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HomeMy WebLinkAbout2007-08-06 Info Packet I ~ 1 ~~5._~.... ~~W~~ ~":'~~rm.~ --.. - CITY OF IOWA CITY MEMORANDUM DATE: August 6, 2007 RE: Mayor and City Council Marian K. Karr, City Clerk /YL~ Ranking of Executive Search Firms TO: FROM: The following firms have submitted proposals for executive search services to assist the City in finding and hiring a new City Manager: Company (Alphabetical Order) Rankin2 Alliance Resource Consulting Arcus Avery Associates Bennett Yarger Associates The Brimeyer Group, Inc. Management Resources Group McPherson & Jacobson, LLC The Mercer Group Inc. The PAR Group - Paul A. Reaume Ltd. Slavin Management Consultants, Inc. Waters-Oldani Executive Recruitment Please rank the companies and call me with your rankin2 no later than AU2ust 22. HUMAN RESOURCES/PERSONNEL MEMO DATE: August 6, 2007 TO: City Council FROM: Sylvia A. Mejia, Personnel Administrator . V \jlV1~ Evaluation of Search Firms RE: Enclosed are copies of the responses to the RFQ that was sent to search firms regarding the City Manager Recruitment. As you decided in your meeting, please review the responses and contact Marian with your ranking of the firms no later than August 22. Also enclosed is an evaluation tool which you might wish to use to assist you in ranking the firms. COMPANY: l1/iJ4~ <<}-s"W"ce.. LGMk/*nj Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceotional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceotable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 - 10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc I ~ - ALLIANCE RESOURCE CONSULTING LLC THE POWER OF PARTNERSHIP Executive Recruitment Services CITY MANAGER CITY OF IOWA CITY, IA I I Executive Recruitment Services CITY MANAGER CITY OF IOWA CITY, IA Copyright 2007 ALLIANCE RESOURCE CONSULTING, LLC All rights reserved. I I ~ ALLIANCE RESOURCE CONSULTING LLC - August 3, 2007 CONFIDENTIAL Ms. Sylvia A. Mejia IPMA-CP Personnel Administrator City of Iowa City 410 East Washington Street Iowa City, IA 52240-1826 Dear Ms. Mejia: Alliance Resource Consulting is pleased to submit a response to your Request for Qualifications to assist the City of Iowa City in its efforts in providing professional executive search services in finding and hiring a new City Manager. This proposal outlines our general understanding of your requirements and the steps we will take to help accomplish this task. Alliance Resource Consulting is considered the premier public sector executive recruiting firm in the country. Our corporate motto is "The Power of Partnership." We take this seriously and have built our reputation on providing services of the highest quality. Alliance Resource Consulting was formed when our executive search consultants took over the highly regarded executive search practice of one of the largest public sector consulting/government services companies in the United States. At Alliance Resource Consulting, we continue to build on the excellent reputation and commitments to service that were the cornerstones of the previous practice. With the innovative use of technology, and a commitment to forming enduring partnerships with our clients, Alliance Resource Consulting is committed to setting a new standard for the industry. We look forward with great interest to working with you on this very important assignment. Eric J. Middleton Managing Partner THE POWER OF PARTNERSHIP ONE WORLD TRADE CENTER, SUITE 1155 LONG BEACH, CALIFORNIA 90831 Telephone: (562) 901-0769 Fax: (562) 901-3082 Website: www.allianceresourceconsulting.com - E-mail: info@allianceresourceconsulting.com .. 1 ~onJon~ www.wilsonjones.com I I FIRM QUALIFICATIONS Alliance Resource Consulting is committed to providing our clients with the highest caliber of service in the industry. Our team of dedicated pr?fessionals utilizes state-of-the-art technology in conducting a search. In October 2004, Alliance Resource Consulting acquired the national executive recruiting practice of MAXIMUS. With a staff size of nine, Alliance Resource Consulting is able to provide the best possible service to our clients. We believe we are exceptionally well qualified to assist you. We have extensive experience recruiting City Managers. Weare currently recruiting the City Manager for the City of Long Beach (CA), the City Manager for the City of La Palma (CA) and the City Manager for Hillsboro (OR). Lists of relevant experience are included under tab 2. Eric Middleton will be responsible for this assignment and will be assisted by Chris Strom. Resumes of key consultants can be found under tab 3, and references can be found under tab 4. Our ability to carry out the work required is heavily dependent on our past experience in providing similar services to others, and we expect to continue such work in the future. We will, however, preserve the confidential nature of any information received from you or developed during the work in accordance with our established professional standards. We assure you that we will devote our best efforts to carrying out the work required. The results obtained, our recommendations and any written material we provide will be our best judgment based on the information available to us and our liability, if any, shall not be greater than the amount paid to us for the services rendered. If selected, we would be pleased to provide you with our firm's Professional Services Agreement. 2 @sonJon~ www.wilsonjones.com ~ /~ ALLIANCE RESOURCE CONSULTING ltC THE POWER or PARTNERSHIP Eric J. Middleton Managing Director Executive Recruitment In 2004, Eric Middleton became a founding partner with Alliance Resource Consulting. Previously, Mr. Middleton joined MAXIMUS in 1999 and became the Director of the Executive Recruitment Practice in 2003. He has over 18 years of public sector experience, including 13 years with the County of Los Angeles and the City of Los Angeles. During his tenure with Los Angeles County, Mr. Middleton held various positions with the Chief Administrative Office, the County Sheriff, the Countywide Criminal Justice Coordinating Committee, the Office of the District Attorney, the Department of Public Works and the Probation Department. Prior to joining MAXIMUS, he was the Senior Legislative Deputy to a Los Angeles City Council Member who was responsible for oversight of the City's public safety and social service programs. Since 1999, Mr. Middleton has assisted with recruitments in most areas of general local governments, such as Information Technology, Social Services, Public Safety, Public Works, and Finance. Notable recruitments include: General Local Government . City of Phoenix, Arizona. Performed executive searches for the positions of Deputy Director of Development Services, Police Computer Services Bureau Administrator and Deputy Director of Housing. Tasks included position analysis, candidate identification, resume review and screening, progress reports, and interviews. . County of Los Angeles, California. Performed executive search for the County Administrative Officer. Tasks included position analysis, Board of Supervisors meetings, ./--- ALLIANCE RESOURCE CONSULTING LLC ~ THE POWER OF PARTNERSHIP on-site candidate recruiting, resume review and screening, progress reports, and interviews. City of Alexandria, Virginia. Performed executive searches for the positions of City Manager and the Economic Development Director, Responsibilities included community outreach, business community outreach, focus groups, and full recruitment services. . City of Lomita, California. Performed executive searches for the positions of Public Works Director, Administrative Services Director and Community Development Director. . City of West Hollywood, California. Performed executive searches for the positions of City Clerk, Community Development Director and Director of Building and Safety. . City of King City, California. Performed executive searches for the positions of Police Chief, Finance Director, Public Works Director and Recreation Director. Public Safety . City of Chicago, Illinois. Performed an executive search for the position of Superintendent of Police. . City of San Diego, California. Performed an executive search for the position of Chief of Police. . City of San Jose, California. Performed an executive search for the position of Chief of Police. . City of Glendale, California. Performed an executive search for the position of Chief of Police. Pension Funds . Arizona State Retirement System. Performed an executive search for the position of Executive Director. . Fresno County Employees Retirement Association, California. Performed an executive search for the position of Retirement Administrator. ~ /~ ALLIANCE RESOURCE CONSULTING LLC THE POWER OF PARTNFRSHIP . Santa Barbara County Employee's Retirement System, California. Performed an executive search for the position of Retirement Administrator. . Kern County Employees Retirement Association, California. Performed an executive search for the position of Assistant Executive Director. . Washington State Investment Board. Performed executive searches for the positions of Portfolio Administrator, Investment Officer - Private Equity and Investment Accounting Controller. Alliance Resource Consulting, Long Beach, CA, 2004 - Present MAXIMUS, Inc., Los Angeles, CA, Director of the Executive Recruitment Practice, Management Solutions Division, 2003 - 2004 MAXIMUS, Inc., Los Angeles, CA, Senior Manager, Management & Financial Services Division, 2001 - 2003 DMG-MAXIMUS, Inc. (formerly David M. Griffith & Associates, Ltd.), Los Angeles, CA, Manager, 1999 - 2001 City Council, Los Angeles, CA, Legislative Deputy, 1999 Los Angeles County, California, Chief Administrative Office, 1986- 1999 Bachelor of Arts, History, California State University at Northridge, 1985 Masters of Public Administration, University of Southern California, 1988 -1 /~ ALLIANCE RESOURCE CONSULTING LLC THE POWER OF PARTNERSHIP In 1993, Mr. Middleton was recognized as a Los Angeles County V olunteer of the Year for his civic involvement. He is currently the Vice President of Programs for the Los Angeles Metropolitan Chapter of the American Society for Public Administration. - ,----- ALLIANCE RESOURCE CONSULTING LtC THE POWER OE PARTNERSHIP Chris Strom Senior Consultant Executive Recruitment Chris Strom began her career in executive search with Alliance Resource Consulting in 2006. Her most recent nationwide clients have included the City of Palm Springs, the City of Corpus Christi, Metropolitan Nashville Airport Authority, the City of Dallas, the and McCarran International Airport. In addition, she has experience working on recruitments in the areas of public safety, planning and engineering and city management. Recognized for her achievements in customer service, Ms. Strom's combination of public and private sector experience provides her clients with a unique perspective for improving client operations. During her career, Ms. Strom has extensive experience working directly with appointed boards, commissions and elected officials. She is a member of the Airport Minority Advisory Council, American Association of Airport Executives, American Marketing Association, National Retail Federation and the Society of Human Resource Management. Notable recruitments include: Alameda City, CA - Public Library, Deputy County Librarian; City of Corpus Christi, TX - Director of Aviation; Clark County Nevada, McCarran International Airport - Assistant Director, Aviation; City of Dallas, TX - Aviation Director; Grand Junction, CO - Housing Authority, Development Director; City of Long Beach, CA - City Manager; Maricopa County, AZ - Planning and Development Director; Metropolitan Nashville Airport Authority - Project Design Engineer; Project Construction Engineer; Project Engineer, Construction; Manager, Construction; City of Newport Beach, Ca - Fire Chief; City of Orange, CA - Fire Chief; City of Palm Springs, Ca - Executive Director; Assistant Director, Aviation; City of Sacramento, Ca - Director, Department of Transportation; City of - /~ ALLIANCE RESOURCE CONSULTING LLC THE POWER OF PARTNERSHIP Santa Fe Springs, CA - Fire Chief; City of Santa Fe Springs, CA - Director, Library and Cultural Services Alliance Resource Consulting, Long Beach, CA - Senior Consultant, Executive Recruitment, 2006 - Present City of Los Angeles, CA, Los Angeles W orId Airports, Los Angeles, CA - Division Head, Concessions Management, 2004 - 2005 Retail Concepts, Redondo Beach, CA - Principal, 1996- 2004 lIT Sheraton Corporation, Los Angeles, CA - Vice President, Marketing, 1994 -1996 Strom & Associates, Redondo Beach, CA - Marketing Consultant, 1992 -1994 R.H. Macy & Company, Inc./Federated Department Stores, Inc., Los Angeles, CA - Director, Marketing and Operations 1983 -1992 Bachelor of Science, Business Administration, California State Polytechnic University; Pomona, CA, 1988 - 3 @lsol1Jon~ www.wilsonjones.com CAPABILITIES AND EXPERIENCE A~vantages in Utilizing Our Services Relative to your present search requirements, we believe the principal advantages in using our firm and what may differentiate us from others are: ~ Our specialization in public sector executive search on a nationwide basis; ~ Our proactive recruitment of candidates who may not be seeking new employment and would not normally respond to routine advertising, or who may come from non-traditional sources; ~ Our extensive experience recruiting City Managers; ~ OUf ability to capitalize on an established network of the most respected executives in the nation; ~ Our track record of success in placing senior level executives in particularly sensitive and highly responsible/accountable positions; ~ The quality of our work-indicative of this is the fact that most of our clients have utilized our services on more than one occasion, and many have hired our consultants from 5-to-25 times; ~ Our team is skilled in the latest techniques to identify prospective candidates and, as a search progresses, to assist in gathering background information on leading candidates; ~ Our experience in recruiting and placing candidates from private sector companies into public sector organizations; ~ Our proven ability to identify and recommend qualified female and minority candidates; ~ Our ability to conduct your assignment in a timely and complete manner; ~ Our reputation among clients and candidates for communication (e.g., acknowledgment of resumes, regular reports to the client, face-to-face interviews with candidates); and ~ The thoroughness of our documented reference and background checks. We do not merely ask for "five work related references." Rather, we request very specific references from candidates and, where feasible, gather newspaper articles via the Internet. Desired Management Style and Personal Traits The City of Iowa City is an innovative, progressive, dynamic organization that continually strives to meet the changing needs of the community. The City of Iowa City is looking for a candidate who has the same skills and commitment to this innovative vision advanced by the Mayor and City Council. The ideal candidate will be a collaborative and confident leader and a team builder who has the ability to work within an experienced senior management team. In addition, he/she should be entrepreneurial with a strong customer service orientation as well as committed to providing a high level of services to the community. He/She must be able to motivate staff to meet the high expectations of the organization and community, hold them accountable, and at the appropriate time defend their actions. This person should be politically astute and able to see the big picture of the important and evolving role of city government. The candidate should be comfortable being visible and working in a diverse work environment and community. This person should be a strategic thinker who is able to develop ideas and implement them through teamwork and collaboration. He/She should have excellent interpersonal skills, and be able to communicate effectively with people from all walks of life including citizens, elected officials, and City employees. This person should also be organized, and respectful of other's opinions, but not afraid to express their own. In addition this person should be action-oriented and able to delegate and monitor performance without micro-managing. He/She should be able to mentor and develop staff and maintain a healthy workforce. The City Manager should be proactive in bringing issues to the Mayor and Council and treat all elected officials evenhandedly. He/She should keep the Mayor and Council informed in a timely and accurate manner, and provide hisjher best professional recommendations in helping the Mayor and Council shape the vision of the City. However, when the Mayor and Council makes a decision, he/she should be respectful of their role and promptly implement their policy even if it is different from hisjher recommendation. Candidates should be energetic and friendly, with a professional presence and excellent communication skills. It is important that candidates have a good sense of humor and be active in the community. From Where Might the New City Manager Come? As part of Alliance Resource Consulting's assessment and evaluation of the City of Iowa City's needs and expectations for the City Manager position, we will research and create a target list of candidates from which we would network. This target list will cover candidates from comparable-sized cities or other organizations with similar complexities and financial situations. We will also selectively place advertisements in the appropriate publications and journals to cast a wide net across the candidate pool. In addition, we will utilize our state-of-the-art database to quickly notify our network of contacts about the City Manager position and request their recommendations for the position. Past Experience Example of Specific Method and Approach for Los Angeles County Chief Administrative Officer recruitment Our overall recruitment approach is designed to maximize the unique and distinctive characteristics of each recruitment and conduct an effective and strategic recruitment effort. We tailor our approach based on the identified essential and necessary characteristics of a candidate so it will lead to a successful placement. Below, we have listed our method and approach to attracting a talented, ambitious and dynamic individual to the Los Angeles County Chief Administrative Officer (CAO) position: . Development of Position Description - Worked with County Board of Supervisors, Department of Human Resources and the Chief Administrative Office to develop a detailed position description. Also discussed key qualifying skills, knowledge, experiences and personality traits needed for the successful candidate. . Research - Identified potential candidates who most closely matched the requirements and desired qualities as outlined by the County. . Network Outreach - Met with prominent local and national leaders to seek recommendations for potential candidates, . Advertising - Strategically advertised the position to provide outreach to those who were not on our target list or may have not been reached through normal means. . Proactive Recruitment - Encouraged the interest of potential candidates by sending out invitation letters with the profile description, placing follow up telephone calls and conducting in- person meetings. Maintained frequent contact with candidates to sustain their interest. . Background Checks - Verified degrees and certifications of the selected finalist. Conducted reference interviews and new article and internet checks. Also processed the credit, criminal, civil litigation and motor vehicle record checks. . Final Interview - Worked with the outgoing CAO and County Board of Supervisors to identify the most qualified applicants to be invited for an interview with the Board of Supervisors. One of our most significant responsibilities as consultants is to maintain frequent and appropriate contact with both our candidates and clients. When the County Board of Supervisors identified their leading candidate who was concurrently involved with another recruitment process, we worked closely with the candidate to sustain the interest with the County. We informed the Board of the situation in an effort to expedite the process and to ensure that there were no surprises. Example of Outcome of Services Provided to Los Angeles County for the Chief Administrative Officer recruitment Our recruitment efforts for the Los Angeles County Chief Administrative Officer recruitment yielded approximately 45 candidates. Of those, six were invited to be interviewed by the County Board of Supervisors. At the conclusion of the interview process, the Board identified the leading candidate who they thought brought a strong background of leadership, creativity and public sector experience. The Board was aware that the leading candidate was involved in several recruitments and attempted to offer a competitive and expedited offer. The candidate accepted another position that offered higher pay and did not require a geographical relocation. After the first candidate withdrew, we worked diligently to identify additional candidates. Our outreach efforts yielded another highly qualified and highly desired local candidate, We facilitated a successful meeting between the Board and the candidate. The Board was pleased with the candidate's breadth and depth of experience in public sector management. In addition, the candidate had significant experience in the Southern California region and was familiar with the key issues and stakeholders. After the Board made an offer, the candidate accepted a counter offer presented by his employer and withdrew from the Los Angeles County recruitment. Although the Board met with two highly competent and proven leaders, they were not able to appoint a new Chief Administrative Officer due to salary constraints. The County chose to place the recruitment on hold for six to twelve months while reassessing the organization structure and compensation package. Diversity Striving for diversity in our recruitments is a hallmark of our firm. We use a variety of sources for outreach to various minority communities to ensure the desired diversity of our candidate pool. In addition to our personal contacts in various minority communities, we advertise our positions in publications that target minorities in government and further publicize the position through minority organizations. To ensure a diverse pool, we also create a recruiting list of qualified candidates from communities that have a comparable level of diversity as our client's community. Recently, we created lists for comparable diversity during recruitments for the City Administrator for the City of Inglewood (CA), the Assistant City Manager for the City of Irvine (CA), the City Manager for the City of Calexico (CA), and the City Manager for the City of Marina (CA). The final pool for the City of Irvine included three women among the six finalists. We also collect Equal Employment Opportunity (EEO) information on our candidate pool. This information is accessible to our clients in real time on our company website. Our firm's staff also exemplifies the diversity that we strive to bring to our recruitments. Our staff of consultants includes an Asian American woman, a Mexican American woman, and an African American woman. Stakeholder Outreach Our firm has used several methods, including stakeholder meetings, community forums and surveys, for stakeholder outreach in a number of previous recruitments. During the recruitment of the City Administrator for the City of Huntington Beach (CA), our lead consultant met with each councilperson, each department head, conducted an open citizen forum and a forum for a group of stakeholders comprised of two citizens recommended by each councilperson. For the City of Alexandria (VA) City Manager recruitment, our consultants met with the Mayor and each councilperson, conducted a stakeholder forum (2 recommended citizens per council seat), and conducted an online survey for the community. For the City Manager recruitment conducted for the City of Duarte (CA), our consultants conducted a community panel as well, Our previous experience in stakeholder outreach makes our firm very qualified to conduct the meetings with the Mayor's Office and City Council Members as well as facilitate multiple stakeholder outreach forums throughout the City that your request for proposal outlined. On several occasions we have also developed multi-lingual web-based citizen surveys to ensure comprehensive community input. These surveys have often provided significant and useful information for our recruitment efforts. Diversity Striving for diversity in our recruitments is a hallmark of our firm. We use a variety of sources for outreach to various minority communities to ensure the desired diversity of our candidate pool. In addition to our personal contacts in various minority communities, we advertise our positions in publications that target minorities in government and further publicize the position through minority organizations. To ensure a diverse pool, we also create a recruiting list of qualified candidates from communities that have a comparable level of diversity as our client's community. Recently, we created lists for comparable diversity during recruitments for the City Administrator for the City of Inglewood (CA), the Assistant City Manager for the City of Irvine (CA), the City Manager for the City of Calexico (CA), and the City Manager for the City of Marina (CA). The final pool for the City of Irvine included three women among the six finalists. We also collect Equal Employment Opportunity (EEO) information on our candidate pool. This information is accessible to our clients in real time on our company website. Our firm's staff also exemplifies the diversity that we strive to bring to our recruitments. Our staff of consultants includes an Asian American woman, a Mexican American woman, and an African American woman. Stakeholder Outreach Our firm has used several methods, including stakeholder meetings, community forums and surveys, for stakeholder outreach in a number of previous recruitments. During the recruitment of the City Administrator for the City of Huntington Beach (CA), our lead consultant met with each councilperson, each department head, conducted an open citizen forum and a forum for a group of stakeholders comprised of two citizens recommended by each councilperson, For the City of Alexandria (V A) City Manager recruitment, our consultants met with the Mayor and each councilperson, conducted a stakeholder forum (2 recommended citizens per council seat), and conducted an online survey for the community. For the City Manager recruitment conducted for the City of Duarte (CA), our consultants conducted a community panel as well. Our previous experience in stakeholder outreach makes our firm very qualified to conduct the meetings with the Mayor's Office and City Council Members as well as facilitate multiple stakeholder outreach forums throughout the City that your request for proposal outlined, On several occasions we have also developed multi-lingual web-based citizen surveys to ensure comprehensive community input. These surveys have often provided significant and useful information for our recruitment efforts. /~ ALLIANCE RESOURCE CONSULTING LLC ~ THE POWER OF PARTNERSHIP Minority Placements 2005- City of Barstow, CA - Director of Finance: Hector Rodriguez (Male, Hispanic) City of Covin a, CA - Finance Manager: Joan Michaels Aguilar (Female) Irvine Ranch Water District - Controller: Deborah Slack (Female) 2006- City of Dallas, TX - Assistant City Manager: AC Gonzalez (Male, Hispanic) City of Dallas, TX - Deputy City Manager: Ken Chandler (Male, African-American) Broward County, FL - Director ofIT Security: Fattis Mann (Male, African-American) City of Burbank, CA - Financial Services Director: Robert Torrez (Male, Hispanic) City of Irvine, CA - Assistant City Manager: Sharon Landers (Female) City of Lynwood, CA - Director of Public Works: Dan Ojeda (Male, Hispanic) Long Beach Transit - Marketing Manager: Marcelle Epley (Female) City of Los Alamitos, CA - Recreation and Community Services Director: Angie Avery (Female) Nashville Airport Authority - Manager, Construction: Christine Vitt (Female) City of Santa Fe Springs, CA - Director of Finance: Jose Gomez (Male, Hispanic) City of Stockton, CA - Director of Human Resources: Dianna Garcia (Female, Hispanic) City of Walnut Creek, CA - CIa: Laura Peabody (Female) Yorba Linda Water District - Director of Finance: Diane Cyganik (Female) Y orba Linda Water District -HR Manager: Georgina Knight (Female) 2007 - City of Alexandria, V A - Director of Planning and Zoning: Faroll Hamer (Female) City of Charlottesville, V A - Public Utilities Manager: Lauren Hildebrand (Female) City of San Jose, CA - City Manager: Debra Figone (Female) Washoe County, NY - Director of Water Resources: Rosemary Menard (Female) THE POW E R o F PARTNERSHIP ONE WORLD TRADE CENTER, SUITE 1155 LoNG BEACH, CALIFORNIA 90831 Telephone: (562) 901-0769 Fax: (562) 901-3082 Website: ~Y!:",~:ill.tll:!!;_t;)~!iQ!!r<;.<;fQmm.!1jngsmJ! E-mail: info@allianceRC.com ALLIANCE RESOURCE CONSULTING LLC CITY MANAGER RECRUITMENTS FOR THE YEARS 2000 to 2007 City State Position Dates of Recruitment Lead Consultant/Still with ComDan Alexandria, City of VA City Manager Dec. 1999 to Feb. 2000 Eric Middleton YES Bellaire, City of TX City Manager Oct. 1999 to Dec. 2000 Eric Middleton YES Belmont, City of CA City Manager June 2000 to Aug. 2000 Eric Middleton YES Brea, City of CA City Manager May 2000 to July 2000 Bob Murray NO Brownsville, City of TX City Manager July 2000 to Sept. 2000 Lou Fox NO Brunswick, City of OH City Manager Oct. 2003 to Dec. 2003 Bob Murray NO Carroll ton, City of TX City Manager Aug. 2001 to Oct. 2001 Lou Fox NO Cedar Park, City of TX City Manager Feb. 2001 to Apr. 2001 Lou Fox NO Clearwater, City of FL City Manager Aug. 2001 to Oct. 2001 Lou Fox NO Cleburne, City of TX City Manager Feb. 2001 to Apr. 2001 Lou Fox NO ALLIANCE RESOURCE CONSULTING LLC CITY MANAGER RECRUITMENTS FOR THE YEARS 2000 to 2007 City State Position Dates of Recruitment Lead Consultant/Still with Compan Crystal Lake, City of IL City Manager Dec. 2002 to Feb. 2003 Bob N ehr NO Daytona Beach, City of FL City Manager May 2004 to July 2004 Eric Middleton YES Des Plaines, City of IL City Manager June 2001 to Sept. 2001 Bob Nehr NO Desert Hot Springs, City ofCA City Manager Dec. 2001 to March 2001 Eric Middleton YES Diamond Bar, City of CA City Manager Feb. 2001 to April 2001 Eric Middleton YES Dover, City of DE City Manager Oct. 2001 to Dec. 2001 Bob Nehr NO Edmond, City OK City Manager Nov. 2001 to Feb. 2002 Lou Fox NO Edna, City of TX City Manager Nov. 2001 to Feb. 2002 Lou Fox NO EI Monte, City of CA City Manager Dee, 2002 to Feb. 2003 Eric Middleton YES Fresno, City of CA City Manager March 2001 to May 2001 Eric Middleton/ YES Nicole Zieba NO ALLIANCE RESOURCE CONSULTING LLC CITY MANAGER RECRUITMENTS FOR THE YEARS 2000 to 2007 City State Position Dates of Recruitment Lead Consultant/Still with Compan . Georgetown, City of TX City Manager ApI. 2002 to June 2002 Lou Fox NO Hartford, City of CT City Manager June 2002 to Aug. 2002 Bob Nehr NO Hesperia, City of CA City Manager Feb. 2004 to April 2004 Eric Middleton YES Hillsboro, City of OR City Manager May 2007 to Aug. 2007 Eric Middleton YES King City, City of CA City Manager May 2000 to July 2000 Eric Middleton YES La Palma, City of CA City Manager May 2007 to June 2007 Eric Middleton YES Laramie, City of WY City Manager Feb. 2001 to April 2001 Lou Fox NO Lathrop, City of CA City Manager Feb. 2000 to April 2000 Bob Murray NO Long Beach, City of CA City Manager May 2007 to Aug. 2007 Eric Middleton YES Marina City, City of CA City Manager May 2002 to July 2002 Eric Middleton YES ALLIANCE RESOURCE CONSULTING LLC CITY MANAGER RECRUITMENTS FOR THE YEARS 2000 to 2007 City State Position Dates of Recruitment Lead Consultant/Still with Como an Martinez City, City of CA City Manager Dec. 2000 to March 2001 Eric Middleton YES Menlo Park, City of CA City Manager Dec. 2000 to March 2001 Bob Murray NO Mesa, City of AZ City Manager Dec. 2000 to March 2001 Nicole Zieba NO Miami Beach, City of FL City Manager March 2000 to June 2000 Norm Roberts NO Mustang, City of OK City Manager Oct. 2001 to Jan. 2002 Lou Fox NO Orange, City of TX City Manager Aug. 2002 to Oct. 2002 Lou Fox NO Palm Springs, City of CA City Manager Feb, 2000 to May 2000 Eric Middleton YES Porterville, City of CA City Manager Oct. 2001 to Jan. 2002 Eric Middelton YES Redlands, City of CA City Manager Sept. 2000 to Dec. 2000 Eric Middleton YES Redmond, City of OR City Manager J ul y 2000 to Sept. 2000 Bob Murray NO ALLIANCE RESOURCE CONSULTING LLC CITY MANAGER RECRUITMENTS FOR THE YEARS 2000 to 2007 City State Position Dates of Recruitment Lead Consultant/Still with Comoan San Jose, City of CA City Manager Nov. 2006 to May 2002 Eric Middleton YES Santa Clarita, City of CA City Manager Aug, 2002 to Oct. 2002 Eric Middleton YES Sarasota, City of FL City Manager June 2001 to Sept. 2001 Lou Fox NO South Lake Tahoe, City of CA City Manager Feb. 2000 to April 2000 Bob Murray NO Tucson, City of AZ City Manager March 2000 to June 2000 Norm Roberts NO West Covina, City of CA City Manager July 2001 to Sept. 2001 Eric Middleton YES West Hollywood, City of CA City Manager Feb. 2000 to April 2000 Eric Middleton YES Whittier, City of CA City Manager Jan. 2000 to March 2000 Eric Middleton YES Y orba Linda, City of CA City Manager Oct. 2000 to Dec. 2000 Eric Middleton YES DESCRIPTIONS OF THREE CITY MANAGER RECRUITMENTS HUNTINGTON BEACH, CA - CITY ADMINISTRATOR (Pop. 200,000) The recruitment for the City of Huntington Beach, CA involved a national recruitment effort to attract candidates that had experience with a coastal or beach community, a tourist community, combined with a strong background in finance and budgeting. The recruitment for the City Administrator followed the retirement of the previous City Administrator who had held the position for eight years. The challenges presented to the candidates were addressing the City's structural deficit (they were facing a potential deficit of $15 million) and a ballot initiative that would have reduced the number of City Council Members from seven to five, and changed elections from at-large to district. The recruitment began in January, 2004 with one-on-one interviews with the City Council, interviews with each Department head, a 25 person stakeholder meeting (attendees were appointed by the City Council) and a community meeting. The recruitment ended in early March, 2004, and the final appointed candidate took office in July of2004 (after a 45 separation from their current employer) The recruitment yielded a total of 45 candidates, of which 15 candidates were presented to the City Council, who narrowed the field to six final candidates, including one internal candidate. The final selected candidate was recruited from a similarly sized city in Southern California. One year after her appointment, the City Administrator presented a budget that addressed the structural deficit, and turned a $15 million deficit to a $12 million surplus. CITY OF SAN JOSE, CA - CITY MANAGER (Pop. 954,000) This recruitment involved the recruitment of a City Manager by a newly elected Mayor who ran on an open government platform. As the first, and arguably the most important appointment of Mayor Reed's administration, we engaged in an extensive public outreach program, including on- line surveys in Spanish, Vietnamese and English for employees and residents. The on-line survey yielded over 500 comments on issues and challenges facing the city, management style, personal traits and overall satisfaction with City services. The recruitment began in November, 2006 with interviews with nine often Council Members. The public outreach component began in December, 2006 and concluded in early February, 2007. Final interviews were conducted in May, 2007 and the final candidate began her appointment July 23, 2007. The recruitment yielded a total of35 candidates, of which 10 were presented to the Mayor for consideration. The Mayor reduced the list of semi-finalists to four finalists. Finalists were interviewed by three separate panels; two community panels consisting of community leaders, stakeholders (school district, chamber of commerce) and City Department Heads. The third panel consisted of two peer City Managers, the Mayor and two City Council Members. LOS ANGELES COUNTY, CA - CHIEF ADMINISTRATIVE OFFICER (Pop. 10.5 million) This recruitment involved a national recruitment to locate a replacement of the longest tenured Chief Administrative Officer in the history of Los Angeles County. Aside from being the largest municipal government in the United States, the Chief Administrative Officer oversees 100,000 employees, and 38 business units, but does not have authority to hire or fire department heads. The recruitment targeted several high profile candidates beginning in September of2006. A total of25 candidates applied for the position, which was reduced to five finalists (including two internal candidates). The Board of Supervisors unanimously agreed to offer the position to the leading candidate from Hennepin County, MN. Although this candidate was also being recruited to head a major philanthropic organization in Minneapolis, it was her preference to take the position with Los Angeles County. We advised the Board of Supervisors that the final candidate would be offered a position with another organization, and new the salary considerations prior to our final negotiations. The Los Angeles County Board of Supervisors offered a competitive and expedited offer, which was ultimately turned down by our candidate. After the first candidate withdrew, we worked tirelessly to identify additional candidates. One week later, we had identified and presented a final candidate from a Southern California County, who was interviewed by the Board of Supervisors, offered the position and accepted. 48 hours after agreeing to accept the position, he received a counter offer from his current employer and agreed to stay in his current position. At this point, we decided to conclude our efforts, and the County hired a different firm to re-recruit. Los Angeles County decided to reclassify the position as a Chief Executive Officer, giving this person authority over Department Heads, and increased the salary from $255,000 to $399,000. The newly appointed Los Angeles CEO was appointed in July 2007 at a salary of $31 0,000. Ironically the selected candidate was approached by our firm in January 2007, but refused to accept the position because of the classification as a Chief Administrative Officer. .. 4 @lsonJon~ www.wilsonjones.com I REFERENCES CLIENT: CONTACT: Name: Title: Phone #: CLIENT: CONTACT: Name: Title: Phone #: CLIENT: CONTACT: Name: Title: Phone #: CLIENT: CONTACT: Name: Title: Phone #: CLIENT: CONTACT: Name: Title: Phone #: I City of San Jose, CA Mark Danaj Human Resources Director (408) 975-1475 MAXIMUS Allan P. Burdick Vice President, Cost Services (916) 485-8102 xl13 City of Irvine, CA Sean Joyce City Manager (949) 724-6246 City of Duarte, CA Margaret Finley Mayor (626) 357-7931 City of Alexandria, V A William Euille Mayor (703) 838-4500 I CLIENT: CONTACT: Name: Title: Phone #: I Washoe County, NV Joanne Ray Human Resources Director (775) 328-2089 5 ~~on~ \l''A.iiV. Vtfil:JD;1jC !leS.~Cm I I SAMPLE PROFILES City of Ale City VA MAXIMUS~) HELPING GOVERNMENT SERVE THE PEOPLE The Community The City of Alexandria is located in northern Virginia and is bordered by the District of Columbia (Potomac River) and Arlington and Fairfax counties. With an estimated Fiscal Year 2005 population of 137,600 and a land area of 15.75 square miles, Alexandria is the seventh largest city in the Commonwealth of Virginia. Alexandria is unique-an historic place which keeps pace with the modern world. The City is part of a large metro- politan area and the nation's Capital, yet it has retained its historic character. About one-quarter of the City has been designated as a national or local historic district. Thousands of buildings in these districts are monuments to the past, while being actively used by citizens for homes, businesses and museums. The City has become more racially and ethnically diverse. Today, approximately one-quarter of the City's residents are foreign born. Students at the City's single public high school corne from 88 different countries, and speak 69 different languages. Overall, African-Americans comprise over 22 percent of the residential population, Latinos constitute almost 15 percent, and Asians constitute almost 6 percent. Alexandria's first recorded beginnings were 255 years ago in 1669, when it was included in a patent granted by colonial Governor VVilliam Berkeley of Virginia. The patent was purchased by John Alexander, the pioneer for whom the city was later named. In 1749, the House of Burgesses authorized a town of 60 acres, and George Washington helped layout the town lots. With its incorporation in 1779, Alexandria was made a Port of Entry to the United States, and a Customs House was established. Prospering, it became a city of fine houses and shops, a center of culture and trade, with George Washington and George Mason prominent in the community. In 1852, Alexandria acquired city status and its first charter. Alexandria was founded almost 50 years before the District of Columbia. Its Old and Historic District and Parker Gray Historic District are preserved with oversight by architectural review boards which monitor and review exterior building changes. Historic landmarks include Robert E. Lee's boyhood home; Christ Church, where famous Virginia statesmen worshiped; and Gadsby's Tavern, a favorite meeting place of Lafayette and President Washington. In addition to its historical sites, Alexandria includes a variety of attractions. One of the metropolitan area's largest concentrations of international restaurants can be found in Old Town. The Torpedo Factory Art Center, located on the City's waterfront, provides an opportunity for the public to meet more than 200 professional artists. Sailing marinas and a surfaced biking trail allow visitors to enjoy the beautiful Alexandrian shore of the Potomac River. The last decade has seen the City's economy become one of the strongest in the nation, driven by steady growth in its service-oriented employment base and income base. Following national trends, the City has seen the greatest employment growth over the last decade in its service sector. Alexandria continues to grow as a center for national association headquarters, a center for high technology and related headquarters operations, and a center for national, regional and divisional headquarters for corporations representing a broad range of fields. The U.S. Patent and Trademark Office (USPTO) is locating its headquarters in the East Eisenhower area. Occupancy of the USPTO began in late fall 2003 and all of its 7,000 employees will be relocated to Alexandria by spring 2005 when construction of the headquarters is complete. Alexandria is a primary business center in the Washington metropolitan area. Lower operational costs, unsurpassed access, diverse office opportunities, unique ambiance, and safe work and living environments are just several of the advantages enjoyed by business operations located there. There are approximately 68,721 housing units (including 32,000 apartments) in the City. The average assessed value of a single family home is $474,681, and the average assessed value of a residential condominium is $216,571. In 2004, per capita income is estimated at $56,063, and median household income in 2002 was estimated at $74,091. While the City has many very high income residents, it also has a sizeable low-income population. There are 3,274 units of public and subsidized rental housing, and the City provides a full range of social services to its residents in need. - . The City Government The City adopted the Council-Manager form of government in 1922. The governing body is the City Council, which formulates policies for the administration of the City. The current City Council is composed of a Mayor and six Council Members elected at-large, on a partisan basis, for a three-year term (not staggered). The Mayor is chosen on a separate ballot and presides over sessions of the Council, but is not vested with the power of veto or authority over other Members of the Council. The Vice Mayor, by practice, is the member of the Council who received the largest number of votes at the regular City election. The City Council appoints the City Manager, the City Attorney, and the City Clerk. Legislative sessions of the City Council are held on Tuesday evenings twice per month except in July and August. Public hearings are held on one Saturday per month when Council is in session, allowing citizens an opportunity to speak on matters that concern them. In addition, there are over 100 City Boards and Commissions with Council-appointed citizen representation. The Alexandria City Council conscientiously operates under the Virginia Freedom of Information Act, which prohibits closed sessions of the Council except for specific matters regarding personnel, pending litigation and land acquisition. Accordingly, nearly all sessions of the City Council are open to the public, where citizens actively participate in public hearing discussions. Alexandria has had a strong tradition of self-government since its founding in 1749. It is an independent city (Virginia cities have no county affiliation) and derives its governing authority from a Charter granted by the Virginia - ..,4 ... ~,-.. - ."" - ..,. - . ..,j J " .J ] J J .. General Assembly. Virginia is a Dillon Rule state which means that local governments have only the authority expressly granted to them by the Virginia Constitution or by the Virginia General Assembly in their Charter or in general law. The City is an active participant in regional agencies such as the Washington Metropolitan Council of Governments, the Washington Metropolitan Transit Authority, the Northern Virginia Transportation Commission, the Northern Virginia Regional Commission and the Northern Virginia Regional Park Authority. The City provides a comprehensive range of municipal services including: education, health, welfare, housing and human services programs; public safety and administration of justice; community development, recreation, library, consumer assistance, cultural and historic activities; and transportation, environmental services and planning (see the attached organization chart). Strong fiscal management remains a hallmark of Alexandria's City government and has enabled the City to respond to priority needs, including public safety, public education, and modernization of heavily used recreation and library facilities, despite relatively flat revenues. Alexandria is among an elite group of only 23 cities in America to hold triple-A bond ratings from both of Wall Street's major credit rating agencies. The City budget provides for approximately 2,300 full-time employees, excluding school employees. The City of Alexandria's FY2005 approved total City and Schools Operating Budget is $503.8 million. The FY2005-FY201O approved Capital Improvement Program (CIP) recommends a six-year, $302.6 million program of City-funded public improvements. Funding is included for: the protection of the City's investment in existing physical assets, including maintenance, upkeep and renovation; the planning, construction or purchase of major new facilities and properties (i.e., new Public Safety Center and the acquisition of open space); and the City's Information Technology Plan. The City also has a historic dedication to excellence in public education. The changing nature of the City's school system, including the implementation of an elected School Board in 1994, requires a high degree of cooperation between the City Manager's Office, the City Council, the School Board and school officials. The City's public school system is governed by an elected nonpartisan School Board consisting of nine members elected from three voting districts for three-year terms. All School Board members, as well as the Mayor and City Council members, are elected in May every third year with the next election scheduled for May 2006. The School Board submits its financial requirements for review and approval in the City's annual budget process. The City funds approximately 76% of the schools' operating budget, with the remainder coming from aid from the state and federal governments. The schools' capital improvement budget is incorporated into the City's six-year capital improve- ment budget, and currently constitutes about $106 million of the City's six-year Capital Improvement Program. The FY2005 appropriation for the schools operating budget is $130 million. - .. .. .. .' ... ,. I ... ",. ~ If' ~ [ [ [ [ [ [ [ [ [ [ The City has 13 elementary schools, two middle schools, one ninth-grade center, one high school and the Secondary Training and Education Program, which provides special programs for students who are unable to function within the traditional classroom setting. Over the next few years, the City schools will build a new central high school to replace the current aging facility, and undergo a major renovation at the Ninth Grade Center. In all there are approximately 50 construction projects of varying size and scope planned at facilities throughout the school system. Issues/Challenges Issues/Challenges facing the City of Alexandria include (not in priority order): . Maintaining financial sustainability, efficiency and community orientation. . Ensuring quality development and redevelopment that are well planned and consistent with the City's vision. . Respecting, protecting and enhancing the natural environment. . Ensuring an integrated, multimodal transportation system that efficiently and effectively gets people from point "A" to point "B." . Ensuring that the City has a strong local economy that is growing in varied small businesses and job opportunities. . Continuing to be a caring community that is diverse and affordable. . In partnership with schools, ensuring that the public schools are among the best in Northern Virginia. . Implementing the City Council's Strategic Plan and vision and taking the City to the next level in its strategic planning effort. The Position The City Manager is the chief executive officer of the City government. He/She is responsible to the Council for the proper administration of all affairs of the City, except those responsibilities vested by law in the school board. The City Manager may appoint and remove the heads of all departments and all other officers and employees of the City, except employees of the school board and advisory board/commission members. The City Council appoints the City Manager, the City Attorney and City Clerk. The City Attorney and the City Clerk appoint and remove their respective staff. Responsibilities of the position, as outlined in the City's Charter, include, but are not limited to: . Attend all meetings of the Council with the right to introduce ordinances and to speak but not to vote; . Keep the Council advised of the financial condition and future needs of the City and of all matters pertaining to its proper administration, and make such recommenda- tions as may seem desirable; . Prepare and submit the annual budget to the Council and be responsible for it~ administration after its adoption; . Prepare in suitable form for publication and submit to the Council each year at its first meeting in the fifth month following the end of the preceding fiscal year a concise, comprehensive report on the financial transactions and administrative activities and all other operations of the City government during the fiscal year ending on the last day of the preceding fiscal year; . Present adequate monthly financial and activity reports at a regular meeting of the Council; and . Prepare and submit to the Council, whenever required by the Council, a program of capital improvement projects and a budget therefore, covering such years as the Council may designate. The position is open due to the forthcoming departure of the incumbent after 18 years of service with the City, including over four years as City Manager and almost 14 years as City Attorney. The Candidate Education and Experience Prefer a Master's degree, but emphasis will be placed on experience and personal attributes. The ideal candidate will have several years of senior level executive responsibility in a general purpose local government. Council Members believe it is important for the selected candidate to have worked in an organization of comparable size with experience handling urban-environment and metropolitan issues. Individuals from both the public and private sector from all areas of the country will be considered. A stable employment history and a proven track record of success are important. Specifically, candidates must have a proven ability in finance and budgeting, organizational management, intergovernmental relations, land use, development! redevelopment, economic development issues and the selection, hiring and supervision of high-performing personnel. It is preferred that candidates also have experience conducting benchmark studies and preparing report cards on management progress towards established goals. Management Style and Abilities The selected candidate should: . Encourage creativity and reasonable risk-taking, and be supportive of staff; . Balance a directive/participatory style, as appropriate; . Encourage citizen involvement and work well with the community; . Promote diversity; . Maintain timely, open, and accurate communication and keep the Mayor and Council informed (no surprises); . Have excellent presentation and writing skills; . Maintain objectivity in dealing with staff, make tough personnel decisions; and hold staff accountable for results/ actions against pre-determined goals or benchmarks; . Be able to delegate while keeping abreast of the details of departmental operations, without micro-managing; . Be proactive with a solution oriented approach; . Support and encourage the use of innovative technology; . Have conflict resolution skills (willing to listen to all sides); and . Be a team player and understand that City Council sets policy and the City Manager implements policy. Personal Traits The ideal candidate will be a committed and reliable leader with vision, who is creative, innovative, a strong communicator and a solid strategic thinker. The City is seeking someone who is personable, accessible, thoughtful, motivated, and firm. The ideal candidate will also be fair and ethical with a high degree of integrity. It is important that this person be diplomatic (e.g., able to work with diverse personalities and to say "no" while not being abrasive), objective, politically astute and a good listener. The selected candidate will be someone who thinks on his/her feet, adapts well to change and has a sense of humor. Lastly, the candidate will be able to set realistic expectations and enjoy his/her job. Compensation and Benefits The salary for this position is competitive and will be dependent upon the qualifications and experience of the selected candidate. In addition, benefits will be provided, including: annual leave, holidays and sick leave; a contributory retirement plan; health insurance, dental plan, life insurance, and long-term disability insurance; optional deferred compensation (ICMA); savings bonds; credit union membership; catastrophic illness leave bank; and an employee assistance program. How To Apply Send resumes or nominations by: September 8, 2004 to: Eric J. Middleton, Director or Sherrill A. Uyeda, Senior "o/lanager, Executive Recruitment Services MAXIMUS 10474 Santa Monica Boulevard, Suite 208 Los Angeles, CA 90025-6922 Telephone: (310) 475 -800 1 Facsimile: (310) 475-8007 E-mail: searchla@maximus.com An Equal Opportunity/ADA Employer Female, Minority and Disabled Can Encouraged to Apply. Assistant City Mana The Community The City of Irvine (population: 180,803) is a 65 -square mile city located in Orange County, California. It is a planned city, mainly developed since the 1960s. Thoughtful planning has made Irvine one of the most desirable and fastest growing communities in Orange County. The City boasts a reputation as one of the nation's safest communities and has access to a highly educated and skilled labor force. Irvine offers a full range of housing opportunities, excellent climate, and a wealth oflifestyle amenities. The City is acclaimed for its public schools, administered by the Irvine and Tustin Unified School Districts, attracting young families seeking schools with above average standardized test scores and other performance distinctions. Irvine is home to the University of California, Irvine (VCI), which is ranked the 10th best public university in the nation according to the u.s. Nnvs and World Report's 2006 annual rankings. Located in the heart of Orange County and Southern California's "Technology Coast," Irvine is renowned for its dynamic business environment. It is a growing hub of the commercial and technology industries. Irvine's population is rich in cultural diversity and includes Chinese American, Korean American, Indian American and Iranian American populations. The presence of such diversity has resulted in the emergence of various ethnically-influenced small businesses. For more than 30 years, residents and businesses have been choosing the City of Irvine because of its dedication to maintaining its reputation as one of the safest, master-planned, business-friendly communities in the country. This dedication makes Irvine the strong community it is today, and what it will be for generations to come. Irvine is also home to the developing Orange County Great Park. The Great Park plan will divide about 5,000 acres of the former EI Toro Marine Base into a mix of wilderness parks, developed parks, schools, residential, business, farms and museums. The actual park space is approximately 1,347 acres, making it larger than New York's Central Park, San Francisco's Golden Gate Park and San Diego's Balboa Park. The City Incorporated in 1971, the City of Irvine operates under a charter law form of government which was adopted in 1975 and provides for a City Council-City Manager form of government. The City Manager is appointed by the City Council to function as the chief administrator of the City. City Council sets the policy directions for the City, and the City Manager is charged with implementing those directions. The City ofIrvine is divided into the City Manager's Office and seven operating departments: Administrative Services, City Clerk, Community Development, Community Services, Public Safety, Public Works and Redevelopment. Together, these departments manage and perform all of the business and services of City Hall. Fire Services are provided through the Orange County Fire Authority, and library, educational and utility services are provided through special districts. The City has an annual adopted operating budget for 2005-2006 of$113.5 million and 646 full-time staff. To learn more about the City ofIrvine, please visit its web site at www.ci.irvine.ca.us. The City Manager's Office The City Manager's Office is responsible for the implemen- tation of decisions established by the Irvine City Council, and the coordination of those efforts through the various City departments. The Office provides legislative support, policy implementation, budget and strategic planning, communication services, and legal services. In addition, the City Manager's Office provides leadership for the City's operational departments, Sister Cities program, and management of the Great Park implementation effort. The Department's budget is based on the continuation of essential, mandated, and City Council-directed services and includes General Fund expenditures of$8 million. The budget provides for a total of 47 full-time employees. The City Manager's Office assists the City Council in the development and formulation of policies, goals and objectives, and keeps them informed of important community issues. It provides administrative direction to the City's executive J I I I I I I I I I I I I ~r I d' d . 'bl C . th .. . d Irectors an IS responsl e lOr managmg e actIVItIes an operations of the City, ensuring the provision of quality I services. The City Manager's Office is also responsible for representing the City's interests throughout the region and beyond through coordination of international activities, I receiving foreign officials and promoting business development with foreign countries. I The Position The Assistant City Manager, under general direction, assists I in the development, management, operation and evaluation of the City's various operating departments. The position reports to the City Manager, serves as an integral member of the City Manager's executive management team and provides highly 1 responsible and professional assistance to the City Manager and City Council. The Assistant City Manager supervises the Directors of Administrative Services, Community Development, I Community Services, Public Works, and Redevelopment and the City Clerk. The City of Irvine is undergoing significant residential and I business growth and development which will increase the number of parks, streets, and new villages. The Assistant City Manager will be instrumental in determining how the City I organization will meet the challenges associated with this growth and maintain a high quality of service to a larger area and increased population. 1 Major responsibilities of the position include: . Provide strong daily oversight, management and leadership 1 to six of the seven operating departments; . 