1a/I be IlI1lGIlIy aq~ In ~
wlth fllll1l;o! -.'Iy rr:,'t::w pl"'..akc: rl tile An:hltctt,
[OW~ Qty Puhllc Ubtary - MS&R Agteemt;nt 8141CM -1991 ModiIled
Page 16
:10-25-1994 92: 4'im
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