1 Serve as a member of the City's management team. Assist in developing overall fiscal and management policy and direction. Assist the City Manager in his/her responsibility to develop, prepare, and administer operating and capital budgets and strategic business plans; Serve as project leader on broad organizational develop- ment and strategic planning projects involving multiple departments; I. I. Support the City Council's desire to participate in regional and intergovernmental efforts; and . Prepare recommendations for new programs, services, equipment or policies as directed by the City Manager and City Council; gather and analyze data on existing programs; conduct surveys and prepare proposals including financing, staffing and organization requirements; and prepare comparative analysis when appropriate. The Candidate Education and Experience . Requires a bachelor's degree from a four-year college or university with a major in public administration or a related field; and Eight years of progressively responsible experience in municipal city management, including three years of supervisory responsibilities. Experience managing a medium to large city, county or comparable organization is preferred. A graduate degree is desirable, although emphasis will be placed on experience and ability. . The selected candidate should have strong experience in budgeting, finance, business analysis, negotiating, team building, economic development/redevelopment and strategic planning, as well as short- and long-range planning. He/She will be expected to take an active and visible role in the community, be open to public participation, and respectful of grass roots organizations. Skills and Knowledge The selected candidate should have appropriate knowledge and skills in: . Economic development/redevelopment; . Finance and budgeting; . Human resources; . Planning and community development; . Community services and recreation programs; . Public works; and . City contracted services and intergovernmental relations. The ideal candidate should be able to: . Build cohesive teams; . Develop, motivate and evaluate subordinate staff; . Keep a balance in dealing with diverse interests of the community; . Work under pressure, handling significant problems and tasks that arise simultaneously and/or unexpectedly; . Establish and maintain effective working relationships with direct reports, other City employees and the public; and . Delegate responsibility and monitor effectively. Management Styk The ideal candidate will be a confident, strong and innovative leader. He/She should be a good listener, motivator, and team builder who is decisive and able to command and earn respect throughout all levels of the organization and in the community. This person will have vision and be a strategic thinker who achieves results. He/She should be thick-skinned, flexible, responsive, customer service oriented, able to see the big picture and willing to take reasonable risks. In addition, this person needs to be politically savvy, autonomous, diplomatic and persuasive. He/She should have strong ethical principles, a high level of integrity, be able to work in a changing environment and cogently provide his/her best professional recommendations in helping the Council shape the vision of the City. Compensation The salary range for this position is $134,312 to $186,803 with hiring dependent upon the qualifications and experience of the selected candidate. Annual increases within the range of up to 6 % are granted through a pay-for-performance plan. An additional 6% performance bonus is available upon reaching maximum base salary. In addition, an excellent benefit package is provided which includes: . Retirement: CalPERS 2.7% @ 55 plan; 5.488% employee contribution of base salary with City funding remaining cost of plan; a City contribution of 2 % to a Retiree Health savings account for post-retirement health insurance prenuums. . Management Incentive Compensation: Additional compensation in the amount of 3 % above base salary. . Car Allowance: $415 per month. . Cellular Phone Allowance: $100 per month. . Health Plan: Medical, dental, and psychological insurance coverage for employees and their dependents subject to an established cap; a fully paid vision plan for City employees; and life insurance and a disability plan for employees. . Leave Time: 120 hours to 200 hours of annual vacation accrual, depending on years of service; 12 paid holidays per year; 96 hours of sick leave per year; 40 hours of admin- istrative leave; and a choice of receiving an additional 40 hours of annual family sick leave or 32 hours of personal leave. City offices are closed on alternate Fridays. . Other Benefits: Professional Development/Education Reimbursement up to $1,300 per year; flexible spending account; reimbursement of up to $350 for annual physical examination; and a City Wellness program that includes on-site fitness center. How To Apply Please apply by April 21, 2006 at www.allianceresourceconsulting.com. For questions and inquiries, please contact: Eric Middleton, Managing Partner or Aggie Marinesh, Consultant ALLIANCE RESOURCE CONSULTING LLC One World Trade Center, Suite 420 Long Beach, CA 90831 Telephone: (562)901-0769 Facsimile: (562) 901-3082 E-mail: info@allianceresourceconsulting.com An Equal Opportunity/ADA Employer Long Beach, CA - A Unique City of Opportunity and Possibility Majestically located on the coast of the Pacific Ocean between Los Angeles and Orange County, the City of Long Beach (population 491,564) is frequently described as a series of strong, diverse, interwoven smaller neighborhoods within a large city. USA Today has called Long Beach, the fifth-largest city in California, the "most diverse city" out of the 65 most populous cities in the nation. Long Beach is proud of the depth of its integrated ethnic diversity. The City is home to residents of Mrican American, Asian, Caucasian, Native American/Alaskan, Hispanic and Native Hawaiian/Pacific Island descents, as well as the largest Cambodian population outside of Cambodia. Enjoying an ideal Southern California climate, Long Beach is home to an abundance of cultural and recreational opportunities. The Long Beach Convention Center, the International City Theatre, Aquarium of the Pacific, Queen Mary, and the annual Toyota Grand Prix of Long Beach plus a wide variety of other attractions serve to draw over five million visitors a year. While Long Beach offers all the amenities of a major metropolis, the City has the added benefit of having maintained a strong sense of community and cohesiveness despite its growth. A superb climate, quality schools, a vibrant and revitalized downtown and a wide variety of neighborhoods help make Long Beach one of the most livable communities in the country. The Long Beach Unified School District consistently ranks among the Top 10 urban school districts in the country. The City is also home to Long Beach City College, and California State University, Long Beach which was recently ranked the No.3 best-value public college in the nation. The Port of Long Beach, combined with the adjacent Port of Los Angeles, is the busiest on the West Coast; the volume of cargo tonnage handled make the combined port the nation's largest container facility and the second-busiest in the world. The City also has its own full-service commercial airport which has become a favored travel-friendly alternative to other Southern California airports by offering preferred flight schedules, carriers, and overall accessibility. In addition, Los Angeles' rail transit system, the Metro Blue Line, has numerous stops within the City and throughout the region. Covering approximately 50 square miles, Long Beach is supported by a wide mix of industries with education, health and social services, manufacturing, retail trade, and professional services comprising the highest representation. Known for its livable and desirable neighborhoods, the City consists of more than 163,000 households. Thirty-two percent of the population is under the age of 20. The median family income is slightly over $40,000 however, nearly 25 percent of families earn more than $75,000 per year. City Manager o o The future looks bright in Long Beach, the City is alive with activity - growing, improving, proudly advancing into the future. With its strategic location - an ideal spot in Southern California and on the Pacific Rim - year-round comfortable climate, healthy business environment and far ranging cultural pursuits, Long Beach is being rediscovered by investors, developers and new businesses in increasing numbers. o o For more information about the City of Long Beach, please visit their web site at www.longbeach.gov. ~ The City Government The City of Long Beach is a full-service Charter City governed by nine City Council members who are elected by district. The Mayor is elected at-large. Elected officials are subject to two, four-year terms. Elected officials also include the City Attorney, City Auditor, and City Prosecutor. ~ I In addition to all traditional municipal services, the City operates and maintains a world-class international deep-water harbor, a nationally recognized convention center, and several beaches and marinas. Long Beach is also one of only three cities in California with its own Health Department and Energy Department and the only city in California with its own Oil Department, which manages close to 2,000 oil wells. I I The City Council is also assisted by various commissions. Charter Commissioners are nominated by the Mayor and approved by the City Council. The Civil Service Commission, Board of Water Commissioners, and the Board of Harbor Commissioners oversee the operations of their respective areas. I I The City Council also appoints the City Clerk and the City Manager. The City Manager oversees the administration of 13 of the city's 21 Departments, excluding those under the direction of a separately elected official, Board or Commission. The City is supported by a total budget of approximately $2.3 billion, and FY 06-07 General Fund budget of $3 77 million. Approximately 5,626 employees compromise the City's workforce with most represented by nine bargaining units. I I The City of Long Beach is guided by a set of values that have been developed with the assistance of City employees. The City of Long Beach values statement is: I The City's Business Is Service We are committed to providing quality service to our diverse community in ways that are helpful, caring and responsive. I I Working Together To Serve We believe that the success of our organization depends on teamwork, I' mutual trust, and honesty achieved through commitment to the Ii following values: PARTICIPATION by citizens and City team members in setting [and attaining the City's goals. .. COMMUNICATION with one another and with citizens. COURTESY in all personal relations. [ INTEGRITY in everything we do. LOYALTY to our community, to this organization and to each team I member. INNOVATION in meeting the present and future needs of the City. RESPONSIBILITY as a team for the efficient and effective I delivery of services. PRIDE in our work, in our dedication to public service, and in being the best we can be. I Opportunities and Challenges - The City's General Plan is scheduled to be updated in the next I two years. The next City Manager will oversee the implementa- tion of a plan for future growth and land use, transportation and mobility, protection and preservation of the environment, job growth, affordable housing, infrastructure capacity, deferred 1 maintenance, and overall community wellness. - Prioritize and balance the needs of the City within its financial limitations. Maintain a high City bond rating, and look for new I financing and service delivery models. _ Address the need for financing of City infrastructure, and address deferred maintenance projects (i.e. streets, sidewalks, fire and I police stations, libraries, and parks). _ Review City Departments for improved efficiencies and service delivery. I_ Continue to build on the performance based management model adopted by the City to improve service delivery and maximize the rate of return on City dollars. I_ Address the issues associated with a growing community (i.e. transportation and mobility, airport, port, density and housing, smart growth and poverty). I The City Manager's Department The City Manager's Department is responsible for the administra- tion of all City departments with the exception of elected and appointed offices and commission-governed departments. The City Manager plans and directs the implementation of City programs in accordance with City Council policies, the City Charter, and the Municipal Code, and provides leadership for efficient and effective municipal services for the community. The City Manager's Department staff also includes an Assistant City Manager, two Deputy City Manager's, a GovernmentlPublic Affairs Director, a Public Information Officer, Director of the Citizen Police Complaint Comission, and a Manager of the Human Dignity Program. The Position The City Manager is the chief administrative officer of the City, and is responsible for the administration of all departments except the City Attorney, City Auditor, City Prosecutor, City Clerk, Civil Service Department, Legislative Department, Harbor Department and Water Department. The City Manager serves at the pleasure of the City Council who appoints the person deemed best qualified on the basis of executive and administrative capabilities, with special reference to experience in, and knowledge of, accepted practices with respect to the duties of the office as set forth in the City Charter. The City Manager shall be appointed for an indefinite period and cannot be removed from office except by a vote of five (5) members of the City Council subiect to veto by the Mayor and City Council override by a vote of two thirds (2/3) of its members. Recent changes to the City Charter have granted the Mayor veto power over the appointment of the City Manager and granted the City Council the opportunity to override the Mayor's veto by two-thirds (2/3) vote. In accordance with Section 302 of the City Charter, the City Manager has the following powers and duties: _ To direct and supervise the administration of all Manager-directed departments of the City. _ To appoint, suspend and remove all City employees in both the classified and unclassified service; except that for the classified service, such powers shall be pursuant to the Civil Service provisions of this Charter, Civil Service rules, regulations and ordinances; and except the City Clerk's Department and the elective officers and their appointees and such officers and employees as shall be subject to appointment by the City Council. _ To see that all laws, ordinances, orders, resolutions, contracts and franchises are enforced and executed. _ To attend all City Council meetings or councilmanic committee meetings; and to have the right to participate in the discussion without vote. _ To prepare and submit the annual budget; and to keep the City Council fully advised as to the financial condition and needs of the City, including the filing of an annual and interim financial reports. . To submit such reports as the City Council may require concerning the operations of manager directed departments, and to recommend to City Council the adoption of measures deemed advisable. . To perform such other duties as are specified in the Charter, by law or required by City Council. The position is vacant due to the retirement of the current City Manager who was appointed in 2003. The City of Long Beach has had three City Managers since 1990, and six since 1960. The Candidate Education and Experience Must have a bachelor's degree from an accredited college or university. A master's degree in public administration or business administration and prior experience as a City Manager in a comparable, diverse, cosmopolitan city is highly desirable. Experience with and enthusiasm for using performance measure- ments for accountability and efficiency are also highly desirable. Desirable skills and experience include budgeting and financial management, planning, economic development, redevelopment, public works, labor arbitration and negotiation, intergovernmen- tal relations and community relations. Candidates from all geographic regions and from private industry and government will be considered. Management Style and Personal Traits The City of Long Beach is a dynamic and diverse community that prides itself on a long history of civic involvement and solution oriented government. The City of Long Beach is looking for a candidate who will thrive in this environment and provide progressive and innovative ideas to meet the changing needs of the community and advance the vision ofthe City Council. The ideal candidate must be a confident team leader who will work proactively with the City Council, engage the community and believes in transparent government. He/She should have strong communication and listening skills, is calm under pres- sure, able to motivate staff to meet the high expectations of the organization and community, hold them accountable, and at the appropriate time defend their actions. This person should be able to understand the role of the Mayor, but recognize the responsi- bilities of the City Council, capitalize on the political will and work pro actively with the Mayor and Council to create a vision for the City. This person shall have high ethical standards and the integrity and courage to do what is right, not necessarily what is popular. The City Manager should be proactive in bringing issues to the Council and treat all Council Members evenhandedly. He/She should keep the Council informed in a timely and accurate manner, and provide his/her best professional recommendations in helping the Council shape the vision of the City. However, when the Council makes a decision, he/she should be respectful of the role of the Council and promptly implement their policy even if it is different from his/her recommendation. In addition, he/she should be entrepreneurial with a strong customer service orientation as well as committed to providing a high level of services to the community. This person should be a strategic thinker, and a calculated risk taker who is able to develop ideas and implement them through teamwork and collaboration. This person should also be organized, and respectful of other's opinions, but not afraid to express their own. He/She should be able to mentor and develop staff and maintain a healthy workforce. Candidates should be optimistic, energetic and friendly, have a good sense of humor and be active in the community. I .I Compensation The salary for the position is negotiable and will be dependent on the qualifications and experience of the selected candidate. In addition, the following benefits are provided: medical, dental and life insurance; paid leave, including holidays, vacation, executive, sick (which can be converted upon retirement to cash credit toward health and/or dental insurance premiums or to pension credits), bereavement, military and disability; a deferred compen- sation program; vehicle allowance; paid professional member- ships; a management physical; an employee assistance program; a dependent care assistance program; and participation in CalPERS Retirement Plan 2.5% at 55 plan, coordinated with Social Security with the employee contributing 2%. Selection Process Each candidate's background will be evaluated on the basis of information submitted at the time of application to determine the level and scope of the candidate's preparation for this position. The resume should include any additional information which the candidate wishes considered. Only the more qualified candidates, as determined by the screening process, will be invited to participate in the selection process. The names of the most highly qualified candidates will be submitted to the appointing authority for final selection. Final interviews may include presentations to multiple panels as determined by the Mayor and City Council. How to Apply Interested candidates can apply for this position and obtain additional information at www.allianceresourceconsulting.com by July 20, 2007. Questions, inquiries and nominations may be directed to: Eric J. Middleton, Managing Partner Alliance Resource Consulting LLC One World Trade Center, Suite 1155 Long Beach, CA 90831 Telephone: Facsimile: E-mail: (562) 901-0769 (562) 901-3082 emiddleton@alliancerc.com The City of Long Beach is an ADA/Equal Opportunity Employer and values diversity at all levels of the organization. San Jose - A World Leader Recognized throughout the world as a center of technology and innovation, the City of San Jose is proud to be recognized as one of the most diverse large cities in the United States and the Capital of Silicon Valley. The San Jose area is home to the largest concentration of technology expertise in the world with more than 6,600 technology companies employing more than 254,000 people. The City of San Jose has been recognized as being the safest big city in the nation for the fifth consecutive year. San Jose does not have an ethnic majority, and it is proud of the rich cultural and ethnic diversity of its population, its workforce, and its many neighborhoods. With a population of 945,000, San Jose is the 10th largest city in the nation, and the third largest city in California. Nearly 1.8 million people reside in Santa Clara County, of which San Jose is the county seat. Situated between the Diablo and Santa Cruz mountain ranges, the City of San Jose encompasses 178 square miles at the southern tip of San Francisco Bay. San Jose's central location between San Francisco to the north and Monterey/Carmel to the south makes the Capital of Silicon Valley a gateway to adventures throughout California. San Jose's quality oflife is unsurpassed. With an average of 300 days of sunshine a year, and temperatures varying from an average of 50 degrees in January to an average of70 degrees in July, those living and working in San Jose can enjoy the City's many attractions, cultural and performing arts, sports and recreation opportunities and year-round festivals and celebrations. Seventy-nine percent of residents rated the quality of life in the City as either "excellent" or "good" in the City's most recent community survey. San Jose has received accolades as a place to live and do business from Business Week, Money Magazine and other national media. The City of San Jose has a rich history. Once a largely agrarian community, San Jose was a city of bucolic hillsides and an expansive valley dotted with orchards of apricots, walnuts, cherries and plums. In those days, San Jose was known as the "Prune Capital of the World." However, over the past 50 years, SanJose experienced one of the most signifi- cant economic changes in California history, transforming from an agricultural community to what is known today as the "Capital of Silicon Valley." Its residents speak more than 56 different languages. Nineteen public school districts and an estimated 301 private and parochial schools provide families with a range of educational choices. Innovative programs in local school districts include a nationally acclaimed performing arts magnet and concentrations in aerospace, international studies, math and science, radio and television and more. Universities in and near San Jose include SanJose State University, Santa Clara University, Stanford University, University of California at Berkeley, University of California at San Francisco, and University of California at Santa Cruz. The downtown area is currently undergoing a renaissance with high rise residential projects, renovated theatres, cultural attractions, and downtown activities that center around ballet, opera, symphony, live theater, night clubs, restaurants, and museums such as the Tech Museum ofInnovation, the Children's Discovery Museum and the Museum of Art. The City of San Jose has a rich civil rights history and has been a leader in social inclusion and leadership, including being the first large city with a woman mayor and the first Asian American Mayor. For more information about the City of San Jose, please visit the City's website at www.sanjoseca.gov. J J ] The City Government The City of SanJose is a charter city and operates under a council- manager form of government. The City Council consists of 10 council members elected by district and a mayor elected at large. The Charter makes the Mayor the political leader of the City and gives the Mayor additional authority to frame the City budget, as well as a budget office and a public information office. The City also operates its own international airport, foreign trade rone, convention center and museums, 140 parks encompassing 2,900 acres, and 20 community recreation centers. The City of San Jose believes that the strength of the City lies with its employees. Community surveys consistently give high ratings to the delivery and quality of City services even though the City operates with a smaller staff than other comparable communities. Although recognized as a leader in innovation and technology, the City of San Jose has been recognized nationally for its innovations in public service delivery. The 2006-2007 Operating and Capital Budgets for the City of SanJose total $3.0 billion. The City employs approximately 6,843 fulltime employees. o a ~ I I Mayor Chuck Reed's Vision for the City of San Jose Recently elected Mayor Chuck Reed campaigned on a platform of honesty, fiscal responsibility, and open government, and he is looking for a candidate who shares those values and will thrive in San Jose's diverse community. The Mayor is committed to keeping SanJose the Capitol of Silicon Valley and the Valley as the innovation center of the world. To achieve this, San Jose must become the best community in the world to live, work, and raise a family; and must be an exceptional place in which to start and grow a business, a place where our driving industries want to stay and grow. SanJose must continue to show the world the success that can be achieved when people from around the world come together and focus on what they have in common rather than on their differences. To achieve these goals and to create a great city, the Mayor's priorities include: . Ensure that neighborhoods are safe and have good schools; providing all children an opportunity to reach their full potential. . Create a fiscally responsible city government which efficiently delivers quality services. . Continue the development of downtown into an economically strong center with a vibrant mix of arts, culture and entertainment. I I I I I D I I. Emphasize sustainable growth, giving future generations opportu- nities for jobs and housing while preserving open space and protecting the environment. [, Additional information about the Mayor's vision for San Jose can be found at http://www.sanjoseca.gov/mayor/. r Opportunities and Challenges Facing II the City of San Jose I. Strengthen the financial condition of the City, eliminate the structural budget deficit, maintain a high City bond rating, and look for new financing and service delivery models. · Address the need for financing of City infrastructure (i.e. streets, fire and police stations, libraries, and parks). Attract and retain a results-oriented City staff in the context of an aging workforce, while continuing to emphasize innovation and creativity and the implementation of technology in the delivery of City services. Review the current General Plan, which has not been updated in 14 years, plan for future growth and land use, and take into account the needs of a growing community including affordable housing, infrastructure capacity, deferred maintenance, green building, transportation and overall community wellness. Continue the implementation of the newly adopted Employee Values Project and recognition program, an employee-initiated effort focused on representing, motivating and cultivating the City workforce and identifying the values which guide the organization. Address the ongoing need for affordable housing. Diversify the economy, and create an environment that encourages the attraction, retention and expansion of all sizes and types of businesses. Prioritize and balance the needs of the City within its financial limitations. [. i. I. I. I: I The Position The City Manager, nominated by the Mayor for approval by the City I Council, is the administrative head of the City government. As the chief administrative officer of the City government, he/she is responsible for the proper operations of all City departments. Under policy direction from the Mayor and City Council, the City 'I Manager directs the overall operations of the City of San Jose, with the exception of the Redevelopment Agency Director, Independent Police Auditor, Office of the City Clerk, Office of the City Attorney, and Office of the City Auditor. As the Chief Administrative Officer, the I City Manager is accountable and responsible for executing all policies and programs mandated by the City Council and for making recommen- dations to the City Council to further the City's goals and objectives. I In accordance with Section 701 of the City Charter, the City Manager has the following powers and duties: . . Subject to the Civil Service provisions of this Charter and of any Civil Service Rules adopted pursuant thereto, and except as otherwise provided elsewhere in the Charter, the City Manager shall appoint all officers and employees of the City; and, when he or she deems it necessary for the good of the service, the City Manager may, subject to the above-mentioned limitations, suspend without pay, I demote, discharge, remove or discipline any City officer or employee who under the Charter is appointed by the City Manager; . Except as otherwise provided elsewhere by the Charter, the City Manager shall dil'ect and supervise the administration of all departments, offices and agencies of the City; . The City Manager shall have the right to attend all meetings of the Council, other than closed executive sessions where the City Manager or another Council appointee is the subject of discussion, and to take part in its discussions, but not to vote. The City Manager shall attend all regular and special meetings of the Council unless prevented by illness or physical incapacity or unless his or her absence has been authorized by the Council; . The City Manager shall be responsible for the faithful execution of all laws, provisions of the Charter, and acts of the Council which are subject to enforcement by the City Manager or by officers who are under the City Manager's direction and supervision; . The City Manager shall prepare and submit the annual budget to the Council in accordance with the provisions of Section 1204; . The City Manager shall submit a complete report on the finances and administrative activities of the City as of the end of the preceding fiscal year to the Council at a public meeting to be held within three calendar months following the close of each preceding fiscal year. The annual report, which shall be personally certified by the City Manager to be accurate and complete shall contain a statement indicating: . Whether the revenues budgeted for the preceding fiscal year were actually received, and an explanation concerning any material differences between the total revenues budgeted and the revenues actually received; . The extent to which expenditures budgeted actually were incurred, and an explanation for any material variance between budgeted expenditures and actual expenditures; . The amount of the financial reserves of the City; and . All other information which, in the opinion of the City Manager, is necessary to provide an accurate and complete picture of the fiscal status and condition of the City. The report shall be in a form which is susceptible to confirmation by audit. It shall be made available to the public in the Office of the City Clerk. . The City Manager shall make such other reports as the Council from time to time may request concerning the operations of City deparnnents, offices and agencies subject to his or her direction and supervision; shall keep the Council fully advised as to the financial condition and future needs of the City; and make such recommendations to the Council concerning the affairs of the City as he or she deems desirable or as requested by Council. . The City Manager shall exercise such other powers, and shall perform such other duties, as are specified in this Charter or may be authorized or required by the Council. I I I I The Candidate Education and Experience Must have a bachelor's degree from an accredited college or university. A master's degree in public administration or business administration and leadership experience in a complex private sector organization or as a City Manager in a comparable, diverse, cosmopolitan city and/or county are highly desirable. Experience with and enthusiasm for using performance measurements for accountability and efficiency are also highly desirable. Desirable skills and experience include budgeting and financial management, economic developmeIlt, labor arbitration and negotiation, intergovernmental relations, planning, environmental regulatioQ and community relations. Candidates from all geographic regions and from private industry and government will be considered. Management Style and Personal Traits The City of San Jose is an innovative, progressive, dynamic organization that continually strives to meet the changing needs of the community, The City of San Jose is looking for a candidate who has the same commitment to this innovative vision. The ideal candidate must have integrity and courage and will be a collaborative and confident leader and a team builder who has the ability to work within an experienced senior management team. In addition, he/she should be entrepreneurial with a strong customer service orientation as well as committed to providing a high level of services to the community. He/She must be able to motivate staff to meet the high expectations of the organization and community, hold them accountable, and at the appropriate time defend their actions. This person should be politically astute and able to see the big picture of the important and evolving role of city government. The candidate should be comfortable being visible and working in a diverse work environment and community. This person should be a strategic thinker who is able to develop ideas and implement them through teamwork and collaboration. He/She should have excellent interpersonal skills and be able to communicate effectively with people from all walks of life, including citizens, elected officials, and City employees. This person should also be organized and respectful of others' opinions, but not afraid to express their own. In addition this person should be action-oriented and able to delegate and monitor performance without micro- managing. He/She should be able to mentor and develop staff and maintain a healthy workforce. The City Manager should be proactive in bringing issues to the Council and treat all Council Members evenhandedly. He/She should keep the Council informed in a timely and accurate manner, and provide his/her best professional recommendations in helping the Council shape the vision of the City. However, when the Council makes a decision, he/she should be respectful of the role of the Council and promptly implement their policy even if it is different from his/her recommendation. Candidates should be energetic and friendly, with a professional presence and excellent communication skills. It is important that candidates have a good sense of humor and be active and engaged in the community. Compensation The salary for the position is negotiable and will be dependent on the qualifications and experience of the selected candidate. The City provides an excellent array of benefits that includes the following: . Retirement - 2.5%@ 55 formula utilizing single highest year - full reciprocity with CalPERS - The City contributes 21.98% and the employee contributes 7.58%; . City pays 90% of the lowest cost health insurance premium for family coverage; employee family premium cost for the lowest cost plan will not exceed $100 per month in 2007. If another plan is selected, the employee pays the amount in excess of 90% of the lowest cost plan; . City pays and 100% for the lowest priced dental insurance plan for family coverage. If another dental plan is selected, the City pays 95% and employee pays 5%; . Generous vacation, executive leave, sick leave, and holiday package; . Life insurance equal to two times annual salary; . Vehicle Allowance; . 457 (b) Deferred Compensation Plan; . Tax deferred medical and dependent savings plans; . Accident insurance, long-term disability insurance, and an employee assistance program are also available; . Out of area relocation assistance; and . Housing Assistance program. Selection Process Each candidate's background will be evaluated on the basis of information submitted at the time of application to determine the level and scope of the candidate's preparation for this position. The resume should include any additional information which the candidate wishes considered. Only the more qualified candidates, as determined by the screening process, will be invited to participate in the selection process. The names of the most highly qualified candidates will be submitted to the appointing authority for final selection. Final interviews may include presentations to multiple panels as determined by the Mayor and City Council. How to Apply Interested candidates can apply for this position and obtain additional information at www.allianceresourceconsulting.com by April 9, 2007. Questions, inquiries and nominations may be directed to: Eric]. Middleton, Managing Partner Alliance Resource Consulting LLC One World Trade Center, Suite 1155 Long Beach, CA 90831 Telephone:(562) 901-0769 Facsimile: (562) 901-3082 E-mail: emiddleton@alliancerc.com An Equal Opportunity/ADA Employer. Female, minority and disabled candidates are enco'UTaged to apply. --- 6 ~lsonJon~ www.wilsonjones.com TIME FRAME The following is a typical schedule to conduct a thorough recruitment. However, we would be pleased to modify this to meet your needs: 1 st week Meet with the appropriate individuals to gather background information. 2nd to 4th week Develop and obtain approval for the Recruitment Profile. Develop a list of potential candidates to target. Prepare and place advertisements, if desired, 5th to 8th week Active recruitment-solicit, receive and acknowledge resumes. 9th week Evaluate resumes and gather supplemental information. 10th week Submit progress report and meet with you to review leading candidates. 11 th to 12th week Verify degrees and certifications, conduct preliminary references and interview the best qualified candidates. 13th week Submit final report and initiate the interview process with you. Following Interviews Finalize references, conduct credit/criminal/dvillitigation/motor vehicle record checks, and assist with negotiations. OUR CLIENT'S ROLE The client has a very important role in the recruitment process. While we may identify and recommend qualified candidates, it is the client who must make the decision about which candidate to hire. In order to insure that the best candidates are available from which to choose, our clients should be willing to do the following: ~ Clearly inform us about matters relevant to the search that you wish to keep confidential (e.g., salary, personnel issues, and other privileged information); ~ Supply us with the names of people you have previously interviewed/ considered for this position; ~ Forward to us copies of the resumes you receive, to avoid duplication of effort; ~ Provide feedback to Alliance Resource Consulting regarding the information and recommendations provided by us; ~ Promptly decide upon and follow up in scheduling interviews with the most promising candidates; and ~ Assist in providing information to candidates that will enable them to make their career decisions. By doing the above, we will maximize the likelihood of mutual success. Finally, please be reminded that the United States Immigration Reform and Control Act of 1986 requires that all employers verify an employee's eligibility to work in the United States. Since Alliance Resource Consulting cannot serve as your agent in this matter, your hiring process should include this verification procedure. THE RECRUITMENT PROCESS Our objective is alw-ays to find the best qualified candidates. We believe that, although notices in professional journals may be helpful, many of the best candidates must be sought out and their interest encouraged. Our familiarity with the City of Iowa City, knowledge of the field and our relationships with professional organizations make us well qualified to assist you. Our clients have found that we are able to: )- Build consensus among those involved in the hiring process. )- Develop the appropriate specifications for a position. )- Encourage the interest of top-level people who would otherwise be reluctant to respond to an advertisement. )- Preserve the confidentiality of inquiries. )- Save a considerable amount of time for client staff in developing and responding to candidates. )- Independently and objectively assess the qualifications and suitability of candidates for the particular position for which we are recruiting. If our proposal is accepted, we will do the following: Organization and Position Analysis We will interview the appropriate individuals to determine views of the position and expectations regarding desirable training, experience and personal characteristics of candidates. We will also gather/review relevant updated information about the City, such as budgets, organization charts, etc. Once our findings have been summarized, we will submit a Recruitment Profile with the desired qualifications and characteristics for your approval. The Recruitment Profile that will be sent to potential candidates will include information about the City, the job and the criteria established by you. Sample Recruitment Profiles are enclosed. Recruitment Once you have approved the Recruitment Profile, we will actively seek out individuals with superior qualifications and invite and encourage their interest. Announcements can be placed on-line and in professional journals. However, we will rely heavily on our own experience, contacts and file data. As a matter of corporate policy, we will not discriminate against any applicant for employment on the basis of race, religion, creed, age, color, marital status, sex, sexual preference, disabilities, medical condition, veteran status or national origin. A substantial percentage of the placements made by our firm have been minority or female candidates. Frequent communication with our clients is a hallmark of our firm. While consultants will provide regular updates on the progress of your search, you will also be able to access up-to-date 'real time' information regarding your search from our secure website. Preliminary Screening We will review, acknowledge and evaluate all resumes received. Preliminary screening will be based upon criteria contained in the Recruitment Profile, information contained in the resumes submitted to us, and our knowledge of the people and organizations in which they work. Telephone screening will be conducted with the most promising candidates to gain a better understanding of their backgrounds. Progress Reporting Upon completion of our preliminary screening, we will assemble and submit a progress report of the leading candidates to you. This report will include summary resumes, supplemental information, and the original resumes of those candidates we believe to be best qualified for the position. Supplemental information on a candidate typically includes: the size of the organization for which the person works, reporting relationships, budget responsibility, the number of people supervised, related experience and reasons for interest in the position. Any other specific information will be dictated by the criteria set forth in the Recruitment Profile. The purpose of our progress report is two-fold. It allows you an opportunity to review the candidates prior to the conclusion of the search and allows us to receive feedback on the caliber of the candidates recruited. In this way, you will not be surprised by the candidates, as you will have seen their qualifications prior to the final interviews. Of course, we are flexible and may consider other individuals as final candidates who are subsequently identified and were not included in the progress report. Candidate Evaluation We will interview (either in person or via video-conference) those candidates whose qualifications most closely match the criteria established by you. We will examine their qualifications and achievements in view of the selection criteria. Additionally, we will verify degrees and certifications and gather newspaper articles via the Internet. As part of our process in evaluating candidates, we make telephone reference checks. In conducting these references, it is our practice to speak directly with individuals who are, or have been, in a position to evaluate the candidate's performance on the job. These references and our evaluations provide you with a frank, objective appraisal of the candidates. We will conduct preliminary references on candidates to be interviewed, and will finalize these for the top one or two candidates. Final Reporting/Client Interviews We will assist you in scheduling final candidates for interview with your organization, and will send the candidates packets of information which we obtain from you (e.g., information about the organization and the geographic area, budgets, etc.). We will prepare a brief written report for those candidates most nearly meeting your specifications, and will provide you with interviewing/selection tips, suggested interview questions, and rating forms for your use. Candidates will not be ranked, for we believe it will then be a matter of chemistry between you and the candidates. We will conduct a "briefing session" immediately preceding your interviews to make sure that the process flows smoothly, and will assist you in a "debriefing" immediately following the interviews. Once we finalize references on the top one or two candidates, and conduct credit/criminal/civil litigation/motor vehicle record checks through an outside service, we will provide you with a detailed, supplemental written report. Special Assistance Our efforts do not conclude with presentation of the final report. We are committed to you until a successful placement is made. Services that are routinely provided include: ~ Arranging the schedule of interviews and the associated logistics for final candidates; ~ Advising on starting salary, fringe benefits, relocation trends and employment packages; ~ Acting as a liaison between client and candidate in discussing offers and counter offers; ~ Conducting a final round of reference checking with current employers (if not previously done for reasons of confidentiality); and ~ Notifying unsuccessful candidates, who were not recommended for interview, of the decision. I I New Ideas, Trusted Consultants. ~ ALLIANCE - RESOURCE CONSULTING LLC THE POWER OF PARTNERSHIP One Wodd Trade Center, Suite 1155, Long Beach, California 90831 (562) 901-0769 - FAX: (562) 901-3082 www.a1lianceresourceconsulting.com COMPANY: fl (' C-L( ~ Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceptional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceptable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating(1-10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc .... u z: .... CI ... z: CI U ..... cr I- o I- .... :z .... ..... cr I- ..... cr z: o City of Iowa City City Manager August 6, 2007 .. rt\rcus~ PUBLIC www.arcus.net Arcus 101 West Elm Street, Suite 330 Conshohocken Pennsylvania 19428 610.834.1221 Arcus 600 North Second Street, Suite 100 Harrisburg, Pennsylvania 17101 717.703.3200 local 877.570.8040 tollfree I rArcus. PUBliC City of Iowa City City Manager August 6, 2007 .. 1'\t:CUS~ Pu b lie August 3, 2007 Sylvia A. Mejia Personnel Administrator Office of the City Clerk 410 E. Washington Street Iowa City, IA 52240 Dear Mrs. Mejia: Arcus Public is very excited for the opportunity to assist Iowa City in their search for a new City Manager. Arcus Public's experience in placing the City Manager for the cities of San Antonio and Irving, TX provides us with the knowledge and experience needed to successfully execute this search. Recently awarded the City Manager search in McKinney, TX, the CIO search in Chandler, AZ, and the Director of Finance search in Tacoma, WA; Arcus Public continues to excel at executive search solutions across the nation. Our partnership approach and high quality of work fosters the level of comfort our clients value and deserve. This collaborative approach has enabled Arcus Public to conduct multiple searches for the majority of the clients we serve. Arcus Public is an Executive Search firm that specializes in identifying and placing exceptional executives within the Public Sector. We work with cities, counties and states throughout the nation to define the profile of the ideal candidate and target similar organizations from which we attract the best and the brightest for delivery to our client. We at Arcus Public differentiate ourselves from our competition by seeking out passive, as well as active candidates that will best meet the needs of our clients. By conducting searches in this manner we are able to provide a tailored pool of candidates rather than recycling the same candidates search after search. Arcus Public is a leader in providing Executive Search to the nation's largest cities and government agencies. A sampling of our recent placements includes: . City of San Antonio . City of Philadelphia . City of Dallas . Los Angeles World Airport . State of Texas . City of Tacoma . City of Los Angeles . City of San Jose, CA On behalf of Arcus Public, we would be thrilled to be your firm of choice to conduct this very important search! Please feel free to contact me directly at 877.570.8040. I look forward to speaking with you in the near future. Sincerely, {):.; $:~p ~ Chris Kennedy National Sales Manager Chris.Kennedv@arcus.net CC: Scott J Reilly, Vice President COMPANY PROFILE Arcus is an executive search firm. We specialize in identifying the nation's best and brightest executives, and delivering those individuals to our Public Sector Clients. Our Partners are typically city, county, state, and government organizations as well as authorities and non-profits. Since 1999 President and CEO R. Douglas Firestone has amassed a team of industry-experienced professionals with a shared vision and a common goal. The Vision - Better LeadershiD. Better Governance The Goal - Redefine the standard of excellence for Executive LeadershiD in the Public Sector Today, this dynamic company, headquartered in Harrisburg: 600 North 2nd Street Harrisburg, PA 17101 is one of the fastest growing firms of its kind in the United States. Additional locations include our offices in Philadelphia: 101 W, Elm Street, Suite 330, Conshohocken, PA 19428, Pittsburgh: 8193 Thompson Run Road, Pittsburgh, PA 15237 and Los Angeles: 10635 Santa Monica Blvd., Suite 360, Los Angeles, CA 90025. Recognized as a leader in public sector executive searches, Arcus has attained "preferred" vendor status or an exclusive relationship with the majority of its client partners. While earning the confidence of our clients from coast to coast, we have managed to grow the firm nearly 260 percent since its inception Our Mantra - Exceptional Talent. Total Confidence. WHY ARCUS? We are different. As a company, our strengths lie in our people, our passion, and our commitment. Arcus employs an extremely talented group of professionals that bring a diverse set of skills and an average of 10+ years of experience in government and private sector venues. Extraordinary, trusted client partnerships have separated us from others in the industry. Embracing a small business approach has enabled the entrepreneurial spirit of Arcus, while also ensuring a personalized approach and customized solution for our partners. It is our unique understanding of the complexities of the public sector that gives us an edge. We know what to challenge potential candidates on, and we know how to discern and qualify the very specific set of skills an executive needs in order to succeed within the public realm. Our particular expertise lies in our ability to reach out to and ultimately attract the best and the brightest into the public executive domain. Short and long term, Arcus is looking for valued, long lasting partnerships, where we can have a real and positive effect for our client. Our Public Sector Team provides a full range of customized executive recruiting and management consulting services. Particular areas of expertise lie within strategy, human resources, process and solutions. We have served in an advisory capacity to city, municipal, and state governments across the country. rArcus- 1 Exceptional Talent. Total Confidence. ™ P U 811 C Historically, our specialized executive recruitment services have been client driven. By building strong client partnerships, and practicing arduous due diligence, we gain an invaluable understanding of the mission, motivation and culture of our client. This has allowed us to successfully recruit across all departmental disciplines and ultimately to provide top executives to an array of governmental agencies and authorities. (e.g. Information Systems, Engineering, Health and Human Services, Water Utilities, Economic Development, Assistant City managers, City Managers, etc.) WHAT WE DO 01 FFERENT Our executive search goal is to specify, identify, qualify, and deliver top-level executives. After consulting with client executives and stakeholders, we utilize a systematic search methodology to customize and tailor the ideal candidate and position profile to meet the specified need. Targeting organizations that are similar to our client, we set out to find individuals that meet and exceed the background, education, experience, and personal characteristics required. This is done in a highly confidential manner and in compliance with applicable legal standards. Once a potential candidate has been identified, they will enter into a rigorous qualifying process to further establish the ''fit''. A comprehensive Confidential Report on each of the selected candidates is prepared to include pertinent information relative to the candidates work history and background. A professional appraisal of the candidates' competencies compared to the specific requirements will be provided as a continuum to the Report. In the form of a Binder Presentation, we meet with the stakeholders to make our recommendations. We deliver individuals that are competent, qualified, and capable. We deliver individuals that want the job. We deliver solutions. 2 ~ l~CUSw Exceptional Talent. Total Confidence. ™ PUBLIC Individuals Assigned to Searches: Scott Reilly, Vice President will provide executive oversight and quality assurance to the Search. Scott serves as the last Arcus 'hurdle' that all Executive candidates must leap in order to make the final cut for promotion to the client for consideration. He is the final point of quality control for every Arcus Executive Search. With more than 15 years of experience in sales and sales management, Scott provides Arcus with a valuable background in new business development, contract negotiations, market analysis and strategic planning. He has worked directly with City Managers, Chiefs of Staff for Governors, Mayors, Commissioners and Executives of cities, states and authorities across the country. He has held various positions from account manager, sales manager, district sales manager, regional sales manager and VP of sales in a variety of industries. r....".CC;'...,j'.. i,...... ..... /'. .- < . \ .. l. . .,,,, .. , C." '\ F;;"\'..~.'..<'.' .. ~ \ \~1" J. -~ During his tenure with Arcus Public Scott has managed numerous Public Sector executive searches including: City Manager searches in the Cities of San Antonio and Irving, as well as the current City Manager search in the City of McKinney. Scott has also managed a bundle of other searches for executive directors and assistant city managers. Chris Kennedy, National Sales Manager, will be the engagement partner dedicated to this project. During this engagement, he will be responsible for everything from the client and key stakeholders meeting to developing of the specific profile and parameters. With more than six years of sales and account management experience, Chris has been responsible for building and managing major accounts, contract negotiations, marketing initiatives, and strategic business development for national accounts. He joined the Arcus Public team as the National Sales Manager. He has worked with many clients throughout his career and has been charged with staff training, RFP development and building new business. Chris has built strong and long lasting relationships with both clients and candidates enabling him to build a vast network of contacts through multiple industries. Lisa Pursel, Executive Recruiter, will be dedicated to this project. During this engagement, Lisa will be responsible for identifying, profiling, and the initial screening of all candidates. She will assist in coordinating interviews, soliciting feedback, and conducting professional reference checks. Additionally, her role will include qualifying potential candidates, conducting interviews of candidates and may be involved in the presentation of the final candidates to the stakeholders for consideration. ~i\rcus- P U 811 C 3 Exceptional Talent. Total Confidence. ™ With more than 10 years of diverse experience within the industry, Lisa offers a strong background in Human Resources and Executive Recruiting. She holds her Professional Human Resources designation and offers a valuable perspective to the recruiting process. She has built trusted, long-lasting, invaluable relationships with the clients she has worked with and her goal is to identify the best candidate for the search assignments for our clients. Ben Allatt, Executive Recruiter, will be dedicated to this project. He will be responsible for recruiting, profiling and all initial screening of candidates. Ben will be responsible for gather previous work product, news and Internet background checks and conducting and coordinating face-to-face interviews with all the candidates. With more than 10 years of industry experience, Ben has placed a variety of executives nationwide. Ben consummate professionalism and ability to convey and match the client's opportunity to the candidate's career goals has been a proven success. His highest goal is to achieve a "great match" when completing all search assignments for our clients. ~ i\rcus. 4 Exceptional Talent. Total Confidence. ™ PUBLIC Arcus Searches City ManaQer and Assistant City ManaQer Searches All searches in this section were run by Scott Reilly City of San Antonio City Manager Assistant City Manager City of Irvina City Manager Assistant City Manager City of McKinnev City Manager - Current Search City of Tacoma Assistant City Manager City of Mesa Deputy City Manager Citvof Lynwood Assistant City Manager Other Relevant Searches City of Los Anaeles General Manager Department of Aging Director of Sanitation Director of Los Angeles Zoo Chief Information Officer City Engineer City of Irvina Fire Chief Director of Human Resources City Attorney Director of Finance City of Dallas Chief Information Officer Assistant Director Water Department Assistant Director of Information Services Public Information Officer City of Mesa Director of Human Resources - Current Search ~ i\rcus. 5 Exceptional Talent. Total Confidence. ™ PUBLIC City of Ft. Worth Chief Information Officer Emoloyees Retirement System of Texas Chief Information Officer Development Manager Director of Benefits State of Texas Executive Director Department of Information Resources City of Philadelohia Chief Information Officer Los Anaeles World Airoorts Chief Information Officer - Current Search City of Atlanta Chief Information Officer City of Lynwood Director of Human Resources Deputy Director of Development Assistant Director of Public Works City of San Jose Deputy Director of Administration Deputy Director of Integrated Waste Management Philadelohia Police Deoartment Chief Information Officer City of Tacoma Director of Finance - Current Search Roanoke Redevelooment & Housina Authority Executive Director State of Florida Chief Information Officer City of Chandler Chief Information Officer - Current Search Washtenaw County Community Development Director - Current Search 6 ,-- l'\rCUS. Exceptional Talent. Total Confidence. ™ PUBLIC Description of a Past City ManaCler Search The best way to illustrate our method and approach to perform this search is to outline the process we went through when we performed the City Manager Search for the City of San Antonio, Texas. This search began at the beginning of 2005 and finished in March of that year. Process The following is an outline of the individuals which we interviewed for our stakeholder meetings: . San Antonio Mayor Ed Garza . All 10 City Council members . All 6 Assistant City Managers . Interim City Manager . City Auditor . City Clerk . Former Mayors Lila Cockrell and Henry Cisneros . Former Mayor and County Manager Nelson Wolff . Mayoral Candidate Phil Hardberger (who is the current Mayor of San Antonio) . Police Chief . Fire Chief . Greater San Antonio Chamber of Commerce Chairman & President . Hispanic Chamber of Commerce Chairman & President . South San Antonio Chamber Chairman & President . Women's Chamber Chairperson & President . Educational Leaders from universities and school district . San Antonio Water System Chairman & CEO . San Antonio Housing Authority Chairman & CEO . CPS (San Antonio Utility company) Chairman & President . Former City Manager Alex Briseno . Civic Leaders Upon completion of the stakeholder meetings Arcus provided two unique profiles. The position profile included not only the requirements the successful individual would possess but also what they would be doing on a daily, weekly and monthly basis. This profile was critical in analyzing the potential candidates' previous experience. The second profile was the candidate profile. This profile allowed Arcus to define the type of individuals that will be successful in San Antonio. A recruitment brochure was created and agreed upon by the key stakeholders and advertisements were posted on the appropriate websites. We started our recruitment process and created a targeted list of individuals and entities that meet the specific criteria established by the stakeholders. We proactively recruited passive candidates and spoke with them about the opportunity with San Antonio. 7 ,.- i\rcus. Exceptional Talent. Total Confidence. ™ PUBLIC Each candidate was screened and met face to face or via video conferencing. They were qualified and verified as to their specific experience. Background checks and web searches were completed on the entire finalist list prior to presentation to the stakeholders. Eight candidates were selected for formal presentation to the Mayor and Council. The Mayor and Council elected to bring in five finalists for interviews with the City. Each candidate interviewed with various panels, made a PowerPoint presentation of a relevant topic and participated in numerous meet and greets with city and community leaders. A final candidate was identified and provided a helicopter tour of San Antonio. The compensation was negotiated and the City Council approved the hiring of Sheryl Sculley. Results The outcome of the service provided for the City of San Antonio was the hiring of Sheryl Sculley. San Antonio is the 8th largest City in the country and the 2nd largest City governed by the City Manager form of Government. This was and still is the highest profile City Manager search in the last three years. Sheryl Sculley was previously the Assistant City Manager for the City of Phoenix and had held the position for 14 years prior to leaving for San Antonio. Special Circumstances This was an extremely challenging search due to several issues. The search was started prior to an election in which the Mayor was term limited out and numerous City Council seats were being contested. Due to the political climate, the search was slowed, a new Mayor was elected and 5 of the 10 Council seats changed. Arcus was able to maintain Ms. Sculley as a candidate through the process and work with the new Mayor and Council for the successful placement. Ms. Sculley has been extremely successful in her position and the City of San Antonio is thriving as a result. ~ .L~CUS- 8 Exceptional Talent. Total Confidence. ™ PUB LI C References All listed executive searches were performed by Arcus Public as the sole contractor. Arcus was completely responsible for the management and completion each of the searches mentioned. Citv of San Antonio - City Manager Search - 2005 Sharon De La Garza Director of Human Resources 111 Plaza De Armas San Antonio, Texas 78205 210-207-4016 sdelaaarza@sanantonio.aov Citv of Irvina - City Manager and Assistant City Manager Searches -2006 Herbert A. Gears Mayor, City of Irving 825 W. Irving Boulevard Irving, TX 75060 972-721-2493 haears@citvofirvina.ora Tommy Gonzalez City Manager 825 W. Irving Boulevard Irving, TX 75060 972-721-2521 taonzalez@citvofirvina.ora Citv of Mesa - Deputy City Manager Search -2007 Chris Brady City Manager 20 East Main Street Suite 750 Mesa, AZ 85211 480-644-2066 chris.bradv@citvofmesa.ora Julie Yu Assistant Director of Human Resources 20 East Main Street, Suite 750 Mesa, AZ 85211 480-644-2367 iulie. vu@citvofmesa.ora ,.- i\rcusw 9 Exceptional Talent. Total Confidence. ™ PUBLIC Citv of Tacoma - Assistant City Manager Search - 2006 Eric Anderson City Manager City of Tacoma 747 Market Street Tacoma, WA 98402 210-207-4016 Eric.Anderson @citvoftacoma.orQ Tansy Hayward Assistant to the City Manager City of Tacoma 747 Market Street Tacoma, W A 98402 253.591.5130 Tansv. Havward@citvoftacoma.orQ 10 ~ .L~CUS- Exceptional Talent. Total Confidence. ™ PUB LI C Proposed Work Plan 1. Developing the Candidate Profile Arcus' approach to executive searches is a very personal and systematic one. Our success is very much dependent on the access and information granted us by the client organization, so that we can gather all the information possible to have a true understanding of the client's needs. Only if we know the organization intimately and develop a very thorough and detailed profile of the ideal candidate, can we be assured of the right match for the organization and the individual who is ultimately selected. We pride ourselves in the value add we bring to the table by working with the client to develop the profile of the ideal candidate from which to conduct our search. We do this by spending a great deal of time with the chief decision makers, elected officials, etc. at the very beginning, learning the history of the position, the mission and goals of the Organization, the past successes and failures of the position, staff, budget and virtually everything the selected candidate would need to have experience and success addressing. In order for us to locate the ideal leader for an organization, we must know where that organization wants to go and what it will take to get it there. Each search is different and we invest as much time in getting to know the style and organizational culture of our client as we do getting to know each candidate under consideration. We develop a strong relationship with the decision makers and people with whom the potential candidates would be working to ensure the right match. We spend time with the decision maker(s) to understand their idea of the "ideal" candidate, their own management style, and what the position means to them and to the organization. We learn and adopt the Organization's vision, so that we are able to recruit candidates who will embrace those goals and lead a strategy that will support that vision. We prefer to interview other successful executives at the peer level of the vacant position to get an understanding of the kind of leaders who are successful in the Organization. We also find it valuable to interview some subordinate level staff, if possible, to assess some of the challenges or strengths within the current resources that the incoming executive would find. These early stages of the search are, in our mind, the most important. Our entire search team, including our assigned recruiter(s), is involved in this information gathering/ relationship process from the beginning so we all know exactly what our client is seeking in applicants and are qualifying candidates on the client's organizational culture. For national searches, our team also investigates the community in which the position resides. We investigate the public and private school options, and even spend time with a realtor to get a feel of the local housing market for relocation. All of this helps us when we screen and sell candidates on the position. ,- .L'\rCUsw 11 Exceptional Talent. Total Confidence. ™ P U 811 C From the interviews and fact gathering, we will prepare a comprehensive Candidate Recruitment Profile for the position, with the desired qualifications and characteristics, for approval by the Client's designee(s). It is from this customized Profile that we conduct our systematic search. 2. Input from Stakeholders The first steps in any search begin with our onsite stakeholder meetings. The purpose of the stakeholder interviews is to allow Arcus an intimate understanding of the organization, the people and the environment. These interviews are how we develop the two key profiles in which the search is built around. The first profile is the position profile. The position profile includes not only the requirements the successful individual will possess but also what they will be doing on a daily, weekly and monthly basis. This profile is critical in analyzing the potential candidate's previous experience. The second profile is the candidate profile in which we spoke previously about. This profile allows Arcus to define the type of individuals that will be successful in your organization. The stakeholder meetings begin with developing the list of individuals that will be working directly with this person. This list would include the Mayor, the City Council, important civic and community leaders, the Human Resource Director and all direct reports of the City Manager. Arcus is committed to spending as much time as necessary on the stakeholder meeting to ensure a successful placement. The stakeholder meetings are approximately one-hour interview session in which our team will ask probing questions to what will make the candidate successful. These are generally done on an individual basis. 3. Candidate Pool Arcus is a relationship driven, select targeting firm. We use our own internal database to draw upon potential candidates with whom we have built relationships and/or referrals. We use the telephone to reach out to referrals and candidates initially. We use the Internet as well as select research firms to investigate credit, criminal and other background checks as well as to obtain any written publications authored by, or regarding, the candidates. Beyond this limited use of technology, our efforts are all carried out in person. We post the job on the Internet or advertise in print as required by the client organization. Even our utilization of networks of professional or trade associations, is done in person. This personal approach is how we have been most successful in targeting and attracting the best and most diverse selection of candidates. Each Arcus recruitment effort is customized specifically to the client organization's needs and preferences. One of the additional values achieved from the time we spend in the beginning is getting to know the client organization and its culture and obtaining mutual agreement on a process that works for both of us. While we have a very strict and systematic internal qualifying/screening process, it is only visible to the client in the result it produces. Any processes external to our ~ i\rCus. 12 Exceptional Talent. Total Confidence. ™ PUBLIC qualifying/screening process may be modified to accommodate the client's organizational needs. 4. Arcus Process in Screening While the general steps outlined herein are the basis of the Arcus search, flexibility is built into our model to accommodate a particular client's preferences. Our search is customized to best meet the needs of our client and as long as we are not asked to forego steps to ensure quality, modifications or additions can be made. Sourcing/Recruiting Candidates Our Senior Executive Recruiters (100% dedicated to this search) will identify candidates who have been successful in like organizations in similar positions. We search from a variety of sources to ensure development of a broad representative pool in terms of affirmative action efforts and experience; including our own network of contacts and files; public or private entities, professional and other associations and organizations related to the position and referrals. We do targeted advertising in publications specific to the position. Targeted Recruiting Arcus maintains a national database through extensive networks in industry specific business groups, trade and professional organizations. To further ensure a diverse candidate pool, we also source candidates from professional organizations and networks that are ethnic and gender specific. We reach out to a variety of sources to collectively find the best talent available. As a result of our previous and ongoing recruiting efforts within government and quasi-government organizations, (local, city, county, and state) Arcus has, and continues to build, an expansive network of candidates that includes the best and the brightest in the public sector. That network of candidates exemplifies our professional commitment to building valued relationships, knowing the individuals' experience and leadership styles, and understanding their needs and career goals. By operating within these guidelines, our deliverable to our client results in being a known and trusted entity. Screening/Qualifying Candidates Our Senior Executive Recruiter conducts preliminary screening interviews of all in- house candidates and the most promising candidates to determine their qualifications, pertinent accomplishments, experience, ability to meet special needs of the position and their interest in being considered. Preliminary screening will be based on a resume rating instrument developed from criteria contained in the customized Candidate Recruitment Profile, information contained in the resumes submitted to Arcus, and Arcus' knowledge of the people and organizations with whom and in which we work. At this point in the search, our recruiter is also securing rt\rcus. 13 Exceptional Talent. Total Confidence. ™ PUBLIC preliminary, confidential reference information on the most promising candidates (as available and appropriate) to verify experience and qualifications; Le., to ensure that it is worthwhile proceeding with them. After qualifying the best candidates into our process, those individuals are subjected to two more rounds of interviews by additional Arcus Executive staff. The same criteria are used, but the emphasis here, is on organizational and cultural fit, and political acumen. This process assures the quality we demand of the short list of semi-finalists that are selected. All candidates are met face-to-face when possible. If the face-to-face interviews cannot be arranged then video conferencing is arranged to ensure that the recruiters and executives within Arcus are comfortable with the candidates they are presenting for consideration. Investigation When all members of the Arcus qualifying team have agreed that the candidate fits the desired profile we begin extensive background checks to include: criminal, education, and financial investigations. Reference calls are completed. Political Internet searches are conducted. This entire procedure is intended to further eliminate unqualified candidates, and to validate the credentials of the final candidates in process. Selecting Finalists for Promotion to Client From our rigorous qualifying process and investigation, Arcus typically narrows the field of qualified candidates to the top 6-8. We present all of the Client's designated representatives with a comprehensive book of material on each of the selected individuals. These books contain summary profiles, resumes, applications, articles by or regarding the candidate, pertinent work product, and photographs of those candidates whose qualifications, work experience, achievements, and/or other special qualities qualify them for the position. This comprehensive Confidential Report on each candidate covers not only the candidate's working career and those personal aspects that are relevant to the position, but also our appraisal of how the candidate's competencies compare to your specific needs and environment. Arcus and the Client's representatives will meet to review the detailed contents of the book. 5. Internal Candidates Arcus always screens and evaluates those applications and resumes received by the Client from in-house or outside applicants to insure, on the client's behalf, that the process is considered fair to all applicants and to determine if any of these individuals are qualified, viable candidates. We encourage/invite qualified minority and female candidates to enter the candidate pool. Often, at the client's preference we keep all in-house applicants in process until the final qualifying phases of the 14 ~ l'\rCUS- Exceptional Talent. Total Confidence. ™ P U 8 LI C search process, unless it is clearly established that certain individuals are not qualified. We review, evaluate and acknowledge in writing all applications and resumes received. Additionally, we ask that all solicitations for consideration made directly to the client be forwarded to Arcus immediately to avoid duplication of efforts and take work off the client's shoulders. 6. Client Selection of Candidates for Interview The finalist interviews would be in two phases. The first phase would be an oral presentation accompanied by a visual presentation. We typically ask all candidates to prepare a twenty-minute presentation in a power-point format. This presentation can be on a topic agreed upon by Arcus and the client. The purpose of this presentation is to allow the selection committee to see how the candidates communicate their thought process and the candidate's ability to effectively express those thoughts to their audience. The second phase of the interview is the formal interview. This involves the same set questions asked to each candidate by the same panel member. This allows the selection committee to evaluate each candidate on a fair and equal field. These questions are agreed upon in advance with Arcus and the selection committee. Arcus will be involved throughout the entire interview process to facilitate the interviews. 7. Selection of Finalist Arcus would work closely with the Mayor, the City Council and Human Resource Director for selecting the finalist. Arcus will make a portfolio presentation to the key stakeholders which will include; the resume, a brief bio written by the candidate, a description of the candidate's strengths and weaknesses, and an answer to the questions 'Why Should I be the Next..." Upon our face-to-face presentation of the finalists, with our recommendations and comprehensive background information, we require that the Client select the number and names of the candidates it wishes to interview in person. Upon the Client's direction, Arcus personnel will coordinate with Client personnel to arrange interviews with the top candidates selected for consideration. Arcus will work with the client to coordinate any travel or accommodation details that may be needed for each outside candidate. ~ l~CUSw 15 Exceptional Talent. Total Confidence. ™ PUBLIC 8. Hiring Once its time for a hiring decision, Arcus will provide assistance on final employment matters, such as the negotiation process with successful candidates and notification to unsuccessful candidates. Any candidate that is presented for consideration will have been pre-qualified on the salary range, benefits and relocation package. Once the finalist has been selected it is our standard practice that the client sends a formal offer letter to Arcus on behalf of the successful candidate. Arcus will facilitate the signature and closing of the process. ,.- .L~CUS~ 16 Exceptional Talent. Total Confidence. ™ PUB 1I C 9. Proposed Timeline Day 1 Day 2 Day 3 Day 4-10 Day 15 - Day 60 Day 70 Day 80 Day 90 Day 95 - . Deadline for RFQ's from Executive Search Firms . Evaluation and selection of Search Firm . Arcus to negotiate and finalize contract. . Facilitate a meeting to discuss timelines, recruitment process and plan for completing the Position and Candidate Profiles . Arcus to meet with identified stakeholders to begin the due diligence process . Simultaneous indust research takin lace . Arcus presents draft of Profile . Finalize Profile . Search Firm conducts recruitment to include: o Journals, personal contacts, websites, etc. o Place advertisements o Review resumes . Progress Report-Check for quality and diversity of applicants. Determine need to target any specific group or area. . Review and qualify all potential candidates . Arcus concludes the recruitment campaign . Review and finalize candidate selection to be presented . Arcus conducts reference checks of finalists to include: o References for finalists are contacted and background checks completed o Newspaper search conducted on finalists o Finalists are advised of status and further instructions given to continue assessment rocess . Presentation of 6-8 qualified candidates to the Selection Panel . Arcus will facilitate a review of the final candidates . Conduct first round of candidate interviews with the Search Committee and key stakeholders . Finalize decision on the candidate of choice and negotiate employment agreement with the candidate . New City Manager named. rt\rCUSw PUB 1I C 17 Exceptional Talent. Total Confidence. ™ Arcus Statement on Diversity Diversity is one of our core values, as well as part of our heritage. ~~ It acknowledges and celebrates the richness and value created by the differences among our employees, our customers, our service offerings, and our businesses. It is about people, backgrounds, lifestyles, ideas and balance between our work and personal lives. It is about maximizing the contributions from all members of our team so that we deliver greater value to our customers. It is about valuing differences. It is not a code word for affirmative action. It is much larger than that. It is about valuing differences. It is about inclusion. It relies on standards of performance and behavior, which lead to mutual respect. Diversity is about effectively using our collective talent to create a competitive advantage that leads to success - both for our internal support staff and contract workforce. Arcus is truly committed to effectively recruiting and maintaining a diverse workforce. Arcus maintains an Affirmative Action Program and policy to afford equal employment opportunity to all without regards to race, color, religion, sex, national origin, sexual orientation, handicap or disability or status as a disabled veteran or a veteran of the Vietnam War era. We take affirmative action to ensure applicants for employment and employees are treated without regard to these characteristics. The sole basis for decisions regarding employment status has been, and will continue to be, an individual's qualifications, and based only on valid, non-biased job requirements in positions being filled. To carry out our policy, the commitment includes, but is not limited to: recruitment, hiring, promotions, transfers, compensation, benefits, layoffs, terminations, educational tuition assistance and company sponsored training and recreational programs. Arcus employs responsible reporting and monitoring procedures to ensure that all personnel actions are in strict compliance with the Equal Opportunity Policy and our Affirmative Action program. We are further committed to being an Equal Opportunity Employer by various federal, state and city laws on fair employment practices, All of Arcus' advertising reflects these same important standards. 18 ,.- i\rcus. Exceptional Talent. Total Confidence. ™ PUBLIC COMPANY: A fJ eY T Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceptional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceptable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 -10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc PROPOSAL FOR IOWA CITY RECRUITMENT FOR CITY MANAGER ~ AVERY a \ \ 0 ( i ate \ William Avery & Associates Management Consultants OWNERSHIP AND COMPANY J PROFILE ---.-------- PROJECT TEAM ASSIGNED QUALIFICATIONS SERVICES PROVIDED REFERENCES GUARANTEES AND ETHICS TIME LINE August 1,2007 Sylvia Mejia, Personnel Administrator City of Iowa City Office of the City Clerk 410 E. Washington St. Iowa City, IA 52240 Dear Ms. Mejia: p;;~ AVERY associates Los Gatas Santa Cruz + San Luis Obispo + Bend, OR Thank you for the opportunity to submit our proposal in consideration for executive recruitment services for the City of Iowa City. We feel well suited to fulfill your executive search requirements based on our track record of successful recruitments, our service approach, and overall recruitment expertise. A very Associates is a San Francisco Bay Area based consulting firm, which specializes in Executive Search and Labor Relations consulting. While we often conduct national recruitments, the majority of our business base is in the western states. Our home office is located in Los Gatos, California, a suburb of San Jose. Our company was incorporated in 1982, with a primary emphasis on labor relations. In 1997, the firm started a search practice with a focus in both the private and public sectors. During the high technology "meltdown" in 2000, we shifted our recruitment focus exclusively to public sector recruitment and an occasional not-for-profit assignment. Since that time, our recruitment practice has evolved into one of California's leading municipal executive search entities. During the past three years, we have completed between 40-50 executive recruitments annually. Our goal is to expand and maintain a practice focused in the western states. While the majority of our clients are in California, we also have clients in Washington, Oregon, Arizona and Colorado. We take great pride in our ability to provide our clients with positive recruitment service and exceptional results. We would be honored to include the City of Iowa City among our clients and are confident you will be pleased with the results and service level from our executive search services. Following your review of this proposal, it is our hope that our knowledge and background in municipal recruitment and in your specific recruitment needs will provide the basis for positive consideration of our firm. This proposal of recruitment services contains the following information: 1. Ownership and Company Profile 2. Project Team Assigned 3. Qualifications 4. Services Provided 5. References 6. Guarantees and Ethics 7. Timeline If you have any questions regarding our services or this proposal, please do not hesitate to call Paul or me at 408-399-4424. Sincerely, William Avery & Associates, Inc. Labor Relations/Executive Search 3Y, N. Santa Cruz Ave., Suite A Los Gatos, CA 95030 408.399.4424 Fax 408.399.4423 www.averyassoc.net ~ '.jj:~:i~:, ~ I STATEMENT OF QUALIFICATIONS FOR THE CITY OF IOWA CITY RECRUITMENT FOR THE NEW CITY MANAGER 1. Avery Associates - Ownership and Company Profile A very Associates is a Los Gatos, California based Management Consulting firm incorporated in 1982 and owned by Bill Avery. The initial focus of the firm was Labor Relations as representatives of management. In 1997 the company expanded into the area of Executive Recruitment. Avery Associates now has a staff of 10 of which eight are dedicated to the recruitment practice. The growth of the firm recently resulted in the opening of offices in Santa Cruz, San Luis Obispo and Bend, Oregon. Our firm currently has two Principals and several key Consultants. Bill A very heads the Firm and the Management/Labor Relations practice in addition to participating in key searches. Paul Kimura is the Principal who oversees the Search and Recruitment practice. Ann Slate, Cris Piasecki and Gary Rogers form the core recruitment team for the firm. Jackie Collins, Canela Bermea and Leah Jakusovszky handle administrative support. Anne Matteini oversees contracts and finance. Ellen Aldridge works with Mr. A very in the labor relations practice. We offer a unique recruitment service as the background and capabilities of our firm Consultants gives us the ability to provide recruitment services that positively differentiates us from other strictly public sector search firms. We do so by incorporating private sector search methodologies into our public sector recruitment process, and combining "best" practices from each of the sectors in which we operate. . I 2. Project Team Assigned ~ Bill A very or Paul Kimura serve as the Principal in charge of all recruitment projects. Mr. A very or Mr. Kimura will be personally involved in all client meetings, development of position specification, outreach strategy, interview and assessment of candidates, presentation of candidates and participation in the final interview process with the client, and will be available throughout the search process to provide other related consulting serVIces. Our approach to a recruitment project is heavily reliant on a team approach. In every assignment we would have Ann Slate, Gary Rogers or Cris Piasecki serve in the critical role of Senior Recruiter/Outreach Coordinator. .. I 3. Qualifications ~~ Bill Avery and Paul Kimura are the two firm Principals who will lead the Avery project team. The senior recruiters include Ann Slate, Gary Rogers, and Cris Piasecki. Senior recruiters assist in the development of the search strategy, conduct the majority of the outreach effort, and as-needed will assist in the qualifying of candidates for interview, development of candidate assessments, and completion of reference interviews. Ms. Slate is formerly the HR director for the City of San Luis Obispo; Mr. Rogers is the former HR director for the Town of Los Gatos; and Ms. Piasecki is a former recruitment director in the high technology field. Due to the timing variations of a recruitment cycle, our recruiters are able to provide dedicated support to several assignments simultaneously. The professional profiles of Messrs. A very, Kimura and Rogers; and Ms. Slate are enclosed with this proposal. Avery Profi Ie William Avery William Avery founded his successful management consulting firm in 1981. He has directed William Avery & Associates in service as a Labor Relations and Executive Search consultancy, serving personal~ as a chief negotiator, trainer, and representative in grievance and disciplinary matters. ~~ AVERY A specialist and wide~ recognized expert in employer-employee relations, he has served as a Ciry Manager (Los Gatos) and Assistant Ciry Manager. While Ciry Manager. he was President of the Santa Clara Counry Ciry Manager's As- sociation and Chair of the Counry Employee Relations Service. ass 0 ( j ate s William Avel)' &: Associates Management Consultants 3\"2 N. Santa Cruz Ave, Suite A Los Gatos, CA 95030 408.399.4424 Fax: 408.399.4423 Bill has lectured at De Anza College, San Jose State Universiry, and Stanford Universiry. and regular~ makes presentations for the League of California Cities, CALPELRA, and other public sector organizations. Building on his personal track record of success, he expanded the firm's focus to include increased emphasis on public and private sector search. He added proven industry professionals with expertise in these areas. The result has been to create an exceptional~ strong management consulting firm, now known as Avery Associates, with the expertise to provide the full range of services reQuired for successful public or private sector executive search. A key measure of the firm's success has been the many long-term relationships that he and his staff have established with clients. Bill holds B.A. in Political Science and an MPA from San Jose State Universiry, where he was graduated with highest honors. EXECU riVE SE/\~ClI IIUMi\N RESOURCES CONSUlIINC Avery Profile Paul Kimura Paul Kimura brings a uniQue combination of recruitment and business experi- ence to Avery clients. ~~ AVERY Paul is involved in leading both private and public sector professional searches. He has been both a corporate recruitment director and HR director for a number of high technology companies, ranging from Fortune 500 firms such as Novell and National Semiconductor to a Silicon Valley start-up. His proven recruitment and HR generalist skills help him bring forward the best available candidates and properly assess their skills and "fif' with client organizations. associates Indeed, many of the recruitment strategies and tactics incorporated into the Avery search process are a direct result of Paul's extensive recruitment experience in the high technology industry. William Avery & Associates Management Consultants 3Y2 N. Santa Cruz Ave, Suite A Los Gatos, CA 95030 408.399.4424 Fax: 408.399.4423 Paul has been a successful HR consultant, guiding clients through all aspects of Human Resources functions - compensation & benefits, employee and manage- ment training, performance management. and termination issues. He is skilled in areas such as strategic planning, executive coaching, separation negotiation, and organizational assessment and design. It's another service that Avery Associates is able to offer its clients because of the uniQue background of its principals - and Paul's extended skill set in Human Resources underscores the fact that Avery professionals "have been there" and understand your needs from a personal perspective. Paul holds a B.5. degree in Business Administration from San Jose State Universiry. He is active in professional HR organizations and in the communiry, where he has worked with a number of education, youth service, civic, business, and cultural organizations. "Just as Avery looks to form long-lasting relationships with its clients, I believe in making the same commitments within my communi~y." EXLCUTlVE SE/\RCH IIUM/\N RESOURCES CONSUL T INC Avery Profile Gary Rogers Gary Rogers joined Avery Associates in 2005 and conducts executive search and human resources consulting services. Prior to joining the Avery team. Gary served as Human Resources Director in the communities of Los Gatos and Arcadia and has 19 years of diverse local government experience. P'}~ AVERY With a commitment to the client's needs and attention to detail, Gary has engaged in more than one hundred executive level recruitments. He also provides human resources operational audits and special studies. He is dedicated to the continuous improvement of local government and regular\)' makes presentations to public sector organizations promoting collaboration and the enhanced delivery of service. associates William Avery &: Associates Management Consultants 31/2 N. Santa Cruz Ave. Suite A Los Gatos. CA 95030 408.399.4424 Fax: 408.399.4423 Gary has served as President of the Bay Area Employee Relations Service and was active in joint powers authority and municipal management organizations. He earned an M.P.A. from California State University. Long Beach where he received awards for exceptional research and academic achievement, and holds a Bachelor's degree in Public Administration from California State University, Chico. Gary works out of the Avery Associates' Bend. Oregon office. EXECUTIVE SE/\RCII IIUMAN RESOURUS CONSULT INC Avery Profile Ann Slate Ann Slate recentlY culminated a 22 year public sector career in Human Resources. She has worked for the Universiry of California, Santa Cruz, and the Pajaro Valley Unified School District. before transitioning into municipal government in the earlY 1980's. first with the Ciry of Watsonville. as their first Personnel Director. Ann spent the remaining 14 years of her career with the Ciry of San Luis Obispo. as the Director of Human Resources. P?~ AVERY She served as President of the League of California Personnel and Employee Relations Department. Chair of the Central Coast Cities' Self Insurance Fund, a risk management joint powers authoriry (two terms) and as President of the San Luis Obispo Counry United Way. She is a member of the International Personnel Management Association. and the California Public Employee Relations Association (CALPELRA). associates William Avery &: Associates Management Consultants 3Yz N. Santa Cruz Ave, Suite A Los Gatos, CA 95030 408.399.4424 Fax: 408.399.4423 Ann is a graduate of the Universiry of California, Berkeley. and did graduate studies at San Francisco State Universiry and Cal PolY, San Luis Obispo. Since her retirement in 2003 from the Ciry of San Luis Obispo. Ann has assisted a number of non-profit organizations and other cities with team-building. organizational goal setting, and recruitment for executive officers. Ann joined Avery in 2004. LXLCUTlVL SL,\I\ClI HUMt\N I\LSOUI\CFS CONSULT INC 4. Services Provided ~~ During the past 15 months, we've also completed City Manager recruitments for the cities of Los Altos, Greenfield Redding, Hanford, Los Altos Hills, King City, Vallejo, Half Moon Bay, Belmont, Rancho Palos Verdes and Emeryville. Currently, we are engaged with City Manager assignments for the cities of Los Gatos, Atherton and Colorado Springs. Below is a listing of the City Manager recruitments we've done within the last seven years. Position City Manager City Manager City Manager City Manager City Manager City Manager City Manager City Manager Town Manager Client City of Redding City of Reedley City of Pismo Beach City of Avalon City of Vallejo City of Gonzales City of San Marino City of Sanger Town of Los Gatos In these engagements, Paul Kimura and Bill A very were Principal Consultants for the assignments. All assignments required extensive participation in defining the ideal candidate and in the selection process. These searches were completed within six months. a. Recruitment Plan (1) Development of Candidate Profile and Organizational Assessment The initial assessment phase is a critical component of our search process. Our Project Lead will meet with the key decision makers and if appropriate, key stakeholders, to discuss the organizational needs, ideal candidate attributes, and position requirements and to formalize the job description. Our goal for this aspect of the recruitment process is to: . Understand the City priorities for each position. . Develop a clear understanding and consensus on the expertise, experience, education, performance attributes and operational style of the ideal candidate. . Discuss the goals, objectives, deliverables, and challenges related to this position. ~~ . Gain insight of the various organizational dynamics and departmental issues that exist within the organization. . Identify the compelling aspects to this opportunity. The formal position description and a subsequent ideal candidate profile would be developed from the above discussions and incorporated into the formal position announcement. The candidate profile is also utilized in various other means as a marketing tool, for advertising copy, postings, and for other announcements. (2) Development of the Search Strategy & Outreach to Potential Candidates The search strategy is developed in conjunction with the organizational assessment. The final approach is based on your input and considerations during the assessment activity. In all cases, we feel it is critical to develop a high level of visibility with a comprehensive outreach program supplemented by a focused targeted recruitment approach. We would incorporate the following elements into this search: . Development and contact of a targeted candidate list based on our extensive database of recruitment contacts, referrals and recommendations from key sources and other current and former incumbents or related personnel who have extensive contacts and networks in the area being recruited. . Job postings on Internet-based job boards and association-based web sites that are unique to these disciplines and/or to the public sector in general. . Research, which begins with identification and contact of current incumbents or other candidates who meet the profile, but are not actively seeking employment. This is the crux of our direct and aggressive phone and email outreach approach. It is our experience that despite extensive mailing, postings and announcements, many qualified individuals will not know of a position being available. . An extensive, personalized mailing campaign to individuals identified through the identification process described above. . Print advertising in various periodicals related to the various positions being recruited. These may include discipline-specific ~ periodicals, or general distribution magazines such as Jobs A vail able or League of Cities publications. . Development and distribution of the comprehensive posItIOn announcement to various city, county, and state departments, as well as agencies throughout the state and country. . Reaching out to ethnically based or gender based organizations via email campaigns and/or direct mail and phone outreach. (3) Candidate Assessment and Screening Our assessment process involves several "tiers" of evaluation. All candidates responding to this position will initially be evaluated based on their resume and if appropriate, an extensive phone "screening" by a firm Consultant. Candidates who pass the initial "qualifying" criteria are then scheduled for a formal interview with the Principal in charge of the project. These extended personal interviews typically take one hour and a thorough discussion and evaluation of their experience, accomplishments, management philosophy and interpersonal style takes place. Those individuals who appear to best fit the position requirements will have two initial reference interviews conducted and documented. The Principal who conducted the formal interview will also develop a written candidate assessment based on the interview. (4) Candidate Presentation Upon completion of formal interviews, a selection of candidates is made and presented to our client. We feel that our extensive qualification, interview and reference process will provide our client with a comprehensive evaluation of the recommended candidates. The final candidates are presented in our candidate presentation "book". Each finalist will have a file consisting of a candidate summary sheet, a resume, the candidate assessment report (based on the formal interview), and two candidate reference interviews. (5) The final Interview Process Once the final candidate interview group is identified, we will assist in the structuring of the interview process and coordinate the interview scheduling activity. Our firm will also provide candidates with guidance related to travel planning and hotel accommodations, as well as other interview planning issues. Generally, the client will secure the interview ~~ panelists for this phase of the evaluation. We can assist with development of the logistics and development of interview questions. We will attend the final interviews to observe and to actively facilitate the consensus deliberation upon completion of these interviews. Prior to or consistent with the final decision, our firm will also arrange for completion of a summary background check on the City's final one or two candidates. Costs associated for these background evaluations are included in the expense budget. (6) Appointment. Position Closure and follow-Up Based on the firm's experience in human resource management and executive search, we are able to assist our clients in formulating appropriate compensation and other employment arrangements. We will be available throughout our retention to assist in this process. This includes negotiating the terms and conditions of employment. I 5. References a. City of Emeryville, CA Nora Davis, Mayor 510.596.4376 b. Town of Los Gatos Joe Pirzynski, Mayor 408.356.3024 c. City of Rancho Palos Verdes Steve Wolowicz, Council Member 310.378.9911 e. City of Los Altos Valerie Carpenter, Mayor Pro Tern 650.941.0487 ~~ - I 6. Guarantees and Ethics ~ Whenever William A very & Associates, Inc. is retained, we make several guarantees and commitments to a client. Due to our experience, knowledge and success within the management consulting field, we assure a client that we will only present candidates who meet a substantial majority of the ideal qualifications that you have outlined. We are also committed to continue our search efforts until a successful candidate is employed. It is also our practice to replace a candidate who may voluntarily resign during the first year of his/her employment. This same commitment applies if the client finds it necessary to terminate or to request the resignation of the selected individual in the first year for reasons which would have precluded his/her employment had they been known at the time employment started. In either case, we invoice a client only for out-of-pocket expenses incurred in identifying a replacement. .. 7. Recruitment Timeline ~ Our experience reflects the approximate timeline from initial client meeting to offer acceptance will take a minimum of four months. The key activities and timeframes are as follows: Initial client meeting to identify and develop specifications Develop job announcement & secure related materials from client Advertising developed and website postings Print and distribute job announcement Outreach period Assessment/evaluation/referencing of candidates Candidates presented and discussed with clients final interviews Offer extended week 1 week 3 week 4 week 5 week 6-12 week 11-14 week 15 week 16-17 week >17 COMPANY, B ennejl far r r. Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceotional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceotable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 -10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc Bennett Yarger Associates 1501 3rd Street · Sacramento. CA 95814 916.443.2421 · Fax 916.443.5949 A Proposal to Provide Executive Search Services For a City Manager Search for the City of Iowa City, IA Request for Qualifications August 2, 2007 City of Iowa City 1 BenncttYars:er Associates "-' ExccU!I\C RCI'rllilcrs ond ,ijOi/ogClJlCIII COII.\lIllalllS ::Y9 Westloke Dril'c' \\c:;i Sacramcnio. C;\ 95605 ['cI916-.143-2421 . Fax 916-443-5949 TABLE OF CONTENTS Letter of Transmittal/Cover Letter - page 2-3 Tab 1. Firm Name, Owners and History - page 4 Tab 2. Key Personnel Tab 3. Capabilities and Experience - page 6-9 Tab 4. References - page 10 Tab 5. Other Information - Method of Approach - page 10-16 Tab 6. Administrative Process and Time Schedule - page 17-18 Appendices and Appendix Items - page 19 A. Project/Search Team - page 20-22 B. Representative Client List - page 23 (printed brochure) C. References D. Sample Recruitment Brochure ~ft ~ BenncttYars:er Associates "-' Execllt!\'(' Rccrtlilcrs al/d /\4al/agclIlcl1l COI/SII/IaIltS 299 I,Vestlakc Dri\'i' . We~l Sacramenlo, C;\ 95605 rei 916-,+:j3-2421 . Fax 916-443-59,19 August 2, 2007 Letter of Transmittal City Manager Search City of Iowa City Office of the City Clerk 410 E. Washington St. Iowa City, IA 52240 Dear Sir/Madame: Thank you for the invitation to submit this proposal to assist you and the City of Iowa City in recruiting for a new City Manager. We appreciate the opportunity to submit this specific proposal. Bennett Yarger Associates is deeply committed to executive search as a specialized form of senior-level management consulting that is an indispensable service to organizations. As a retained recruiting firm, we endeavor to maintain the highest standards of professional competence, integrity, equal opportunity, objectivity, confidentiality, accuracy, and loyalty to our clients, to avoid conflicts of interest, and to serve the public good. We specialize in recruiting leadership for our nation's civic infrastructure: cities, counties, state, regional authorities, and nonprofit organizations. Our client list (see the Appendices) attests to our experience in assisting public service organizations large and small to find the talent they need. Working with boards, councils, search committees, executives and human resource offices in such settings, we are accustomed to the complex internal dynamics and candidate evaluation processes that routinely arise in recruitments of this nature, and to the high level of constituent, political, and media interest they sometimes engender. OUR SEARCH SERVICES FEATURE: . Designing a customized recruitment strategy to match the City's history and leadership patterns, current issues and future challenges; . A calendar that starts immediately upon authorization to proceed, includes regular progress reports, and usually concludes within 90 to 120 days with the selection of a successful candidate; City of Iowa City 2 . ~ I . An extensive, narrative-written job profile including the City's history and leadership patterns, current issues, and future challenges of the job; . A recruitment process and approach that includes advertising, but also relies more upon aggressive networking than passive advertising; . A large pool of applicants who meet the minimum qualifications and a targeted, diverse pool of qualified, proven candidates for interview; . Comprehensive reference and background checking; . Personal guidance and assistance to the City and designated City staff that facilitates interviewing, the evaluation of candidates, decision making, and negotiations/employment agreement assistance with the candidate selected. We know that executive search consultants can have a profound influence on the organizations we serve, and we also understand that the importance of the hires extends beyond the City to the greater community which depends on your services. We look forward to the possibility of working with the City ofIowa City on this very important search. If you have any questions or require additional information, please feel free to call me. I am an authorized representative of our firm, and by submission of this proposal am committing to provide the services in accordance with all project requirements. I will also serve as the primary contact person. My direct telephone number and e-mail are listed below. Robert L. Neher, Jr. Executive Vice President Phone: (916) 443-2421 Cellular: (310) 809-0618 rnehen@bennettvarger.com City of Iowa City 3 - STATEMENT OF CERTIFICATION Bennett Yarger Associates certifies that: I. Its position as a professional recruitment consultant will not create any conflict of interest for them or any of is officers or employees to be assigned. ~ ~ ~ Tab 1. FIRM NAME, OWNERS AND HISTORY 2. It is an equal opportunity employer and does not discriminate against applicants or employees on the basis of race, color, religion, sex, age, disability, national origin or ancestry. 3. It is not currently in violation of or under any investigation or review for a violation of any state or federal law or regulation that might have a material adverse impact on the firm's ability to serve if selected. FIRM HISTORY I. Bennett Yarger Associates is a national firm. Established in 1981, Bennett Yarger Associates is a member-company of Richard T. Bennett & Co. Inc., a Massachusetts corporation. Our EIN is 04-334533 I. We serve government and nonprofit organizations that comprise the public/civic infrastructure of the country and recruit experienced leaders and managers into positions that improve the capabilities of those institutions. We operated under the name of Bennett Associates until 2003/2004 at which time we merged with the Yarger Group (founded in the 1950's) to become Bennett Yarger Associates. 2. We have main offices in California and Massachusetts. The address for our Massachusetts office is: 37 Belltree, Plymouth, MA 02360. The phone number is (508)209-0055. The California office is: 299 Westlake Drive, West Sacramento, CA 95605. The phone number for our California office is (916) 443-2421, and the fax is (916) 443-5949. Our Bennett Yarger web site is www.bennettyarger.com, and e-mail should be addressed to: rneher(a)beImettyargeLcom Our California Office will be the primary office for management of the search for the City Manager for the City of Iowa City. 3. Our firm has made over 1,000 successful placements. These placements include over 100 City Managers, Town Managers, Deputy and Assistant City Managers, County Executives. Etc. We have also conducted another I, I 00 general consulting assignments. City of Iowa City 4 Tab 2. KEY PERSONNEL I. Bennett Yarger staff will be assigned based upon the specific search criteria established jointly with the City. Our firm has over 60 years of combined experience and Robert Neher has over twenty five years experience recruiting and consulting. He and other members of Bennett Yarger Associates also have considerable experience working with and providing a diverse pool of candidates to their clients. .~ {'J 2. Our team for this engagement has worked together on many engagements, and brings to this project a combination of background and skills vital to the requirements of the City of Iowa City. The overall Project Manager will be Robert L. Neher, assisted by others in the firm. See Appendix A - Project Team for Bio information. He is based in the California Office and is available immediately to assist with your important search. His current additional assignments include management of four other searches including two City Manager type searches, a City Finance Director, and a Deputy Director of General Services Administration for a large Metropolitan County Government. Our executive search staff are all professionals, each with extensive management background as key executives in public and nonprofit organizations. Because all our principals and staff have had successful careers in those arenas, we bring to our clients not only our expertise in recruiting for the civic sector, but our experience as managers as well. City of Iowa City 5 .. Tab 3. CAPABILITIES AND EXPERIENCE As previously noted, Bennett Yarger Associates staff have completed over 1,000 executive searches, including more than 100 City Manager, Assistant City Manager and related searches. We have also completed numerous successful searches for the ICMA and various Councils of Governments. Please see the copy of our partial client list in appendix B. Our practice focus is on the Public Sector as is clearly indicated in the client list. We have successfully completed hundreds of searches for not only City Managers, but also County Administrators, Police and Fire Chiefs, Finance Directors, Public Works Directors, Human Resources Directors, City Attorneys, Housing Executives, Public Health Directors, Utility Directors, Information Services Directors, Social Service Directors and just about all other Department and Agency Directors and Managers in the Public and Not-for-profit sectors. Over 95% of our work is in these sectors and another 5% in the Private Sector. ~\ ~ W Bennett Yarger Associates has built long-term relationships with our Clients. We currently hold a five-year recruitment contract with the New York City Metropolitan Transportation Authority, a two-year renewal of a long-standing recruiting contract with the District of Columbia, a long-standing and active contract with the State of Michigan, master contract relationships with the Metropolitan Government of Nashville and Davidson County, TN, and Montgomery County, MD. We have also been selected and completed searches as part of master contracts in the last few months for the City of Alexandria, V A and Broward County, FL, and Miami-Dade County, FL. In addition we have been selected as a Pre- qualified/Preferred Provider for the City of Los Angeles, CA, the City and County of San Francisco, CA and the Santa Clara Valley Transportation Authority, CA, the City of San Jose, CA. the City of Peoria, AZ, the California State University System, Pennsylvania State System of Higher Education, and others. As requested, a partial list of City Manager or related searches over the past seven years is as follows: 2007: East Hampton, CT - Town Manager* * Seekonk, MA - Town Manager - Being Assigned Wareham, MA - Town Administrator** Ossining, NY - Village Manager*** Flagstaff, AZ - City Manager* * * City of Iowa City 6 Eugene, OR - City Manager*** Derry, NH - Town Administrator** 2006: Femdale, MI - City Manager* Lawrence, KS - City Manager* Easton, MA - Town Manager* * * * * East Providence, RI - City Manager* Coventry, RI - Town Manager* Newington, CT - Town Manager* Oak Park, IL - Village Manager* 2005: Weston, MA - Town Manager* Grafton, MA - Town Administrator* Concord, NH - City Manager* Manchester-by-the-Sea, MA - Town Administrator* Ogdensburg, NY - City Manager* Contra Costa County, CA - Assistant CAO*** Portage, MI - City Manager* Wayland, MA - Town Administrator* Hastings on Hudson, NY - Village Manager* Lunenburg, MA - Chief Administrative Officer & CFO* Meriden, CT - City Manager* 2004: Belmont, MA - Town Administrator* Richmond, CA - City Manager*** Middletown, PA - Town Manager* Merrimack, NH - Town Manager* Killingly, CT - Town Manager* Derry, NH - Town Administrator* 2003: Greenville, SC - City Manager* Rye, NY - City Manager* Crystal Lake, IL - City Manager*** City of Alexandria, V A - Assistant City Manager* * * Wateliown, NY - City Manager* * * * City of Iowa City 7 2002: Raymore, MO - City Administrator***** Wethersfield, CT - Town Manager* Grand Haven, MI - City Manager* Brunswick, NJ - City Manager*** Hartford, CT - City Manager* * * Kalamazoo County, MI - County Manager/Administrator*** Barron County, MN - County Administrative Officer*** Richmond, CA - Assistant City Manager* * * The Woodlands, TX - Executive Officer*** Peekskill, NY - City Manager**** Miami, FL - City Manager***** Saginaw, MI - City Manager***** Watertown, CT - Town Manager* Apache Junction, AZ - City Manager***** Darien, CT - Administrative Officer**** Solebury, P A - Town Manager* Spartanburg, SC - City Manager* Summit, NJ - City Administrator**** 2001 : Milton, MA - Town Administrator* Newtown, P A - Town Manager* Saint Charles, MO - City Manager*** Dover, DE - City Manager*** Briarcliff Manor, NY - Village Manager* Weston, MA - Town Manager* 2000: Augusta, GA - Administrator* Laconia, NH - City Manager* Greenville, SC - City Manager* Chelsea, MA - City Manager* Yellow Springs, OH - Village Manager* Notationfor search Manager: *Dick Bennett; **Dick Kobayashi; ***Robert Neher; ****Frank Cuirass; *****Mike Casey; ******Mark Warter Mike Casey and Mark Wafter are no longer affiliated with Bennett Yarger Associates. City of Iowa City 8 2002 were done while he was a Managing Director for MAXIMUS & DMG MAXIMUS Executive Search. We will put the full resources of our company at work on the City Manager search, including research staff, networking and consulting staff, data systems support, etc. Weare available to immediately assist with the search. We strongly believe that a successful executive search requires a partnership between us and the Client and must also include input from key stakeholders in the City and Community as identified by us and the Client. As an indication of our quality, we have also been asked by a large number of clients to conduct multiple searches over time. Most of the City Manager searches we conduct are on a 90 to 120 day timetable. We have conducted some in as little as 60 days (Saint Charles, MO); Hartford, CT and Richmond, CA was done in about 110 days, and Dover, DE in about 90 days. All were successful. City of Iowa City 9 . Tab 4. REFERENCES Sample references are attached in Appendix C Tab 5. OTHER INFORMATION - METHOD OF APPROACH This proposal addresses the approach and understanding of successful search process for the City Manager and outlines a proven process that will consistently identify excellent candidates. Among recruitment firms, the elements of a successful search are often similar. The main difference is one of emphasis, and in matching those elements to the specific needs of each client. We are singled out for our ability to work with clients to identify the strategic impact of the hire, define the specific accomplishments to be demanded of the appointee, and then use that information to lure and assess the best candidates for the job. ~ ~ Here, then, are the details of our approach to the scope of work, and the City Manager search: We have a straightforward, structured search process. We adapt it to your requirements, and then ask you to join us as partners in its implementation. At each stage, we provide written materials, explanations, and training as needed. Although we will follow a clear strategic work plan and will closely monitor agreed upon tasks and goals, we also believe that, in the long term, results are most important. ~ Tasks and Outcomes and Techniques in Recruitment: The following information is provided to illustrate both our approach to executive recruitment, and what we believe the client has a right to expect as successful outcomes of a search. We firmly believe that outcomes are very important and therefore include below what we believe to be many of the outcomes a client can expect from our work. Task One: Understanding the Assignment We begin the search with an intentionally simple question: "How would you know one year, three years, or five years after you hire someone that you had, in fact, City of Iowa City 10 hired exactly the right person? To answer that important question, we will meet first with the City Council, Human Resources, key employees, and principal community representatives. We want to understand the culture of the City and the greater community, the expectations of the key stakeholders that surround this role, and the strategic expectations that the City Council has for the new City Manager. We interview as many stakeholders as possible, exploring with them the measures of future success in the role. Working with the City and your designated representatives, we will also develop a list of community leaders and constituency groups to be interviewed. This list should be representative of those parts of the community that directly interface with the City government, and particularly the Office of City Manager. Executive search is a strategic act. When you pick a person, you pick a path. Therefore it is very important to know the client's intended path when we design the search. Considerable effort is invested in this phase which contributes in many ways to the final success of the recruitment. At the conclusion of these interviews, we will summarize in a comprehensive Challenge Statement (Brochure) for your review and modification our understanding of the organization's needs, the strategic challenges of this particular role and, as a result, the personal and professional characteristics of the ideal candidate. This process often helps to build a consensus within an organization about its direction and what is expected of new people. It also helps to ensure that we and the City have the same understanding when we begin to network for prospective candidates, and that we can effectively represent the City and the position recruited. We are well known for our ability to help clients truthfully define the challenges of the position in a manner that provides insight into the actual priorities, thus focusing the recruitment on those few individuals capable of doing the job and aiding us in persuading them to pursue the position. Typical Outcomes . Clarify and focus the strategic direction of the City and Office of the City Manager. . Identify differences in the expectations of key stakeholders, for the City, and the Office of the City Manager. City of Iowa City 11 . Develop a specific set of objectives for the position that can be used to: (1) gauge whether candidates have comparable accomplishments; and, (2) serve as a framework for subsequent performance evaluations of the person hired. . Examine the implicit values and internal cultural norms of a workplace to: (1) grasp the intangibles of personal fit and management style currently; and, (2) frame the challenge of diversifying leadership in the organization. . Prepare an extensive profile of the challenges and opportunities facing the City and the criteria and expectations for a successful candidate. The process focuses the organization on developing a statement to which all stakeholders can subscribe. The product enables uS to confidently present and effectively promote the position to our sources and to potential candidates. Task Two: Networking and Screening of Prospective Candidates In this phase of our work, we seek to answer the question: "What experience would prepare a candidate for the challenges that are inherent in this role? /I We want to know the nature and magnitude of tasks, and what measure of success they have achieved, to prepare them for their work in this position. Once we have identified our target employers, we will systematically canvass them to find candidates who match your requirements. Our on-going work in all sectors enables uS to search electronically, systematically, and reliably for talented people. We do not rely on professional announcements alone to generate applicants. Utilizing our own automated data base, the Internet, resources from past recruitments, and arduous telephone networking, we are able to quickly develop pools of qualified candidates. Many of the people we will identify are busy and successful in their work and are not looking for another assignment. To attract them, we will stress the unique challenges of this opportunity, working closely with you to develop this portion of our presentation. During the course of this networking phase of our work, we will want to speak with you regularly in order to keep you up-to-date City of Iowa City 12 on the progress and scope of the search. At the conclusion of our networking, we will have an extensive pool of prospective candidates. Typical Outcomes: . Develop a pool of candidates that is more than applicants, by aggressively seeking out the best people in the field whether or not they are looking for a new job, and attempting to persuade them. . Seek out unconventional candidates, not just those who do similar work currently, by looking into related fields and to those who have met similar challenges in other sectors or venues. . In doing both of the above, explore fully the distinct networks that more readily yield good candidates who are women and people of color. Over the last two years, 56% of those hired at the conclusion of our searches have been people of color and/or women. . Examine internal candidates by the same standards and process by which external candidates are evaluated. . Ensure thoroughness overall, leading to the confidence that, as we together narrow the pool, we are choosing from among the best talent available. . Engage the City in what we are learning about the field, and in shaping our understanding of what is most important in candidates so that we stay on track. Task Three: Interviewing, Recommendation of Finalists, and Reference Checking We will then conduct preliminary interviews and reference checks, and submit written comments on the most promising candidates to the officially designated City representatives. When our clients hire us, they seek assurance that the hire we recommend will succeed. We take that challenge seriously; the capacity to provide that assurance is at the core of our practice. Like every recruiter, we have a method. We learn a candidate's history to measure whether this person has encountered challenges that are analogous in City of Iowa City 13 scale to the work contained in this role/position. We track the individual's career, ascertaining each successive role why the person was hired for that paIiicular job, what he or she discovered, who they answered to and interacted with, what ideas were essential to success, what conflicts erupted, and how the candidate measured results. When we walk precisely through a person's career, we begin to see patterns, both in what candidates avoid and what they embrace. We treat these as predictors about how the candidates will perform in the future. Although our interviews are comprehensive, they are not the sole barometer. In order to test the hypotheses we develop from our interviews, we conduct preliminary reference checks and background verifications on the finalists. Our personal interviews and reference checks are extremely thorough. We speak with employers, professional peers, and subordinates, systematically probing the same questions with references that we explore with the candidate. We will aid the City in preparation for semi-finalist interviews. We will review the challenges and criteria for the position as outlined originally. We will provide written and oral guidance on the interview process. Normally, we participate in the interviews as an observer and are available to answer questions and assist the client in their evaluations and selections. If it is useful, we can help structure the discussion, suggest questions, and offer a format for comparison that can aid in selecting finalists. We are always prepared to offer our opinions and recommendations, but we believe these choices are the client's to make, and we only make recommendations when requested. Typical Outcomes: . Preserve our client's good reputation by acknowledging all applications and nominations, keeping prospective candidates advised of their status, handling rejected candidates with consideration, informing important sources on the progress of the search, and by our attention to courtesy and confidentiality in our communications throughout. . Develop a pool sufficient to yield six to ten candidates for personal interview and preliminary reference checking. From that group, we work closely with our client to narrow the pool to four to eight semi-finalists to be interviewed by the City. . Reveal and present those candidates as a coherent whole, assessing issues of character and disposition as well as knowledge and skill in determining who is likely to be a suitable candidate, and gauging their balance of knowledge, experience, ability, drive, and organizational savvy in relation to the requirements of the job. . Answer through experience, not conjecture, what we and our clients most want to know about the finalists, by questioning in depth people (both on and off a City of Iowa City 14 candidate's list) who have experience with their work. Confirm the finalists come with no skeletons in the closet, no unpleasant revelations lurking, no subsequent surprises in the newspaper. Task Four: The Final Choice If there are several strong candidates whose strengths and weaknesses are known in detail, making the final choice is often hard. Alternatively, some candidates may require additional persuasion to leave jobs they already enjoy. We help our clients make a well-informed choice by profiling each candidate in the context of the job and its requirements. Negotiating the conditions of employment is the sole responsibility of the City. While we firmly believe the final choices are yours, we can help to establish the framework for the negotiations, clarify issues, and review the requirements of the employment relationship. Weare also prepared to playa role in the actual negotiations between the candidate and the client, if asked. At the end of the search, all applicants will be appropriately notified of the result. Typical Outcomes: . Enable both the City and the final candidate to confidently make an informed decision. . Overcome inertia, not only by persuading the chosen candidate of the compelling opportunities and challenges of the job, but by aiding the candidate and his or her family in dealing with the complications and stresses of the transition. . Mediate as needed the City's negotiation of a compensation package and terms of employment with the final candidate, by gleaning those factors that either party may legitimately want kept confidential, and by suggesting solutions and alternatives. . Summarize for both our client and the person hired what we have learned in the course of the search about the City's work in the context of the field. . Ensure that the person hired will fit, will succeed, and will stick. . Warranty that if they don't, we will find someone who will, for no additional fee. City of Iowa City 15 CITY RESPONSIBIITIES The City Council, Selection Committee, Human Resources/Personnel Director, Procurement Office, and their delegates are critical to the search process from assistance in providing initial information regarding goals and objectives of the City, criteria relevant to the duties and responsibilities City Manager, input and approval of the overall recruitment process and recruitment profile/challenge statement/ brochure, interview and selection of the final candidate, approval of the final employment agreement, etc. Our role is to assist in the process and to consult with and help you to make a well informed decision. We believe the final choice is the City's to make. We will help you make a well-informed choice by framing what we have together learned about the candidates in the context of the job and specific requirements. Our role is to help make that decision easier. Bennett Yarger Associates has a strong and long-standing policy and practice of non- discrimination on the basis ofrace, religion, color, sex, sexual orientation, national or ethnic origin, age, handicap, or military service. This policy and practice extends to employees of our company as well as candidate recruitment. PROJECT FEES, COST AND GUARANTEE Weare prepared to share a cost proposal upon request. We understand that the Request for Qualifications has specifically suggested that this not be submitted at this time. It is also important to note that we guarantee or work and will commit to the search until a placement is made. In addition, if you hire a candidate whom we have found and recommended, and if you choose to terminate the person for any reason excepting disability, or if the person leaves for any reason excepting death, disability, military, or national emergency within twelve (12) months from the date of hire, we will reopen this search and replace the person for no additional professional fee. You will only be responsible for actual reimbursable expenses as outlined. This guarantee is offered provided that you request such a process within 30 days of the termination or resignation. City of Iowa City 16 .. Tab 6 . ADMINISTRATIVE PROCESS AND TIME SCHEDULE: The following chart reflects a realistic assessment of the time required for completion of the various phases of a full search. We commit to providing all the professional time required to successfully complete this recruitment to your total satisfaction. Weeks marked with an ( ) are designated as regular reporting periods unless otherwise directed by the City. WEEK: (2) 3 (4) 5 (6) 7 (8) 9(10) 11 Phase I: Understanding the Assignment Deliver Profile Letter 0 Phase II: Networking and Screening of Prospective Candidates 0 0 0 0 0 0 Phase III: Interviewing and Reference Checking Client Interviews Final References o o ~l ~ Phase IV: The Final Choice Offer* We will begin the recruitment upon receiving the signed authorization to begin the search. At the beginning of the engagement, a detailed recruitment strategy will be prepared and submitted for your approval. Based on past experience, we can generate a preliminary pool in the first six weeks, and a final pool within the next four. Because recruitment is ultimately a "people business" involving many personal schedules, the usual setbacks to an orderly timetable involve delays caused by holidays, vacations, professional schedules, and the consequent problems with availability. * Depending on you and the candidate City of Iowa City 17 . I Bennett Yarger Associates will act at all times in an attentive, ethical and responsible manner in support of the interests and goals of the City and to the benefit of its image with candidates, competitors, and members of the general public. In addition to approximately 1,000 successful executive searches, Bennett Yarger has also conducted over 1,000 additional consulting assignments for some 800 Clients in Organization Management and Human Resources. We offer comprehensive personnel management services including the design and installation of job evaluation systems and compensation plans, analysis of benefit plans, preparation of policies and procedures, and performance appraisal systems. City of Iowa City 18 .. APPENDICES & APPENDIX ITEMS Appendix A. Project/Search Team Appendix B. Representative Client List Appendix C. References Appendix D. Sample Recruitment Brochure ~ ~~ ,~ ,- IX City of Iowa City 19 APPENDIX A. PROJECT/SEARCH TEAM Robert L. Neher is Executive Vice President for Bennett Yarger Associates. He has over 25 years of executive management and consulting experience and has conducted and managed numerous regional and national recruitments for public and private sector clients. Previous Executive Recruitment experience includes having served as Executive Vice President of Intech Summit Group, Inc., as a Vice President of Norman Roberts & Associates, Inc., and as a Managing and Regional Director with MAXIMUS. Additional experience includes having served as Executive Director, National Consulting for Joint Commission World-Wide Consulting; and Vice President and Chief Executive Officer of Vista Management Services. Mr. Neher has also served as a County Human Services Agency Director and as a Deputy County Administrative Officer. His public sector clients have included numerous city, county governments, state government, utilities, education, and not-for-profit agencies and organizations, where he has recruited numerous City & County Managers, Deputy Managers, Public Safety, and other high level executives. He received his Bachelor of Science degree from San Diego State University and a Masters degree in Urban Studies and Public Administration from Occidental College. He was also an Economic Development Intern with the US Department of Commerce and a Fellow in Public Affairs with the prestigious CORO Foundation. He is a current and past Board member, officer, diplomate, and general member of numerous professional and community organizations, and is the recipient of many awards and honors for his teaching, business, and public service. Mr. Neher has authored articles and spoken before statewide, regional and national organizations on the subjects of operational management, managed care, integrated systems delivery, strategic planning, marketing, quality assessment and performance improvement, human resources management, diversity training, and executive recruitment and retention. Mr. Neher will serve as the primary on-site representative and overall Project Manager. *** Lawrence Davenport is a Senior Vice President for Bennett Yarger and Associates. He has over 25 years of top-level executive management and consulting experience in education, public and private sector business and government organizations. His experience includes serving as Executive Vice President for University Advancement/Executive Director for F AU Foundation and Chief Operating Officer for Florida Atlantic University, Chief Executive Officer for Hale House Center, Inc in New York, Deputy Administrative Officer for the U.S. House of Representatives, Washington, DC, Senior Vice President- Mid-Atlantic Region, AntinNeher Associates, CA, Vice President of Finance and Operations and Chief Financial Officer for Milton Hershey School, P A, Chief Financial Officer for Seattle Public School, W A, Associate Vice Chancellor for University Advancement and Planning at the University of California, San Francisco, Assistant Secretary for Management and Administration for the United States Department of Energy, DC, Assistant Secretary for Elementary and Secondary Education, United States Department of Education, DC, Associate Director of ACTION, DC, Provost for the San Diego Community College District, CA, Vice President for Development, Tuskegee Institute, AL and Assistant Dean, the University of Michigan-Flint, MI. Dr. Davenport received a Bachelor of Arts and Master of Arts Degree from Michigan State University, an additional Master of Arts from Leicester University, England, and a Doctorate of Education from Fairleigh Dickinson University, NJ. He also has completed additional training in management and finance at Stanford City of Iowa City 20 University, CA and Harvard University among others. He has written several articles, is co-author of the book Career and Minorities. He has served on numerous advisory councils and commissions, including Presidential appointments as Chairman of the National Advisory Council of Vocational Education and Vice Chairman of the National Council on Equality of Educational Opportunity. In addition he has served as a member of the Editorial Board for Financial Executive Institute, and a Member of the Board of Trustees for Financial Executives Research Foundation. Dr. Davenport has also received numerous honors and awards including profiles in Financial Executive Magazine, and appears in Who's Who in America, Who's Who Among Black Americans, and Who's Who in Finance and Industry. He will serve as a consultant on the search, and will be available as a Co- Project Manager as needed. *** Jesse Hall is an Associate and Assistant to the Executive Vice President with Bennett Yarger Associates. Prior to Bennett Yarger Associates he has worked as an Accounting Manager, Network Administrator, and Assistant to the Managing and Regional Director for MAXIMUS Executive Search. While at MAXIMUS, he also assisted and provided administrative and technical support to a number of high profile executive and senior level executive searches. Mr. Hall has also served previously as an Account Manager for Integrated Electrical Services, an Account Executive and Project Manager for MasTec Network Service, and as a Network Service Engineer for Kaiser Permanente. His educational background includes a Bachelor's degree in Business Administration- Marketing from California State University, Sacramento, and special training in workflow integration, hardware and application support. He will assist with research, reference and administrative support. *** Geri Connors is an Associate/Consultant and has been with Bennett Yarger Associates for five years and her responsibilities include assisting in the development of recruiting materials, research related to identifying and recruiting qualified candidates, and conducting detailed reference inquiries while assisting candidates and clients to navigate the complexities associated with the interview process. Other responsibilities have included logistics, scheduling, degree verification, and handling background investigations. Other potential team members include: *** Richard M. Kobayashi is President of Bennett Yarger Associates. He has over 25 years experience in public sector management and consulting including service as a Senior Manager with the Massachusetts Water Resources Authority, Director of Planning and Development for the City of Lawrence, MA, Director of Program Development for the City of Malden, MA, and Deputy Assistant Secretary, MA for the Office of Communities and Development. Mr. Kobayashi has extensive experience assisting government, non-profit, and civic organizations improve their capabilities to plan and manage their missions. His particular expertise is in institutional strengthening and organizational development including strategic planning, recruiting, public administration, public finance, and planning. He has also worked as a facilitator and mediator. His City of Iowa City 21 consulting experience has focused on civic sector clients in the United States, Eastern Europe, and the former Soviet Union. His assignments have included recruitment and selection, classification and compensation, budgeting/finance/capital improvement programming systems, organizational development, economic/community development programs, and interim management. He received his Bachelor of Arts Degree in Economics at the University of Massachusetts, and a Master of Public Administration at Northeastern University. Mr. Kobayashi also holds a Certificate of Advanced Graduate Study in Dispute Resolution from the University of Massachusetts, and was a Loeb Fellow at Harvard University. He may serve as a member of the team and will assist in assessment of candidate's capabilities in strategic planning and community/economic development as appropriate to the search position. *** Ned Rightor, Principal Recruiter, has been recruiting nonprofit executives and public managers for more than 20 years, working for a wide variety of public purpose organizations and institutions, government agencies and regional authorities. He also spent nearly 14 years as Senior Recruiter/Executive for Isaacson Miller. He brings a background in nonprofit management, public relations, political consulting and policy research. In addition to developing and evaluating the pool of candidates, he specializes in the in-depth reference checking required to verify their qualifications and articulate their qualities before they are recommended. Mr. Rightor holds a Bachelor of Arts degree from the College of Wooster and a Master of Divinity degree from Andover Newton Theological School. He may serve as a member of the team and assist in referencing as appropriate. *** Susan Ruderman is a Senior Consultant with Bennett Yarger Associates. As a senior recruiter and researcher, she has been responsible for developing search strategies, networking, and candidate development. Prior to Bennett Yarger Associates, Ms. Ruderman was Vice President of Veritas Information Services where she performed online, print and telephone research in support of funding sources for a variety of organizations. She has also served as Outreach Coordinator, Project Zero for the Harvard School of Education, Director of Research for Isaacson Miller, an Executive Search Firm, an Associate Director/Development Research at Harvard University, and a Research Analyst and Assistant Director of Campaign Systems at the Massachusetts Institute of Technology. Her education includes an undergraduate degree in Classics from Harvard College and a Master of Education from the Harvard School of Education. She may assist with research. City of Iowa City 22 APPENDIX B. BENNETT YARGER CLIENT LIST Attached is a Bennett Yarger Associates Client List of Executive Recruitment Clients and Searches City of Iowa City 23 . , ~~:.,~=ates Representative Client List Executive Recruitment Clients Served by Current and Past Associates of the Firm January 2007 ARIZONA City of Apache Junction · City Manager City of Flagstaff · City Mana~er City of PeOrIa · Preferred Vendor/ Master Contract City of Phoenix . Master Contract Health Partners of Southern Arizona . Director of Senior Services Maricopa County · Hospital Director/CEO CALIFORNIA AC Transit · General Manager Bay Area Rapid Transit . Personnel Analysts (2) . Manager of Labor Relations . Assistant General Manager for Engineering & Construction . Project Manager, Pittsburgl Antioch Extension California Pacific Medical Center Research Institute . Grants Administrator California Special Olympics . Executive Director California State University System . Master Enabling! Preferred Vendor Contract Contra Costa County . Director of Environmental Health . Assistant Director of Mental Health . Director, Substance Abuse Programs . Assistant County Administrative Officer- Director of Human Resources City of Los Angeles . Preferred Vendor . Director of Telecommunications, Department of Water and Power City of Montebello . Director of Parks and Recreation (partial) City of Oakland . Director, Office of Corporate Information Services · Library Director . Finance Director City of Pasadena . Director of Capital Projects . MIS Administrator (2) City of Richmond . City Manager · City Attorney . Assistant City Manager- Director of Human Resources . Executive Director, Housing Authority . Assistant City Manager . Planning ManagerlDirector . Community and Economic Development Director City of San Diego . Executive Vice President/CEO, San Diego Data Processing Corporation . Director Consulting Services, San Diego Data Processing Corporation . Director of Marketing, San Diego Data Processing Corporation . Executive Director, Housing Authority City & County of San Francisco . Preferred Vendor/ Master Contract City of San Jose · Preferred Vendor/ Master Contract · Director of Negotiations City of Torrance . Theater Manager . Director of Information Systems County of Alameda . Assistant Agency Director, Welfare East Bay Municipal Utility District . General Manager · Chief Engineer · Assistant Chief Engineer, Planning . Manager of Employment Kern County . Director of Human Services . Director, Department of Human Services Los Angeles County . Chief Medical Examiner-Coroner . Director, Office of the Coroner . Medical Director, County Health Services · Associate Medical Director, Harbor UCLA . Director of Family Practice, Harbor UCLA . Chief, Alcohol & Drug Program . Chief Clinics Administrator, LAC + USC Healthcare Network Los Angeles Superior Court . Executive Officer Metropolitan Water District of So. California . Assistant Director of Information Systems . Manager of User Services Molina Medical Centers/American Family Care . Vice President for Medical Affairs/ Corporate Medical Director . Associate Medical Director for Quality Resource Management Monterey County . Chief Executive Officer/Administrator, Natividad Medical Center . Chief Operating Officer, Natividad Medical Cen ter . Chief Financial Officer, Natividad Medical Center . Director of Public Works Monterey Peninsula Water Management District . General Manager Paracelsus Healthcare Corporation . DirectorjManager of Development & Managed Care Contracting Port of Oakland . Planning Manager · MIS Director . Manager of Financial Planning & Analysis Project Open Hand . Chief Operations Officer/CEO . Chief Development Officer . Comptroller . Director of Volunteers Queen of the Valley & St. Helena Hospitals . Executive Director, Hospice of the Napa Valley RiversIde County . Hospital Administrator/CEO, Riverside County Regional Medical Center Sacramento County . Director, Medical Systems Agency San Mateo County . Employee Relations Manager Santa Clara Valley Transportation Authority (VTA) . Preferred Vendor/ Master Contract Sequoia Institute . Director (President) . Chief Financial Officer Solano County . Director, Health and Social Services Stanislaus County · Chief Information Officer . Deputy Director of Public Works . Managing Director, Health Services Agency Summit Health · Regional Director, Managed Care UniversIty of California System . Executive Director Tobacco Related Disease Program University of California, Los Angeles . System/Network Manager · Medical Center, Assistant Director of Materials Management/ Purchasing · Executive Director, UniCamp University of California, San Francisco . Associate Vice Chancellor for University Advancement & Planning University of California, San Diego . Director of Capital Planning & Budget Ventura County . Director of Behavioral Health Services . Deputy County Executive Officer for Risk Management CONNECTICUT Capitol Region Council of Governments . Executive Director Channel 3 Country Camp . Executive Director East Coast Office . P.O. Box 1360 . Plymouth, MA 02362 . Telephone 508.209.0055 · Fax 781.545.8565 West Coast Office . 150 I Third Street . Sacramento, CA 95814 · Telephone 916.443.2421 · Fax 916.443.5949 . Director of Planning & Development Metropolitan Area Planmng Council . Executive Director Northeast Solid Waste Committee . Executive Director Northeast Public Power Association . Executive Director (2) Town of Arlington . Town Manager Town of Ashburnham . Town Administrator . Light Plant Superintendent Town of Barnstable . Chief of Police Town of Bellingham . Executive Secretary (CAO) Town of Belmont . Town Administrator . Executive Secretary (CAO) Town of Brookline . Director of Retirement Services (partial) . Director of Human Resources (partial) Town of Chatham . Chief of Police Assessment Center Town of Charlton . Town Administrator Town of Cohasset . Town Manager Town of Concord . Town Manager . Chief of Police . Personnel Director . Light Plant Supervisor Town of Dennis . Chief of Police . Fire Chief Town of Douglas . Administrative Assistant (CAO) Town of Dracut . Town Manager Town of Duxbury . Town Manager Town of Easton . Town Administrator Town of Foxborough . Fire Chief (partial) Town of Framingham . Chief Financial Officer Town of Grafton . Town Administrator Town of Lunenburg . Chief Administrative and Finance Officer Town of Manchester- by-the-Sea . Town Administrator (2) Town of Hull . Town Mana~er Town of IPSWICh . Fire Chief Town of Milton . Town Administrator Town of Nantucket . Finance Director I LOUISIANA City of Hartford . City Manager City of Meriaen . City Manager - Partial City of New Haven . Chief Admin. Officer Community Foundation of Greater New Haven . Executive Director Connecticut Conference of Municipalities . Assistant Director . Office Manager . Chief Financial Officer Town of Bloomfield . Finance Director Town of Darien . Town Administrator Town of Groton . Town Assessor Town of Killingly . Town Manager (2) Town of Manchester . General Manager Town of Newington . Town Manager Town of Plainville . Town Manager Town of Simsbury . Director of Planning Town of Stratford . Finance Director Town of Putnam . Economic and Community Dev. Director Town of Rocky Hill . Town Manager Town of Wethersfield . Town Manager Town of Watertown . Town Manager DELAWARE City of Dover · City Manager Delaware Transit Corporation . Assistant Director, Statewide Support Services FLORIDA Broward County . Deputy Director Aviation Administration/ Operations (partial) . Deputy Director AViation Planning/ Construction . Master Contract . CFO/Director of Finance & Admin. Services ColumbialHCA . MSO Executive Director Miami-Dade County . Preferred Vendor/ Master Contract . Director, Housing Agency . Assistant Director, General Services Administration Osceola County . Master Contract . County Manager City of tamarac . Finance Director City of Tampa . Director of Urban Redevelopment Florida Black Business Investment Board . Executive Director (partial) Health Management Associates . Reimbursement Consultant Hillsborough Area Regional Transit Authority . Executive Director Our Kids of Miami- Dade/Monroe, Inc. . President Palm Beach County . Director of Communications . County Engineer St. Leo University . Associate Vice President of Finance GEORGIA Augusta-Richmond County . Administrator . Finance Director ILLINOIS Chicago Transit Authority . Senior Deputy Executive TIirector for Transportation (COO) . Senior Manager, Rail Maintenance City of Crystal Lake . City Manager DMG-MAXIMUS . Consultant H.R. Midwest Practice State of Illinois . Deputy Director, Dept of Public Health Village of Oak Park . Village Manager KANSAS City of Olathe . Chief of Police . Chief Financial Officer . Budget & Management Director City of Lawrence . City Mana&er City of WichIta . Director of Parks & Recreation KENTUCKY Baptist Health Care Sys. . VP of Managed Care & System Chief Operating Officer Elmwood Medical Ctr. . Director of Managed Care MD Healthshares . VP Marketing and Sales MAINE City of Auburn . City Manager City of Augusta . Assistant City Manager for Administration and Finance (partial) City of Bangor . Airport Manager City of Lewiston . City Manager City of Waterville . City Administrator Eastern Maine Electric Cooperative . Plant Superintendent Kennebec Water District . Superintendent/Water Treatment Maine Education Association Benefits Trust . Executive Director MARYLAND Montgomery County . Master Contract Open Society Institute, Baltimore, MD . Senior Program Officer for Workforce Development (partial) University of Maryland Medical System . Director of Engineering Consulting Services & Infrastructure Planning . Director of Plant Management and Engineering . Director of Site Operations, Kernan Campus . Director of Access Management . Medical Facilities Planner MASSACHUSETTS Boston Housing Authority . Administrator (CEO) Central MA Regional Planning Commision . Executive Director City of Boston . Mayor-elect Transition Team . Deputy Commissioner for Pohcy & Planning, Transportation Dept. . Director of Finance & Administration, Transportation Dept. City of Chelsea . City Manager City of Fitchburg . Director of Employee Relations City of Gardner . Chief of Police City of Lawrence . Administrative Officer . Planning Director . Finance Director . Personnel Director (2) . Director of Public Works City of Marlborough . Finance Director City of Pittsfield . Chief of Police City of Northampton . Fire Chief Commonwealth of Massachusetts . Commissioner, Department of Social Services . Director, Office of Employee Relations . Chief Medical Examiner (2) . Assistant Medical Examiner . Inspector General Commonwealth Medicine . Director, State Laboratory Institute State Laboratory Institute . Director Eldercare Charitable Foundation . Director of Development Fuller Art Museum . Director of Development HampshIre County . County Administrator Martha's Vineyard Airport . Airport Manager Harvard University . Director of Labor Relations Mass Audubon . Sanctuary Director Massachusetts Turnpike Authority . Communications Engineer Massachusetts Bay Transportation Authority . General Manager (CEO) Massachusetts Land Bank . Director of Devens Division Massachusetts Community Development Finance Corporation . President MassPort . Director of Engineering r Town of Needham · School Superintendent Town of Northbridge · Director of Public Works Town of Rowley · Executive Secretary (CAO) Town of Seekonk · Executive Secretary (CAO) Town of Sims bury · Director of Planning Town of Southbridge · Town Manager Town of Stoughton · Chief of Police Town of Sutton · Town Administrator Town of Wayland · Town Administrator Town of Wellesley · Executive Director Town of W. Springfield · Executive Secretary (CAO) Town of Westford · Town Manager Town of Weston · Town Manager (2) Town of Westport · Chief of Police Town of Winchester · Fire Chief · Town Manager Woods Hole, Martha's Vineyard, Nantucket Steamship Authority · General Manager Workers Compensation Research Institute · Director of Development r II. f . ,. - 'e . .. II{ . .. "" ,I " ~ ill ~ ~ ~ I MICHIGAN I City of Ann Arbor · Fire Chief (partial) City of Battle Creek · Kellogg Arena General Manager City of Farmington Hills · City Manager City of Ferndale · City Manager City of Grand Haven · City Manager (partial) City of Kalamazoo · City Manager City of Portage · City Manager City of Saginaw · City Manager City of Wyoming · City Manager · Chief of Police County of Kalamazoo · County Administrator Kalamazoo Nature Ctr. · Executive Director Michigan State University · Director, Human Resource Development State of Michigan · Director, Family I I I I I I I Independence Agency · Project Director, Child Support Enforcement · Commissioner of Revenue · Chief Deputy Treasurer · Chief Information Officer, MI State Police · Chief Information Officer, Transportation · State Purchasing Director · Director of Technical Acquisitions · Director, Office of Retirement Systems · CEO, Community Public Health Agency · Director, Child Support Enforcement Program · Director, Property Management · Director, Community Service Commission · Chief Medical Officer, Dept. of Corrections · Federal Liaison, , Family Independence Agency · Chief Information Officer, Family Independence Agency · Director of Office Services, Management & Budget · Senior Deputy Director for Planning, Transportation (partial) Traverse City Area Chamber of Commerce · President MINNESOTA City of Minneapolis · Equipment Services Director/ Superintendent MISSOURI City of Blue Springs · Chief of Police City of Kansas City · City Manager · Director, Office of Technology & Information Services City of St. Charles · City Manager · Public Works Director Correctional Medical Services, Inc. · Director of Public Relations & Govt. Affairs Maryland Heights Fire Protection District · Fire Chief NEBRASKA Alegent Health · Financial Analyst/ Regional Hospital NEVADA Health Access Washoe County · Executive Director/ CEO Regional Transportation Commission, Reno · Executive Director (partial) NEW HAMPSHIRE City of Concord · City Manager (2) · Director of General Services (partial) · Finance Director (partial) City of Dover · City Manager (2) · Director of Community Services City of Laconia · Chief of Police · Finance Director · City Manager City of Manchester · Executive Director, Employees' Participatory Retirement System City of Portsmouth · City Manager City of Rochester · Arena Director Mount Washington Observatory · Executive Director Town of Derry · Town Manager (2) Town of Memmack · Town Manager Town of Londonderry · Finance Director Town of Salem · Town Manager · Human Resource Director · Chief of Police NEW ERSEY City of Summit · City Administrator Housing Authority of Bergen County · Assisted Housing Administrator (partial) New Jersey Highway Authority · Executive Director NEW YORK Buffalo & Fort Erie Public Bridge Authority · Operations Mgr. (CEO) Center for Environmental Science & Economics · President Center for Governmental Research · President City of Auburn · City Manager City of Ogdensburg · City Manager City of Peekskill · City Manager City of Rye · Comptroller · City Manager (2) · Police Commissioner City of Watertown · City Manager · Chief of Police (partial) Erie County Water Authority · Director of Water Quality Ford Foundation · Program Officer, Governance & Public Policy · Program Officer, Economic & Social Policy · Program Investment Officer (partial) MetropolItan Transportation Authority (NYC) · Chief, Operations Planning · Director of Quality Assurance in Design & Construction Management · Master Contract New York City School Construction Authority · President · Senior Vice President for Construction Operations (partial) New York Metropolitan Transportation Council · Executive Director New York State Office for Technology · Chief Information Officer New York State Department of Transportation · Executive Deputy Commissioner · Deputy Chief Engineer - Structures Niagara Frontier Transportation Authority · Executive Director Port Authority of New York and New Jersey · Director of Aviation · Director of Planning and Development · Project Manager, Resource Recovery Project Port Authority Trans-Hudson Corporation · Superintendent, Car Equipment Division · Asst. Superintendent, Car Equipment Division · Senior Engineer, Signals & Communications · Senior Engineer, Rail Planning Division Sullivan County · County Manager The RocKefeller Foundation · Director, Health Sciences Division (consulting) The Wallace Foundation · Director of Evaluation · Senior Evaluation Officer · Evaluation Officers (2) · Communications Officer · Program Officers (4) Town of Mamaroneck · Town Manager Triborough Bridge & Tunnel Authority/ MTA Bridges · Vice President for Engineering and Construction University of Rochester Medical School · Assistant V. President for Development Village of Briarcliff Manor · Village Manager Village of Hastings-on- Hudson · Village Manager Village of Ossining · Village Manager ~ . . . .. Charlotte/Mecklenburg County · Director of Planning OHIO Central Ohio Transit Authority · General Manager (CEO) City of Brunswick · City Mana~er City of Cincmnati · Finance Director · Budget & Evaluation Manager · Executive Director, Citizens Complaint Commission City of Cincinnati Park Board · Director of Parks · Superintendent of Parks City of Dayton · City Manager · Director of Information Technology . Civil Engineering Manager . Systems Engineering Manager City of Seattle . Chief Technology Officer . Seattle Center Director King County . Preferred Vendor/ Master Contract . Public Health - Seattle & King County, DirectorlHealth Officer . Public Health Officer . Classification & Compensation Manager King CountyfIhe Municipality of Metropolitan Seattle . Director of Transit Port of Seattle . Executive Director . Managing Director, Aviation Seattle Municipal Court . Chief Technology Officer . Principal Systems Analyst State of Washington . Director of Information Services II City of Fairborn . City Manager County of Summit . Director of Offender Services Cleveland/Cuyahoga Port Authority . President Greater Cleveland Regional Transit Authority . General Manager (CEO) Miami Valley Regional Transit Authority . Director of Strategic Planning Ohio Police and Fireman's Disability and Pension Fund . Executive Director Ohio Public Employees Deferred Compensation Program . Executive Director Village of Yellow Springs . Village Manager OREGON City of Ashland . City Administrator City of Medford . City Manager . Police Chief . Traffic Engineer Tri-County Metropolitan Transportation District of Oregon . Chief Engineer - Communications PENNSYLVANIA Middletown Township . Township Manager (partial) Newtown Township . Township Manager The Pew Charitable Tmsts . Evaluation Officers (2) (partial) Pennsylvania State System of Higher Education . Preferred Vendor/ Master Contract Port Authority of Allegheny County . Chief Executive Officer Port of Pittsburgh Commission . Executive Director (partial) Reading Regional Airport . Executive Director Sole bury Township . Township Manager Southeastern Pennsylvania Transportation Authority . Assistant General (partial) San Antonio Water System . Vice President - Human Resources Dallas Area Rap'id Transit Authonty . Director of Minority Business Enterprises Dallas Fort Worth International Airport . Director of Maintenance Greater Kelly Development Authority, San Antonio . Executive Director . Town Manager The Woodlands ""{.1,,,:."";{.].1.;'!'~'" Commu~ity Services Corporation City of Greenville · Gen~ral Manager . City Manager (2) · President/General . Finance Director Manager . Environmental Engineering Administrator City of Spartanburg . City Manager Manager for Operations . Budget Director WHYY.FM . Director of Programming and Production RHODE ISLAND Town of Barrington . Town Manager Town of Coventry . Town Manager City of East Providence . City Manager Town of West Warwick TENNESSEE Nashville & Davidson County, Metropolitan Government . Master Contract . Public Works Director . Transportation Manager . Director of Pavement Management . Assistant Director of Information Systems . Public Health Officer/ Director Paracelsus Health Care Corporation . Hospital Administrator/CEO Plateau Mental Health Center . Director of Medical Services . Psychiatrist TEXAS Capital Metropolitan Transportation Authority . General Manager (CEO) City of Austin . Deputy Chief (CIO) . Assistant Director of Planning and Zoning City of Austin Employees' Retirement System . Executive Director City of Corpus Christi . Deputy City Manager . Director of Engineering Services . Director of Public Health City of San Antonio . Aviation Director VIRGINIA Bon Secours Health Sys. . CBO Executive & Vice President, Credit and Collections City of Alexandria . Master Contract . Director of Human Services . Chief Social Worker Supervisor . Assistant City Manager . Director, Department of Human Services . City Architect . Deputy Director, Department of Real Estate Assessments MAXIMUS . Director, Children & Family Services . Senior Manager, Fleet Operations & Management . Director Program Finance, St. Louis Airport - UNISON City of Richmond . Deputy City Manager, Administration . Deputy City Manager, Operations . Director of Finance . Director of Economic Development . Director of Budget & Strategic Planning . Director of Public Utilities . Deputy Director of Public Utilities/ Operations . Building Commissioner WASHINGTON DC Amtrak . Vice President for Human Resources . Senior Director, Leadership & Oq~anizational Change District of Columbia . Director, Department of Human Services (2) . Chief Operating Officer, DHS . Commissioner of Mental Health . Director of Public Health . Director of Social Services . Director of Child Welfare Services . Director, Office of Planning . Director of Consumer and Regulatory Affairs . Director of Labor Relations and Collective Bargaining (partial) . Fire Chief Dmg Policy Foundation . Executive Director Earthforce . Vice President for Administration Finance . Vice President for Development . Vice President for Marketing . Vice President for Programs ICMA - Retirement Corporation . Board Member ICMA - Retirement Corporation Vantage Point Fund . Board Member Metropolitan Washington Council of Governments . Chief Financial Officer . Director of Public Affairs . Director of Human Resources . General Counsel . Director of Finance National Association of Housing Redevelopment Officials (NAHRO) . Executive Director Washington Metroyolitan Area TransIt Authority . General Manager (CEO) . Assistant General Manager for Bus Operations . Assistant General Manager for Design, Construction & Facilities Maintenance . Director of Procurement l..../a'"''1: II ~[~I.] ~.......r:"'~ 1::::1 Central Puget Sound Regional Transit Authority WISCONSIN County of Barron . County Administrator City of "Bau Claire . City Manager Milwaukee County Transit System . Assistant Superintendent for Transportation (partial) City of Wauwatosa . City Administrator WYOMING City of Green River . City Administrator APPENDIX C. REFERENCES Following are the some references for Bennett Yarger Associates. Other references are available upon request. City of Richmond, CA and City of Oakland, CA Contact: Cedric Williams Former Director of Human Resources Management City of Richmond, CA and for City of Oakland, CA 510-530-9451; Cell 510-290-0536 Position: Recruiter: City Manager, Assistant City Manager, Community Development Director & Planning Manager/Director, Human Resources Director, Housing Authority Executive Director, and City Attorney for the City of Richmond, CA Director, Office of Corporate Information Services, Library Director, and Finance Director for the City of Oakland, CA Robert Neher Village of Ossining, NY Contact: Bill Hanauer Mayor 914-980-6865 Village Manager Ro bert Neher Position: Recruiter: City of Greenville, SC Contact: Ron McKinney City Attorney 864-467-5700 City Manager (2), and Environmental Engineering Services Director Richard Bennett Position: Recruiter: City of Portage, MI Contact: J ames Graham Mayor 269-327-4026 extl City Manager Richard Bennett Position: Recruiter: City of Brunswick, OH Contact: Tim Reid Law Director 216-861-3086 City Manager Ro bert Neher Position: Recruiter: City of Hartford, CT Contact: Eddie Perez Mayor Matthew Hennesy Chief of Staff 860-543-8500 City Manager Robert Neher Position: Recruiter: City of St. Charles, MO Contact: James O'Connor (Former City Manager, St. Charles) City Manager, Oakridge 865- 425-3550 City Manager, and Public Works Director Ro bert Neher Position: Recruiter: City of Meriden, CT Contact: Carol Beitman Personnel Director 203-537-1084 City Manager Richard Bennett Position: Recruiter: Town of Arlington, MA Contact: Caryn Malloy Personnel Director 781-316-3121 City Manager Richard Bennett Position: Recruiter: City of Corpus Christi, TX Contact: George (Skip) Noe City Manager 361-880-3222 Deputy City Manager, Director of Engineering Services, Director of Public Health Ro bert Neher and others Position: Recruiter: APPENDIX D. SAMPLE BROCHURE (included with original proposal) Village of Ossining, NY Village Manager , Bennett Yarger Associates The Village of Ossining The Mayor and Board of Trustees of the Village of Ossining seek an experienced Chief Executive Officer to help them lead this vibrant and historically significant community into the next phase of its revitalization. Ossining, with a current population of about 24,000 is located about 30 miles north of New York City on the shores of the Hudson River where it has just concluded negotiations for multi-million dollar mixed-use development of its waterfront. Plans are also underway for 4.5 mile pedestrian shoreline walkway enabling residents and visitors to have access and enjoy magnificent views of one of the great rivers of this nation. Westchester Magazine has named Ossining as one of six "boom" towns in the county further attesting that the Village's unofficial slogan, "Things are happening in Ossining!" is not hyperbole. The next Chief Executive is expected to lead the Board's effort to add affordable and market rate housing to the historic Central Business District to strengthen its economic base. A number of the buildings there are on the National Register of Historic Places and the Downtown District shopping area has the potential to be a designated Local Historic District assuring its preservation, historic char- acter, and sense of place. The Sparta neighborhood, which was a separate village until the nineteenth century, has already been so designated. Overall, the community offers a vast range of housing from the very modest to luxurious estates. Ossining prides itself on being a racially, ethnically, and economically diverse community and sees this as an asset in its portfolio of business and residential benefits. There is an abundance of recreation and community services, and excellent public and parochial schools. Four 2006 Ossining High School graduates entered Harvard University last Fall. There is also a satellite campus of the Westchester Community College and, in nearby Briarcliff Manor and Pleasantville, there are branches of Pace University. The Village is operated by a Board of Trustee/Manager form of government with a Mayor and four Trustee Members who are elected to two-year terms. The Village Manager serves as the Chief Executive and is appointed by the Mayor and Board of Trustees. He/She is responsible for the overall management of the Village. The Village has an operating budget of about $24 million and a current capital budget of approximately $7.4 million. The Village also operates its own Water System. All 170 staff (full and part-time) and Department Heads in the Village report to the Village Manager with the exception of the 58 person Police Department, Chief, Corporation Counsel, Village Court Judge and the all volunteer, 400 person, Fire Department. I I j J ~ J 3 I I I I I I I I Issues, Challenges, and Opportunities As noted in the overview above "Things are happening in Ossining." In addition to the multi-million dollar mixed-use development on its waterfront, other challenges/oppor- tunities include continued revitalization of the Ossining Downtown, historic development, increasing housing at all levels of affordability, emphasizing affordable housing, and updating of the planning and development Comprehensive Plan for the Village. Other challenges include addressing overcrowding in some areas of the residential community, team building, and maintaining a high quality of life in the Ossining Community. The Position The Village Manager is the Chief Executive Officer of the Village of Ossining. He/She is appointed by the Mayor and Board of Trustees and is responsible for providing adminis- trative leadership in the daily management of the Village. The Manager also provides policy advice to the Board and leadership to Village staff to meet the goals and objectives of the Mayor and Board. The successful candidate will have strong team building, leadership, financiaVbudgeting, and communication and public relations skills, as well as the ability to work well with the community. He/She should be able to facilitate the development of proactive policy with the Mayor and Board of Trustees. In general, the Village Manager is responsible (under policy direction of the Mayor and Board of Trustees) for planning, directing, organizing and controlling the e departments/agencies through Department Directors and other key management staff. Typical duties and respon- sibilities of the position include: · Directs and supervises the administration of all depart- ments, offices and agencies of the Village except as other- wise provided by Charter or Village ordinance. · Attends all Village Board meetings and takes an active part in discussions. · Works closely with the Mayor and Board Members to ensure that the policy decisions of elected officials are implemented efficiently and assists the Mayor and Board in establishing goal priorities, strategies and timelines. · With department Heads, prepares and submits the annual budget and capital programs to the Board, and directs ongoing analysis of the Village's financial affairs including recommending appropriate action to ensure financial stability and the adequacy of funds to meet current and future requirements including bond rating. · Helps to identify new revenue sources to fund new and existing programs and ensures that the Village financial systems are adequate to protect assets, allow for timely reporting of financial data, and meet all local, state, and Federal legal and regulatory requirements. · Oversees personnel policies, administers labor relations, and assesses staffing levels and effectiveness. · Ensures equal opportunity, fairness and consistency in all recruitment, selection, hiring, and promotions, and selects, directs and evaluates key department/division heads. · Directs economic, planning and community development efforts including attracting new business and retaining and strengthening existing businesses. · Works with community groups regarding community affairs and interests in Village services to strengthen neighborhoods, improve quality of life, Village services and infrastructure, and respond to the diverse needs of the community. · Promotes the interests of the Village of Ossining at the Federal, State and regional levels. · Advances the Village's technology capabilities to increase operational effectiveness, cost savings, and access to reliable and timely information. · Directs the Village contracting including professional service contracts and purchasing activities to ensure "best practices" methodologies are utilized. · Ensures that the Village's emergency preparedness plans are maintained and updated. · Works closely with Police, Fire and other agencies and departments to help ensure public protection and safety. · Assumes other duties and responsibilities as assigned by the Mayor and Village Board of Trustees. The Candidate Education and Experience · Possession of a four-year college or university under- graduate degree with major course work in public administration, business administration, finance, or a closely related field, supplemented by graduate courses specializing in public management (a Master's Degree is preferred) and · A minimum of five years of strong governmental man- agement and administrative experience, preferably as a City/TownNillage Manager or as an Assistant/Deputy Manager. Knowledge, Skills and Abilities The successful candidate should have strong leadership, communication, and interpersonal skills as well as solid presentation and organizational abilities. This person should also have knowledge/skills in: · The principles and practices of public administration. · A hands-on understanding of municipal government or other organizations of similar complexity. · Public management practice including finance, personnel, labor negotiation, planning, economic development, community relations, organization management, and communications. · Budget preparation and control. In addition, he/she should be able to: . Work effectively in an environment with diverse interests. . Establish and maintain effective working relationships with a wide variety of people, including members of the public, staff and colleagues, the Village Board of Trustees and other elected and appointed officials. Management Style and Personal Traits The successful candidate will be someone who is a strong yet inclusive leader who is also visible and credible with staff and the community. He/She should be politically astute, approachable, and comfortable in a diverse, complex municipal organization, as well as interact well with the Mayor, Board of Trustees, colleagues and community in a professional and collegial manner. The person should be a good strategic thinker and planner who is people friendly, likes challenge, and is comfortable in expressing their opinion and leadership. He/She should be confident and self-assured with good comprehension of financial and operational management, and a strong customer service orientation. The selected individual must also have a high degree of integrity, be a good listener, be facilitative rather than confrontational in nature, and believe in the mission and goals of good municipal government. He/She should be able to delegate effectively, seek innovation and champion good ideas. He/She should also be a strong decision maker and team builder. I ..J challenges and situations with professionalism, confidence, flexibility, energy and a positive outlook. ., 1 ..J Compensation The salary range for this position is open, with hiring dependent upon experience and qualifications. The Village of Ossining also offers an excellent fringe benefits package. Details are available upon request. . '0 .... How 10 Apply If you are interested in this outstanding opportunity, please submit a detailed resume by January 31, 2007 to: Robert L. Neher, Jr., Executive Vice President Bennett Yarger Associates 1501 3rd Street Sacramento, CA 95814 Telephone: (916) 443-2421 Facsimile: (916) 443-5949 Cellular: (310)-809-0618 E-mail: rneher@bennettyarger.com Applications are preferred electronically at: www.bennettyarger.com. Please identify this recruitment on the home page, combine your cover letter, resume and other relevant documents into a single file, and then complete the application form as directed. Should you have any questions with regard to your own interest, or a recommendation of a colleague, please contact us at the numbers above. An Equal Opportunity/ADA Employer - - .~ - ~...~ I - ~ ..,j p~ I COMPANy-:1Ae ~ I3ri tnelf r G~ Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceotional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceotable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 - 10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc . PROPOSAL Executive Search Services City of Iowa City The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS . I PROPOSAL Executive Search Services City of Iowa City Tab I. Transmittal Letter Tab II. Proposal/Timetable Tab III. Biographies Tab IV. Client List/References Tab V. Sample DiSC Personality Proftle .... I . The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS I Fifty South Ninth Avenue. Suite #101 Hopkins, MN 55343 July 31, 2007 Mayor and Members of the City Council City of Iowa City 410 East Washington Street Iowa City, IA 52240 Dear Mayor and City Council: We appreciate the opportunity to submit a proposal to assist the City of Iowa City in the recruitment and selection of a City Manager. Responsibility for the search will be under the direction of James Brimeyer. Jim has twenty years experience in public sector management and has been involved in executive search since 1988. He will be assisted by Richard Fursman, Associate of The Brimeyer Group. We are providing you with biographies, a client list and references. We have also enclosed Position Profiles from similar searches, as examples of the type of document we will develop for the City of Iowa City. For more information, please visit www.brimgroup.com and www.gsyng.com It is our understanding that the City of Iowa City will be interviewing search firms on September 15, 2007. Due to a prior commitment with a current client, Jim Brimeyer will be unable to meet with the City Council at that time. Jim may be contacted at (952) 945-0246, should an alternate date become available. Thank you for your consideration. We very much look forward to working with you in what must be considered a most challenging and exciting effort. Very truly yours, J~~ President (952) 945-0246 fax (952) 945-0102 . IT City Manager of the City of Iowa City, Iowa A PROPOSAL SUBMITTED BY: THE BRIMEYER GROUP, INC. EXECUTIVE SEARCH CONSULTANTS FIF1Y SOUTH NINTH AVENUE, SUITE 101 HOPKINS, MN 55343 City of Iowa City Page One Introduction The Brimeyer Group is a full-service executive search and consulting firm working primarily in the public sector to assist City Councils, boards, and commissions in recruiting individuals for top management positions including managers, administrators, department heads, and other key staff positions. We are experienced in recruiting administrative staff for non-profit organizations and private corporations. In addition, we provide services in the areas of team building, strategic planning, goal setting, and organizational and management studies for selected clients. Our approach to executive search promotes maximum input from our client in the search process. The client is the final authority in the selection of candidates. We maintain continual contact with the client throughout the search and keep the candidates informed as the search progresses. In addition to our milestone meetings with the City Council, we will provide periodic updates to keep you informed of our progress. The Brimeyer Group, Inc. is committed to accurately portraying all candidates to the City. Likewise, we strive to accurately represent the position to candidates to prevent unrealistic expectations. Consultan t James L. Brimeyer Jim has twenty years of experience in public sector management and has been involved in executive search since 1988. Mr. Brimeyer served in public administration in four cities, three as City Manager, including his last position in St. Louis Park, Minnesota (1980 to 1988), with a budget of $28 million and 230 employees. He also served in Worthington, Ohio (1974 to 1980) and Wood Dale, Illinois (1971 to 1974). He began his career as Assistant City Manager in Park Ridge, Illinois after obtaining a Master's degree in Public Administration from Northern Illinois University. His Bachelor's degree is from Loras College in Dubuque, Iowa. Mr. Brimeyer is past President of the Ohio City Management Association. He belongs to the International City Management Association, the Metropolitan Area Management Association, the Minnesota City Management Association, and the Minnesota Municipal Utilities Association. He is past President of the St. Louis Park Rotary and past President of the Rotary Foundation Board. In December 2003, Mr. Brimeyer completed his second four-year term as City Councilmember at-large in St. Louis Park, Minnesota. Currently, Mr. Brimeyer serves on the Board of the St. Louis Park Community Foundation. City of Iowa City Page Two The Search Process We anticipate the search for the City Manager for the City of Iowa City will take three to four months from the time we are retained to the time the City Council makes an offer. This is somewhat dependent upon the availability of the City Council to participate in Prof1le development, selection of finalists, and the interview process. We have prepared a search timetable, which corresponds to the various steps in the process. After further discussions with the City Council we will develop a target date for the reporting of the new City Manager. PHASE I Position Profile A successful search begins with a thorough definition and agreement by the City Council on each aspect of the position to be filled. During this initial phase, our consultants will meet individually with the City Council, Department Heads, and key staff to learn more about your goals and objectives. Critical factors to be determined include position responsibility and authority; reporting relationships; educational and experience requirements; personal and leadership qualities; and management style. Also important to the success of the search is identifying community priorities and the environment in which the City Manager must function. We would expect to meet with selected representatives from the community to further assess the climate within which the selected candidate will most effectively perform. This may be accomplished through individual interviews or through a public forum. We will pay considerable attention to establishing organizational goals and priorities for the position. The identification of priorities serves a two-fold purpose: It assists the hiring authority in developing a consensus on what is important for the organization and it alerts potential candidates to the important issues of the organization. Prior to our meetings we will supply an Ideal Candidate Profile Survey to assist the interviewees in assembling their ideas on what should be included in the Position Proflie. As a result of the meetings we will reach an understanding of the critical specifications of the position and we will draft a Position Profile. A great deal of emphasis is placed on the agreement of this analysis. Without this information, it is difficult to determine how potential candidates will affect the City's plans and organizational team. The final Position Profile, after approval by the City Council, becomes the document against which we evaluate prospective candidates. City of Iowa City Page Three PHASE II Place Announcements - Recruit Candidates After the Profile is approved, we will conduct a comprehensive program to contact candidates and determine sources of candidates. In addition to placing announcements in the appropriate professional and trade journals, we will announce the position on appropriate web sites and the Profile will be featured on The Brimeyer Group web site with a link to your web site. We will utilize our local, statewide, and regional contacts to identify potential candidates. We will identify comparable organizations from which key individuals can be contacted. Often we are able to identify candidates from similar assignments who may be appropriate for the position. Because the most qualified candidates are often not in the job market and do not respond to traditional advertising, we will directly recruit specific individuals with established patterns of talent, stability, and success. Review Resumes and Screen Candidates Following the application deadline, we will screen each applicant's experience and background against the Position Profile. After evaluating and comparing each application, we will compile a list of candidates for further consideration. We will conduct one-on-one interviews with the most promising individuals. Our staff will make every effort to conduct face-to-face interviews with these candidates. Our in-depth evaluation and appraisal techniques will cover issues such as work experience, education, professional development and achievement, career objectives, accomplishments, suitability, and specific interest in the position. We will pay particular attention to behavior patterns and management style that most closely reflect the needs of the organization. Progress Report From these interviews, we will select the most qualified individuals to present to the City. We will prepare a Progress Report that will provide information on eight to ten candidates whose backgrounds most closely meet the requirements of the position. This Progress Report will provide specific information on educational and work history, accomplishments and growth potential, strengths and possible limitations. We will personally deliver and review this report with the City Council. On the basis of this review, four to six candidates will be selected for further consideration. At this time we will propose a schedule for interviewing the candidates and discuss the compensation expectations of the City Council for the new City Manager. PHASE III Reference and Credential Checks Prior to the interviews, we will conduct discreet reference checks on the finalist candidates. We will talk with peers and former associates of these candidates. We will speak with individuals who are, or have been, in positions to directly evaluate the candidates' job performance. We will verify the finalist candidates' credentials through educational, criminal, and credit checks. City of Iowa City Page Four Assessment (No additional fee) The Brimeyer Group is authorized to administer the DiSC Behavioral Management System assessment tool. The results will be provided to the City Council and the candidates and will cover the following areas: motivation and behavior patterns, management strategies, identification and management of conflict areas. The City will gain insights into the strengths, management style, and likelihood of success for each finalist candidate. This assessment is available at the request of the City Council. A sample DiSC Profile Report can be provided at your request. Client Interview and Selection Process Resumes, cover letters, and reference reports will be provided on each candidate prior to the interview. We will also provide the City Council with a list of suggested interview questions and evaluation forms. We will discuss the proposed procedures to be used in the interview process. Our suggested interview schedule will allow the candidates to get acquainted with the community and community leaders and to visit with the City Council and the staff in informal settings. We culminate the process with individual and group interviews. If possible, all interviews will be scheduled within a period of one to two days depending upon the desire of the City Council. A consultant will be present at each interview. Selection After the interviews we will meet with the City Council to review the individual ratings and assist in determining the top candidate. The consultant will assist in this process to the extent requested by the City Council. We take responsibility for notifying all unsuccessful candidates each time the candidate pool is narrowed down. Negotiating Compensation Package The Brimeyer Group, Inc., will take great care that the City of Iowa City secures acceptance from the most desired individual. We will recommend a compensation package calculated to attract the finalist and will participate in the final negotiations. If any concerns arise in the final hour, by working as a third-party intermediary we can resolve important details of the offer which may have significant bearing on its final acceptance or rejection. Additional Services A. If requested by the City Council, The Brimeyer Group, Inc., will act as a spokesperson with the media, when appropriate, in order to maintain the integrity of the selection process as well as to protect the confidentiality and privacy of the candidates who are not hired. B. Family issues and dual career households are factors that influence an individual's decision to change jobs. We address circumstances arising from a job change including spouse careers, real estate issues, family concerns, and relocation details. C. After the candidate is employed, we will follow up with both the City and the candidate to insure a smooth transition and satisfactory completion of the assignment. This follow-up contact is intended to identify potential issues early so that adjustments can be made, if necessary. City of Iowa City Page Five First Performance Evaluation If requested by the City Council, we will assist in conducting a performance evaluation of the selected City Manager at six to twelve months of employment. We will develop a Work Program that will contain objectives for the City Manager to accomplish in the ensuing six to twelve months. The only cost incurred for this service will be expenses. Guaran tee If the City Council utilizes the entire process, Phase I, Phase II, and Phase III, as described, The Brimeyer Group offers an 18-month guarantee on the effectiveness of the City Manager. Should the City Council determine it necessary to terminate the City Manager due to failure to adequately perform the duties as specified in the Prof1le and as represented by the process, we will refill the position at no additional fee and will charge expenses only. We offer this assurance because of our confidence in the thoroughness of the process. Should there be substantial changes in the political situation at the City of Iowa City and a decision is made to terminate the City Manager for reasons other than failure to perform the duties as specified in the Position Profile, this guarantee is subject to negotiations between the City Council and The Brimeyer Group. The Brimeyer Group will not recruit candidates we have placed with your organization. Costs EXPENSES The Brimeyer Group, Inc. will bill expenses directly related to the assignment. Necessary expenses include announcements, travel, meals, lodging, long distance telephone, printing, credential verification, print media search, mailing, courier service, and administrative expenses. Our expenses for this assignment be in the range of $3,500 to $4,500. This estimate does not include costs associated with candidates' expenses for the final interview. These expenses are influenced by the following factors: number of candidates invited to interview, location of candidates, spouse and family attendance, meals and hotel accommodations provided. FEE FOR SERVICE The Brimeyer Group will charge a flat fee of $20,000 to complete this assignment. The fee includes the following services: Phase I Meet individually with the City Council, Department Heads, and key staff Meet with selected representatives from the community and/ or conduct public forum Develop, present, and print Position Profile City of Iowa City Page Six Phase II Place Announcements Direct Recruiting, Send Proftles Review Resumes Screen and evaluate candidates Prepare and present Progress Report Phase III Reference checks/ credential verification DiSC Personality Profile assessment instrument (included in base fee) Schedule and coordinate candidates' interviews with the assistance of City staff Participate in interviews Develop compensation package Participate in negotiations Six month Performance Evaluation PAYMENT Our payment policy is one-third of the fee due upon signing this agreement; one-third after presentation of the Progress Report; and the balance due 10 days after the search has successfully been completed, whether the agreement is oral or written. In the event the City Council terminates this agreement during the search, we will retain the progress payments to that point. /l!:::!~J(~ 7A~7 Date President The Brimeyer Group, Inc. Mayor City of Iowa City Date The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 City of Iowa City City Manager Suggested Search Timetable 9/17/07 Authorization to Proceed 9/19 to 10/11/07 Develop Proftle 10/15/07 Approve Proftle Week of 10/15/07 Place Announcement 10/18 to 11/16/07 Recruit Candidates 11/19/07 Deadline for Application 11/22 to 12/5/07 Screen and Review Candidates 12/10/07 Progress Report/Selection of Finalists 12/13 to 12/28/07 Reference and Credential Checks 1/4 and 1/5/08 Interviews March 2008 Start Date Underlined dates indicate direct participation by the City Council. (952) 945-0246 . fax (952) 945-0102 - III The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 James L. Brimeyer President After twenty years in public sector management, Jim Brimeyer began his career in executive search in July, 1988. In January 1992 he established The Brimeyer Group, Inc., an executive search firm serving cities, counties, non-profit organizations, semi-public agencies and private sector companies. Representative searches conducted by The Brimeyer Group include: . City of Minneapolis - City Coordinator, Budget Director, and Communications Director . City of Red Wing, MN - Council Administrator . Lake Johanna Fire Department - Fire Chief . City of Hopkins, MN - City Manager, Police Chief . Consolidated Public Service Answering Point - Center Administrator . City of Elk River, MN - Economic Development Director . City of Mankato, MN - City Manager . City of Minnetonka, MN - City Engineer, Director of Public Safety . Environmental Consulting Firm - Director of Engineering . Rice County, MN - County Administrator . City of Moorhead, MN - City Manager . City of Minnetrista, MN - Council Administrator . Elk River Municipal Utilities, MN - General Manager . City of Baxter, MN - Manager of Public Services . City of Brookings, SD - City Manager . City of Fergus Falls, MN - City Administrator . City of Sauk Rapids, MN - Police Chief . Sheriffs Youth Programs of Minnesota - President/CEO . City of Stillwater, MN - City Administrator . City of Newton, IA - City Administrator . Village of Shorewood, WI - Village Manager . City of Cedar Rapids, IA - City Manager . A list of assignments covering the last four years is also available. In addition, Jim serves as a facilitator for public and private sector organizations for strategic planning, team building, goal setting, and board governance at both a policy-making and administrative stafflevel. Previously, Jim served four cities: three as a City Manager including his last position as City Manager of St. Louis Park, Minnesota (population 45,000). He also served in Worthington, Ohio and Wood Dale, Illinois. He began his career as Assistant City Manager in Park Ridge, Illinois after obtaining a Master's Degree in Public Administration from Northern Illinois University. He received a B.A. Degree from Loras College in Dubuque, Iowa. Jim is a member of the International City Management Association, the Minnesota City Management Association, and the Minnesota Municipal Utilities Association. He is active in the community as a Past President of the St. Louis Park Rotary Club and the St. Louis Park Rotary Foundation. In December 2003 he completed eight years as City Council Member at-large in St. Louis Park, Minnesota. Jim currendy serves as President of the St Louis Park Community Foundation and recendy served as Chair of the St. Louis Park Community Visioning Project. (952) 945-0246 fax (952) 945-0102 The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 Pamela A. Carlson Vice President Ms. Carlson joined The Brimeyer Group, Inc. at the company founding in 1991 after serving for over fourteen years in an administrative capacity for a nationally-recognized, locally-based executive search firm. Pamela has experience in each phase of the executive search process. She contributes to the success of executive search engagements at The Brimeyer Group through proposal and report preparation; Position Profile development; candidate screening and interviews; and references. She has played an active role in the process for numerous City Manager and other Administrative positions including: . Farmington, MN - City Administrator . Pipestone, MN - City Manager . Storm Lake, IA - City Administrator . Carroll, IA - City Manager . Red Wing, MN - Council Administrator . Sheldon, IA - City Manager . BWER - Manager of Administrative Services . St. Anthony, MN - City Manager . Northfield, MN - Community Development Director . Elk River, MN - Director of Economic Development . Metropolitan Library Services Agency, Executive Director . Saint Peter, MN - City Administrator . Cottage Grove, MN - City Administrator . Minnetrista, MN - City Administrator/Clerk . Mahtomedi, MN - City Administrator . Carver County Library Director . Eagan, MN - Director of Communication . Albert Lea Housing Authority - Executive Director . Lake Panorama Association - General Manager . City of Waconia - Park and Recreation Director . City of Staples, MN - City Administrator Additionally, Pamela holds full responsibility for seeing that all administrative needs of the company are met. (952) 945-0246 fax (952) 945-0102 The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 Robert W. Schaefer Senior Associate Bob Schaefer joined The Brimeyer Group, Inc. in 1992 after serving as City Administrator ofInver Grove Heights, Minnesota for 20 years. His career in municipal government spans all areas of management responsibility making him uniquely suited to provide consulting services to our clientele. Bob received his undergraduate degree from the College of St. Thomas and his M.A. in Public Administration from the University of Minnesota. He began his career as an Administrative Intern in the City of Hopkins; served as Administrative Assistant in Bloomington and Richfield and became Village Manager for New Brighton in 1964, where he served until beginning his tenure in 1972 in Inver Grove Heights. Since joining The Brimeyer Group, Inc., Bob has assisted in numerous executive search assignments: . Minnetonka, MN - Operations and Maintenance Director and City Engineer . Chisago County - Administrator . Becker County - Administrator . Albert Lea, MN - Waste Water Treatment Plant Manager . Roseville, MN - Assistant Public Works Director . Senior Engineer - Twin Cities engineering consulting firm . St. Louis Park - Director of Public Works/City Engineer and Community Development Director . Stillwater - Police Chief . Freeborn County - County Assessor . City of Baxter, MN - City Administrator and Manager of Public Services . City of Lake City, MN - Public Works Director Throughout his career, Bob has been active in professional associations and served as President of the Metropolitan Area Managers Association, President of the Minnesota State Managers Association and as a member of the International City Managers Association Planning Committee. He has lectured on planning and zoning issues at Inver Hills Community College and made presentations on variances and special use permits. Bob's breadth of experience as an educator, municipal manager and professional association leader proves valuable to The Brimeyer Group, Inc. (952) 945-0246 fax (952) 945-0102 The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 Richard Fursman Associate Richard has over 25 years of senior management experience in local government, most recently as the City Manager of Maplewood, Minnesota. Throughout his career, Mr. Fursman has supervised, managed and trained over a thousand employees in seven cities. Mr. Fursman is currently an Adjunct Faculty member at the University of St. Thomas where he teaches Master's level Courses in Leadership. Richard earned his Bachelor of Arts in Economics from the University of St. Thomas and his Master of Arts degree in Urban and Regional Affairs from Mankato State University. He is a Organization Development Doctoral Candidate at the University of St. Thomas. Richard has been awarded the title of Credentialed Manager by the International City Manager's Association. He is a certified Economic Development Professional, and successful development practitioner. Richard is a past board member of the Minnesota City Manager's Association, is a member of Rotary International, and past president of the Minnesota Metropolitan Manager's Association. Richard is a Principal of Global Synergy Group, LLC. GSG is comprised of a network of professional human resource and organization development professionals working with public and private sector clients in change management, operations and systems improvement, workplace culture remediation, and leadership development. Richard has international consulting experience in Ustad, Sweden as part of a City Manager Exchange Program and in Kiev, Ukaine at NaUKMA University. (952) 945-0246 fax (952) 945-0102 - IV The Brimeyer Group Client/References 2001 to 2007 Mayor Mary Hamann-Roland City of Apple Valley 14200 Cedar Ave. Apple Valley, MN 55124 (952) 953-2500 Police Chief - 2001 Kandis Hanson, City Manager City of Mound 5341 Maywood Road (952) 472-0600 Mound, MN 55364 Community Development Director - 2001 Police Chief - 2003 Mayor Mark Schiffman City ofWaconia 109 S. Elm Waconia, MN 55387 (952) 442-2184 City Administrator - 2001 Matt Fulton, City Manager City of New Brighton 803 Old Hwy. 8 NW New Brighton, ~IN 55112 (651) 638-2100 Finance Director - 2001 Daniel Beranek, Council City of New Vlm 100 North Broadway New Vlm, MN 56073 (507) 359-8233 City Manager - 2001 Mayor Robert Pogatshnik City of Sartell 310 2nd St. S. Sartell, lvIN 56377 (320) 253-2171 City Administrator - 2001 Mike Johnson, City Administrator City of Marshall P.O. Box 477 Marshall, MN 56258 (507) 537-6760 Director of Public Works/Engineer - 2001 Director of Economic Development - 2006 Mayor Jay Kimble City of Stillwater 216 N. 4th St. Stillwater, ~IN 55082 (651) 430-8800 City Administrator - 2001 Mayor Cheryl Fischer City of Minnetrista 7701 County Road 110W Minnetrista, ~IN 55364 (952) 446-1660 City Administrator - 2001 City Administrator - 2007 Dave Severson, County Coordinator Steele County P.O. Box 890 Owatonna, lvIN 55060 (507) 444-7470 Nursing Home Administrator - 2001 Detention Center Assistant Finance Director - 2002 Human Services Director - 2005 Dave Mullenbach Freeborn County P.O. Box 1147 Albert Lea, lvIN 56007 (507) 337-5299 County Administrator - 2001 Victoria Simonsen, City Manager City of Albert Lea 221 E. Clark St. Albert Lea, MN 56007 (507) 377-4300 Executive Director Housing Authority - 2002 Mayor Mark V oxland City of Moorhead P.O. Box 779 Moorhead, MN 56561 (218) 299-5301 City Manager - 2002 Mayor Bonnie Rietz City of Austin 500 4th Ave. NE Austin, MN 55912 (507) 437-9940 City Administrator - 2003 Mark Sievert, City Administrator City of Fergus Falls 112 W. Washington Fergus Falls, :NfN 56538 (218) 739-2251 Economic Development Director - 2002 Mayor Beth Baumann City of South St. Paul 125 3rd Ave. N. South St. Paul, MN 55075 (651) 544-3200 City Administrator - 2003 Rice County 320 NW Third St. Faribault, :NfN 55021 (507) 637-4013 County Administrator - 2002 John Chattin, Administrator Swift County 301 14th St. N. Benson, MN 56215 ((320) 843-4069 County Engineer - 2003 Mark Kober, City Manager City of Sleepy Eye 200 Main St. E. Sleepy Eye, :NfN 56085 (507) 794-3731 EDA Coordinator - 2002 Charles Robinson, City Administrator City of Forest Lake 220 Lake St. N. Forest Lake, :NfN 55025 (651) 464-3550 Police Chief - 2003 Tom Lawell, City Administrator City of Apple Valley 7100 147th St. W. Apple Valley, MN 55124 (952) 952-2500 Fire Chief - 2002 Mayor William Phelps City of West Liberty 409 N. Calhoun St. West Liberty, IA 52776 (319) 627-6523 City Manager - 2003 Tom Hedges, City Administrator City of Eagan 3830 Pilot Knob Road (651) 675-5000 Director of Communications - 2002 Anne Norris, City Manager City of Crystal 4141 Douglas Drive N. Crystal, :NfN 55422 (763) 531-1000 Fire Chief - 2002 Mayor Ted Godfrey City of Park Rapids 212 2nd St. W Park Rapids, :NfN 56470 (218) 732-3163 Police Chief - 2003 City Administrator - 2004 Tim Madigan, City Administrator City of Faribault 208 1st Ave. NW Faribault,:NfN 55021 (507) 334-2222 Community Development Director - 2003 Director of Public Works - 2003 Liz \X'heeler, HR Director City of N orthfield 801 Washington St. Northfield, MN 55057 (507) 645-8832 Community Development Director - 2003 Director of Public Works - 2004 Operations Manager - 2004 Mayor Eric Seanger City of Melrose 225 E. First St. N. Melrose, lvIN 56352 (320) 256-4278 City Administrator - 2004 Rich Bauer, Mayor City of Zumbrota 175 West Ave Zumbrota, MN 55992 (507)-732-7318 City Administrator - 2005 Dean Johnson, Mayor City of Lake Elmo 3800 Laverne Ave. N. Lake Elmo, MN 55042 (651) 777-5510 City Administrator - 2004 J'vWt Kramer, Mayor City of Manchester 200 East Main St J'vlanchester, IA (563)-927 -3696 City Manager - 2005 Mark Paulson City of Minneapolis, BIS Department 350 South 5th St., Room 127 Minneapolis, J\1N 55415 (612) 673-3596 Customer Relations/Decision Support Services Director - 2004 Harvey Sprafka, Mayor City of Knoxville 305 So Third St Knoxville, IA (641 )-842-4885 City Manager - 2005 Mark KroWenberg, Village President Village of Shorewood 3930 N. Murray Ave. Shorewood, WI 53211 (414) 847-2601 Village Manager - 2004 Curt Bernard, Mayor City of Yankton 416 Walnut Yankton, SD 57078 (605)-668-5221 City Manager - 2005 Greg Sparks City of Owatonna 540 West Hills Circle Owatonna, J'vIN 55060 (507) 444-4300 Police Chief Susan Arntz, City Administrator City ofWaconia 201 S. Vine Street Waconia, MN 55387 (952) 442-2184 Parks and Recreation Director - 2005 Gary Weiers Rice County 320 NW Third Street Faribault, J'vIN 55021 (507) 332-5999 MIS Director Gene Dietz, Public Works Director City of Eden Prairie 8080 Mitchell Rd. Eden Prairie, J\1N 55344 (952) 949-8300 Manager of Utility Operations - 2005 Mayor Eugene Maxwell City of Hopkins 1010 I" St. S. Hopkins, J'vIN 55343 (952) 935-8474 City Manager - 2004 Cris Gears, County Administrator Kitsap County 614 Division Street Port Orchard, WA 98366 (360) 337-5361 Director of Facilities, Parks and Recreation - 2005 Mike Rardin, Public Works Director City of St. Louis Park 5005 Minnetonka Blvd. S1. Louis Park, J\IN 55416 (952) 924-2500 City Engineer - 2005 Swift County 301 14th S1. N. Benson, MN 56215 (320) 843-4069 County Highway Engineer - 2005 Mayor Hans Trousil City of West Burlington 122 Broadway Street West Burlington, IA 52655 (319) 752-5451 City Administrator - 2006 Tomas Meyer, Interim City Administrator City of Mason City 10 First Street NW Mason City, IA 50401 (641) 421-3600 Police Chief - 2006 Mayor Jerome Rockvam City of Spring Park. MN 4349 Warren Ave. Spring Park, ~fN 55384 (952) 471-9051 City Clerk/Administrator - 2006 Ronald Moorse, City Administrator City of Orono P.O. Box 66 Orono, MN 55323 (952) 249-4600 Police Chief - 2007 Mayor Gary Sturm City of St. James 124 Armstrong Blvd. S. St. James, ~fN 56081 (507) 375-3241 City Manager - 2006 Mayor Bruce Nelsen City of Staples 611 Iowa Ave. NE Staples, MN 56479 (218) 894-2550 City Administrator - 2007 Mayor Kay Halloran City of Cedar Rapids 50 Second Ave Bridge Cedar Rapids, Iowa 52401 (319) 286-5115 City Manager - 2006 Mayor J ames Kreft City of Arlington 204 Shamrock Drive Arlington, 1fN 55307 (507) 964-2378 City Administrator - 2007 Mayor Richard Lehmann City of Bemidji 317 4th St. NW Bemidji, ~fN 56601 City Manager - 2006 Mayor Bill Miller City of Olivia 1009 W. Lincoln Ave. Olivia, ~fN 56277 City Administrator - 2007 Ivlichael Johnson, City Administrator City of Marshall 344 W. Main St. Marshall, ~fN 56258 Director of Economic Development - 2006 Mayor Reynold Peterson City of Spencer 418 2nd Ave. W. Spencer, IA 51301 City Manager - 2007 Tom Lawell, City Administrator City of Apple Valley 7100 W. 147th St. Apple Valley, ~fN 55124 Community Development Director - 2006 Ron Johnson, City Administrator City of Lake City 205 W. Center St. Lake City, ~fN 55041 Public Works Director - 2007 Mayor Alan Oberloh City of Worthington 303 9th St. Worthington, MN 56187 (507) 372-8600 City Administrator - 2006 Mayor Larry Buboltz City of Detroit Lakes 1025 Roosevelt Ave. Detroit Lakes, MN 56502 City Administrator - 2007 Mayor Mark V oxland City of Moorhead 500 Center Ave. Moorhead, lvIN 56562 (218) 299-5166 City Manager - 2007 Mayor John Hall City of Osseo 415 Central Ave. Osseo, MN 55369 (763) 425-2624 City Administrator - 2007 Mayor Tom Kuntz City of Owatonna 540 W. Hills Circle Owatonna, MN 55060 City Administrator - 2007 The Brimeyer Group - Partial Listing of Assignments CITY AND COUNTY MANAGERS/ ADMINISTRATORS City Manager - Roseville, :MN (pop. 36,000) City Administrator - Lakeville, :MN (pop. 23,000) City Manager - New Brighton,:MN (pop. 24,000) City Administrator - Hastings, :MN (pop. 15,000) City Administrator - Cottage Grove, :MN (pop. 24,000) City Manager - St. James, MN (pop. 5,000) City Manager - Brooklyn Park, :MN (pop. 60,000) City Administrator - Little Canada, :MN (pop. 10,000) City Manager - Hopkins, :MN (pop. 16,000) City Manager - Bemidji, :MN (pop. 24,000) City Administrator - Hibbing, :MN (pop. 20,000) City Administrator - Hermantown, :MN (pop. 7,000) Clerk/ Administrator - Mounds View, :MN (pop. 12,000) City Administrator - Orono, :MN (pop. 7,000) City Administrator - South St. Paul, :MN (pop. 24,000) Village Manager - Village of Hazel Crest, IL (pop. 15,000) City Manager - Robbinsdale,:MN (pop. 15,000) City Administrator - Becker, :MN (pop. 1,000) City Administrator - Arden Hills, :MN (pop. 10,000) City Administrator - Sandstone, :MN (pop. 2,000) County Administrator - Chis ago County, :MN City Manager - Prior Lake,:MN (pop. 12,000) City Administrator - Luveme, :MN (pop. 4,400) City Manager - Columbia Heights,:MN (pop. 19,000) City Manager - Webster City, IA (pop. 8,600) City Coordinator - Minneapolis, :MN (pop 370,000) City Administrator - Pipestone, :MN (4,500) City Administrator - Marshall, :MN (pop. 12,000) City Administrator - Oak Park Heights,:MN (pop. 3,700) City Administrator - Rosemount,:MN (pop. 10,000) City Manager - St Anthony, :MN (pop. 8,000) City Manager - Carroll, IA (pop. 8,000) City Administrator - Savage,:MN (pop. 12,000) City Manager - Sheldon, IA (pop. 5,000) City Administrator - Emmetsburg, IA (pop. 4,000) County Coordinator - Benton County, :MN (pop. 30,000) City Manager - Mankato,:MN (pop. 31,500) City Administrator - North Mankato, :MN (pop. 11,000) City Manager - Robbinsdale, MN (pop. 14,000) City Administrator - Worthington, MN (pop. 10,000) City Administrator - Farmington, MN (pop. 6,870) City Administrator - Mounds View, MN (pop. 12,600) Clerk/ Administrator - Centerville, MN (pop. 2,000) County Administrator, St. Louis County, MN (pop. 198,000) City Administrator - Northfield, MN (pop. 15,200) City Manager - Columbia Heights, MN (pop. 19,000) City Manager - Benson, MN (pop. 3,500) City Manager - Storm Lake, IA (pop. 9,000) City Manager - West St. Paul, MN (pop. 19,000) Coordinator - Bryant Neighborhood, Minneapolis Council Administrator - Red Wing, MN (pop. 15,700) City Manager - Maquoketa, IA (pop. 6,000) City Manager - Spencer, IA (pop. 11,600) City Administrator - Cottage Grove, MN (27,726) City Administrator - St. Peter, MN (pop. 10,000) City Administrator - Minnetrista, MN (pop. 3,900) City Administrator - Mahtomedi, MN (pop. 6,800) City Manager - Montevideo, MN (pop. 5,500) City Administrator - Charles City, IA (pop. 8,000) City Manager - West Liberty, IA (pop. 3,000) City Administrator - Mora, MN (pop. 3,000) City Administrator - Baxter, MN (pop. 4,800) City Administrator - Waukee, IA (pop. 3,500) Clerk/ Administrator - St. Joseph, MN (pop. 4,500) City Administrator - Sauk Rapids, MN (pop. 10,000) City Administrator - Park Rapids, MN City Administrator - Dyersville, IA (pop. 3,800) City Administrator - Fergus Falls, MN (pop. 13,000) City Manager - Brookings, SD (pop. 18,000) City Administrator - West Burlington, IA (pop. 3,000) City Administrator - Wayne, NE (pop. 5,000) County Administrator - Becker County, MN (pop. 30,000) City Administrator - Sauk Centre, MN (pop. 3,800) City Administrator - Mounds View, MN (pop. 12,900) City Administrator - Shorewood, MN (pop. 7,000) City Administrator - Andover, MN (pop. 25,000) City Administrator - Waconia, MN (pop. 6,000) City Manager - New Ulm, MN (pop. 14,000) City Administrator - East Grand Forks, MN (pop. 8,000) City Administrator - Stillwater, MN (pop. 16,000) City Administrator - Farmington, MN (pop. 10,000) City Administrator - Minnetrista, MN (pop. 4,400) City Administrator - Lake City, MN (pop. 5,000) City Administrator - Sartell, MN (pop. 10,000) City Manager - Moorhead, MN (pop. 32,000) County Administrator B Rice County, MN (pop. 57,000) City Administrator - Northfield, MN (pop. 17,500) City Administrator - Austin, "MN (pop. 23,000) City Administrator - South St. Paul, "MN (pop. 20,167) City Administrator - Newton, IA (pop. 16,000) City Administrator - Mahtomedi, "MN (pop. 8,000) City Manager - West Liberty, lA (pop. 3,300) City Administrator - Lake Ehno,:MN (pop. 7,387) City Administrator - Melrose,"MN (pop. 3,150) Village Manager - Shorewood, WI (pop. 12,000) City Administrator - Zumbrota,"MN (pop. 3,000) City Manager - Yankton, SD (pop. 14,000) City Manager - Manchester, lA (pop. 5,000) City Manager - Knoxville, lA (pop. 7,700) City Manager - Dennison, lA (pop 7,500) City Administrator/Clerk - Cresco, lA (pop. 4,000) City Manager - Webster City, lA, - (pop. 8,200) City Administrator - West Burlington, lA (pop. 3,200) City Administrator/Clerk/Treasurer - Spring Park, MN (pop. 1,700) City Manager - Cedar Rapids, lA (pop. 128,000) City Administrator - Ottumwa, lA (pop. 25,000) City Administrator - Stewartville, "MN (pop. 5,650) City Manager - Bemidji, "MN (pop. 13,000) City Administrator - Worthington, "MN (pop. 11,000) City Administrator/Clerk - Maple Plain,"MN (pop. 2,100) County Administrator - Yellow Medicine County, "MN City Administrator - City of Minnetrista, "MN City Administrator - Staples, "MN City Administrator - Arlington, "MN City Administrator - Olivia, "MN City Manager - Spencer, IA City Administrator - Detroit Lakes, "MN City Manager - Moorhead, "MN City Administrator - Osseo, "MN City Administrator - Owatonna, "MN DEPARTMENT HEADS Finance Director - Minneapolis, "MN Fire Chief - Centennial Fire District Police Chief - Orono,"MN Public Works Superintendent - New Hope,"MN Budget Director - Minneapolis,"MN Superintendent Wastewater Treatment - Albert Lea, "MN Public Works Director/City Engineer - Savage,"MN Finance Director - Austin, "MN City Engineer - Minnetonka, "MN Community Development Director - St. Louis Park, MN Public Works Director/Engineer - St. Louis Park, "MN Community Development Director - Fairmont, "MN Community Development Director - Rosemount,"MN City Engineer/Director of Public Works - Marshall, "MN Community Development Director - Northfield,:MN Economic Development Director - Elk River, MN County Economic Development Director - Becker County, MN Principal Planner, Minnetonka,:MN General Manager, Utilities Commission, Elk River,:MN Community Development Director - Farmington, :MN Communications Director - Minneapolis, :MN Director of Property, Records, and Revenue - Ramsey County, :MN Assessor - Freeborn County, :MN Police Chief - Stillwater, :MN Appraiser - Minnetonka, :MN Manager of Planning and Economic Development - Worthington,:MN County Engineer - Chis ago County Manager of Public Services - Baxter, :MN Director of Public Safety - Minnetonka, :MN Director of Planning - Elk River Assistant Director of Economic Development - Elk River Park Superintendent - Minneapolis Park and Recreation Board,:MN Police Chief - Mounds View, :MN Police Chief - Eagan,:MN City Engineer - Fairmont,:MN Police Chief - Hopkins, :MN Police Chief - Sauk Rapids, :MN Police Chief - Crystal, :MN Police Chief - Grand Rapids, :MN Police Chief - Faribault, MN Finance Director - Woodbury,:MN Police Chief - Apple Valley, MN Finance Director - Woodbury,:MN Public Works Director - Lake City,:MN Finance Director - New Brighton,:MN Fire Chief - West Metro Fire District, New Hope/Crystal,:MN Director of Communications - Eagan, :MN Planning Director - Lake City, :MN Fire Chief - Apple Valley, :MN Fire Chief - Lake Johanna Fire Department EDA Director - Sleepy Eye, :MN Police Chief - Mound, :MN Assistant Finance Director, Detention Center - Steele County, MN Housing Authority Executive Director - Albert Lea, :MN Community Development Director and Director of Public Works - Faribault,:MN Director of Public Safety - Forest Lake,:MN Community Development Director and Director of Public Works - Northfield,:MN Customer Relations and Decision Support Services Director - Minneapolis, :MN Executive Director - Fergus Falls Area Economic Improvement Commission Operations Manager - Northfield, MN Human Services Director - Steele County, :MN Swift/Yellow Medicine County - County Highway Engineer Director of Economic Development - Marshall, MN Police Chief - Mason City, IA Community Development Director - Apple Valley, MN Director, Public Information and Communications - Dakota County Police Chief - Mason City, IA Public Works Director - Lake City, MN NON-PROFIT Executive Director - Urban Concerns Workshops Executive Director - Minnesota State Council on Disability Executive Director - Local Government Information Systems Manager, LRT Development - Regional Transit Board - Twin Cities Executive Director - Cold Weather Resource Center Executive Director - Minnesota Chiefs of Police Association Executive Director - North Suburban Cable Commission and Access Corp. Executive Director - League of Minnesota Cities Executive Director - Family Violence Network Executive Director - Southwest Minnesota Initiative Fund Executive Director - PossAbilities of Southern Minnesota Executive Director - Metropolitan Library Services Agency Executive Director - Blue Earth Economic Development Authority Executive Director - St. Cloud Housing and Redevelopment Authority Executive Director - East Central Solid Waste Commission District Administrator - Minnehaha Creek Watershed District Library Director - Carver County Center Administrator - Consolidated Public Safety Answering Point Director of Finance and Administration - Lincoln Pipestone Rural Water Assoc. President/CEO - Sheriffs Youth Programs of Minnesota Executive Director - Rice Creek Watershed District PRIVATE SECTOR COO - sporting goods manufacturer Senior Account Manager - government leasing corporation Director, Sales and Marketing and Production Manager - optical lens company Senior Design Engineer and Production Manager - sign manufacturing company Transportation Engineer - engineering consulting firm Urban Planner - engineering consulting firm Senior Engineer - engineering consulting firm Manager of Administrative Services - architectural firm Senior Associate - engineering consulting firm Electrical Engineer - industrial engineering firm Marketing Manager - architectural firm Marketing Coordinator - architectural frrm Senior Transportation Engineer - engineering consulting frrm General Manager - Minnesota Valley Country Club Water Resources Engineer - environmental consulting and engineering frrm General Manager - Lake Panorama Association The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 The Brimeyer Group "affected class" placements St. Louis County, MN City of West St. Paul, MN City of Red Wing, MN City of Minneapolis, MN Minneapolis Park and Rec. CPSAP Carver County, MN City of Minneapolis, MN City of Sauk Centre, MN City of Minnetonka, MN City of Elk River, MN City of St. Joseph, MN City of Elk River, MN City of Fairmont, MN City of Park Rapids, MN City of Mounds View, MN City of Waconia, MN City of Sartell, MN City of Mound, MN City of Northfield, MN City of Dundas, MN City of West Liberty, IA City of Albert Lea, MN City of Northfield, MN Rice County City of Spring Park City Administrator Executive Director City Administrator Technology Services Director Administrative Services Marketing Dir. of Admin Services Dir. of Marketing County Administrator City Manager Council Administrator Dir. of Communications Park Superintendent Center Administrator Library Director City Coordinator City Administrator Director of Public Safety Economic Development Director City Administrator Senior Planner City Engineer City Administrator City Administrator City Administrator City Administrator Community Development Director City Administrator City Administrator City Manager City Manager Director of Public Works MIS Director City Clerk/Administrator Female Female Female Female Female Female Female Female Female Female Female Female Black Female Female Female Black Male Female Female Female Female Female Female Female Female Female Female Female Female Female Black Male Female Female Female Female City of Arden Hills, MN Family Violence Center City of Pipestone, MN League of MN Cities BWBR, Inc. (952) 945-0246 . fax (952) 945-01 02 . v \ DiSC@ Behavioral Profile for: Susan Personalized Description and Success Strategies from the Personal Profile System@ . General Characteristics ... Dimensions of Behavior The Brimeyer Group Executive Search Fifty South Ninth Avenue, Suite 101 Hopkins, Minnesota 55343 (952) 945-0246 - Phone, (952) 945-0102 - Fax WVoniolllOI C1998 bylnscepe Pubbshing,lnc. ...1 rights reserved C1998 byThe GeryLillle COl'Tlp8fff."c. AH rig/'ts reserved DI BEHAVIORAL HIGHLIGHTS This section lists the potential strengths of Susan's behavioral profile. Personalize the information using these steps: <1> Check mark the boxes of those statements that you think accurately describe Susan's behavioral style. <2> Cross out the boxes of those statements that you feel do not describe Susan's behavioral style very well. <3> Write in comments to modify the statements to make them more descriptive. - \ \ 1/ o I S C Some of Susan's behavioral strengths may be: o Likes a fast pace, new activities, change, and variety o Quick to act and creates a sense of urgency in others o Enjoys challenges and competition o Can move forcefully to get results o Uses direct, action-oriented approach to solving problems o Likes to interact with many different types of people o Likes to express thoughts and feelings to others o Animated and enthusiastic in expression o Quick to adapt to new ideas and changes o Seeks to find ways to interact positively in difficult situations WVersion3.01 Q199B by nsClilpe Pubj shing, he, AI rigtts r.s&lWd The Brimeyer Group Executive Search Fifty South Ninth Avenue, Suite 101 Hopkins, Minnesota 55343 (952) 945-0246 - Phone, (952) 945-0102 - Fax - 1 - Q1998 by The GARYlrTTlE cOtvPANY.n:. Alrighls reserved Personal Profile System@ Graph 7 6 5 4 3 2 1 o . I s c Name: Susan. Date: 09-22-2003 Classical Pattern: Inspirational The DiSC@ Dimensions of Behavior model describes behavioral patterns in terms of four tendencies. They are briefly defined below: D Dominance: People with a high "D" behavioral tendency seek to shape their environment by overcoming opposition to accomplish results. i Influence: People with a high "i" behavioral tendency seek to shape their environment by influencing or persuading others. S Steadiness: People with high "S" behavioral tendency seek to cooperate with others to carry out their tasks. C Conscientiousness: People with high "C" behavioral tendency seek to work within existing circumstances to ensure quality and accuracy. All people have all four behavioral tendencies but in differing intensities. The relationship of the four tendencies to each other creates a profile pattern which provides information about a person's potential behavioral responses. Completed by: Environmental Focus: Work The above graph displays the relationship of the four behavioral tendencies in Susan's profile pattern. The information on the following pages is based upon this profile pattern. Remember, the Personal Profile System@ is not a test. There is no such thing as a "good" or "bad" pattern. Research indicates that the most successful people are those who know themselves and develop strategies to meet the needs of specific situations. The following information is most helpful when reviewed, discussed, and put to use in developing specific action plans for increasing personal effectiveness. The Brimeyer Group Executive Search Fifty South Ninth Avenue, Suite 101 Hopkins, Minnesota 55343 (952) 945-0246 - Phone, (952) 945-0102 - Fax - 2 - W VerslOf\ 3.01 C1998 by nscape Pl.tlIishing, klc. AI rigts reserved C1998 by The GARVLrTTLE CQfvPAN'f, Inc. Alngts reHfWd BEHAVIORAL OVERVIEW The following narrative, based upon the profile responses, provides a general ovelView of Susan's natural behavioral style in the environment. This section is designed to provide a broad overview of her natural, most comfortable behavior. Susan's actual obselVed behavior may be somewhat different due to modifications based on the demands of the situation, the expectations of others, and her personal values. Review and discuss the information, deleting the portions that do not seem applicable and highlighting the portions which may be most relevant and useful. r- \ \ / o i S C Susan tends to be very direct, daring, forceful and enthusiastic. She may also be very charming and sociable. Tending to be quick in thought and action, she may enjoy matching her wits and skills against others. In seeking to control her environment, Susan may make a conscious effort to modify the thoughts and actions of others. She may be astute in identifying the motives and desires of others. She may then use this information to direct their behavior toward her predetermined goal. She may use charm and persuasion to sway others to her point of view. However, if necessary, she may also use demands, intimidation, and the control of rewards to get what she wants. She tends to be clear about her desired results. However, she may not verbalize them to others immediately. She may introduce her desired results only when she has created an attitude of readiness in the other person. Though generally charming in her contacts with others, she may occasionally cause them to experience a conflicting feeling of being drawn to her and yet somehow being distanced at the same time. She may be very persuasive in achieving her desired results and in obtaining assistance with the repetitive and time-consuming details of the activity at hand. While she sometimes may inspire fear in others and may override their decisions, Susan tends to be generally well liked by co-workers. This may be true because she tends to use her considerable verbal skills to persuade others rather than demand from them whenever possible. She clearly may prefer to work through others to accomplish her goals rather than ride over them. Susan naturally may be comfortable with interpersonal aggression. In fact, she may enjoy competitive and antagonistic situations. She may welcome the challenge of a win/lose situation. Her objective may be to win, sometimes at a cost to relationships. Appearing to reject affection, she tends to not allow feelings of love or friendship to interfere with the pursuit of her goals. She may not always give the other person a chance to express feelings or show concern for such matters as cooperation or emotional attachment. In fact, she may be concerned that to do so would appear to be too soft toward others. A self-starter, Susan may get up early to get a head start on the day's activities. She may start activities without any prodding or direction from others. Her energy may continue to be high throughout the day. She may also get other people moving. She may set high standards for performance and expect them to be met. She is likely to be critical of others who fail to meet her expectations. Although she tends to express her displeasure directly, usually face-to-face, people generally accept it with little resentment due to her persuasive abilities. When things are not going well, Susan may become quarrelsome or even belligerent if she does not get her way on something that may be important to her. Typically, in a pressure situation in which her goals are being blocked, she may suddenly discontinue her charm and persuasion and become unusually quiet. Just as suddenly, she may then reassert herself in a demanding, aggressive manner. WVersion3.01 Cl998by~scape Pubtshing,,hc Altigtts r&SelV8d The Brimeyer Group Executive Search Fifty South Ninth Avenue, Suite 101 Hopkins, Minnesota 55343 (952) 945-0246 - Phone, (952) 945-0102 - Fax - 3- Cl998 by The GARYUrn..E COWPmY,nc. AI fi!ttS feserved BEHAVIORAL OVERVIEW --Continued-- Susan may tend to evaluate others based upon their ability to project strength and power. She may appreciate those who are able to master and control their environments. She may have little patience for those who are primarily concerned with "little things" such as details, accuracy and correctness. She also may have little use for "red tape" or procedures which seem to interfere with the accomplishment of her goals. When approaching a new problem or decision, Susan tends to move quickly and directly. She may solicit opinions from others; however, she may not pay much attention to the input from anyone whom she does not respect, unless it presents a clear opportunity for a successful outcome. She may quickly size up the information and reach a tentative conclusion upon which she can take action. She may take risks and try new, challenging ideas. She may watch the results to make sure that her desired results are achieved, quickly making changes as indicated. The Brimeyer Group Executive Search Fifty South Ninth Avenue, Suite 101 Hopkins, Minnesota 55343 (952) 945-0246 - Phone, (952) 945-0102 - Fax -4- "1998 by The GARYLrTTlE COtvPAHf. nc. A1rigttsreserved WVmion3.01 "1998 ut Inscep. Plb~$hing, Inc_ AI rigtts resltMd Cedar RapidJ... City of Five 5 eaJonJ ~~ ~I~ The Community The City of Cedar Rapids, located in east central Iowa, is the County Seat of Linn County. As the second largest city in Iowa, Cedar Rapids has a growing population of 121 ,500 residen ts and serves as a regional center of commerce, industry and transportation for a combined population of 431,800 people in the surrounding eight- county area. Cedar Rapids area has a diverse economy, balancing a historical agri-business base with technology- based industries. More than 275 manufacturing plants, two dozen Fortune 500 companies, and many international export businesses are located in Cedar Rapids, making the city an important link in the global economy. The largest manufacturing companies have a combined employment of over 16,000 workers and include Rockwell Collins, Inc., Amana May tag Appliances, Quaker Oats Company, General Mills, Inc., and Gazette Communications. Large corporations include AEGON USA, Inc., MCI, and WorldCom, Inc., as well as many major health care organizations, retail and grocery compa01es. ~.. if::';?,'..'''', . ~[:.,,,. ~:l'-"..:. Residents engaged in the promotion of stable neighborhoods have formed a number of active neighborhood associations. A variety 0 f housing choices may be found throughout the city's established neighborhoods and ne\\ier subdivisions, including charming older homes, excellent starter houses, condominiums, duplexes and apartment units. Cedar Rapids has gained a reputation for creating a blend of educational, cultural and recreational advantages for its citizens that has resulted in the sense of community and hospitality associated with midwestern life. The enjoyment of each of nature's four beautiful seasons and the focus on quality of life issues has led residents to nickname Cedar Rapids the "City of Five Seasons" w'ith the encompassing Fifth Season representing "the Time to Enjoy." Recreation and Culture The Cedar Rapids ~Iuseum of Art features permanent collections by Iowa artists, including Grant \V ood. The area's rich Czech culture is celebrated at the National Czech and Slovak i\Iuseum and Library. --- IL Built in 1928, the 1,900-seat Paramount Theatre for the Performing Arts hosts live stage shows, Broadway performances, community theater, movies and concerts. Theatre Cedar Rapids and the Cedar Rapids Opera Theatre provide outstanding musical productions and plays. The award-winning Cedar Rapids Symphony Orchestra performs over 25 times each year. The U.S. Cellular Center is a multipurpose arena with 10,000 seats that hosts concerts, sporting events, trade shows and conventions. A popular attraction is Ushers Ferry Historic Village, located in Seminole Valley Park and featuring over 20 authentic buildings. Many other theaters, historic sites, museums and attractions are located throughout Cedar Rapids. Due to the city's central location, many college level sporting events may be accessed locally and regionally. The Cedar Rapids Kernels, an affiliate of the Anaheim Angels professional baseball organization, play in a new $14 million, 5,300-seat stadium. The city also serves as the home of the RoughRiders, a minor league hockey team that plays home games in a 4,000 seat Ice Arena. Cedar Rapids takes pride in having the largest park system in Iowa w'ith over 4,000 acres of park land comprising 73 parks. Area parks feature opportunities for swimming, boating, ice skating, cross country skiing, snowmobiling, football, baseball, volleyball, tennis, picnics and scenic drives. In addition, hundreds of acres of undeveloped green space are available for future park expansion and flood control. .L-\n abundance of community festivals provide entertainment for residents and visitors. Three state parks and four county parks within 20 minutes of Cedar Rapids offer fishing, swimming, sailing, camping, rock climbing and hiking trails. The 4,900-acre Coralville Lake recreation area is a Corps of Engineers project providing extensive outdoor activities. Four municipal golf courses, four privately owned public golf courses and three private county club golf courses serve the area. An expansive trail system is sustained by the Linn County Trails Association, a non-profit volunteer organization working to connect established trails. Other recreational facilities include 6 municipal aquatic centers, 50+ public tennis courts, 3 private tennis clubs, 50 public baseball or softball diamonds for league use, 30+ volleyball courts, 3 outdoor ice rinks, and a central YMCA. The Parks Department maintains all weather basketball courts, sand volleyball courts, a BMX dirt track, rugby field, off- leash dog exercise area, 22 pavilions, and operates 16 spray pools, a soccer complex, children's zoo, Frisbee golf courses, and park flower gardens. "lll"~~ , jJl~/ '.'jll!li~' '''_~ . ".t":;'. I1t .=.~~r'.... . '.,:1---- .- r- The Science Station and the IMAX theatre. Education and Health Care Parade magazine has rated Cedar Rapids as one of the 10 best cities in the United States to raise a family. A key reason is the excellence of the school system. The metropolitan area is served by four public school districts, the Metropolitan Office of Catholic Education, and other private schools. Total enrollment for the Cedar Rapids area is approximately 35,000 students. Graduation rates continue to be among the highest in the nation and Iowa ranks second in the nation in American College Testing (ACT) scores. Over 80% of high school graduates enroll in post-secondary education. Students have access to three private liberal arts colleges. Coe College and Mount Mercy College, located in Cedar Rapids, are four-year educational institutions. Kirkwood Community College is a nationally recognized community college that provides vocational, technical, arts and sciences, and continuing education programs. Additionally, Cedar Rapids is within close proximity to three state universities with the University of Iowa only 25 miles away. Two highly advanced hospitals are located in Cedar Rapids and served by a dedicated medical community. Over 300 physicians in the city represent every area of medical specialty. In addition, The University of Iowa Hospitals and Clinics and Veterans Administration I Iospital are located in Iowa City. --, The Organization As a result of a petition submitted in October 2004, the City Council created a Home Rule Charter Commission to prepare a proposed Home Rule Charter that called for a part-time Mayor and City Council and a full-time City Manager. Following a general election, in June of 2005, the Home Rule Charter was approved. An election occurred in November 2005 and the new form of government took effect on January 2, 2006. The ne\v City Council is comprised of eight Councilmembers and a Mayor. Five of the members represent specific districts and three members are elected at-large. A transitional team, comprised of an Interim City Manager, City Clerk, City Controller-Auditor and City Attorney are addressing administrative and operational matters during the transition. The city employs 1,453 full-time equivalent workers. Approximately 600/(, of the employees are represented by one of eight labor unions. The General Fund budget is $90 million and the total budget is $360 million. A total five year Capital Improvement Plan (CIP) will approximate $629 million. Major projects include street, airport, water system and sanitary sewer improvements. The following Departments report to separate Boards: Veterans Memorial, Library, Airport and Civil Rights. The City Attorney and the City Clerk report directly to the City Council. L The Position The City Manager is a newly created position reporting to the Mayor and City Council and serving as Chief Administrative Officer of the city. Specific duties include: . Supervise and direct the administration of city government and the official conduct of employees including training, reclassification, suspension or discharge. . Appoint the Chief of Police and the Fire Chief, with the advice and consent of the City Council. . Supervise the Chief of Police and the Fire Chief, including suspension or discharge, with the advice and consent of the City Council. . Appoint or employ persons to occupy positions for which no other method of appointment is provided by state law or city charter. . May appoint, supervise and direct an officers to administer departments. With the consent of the Council, the City Manager may serve as the head of one or more departments or may appoint one person as the Director of two or more of the departments. . Supervise the performance of all contracts for work undertaken by the city and supervise the purchase of materials and supplies. . Direct the preparation of annual budgets and submit to the City Council. . Monitor and advise the City Council of financial conditions and city needs. . Manage all public improvements and city-owned property, including buildings, plants, systems, enterprises, and oversee construction, improvements, repair and maintenance. . Provide primary interaction with the City Council and Staff. . Coordinate activities of city departments to meet overall organizational goals. . Build and develop a management team by providing growth opportunities through seminars and professional training. . Meet with local business groups, individuals, citizen groups, the media and other government officials regarding issues affecting the city. . Make recommendations and provide guidance regarding future planning for capital improvements, financing, equipment, staff, economic development and operational needs. . Assure that grievances and communications from citizens receive prompt attention and resolution. . Represent the city in economic development activities. Background and Experience Candidates for the City Manager position will possess a Bachelor's degree (M.A. preferred) in public administration or other related field and 8-10 years experience in a responsible management position. ( Ideally qualified candidates will posses: · Background in staff development with specific experience in evaluating and refining organizational structure. · Understanding of economic development and redevelopment activities. Experience in downtown development, job growth, and business attraction. · Solid experience in budget development and monitoring, financial management, and capital improvements planning. · Background in working effectively with elected officials and staff and experience in developing a governance model. · Experience in intergovernmental relations and working cooperatively with other professional organizations. · Background in housing development and housing programs. · Broad supervisory experience and knO\vledge of labor law and union activities. · Experience in managing outside consultants. · Familiar with human resources functions including compensation plans. Management Capabilities · Be committed to public service and enjoy working in a very visible position. · Build credibility and trust of city government by fostering transparent public processes. · Create a climate for organizational change and affect changes within appropriate time frames. · Cooperate with the Mayor on sharing spokesperson functions. Promote a clear communications style and speak with a unified voice for City Hall. · Be willing to make recommendations and provide options to the Council. · Project a diplomatic presence within the organization. · Assume the role of public educator on the new form of government. . Promote a customer friendly approach to the development process. . Work with elected officials and staff to develop new ways to identify problems and implement effective solutions. . Understand the need to defend and explain options and positions. . Develop an appropriate and effective system to delegate duties and responsibilities and a concurrent system to assure accountability. Community and Position Priorities . Assist the organization in the transition to a City Manager form of government. Work with the Council to develop the roles of the City Council and the City Manager within the organization. . Evaluate the organizational structure with an eye to refining staff duties and functions to achieve efficiencies. . Ensure that the city's financial monitoring system is adhered to in order to properly manage expenditures. . Assist the Council to adopt a governance model that will clarify "governance versus management." . Enable a strategic planning process for the Council and the management team. Assist in and contribute to the process for community visioning. . Advance economic development strategies identified by the Chamber, Priority One, the EDC and the City Council. . Explore options for sharing services and working on regional issues with the county and adjacent cities. . Promote cooperative efforts with the Chamber of Commerce and Visitors Bureau. Be involved with the local service organizations. . Utilize available resources to improve municipal technology. Expand the city's web site services to enhance communications. . Maximize partnership opportunities with the county and local school district. . Maintain a strong link between businesses and the public on publicly financed projects. . Implement plans to create centralized services for a variety of city functions. For more information on the City of Cedar Rapids, please visit www.cedar-rapids.org and the many other links available at this site. Announcement City Manager, Cedar Rapids, Iowa (pop. 120,0(0). Starting Salary: Open, expectation of mid to high S100s, depending on qualifications and experience. The City of Cedar Rapids is located in eastern Iowa and is a regional hub for industry, retail and area attractions. As the county seat of Linn County, Cedar Rapids enjoys a healthy economic climate, quality schools, beautiful parks, attractive housing, and many recreational opportunities. This newly created position reports a nine member part-time City Council including a Mayor. The position was established after a petition to change the form of government was fued, which resulted in the adoption of a new [lome Rule Charter. Responsible for the supervision of 1,400 full-time employees, a G1' budget of $90 million and total budget of $360 million. Prefer experience in all phases of municipal government, with specific experience in organizational realignment, establishing reporting relationships, economic development and redevelopment, and a strong desire for customer service and the public process. Candidates for the City Manager position will have a four-year degree (advanced degree preferred) with emphasis on public administration or related field and a minimum of 8 years experience in a responsible management position. Position Profile available. Send resume by 05/08/06 to The Brimeyer Group Executive Search, 50 S. 9th Avenue, #101, Hopkins, MN 55343. Phone: (952) 945-0246, Fax: (952) 945-0102, e-mail: brimgroup@aol.com, web: \v\v\v.brimgroup.com Timetable for the City Manager search May 8, 2006 Deadline for applications May 31, 2006 Present candidates June 16-17, 2006 Interviews and Selection August, 2006 Start date The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 CITY OF BRIDGES...RIVER OF OPPORTUNITY The Community City Administrator Position Prof1le The City of (>ttumwa is the county scat of WapeUo County located on the Des Moines River, approximately 90 miles southeast of Des Moines, [O\va. With a population of 25,000, Ottum\va is the largest city \vithin a 90-mik radius. Ottum\va \vas born as a river tmvn in 1851. Approaching the city from the south or west, you arc presented \vith a panoramic vie\v of a tree-covered bluff rising from the Des l\Ioines R.i.\'er Valley with church spires and roof tops peaking through. [n the heart of the citv three bridges span the ri\'er, earning ( htumwa the desi!-,'11ation "City of Bridges." Most notable is the Jefferson Viaduct \vhich is the longest municipal bridge in the State of [mva. The bridge is listed on the National Register of llistoric Places, as are three neighborhood districts and several public and private buildings. These residential districts \vere developed as the City of ()ttum\va gre\v up and :m;ay from the river during the second half of the 19th century. As a regional retail center for southeastern [mva and northeast Missouri, Ottumwa features the region's largest shopping mall, Quincy Place. The Mall \vas opened in 1lJ89 and covers 26 acres. Over the years significant commercial development has occurred along the Quincy A venue corridor with the addition of several large retail stores, clusters of small businesses, auto dealerships, and a variety of restaurants. The most recent ne\v development was completed in 2006 and includes an eight screen movie theater. I The central business Jistrict straJJlcs the Des i\Ioines River anJ is ch,lracterizeJ by ~l mix of small anJ meJium-sizeJ retail shops anJ profession~ll oftices. Under the supervision of the Imv:l DOT, :l four lane byp:lsS is currently under construction which will connect the e:lst :lnd north\vest :lreas of the Ottum\v:l. The bypass \vill be part of a high\v:lY connecting Burlington, IO\V:l on the Mississippi River \vith the State Capital in Des Moines. (htum\v:l has a di,'ersified industrial b:lse and is :1 manuf:lcturing center, \vith over 30 manufacturers, wh( llesalers and distributors. One of the city's largest employers is John Deere (htumw:l Works, :In industry leader in the compcritive hay and fomge equipment m:lrket, \vith 950 employees. Pork processing has been a tradition in the city for more than too years :lnd Caq.,rill Meat Solutions has been in operation since 19H7. The f:lcility continues to grow and currently employs over 2,000. The lSS-acre (htum\v:l Industrial P:lrk is O\vned and operated by the Ottum\va r':conomic De,'elopment Corporation (OEDC). At 1,400 :lcres, the City's ,\irport Industrial Park is the brgest industrial park in southeast Imv:l. The Arts and Recreation The City of (htumw:l h:ls cre:lted 17 parks comprised of ne:lrly 700 :lcres. The city maintains 20 baseball :lnd softball fields and numerous lighted b:lsketball :ll1d tel1nis courts. Popular f:lcilities include The Beach (htum\va containing:l 13-acre \vater park and features t:\vo major \vater slides, a \vave pool :lnd tot pool. The 53.5 million facility can accommodate 4,000 people and is the site for year-round s\vimming competition with available seating for 500 spectators. The Beach also features sand volleyball courts and picnic areas. Also popular, is the Ottum\va YMC\ - a 4H,O()() square foot facility featuring a pool, wellness center, fitness studio, gymnasium, indoor track, mcquetball, day care and other amenities. Golfers are accommodated at the Cedar Creek Golf Course, a city-opemted I H- hole course, and the I H-hole pri,'ately-owoed Ottum\va Country Club. I BRIDGE VIEW CENTER Curn:ntly undel"\v:lY is the Bridge Vie\v Center - :In event center being built through community, business, county and st:lte funding. The complex, which is nearly complete, \vill provide :l venue for ref,rlon:ll, civic, soci:ll, f:lmily and educ:ltional events and features :l 30,000 sq. ft. exhibit hall, meeting spaces, :lnd :l 650-se:lt performance the:ltcr in :l setting that overlooks the river. Ottum\V:l sen'es as a center for musical and cultur:ll e\"ents. The city bO:lsts the 60-member Southeast [o\V:l Symphony Orchestra and the Ottum\V:l Symphony Orchestr:l. The orchestr:ls perform locally and regionally and enrich community life through fund rmsing events, youth competition, outdoor perform:lnces, pop concerts :lnd other cultural events. The Area Arts Council :lctivdy represents and sponsors a \vide variety of events and perform:lnces. [n June, The Familv ;\rts liestival dr:l\vs artists from all over the Mid\vest. Additionally, the Civic Music Association promotes concerts of the popubr municipal band and the Community Players have entertmned theater audiences for over 40 years. The Wapello County Historical Museum displays over 10,000 items and features artif:lcts of the [ndi:lns who settled the Des Moines River V:llley. Education and Health Care The city is sel"\'ed by the 700-employee Ottumwa Community School District. The District operates eight dement:lry schools, one junior high school, one high school and one alternative voc:ltional high school. Tot:ll enrollment for the district is approxim:ltely 5,000. Indian [[ills Community College provides vocational and technical education and is associated with Buena Vista College. Eight other universities and colleges are located within a GO-mile radius of the city. Ottumwa and the surrounding portion of southeastern IO\va are served by the Ottumwa Regional r fcalth Center, providing general acute care hospital services in a 235-bed facility. The Center employs 960. Paramedical air and ground ambulance selTices are provided. The Ottum\va Medical Clinic is a multi- specialty clinic with a pharmacy and optical shop. The Ottum\va Regional r fcalth Foundation constructed a major retirement li\'ing community complex consisting of independent and assisted- living residential units. The Organization Ottum\va \vas incorporated in I H50. the city operates a Mayor-Council form of gm"ernment. The City Council is composed of the Mayor and five Councilmembers. The Mayor is elected at-large for a l:\vo-year term and the Councilmembers are all elected at-large for O\"edapping four-year terms. The City Council is assisted by various boards and commissions including, but not limited to, the ,\irport .\d\"isory Board, Library Board, Cemetery Board, Civil Service Commission, Historic Preservation Committee, Inspection Board of Revie\v, Parks Advisory Board, Planning and Zoning Commission, I':nterprise Zone Commission, I Iuman Rights Commission, Inspection Board of Revie\v, Board of Transit Trustees, and the Water Works Board of Trustees. City Services The city ()\vns and operates the (lttumwa Industrial Airport, which provides charter services. The ,\irport has its ()\vn interchange off U.S. r Iigh\vay 63. The city operates a public transportation system with approximately 70 employees offering service to 11 counties through a 28E Agreement. Waste\vater and storm \vater services are provided by city utilities. The waste\vater treatment plant is an acti\'ated sludge facility. The ()ttum\va Water Works operates a plant with a capacity of 8 million gallons and elevated storage capacity of over 11.5 million gallons. Electricity is provided by Ottum\va Water and Ilydro through the i\lliant Energy Company and natural gas is supplied by Mid i\merican I ~neq..,'}'. Police protection is provided by 36 full-time police officers headed by a Police Chief. The Fire Department employs 33 full-time personnel. The city's fire insurance rating is class 5. The city has 240 full-time employees. Fi\'e bargaining units represent city employees in the areas of police, fire, municipal and public \vorks and library. The general fund budget for 2007 is 510 million and the total budget is S50 million. I (hgaruzational Structure i\hv' ,r :lnd (:in' (:, )unci! City Clcrk Boards Cltv Attorncv , , CommIssIons City Adrninis trator (l,)lice hn: I;ilunce Plannll1g and I )C\'c!, lpmcn t IIe:ll th . \dministclti, l\1 Park I\l:untcnancc The Position The ( :itl ,\dmlllistclI' >r c<)( ,rdin:ltes the :ldmlnistr:lti, 1Il :lIld "peclti, Ins ,>f :111 dep:trtments, "ffices :lnd :lgencles ,>1- thl' citl'. ~pl'cific dUlles Illclude: . \\', ,rk In c, >nluncti, ,n with the hn:lnce l )lrect, >r in the pfep:lclti, ,n :lIld submitt:tl "f the :Illnu:t! , 'pecning budget :lnd C:lpll:t! 1'1'< >gclms. · De\'el, >1' I, >ng range Ilsc:t! m:ln:lgen:t! phns :lnd str:lIL'!-,ries :lnd reI" >rt t, > the (:itl (:, >UIlCi! '>11 the tlll:lnCl:t! c' lIldill' ,n ,>f the clll. . (:,)( ,rdin:lIe hunun res, >LlITe :lctwnies \\lIh the II H. Direct< ,r, including unit ,n neg' >tl:lll' Ins, empl, 'I'ee grie\':lnces, perf, 'fm:lnce e\':tlu:lti, ,ns, disciplin:1Cl :ICli, ,ns :lnd ,>ther 11LTs' ,nnel ,ICIl' Ins, · (l:lrticip:lte in :11'1" ,Inlments :lnd tennin:lti, >n ,>f cill' empl, >ITes, except th, >Sl' :11'1" >intl,d bv the ( :ill ( :, >unci!. . I ni ti:ne 1" >Iicv rec, ,mmend:lIi, ,ns t~ >r ( :ill' (:, >unci! C( ,nsideclti, >n, . ,\ssure c' ,mpli:lnce I\'ith the cilY I ,rdin:lIlces :lIld sLlle :lIld fedeul feguhti, ,ns, . 1'1'< >vlde gUld:lnce :lnd :lssist:lnce in the dl'\-cl, >pmenl I >f I, 'ng :lnd sh, Irt clnge g' 1:t!S, . ~l1pp' Irt el'l Inl 'mlC :lIld C' ,mmunitY deH'I, lpment eff, ,rts Illcluding business relenli, In. rede\-cl, 'pn1en t :lnd fecrullnwn t ( If ne\\' business. I Background and Experience Candidatt:s for tht: City ,\dministrator position \vill posst:ss a Bachdor's Lkgret: in public or business administr:ltion, fin:lnct: or :l rehtt:d fidd plus a minimum of st:vt:n yt:ars of responsiblt: municipal govt:rnmt:nt m:uugt:mt:IH t:xpt:rit:nct: including five yt:ars at the city or county administr:ltor or assistant :ldministr:ltor It:\-el. [Iighly qualified candidates \vill possess: . Gem:ral knowlt:dge of tht: principles and objectives of public administmtion :lnd municipal oper:ltH JI1S. . Extensivt: knowlt:dge of budgt:ting :lnd fin:lncial administr:ltion, including financial fort:c:lsting. . Spt:cific b:lckground in economic devdopment \vith :In emphasis on rede\-dopment and rt:jU\-enati( JI1. . (.:xperience in annexation procedures, bnd use, :lnd urban planning :lnd zoning concepts. . Underst:lnding of public financing options including gr:lnt \vriting :lnd 'I'll;. . (.:xperience in stratq.,ric planning, goal setting and long term community planning. . Undt:rst:lnding of technology pt:rt:1ining to city opt:r:ltions. . (.:xperienct: in facilitating :l form:ll team building proct:ss :lnd implt:menting outcomt:s. . (':xperience with hbor rehtions issue and union nt:gotiations. Management Capabilities . Becomt: informt:d :lbout community issut:s. . lk approachable to tht: public and (;\1joy :l high level of public exposure. . Instill a strong customt:r service orient:ltion within City [bU. Promote improvements in the city's image. . Promote the use of public processes in pbnning :lnd impro,-emt:nt projects. . Est:lblish mdhods to judge tht: productivity of st:lff. . Work closdy \vith the Mayor :lnd City Council in est:lblishing Council policies. Be diligent in interpreting :lnd foUmving Council direction. . Be consistent in communic:ltions :lnd procedures. . Work \vith tht: Mayor in the city's public rdations efforts. Community and Position Priorities . Finalize operational procedures for the Bridge Vie\v Center. Address the issue of O\'errun costs in the completion of the proJect. . Explort: ;1dditional options for joint services \vith the county and adjact:nt citit:s, espt:ci:llly in the :lrea 0 f police and firt: servict:s, :lnnexati( In ;1nd grmvth issues and h( lusing opti( lI1S. - . '~.d:_'~ :.=-. Cooperate \vith appropri:lte devdopment agencies ;1nd community groups on developing a dt:sign themt: for dmvntmvn, utilizing tht: Iowa M:lin Strt:et program. . lnitiatt: :In inclusive community visioning process. l\hnage rt:devdopment and grmvth opportunities, along \vi.th infrastructure improvemt:nts, along tht: nt:\v high\vay corridor, in coopt:ration with development agencit:s and the Iow:l Dt:partmt:nt of' l'mnsportati()I1. . Work with devdopers and the [lousing Authority to develop additionallift:-cycle housing options. Initiate plans for nt:ighborhood revitalization programs working with neighborhood orgal11z:lt1ons. . . Continut: plans for tht: st:wer separation projt:ct, including tht: need for additional funding sources. In addition, manage a plan for tht: rt:plact:ment of all of tht: city's infrastructure. . Managt: the replacemt:nt of key staff and Dt:partmt:nt [- leads due to pending retiremt:nts. . Work closely \vi.th 0 EDC, tht: hospital and tht: collt:ge on economic devdopm(;\1t activitit:s ;1nd options for crt:ating a brger tax base. . Evaluate the city budget with an eye to city resourct:s and cost saving measures. . Work with tht: Parks and Recreation Advisory Board, tht: Ad Hoc committee and city staff, to t:xplort: ways to make mort: t:Eft:ctivt: use of the city's parks and opt:n spact:s. Announcement City ;\dministmtor, Ottumw:l, Iow:l (pop. 25,(00). Starting Sal:lry: high 580s to mid 590s. County se:lt of W:lpello County loc:lted on the Des Moines River. The city serves as a region:1l retail center for southt::lstt:rn Imva and northeast Missouri. Position rt:purts a l\hyor and five-member City Council. Rt:sponsible for tht: supt:(\'ision of 240 full-time employt:es, a GF budget of 510 million and total budget of 550 million. Prefer eXpt:rienct: in all phases of municipal government, \vith specific experience in t:conomic development and redt:vdopment, staff development and customer service. Candid:ltes for the City Administrator position ",ill possess :l Bachdor's dt:grt:t: in public or busint:ss administration, finance or a related field plus a minimum of sevt:n ye:lrs of responsiblt: municipal govt:rnment management eXpt:rience including five years at tht: city or county administr:ltor or assist:lnt administrator level. Position Profile available. Send rt:sumt: by 06/12/06 to The Brimeyt:r Group Executive Search, 50 S. 9th Avenue, #101, Hopkins, MN 55343. Phont:: (952) 945-0246, Fax: (952) 945-0102, e-mail: brimgroup@aol.com, web: ww\v.brim~l"(oup.com St:e Ottum\va web site for additional info: W\Vw.Ottumw:llmva.com Timetable (j/12/()(j Deadline for Application 7/1O/()(j Present Candidates/Select Finalists 7/21 and 7/22/()(j Interviews / Selection :\U,l,TUst 2()()() Start Date The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 City of Mason City City Administrator Position Profile City of M I The City of Mason City is the county seat of Cerro Gordo County in northern Iowa and is home to nearly 29,000 residents. As a trade center, Mason City has a strong business and industrial sector with home-grown businesses, large international finns, a healthy education system and top-quality health care facilities. Over 326,000 acres of the county are devoted to farmland with soybeans and corn as the major crops. An array of award-winning attractions, from puppets to prairie school architecture, museums to malls, and an assortment of festivals cater to residents and visitors. Leading manufacturers include Kraft Foods, one of the major contributors to the economic development of the Mason City Area. In 2003, Kraft Foods expanded operations with the opening of a new 108,000 square-foot refrigerated distribution center. Other Fortune 500 companies include ConAgra Foods, Cargill and Alliant Energy, which in 2004 completed the $500 million Emery Generating Station - a natural gas-ftred power plant. An additional beneftt for the agriculture industry was the addition of Golden Grain Energy, a $56 million, state-of-the-art ethanol production facility. The history of the region dates back to the Winnebago and SiolLx tribes. The first settlers resided at Clear Lake and later a settlement was formed at the confluence of Win neb ago River and Willow Creek that grew to become Mason City. Thriving mining, cement and brick industries shaped the city with the area becoming one of the largest producers of brick and tile in the early 1900s. Mason City's colorful historical events are commemorated annually in the community - from the recreation of John Dillinger's 1934 attempt to rob the First National Bank to the remembrance of the tragic plane crash originating from the Mason City Airport that killed performers Buddy Holly, Ritchie Valens and J.P. Richardson in 1959. Mason City is the boyhood home of Meredith Willson, composer of the Broadway musical "The Music Man" and the inspiration for River City in the popular musical of Broadway and Hollywood. His 1895 modified Queen Ann house has been restored and is open for tours. Mason City is also home to Prairie School Architecture with several buildings in the community designed by Frank Lloyd Wright and the largest collection of Prairie School architecture unifted in one setting. I The Charles MacNider Art Museum is north Iowa's premiere cultural treasure, housed in a historic Tudor Revival mansion. The museum features a permanent collection of 19th and 20th century American art including paintings, prints, photographs, and sculpture by some of America's best-known artists as well as the largest collection of Bil Baird's puppets from "The Sound of Music". Museum offerings include films, music, tours, art classes, the MacNider Arts Festival, receptions, lectures by artists and curators, and other art-related events. ~-..' LJ Recreation and Culture Recreational opportunities in Mason City and the surrounding area offer something for everyone. Hikers enjoy the Winnebago Trail and the River City Green Belt Trail system, which extends from the city to the Lime Creek Nature Center nestled atop the limestone bluffs of the Winnebago River. Once at Lime Creek Nature Center, you will discover over eight miles of trails to enjoy, winding through prairie, forest and wetland habitats. I The city operates several parks and organized sporting events and other outdoor activities include baseball, softball, basketball, soccer, volleyball, tennis or golf or skateboarding at the Ray Rorick Skate Park. Swimming is available at one of the area pools or the newly renovated Mason City Aquatic Center. Opportunities for fishing, boating horseback riding and camping are found in the Mason City area. Ice hockey and figure skating are available at the North Iowa Ice Arena, Marian Park Ice Rink in Clear Lake and other county venues. The area's extensive trail system is perfect for cross-country skiing during the winter months, and East Park is the ideal destination for sledding. The areas around Clear Lake, McIntosh Woods, and Wilkinson Pioneer in Rock Falls or Shellrock River draw plenty of snowmobile enthusiasts. The North Iowa Fair Facility features the Price Motors 1-35 S eedwa . The Mason City Family YMCA offers aerobic classes; fitness, personal and strength training; racquetball; swimming; Tae Kwon Do; tumbling; and volleyball. There are movie theatres and bowling alleys in both Mason City and Clear Lake, archery at the Mohawk Indoor Archery Club, and indoor tennis courts at the North Iowa Tennis Club. The largest community celebration is the North Iowa Band Festival held in May. The North Iowa Area Community College Performing Arts Series regularly fills a 1,200-seat auditorium bringing local and national talent in award-winning musicals, special holiday events, lectures and concerts. Mason City Community Theatre performs five productions annually and the Stebens Children's Theater showcases the talent of area youth during the school year. Education and Health Care Mason City Community School District students may attend the early childhood center, one of five elementary schools, two middle schools, one high school and one alternative high school in the public school system. In addition, private Christian-based schools are available for all ages. The Mason City Seventh Day Adventist School teaches students in grades three through seven. The Newman Catholic School System educates students from preschool through high school. North Iowa Area Community College (NIACC) offers two year degrees and vocational certificate programs. NIACC is home to the Pappajohn Entrepreneurial Center which helps launch and support new and existing businesses and manages technology and business programs. Hamilton College is the oldest business college continuously operating in Iowa and offers a variety of Associate degrees. Both Buena Vista University and Drake University operate satellite locations in Mason City. The Mason City Public Library provides comprehensive library services and features the Lee P. Loomis Archive, which contains histories of Mason City. Youth Services assists children and young adults in reading with special and seasonal programming. The Lifelong Learning Center provides computer classes and free Internet access to library card holders. Outreach supplies books to homebound citizens and institutions. The library pat1:icipates in county, regional and statewide library programs. Mercy Medical Center-North Iowa in Mason City has been named a Top Ten Hospital three consecutive years, The facility employs over 275 physicians, physician assistants and nurse practitioners. As the hub of Mercy Health Network-North Iowa, Mercy Medical Center-North Iowa manages nine rural primary care hospitals and owns 38 primary care specialty clinics. The Mason City Clinic is located on Mercy's East Campus and offers an array of medical specialists. Physicians travel to rural communities throughout a 15-county area providing over 100 half-day specialty clinics. An engaged citizenry is evident in community programs and cooperative initiatives. The Youth Task Force is appointed by the Mayor and City Council and has strong local support in providing programs to guide the city's young people. Advocates of strong, organized neighborhoods are aided by the city's Neighborhood Services Division and focus on solving neighborhood problems, developing a vision for neighborhoods, and implementing neighborhood improvements. The Organization/City Services Mason City has a Mayor/ Council form of government with six City Councilmembers, four of which are elected from wards and two elected at-large. The City Administrator reports to the City Council, Ten city departments are under the direction of the City Administrator. The City Attorney is under the direction of the City Council and six departments are under the direction of eight boards or conunissions. The Mayor and Council appoint members of the Airport Conunissioners, Library Board, Cemetery Board, Museum Board and Youth Task Force Conunissioners Departments include City Clerk, Economic and Community Development, Engineering, Finance, Fire, Human Resources, Operations and Maintenance (includes streets, water and sewer utilities) Parks, Recreation and Police. The Neighborhood Services Division of the Police Department provides Mason City Public Transit, Neighborhood Inspection Services and Animal Control. The city owns the Mason City Public Library, the Highland Park Golf Course and the Mason City Municipal Airport. The airport has with two runways, local charter service and daily air service to the Twin Cities International Airport in Minneapolis, MN. The city employs 250 full-time employees and 300 part-time and seasonal workers. The General Fund budget for 2006 is $14 million, with a total budget of $54 million. I >_Cityl\(ijrU6i~ttatQr/' '. "~P.lo/.C~k'> Po\;cc Chief Fire Chief Organizational Structure Citizens r 1 Mavor City Council Park and Rt'CIT:t tH)\1 H, )al'(l \ ,1---------- <:1fV.\[t(l(Jlt'V Airport Commission -I- ()per:lrions! 'tlin [nunce I )tn't"t' ,r r--------------------, ( :, )\1 fen'nCl' II - ' Board I Airport Manager I --------1 .\~~('s~( If I Gnlf Course \tIlLl~;ef ( :ttv Cemetery Board I " City Engineer -- Cdmmunity !)"ve!()pment !)trl'd"r FiruU1ce [)trl,,'[.lr t3ldg!Nhbrd SCr.1Ct'~ ! )tC Rcicreation -';Upt"flll tl'lldl'll t Cemetery Manager 1-- . .. '- '" 'P.\tk SUpl'rtlltl'n,kll[ Human Rights Commission 1-1- -,C- Human Rl'~' 't1r['t'~ \I<>:r_ I Human Rights Director - The Position The City Administrator ensures that the policy direction set by the City Council is implemented, that City operations are conducted efficiently, economically, and effectively and that the concerns of the citizens are addressed, Specific duties include: . Appoint and remove all department heads, officers, and employees of the city, . Oversee the supervision of all departments, work procedures, and work schedules to expedite workflow. . Train and evaluate assigned staff and review progress of work. . Prepare and submit a preliminary annual city budget and administer the adopted budget. . Oversee cost control activities and monitor revenues and expenditures to assure sound fiscal control. . Advise the City Council on the financial conditions of the city and future needs. . Provide professional advice to the City Council and make presentations to the Council, boards, commissions, civic groups and the general public. . Provide leadership in the development of short and long range plans. . Provide recommendations to the City Council. . Be active in state and regional activities that affect the City. I Library Board I Library Director Museum Bo.lrd I Museum Dirb.tor Youth Task Force Board I Youth Task Force Dir. Background and Experience Qualified candidates for the City Administrator position will possess a Bachelor's (MA preferred) degree in public administration, political science, business management or a related field and have a minimum of five years experience in municipal management. Specific qualifications include: . Considerable knowledge of public administration including a working knowledge of municipal finance, human resources, public works, public safety and community development. . Experience with the collective bargaining process. . Skills in preparing and administering municipal budgets. Knowledge of a variety of municipal funding options. . Experience in economic development activities with an emphasis on retail development and downtown revitalization. . Familiarity with the annexation process and with Industrial Park development, . Background in personnel issues, specifically staff evaluation . Background in infrastructure planning and finance. . Experience in developing park and recreation facilities and equipment. Management Capabilities . Encourage a strong sense of accountability in staff. Allow staff input into the decision making process, . Enjoy holding a highly visible position within the community. Be comfortable talking with all types of citizen and community groups. . Set organizational goals based on work sessions with the Council. . Make an effort to keep all Counci/members informed of activities and projects in the community. . Share duties with the Mayor in serving as representative and spokesperson for the city. . Look creatively towards the future. Provide focus, vision and direction to the Council and staff. Position Priorities I . Lead the Council in team building and goal setting sessions and assist them in the decision making process, the development of priorities and plans for implementation. . Develop a process for Council and staff governance. . Focus economic development efforts on job creation in all areas of the city, Make advantageous use of the Mason City location when promoting the city to potential businesses, particularly in the recently annexed area. . Evaluate organizational efficiency and staff assignments and develop a meaningful perfonDance evaluation system. . Develop five and ten year replacement plans to deal with aging infrastructure, e.g.. stormwater system, wastewater facility, sanitary sewer and water supply systems. . With staff input, conduct a study of departmental needs and update the Capital Improvement Plan. . Implement plans for the revitalization of various areas of the conununity. Ensure the continued efforts to maintain a viable downtown area. . Implement plans for park and recreation improvements, i.e. a pedestrian bridge to the Aquatic Center, a covered area for the steam locomotive, campground improvements, trail expansion, skate park improvements and the need for additional gytlUlasium space. . Support the local business corrununity through financing economic development projects, especially those projects that meet council goals, including the addition of new jobs. . Implement the recently adopted Comprehensive Plan. . Coordinate Vision Iowa application with local and regional organizations. . Keep abreast of legislative changes and the decisions of other local agencies that affect the city. I Announcement City Administrator, City of Mason City, IA (pop 29,000) Starting Salary $mid-90s to $Iow-100s County seat of Cerro Gordo County in northern Iowa, a trade center and home to nearly 29,000 residents. Mason City has a strong business and industrial sector with large international firms, a healthy education system and top-quality health care facilities. The City Administrator reports to a SL"{ member City Council and is responsible for 250 full-time employees and 300 part-time and seasonal workers. The General Fund budget for 2006 is $14 million, with a total budget of $54 million. Qualified candidates will possess a Bachelor's Degree (MA preferred) in public administration, political science, business management or a related field and have a minimum of five years experience in municipal management, including a working knowledge of municipal finance, human resources, public works, public safety and community development. Position Profile available. Send resume by 11/27/06 to The Brimeyer Group Executive Search; 50 S. 9th Ave., #101, Hopkins, MN 55343, Phone: (952) 945-0246, Fax: (952) 945-0102, e-mail: hri.n1group@aol.com web: www.brinwOl~.com For more information on the City of Mason City visit www.masoncity.net Search Timetable 11/27/6 Deadline for Application 12/19/06 Present Candidates/Select Finalists 1/12 and 1/13/07 Interviews / Selection February 2007 Start Date The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 The City has emerged as a strong economic force in southern l\;1innesota with a well diversified industrial, financial and service base. Owatonna supports over 500 retail, wholesale, and professional firms and over 40 industrial firms that are primarily located in four industrial parks. Nationally renowned firms that are headquartered in Owatonna include Federated Mutu:1l Insurance Company, Wenger Corporation, Viracon/Curvlite, Inc., SPX Corporation (Owatonna Tool Company) and ]ostens, Inc. Cabela's World's Foremost Outfitter mega-store and educational center has made Owatonna a destination place for outdoor enthusiasts nationwide. .;.; "':~-<1,' , l' _' ~,,-;..,- . .._;~ ,r~-'; -, I:: ' . The City is well-known for a centrally located historic downtown that is not only a vital shopping area, but the location of many buildings of architectural distinction. Most notable, is the 1908 downtown bank designed by Prairie School architect Louis Sullivan that is on the National Historic Landmark. City of Owatonna City Administrator Position Profile The City of Owatonna is located on the Straight River in heart of southern Minnesota, The City's characteristic beauty, healthy economy, quality lifestyle and proximity to the Twin Cities l\Ietropolitan Area are factors that have contributed to the City's substantial growth over the last ten years. The population has expanded from 20,000 to 24,000 and it is anticipated that the population will reach 30,000 by 2015. Owatonna is the County Seat of Steele County and is located at the crossroads of Interstate 35 and U.S. Highways 14 and 218. I Tourist attractions include The Minnesota State Orphanage Museum and the Owatonna Arts Center and Sculpture Gardens. The Village of Yesteryear features 15 furnished buildings and a railroad station dating back to the 1850's. Owatonna is home to the week-long Steele County Free Fair - Minnesota's largest county fair. Community festivals are held throughout the year and include Festival of the Arts and CulturFest - a multi-cultural outdoor celebration. Recreation I Surrounded by farmland and teeming with parks and trails, Owatonna is a great place for people 'who enjoy outdoor recreation and nature. The Owatonna Parks and Recreation Department maintains over 800 acres of parkland within a 24-park system. One of the most popular recreation areas is Kaplan's Woods Park'way offering 225 acres for hiking, biking, jogging, skating, and cross-country skiing. Within this scenic park'way is 35-acre Lake Kohlmier that provides a bathhouse, concession stand, swimming beach, fishing piers and areas for canoeing, Other City parks feature volleyball, basketball, horseshoe and tennis courts, ball diamonds, skating rinks, and playgrounds, The Bike and Skate Park accommodates in-line skating. Central Park is used for special events including summer band concerts on the new Community Stage. One of the oldest parks is 38-acre Mineral Springs located on Maple Creek where park visitors may enjoy a drink of natural spring water and the story of Princess Owatonna. Located in the Park is the statue of Princess Owatonna, daughter of Chief Wabena who according to legend moved his tribe to the site allowing the Princess to recover her health by drinking the mineral waters. I The Steele County Trail System provides 175 miles of groomed snowmobile trails connecting with five adjoining counties. Over 11 miles of cross country skiing trails can be found at Brooktree Golf Course, Kaplan's \Voods Parkway, Morehouse Park and Prairie Park. Golfers enjoy Hidden Creek Golf Club, an 18- hole championship links style golf course, The Four Seasons Centre, located at the Fairgrounds, is a popular complex used for ice skating, dry floor events and community events. Education and Health Care Owatonna Public School District 761 operates four elementary schools, one middle school, one junior high school, and a senior high school. O\vatonna Public Schools educates over 5000 students annually in programs serving children and adults from pre-school to adulthood. Private schools serving Owatonna are EI Shaddai Private School, Owatonna Christian School, St. Mary's School, Pillsbury Baptist Bible College and the University of St. Thomas. River/and Community College, MSU-Mankato, Concordia University and Crown College operate in a collaborative partnership at the Owatonna College and University Center to offer public higher education. Owatonna Hospital is a regional medical center providing quality, comprehensive care to patients in and around Steele County. The hospital provides a full range of inpatient, outpatient and emergency care services, as well as home and hospice care, The Owatonna Clinic/Mayo Health offers outpatient and specialty services and a full-service optical shop. A team of visiting specialists from Mayo Clinic see patients locally. I The Organization The City of Owatonna was organized as a municipality in 1854. The City operates under a home rule charter form of government consisting of an eight-member City Council of which the Mayor is not a voting member. The Mayor is elected to a four-year term and Councilmembers are elected to four-year terms, \'vi.th two members at-large and five members from wards. The 2007 general fund budget is $15.4 million and the total City budget is $28.8 million. The City currently has 134 full-time, 20 part-time and 430 seasonal employees City Services The Police Department employs a staff of 43 including the Police Chief, 3 Captains, 7 Patrol Sergeants, 5 Investigators, 20 Sworn Patrol plus support staff. The Dispatch Center operates under a joint agreement ",i.th two counties and three cities. The Fire Department employs a Chief, 7 full- time fIrefighters, 22 part-time fIrefighters and provides rural ftre protection for the surrounding area. Owatonna Public Utilities is a community-owned water, internet access, electric and natural gas supplier, created by local residents more than 80 years ago to provide high quality, affordable services tailored to the unique needs of the Owatonna area. Owatonna Public Utilities serves 11,090 electric, 9,600 natural gas and 9,000 water customers. I The O\\":ltonna Degner Region:ll Airport is loc:lted northwest of the City. The primary ruO\\-a;- is 5,500 foot, concrett: p,n-ed and lighted. The Airport is equipped with an all weather precision Instrument Landing System (ILS). Senior Place is a subdi,-ision of the Owatonna Park and Recreation Dep:lrtment dedic:lted for use by the residents O\-er 50 years of age. The Owatonna Public Library provides for the informational, recrt:ational, educational and cultural needs for the residents of Owatonna, Blooming Prairie and rural Steele County and offers collections of \-arious media and access through technology to other resources. Organizational Chart \I.t\, 't" ,\I1d ('It\ ( "'lined Community Dncl, )pll1L'lll Administrativc SCfnecs Public \'\'orks Community Scn-tCCS Policc Fire J ,ibran' and l'cchnu lug, I The Position The City Administrator reports to the Mayor and City Council. Specific duties include: . Ad,'ise the City Council on policy matters and implements Council policies. . Hire Department Directors and other City employees except those covered under civil seC\'ice. . Represent the City in collecti\~e bargaining with employee groups, . Prepare and implement the annual budget with input from the Department Heads and Council. . \Vork with other governmental agencies such as Owatonna Public Utilities, Steele County, School District, State and Federal offices. . Perform statutory requirements of City Clerk. . Work with media representatives and make presentations at public events and meetings. Background and Experience Candidates for the City Administrator position must have a Master's Degree in Public Administration or related field and a minimum of ten years local government management expenence. Qualified candidates \"ill possess: . Strong budget experience tied to strategic planning. . Solid experience in fisc:1l management. . Experience in downtown redevelopment. . Strong human resources background and experience in staff supervision, staff development, and the performance review process. . Experience in union activities. . Experience in strategic planning and goal setting. . Experience in economic development, redevelopment and housing activities with knowledge of public financing options. . Understanding of public safety issues. . Understanding of the legislative process. I . Knowledge of airport management. . Experience in parks and trail development. . Desire for community involvement and public contact. ~lanagement Capabilities . Be assertive and confident when faced \vi.th confrontational situations. . Be attentive to bringing foC\vard all sides of an issue. . Make changes in an organized and deliberate manner, . Provide communication and information to Council and staff to allow them to make decisions, . Take a leadership/management role, encourage staff accountability and enforce personnel rules equitably, . Take the time to see and meet with employees on site. . Provide strong leadership and direction to Council and staff through strategic planning. Be proactive in focusing on planning activities. . Become an active participant in the community through involvement with the Chamber, service clubs and the business community. . Understand how to deal effectively with diverse groups and different cultures. . Use available tools to communicate with the public about City activities. . Be a good lis tener. . Possess a good sense of humor. Current Activities: The following represent current and ongoing activities that the City Administrator is involved in either directly or indirectly as a liaison on behalf of the City. The activities are not ranked according to priority. It is anticipated that the new administrator will assist with prioritizing activities. . Implement plans for: - Trail expansion and Straight River park project - New Aquatic Center _ Development of a Law Enforcement Center, in cooperation with Steele County. . Manage expected annual growth rate of 1-2% in population. I . Evaluate and upgrade technology, including new financial software. . Take a leadership role in organizing a community-\vi.de visioning process. . Explore options to determine possibilities for contracting selected city services. . Evaluate options for the use of the City hospital building, which will be available upon completion of the new Allina hospital. . Ensure the financial stability and the continued viability of the City's Incubator Center. . Facilitate the process for the transfer of the community college/university center and campus to the MnScu system. . Collaborate with others on a process to plan for Phase II of the downtown Gateway project. . Maintain a liaison role with the Hwy 14 Bypass project, \vi.th Mn/Dot and Steele County. . Oversee the upgrade of the wastewater treatment plant to comply with federal and state regulations. . Work cooperatively on airport management and expansion issues. Announcement City Administrator, Owatonna, MN (pop. 24,000). Starting salary range mid-$90s to low $100s. Located in southern l\1innesota at the crossroads of Interstate 35 and U.S. Highways 14 and 218. The City's characteristic beauty, healthy economy, quality lifestyle and proximity to the Twin Cities metropolitan area are factors that have contributed to substantial growth over the last ten years. The City Administrator is responsible for 134 full-time employees, a general fund budget of $15.4 million and a total budget of $28.8 million. Position requires a Master's degree in public administration or a related field, and a minimum of 10 years experience in a local government management position. Qualified candidates will have strong budget experience tied to strategic planning, background in downtown redevelopment and solid human resources and supervisory skills. Position Profile available. Apply by 8/24/07 to The Brimeyer Group Executive Search; Fifty South Ninth Ave., Suite 101, Hopkins, MN 55343. Phone: (952) 945-0246 Fax: (952) 945-0102 e-mail: brimgroup@aol.com web: www.brimgroup.com For more information, please visit \vww.ci.owatonna.mn.us Timetable 8/24/07 9/18/07 10/19 and 10/20/07 November 2007 Deadline for Application Present Candidates/Select Finalists In terviews / Selection Start Date The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 City of Owatonna City Administrator Position Proflle The City of Owatonna is located on the Straight River in heart of southern Minnesota. The City's characteristic beauty, healthy economy, quality lifestyle and proximity to the Twin Cities r-vIetropolitan Area are factors that have contributed to the City's substantial growth over the last ten years. The population has expanded from 20,000 to 24,000 and it is anticipated that the population will reach 30,000 by 2015. Owatonna is the County Seat of Steele County and is located at the crossroads of Interstate 35 and U.S. Highways 14 and 218. I The City has emerged as a strong economic force in southern iVIinnesota with a well diversified industl1al, financial and service IOlJltltonnacoat.Qjl-../b'ms/ base. Owatonna supports over 500 retail, wholesale, and professional firms and over 40 industrial firms that are primarily located in four industrial parks. Nationally renowned firms that are headquartered in Owatonna include Federated Mutual Insurance Company, Wenger Corporation, Viracon/Curvlite, Inc., SPX Corporation (Owatonna Tool Company) and Jostens, Inc. Cabela's World's Foremost Outfitter mega-store and educational center has made Owatonna a destination place for outdoor enthusiasts nationwide. The City is well-known for a centrally located historic downtown that is not only a vital shopping area, but the location of many buildings of architectural distinction. Most notable, is the 1908 downtown bank designed by Prairie School architect Lows Sullivan that is on the National Historic Landmark. Tourist attractions include The Minnesota State Orphanage Museum and the Owatonna Arts Center and Sculpture Gardens. The Village of Yesteryear features 15 furnished buildings and a railroad station dating back to the 1850's. Owatonna is home to the week-long Steele County Free Fair - Minnesota's largest county fair. Community festivals are held throughout the year and include Festival of the Arts and CulturFest - a multi-cultural outdoor celebration. Recrea cion I Surrounded by farmland and teeming \vi.th parks and trails, Owatonna is a great place for people who enjoy outdoor recreation and nature. The Owatonna Parks and Recreation Department maintains oyer 800 acres of parkland within a 24-park system. One of the most popular recreation areas is Kaplan's Woods Parkway offering 225 acres for hiking, biking, jo&.!?;ing, skating, and cross-country skiing. Within this scenic park'way is 35-acre Lake Kohlmier that provides a bathhouse, concession stand, swimming beach, fishing piers and areas for canoeing. Other City parks feature volleyball, basketball, horseshoe and tennis courts, ball diamonds, skating rinks, and playgrounds. The Bike and Skate Park accommodates in-line skating. Central Park is used for special events including summer band concerts on the new Community Stage. One of the oldest parks is 38-acre Mineral Springs located on Maple Creek where park visitors may enjoy a drink of natural spring water and the story of Princess Owatonna. Located in the Park is the statue of Princess Owatonna, daughter of ChiefWabena who according to legend moved his tribe to the site allowing the Princess to recover her health by drinking the mineral waters. I The Steele County Trail System provides 175 miles of groomed snowmobile trails connecting with five adjoining counties. Oyer 11 miles of cross country skiing trails can be found at Brooktree Golf Course, Kaplan's \'</oods Parkway, Morehouse Park and Prairie Park. Golfers enjoy Hidden Creek Golf Club, an 18- hole championship links style golf course. The Four Seasons Centre, located at the Fairgrounds, is a popular complex used for ice skating, dry floor events and community eyents. Education and Health Care Owatonna Public School District 761 operates four elementary schools, one middle school, one junior high school, and a senior high schooL Owatonna Public Schools educates over 5000 students annually in programs serving children and adults from pre-school to adulthood. Private schools serving Owatonna are EI Shaddai Private School, Owatonna Christian School, St. Mary's School, Pillsbury Baptist Bible College and the University of St. Thomas, River/and Community College, MSU-Mankato, Concordia University and Crown College operate in a collaborative partnership at the Owatonna College and University Center to offer public higher education, Owatonna Hospital is a regional medical center providing quality, comprehensive care to patients in and around Steele County. The hospital provides a full range of inpatient, outpatient and emergency care services, as well as home and hospice care. The Owatonna Clinic/Mayo Health offers outpatient and specialty services and a full-service optical shop. A team of visiting specialists from Mayo Clinic see patients locally. I The Organization The City of Owatonna was organized as a municipality in 1854. The City operates under a home rule charter form of government consisting of an eight-member City Council of which the Mayor is not a voting member. The Mayor is elected to a four-year term and Councilmembers are elected to four-year terms, with two members at-large and five members from wards. The 2007 general fund budget is $15.4 million and the tot:1l City budget is $28.8 million. The City currently has 134 full-time, 20 part-time and 430 seasonal employees City Services The Police Department employs a staff of 43 including the Police Chief, 3 Captains, 7 Patrol Sergeants, 5 Investigators, 20 Sworn Patrol plus support staff. The Dispatch Center operates under a joint agreement with two counties and three cities. The Fire Department employs a Chief, 7 full- time firefighters, 22 part-time firefighters and provides rural fire protection for the surrounding area. Owatonna Public Utilities is a community-owned water, internet access, electric and natural gas supplier, created by local residents more than 80 years ago to provide high quality, affordable services tailored to the unique needs of the Owatonna area. Owatonna Public Utilities serves 11,090 electric, 9,600 natural gas and 9,000 water customers. . The OW:ltonna Degner Region:ll Airport is located northwest of the City. The primary runW:lY is 5,500 foot, concrete pa,-ed and lighted. The Airport is equipped with an all weather precision Instrument Landing System (ILS). Senior Place is a subdi,-ision of the Owaronna Park and Rccrcation Dep:lrtmcnt dedicatcd for use by the residents O\'Cr 50 years of age. The Owatonna Public Library prO\'ides for the informational, recreational, educational and cultural nt:t:ds for the residents of Owatonna, Blooming Prairie and rural Steele County and offcrs collt:ctions of \~arious mcdia and access through technology to other resources. Organizational Chart \1.11' ,r ,1I1d ( '111 ( " 'lIllcd Communit\- l)nT!' 'pmcllt :\dmintstratiyc ')Cf'.lCCS Public \'(arks Communin' SCn"ICl" Policc Firc T .ibran' and Tcchnul. 'g; I The Position The City Administrator reports to the Mayor and City Council. Specific duties include: . Advise the City Council on policy matters and implements Council policies. . Hire Department Directors and other City employees except those covered under civil service, . Represent the City in collective bargaining with employee groups. . Prepare and implement the annual budget with input from the Department Heads and Council. . \Vork with other governmental agencies such as Owatonna Public Utilities, Steele County, School District, State and Federal offices. . Perform statutory requirements of City Clerk. . \Vork with media representatives and make presentations at public events and meetings, Background and Experience Candidates for the City Administrator position must have a J\1aster's Degree in Public Administration or related field and a minimum of ten years local government management expenence, Qualified candidates \vill possess: . Strong budget experience tied to strategic planning. . Solid experience in fisc:1l management. . Experience in downtown redevelopment. . Strong human resources background and experience in staff supervision, staff development, and the performance review process. . Experience in union activities. . Experience in strategic planning and goal setting. . Experience in economic development, redevelopment and housing activities with knowledge of public financing options. . Understanding of public safety issues. . Understanding of the legislative process. I . Knowledge of airport management. . Experience in parks and trail development. . Desire for community involvement and public contact. ~1anagement Capabilities . Be assertive and confident when faced with confrontational situations. . Be attentive to bringing foC\vard all sides of an issue. . Make changes in an organized and deliberate manner. . Provide communication and information to Council and staff to allow them to make decisions. . Take a leadership/management role, encourage staff accountability and enforce personnel rules equitably. . Take the time to see and meet \vi.th employees on site. . Provide strong leadership and direction to Council and staff through strategic planning. Be proactive in focusing on planning activities. . Become an active participant in the community through involvement with the Chamber, service clubs and the business community. . Understand how to deal effectively with diverse groups and different cultures. . Use available tools to communicate with the public about City activities. . Be a good listener. . Possess a good sense of humor. Current Activities: The following represent current and ongoing activities that the City Administrator is involved in either directly or indirectly as a liaison on behalf of the City. The activities are not ranked according to priority. It is anticipated that the new administrator will assist with prioritizing activities. . Implement plans for: - Trail expansion and Straight River park project - New Aquatic Center - Development of a Law Enforcement Center, in cooperation with Steele County, . Manage expected annual growth rate of 1-2% in population. I . Evaluate and upgrade technology, including new financial software. . Take a leadership role in organizing a community-wide visioning process, . Explore options to determine possibilities for contracting selected city services. . Evaluate options for the use of the City hospital building, which will be available upon completion of the new Allina hospit:1l. . Ensure the f1nancial stability and the continued viability of the City's Incubator Center, . Facilitate the process for the transfer of the community college/ university center and campus to the MnScu system. . Collaborate with others on a process to plan for Phase II of the downtown Gateway project. . Maintain a liaison role \vi.th the Hwy 14 Bypass project, with Mn/Dot and Steele County. . Oversee the upgrade of the wastewater treatment plant to comply with federal and state regulations. . Work cooperatively on airport management and expansion issues. Announcement City Administrator, Owatonna, MN (pop. 24,000). Starting salary range mid-$90s to low $100s. Located in southern i\1innesota at the crossroads of Interstate 35 and U.S. Highways 14 and 218. The City's characteristic beauty, healthy economy, quality lifestyle and proximity to the Twin Cities metropolitan area are factors that have contributed to substantial growth over the last ten years. The City Administrator is responsible for 134 full-time employees, a general fund budget of $15.4 million and a total budget of $28.8 million. Position requires a Master's degree in public administration or a related field, and a minimum of 10 years experience in a local government management position. Qualified candidates will have strong budget experience tied to strategic planning, background in downtown redevelopment and solid human resources and supervisory skills. Position Prof1le available. Apply by 8/24/07 to The Brimeyer Group Executive Search; Fifty South Ninth Ave., Suite 101, Hopkins, MN 55343. Phone: (952) 945-0246 Fax: (952) 945-0102 e-mail: brimg-roup@aol.com web: www.brimgroup.com For more information, please visit \vww.ci,owatonna.mn.us Timetable 8/24/07 9/18/07 10/19 and 10/20/07 November 2007 Deadline for Application Present Candidates/Select Finalists In terviews / Selection Start Date The Brimeyer Group, Inc. EXECUTIVE SEARCH CONSULTANTS Fifty South Ninth Avenue, Suite #101 Hopkins, MN 55343 COMPANY: J1len ~ 1lI,.n.,L Rt- --SO<<r~ Q I'.-af Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceptional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceptable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Maroinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 -10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc . M R G , ~ CITY 0 F IO\JA CITY CITY MWiAGE.R JEARCt=t PROPOJAL August 2, 2007 800 /'lorth Compton,Juite 2, Hiawatha, IA 52233 319.294.9499/ FAX 319.378.1217 Table of Contents 1. Proposal 2. J ample Position Profile and Recommendation Letter 3. Assessment Result Examples a. AssessJurvey b. /itO Personality Inventory (/itO PI-R) including compatibility c. General Management In-~asket (GMI~) 4. MRG Client List .. 1 . M R G r ~ August 2, 2007 City Manager Search City of Iowa City Office of the City Clerk 410 E. Washington 8t. Iowa City, IA 52240 Thank you for considering Management Resource Group, Ltd. (MRG) as you begin your search process for the City Manager position for the City oflowa City, Iowa. We submit the following proposal for your review and approval. A STAT6MSNT OF QvlALlFICATlONS, H-ISTOR.Y, ANt::> E3XPSR.ISNCS OF MANACfE3ME3NTRE3S0VlRCE3 CfRDVl"P (MRCf) MRG is a human resource consulting firm specializing in executive-retained searches, outplacement, executive coaching and training, strategic planning and human resource consulting. Our firm was founded in 1989 in Davenport, Iowa, and Rockford, Illinois. We have since expanded to Cedar Rapids in 1998, and were previously in Des Moines, specifically to service Amoco Oil Company. Our search practice has predominately been in the areas of banking, accounting, non-profit, manufacturing, healthcare, quasi-governmental, and service-related businesses. We are commonly referred to as a "generalist firm" as our practice covers many different industries and positions. Although our clients are primarily in the Midwest, we have conducted searches nationwide; and our network, which extends from coast to coast, will afford us valuable assistance for this search. While MRG provides a local touch, we also have a national and international reach. Weare a shareholder and partner in Career Partners International, LLC (CPI). CPI is owned and operated by 60 of the world's leading boutique talent management firms. Through our partner firms we offer you a Dream Team of the world's most seasoned coaches and consultants with an in-depth knowledge, not only of talent management issues and practices, but are marketplace leaders in the cities and communities they serve as is MRG in our community. Many of our consultants are themselves former human resources executives and business executives. August 2, 2007 Page 2 MRG's philosophy is to create partnerships with our clients. Our process assists you in determining some of the factors and benchmarks you should be looking for in candidates as well as giving you a greater understanding to determine the viability of the candidates presented. Our goal is to enable you to make better hiring decisions by offering a clear and thorough understanding of the individual candidates through the use of in-depth behavioral interviews, as well as utilizing various assessment tools (please refer to the Sample Position Profile, Candidate Recommendation Letter, and Assessments in the enclosed proposal book). We understand how to directly solicit candidates utilizing a variety of sources to increase our pool. Our search strategies always include pursuing people currently employed rather than submitting database candidates. This assures that you will end up interviewing the passive candidates who are presently employed and are only interested if it furthers their career. These candidates become available because they are professionally approached and our "timing" matches with the candidates' personal and professional goals. We believe the key to successfully filling these positions will be dependent upon our ability to assist the Selection Committee in going far beyond job requirements and qualifications. MRG excels in the area of identifying not only what a candidate needs to do to be successful, but also how they will go about getting results. Equally important, we feel that coming from this community and being involved in all facets of our community gives us a definite advantage in selling this opportunity to prospective candidates. In addition, we will be able to answer the prospective candidates' questions and concerns, as we know not only our community's positives, but also some of its challenges. KSy 1>SRSONNSLASSlyNSD TO TttlS 'PR.l2JSCT AND TH-S SPSCIFIC RDLS OF 6ACH- I NDIVIDV(AL Marcia Rogers, President of Management Resource Group, Cedar Rapids, will lead the search efforts for Iowa City's City Manager position. As a long-time community leader and gubernatorial appointee serving on the Iowa Department of Economic Development Board, Marcia brings a wealth of experience to this search process. Her role in economic development matters at the State level makes her imminently qualified to conduct an appropriate search process based on the needs of the Iowa City community and the government representation. August 2, 2007 Page 3 She currently serves on the Boards of St. Luke's Hospital, United Way of East Central Iowa, The Meth- Wick Community, Inc., and is an ex-officio on Priority One, the economic development organization of the Cedar Rapids Area Chamber of Commerce. From a City Manager perspective, Marcia is currently involved in an extensive project with Jim Prosser, the new City Manager for Cedar Rapids. Mr. Prosser (319-286-5082) would be a very good contact for your search committee to utilize in order to discuss the range of services and quality of performance of both Marcia Rogers and Management Resource Group. Participating in this search also will be Daniel Portes, Chairman/CEO and Director of the Search Division of MRG, Dan is a graduate of Drake University with a degree in Communications. An active member of the community, he is past Chairman of DavenportOne and the Quad-City Federation of Chambers. He also served on several nonprofit boards and committees including the Davenport School Board, Friends of Davenport Library, the Putnam Museum of Natural History and the Adler Foundation. OVSRVISW OF MRC1'S 6X~CIATlV~ S~ARCrt M~TrtO]::)OLOC1Y Although everyone involved in a search is interested in completing the assignment as quickly as possible, MRG is even more concerned with making sure all parties are making the best decision. We strive to strike a balance between doing things "right" and getting things done. Specifically, we typically present qualified candidates within 90 days of approval of the position profile. Establishing the position profile before recruiting ensures that only qualified candidates are considered and speeds up candidate selection. Interviewing of candidates with a requirement of a second and possibly third interview that includes board participation will determine the length of the entire search process. Traditionally most searches take four to five months from start to finish. MRG prides itself on doing more than expected or agreed upon. Weare flexible with our process to meet the needs of our client, but not at the expense of sacrificing our integrity. August 2, 2007 Page 4 . Interview key Search Committee members involved with the hiring of the position to ascertain their understanding of the position and necessary qualifications. . Survey key Search Committee members to ascertain the most important competencies and behavioral attributes needed to be successful in the position. . Establish a "position profile" which will include a history of the organization, mission, vision, job summary, job description, desirable qualifications, organizational chart, benefits, relocation policy, and information on the community. . Work with the Search Committee to develop an effective search strategy. . Provide the Search Committee with weekly progress reports via email or telephone conferences at mutually agreed upon and regularly scheduled time. . Develop a strategy that will include a focus group that will include business and community leaders and government representatives . Work with Career Partners International, LLC, offices located in the US, Canada, Europe, and Asia. (please refer to attached list of locations for referrals) . Directly contact, recruit, and screen candidates who do not respond to typical advertisements; the best candidates are those who are not looking. Additionally, we will: . Network with candidates in our database of existing government, economic development, and city management professionals. . Utilize our in-house research staff to make initial calls to targeted groups. . Administer appropriate assessment tools to determine the best "fit" for the position by measuring the candidate's: thinking style; occupational interests; behavioral traits. These assessment include: . The ASSESS Survey that will measure key dimensions of intellectual abilities and potential. Competencies include: Visioning, In-Depth Problem Solving and Analysis, Championing Change, Driving for Results, Influencing and Persuading, Managing Others, Organizational Savvy, Business Acumen, Integrity, courage of Convictions, Presentation Skills and Continuous Learning. . The NEO Personality Inventory (NEO PI-R) that is a nationally recognized August 2, 2007 Page 5 personality inventory that will lead to assessment along five dimensions. These results are then incorporated to produce the Professional Development Report that outlines personality styles in relationship to career and management positions. . In addition and if requested, administer the General Management In-Basket exercise (GMIB), which measures leadership, decision-making, performance evaluation, delegation, conflict resolution, and organizational skills and ability. . Conduct in-depth, face-to-face interviews with qualified candidates after prior client approval of expenses. . Prepare recommendation reports on the candidates, including their general background, work history, comparison to benchmark of competencies, cognitive abilities, motivation and personality. . Assist Search Committee with interview and establishing behavioral questions for candidates to facilitate consistency for the purpose of comparison. . Arrange all travel and coordination of interviews, along with social events if deemed necessary by the Search Committee. . Assist in the negotiations with the candidates of choice and help facilitate the closing of a deal. . Conduct in-depth reference checks and background checks, which include credit, criminal, driving, and verification of education. D6TAIL6D LIST OF 'PRoF6SSIONAL F66S AND ~XP6NS6S MRG will receive an Exclusive Search for a period of 90 days commencing with client approval of a Position Profile. . MRG's executive search fee will be 30% of the first year's base salary. One-third of this fee is to be paid at contract acceptance and the balance at contract completion. August 2, 2007 Page 6 . Additional expenses will include charges for travel expenses, lodging, and meals for candidates and search consultant, plus any necessary overnight mailings, but only with prior approval from the Search Committee. . Services provided at no additional charge to the client include: . Administering GMIB Assessment . Administering ASSESS Assessment . Administering NEO PI-R Assessment . Long distance phone charges . Photocopies . First-class mail postage . Our guarantee period, commencing with the first day of work, will be for one year, which includes replacement and/or a refund of two-thirds of the fee if the candidate should leave voluntarily or be dismissed for cause from the position. Respectfully submitted, MANAGEMENT RESOURCE GROUP, LTD. Marcia Rogers President p.~ ~cJL MRlap August 2, 2007 Page 7 CONTACT R.6F6R..6NC6S 1) City of Cedar Rapids Contact: Jim Prosser, City Manager 2) Iowa City Chamber of Commerce Contact: Nancy Quellhorst 3) Davenport One Contact: Tara Barney, President & CEO 4) City of Des Moines Contact: Tom Turner, Director of Human Resources 5) Eastern lowalWestern Illinois Contact: John Stavness, President & CEO of Wells Fargo 6) Elliott Aviation Contact: Wynn Elliott, Chairman & CEO Phone numbers for the above contact persons are available upon request. See enclosed proposal book for a complete client list. .. 2 POSITION PROFILE President and CEO For Cedar Rapids, Iowa Client Organization The Profol Group Profol has been the global market-leading film manufacturer in cast polypropylene films since 1981. Profol operates five state-of-the-art cast extrusion facilities in Europe, the United States and Asia with a combined annual production capacity of over 70,000 tons of film. The Profol Group is dedicated to providing their customers with the highest quality cast polyolefin films. Their materials are used for a wide variety of applications including adhesive-coated tapes, heat sealed bags, multilayer laminates, printed banners, DVD box overlays, and copy-safe stationery products. Profol offers a standard product line of films as well as custom films that are engineered to meet specific application requirements. Quality that sets standards Profol has been a leading polypropylene film manufacturer since it was founded in 1980. It is the company's goal to continually optimize products and to set new industry standards. Partnership Partnership is not just a word to Profol. The relationship to their customers is characterized by partnership in action. It is Profol's philosophy that this partnership in action leads to a winning team of customers and vendors. Innovations of Polypropylene films Breaking new ground in polypropylene film is more than a slogan. It is the challenge Profol accepts to continuously create new products and applications. PP on the move Polypropylene (PP) production has grown at a rapid pace since the material was first introduced in the late 1950's. Today, because of its unique combination of low cost and performance, polypropylene has become the most widely used polymer in the world. Economy Polypropylene also enjoys significant economic advantages over competing materials. Its low specific weight, modem processing techniques and the use of cost effective raw materials make PP a choice product. More and more businesses have chosen to use PP in their converting operations. Cedar Rapids Facility Ecology Polypropylene is environmentally friendly. Unlike some plastic films, PP contains no plasticizers, acids or heavy metal compounds. The material is generally physically harmless and non-irritating to skin. Profol's polypropylene films have a neutral taste and no unpleasant odor. PP can be easily recycled through in-line recycling or thermal reprocessing. Although American Profol reports to Profol's German headquarters, it is operated independently and has highly autonomous management and operation. It is an organization with aggressive 2 growth goals and high personal accountabilities. The work environment is fast-paced, collaborative and forward focused. The American subsidiary is responsible for $44 million in revenue and employs 77. Community The people of Cedar Rapids enjoy a sense of security, a sense of hope and possibility and a sense of belonging. The feelings are shared by residents of all great communities. They call themselves the City of Five Seasons. The fifth season is a time to enjoy life, to enjoy the other four seasons. Quality of life in Cedar Rapids has not gone unnoticed as numerous magazines and organizations have ranked Cedar Rapids among elite cities in a variety of categories. Cedar Rapids has placed among the top 20 Forbes Magazine Best Places and was named the No.2 kid-friendly city in the country by an organization looking at factors such as education, crime and arts and culture. Cedar Rapids is the manufacturing capital ofIowa and the state's second largest city. More than 120,000 people live in Cedar Rapids and the surrounding towns make Linn County a community of more than 190,000 residents. The 2000 Census showed this area as one of the strongest growth areas in Iowa. The communities of Marion, Hiawatha and Iowa City are only a heartbeat away and complement the amenities of Cedar Rapids. Each has a rich history and quaintness that residents find second- to-none. If people cannot find what they want in Cedar Rapids, they are certain to find it in the surrounding communities. Theater and culture are deep-rooted in Cedar Rapids' history. They have celebrated history with the preservation of the grand Paramount Theatre and the reinvention of the riverfront of the Cedar River. They also have raced to the future with our state-of-the-art IMAX Theater and exciting new hockey arena. From their rich cultural heritage to their diverse leisure activities, the Cedar Rapids area is an ideal place to raise a family. Quality education has long been a priority in the area. They are ranked as having one of the highest educational standards in the country and an educational system that guarantees these standards are met for all students. The neighborhoods are safe and provide the necessary social interaction we all need to feel a part of the community. The Cedar Rapids area has three private liberal arts colleges. Coe College and Mount Mercy College, located in Cedar Rapids, are four-year educational institutions. Cornell College, located 15 miles east of Cedar Rapids, is a four-year college with an annual enrollment of approximately 1,000 students. Kirkwood Community College, located in Cedar Rapids, is a comprehensive community college that provides vocational/technical, arts and sciences, and adult continuing education programs. Kirkwood is nationally recognized and a member of the League for Innovation in the Community College. Founded in 1900, Hamilton Business College is the oldest business college in Iowa. Program offerings of one year diplomas to two year associate degree programs are available under the quarter system. Hamilton also offers an accredited bachelor of science degree in management. The University ofIowa is located 25 minutes south of Cedar Rapids in Iowa City. The university offers an exceptionally broad range of degree programs - both on and off campus. It includes The University of Iowa Education & Conference Center located in downtown Cedar Rapids. The 3 University ofIowa's medical, dental, law, pharmacy and business colleges are all nationally recognized. The University of Northern Iowa, only 45 minutes north of Cedar Rapids, also provides a comprehensive curriculum in undergraduate, graduate and doctorate studies. University of Northern Iowa's colleges of business and education are both highly regarded on a national level. Cedar Rapids is a regional hub for Eastern Iowa because of its proximity to several of the country's largest metropolitan areas and major interstate highways. Cedar Rapids has direct access to cities in the Midwest like Chicago, Minneapolis, Milwaukee, Atlanta, 81. Louis and Kansas City. However, most of the necessities oflife are found right in your own backyard- great jobs, safe neighborhoods, theaters, museums, schools, symphonies, shopping, sports and recreation. Cedar Rapids is large enough to offer all the amenities of life and far enough away from the hubbub of metropolitan life to ensure a life filled with enrichment and quality. Reporting Relationship The position will report directly to the Managing Director/Chairman of the German parent company and will work closely with a five-person Board of Directors. One of the Directors is domiciled in North America and often acts as a liaison between the subsidiary and the parent company. Position Summary The successful candidate will assume full managerial responsibilities for the operation and manage the business in a hands-on and mentoring fashion. The successful candidate will build enterprise value by a variety of means including, but not limited to, the following: . Analyze corporate objectives for continued growth and profitability of the business. . Formulate, recommend and implement strategies to build return on investment and . . mcrease earnmgs. . Develop relationships with leading American office products, automotive aftermarket, furniture, packaging and medical products companies. . Provide leadership to the business. Continually demonstrate your ability to build consensus, motivate, train and mentor. . Take an active role in developing and building on key account relationships. . Participate in and help formulate short-term and long-range planning disciplines to identify areas of possible growth and expansion. Evaluate all suitable business opportunities, including the assessment of possible mergers and acquisitions. . Establish uniform and verifiable standards of performance. Provide hands-on guidance to staff to ensure the quality and timeliness of organizational change. Monitor performance of staff to ensure the quality and timeliness of organizational change. Monitor performance against plan, make adjustments and advise superiors on the operational progress and projected impact on investments and earnings. 4 . Stay informed on all market trends and the company's positioning in the marketplace. Constantly review technological advancements that can be utilized to accentuate rapid response to customer needs and market opportunities. . Develop and maintain an aggressive, yet lean, organization necessary to achieve growth objectives by selecting, training and encouraging the development of capable personnel at all levels. . Seek out new profit opportunities and ways to improve profitability by exploiting competitor weaknesses and identifying new products, services, applications, business opportunities and markets. . Work with existing international business units while helping to execute projects. . Protect corporate assets through preventive policy measures that limit potential liabilities. . Analyze operating results on an ongoing basis and ensure that appropriate steps are taken to correct deviations from plan. Coordinate and present proposed operating and capital expenditure budgets for review by the Chairman and the Board of Directors. . Represent the company in an appropriate manner in all relationships with customers, suppliers, competitors, professional associations and trade groups, other outside organizations and the business community in general. . Acts as primary contact and chief negotiator with the organization's union. Qualifications and Qualities . Minimum of five to ten years management experience in a manufacturing environment. . Significant general management experience. . Strategic and analytical thinking skills. . Ability to formulate and execute difficult decisions. . Full understanding of financial statements and budgets, including oversight of preparation and analysis. . Intimately involved with sales and marketing including multi-channel product distribution. . Excellent communication skills. . International experience; European strongly preferred, German preferred. . Prior success in formulating and implementing a well-developed and profitable business strategy is essential. . Extensive union and union contract negotiating experience required. . Experience in working with, or consulting to, business-to-business companies in the plastics or other process manufacturing industries is preferred. . Because the level of autonomy is significant, good judgment; a high personal energy level; personal integrity and character; creativity; and a results focused attitude are 5 essential characteristics. Tough-mindedness and high standards of performance typify the desired approach. . Analytical acuity, quantitative analysis and superior intelligence must have been demonstrated in an environment of independent decision making. . The candidate must demonstrate a strong team building operating style while possessing extraordinary administrative skills, including the ability to delegate in a clear and concise manner when prudent, and to recognize the situations which necessitate hands-on involvement. Individuals must believe in the philosophy that no job is too small and everyone needs to be willing to do whatever it takes to satisfy the customer . Demonstrable building of high quality teams of creative, aggressive professionals in a fast paced growth environment. . Demonstrated value builder who can point to experiences where success in actively managing a business can be quantified and verified. . Experience in leanly staffed organizations is critical. The environment necessitates quick priorities, practical problem solving and goal-oriented behavior. . Must be an initiator. . Supportive leadership style must focus on strategic direction and the accomplishment of high impact annual objectives. . Past experience in effectively building an international business and growing market share is highly preferred. . MBA preferred Summary of Employee Benefits 1. Blue Cross and Blue Shield health and Blue dental. Rates per pay period (26 pay periods annually)are as follows: a. Single: $2.31 b. Employee and spouse: $20.77 c. Employee and children: $20.77 d. Family: $43.85 i. Eligible on the first ofthe month following date of hire 2. Wellmark flexible benefit spending account (FSA) 3. Life insurance coverage. Amount of coverage equals one times salary; maximum of $100,000 4. Short- and long-term disability insurance: 100% company funded 5. Vacation: two weeks per year; eligible for use after six months of employment 6. Personal time and sick leave: 40 hours per year. If not used in given year, paid out at 120%; no carryover 6 7. Ten paid company holidays 8. 401(k) through Principal Group- a. Eligible first of the month following date of hire b. Company matches 50% of an employee's contributions up to 8% of base pay 9. EAP (Employee Assistance Program) through Mercy Hospital 10. Corporate membership at MAC and New Life fitness clubs at $10 per pay period 11. Continuing education program Relocation Policy Profo1 will pay reasonable and negotiated moving expenses. References and Background Information It is Management Resource Group, Inc.'s policy to complete an extensive background and reference check of candidates. Once strong mutual interest has been established, candidates are asked to provide a list of references that should include, but not be limited to a supervisor, peer and a subordinate, when applicable. Management Resource Group, Inc. will respect the issue of confidentiality and will conduct the reference checks accordingly. Candidates will be asked to sign a Waiver and Authorization to Release Information for the purpose of the background investigation, which may include verification of education, a credit check, and criminal and driving records, depending upon the position. The Waiver will expire 60 days from the date it was signed. Should an offer be extended prior to the completion of this process, the offer will be made contingent on the successful completion of the reference and background checks. Management Resource Group, Inc. will keep candidates informed on the status of these inquiries. Confidentiality/Equality Statement We fully respect the need for confidentiality of information supplied by interested parties and assure them that their background and interest will not be discussed with anyone, including our client without their prior consent, nor will reference contacts be made until mutual interest has been established. Our client, American Profol, Inc., firmly represents the principles and philosophy of equal opportunity for all individuals, regardless of race, sex, creed, disability or national origin. 7 . M R G r ~ RECOMMENDATION LETTER (EXAMPLE) I recommend you interview _ for the position of VP of Operations for ... . was born and raised in Bettendorf and but for his 5 years in Seattle has lived and worked here his whole life. .was marred for 20 years and has been divorced fO!l.lear and a half. They have one daughter who is a senior at Pleasant Valley that lives with.. His ex-wife moved back to Des Moines where her family is. She also has a son from a previous marriage that .was very close to. He is ajunior at Colorado State, serves in the Reserves and has spent time in Iraq. There does not appear to be any issues with the divorce that would affect.s performance but staying in the Quad Cities is very important to him because of his daughter. .s dad worked at" his entire career after trying to make it as a professional baseball player. His mom worked at as an office manager. He is the oldest in his family with a brother in Meza, Arizona and a sister in St.Louis. When he isn't working, _ spends time with his daughter and her activities, works out at least 3 days a week and enjoys playing golf although he doesn't have a great passion for it. . presents a very nice image, is articulate with excellent presentation skills, and is sincere. He is warm, friendly and a pleasure to talk with and everyone I have talked to likes his style. He has a professional demeanor and appears to be a serious guy but not too serious and is willing to laugh even at himself. _had a long career at _ which was stellar in terms of advancement and achievement. He finds himself looking for a new position because the company has decided to retrench and get out of all the business . worked to put together. The entire executive management team was let go as well as the group just underneath them that .was part of. While he could have already found a new position outside the community, he doesn't want to leave because of his daughter. His exiting salary was IlK and his bonuses where around 20 to 25K for the last 3 years. His severance will run out in the next 4 weeks and I have talked to him about your salary range and he feels comfortable with it. . has worked in a much larger company but the hand- on experience is with smaller units. He has made a conscientious effort to look for positions with smaller companies at a higher decision making level because ofthe politics and lack of control in larger companies. Work History .has only worked for two companies but has had a variety of opportunities. A placement firm in Des Moines put him in touch with" in 1983 that was located in Des Moines. While there he received 2 promotions and lived in Kansas City and St. Louis. At this time, he wasn't looking for a new opportunity but was contacted by a head hunter about a position with _ but he wasn't sure where or exactly what he was going to do. He went through a management training program and became familiar with the processes at _ and was lucky to be at the right time and place to be given Seattle as his first assignment. Seattle was underperforming and required a big turnaround which entailed ending business relationships with some people and starting new relationships with others. He spent his first couple of months surveying the market and trying to determine where the opportunities were, along with looking at what was preventing them from moving ahead. He made dramatic changes and had the largest compound growth of any city within I year. His job was going well but his wife hated the winter clouds and rain and when an opportunity came up to move back to the Quad Cities he jumped on it. His first position back in the Quad Cities was as a Fleet Manager which was a new position and new business initiative in the outsourcing aren~up a team which landed the largest account _ had ever had which was _. Because of his success, he was asked to start an entirely new outsourcing division which was or ... Their focus was on the largest trucking and logistics firms with the idea of taking over the entire maintenance of their trucks. It took a while for. to turn this into a profit center and he had to present to the board on a regular basis all the steps being taken to turn the division around and he did turn it around. On the front end, he headed up the team that presented the business plan, marketing and sales lan, and forecasts to the board and successfully landed their first big account which was and a 29 million dollar contract. It was also during this time that was sold to _ and . had to maintain that relationship moving forward. The outsourcing initiative took a twist when the board brought the whole initiative back into corporate mold and .was given a new assignment as the Director of Fleet Sales in which he was in charge of 15 states and Canada and a 110 million dollar division. He was in that division for 5 years when he was asked to take on a new project of integrating a new ERP program that covered people, accounting, sales, marketing and credit. . had made some signific~s on the assignment when he was asked to assist in turning around a recent acquisition __ and to integrate their services with existing clients. He was not able to finish that project because of the retrenching and downsizing of the company. General interviewing responses 1. . has extensive experience with continuous improvement particularly with sales and service delivery but does not have any formal training in the area. 2. I think .has a good understanding of how to manage technical people and firmly believes in "feeding" people's strengths and getting around their weaknesses. He thought _ spent too much time with trying to change people instead of making sure their strengths match the needs of the position. He believes the programming staff are normally creative people that want input and you need to provide those opportunities within acceptable parameters. 3. He has some great experience in increasing productivity and did so by articulating the vision, expectations and time frames for performance. He talks about the importance of building trust and making sure people you hire have integrity. 4. . has had some good experience with customer retention and extensive experience with customer service issues including having a 24-hour call center in which the manager reported to him. This was in connection to the work they did with _. 5. .has written business plans, marketing and sales plans and executed on those plans. 6. .was involved in creating sales training programs as well as customer service training and finance training for sales people. 7. Character is a very important part ofthe puzzle when . hires people. He looks for people who have integrity, communication skills and technical skills and tries to look for a good fit in terms of cultural issues. 8. . is used to working with a competent HR department and relies on them for most legal issues but also seems to have a pretty good handle on most issues. 9. . has had to make numerous sales calls to very sophisticated buyers and has presented to the board of directors on numerous occasions. I think his writing skills are above average. 10. . was the lead person when they acquired _ account he had to analyze very complex data and make important operational and strategic decisions. While he is a firm believer in making informed decisions, he is not scared to make decisions which are time sensitive and when you don't have all the information you may want. 11. . understands the differences between cash and accrual accounting but does not have much experience with cash based accounting or work in progress issues because he was involved with a public company. 12. . has limited or no experience with software development but does have extensive experience with contracts. 13. . s worst business experience happen when bought out _ and he had no relationship with _ and tried to save the business but did not. The lessons he learned were: you need to have multiply contingencies that anticipate even the most unlikely events and you n~ in place for everything. He never anticipated _ buying _ because __ was larger. He also made the mistake of going around the maintenance manager and talking directly to the president and it backfired. 14. . is an avid reader and believes in continuous learning. Why is. interested in the position? 1. He wants to be at the executive level decision making in a company. 2. He wants to be part ofa company looking to grow. 3. He likes entrepreneurial companies. 4. He likes the multi-dimensional part of". 5. He likes what he is reading about ... 6. It appears people count at ... 7. He likes extensive involvement with customers and making customers satisfied. 8. He believes the needs of the position match well with his strengths. 9. The only reservations are that he has concern the financial position of the company and his lack of software experience but believes his strengths are a good counter balance with ..' strengths. Why I recommended. 1. Presents himself very well and would represent the company well. 2. Has a great deal of experience that matches well to the position. 3. Has a good mix of sales and operational experience. 4. Understands all the issues in starting a new company. 5. His smart and thoughtful but not scared to make a decision. 6. His fun to be around but also very serious. 7. He is used to leading teams and being a good team player. 8. While he has worked for large companies, I think he would also do well in a smaller company. 9. I like him personally and I think most people that meet him have the same impression that I do. 10. While there are areas that would require some work in terms of compatibility with III, I think those issues could be worked out. 11. I think he would do well in the operations area and he is capable of ~ore particularly in business development. I'm somewhat concerned that _ may find him intimidating and threatening but it won't be something he will cause because he has no problem collaborating with others. 12. While .has been in the Quad Cities for a long time once his daughter goes off to school there is not a strong ties for him to stay here. 13. His lack of software experience is not an issue for me but there will be a learning curve. .. .3 4lsse.<<. General: Executive Selection with Structured Interview for Suzanne Example 4/15/2003 Introduction Competency Overview Ability Results Personality Qetail Interview Guide Making the Selec;tion Deci~ion ManagementSLJggestions Graphic Profile .::f\:~ss Copyright 2003 Bigby, Havis & Associates, Inc. and David G. Bigby, Ph.D. All rights reserved. INTRODUCTION Suzanne Example General: Executive Selection 4//5/2003 Confidentiality Because of the nature of appraisal information and the dangers of its misuse, this report must be kept confidential and its contents restrieted to those who have direct responsibility for deeision making. This Selection Report should not be shown to or diseussed with the candidate. The ASSESS Developmental Report has been designed for this purpose. How To Use This Report · Since everyone has strengths and weaknesses, special caution must be exercised to view this report as a whole. Be careful not to overemphasize specific statements, but rather consider this person's overall suitability for a particular position in your organizational environment. · Many of the characteristics described in this report could be assets in some circumstances and liabilities in others. You will notice that a characteristic may appear as a strength in relation to one competency, but a weakness when considered in relation to another competency. · The report does not take into aceount the candidate's background, training, or technical skills or experience, Therefore, the results do not measure personal effectiveness or the quality of job performance; rather, they describe characteristics that (along with these other factors) may influence job performance. To minimize the chances of erroneous decisions, the contents of this report should be combined with information from other sources (for example; interview impressions, references, work experience, job eompetence, work habits, background, etc.) to gain a complete picture of this person. · Over time, people and organizations change. If several years have passed since the date of this report, it may be valuable to reassess the candidate. Remember, this person was evaluated at a particular age, stage of development, level of experienee, ete. With the passage of time, the characteristies measured by ASSESS may have changed. Interpretation Assistance ASSESS is a computerized expert system that interprets test seores and writes reports for our clients in the same manner that Bigby, Havis & Associates psychologists would. The reports are designed to be read by managers without regular assistance from a professional. Occasionally, however, you may need additional interpretation assistance. See the ASSESS coordinator for your organization to make arrangements. Feedback to the Individual Developmental Report: In addition to the Selection Report, a Developmental report is available. It is designed to be given directly to the individual and provides construetive feedback on test results, specific developmental suggestions, and a guide for writing a personalized developmental plan. (J [J ~ IJ El C [J [J o t:J D o Ii] IJ . Ii C o o COMPETENCY OVERVIEVV Su:z::anne Example Gene....al: Executive Selection 4//5/2003 Your COITl.pany has identified a set of- cOITlpete:ncies in~portall.t to job success_ COlnpctcncy in an area is the result OT ITluny rac-tors vvarking logcther~ '\Nhich include innate characteristics (natural ability.. personality) and learned characteristics (knovvledge~ experience and skills) as is presented in the tollovving chart. People '\.Vho have the right cOITl.petencics or vvho have a good potential Tor developing these cornpctcncies vvill be able toO do the .-ight things (bchavior-s) to produce the desired results (ctTective outcolncs). The ASSESS systern has evaluated this candidate's ,",ork related pcrsonali"ty and abilities (if-ability tests "'-Vere adn-.inistered) in relation to the Competency .Model described on the Follo"'-Ving page~L The tolloV'l.l"ing report provides detailed results and judgn-.ents about hoV'l.l" these innate characteristics tnay facilitate or hinder the display or development or the desired con-.petencies and~ ultitTlatcly. job ef"fectiveness. Also provided is a con-.petency-oricntcd intervicV'l.l" protocol to use to evaluate the skills. knoV'l.l"ledge and other learned characteristics irnportant to this job~ as '\..Veil as a general n....odel 'or tTlaking a good decision TrotTI all sources of" inCorn-.ation. r~" '--.'., .. '-----~. -~~-- -- 'U---" - 'l I N N AT E L E A R N E 0 Natural Ability I Personal Knavvledge I Skills I Learned Potential Characteristics Experience Abilities - '" ... ... 0:. 0:. 0:. 0:. '" ... ;>> 0:. ~ ~ ..... C 0 M P E T E N C I E SO Q 'i:t Q 0 B E H A V I 0 R SO 0 L..~._..,-.",~ E F F E C T I V E 0 U T C 0 M E SO , ''''~- ~-,.~,' ..-, ~~ ,,~. - - -...'_'00'" -.- ~. ~-"'''''''. 1 D ~ ABILITY RESULTS Suzanne Example General: Executive Selection 4//5/2003 o Since abilities can impact most competencies, they are reported separately here. D The following results are based on your performance on standardized ability tests. They are presented as percentile comparisons to professional norms (people who, for the most part, have an education at or beyond the college undergraduate level) and to general population nonns (people who, for the most part, have a high school education). With a few exceptions, if this person is being considered for a position normally requiring a college degree, you should pay most attention to the professional norm group comparisons. However, if the candidate has limited formal education or if a college degree is not required, the general population comparisons may be more appropriate. ~ The candidate completed the following ability test(s): ~ Intellectual Ability Scores Compared to: ~ General Population Norms: 0% ~-----------------------+-------------------'----1 100% Critical Thinking ..........,........,........-...............................................................0 Abstract Reasoning .........................................................-........,...............0 Professional Norms: Critical Thinking ..........................................................................i) Abstract Reasoning ..........,........,....................................0;) D D w Comments: Her critical thinking abilities appear to be very good. She should be able to easily understand complex written problems, evaluate the relative merits of various interpretations of the information presented, and come to sound conclusions. ~ She should be able to solve problems that involve complex, abstract information as well as the typical professional and better than the average person. She should also be capable of grasping new ideas and solving problems that are outside her usual experience. a ~ u ~ ~ o D o ~ D Suzanne Example General: Executive Selection 4/15/2003 General: Executive ~ Visioning Identifying long-term goals and championing the implementation of different or alternative ideas. o In-Depth Problem Solving And Solving difficult problems through careful and systematic evaluation of information, possible Analysis alternatives and consequences. D Championing Change I Taking action to support and implement change initiatives effectively. Driving For Results I Challenging, pushing the organization and themselves to excel and achieve. Influencing And Persuading Convincing others to adopt a course of action. ~ Managing Others Directing and leading others to accomplish organizational goals and objectives. Organizational Savvy I Recognizing and understanding organizational politics and working within organizational dynamics to accomplish objectives. Business Acumen" : Understanding general business and financial concepts, understanding the company's business, I and using both general and specific knowledge to be effective. Q Integrity" Upholding a high standard of fairness and ethics in everyday words and actions. ~ Courage Of Convictions" Having the personal courage to address difficult issues in the face of potential opposition. Presentation Skills" Having the skills to effectively communicate to an audience in a formal selting. ~ Continuous Learning" I Striving to expand knowledge and refine skills through education and training. Inspiring others to I develop and refine knowledge and skills relevant to their work. 'Competencies not strongly impacted by the personality characteristics measured by ASSESS. Development feedback and suggestions may be obtained for these competencies using the Assess 360 system. I~ D 'D I D Q ~ ~ ~ ID I r ~ I~ , D ~ PERSONALITY DETAIL Suzanne Example General: Executive Selection 4/15/2003 Reading The Competency Graphs: w · For each personality characteristic, a distribution of possible scores (from less to more) is displayed in deciles (1-10% = 1st decile, 11-20% = 2nd decile, etc.) using ten graph blocks. D · This distribution is based on a professional norm group of approximately 40,000 respondents. D · The candidate's score on each personality characteristic is represented by the graphic character 0 . ~ · Overlaid on the normative distribution, the colors and shading on the graph represent desirable and undesirable ranges on each characteristic for a particular competency. · Ranges in which a characteristic may hinder are marked with least shading ( ~ ). Q · Ranges in which a characteristic may be a potential concern are marked in intermediate shading ( [d ). D · Ranges in which a characteristic may help are marked with most shading ( ~ ). D · You will notice from the pattern of shadings that low scores are not necessarily bad and high scores are not necessarily good. D · Also notice that the Helps and Hinders ranges for a characteristic may differ by competency. For example, a higher level of assertiveness may be more desirable for one competency than another. ~ o D ~ ~ ~ ~ o 10 ~ Q PERSONALITY DETAIL Suzanne Example General: Executive Selection 4/15/2003 ~ Personality Implications for Visioning ~ Visioning i IdentifYing long-term goals and championing the implementation of different or alternative ideas. Reflective ~~D[]~~QH~~~ Realistic ~G~~~~~~D~ Serious-Minded, Restrained ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ Assertiveness ~ ~ Q ~ ~ ~ ~ ~ ~HQ Self-Reliance ~~~ ~~ ~ ~ ~~ ~ WorkPace ~~~~~~~~~H~ ~ Q Comments: Helps Hinders ~ . As a result of her reflective style, she is likely to view issues from multiple perspectives. She should be capable of thinking broadly and considering long-term issues when setting goals and the direction of her group. . Her overly realistic nature may be a hindrance. Her approach will likely lack originality and innovation. Q . She is impulsive by nature. She will commit too quickly to an idea or direction without proper consideration, ~ . Her assertive nature should be useful when championing new ideas or a change of direction. Her interpersonal forcefulness should help her to build the organizational support or buy-in to transform ideas into action. . Her slow work pace may hinder her ability to generate and champion ideas. ~ . Her self-reliant style will help her to show initiative in championing her (and others') ideas and vision. ~ ~ Q Q ~ ID '0 I .L I [J III I:J I . r:J EJ [J IJ D fJ IJ W . [J [I o D Cl PERSONALITV DETAIL Suz:an~e Example General: Executive Selection 4/I5/20(}3 In-Depth Problem Solving And Analysis Personality Implications for In-Depth Problem Solving And Analysis Solving a(IIh._.ulr f;Jroblen7..... through car~/i,1 and s_vsrenu:'ltic' eva/uarion ~~/- i,"?/hrrnarion. EJo............ihle c7/lernCllives clna cr.>J7:'..eqzlcncc...... ReflecUve b:lb:lD~~~~~~~ ReaUsUc b:lbJ~~~~~~D~ Fact-Based b:lD~~~~~~~Q Ser;ous-M;nded, Restra;ned ~ D D ~ ~ ~ ~ ~ ~ b:l Comments: F-Fel.I-7..... I-finders ."Ier reflective style ~ill lead her to delve belovv the surface '\Nhen analyzing situations. This should help her to recognize important subtleties and better understand underlying issues. I-Iighly practical and pragrnatic in her thinking~ vvhen -Faced vovith. problclTls that require a novel approach she Inay have difT'iculty putting aside past solutions. I-Ier f'act-bascd orientation should lead her to analyze data and objective intorlTlution bef'ore dra"""",ing conclusions. l)nrestrained and in"pulsive by nature.. she "",ill probably not be as cautious as desired t"<--..r this cOITlpetency_ She is likely to dra"", conclusions or ITlake decisions "",ithout sutficient del iberation_ fIer le'7~h:.~nc_v 10 he in7IJul.....ive c1nd unre...-lr~lined rncl_V reduce the vCllue C!/'her r~/lective nt:1ture_ At ti,nes. she ,..na_v decide or c1Ct lvithoUJ.fi.,/(v con.....idering the under(ving L.....YIU?'!o.. Q Q PERSONALITY DETAIL Suzanne Example General: Executive Selection 4/15/2003 a ~ Championing Change Personality Implications for Championing Change Taking action to support and implement change initiatives effectively, Assertiveness ~ ~ ~ [;J ~ ~ ~ ~ ~ QJ WorkPace ~[gJ~~~~~H~~~ Frustration Tolerance ~ ~ ~ IQ ~ ~ ~ ~ ~ ~ Realistic G]~~~~~~QD~ Serious-Minded, Restrained ~ GJ ~ ~ ~ ~ ~ ~ ~ ~ Q ~ Comments: ~ Helps Hinders ~ . Her assertive style should help her to lead change efforts. She should be capable of influencing and persuading people to adopt new courses of action. . Her slow work pace will inhibit her ability to energize herself and others during a change effort. Q . She should remain positive and resilient even under difficult circumstances, . Her very pragmatic orientation may lead to an overreliance on how things have been done in the past. She may not be flexible and open-minded to new approaches or ideas, a . Because of her low level of restraint, she may have a tendency to react too quickly. She may adopt or reject ideas without full consideration. ~ ~ ~ ~ ~ ~ o 10 ~ i~ ~ PERSONALITY DETAIL Suzanne Example General: Executive Selection 4//5/2003 ~ Personality Implications for Driving For Results ~ Driving For Results o Challenging, pushing the organization and themselves to excel and achieve. Assertiveness ~ ~ g ~ ~ ~H~~ ~ ~ QI Self-Reliance ~ [] ~ [d ~ ~ ~ ~ ~ ~ Work Pace ~ QJ ~ D ~ ~ ~ !~H~~~ ~ Realistic ~[;]D~~~~~~~ Follow-Through ~ [QJ Q ~ ~ ~ ~ ~ ~ ~ Frustration Tolerance ~ Q Q ~ ~ ~ ~ ~ ~ ~ ~ D Comments: Helps Hinders ~ . Assertive and forceful, she should be able to challenge or push people to attain results. . Her slow work pace may interfere with her ability to achieve high levels of personal work output and inhibit her ability to inspire high effort levels in others. Q . Highly self-reliant, she should be comfortable establishing goals and taking personal responsibility for their achievement with little support or direction from others. . Her level of follow-through may be lower than is desired, Sometimes she may not carry projects through to completion. Q . Practical and pragmatic by nature, she should emphasize tangible results and immediate outcomes. Q . As resilient as most people, she should be able to persist despite frustration in most situations, ~ The combination of her high self-reliance but low follow-through may lead her to take on more than she will actually accomplish. ~ ~ ~ Q ~ D Ie I l~ ~ PERSONALITY DETAIL Suzanne Example General: Executive Selection 4//5/2003 ~ Influencing And Persuading Personality Implications for Influencing And Persuading ~ Convincing others to adopt a course of action. Assertiveness ~ ~ L;] ~ ~ ~ ~ ~ ~ IQ] Sociability ~~~~~~~~~~ WorkPace ~~GJ~~~~~~~ ~ Comments: ~ Helps Hinders D . Her high level of social comfort (sociability) should allow her to interact smoothly with most people. She should be able to build rapport in persuasive situations. . Highly assertive, she may be too forceful in promoting her point of view. At these times, people may resist what they perceive as an overly aggressive approach. ~ . Her low energy level (work pace) may hinder her ability to actively generate the enthusiasm needed to persuade others. While the above dimensions can addresspart of what is needed to effectively persuade or influence others, ASSESS cannot evaluate her oral communication ability nor the quality of her arguments. Please take special care to evaluate these issues in the interview, ~ I~ ~ ~ ~ D D ~ ~ D 10 ~ ~ PERSONALITY DETAIL Suzanne Example General: Executive Selection 4//5/2003 ~ Personality Implications for Managing Others ~ Managing Others Assertiveness ~ ~ B 8 ~ ~ ~ !~H~ Q Positive about People ~ IQl Q ~ ~ ~ ~ ~ ~ ~ NeedtobeLiked ~~~~~~~~~~ Sociability ~BGJ~~~~QJ~D Work Pace ~ [QJ D ~ ~ ~ I~~H~ ~ ~ Self-Reliance ~ B Gj ~ ~ ~ ~ ~ ~ ~ Optimism ~:H:Jgg~~~~~~ ~ Directing and leading others to accomplish organizational goals and objectives. i ~ Comments: D Helps Hinders w . Naturally assertive, she will enjoy the leadership role. She should be capable of being forceful and directive when necessary. . She can be skeptical in her view of people. At times, this may lead her to be critical and faultfinding rather than positive and constructive in her interactions with subordinates. ~ . Socially outgoing, she should be comfortable interacting with her subordinates on a personal level. . Her need to be liked is low for a managerial role. At times, she may be unnecessarily disagreeable and may have difficulty fostering a cooperative work environment among those she manages. ~ . Self-reliant, but not excessively so, she should be willing to do the work herself or allow subordinates to participate, as appropriate for the situation, . Her work pace may be slower than is desired for a management role. She may not be able to consistently exert the level of personal effort needed to effectively manage people. ~ . Her generally optimistic outlook should have a positive impact on the morale of her group. ~ The combination of her assertive style and slow work pace may result in her being perceived as more "talk" than "do" by those she leads. ~ The combination of her high assertiveness and low need to be liked suggests a very competitive nature. While this could help drive her group to high levels of achievement. it could also lead to unnecessary conflict and detract from group morale if not proper~v controlled. D ~ ~ ,D c D D PERSONALITY DETAIL Suzanne Example General: Executive Selection 4//5/2003 D D OrganizationalSawy Personality Implications for Organizational Savvy ~ Recognizing and understanding organizational politics and working within organizational dynamics to accomplish objectives. Assertiveness ~ ~ bJ GJ ~ l~H~~H~~H~ Q Need to be Liked ~IQ]QB~~~~~~ Insight ~~g~~~QH~I~~ Sociability ~w~Q~~~Q1~~ Self-Control ~~~Q~~~~~~ Criticism Tolerance ~ QJ EI Gl ~ ~ ~ ~ ~ ~ ~ ~ Comments: Helps Hinders ~ . Her high level of assertiveness suggests self-confidence. This should assist her to build relationships with powerful and influential people. . Her moderately low concern for how she is perceived by people will occasionally interfere with her ability to build alliances across organizational boundaries. When this happens, she may not be as collaborative as would be desired. ~ . Her strong interest in understanding other people should help her to recognize their motives and adapt her approach to better influence them. She may be more attuned to subtle social and political issues than most. . Her very low level of self-control is likely to be problematic. She is likely to say or do things without appropriate consideration of how she will be perceived by others and by the organization as a whole. This may limit her ability to gain the respect of important and influential people. n 11.I ~ . Her interest in and comfort with the social aspects of work should allow her to develop and maintain contacts across the organization. . Her sensitivity to criticism may hinder her ability to interact with powerful or difficult people. Especially in contentious circumstances, she may overpersonalize the issues and become defensive. ~ ~ While the dimensions addressed above by ASSESS are good indicators of the personality factors that will influence the effective display of this competency. perhaps the most important issues involve the understanding of the political and social environment of the organization. Please take special care to address these issues during the interview, ~ ~ ~ D D ,D INTERVIEW GUIDE Suzanne Example General: Executive Selection 4//5/2003 The following structured interview will guide you through a series of behaviorally based questions to help you better evaluate this candidate's ability to display each eompetency. It also provides additional interview suggestions based on this eandidate's personality results. Take notes in the space provided and record your summary rating for each competency area. For additional, more detailed infonnation on conducting good behavior-based interviews, please visit the ASSESS managers resource website at www.bigby.comLsystems/assessv2/resOlJfCes/llllloager. Interview Date: Before the Interview Review the Competency Model definitions and representative behaviors. Review the candidate's resume and be familiar with his/her background and experience. Review the candidate's ASSESS results. Review the interview questions and additional personality probes. During the interview, remember to: . Use open-ended questions . Ask probing follow-up questions . Focus on specific examples and behaviors . Postpone judgment: don't rely on your first impression INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 BACKGROUND & HISTORY Start the interview by diseussing the details of the candidate's edueational and work history. Walk me through your educational background. Listen and probe for accomplishments, grades, how he/she chose college/major, classes he/she liked or disliked, involvement in outside activities, work experience during school, etc., and probe for how they relate to the job. Walk me through your work history. Listen and probe for milestones, accomplishments, relationships with co-workers and supervisors, tasks he/she liked or disliked, work environments he/she liked or disliked, reasons for leaving each job, etc, and probe for how prior experience has prepared himlher for this job. NOTES: Suggested transition to competency-oriented interview questions: "I'm now going to ask you to describe some specific situations from your past experienee. For each, tell me about the situation itself, what you did specifically, and the results or outcome of your actions. " INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 Visioning: Identifying long-term goals and championing the implementation of different or alternative ideas. . Tell me about a time when you were involved in setting the long-term goals and direction for your group (or division, company). What was your approaeh? What types of things did you consider? . Describe a time when you felt it was important for your group (department or company) to ehange direction and thinking, and you personally championed this change. What did you do? Were you successful? Why or why not? Additional special probes based on ASSESS results: . Give me some examples of your most innovative business ideas. (Listen for creativity.) . Describe a few situations in which you made a quick decision about a change of direction for your group that you later regretted. What were the circumstances? (Listen for a tendency to commit too quickly to an idea or direction.) . Tell me about a time when you had to quickly implement a new approach or strategy in your group (department, company), How did you manage to do this while maintaining your normal workload? (Listen to see if the candidate had the energy to do both or if one suffered at the expense of the other.) NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 In-Depth Problem Solving And Analysis: Solving difficult problems through eareful and systematic evaluation of information, possible alternatives and consequences. . Tell me about two complex and difficult work problems you have faced. What were the cireumstances? What steps did you take to solve the problems? What analyses did you make? How did you make your final decisions? What were the outcomes of your decisions? Additional special probes based on ASSESS results: . Tell me about a complex problem you recently faced in an area in which you did not have prior experience. How did you find a solution? (Listen for an ability to look for new and different approaches rather then simply modifying or using current practices.) . Describe a situation where you were too quick to draw a conclusion in your problem analysis. What were the circumstances and the result? (Listen for a tendeney to find a quick solution.) NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 Championing Change: Taking action to support and implement change initiatives effectively. . Tell me about two situations in which you took personal responsibility for ensuring that an important change occurred in your organization. What was the issue? What did you do? What was the outcome? What would you do differently next time? Additional special probes based on ASSESS results: . Describe the challenges you faced when implementing a change initiative quickly. In what time frame did you accomplish this? (Does the candidate have the energy neeessary to successfully champion an initiative?) . Tell me about a time when you felt it was better to continue with a way of doing something rather than championing a new approach. (Is there a stubborn resistance to trying new things?) . Tell me about a time when you committed to a change effort but realized afterwards that it was the wrong thing to do. What did you not anticipate? (Listen for a tendency to adopt changes without eareful eonsideration.) NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 Driving For Results: Challenging, pushing the organization and themselves to excel and achieve. . Describe a time when your group set and met an aggressive goal. What types of obstacles did you face? How did you overcome them? . Describe a time when your group failed to meet an aggressive goal. Why did this happen? Additional special probes based on ASSESS results: . Tell me about one of your projects that had an aggressive deadline for completion. How did you get it done? (Listen for an ability to accomplish things quickly.) . Describe two situations in which you were unable to thoroughly complete a project. What happened? Why? (Listen for an ability to follow-through on commitments.) NOTES: (details of the situation, aetions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4//5/2003 Influencing And Persuading: Convincing others to adopt a course ofaetion. . Tell me about a recent work situation in which you were able to convince a group of people to do something that they did not want to do. How did you do this? What would you do differently next time? . Tell me about a recent work experience in which you tried to persuade someone of something and failed. What was the situation? What did you do? What would you do differently next time? Additional special probes based on ASSESS results: . Describe a time when you tried to convince your boss to do something he or she did not want to do. What did you do? What was the result? (Listen for a tendency to be too forceful or pushy.) . Tell me about a time when you needed to really excite people about your ideas in order to persuade them. How did you do it? Tell me about a time when you failed to generate enthusiasm. (Does the candidate have the energy to generate enthusiasm, and will he/she do the work to convince others?) NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4//5/2003 Managing Others: Directing and leading others to accomplish organizational goals and objeetives. . (If not previously covered) Give me a history of your management experience. For each step along the way, tell me what your group did, how many people you managed and how you assigned work and organized the group to get the job done. . Tell me how goals were set for the group and each of the individuals in the group for these situations? How did you manage people to achieve these goals? . How do you discipline and reward people who work for you? Give me specific examples of both. Additional special probes based on ASSESS results: . Tell me about your poorest performing subordinates. Why do you think they struggle? What have you done to improve their performance? (Listen for a tendency to expect others to fail.) . Give me several examples of positive feedback you have given to subordinates recently, Examples of negative feedback? What did you say? Why? (Was the negative feedback constructive or overly harsh?) . Tell me about a time when your group had a tight deadline to meet and was successful. What did you do to ensure the deadline was met? What about a time when your group missed the deadline? What did you do to try to aehieve the missed deadline? (Does the candidate have the energy level to set a good example and energize the activities of others?) . Describe a situation where you, or others, thought you pushed your group too hard. How did it affect the group and their performance? Looking back, would you change how you handled the situation? (Listen for a tendency to be overly competitive to the detriment of group morale,) NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 Organizational Savvy: Recognizing and understanding organizational politics and working within organizational dynamics to accomplish objectives. . Give me several examples of important alliances and personal relationships you have developed across organization boundaries in your previous jobs. Were you able to use them to advance or facilitate important projects? Explain, . Tell me about a time when it was helpful to know the "polities" of your organization. How did this help you? How did you get the infonnation? What did you do with it? Additional special probes based on ASSESS results: . In your experience, when do you find internal competition helps the organization move forward, and when is collaboration better? Give me examples? (Will the candidate's competitive nature interfere with building alliances?) . Describe a work situation where you had to be very delicate in how you responded to a situation. Why was it important to be so earefuI? What happened? (Listen for an ability to exert enough self-discipline to choose words and aetions carefully.) . Describe several situations in which you were criticized unfairly by others outside your immediate work group. What was said, by whom? What impact did it have on you? (Can the candidate remain effective despite criticism?) NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW G U IDE Suzanne Example General: Executive Selection 4/15/2003 Business Acumen*: Understanding general business and financial concepts, understanding the company's business, and using both general and specific knowledge to be effective. . What general business skills do you have? How much experience or education do you have in accounting, finance and marketing? Please give examples. . How much experience do you have in writing general business plans, capital and operating budgets, and forecasting income and expenses? Please give examples and highlight your personal involvement. . How much experience do you have in conducting formal performance reviews of subordinates, budgeting for salary expenses and aIlocating annual raises and bonuses? Please give examples and highlight your personal involvement. NOTES: (details of the situation, aetions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4//5/2003 Integrity*: Upholding a high standard of fairness and ethics in everyday words and aetions. . Describe for me an ethical business dilemma that you have faced. What were the circumstances? What did you do? Why? . Tell me about two situations in which you have seen others be unfair or dishonest. What happened? What would you have done differently? Why? NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4//5/2003 Courage Of Convictions*: Having the personal eourage to address difficult issues in the face of potential opposition. . Tell me about your values at work. What sorts of things are important to you about how you and others behave and about how business should be conducted? . Give me several examples of business situations in which you said or did things you thought were right when others disagreed. . Give me several examples of business situations in which your work group initially opposed your ideas, but you were able to change their point of view because of your tenacity. NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 Presentation Skills*: Having the skills to effeetively eommunieate to an audience in a formal setting. . Describe the level of your experience making presentations to small and large audiences. What types of presentations have you typically made? For what purpose? . How would you evaluate your ability to make good presentations to small groups and to large groups? What do you do well, and what do you do poorly? . What type of training have you taken to prepare yourself to make good presentations? . (If this competency is extremely important to the position, we recommend the eandidate be asked to make a formal presentation to the selection committee to provide a sample of his/her skills.) NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 Continuous Learning*: Striving to expand knowledge and refine skills through education and training. Inspiring others to develop and refine knowledge and skills relevant to their work. . (If not previously discussed earlier in the interview proeess) In broad terms, describe to me your edueational baekground. What degrees or coursework have you completed? At what stage(s) of your life? . What additional formal and informal training have you completed? When? . What new things have you learned in the last five years? What did you do to learn them? Why? . What have you done recently to maintain or improve your skills or knowledge? What do you plan to do in the future? Why? NOTES: (details of the situation, actions by the candidate, and the resulting outcomes) INTERVIEW GUIDE Suzanne Example General: Executive Selection 4/15/2003 Closing the Interview Your goal is to bring the interview smoothly to a close, Ensure that the candidate feels that he/she has been able to give you a complete and accurate picture of him/herself. Explain the next steps in the process and timeframe as appropriate. Thank the candidate for hislher time and close the interview. [J [J [J Ii [J I W [J _D U II Ie o D o rJ [l o w MAKING DECISIONS Su:za....ne Example General: Executive Selection 4/;5/2003 Good selection decisions require careCul consideralion or all the available in-torn'lution (education.,. training" experience" skills. abilities. personality" etc.) 'reHt") as lTl.any ditTerent credible sources as possible (inlcrvic'\Ns" rcrere-nce checks" background checks" ASSESS results.. etc.) against a clear specification or vvhat is needed or desired in the job. Use the t"ollo,",ing chart to evaluate the candidate on each or the cOlnpetencies oT the Model. Careft.llly consider each. ccunpetency beCore rnaking your overall judgen"lcnt. Very strong Strong SOome evidence Strong Very strong evidence evidence evidence evidenca competency competency competency is competency is competency is not present not present present present present Visioning 2 3 I .. J 5 In-Depth Problem Solving And Analysis 2 3 ~ .. 5 Championing Change 2 3 .. 5 Driving For Results 2 3 .. 5 Influencing And Persuading 2 3 .. 5 Managing Others 2 3 .. 5 Organizational Savvy 2 3 .. 5 Business Acumen-- 2 3 .. 5 Integrity" 2 3 .. 5 Courage Of Convictions'" 2 3 .. 5 Presentation Skills'" 2 3 .. 5 Continuous Learning'" 2 3 .. 5 Very strong Strong Some evidence Strong Very strong evidence evidence he/she "",ill evidence evidence he/she "",ill not he/she "",ill not perlorm he/she "",ill he/she "",ill perform perlorm perlorm perform effectively on effectively on effectively on effectively on effectively on the job the job the job the job the job Overall Rating 2 3 I I .. II 5 ro D MANAGEMENT SUGGESTIONS Suzanne Example General: Executive Selection 4//5/2003 While the ASSESS Development Report for this competency model provides detailed suggestions for helping this person to manage potential problem areas, in this section of the Selection Report we provide a few additional recommendations to help you to effectively manage this person. Each of the following management suggestions identifies a potential problem area for this candidate and recommends an approach to optimizing his/her effectiveness on the job. For some suggestions, reference books and other resources are listed for additional recommendations. II ~ Low Serious-Minded Thinking ~ The quality of her analysis and decisions could be improved by the development of more restraint. ~ This May Impact: . Visioning . In-Depth Problem Solving And Analysis . Championing Change w I~ Low Work Pace 1J Her slow or methodical work pace may not be adequate in afa'it-paced work environment, u ~ This May Impact: . Visioning . Championing Change . Driving For Results . Influencing And Persuading . Managing Others D Low Positive About People ~ She may be critical andfaultfinding of others. Her tendency to be negative could hinder her work relationships. o This May Impact: . Managing Others Low Criticism Tolerance ~ She appears to be thin-skinned and prone to taking negative feedback more personally than it is intended. ~ This May Impact: . Organizational Sawy ~ ~ Low Self-Control D She appears to be expressive and may be Suggestions: Encourage her to record her first thoughts or "instincts," then have her return to them later and ask "tough" questions about their usefulness. Suggest she play "devil's advocate" for herself to critique her ideas or plans (and thereby improve them). Encourage her to ask others to help generate alternatives and to judge these against her first ideas. Ifnecessary, require her to obtain approval before launching new programs or initiatives. Suggestions: If this position demands high productivity in limited time frames, she is likely to need external pacing, time deadlines and specific work goals to be effective. Motivation and GoaLS_ettllig~How to..B.et and Achi~ye GOll.I!Land Insllir~ Others (Motivation and Goal Setting) by Jim Cairo, Career Press, 1998. Motivation in the Workpl!1ce: In~lliring MQtiva.1i!mjnJh~ WO..rkpJAG..~ by Lydia Banks, Amer Media Inc., 1997. Suggestions: Encourage her to develop realistic expectations for the performance of others and, if she has supervisory or management responsibilities, to recognize effort and reward accomplishments. Training and development in areas such as positive performance management would also be appropriate, Suggestions: In correcting her, her boss should make a special effort to criticize the behavior, not the person -- that is, correct her in a manner where the focus is on observed behavior and where clear suggestions for changes in behavior are provided, When possible, give negative feedback in a manner that allows her to maintain her self-esteem yet still calls for her to meet performance standards. The Power of Positive Criticism by Hendrie Davis Weisinger, AMACOM, 1999. Suggestions: She should be encouraged to think before she speaks and to exercise more 'Q D excessively spontaneous in voicing her opinions, ideas, etc. restraint in her actions. ~ This May Impact: . Organizational Savvy Auger and Conflict in th<;: WQrkplac.e:~Spot the Sign~, Avoid_the_Trauma by Lynne McClure, Impact Publishing, 2000. Additional Suggestions D For coaching resources and additional suggestions on how to best manage and develop this person, please visit the ASSESS Manager's Website at www.bjgJnr.com/1>ystem~ass~~y2Ll!Lanag~. ~ In addition, developmental suggestions for this person can be obtained from the ASSESS Developmental Report. This report is designed to provide constructive feedback and extensive developmental suggestions to the individual assessed (books to read, courses to take, developmental experiences or assignments to negotiate with the boss, etc.). You can use these developmental suggestions in coaching sessions to help the candidate capitalize on key strengths and compensate for potential weaknesses. Check with your test administrator or Human Resources representative to see how you may obtain a Developmental Report on this individual. The following books are general resources that may be useful in coaching this person or other people in your organization. ~ ~ Master:fuLC_ml(~hing:J~xtraordinill")' Results.J)y_hTIp_a.Gting.J>.e.Qple and the Way They Think~fl Work_T.ogetl1~r by Robert Hargrove, Pfeiffer & Company, 1995. ~ Leader As CoaG.h.:.-SJJ_aJ.egies_fQLCoaching & Developing Oth.e.rs by David B. Peterson & Mary Dee Hicks, Personnel Decisions International, 1996. D Action Coaching: How t!LL_exerageJtldiyidual Performance for CQillp-atly_S_uccess by David L Dotlich & Peter C. Cairo, Jossey- Bass, 1999. u a Res.lllts:.Based_Lea~rship by David Ulrich, Jack Zenger, & Norman Smallwood, Harvard Business School Press, 1999. L.e1\..dership: The..AS_T.D_Trainer~ Sourcebook by Anne F. Coyle, McGraw-Hili, 1996. Coaching for Imgroved WorkJ>.e.riQlJIlance by Ferdinand Fournies, McGraw-Hili, 2000. Q a o ~ i ~ ID Il o ~ GRAPHIC Suzanne Example General: Executive Selection 4/15/2003 ~ Critical Thinking Abstract Reasoning ~ Reflective Structured I Serious-Minded, Restrained Fact-Based Realistic ~ Work Pace Self-Reliance ~ Work Organization Multi-Tasking ~ Follow-Through Acceptance of Control Frustration Tolerance Need for Freedom ) Need for Recognition I Detail Orientation U Assertiveness Sociability D Need to be Liked Positive about People 0 Insight Optimism Criticism Tolerance ~ Self-Control Cultural Confonnity ~ Positive Response Factor 1 Positive Response Factor 2 n lI.I ~ ~ D L PROFILE Low need to probe Avoids step-by-step Quick to decide Intuitive Imaginative Unhurried Abilities Low o High High Thoughtful, philosophical Logical, systematic Serious, careful, cautious Factual No-nonsense, pragmatic Active, busy With others .... ~:::l::i:::: ;:: ::~ :: ::[:10 r:::; :::: By self Prefers structure, order Dislikes structure, order Q: Routine, one task at a time Dislikes rules, controls Sensitive Dislikes details Shy or uninterested Skeptical, cautious Does not analyze others Pessimistic Subjective, sensitive Expressive Low ....:....~o:... . . .. .... . . . . Thinking ..."....., ..... :.....: .... 0 o o :.......r.....: ........ ;......; ........ :....j ........ :......~ ........ .......................... ....n... ........ ......... ........ ......... ........ o ....... ........,......., ........ ......... ........ ,......., ........ ....... 0 . -. . . . .. . . .. . . . " . . .. . . . .. . : :: : : : : : : : .....................-....................................................... Working 0: Low ::::::::;:::::::;;:::::::;0;:::::::;:::::::::::::::::::::::::;:::::::;:::::::: Q: ........:.......;0::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: .. 'g' ::::::::::::::::::::::]:::::::::::::::::::::::::::::::::iO::::::::::::::::: g Low Low a~""fr" :....: ....j..T... :....~.... ............. .... ............. .... .... LOW:::::::: ::::::::i:::::] ::::::j:~~ri:~r::::::i :::::::: ::::::::j 0 High Multiple tasks, variety High Welcomes rules, controls Resilient High High Enjoys detailed work Low , 0 ' Outgoing Q ::::::::i :::::::: ::::::::: :::::::: ::::::::i :::::::: ::::::::: ::=:: HkJh g : ..... ... .... ...... ... . . ...... ........ Trusting, positive ............. .... .... . .. . . . . .. . . . . .. . . . . .. . . . . .. . . . . .. . . . .... ............. .... .... o ........,................'Q'.......,........,.......,........,.....,........ . . . .. .. .. .. .. .. ........ :.......::.......: :.......: ........ :.......: ........ :.......: ........ 0: ......(............ ('''; ............. (''', .... V=....::...:....:....:....:...:....=....:.... Low ;0' Low Others o 'Q' .................................. .................................. .......................................... . . . . . . . . .......................................... Low Analyzes others Positive, optimistic Objective, thick-skinned Reserved, careful High High High ~ ~ ~ D ~ ~ D i ~ ~ ~ ~ ~ i ~ ~ ~ ~ ID Personality Compatibility Report L.W. McCallum, Ph.D. December 21, 2006 The following report compares the personalities of Person X and Person Y based on the results of the NEO PI-R personality inventory. Data for this report was obtained based on the test results as no interviews of the individuals were conducted. Therefore, all conclusions should be considered in this light. Printouts summarizing the 5 personality factors for each individual are appended to this report, and will not be reiterated here. Instead, this report will outline the areas of personality where the individuals are similar as well as those where they are dissimilar. Similarities and differences can be positive or negative for the working relationship depending on what personality factors are involved and what the expectations for the working relationship are. Interpreting the Report Certain of the personality areas are highlighted in 11II. These areas are ones which are likely to work to their mutual advantage. Others are highlighted in. Those areas are likely to lead to potential problems. Finally, some areas are highlighted in gr,!y. Those areas could either work to their advantage or lead to problems depending on how they handle the relationship. Important Personality Relationships Person X - Person Y Compatibility Report - I - o D D D o ~ D a u D D D Self-Consciousness Person X - Self-Conscious D Socially Confident Person Y D Low A verage High Person Y is comfortable in new and strange social situations and is not apt to feel inferior or uncomfortable around other people. Person X experiences feelings of inferiority and discomfort around other people no more or less frequently than the average person. Self- consciousness and embarrassment are not likely to be problems or cause for concern in their dealings with each other or with other people. ~ ~ a I~ IU r Person X - Person Y Compatibility Report - 2 - 'D ~ D D D D U ~ ~ D ~ Q o ~ ~ ~ a o 10 Person X - Person Y Compatibility Report - 3 - ~ ~ ~ ~ ~ D ~ Q Assertiveness ~ - ....., ~ Stay in Person x' - I the Back2round Take Charge Person yj L _ _ -- ..... Low Average High Person Y is an aggressive person who strives to be the dominant one in a relationship. Person X has neither a strong need to take charge of others nor a strong need to let others take the lead. Person Y needs to be sensitive to those times when he may be overriding Person X's needs and might benefit the relationship by listening carefully to what he has to say. Person X needs to be sure that his views are considered when important decisions are being made. o o ~ o o Q I o D o o Person X - Person Y Compatibility Report - 4 - a o D D Excitement-Seeking ~ ~ . - Low Average High Both Person Y and Person X have average levels of excitement-seeking. Their desire for adventure and involvement in exciting activities is typical of most people. They are probably satisfied with their balance of routine and adventure. Person X Climb Every Mountain Sit by the Fire Person Y D o D o o D D Fantasy Person X . . What Could Be What Is Person Y Q D ~ o o o Low A verage High Both Person X and Person Y have an average tendency to use imagination to visualize how things could be. They focus their attention rather equally on how things could be and how they are. Although they sometimes enjoy activities involving imagination and fantasy, they are able to consider the realistic and practical aspects of things when needed. Person X - Person Y Compatibility Report - 5 - io ~ Q o ~ D o D ~ Q ~ o Q D o D ID o 10 I Aesthetics Little Person X Artistic Interest Person Y Great Artistic Interest . Low A verage High Person X is relatively lacking in artistic sensitivity and is seldom interested in attending artistic events. Person Y's aesthetic sensitivities, however, are typical of most people and he has an average degree of interest in and appreciation for various forms of artistic expressIOn. Actions - Person X Eager to Try . - Creature otHabit __ r- New Things · Person YI - Low Average High Person Y has a strong preference for a variety of new experiences. He enjoys change and likes to try new things and new places. He becomes bored quickly when things become too familiar or routine. Person X is apprehensive of change and resists it. He prefers to stick with what is familiar, comfortable, and predictable. There will likely be an ongoing conflict in the relationship on this facet of personality, with Person Y always "pushing" and Person X always "digging in his heels." Person X - Person Y Compatibility Report - 6 - El II o D [J o D a o o [J (] EJ o IJ . o o ,0 Ideas P<~.. X I Closed-minded Person Y iIII - Open-.......inded 1--0........ Average High J:>erson X and Person Yare neither mOIre open nOor more closed to exploring nevv ideas and tlclds or interest than is the average person. Each is vvilling tOo be open-minded and discuss son-.e issues objectively.. but vvill be rather closed-rnindcd on other subjects. Per....r~n X - Per....I:.In Y C~,n"pal;b;l;~y Repr~rt - 7- o o D D a D ~ ID D D 6 D ~ Altruism Every Man For Himself Person X Person Y .. He Ain't Heavy, He's My Brother Low Average High Person X is a fundamentally self-centered person who is reluctant to become involved in other people's problems. Person Y is about average in his level of empathy and generosity. At times he willingly offers a helping hand; on other occasions, he will take a more self-centered approach and look after his own needs first. Compliance Person X Person Y . Go With the Flow Do it Mv Way o a D o o L Low A verage High Person X would usually prefer to compete rather than cooperate. He likes to have things go his way and will assert himself strongly to see that this happens. Person Y is neither more nor less compliant than the average person. Person X - Person Y Compatibility Report - 8- o w ~ ~ ~ D ID o a Q D o a D D Q o o o Modesty lAm the Grt;,atest~ ..... Person X. __.J Humility Personified . "-J Person YI _ .J Low Average High Person X is humble, self-effacing, and willing to share credit for his accomplishments. It is difficult for him to brag. He is likely to feel embarrassed when complimented. Person Y, on the other hand, is boastful and proud. In most instances he believes he is superior to others and may be seen as conceited or arrogant. Tender-Mindedness I I L _ Unsympathetic j Person Yl -..., Person Xl I Feel Your Pain Low Average High Both Person X and Person Y usually maintain a hard-hearted and unsympathetic position on most issues. They both make their decisions based on hard facts and are unmoved by emotional appeals. They may accomplish a lot working together as a team but may alienate a lot of people. They are likely to be seen as cold or insensitive, at times even to each other. Competence - ~ i Person x, - ..) U nsure"otSelf. - - Sure of Self Person ~ Low Average High Person Y sees himself as capable, sensible, and effective. He is confident of his ability to take on whatever life throws his way. Person X is at times quite confident, but at other times he is uncertain of his ability to face successfully the situation before him. Person X - Person Y Compatibility Report - 9 - 10 ~ D D ~ D D o I~ Q a o o o o D o o o Person X - Person Y Compatibility Report - 10- D ~ ~ ~ ~ ~ Self-Discipline . r- Low A verage High Both Person X's and Person Y's level of perseverance and tenacity is like that of most people. They are likely to stay focused on the task at hand much of the time, but be less self-disciplined at other times. Take All Person X the Side Streets Stay Right On Track Person Y ~ D D Q I~ Summary and Interpretations D Q D Q D 10 , o , I In many ways Person Y provides either a good balance to Person X or shares important characteristics that will work to their advantage: specifically, anxiety, angry-hostility, depression, impulsiveness, vulnerability, warmth, gregariousness, activity, positive emotions, feelings, values, trust, straightforwardness, order, dutifulness, achievement- striving and deliberation. There are areas that could work to the advantage of the relationships but will likely require negotiation and attention: specifically, assertiveness, actions, modesty, tender- mindedness and competence. There are no areas where the probability of conflict is high. Person Y could serve as a good balance in many areas, especially in that Person Y is more of an outgoing, gregarious person. He could easily serve as the public face of the organization and people will tend to like him. He will work hard and is driven to succeed. However, he is rather immodest and may appear too self-assured. Neither Person X nor Person Y are particularly interested in the interpersonal concerns of others, but are more interested in practical and factual issues. Person X - Person Y Compatibility Report - 11 - ,- GENERAL MANAGEMENT IN-BASKET CAREER DEVELOPMENT REPORT ASSESSEE: SALLY DOE <0 Copyright 2005, Management & Personnel Systems, Inc. 2717 North Main Street. Suite 2. Walnut Creek, CA 94597 GENERAL MANAGEMENT IN-BASKET (GMIB) SCORE PROFILE INTRODUCTION GMIB scores are reported in relation to the managerial candidates in the United States and Canada. Your scores show the percentage of people in the data base that you equaled or exceeded. In addition to your total score on the GMIB, you are provided your scores on the four factors measured by the GMIB (referred to in the body of this report as Success Factors). To better understand your scores, please see the Appendix (Interpretive Guidance). The body of this report provides feedback on how you did on the various GMIB problems. Based on how you handled the problems, your current skill level is described and developmental areas with specific suggestions for improvement are made. It is important to understand that your report is tailored to your specific responses in the GMIB test and is not a generic report. Finally, the GMIB is a validated managerial skills test, and the GMIB data base against which you have been evaluated is the largest data base of its kind, consisting of approximately 20,000 managers. GENERAL MANAGEMENT IN-BASKET SCORES (SALLY DOE) Total Score Percentile Standing: 82.0% Percentile Standing on Test Factors: Leadership Style & Practices Handling Priorities & Sensitive Situations Managing Conflict Organizational Practices/Management Control 65.2% 93.8% 30.3% 67.5% Your total score on the GMIB is the most important result. For ease of understanding GMIB test results, seven total score categories have been established: Very High, High, Above A verage, Average, Below Average, Low, and Very Low. These categories are based on your total score percentile standing. As an example of how this works, those candidates who score in the top 5% of the entire GMIB data base are placed into the Very High Category. For more information on this and other features of the GMIB scoring and reporting system, be sure to read the Appendix. YOUR TOTAL SCORE FALLS INTO THE FOLLOWING CATEGORY: ABOVE AVERAGE GENERAL MANAGEMENT IN-BASKET (GMIB) CAREER DEVELOPMENT REPORT ASSESSEE: SALLY DOE INTRODUCTION This assessee's current supervisory skill level is in the ABOVE A VERAGE range. This assessee scored at the 82.0 percentile, meaning that this assessee scored equal to or higher than 82.0% ofthose previously taking the GMIB. This assessee fully attempted 14 ofthe 15 in-basket items and received partial or full credit on 10 items. GMIB SUCCESS FACTORS LEADERSHIP STYLE AND PRACTICES: SUCCESS FACTOR #1 Leadership Style and Practices pertains to the ability to motivate others using effective human relations principles; to lead rather than rule, guiding and motivating others to develop a team approach that contributes to employee morale and overall effectiveness; to be proactive in situations in which subordinates need direction but to do so in a manner that motivates employees to meet expectations; to be assertive in situations in which subordinates are engaging in practices that could lead to lowered employee morale and take appropriate action in guiding and developing such subordinates for their own individual improvement as well as the improvement of the work group as a whole; to deal effectively with subordinates with regard to new ideas and programs that they may suggest. SIX GMIB items are used to score this factor, but a maximum of FIVE skill descriptions may appear in this report section. This assessee fully attempted..2.. items related to this factor. The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates above average skill in situations in which employees are seeking support for their efforts and contributions; demonstrates an understanding of how to maintain the employee's sense of responsibility and accomplishment when not complying with employee requests for supervisory support and approval; demonstrates ability in defining problem situations posed by employees and understands when additional information is needed in order to make a supervisory decision; improvement could result, however, by utilizing approaches that help the employee to develop an even greater sense of responsibility for developing viable approaches to organizational improvement. Developmental Areas and Learning Objectives: Establishing Expectations: Learn to examine subordinate handling of specific job situations to determine whether they are attempting to meet a reasonably high set of managerial expectations, and if not, provide constructive guidance which helps the subordinate reach a higher level of performance; where subordinates project a "low set of expectations" (e.g., they believe they have done a good job and you know they have not), learn to use positive techniques to encourage them to assume full responsibility for operating in a highly professional manner. SALLY DOE: PAGE 1 . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations involving subordinates who are demonstrating confusion or difficulty in meeting their responsibilities or in attaining specific objectives within their general sphere of responsibility; recognizes the need for some sort of supervisory action or involvement but does not demonstrate a meaningful analysis or plan of action. Developmental Areas and Learning Objectives: Performance Assessment/Establishing Expectations: Learn to assess subordinate performance in various job-related situations in an ongoing manner, with particular attention to whether poor performance is a function of poor skill level, lack of effort and/or a poor attitude; learn to devise action strategies appropriate for each of these situations, setting reasonable expectations of performance as appropriate to the underlying problem, then guiding and motivating subordinates to meet these expectations. . SKILL DESCRIPTION: Demonstrates above average skill in recognizing the need for employee involvement in appropriate situations, and to lead rather than "rule," thereby increasing the likelihood that subordinates will be more cooperative and committed to achieving organizational goals; improvement could result, however, from increasing understanding of how the more complex, underlying principles of employee motivation should be utilized to build work group morale. Developmental Areas and Learning Objectives: Emplovee Motivation: Build upon current knowledge and skill in this area by learning more about underlying principles of employee motivation and morale. Why are certain actions by the manager more likely to build cooperation and commitment on the part of subordinates? What are the underlying psychological principles? How can these be used to strengthen teamwork, commitment and morale? . SKILL DESCRIPTION: Demonstrates above average insight and skill in dealing with problems related to group dynamics and group processes where style of leadership is the primary issue affecting the accomplishment of organizational objectives; avoids the use of ineffective leadership approaches in such situations and demonstrates an understanding of why these approaches are ineffective; appears to understand the need to find solutions that result in improved interpersonal relations and satisfactory group morale in order to effectively accomplish organizational and group-oriented objectives; also appears to understand the need to distinguish between the use of power as a compliance tool and the use of personal leadership skills in appropriate situations and to avoid using power where it is likely to create resistance and fail to accomplish desired objectives; improvement could result, however, by developing a greater understanding of underlying employee motivation and morale principles as these pertain to group dynamics -- along with an improved understanding of how to not only avoid the use of ineffective approaches, but also, to apply these principles in formulating positive leadership strategies that will successfully accomplish desired objectives. Developmental Areas and Learning Objectives: Group Dvnamics: When dealing with subordinate activities that might be termed "cooperation essential," develop an understanding of various approaches to leadership and how these approaches are likely to affect the dynamics of the work group; learn to utilize approaches which are more likely to build group cohesiveness and commitment to the goals ofthe group; develop a better understanding of underlying employee motivation and morale principles that SALLY DOE: PAGE 2 affect the individual's degree of effort and commitment to work group goals; learn to be proactive in creating a work group culture in which subordinates realize that their efforts are valued and that they will not be treated in a heavy-handed or autocratic manner. . SKILL DESCRIPTION: Demonstrates average insight into the relationship between employee motivation, morale and productivity of the organization as a whole in dealing with employee performance problems; appears to understand the need to deal with employee performance problems and take corrective action but does not demonstrate an understanding of the types of actions that may negatively affect the motivation, morale and productivity of others in the organization. Developmental Areas and Learning Objectives: Emplovee Motivation: Develop a better understanding of how the manager's method of dealing with performance problems affects perceptions of his /her leadership style, as well as the motivation and morale ofthe work team as a whole; learn how the manager's actions in dealing with subordinates who are not meeting performance expectations can affect the overall morale of the work team, leading to an autocratic, "top-down" environment in which subordinates believe that the manager is only concerned with productivity and that they don't count; learn how damaging morale in this way can lead to lower productivity in the long run. HANDLING PRIORITIES & SENSITIVE SITUATIONS: SUCCESS FACTOR #2 Handling Priorities and Sensitive Situations pertains to the ability to identify priority situations or problems and to plan and organize time to insure that such matters are fully addressed; to plan all necessary actions and appropriately delegate responsibilities and/or guide personnel as necessary to insure that priority objectives are met; to identify the interpersonal as well as practical problems associated with responding to or dealing with personnel external to the organization and to plan and formulate a course of action that is appropriate and responsive to the specific demands of the situation, including concerns for efficiency, public relations or sensitive interpersonal issues that could affect the outcome. FOUR GMIB items are used to score this factor and there are a maximum of FOUR skill descriptions that may appear in this report section. This assessee fully attempted..i. items related to this factor. The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates above average skill in handling situations which are obviously important and sensitive from a public relations perspective and which possess the potential for negative organizational outcomes if not skillfully handled; demonstrates skill in formulating a plan of action that is appropriate to the situation and which takes into account both organizational efficiency and public relations; successfully avoids taking any actions that might be perceived as not responsive from a public relations perspective; improvement could result, however, by implementing courses of action which more comprehensively address the public relations elements of such situations and/or in simply refining public relations skills. Developmental Areas and Learning Objectives: Public Relations/Interpersonal Insight: Learn to utilize public relations approaches which project the appropriate degree of concern and responsiveness, being careful to ensure that the most critical elements of the situation have been appropriately identified and fully addressed; SALLY DOE: PAGE 3 learn to anticipate potential objections to public relations oriented responses and be proactive in dealing with any sensitive issues that could pose public relations problems ifnot adequately addressed; learn to view solutions to problems in terms of both "content" and "process," keeping in mind that solutions which focus only on the "content" of the problem may fail unless the "process" used to implement the solution is also effective and appropriate to the situation. . SKILL DESCRIPTION: Demonstrates above average skill in handling sensitive situations that require a high degree of interpersonal skill and planning; devises a responsive course of action that properly addresses the critical planning elements of such situations; also demonstrates concern for the interpersonal elements of sensitive situations as opposed to focusing only on the obvious work-related issues; improvement could result, however, by giving greater consideration to some of the more subtle, underlying interpersonal issues when formulating a course of action. Developmental Areas and Learning Objectives: Interoersonal Insight: Learn to more carefully define complex problem situations to be certain that the interpersonal elements of the situation have been carefully addressed; learn to evaluate the characteristics of the "audience" and/or "the individual person" that is critical to a successful resolution of the problem situation, and design action strategies accordingly; learn to evaluate action strategies in terms of the likelihood that they will be perceived by the "audience and/or key person" as responsive, respectful and appropriate to the situation. . SKILL DESCRIPTION: Demonstrates above average understanding of methods for accomplishing critical organizational objectives that should not or cannot be accomplished through own efforts; identifies the need for control of delegated assignments in critical situations and implements a plan of action that achieves necessary control; improvement could result, however, by utilizing methods of delegation that are more likely to establish effective control over expected results by subordinates. Developmental Areas and Learning Objectives: Delegation: Learn to consider the nature of each delegated assignment in determining the most appropriate method of delegation; develop an understanding of the issues that should be considered in effecting a delegation so that the delegation may be made in an appropriate manner that contributes both to the sense of responsibility inherent in the delegation as well as to the likelihood of ensuring that organizational objectives are met. . SKILL DESCRIPTION: Demonstrates excellent skill in dealing with situations in which public relations is a relatively straightforward issue but one which may be obscured or which may appear less important than other issues that are involved; spots public relations issues in such situations and avoids taking actions that could lead to negative public relations outcomes; demonstrates excellent skill in formulating a course of action that effectively deals with the need for subordinates to utilize or develop these same public relations skills and insights in dealing with situations that are sensitive from a public relations perspective; also demonstrates excellent insight into the kinds of ongoing employee motivation and morale issues that can lead to improper handling of sensitive public relations situations and skillfully exercises appropriate management control to insure that problems are avoided. Developmental Areas and Learning Objectives: NONE. Excellent understanding and skill were demonstrated in this management area. SALLY DOE: PAGE 4 MANAGING CONFLICT: SUCCESS FACTOR #3 Managing Conflict pertains to the ability to identify situations in which conflict is either apparent, disguised, or likely to develop, and to effectively manage these situations; to identify underlying subordinate motivations and/or the subtle interpersonal elements of situations and take these issues into account in formulating a course of action with regard to "surface" issues raised or requests made by subordinates; to identify underlying competitiveness among subordinates and to deal with it in a productive and efficient way, managing it for the good of the organization rather than being managed by it; to understand the interpersonal elements of dealing with other segments of the organization and use methods that achieve cooperation rather than underlying resistance and conflict. SIX GMIB items are used to score this factor, but a maximum of FIVE skill descriptions may appear in this report section. This assessee fully attempted...2.. items related to this factor. The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates above average skill in dealing with overt organizational conflict; demonstrates an understanding of the role of conflict in organizations as well as appropriate techniques for managing it productively to avoid negative organizational consequences; improvement could result, however, by developing a more in-depth understanding of the underlying causes of organizational conflict and how to productively manage it in an ongoing manner. Developmental Areas and Learning Objectives: Nature of Organizational Conflict: Develop a better understanding of the role of conflict in an organization, including what forms of conflict are normal and serve a useful purpose if properly managed, as well as what forms of conflict may be highly detrimental; learn how to identify underlying sources of conflict and design action strategies which are most appropriate to the particular form of conflict identified. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, the subtle interpersonal issues and rivalries that may develop among subordinates and which can lead to low morale, tensions and conflict if not properly managed; does not tend to perceive underlying interpersonal issues and/or subordinate attempts to involve the supervisor in "power plays" in relating to other subordinates; apparently as a result, may take actions as a "supervisor" which lead to increased conflict and rivalries, as opposed to cooperation and teamwork. Developmental Areas and Learning Objectives: Interpersonal Insight: Develop an awareness of the role of interpersonal relationships in influencing the way in which subordinates work toward individual and common organizational objectives; learn to examine problems pertaining to goal accomplishment and needed cooperation in terms of underlying interpersonal relationship issues and problems; learn to devise action strategies which contribute to a sense of teamwork and common purpose and which increase the likelihood of productive and cooperative working relationships in the future. SALLY DOE: PAGE 5 Development of Subordinates: Learn to distinguish between the apparent need for an immediate solution to a particular problem and the need to train and develop subordinates in the internal processes to be used in similar situations in the future; learn to use such ongoing problem situations as leadership opportunities to build an effective team atmosphere; in this vein, learn to guide subordinates to apply effective conflict resolution methods as a normal part of their jobs. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, the interpersonal elements of communication patterns within an organization; does not tend to perceive interpersonal communication issues that could lead to organizational inefficiencies or unresponsiveness by others; demonstrates a tendency to focus only on the seeming "work- related" aspects of such situations, thereby adopting a course of action that is likely to lead to interpersonal tensions and organizational conflict, as opposed to cooperative problem solving. Developmental Areas and Learning Objectives: Communication Patterns: Develop a better understanding of styles of communication within organizations, including how approaches to communication may project either a "participative" or "autocratic" style of leadership; learn to resolve problems at the lowest possible level within the organization, avoiding overly formalistic approaches that give the impression that all disagreements or problems should be resolved by "those in authority." Development of Subordinates: Encourage subordinates to resolve problems in a calm and professional manner, based on personal skills and abilities, rather than by relying upon position power or by "putting people on notice with written communications." Learn to guide subordinates toward the use of methods that project teamwork and cooperation as opposed to methods that project competitiveness and the use of authority to accomplish their individual needs or work goals. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations in which employees are demonstrating resistance to routine or standard organizational practices; demonstrates a tendency to overlook or give insufficient weight to the interpersonal elements of such situations, including underlying principles of employee morale, thereby engaging in supervisory practices that are likely to create increased tensions, conflict and resistance. Developmental Areas and Learning Objectives: Interpersonal Insight: Learn to project a high degree of respect in dealings with subordinates, even in those instances in which subordinates are demonstrating resistance to standard organizational practices and providing seemingly "weak" reasons for doing so; develop a better understanding of how the manager's handling of subordinate resistance shapes the attitudes of all subordinates, and may create perceptions ofthe manager ranging from a purely "task-based autocrat" to that of a "team manager" with an equal emphasis on production and people. Development of Subordinates: Develop the practice of viewing each subordinate as a unique individual and, from that perspective, avoid rigid application of "standard practice" if a different solution will better serve both the individual and the organization; learn to avoid the common temptation of assuming the role of the parent who "prescribes" what is best for the subordinate; learn to exercise respect and flexibility in arriving at solutions which will actually work based on the unique characteristics and needs of the individual. SALLY DOE: PAGE 6 . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations in which employees are experiencing frustrations in meeting their job responsibilities; does not formulate meaningful analyses or a plan of action which demonstrates sensitivity to these issues, but at the same time, does not propose any overtly insensitive actions. Developmental Areas and Learning Objectives: Organizational Culture: Develop an understanding of how various interpersonal styles, including requests for leadership action by the manager, provide insight into the existing culture of the organization and may reveal whether subordinates perceive it as autocratic or participatively managed; learn to identify subordinate behavior which projects a desire for, or acceptance of, autocratic organizational values; avoid providing assistance to subordinates in a way that might be interpreted as "parental" and which might implicitly convey preference for "top-down" problem solving and communication patterns; learn to devise and implement action strategies which build the confidence and competency of subordinates, as opposed to strategies which reinforce the role of the manager as problem solver and power broker. ORGANIZATIONAL PRACTICES/MANAGEMENT CONTROL: SUCCESS FACTOR #4 Organizational Practices/Management Control pertains to the ability to identify ineffective practices, methods and systems in use or proposed for use by subordinates and to exercise management control, where appropriate, in redirecting, guiding and holding subordinates accountable for meeting their responsibilities and established goals or objectives; to recognize situations in which employees are evading their responsibilities or engaging in ineffective practices and to provide guidance and direction as appropriate to improve performance; to deal effectively with issues related to job classification, organizational structure and employee accountability; to avoid solutions to problems which are appealing in the short run but which have long-term negative consequences for productivity, efficiency, employee accountability for results and/or employee morale. FIVE GMIB items are used to score this factor, but a maximum of FOUR skill descriptions may appear in this report section. This assessee fully attempted..i. items related to this factor. The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates average insight into, and understanding of, how to manage situations involving substandard performing employees; recognizes situations in which management action is appropriate and demonstrates a willingness to exercise management control; however, does not demonstrate a clear understanding of efficient organizational practices with regard to the relationship betweenjobs, organizational units and organizational structure as these relate to the performance of specific individuals. Developmental Areas and Learning Objectives: Managing Emplovee Performance Problems: Develop a better understanding of all possible options that are open to the manager in dealing with subordinates who are not meeting reasonable performance expectations; learn the various courses of action that the manager should consider in the short run, as well as action strategies that may need to be pursued should problems persist. SALLY DOE: PAGE 7 Morale of the Work Team: Develop a better understanding of how the manager's actions (in dealing with subordinates who are not meeting reasonable performance expectations) are likely to affect the motivation and morale of other members of the work team -- and may build commitment to the team or may lead to resentment of the manager. . SKILL DESCRIPTION: Demonstrates very good insight and skill in identifying inefficient organizational practices and methods of organizing work; demonstrates a willingness to exercise management control in situations where control is appropriate and demonstrates skill in doing so; also demonstrates skill in formulating efficient work organization methods and in directing and guiding subordinates in their use. Developmental Areas and Learning Objectives: Planning and Organizing Work: When concerned about the efficiency of cooperative efforts by subordinates, ask yourself: "What would be the most effective method of planning and organizing this activity?" Also, develop a better understanding of how to guide, direct and control the planning process by placing greater responsibility on subordinates for giving due consideration to efficiency of operations; where you are unsure of the most effective method for planning and organizing a major activity, learn to openly surface efficiency issues for discussion and resolution with subordinates. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations in which subordinates are promoting their own dependency on their supervisor; in situations where other issues related to organizational goal attainment appear to take precedence, does not tend to recognize dependent behavior by subordinates; does not identify the need for more effective organizational practices by subordinates, focusing instead on the need to solve the immediate problem; apparently as a result, does not provide appropriate developmental guidance, direction and management control to hold subordinates accountable for more effective and competent performance in the future; demonstrates a tendency to take actions which perpetuate subordinate dependency to a significant degree. Developmental Areas and Learning Objectives: Performance Assessment: Learn to assess subordinate performance in various job-related situations in an ongoing manner, with particular attention to whether poor performance is a function of poor skill level, lack of effort and/or a poor attitude; learn to devise action strategies appropriate for each of these situations, setting reasonable expectations of performance as appropriate to the underlying problem, then guiding and motivating subordinates to meet these expectations. Holding Subordinates Accountable: Learn to identify situations in which subordinates are engaging in attempts to effectively decrease their accountability for results, whether through making excuses, blaming others, or projecting a lack of skill or authority to accomplish a task or objective; learn to critically analyze such situations, and where it is clear that the subordinate is evading responsibility and accountability, adopt action strategies which realistically address the underlying problem, and hold the subordinate accountable. SALLY DOE: PAGE 8 ADMINISTRATIVE SPEED/ATTENTION TO PRIORITY MATTERS . Administrative Speed: No development needed. Assessee processes administrative workload at an above average pace as indicated by fully completing an above average number of in- basket items. . Attention to Priority Matters: No development needed. Assessee plans and organizes time to insure that all critical problems are fully attempted. SALLY DOE: PAGE 9 APPENDIX INTERPRETIVE GUIDANCE FOR GENERAL MANAGEMENT IN-BASKET GENERAL MANAGEMENT IN-BASKET (GMIB) Interpretive Guidance INTRODUCTION The General Management In-Basket (GMIB) is a validated test of supervisory/managerial ability. Scores on the GMIB have been proven to be useful in predicting success in supervisory and managerial jobs. The GMIB is used for a wide range of positions, from first level supervisors up through top management. Widespread usage of the GMIB has permitted the development of a national data base that makes it possible to interpret assessee performance in relation to other supervisors and managers. The GMIB requires assessees to play the role of a manager in a fictitious organization. In this role they must evaluate and handle 15 separate problems (referred to as "items"), each of which is a realistic supervisory/managerial situation. The assessee's analysis and handling of these situations yields valuable information about the assessee's current overall ability level and supervisory/managerial style in four distinct areas, or "Success Factors." SUCCESS FACTORS The GMIB measures four supervisory/managerial abilities that have been proven to be related to success on the job. The four success factors are: Leadership Style & Practices pertains to the ability to motivate others using effective human relations principles; to lead rather than rule, guiding and motivating others to develop a team approach that contributes to employee morale and overall effectiveness; to be proactive in situations in which subordinates need direction but to do so in a manner that motivates employees to meet expectations; to be assertive in situations in which subordinates are engaging in practices that could lead to lowered employee morale and take appropriate action in guiding and developing such subordinates for their own individual improvement as well as the improvement of the work group as a whole; to deal effectively with subordinates with regard to new ideas and programs that they may suggest. Handling Priorities and Sensitive Situations pertains to the ability to identify priority situations or problems and to plan and organize time to insure that such matters are fully addressed; to plan all necessary actions and appropriately delegate responsibilities and/or guide personnel as necessary to insure that priority objectives are met; to identify the interpersonal as well as practical problems associated with responding to or dealing with personnel external to the organization and to plan and formulate a course of action that is appropriate and responsive to the specific demands ofthe situation, including concerns for efficiency, public relations or sensitive interpersonal issues that could affect the outcome. Managing Conflict pertains to the ability to identify situations in which conflict is either apparent, disguised, or likely to develop, and to effectively manage these situations; to identify underlying subordinate motivations and/or the subtle interpersonal elements of situations and take these issues into account in formulating a course of action with regard to "surface" issues raised or requests made by subordinates; to identify underlying competitiveness among subordinates and to deal with it in a productive and efficient way, managing it for the good of the organization rather than being managed by it; to understand the interpersonal elements of dealing General Management In-Basket Interpretive Guidance: Page 1 of8 with other segments of the organization and use methods that achieve cooperation rather than underlying resistance and conflict. Organizational Practices/Management Control pertains to the ability to identify ineffective practices, methods and systems in use or proposed for use by subordinates and to exercise management control, where appropriate, in redirecting, guiding and holding subordinates accountable for meeting their responsibilities and established goals or objectives; to recognize situations in which employees are evading their responsibilities or engaging in ineffective practices and to provide guidance and direction as appropriate to improve performance; to deal effectively with issues related to job classification, organizational structure and employee accountability; to avoid solutions to problems which are appealing in the short-run but which have long-term negative consequences for productivity, efficiency, employee accountability for results and/or employee morale. GMIB SCORE PROFILE The GMIB Score Profile is a one page summary of the assessee's scores in relation to other supervisors and managers in the GMIB data base. The GMIB Score Profile consists oftwo parts: (1) Percentile Standing Scores on the Total Test and each of the four GMIB Success Factors; and (2) the assessee's Total Score Category. Percentile Standing Scores: Raw scores on a test have no real meaning until they can be interpreted in relation to some reference group. The GMIB national data base makes it possible to determine how high or how low the assessee's scores are relative to other supervisors and managers. This is the same system used for various standardized tests, such as college entrance exams, except that the GMIB evaluates supervisory skills and abilities. Each "percentile standing" score indicates the percentage of asses sees in the GMIB data base that the assessee's score "equaled or exceeded." Thus, if the GMIB Score Profile reports a Total Score Percentile Standing of 98.2%, this would mean that the assessee's total test score was as high or higher than 98.2% of all the supervisors and managers in the GMIB data base. If the percentile standing score for "Leadership Style and Practices" is 75.5%, that would mean that the assessee's score on Leadership Style and Practices equaled or exceeded 75.5% of the candidates in the GMIB data base. The total score is the most reliable indicator of the assessee's current overall ability level. Different assessees may demonstrate a different pattern of strengths and weaknesses on the four GMIB Success Factors yet have the same total score. Such assessees should be considered equal in terms of their overall development and current skill level. It is important to understand that the total score percentile standing is NOT an average ofthe scores on the four GMIB Success Factors. The total score percentile standing may be higher than the percentile standing on any of the four GMIB Success Factors. This is because a trend of scoring high across a majority of the four GMIB Success Factors is a strong indication of OVERALL skill as a supervisor or manager. Similarly, a pattern of scoring low on a majority of the GMIB Success Factors often leads to a total score percentile standing that is lower than that of any of the four factors. Total Score Category: Although the exact total score percentile standing is reported, an additional statistic, the Total Score Category, is provided at the bottom of the GMIB Score Profile page. Assessees in the same score range are considered "roughly equal" on the test. GMIB total score percentile standings have been divided into seven Total Score Categories based on a normal distribution (Le., bell curve). It should be understood that the "average" group is the largest group. The term "average" represents a range of candidates who score above and below the 50th percentile. In the GMIB Total Score Category system, 30% of the candidates are considered average. The remaining Total Score Categories have smaller percentages. Only 5% are in the top and bottom Score Categories. General Management In-Basket Interpretive Guidance: Page 2 of8 The seven GMIB Total Score Categories and their associated total score percentile ranges are: TOTAL SCORE CATEGORY PERCENTILE RANGE Very High High Above Average Average Below Average Low Very Low 95.00% - 99.99% 85.00% - 94.99% 65.00% - 84.99% 35.00% - 64.99% 15.00% - 34.99% 5.00% - 14.99% 0.00% - 4.99% The percentile range may be used as an aid in interpreting the assessee's total score or scores on any of the four GMIB success factors. For example, if an assessee's total score is at the 62.5 percentile, that assessee's Total Score Category would be AVERAGE. Similarly, if the assessee scored at the 87.0 percentile on Leadership that assessee would be considered HIGH in that ability area. Given the existing GMIB data base and the quality of supervisors and managers in competition on the GMIB, assessees should not be discouraged with an "average" GMIB Total Score Category. This may be an indication of opportunity for improvement but by no means does this indicate unsatisfactory performance as a supervisor or manager. CAREER DEVELOPMENT NARRATIVE REPORT The GMIB Career Development Narrative Report follows the GMIB Score Profile. GMIB Career Development Narrative Reports are NOT clinical assessments or personality evaluations. GMIB Career Development Narrative Reports are performance-oriented. They are based on the assessee's specific test responses and methods of dealing with the GMIB supervisory/managerial situations and problems. Introduction: The introductory section of the GMIB Career Development Narrative Report provides an overview of the assessee's performance, including the total score category, total score percentile standing in relation to others in the GMIB data base, the number of items that the assessee fully attempted and the number of items on which the assessee scored at least some credit. While the number of items fully attempted vs. the number of items on which some credit was obtained is not a formal part of the GMIB scoring process, it may provide some insight into the assessee's overall style or skill level. Primarily, however, this information is to set the tone for reviewing the specific information contained in the body of the report. Success Factors: Scores on the GMIB success factors are based on performance on the specific GMIB items. Each GMIB item is scored against specific criteria that were developed and validated through extensive research. Performance on the GMIB items and the test as a whole are indicative of the assessee's current level of supervisory/managerial skill. Each GMIB item yields information on at least one of the GMIB Success Factors. The assessee's performance in handling a GMIB item results in a SKILL DESCRIPTION under one of the four success factors. The skill descriptions are designed to provide insight into the assessee's current supervisory/managerial style and skill level with regard to each ofthe four success factors measured by the GMIB. Some GMIB items yield useful feedback information on more than one success factor and may lead to skill descriptions in more than one section of the report. Following each skill description is a section which delineates DEVELOPMENTAL AREAS and LEARNING OBJECTIVES. Because managerial training courses may differ widely in both title and content across the country, the "Developmental Areas and Learning Objectives" section makes no attempt to name specific course titles. General Management In-Basket Interpretive Guidance: Page 3 of 8 Rather, the developmental area(s) related to each skill description are identified and the specific learning objectives are described. The assessee should confer with the organization's Personnel or Human Resources Department in order to plan a development strategy to address the specific developmental needs identified in the report. Length of Report/Cautionary Notes: The number of items that the assessee "fully attempted" will influence the length of the GMIB Career Development Narrative Report since statements are only generated for those items that are fully attempted. Items are counted as "fully attempted" if the item was completed in accordance with the test instructions. Partial work on an item, or failure to follow through in writing memos or letters that the assessee had indicated he/she would immediately write, typically result in the item being considered "not fully attempted," with no credit awarded and no skill description included in the report. It is helpful in interpreting the assessee's skill level in each success factor to know how many GMIB items are used in calculating the success factor score and how many of these items were fully attempted. A low score on a success factor could be a function of poor performance on the items that measure the factor or of simply not attempting or not fully attempting many of the items that measure the factor. Thus, this information is provided for each success factor and should be carefully reviewed. The number of skill descriptions listed for a success factor does not necessarily equal the number of items used to score that success factor. This is due to the fact that some GMIB items provide insight into several ofthe success factors measured by the GMIB. Thus, where the information is reported is a function of where it is most relevant and helpful for feedback purposes. As an example, six items are used to calculate the score on Success Factor #1 (Leadership Style and Practices), but the maximum number of skill descriptions ever reported for this factor is five (5). This is because one of the six items also yields information on one of the other success factors and is reported under that success factor. A high percentile standing on the GMIB (e.g., 99.5%) is not an indication of "absolute skill" and is not meant to imply perfection as a supervisor or manager. The percentile standing obtained by an assessee is a reflection of that assessee's skill level in relation to other supervisors and managers. The GMIB is a "power" test. Assessees who score high on the test may still have some areas in which they can improve. Thus, it is common for an assessee with a high percentile standing to have some "less than ideal" skill descriptions in the report. Similarly, an assessee with a low percentile standing may have a number of positive skill descriptions -- because a low percentile standing means only that the assessee scored low in relation to others, not that he/she has no effective skills. It is IMPORT ANT to understand that excessive weight should not be placed on anyone skill description contained in the GMIB Career Development Narrative Report. While GMIB skill descriptions are directly tied to assessee performance, poor performance on anyone item could be a function of a number of variables, such as misreading or misinterpreting the meaning of a sentence. Therefore, readers should proceed with some caution. All of the information available on a success factor should be considered without excessive reliance on anyone particular skill description. Administrative Speed/Attention to Priority Matters: Following the information provided on each of the four success factors, the report contains a statement regarding speed of processing administrative work. This statement is based on the number of GMIB items that the assessee fully attempted as compared to the number fully attempted by others in the GMIB data base. Although the GMIB is not a test designed to emphasize speed in processing managerial problems, it is important to understand that, as with any test, working too slowly will reduce the likelihood of obtaining a high score. While speed of processing the GMIB items plays a role, it is also important to understand that it is possible to score in the VERY HIGH range without completing all items. Some assessees who have attempted only 10 or General Management In-Basket Interpretive Guidance: Page 40f8 II items have completed them in an above average or superior manner and scored in the VERY HIGH range on the GMIB. Thus, the GMIB is more a test of current skill level and potential for success in higher-level positions than of speed in dealing with supervisory/managerial problems. The final statement in the GMIB Career Development Narrative Report pertains to the handling of the more significant priorities among the 15 GMIB items. For asses sees who fullv attempt all 15 items, a positive statement regarding planning and organizing of time to fully handle critical problems is generated. In such cases, handling all of the priority matters may be more a function of speed than planning and organizing. Readers should therefore be aware that assessees who complete the entire test may simply possess speed rather than any particular emphasis on planning and organizing of time with regard to critical matters. At a minimum, however, such asses sees do plan their time sufficiently well to insure that they deal with all GMIB items, including those that are critical. If the assessee did not complete all 15 GMIB items, the statements in this section will describe the assessee's strengths and/or weaknesses in identifying and fullv attempting critical administrative problems. These statements do not reveal how well the assessee deals with critical issues -- just whether or not the assessee fully attempted these problems. SUMMARY OF IMPORTANT POINTS TO REMEMBER . The GMIB is not a clinical assessment or personality diagnosis. . The most reliable and valid indicator is the assessee's total test score -- regardless of the particular pattern of scores on the four GMIB Success Factors. . The skill descriptions contained in the report are based on actual assessee performance in dealing with the GMIB supervisory/managerial situations; developmental areas and learning objectives are based upon the assessee's current skill level in handling each problem. . The skill descriptions for a given success factor should be considered collectively without placing excessive reliance on anyone specific statement. . The pattern of strengths and/or weaknesses across the four success factors is important but caution should be exercised by reviewing the number of items fully attempted for each success factor. . The GMIB data base provides "normative" information which is a valuable aid in determining exactly what a particular raw score means relative to other supervisors and managers. . The GMIB data base is comprised ofa large sample of private and public sector supervisory and managerial job candidates in the United States and Canada, and/or incumbents who have taken the GMIB for training and development purposes (approximately 20,000 supervisors/managers). General Management In-Basket Interpretive Guidance: Page 5 of8 TECHNICAL SUMMARY OF SCORING ISSUES Introduction: The information in this section is typically not needed in order to understand the GMIB Score Profile and/or Career Development Reports. However, it is supplied as an aid to understanding percentile scores on the four factors which may not "appear" correct to the assessee. To thoroughly understand percentile scores on the total test and the four GMIB Success Factors, it is necessary to have a detailed understanding of some of the technical issues that are involved in calculating and reporting GMIB scores. This section serves that purpose. Raw Scores vs. Normative Scores: The type of scoring system used for the GMIB is common for standardized tests for which "norms" exist. For example, the Scholastic Aptitude Test (SAT) used by many colleges to evaluate college applicants reports scores in terms of the norms that have been developed. All such scoring systems are based on a scoring key to determine the individual's score on each problem. The total score obtained by the individual is then compared to everyone else. This method makes it possible to determine what a particular score means in terms of the competition. A raw score in itself doesn't mean very much. However, if we know that it is high enough to be better than 95% of those who have taken the test, we realize that it is a high score. This is the value of norms. They make it possible to compare the person to others to determine the individual's relative standing. The total score on the GMIB is the sum of the individual's score on each of the problems completed by the individual. Explicit scoring guidance, developed in empirical research, is used to score each problem. The individual's total score is referred to as the "raw score." Client agencies often report this score as a number on a 1 - 100 point scale. The GMIB Score Profile does not report raw scores, but rather, it shows the individual's "normative" scores. The normative score is a percentile standing score. The percentile standing score shows how the individual did in relation to everyone else in the data base. For example, a total score of 55.5% would mean that the individual did as well or better than 55.5% of those who have taken the test (or who are in the particular normative data base, such as police or fire personnel). Factor Scores: The GMIB consists of 15 problems. Based on what is known as "factor analysis" research, it has been determined that the problems on the test measure four different factors. This is similar to the SAT which reports scores on both verbal ability and mathematics ability. A score of 600 on the mathematics component does not necessarily mean the same thing as a score of 600 on the verbal component. To understand each score, it is necessary to refer to the norms for each (Le., math norms, verbal norms). The GMIB factor scores are calculated by weighting and adding the scores assigned to different problems on the test. Some problems are used to calculate more than one factor score. For example, if a particular problem is known to provide information about the individual's Leadership Style and Practices (factor 1) AND the individual's Organizational Practices/Management Control (factor 4), the score on that problem may be part of the formula that is used to calculate the score on each factor. This approach makes maximum use of the information provided by each problem on the test in scoring the four factors and in providing feedback to assessees about their skill level in each factor. While a particular problem may be used in calculating more than one factor score, it is important to understand that the problem is counted ONLY ONCE in determining the individual's total raw test score (and consequently, total normative test score). Thus, factor scores are NOT added to arrive at the total test score. If they were added, those individuals who happened to complete problems that entered two factor scores would get double the credit, simply because they happened to complete such problems. General Management In-Basket Interpretive Guidance: Page 60f8 Finally, to simplify the reporting of GMIB results, raw scores on the factors are not provided. Only the normative scores are reported for the four factors. These scores are shown on the GMIB Score Profile page. Each score is a percentile standing that shows how well the individual did on each factor relative to everyone else on that factor. The only raw score that really matters is the raw score on the test as a whole since that score counts each problem only once, and is simply the sum of the scores on each problem completed by the individual. If raw scores on the factors were used to calculate the individual's total score, they would be reported; but, as explained, they do not playa role in determining the individual's total score and therefore are not reported. Interpreting the GMIB Score Profile: The total score percentile standing shows how the individual's raw score stacks up against everyone else in the data base. The same is true for each of the four factor scores. However, as explained above, the factor scores are designed more for feedback to the individual than for scoring the test. It is not essential to report factor scores. They are only reported to assist individuals in understanding their profile of strengths and weaknesses. As noted, some of the problems on the GMIB are used to calculate more than one factor score. Doing well on these particular problems may result in factor scores which appear to warrant a higher overall total score -- UNLESS it is understood that the scores on the four factors are not added or averaged to arrive at the total score. For example, suppose two assessees each completed only eight problems on the GMIB, but one assessee happened to select three problems which count toward two factor scores, while the other assessee did not choose to complete any ofthese problems. Further suppose that each assessee performed acceptable work on each test problem and got the same total test score. Since all available information is used to calculate the factor scores, it would be possible to supply more feedback to the first individual. This would be a "chance" occurrence, simply because of the problems completed by this individual. Given the available information, however, the factor scores would be calculated and the feedback would be given. This individual would get credit on a "second" factor on each of the three problems, resulting in higher factor scores than the other individual. The Career Development report would also contain additional skill description statements, developmental areas and learning objectives. HOWEVER, the same total raw score and normative score would be reported for these two individuals. The first individual would not be considered more qualified simply because he/she happened to complete problems which are used in calculating more than one factor score. So, is it appropriate to report higher factor scores for this individual? The answer is yes. These scores are based on the best information available. The real problem is that there is limited information on both asses sees because of working slowly on the test and only completing eight problems. To the extent that this is true, then there is limited information about each factor on the test, and factor scores are greatly influenced by the particular problems completed by the assessee. In this vein, it is important to understand that the factor scores are based on subsets of information, consisting of four to six test problems. The total test score is based on all of the work completed by the assessee. Where assessees complete only 7 or 8 problems, the factor scores are based on less and less information, hence they are more unreliable. The total test score takes into account all of the work completed by the assessee and is the most reliable indicator of his/her current ability level. Thus, two individuals who complete the same number of problems, and who score the same on eight problems, are considered equal overall, even if one assessee happens to have higher factor scores due to the particular problems that were completed. Finally, factor scores need to be interpreted with additional caution because the factors differ in their degree of difficulty. The particular data base that is used may also affect the normative results. For example, if the "public safety data base" normS are used (i.e., police and fire personnel), it is possible to score at the 9th percentile on General Management In-Basket Interpretive Guidance: Page 70f8 factor 4, yet score no points on this factor. This is because 9% of these assessees score ZERO on factor 4. For factors 1,2, and 3, however, the percentage of asses sees who have scored zero points in this data base is 1.0%, 1.5%, and 3.5%, respectively. For the test as a whole, only .1 % (one tenth of one percent) of these assessees have scored "0." Consider what the percentile score profile would look like for an individual who scored "0" points on the entire test (and thus, "0" on each factor). The percentile factor scores in the public safety data base on the four factors would be 1.0%, 1.5%,3.5%, and 9.0%. Yet, such an individual would see a total percentile score of.l %. The individual might think there was an error in scoring his/her test. Without understanding how the test was scored, the individual might think that his/her total score should be 1.0% + 1.5% + 3.5% + 9.0% / 4 = 3.75%. In truth, the reported test scores would be perfectly accurate BECAUSE the total test score is not an average or a sum of the factor scores. Remember, the factor scores are supplied for feedback information. They are based on all information available, but this information may be incomplete, especially for assessees who complete a small number of test problems. The most reliable indicator is the total test score, and individuals who attain the same total test score are considered equally qualified, no matter what the factor scores happen to be. General Management In-Basket Interpretive Guidance: Page 8 of 8 GENERAL MANAGEMENT IN-BASKET CAREER DEVELOPMENT REPORT ASSESSEE: JOHN DOE @ Copyright 2005, Management & Personnel Systems, Inc. 2717 North Main Street. Suite 2. Walnut Creek, CA 94597 GENERAL MANAGEMENT IN-BASKET (GMIB) SCORE PROFILE INTRODUCTION GMIB scores are reported in relation to the managerial candidates in the United States and Canada. Your scores show the percentage of people in the data base that you equaled or exceeded. In addition to your total score on the GMIB, you are provided your scores on the four factors measured by the GMIB (referred to in the body of this report as Success Factors). To better understand your scores, please see the Appendix (Interpretive Guidance). The body ofthis report provides feedback on how you did on the various GMIB problems. Based on how you handled the problems, your current skill level is described and developmental areas with specific suggestions for improvement are made. It is important to understand that your report is tailored to vour specific responses in the GMIB test and is not a generic report. Finally, the GMIB is a validated managerial skills test, and the GMIB data base against which you have been evaluated is the largest data base of its kind, consisting of approximately 20,000 managers. GENERAL MANAGEMENT IN-BASKET SCORES (JOHN DOE) Total Score Percentile Standing: 49.5% Percentile Standing on Test Factors: Leadership Style & Practices Handling Priorities & Sensitive Situations Managing Conflict Organizational PracticesIManagement Control 53.2% 60.9% 40.4% 59.5% Your total score on the GMIB is the most important result. For ease of understanding GMIB test results, seven total score categories have been established: Very High, High, Above A verage, Average, Below Average, Low, and Very Low. These categories are based on your total score percentile standing. As an example of how this works, those candidates who score in the top 5% of the entire GMIB data base are placed into the Very High Category. For more information on this and other features of the GMIB scoring and reporting system, be sure to read the Appendix. YOUR TOTAL SCORE FALLS INTO THE FOLLOWING CA TEGORY: AVERAGE GENERAL MANAGEMENT IN-BASKET (GMIB) CAREER DEVELOPMENT REPORT ASSESSEE: JOHN DOE INTRODUCTION This assessee's current supervisory skill level is in the AVERAGE range. This assessee scored at the 49.5 percentile, meaning that this assessee scored equal to or higher than 49.5% of those previously taking the GMIB. This assessee fully attempted 15 of the 15 in-basket items and received partial or full credit on 9 items. GMIB SUCCESS FACTORS LEADERSHIP STYLE AND PRACTICES: SUCCESS FACTOR #1 Leadership Style and Practices pertains to the ability to motivate others using effective human relations principles; to lead rather than rule, guiding and motivating others to develop a team approach that contributes to employee morale and overall effectiveness; to be proactive in situations in which subordinates need direction but to do so in a manner that motivates employees to meet expectations; to be assertive in situations in which subordinates are engaging in practices that could lead to lowered employee morale and take appropriate action in guiding and developing such subordinates for their own individual improvement as well as the improvement of the work group as a whole; to deal effectively with subordinates with regard to new ideas and programs that they may suggest. SIX GMIB items are used to score this factor, but a maximum of FIVE skill descriptions may appear in this report section. This assessee fully attempted...2.. items related to this factor. The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates above average skill in situations in which employees are seeking support for their efforts and contributions; demonstrates an understanding of how to maintain the employee's sense of responsibility and accomplishment when not complying with employee requests for supervisory support and approval; demonstrates ability in defining problem situations posed by employees and understands when additional information is needed in order to make a supervisory decision; improvement could result, however, by utilizing approaches that help the employee to develop an even greater sense of responsibility for developing viable approaches to organizational improvement. Developmental Areas and Learning Objectives: Establishing Expectations: Learn to examine subordinate handling of specific job situations to determine whether they are attempting to meet a reasonably high set of managerial expectations, and if not, provide constructive guidance which helps the subordinate reach a higher level of performance; where subordinates project a "low set of expectations" (e.g., they believe they have done a good job and you know they have not), learn to use positive techniques to encourage them to assume full responsibility for operating in a highly professional manner. JOHN DOE: PAGE 1 . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations involving subordinates who are demonstrating confusion or difficulty in meeting their responsibilities or in attaining specific objectives within their general sphere of responsibility; recognizes where subordinates are in need of guidance and projects a helpful attitude; demonstrates a tendency, however, to be somewhat too directive and does not tend to take the employee's developmental needs into account in formulating a course of action; as a result, leadership style in such situations may seem to serve the employee's immediate needs but it also tends to promote employee dependency rather than professional growth and development. Developmental Areas and Learning Objectives: Performance Assessment/Establishing Expectations: Learn to assess subordinate performance in various job-related situations in an ongoing manner, with particular attention to whether poor performance is a function of poor skill level, lack of effort and/or a poor attitude; learn to devise action strategies appropriate for each of these situations, setting reasonable expectations of performance as appropriate to the underlying problem, then guiding and motivating subordinates to meet these expectations. . SKILL DESCRIPTION: Demonstrates a need to gain greater insight into, and understanding of, participative management principles and practices in situations in which the key issues are employee motivation and work group morale; demonstrates a tendency to overlook or give insufficient weight to some basic principles of employee motivation and morale where these should be the primary considerations; the result being that the morale of the work group may be negatively affected. Developmental Areas and Learning Objectives: Emplovee Motivation: Develop a better understanding of the principles of employee motivation with the goal of empowering employees and building teamwork and commitment. Decision Making: Develop a better understanding of managerial decision making processes, including when to make a unilateral decision, when to obtain the input of subordinates, and when to guide subordinates toward a consensus decision. . SKILL DESCRIPTION: Demonstrates very good insight and skill in dealing with problems related to group dynamics and group processes where style ofleadership is the primary issue affecting the accomplishment of organizational objectives; avoids the use of ineffective leadership approaches in such situations and demonstrates an understanding of why these approaches are ineffective; understands the effect of the leadership method used in certain situations upon interpersonal relations and group morale -- and how these can affect the accomplishment of organizational and group oriented objectives; understands the need to distinguish between the use of power as a compliance tool and the use of personal leadership skills in appropriate situations and to avoid using power where it is likely to create resistance and fail to accomplish desired objectives. Developmental Areas and Learning Objectives: Group Dvnamics: When dealing with subordinate activities that might be termed "cooperation essential," ask yourself: "What leadership methods are most likely to stimulate a high degree of commitment by all members of the work group to achieving a high quality result?" Refine current skill level by learning the advantages and disadvantages of different approaches to JOHN DOE: PAGE 2 gaining a high degree of individual effort and commitment -- so that the most effective approach for the specific situation can be implemented. . SKILL DESCRIPTION: Demonstrates above average insight into the relationship between employee motivation, morale and productivity of the organization as a whole in dealing with employee performance problems; understands issues related to dealing with employee performance problems as well as the underlying relationship between supervisory decisions in such situations and the impact on the motivation, morale and productivity of others in the organization; improvement could result, however, by developing greater insight or skill in implementing leadership strategies to successfully deal with such problems. Developmental Areas and Learning Objectives: Emplovee Motivation: Develop a better understanding of how the manager's method of dealing with performance problems affects perceptions of his /her leadership style; develop an understanding of various options available to the manager in dealing with subordinates who are not meeting performance expectations, as well as how these options affect the sense of "accountability" felt by subordinates; learn how to deal with such situations in a way that projects fairness, while maintaining the need for each individual member of the work team to strive to meet reasonable performance expectations. HANDLING PRIORITIES & SENSITIVE SITUATIONS: SUCCESS FACTOR #2 Handling Priorities and Sensitive Situations pertains to the ability to identify priority situations or problems and to plan and organize time to insure that such matters are fully addressed; to plan all necessary actions and appropriately delegate responsibilities and/or guide personnel as necessary to insure that priority objectives are met; to identify the interpersonal as well as practical problems associated with responding to or dealing with personnel external to the organization and to plan and formulate a course of action that is appropriate and responsive to the specific demands of the situation, including concerns for efficiency, public relations or sensitive interpersonal issues that could affect the outcome. FOUR GMIB items are used to score this factor and there are a maximum of FOUR skill descriptions that may appear in this report section. This assessee fully attempted..i. items related to this factor. The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates average skill in handling situations which are obviously important and sensitive from a public relations perspective and which possess the potential for negative organizational outcomes if not skillfully handled; avoids taking any actions that would be perceived as purposely non-responsive from a public relations perspective; however, demonstrates a tendency to either underestimate the degree of public relations emphasis necessary in formulating an effective plan of action in such situations, or demonstrates a tendency to over-react and go beyond what is required from an effective public relations perspective; essentially, the response that is needed is misjudged to some degree and not completely appropriate to the situation. Developmental Areas and Learning Objectives: Public RelationslInteroersonal Insight: Learn to better define the public relations elements of problem situations that arise; learn to utilize public relations approaches which project the JOHN DOE: PAGE 3 appropriate degree of concern and responsiveness; learn to carefully analyze the interpersonal and/or emotional aspects of problem situations and design action strategies which take these elements into account, with the goal of defusing them to the extent possible; learn to view solutions to problems in terms of both "content" and "process," keeping in mind that solutions which focus only on the "content" of the problem may fail unless the "process" used to implement the solution is also effective and appropriate to the situation. . SKILL DESCRIPTION: Demonstrates average skill in handling sensitive situations that require a high degree of interpersonal skill and planning; demonstrates a desire to be responsive to the obvious work-related aspects of such situations and takes prompt action to deal with problems; demonstrates understanding of the need to formulate a course of action that takes the interpersonal elements of such situations into account and does so; however, either tends to overlook some of the planning elements of such situations or simply does not properly plan all necessary actions, the result being that the planned course of action might not be effective. Developmental Areas and Learning Objectives: Planning: Learn to more carefully examine complex problem situations to be certain that all required actions have been properly planned; learn to scrutinize problems that could have serious negative consequences if not handled properly, with attention to the sequencing of all required actions, including actions by subordinates. . SKILL DESCRIPTION: Demonstrates above average understanding of methods for accomplishing critical organizational objectives that should not or cannot be accomplished through own efforts; identifies the need for control of delegated assignments in critical situations and implements a plan of action that achieves necessary control; improvement could result, however, by utilizing methods of delegation that are more likely to establish effective control over expected results by subordinates. Developmental Areas and Learning Objectives: Delegation: Learn to consider the nature of each delegated assignment in determining the most appropriate method of delegation; develop an understanding of the issues that should be considered in effecting a delegation so that the delegation may be made in an appropriate manner that contributes both to the sense of responsibility inherent in the delegation as well as to the likelihood of ensuring that organizational objectives are met. . SKILL DESCRIPTION: Demonstrates average skill in dealing with situations in which public relations is a relatively straightforward issue but one which may be obscured or which may appear less important than other issues that are involved; spots public relations issues in such situations and avoids taking actions that could lead to negative public relations outcomes; however, does not tend to formulate a course of action that effectively deals with the need for subordinates to utilize or develop these same public relations skills and insights in dealing with situations that are sensitive from a public relations perspective; as a result, does not tend to exercise appropriate management control to ensure that problems in handling sensitive situations are avoided. Developmental Areas and Learning Objectives: Performance AssessmentlEstablishing Expectations: Learn to assess subordinate performance in various job-related situations in an ongoing manner, with particular attention to whether JOHN DOE: PAGE 4 poor performance is a function of poor skill level, lack of effort and/or a poor attitude; learn to devise action strategies appropriate for each of these situations, setting reasonable expectations of performance as appropriate to the underlying problem, then guiding and motivating subordinates to meet these expectations. Holding Subordinates Accountable: Learn to hold subordinates accountable for those elements of problem situations which they should be able to handle based on their skill level and position in the organization; in particular, learn to avoid actions which convey to subordinates that poor performance and/or poor attitudes will be accepted or reinforced in any way; learn to devise action strategies which keep responsibility for meeting established standards with the subordinate and which require the subordinate to demonstrate a commitment to meeting those standards. MANAGING CONFLICT: SUCCESS FACTOR #3 Managing Conflict pertains to the ability to identify situations in which conflict is either apparent, disguised, or likely to develop, and to effectively manage these situations; to identify underlying subordinate motivations and/or the subtle interpersonal elements of situations and take these issues into account in formulating a course of action with regard to "surface" issues raised or requests made by subordinates; to identify underlying competitiveness among subordinates and to deal with it in a productive and efficient way, managing it for the good of the organization rather than being managed by it; to understand the interpersonal elements of dealing with other segments of the organization and use methods that achieve cooperation rather than underlying resistance and conflict. SIX GMIB items are used to score this factor, but a maximum of FIVE skill descriptions may appear in this report section. This assessee fully attempted...2.. items related to this factor. The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates above average skill in dealing with overt organizational conflict; demonstrates an understanding of the role of conflict in organizations as well as appropriate techniques for managing it productively to avoid negative organizational consequences; improvement could result, however, by developing a more in-depth understanding of the underlying causes of organizational conflict and how to productively manage it in an ongoing manner. Developmental Areas and Learning Objectives: Nature of Organizational Conflict: Develop a better understanding of the role of conflict in an organization, including what forms of conflict are normal and serve a useful purpose if properly managed, as well as what forms of conflict may be highly detrimental; learn how to identify underlying sources of conflict and design action strategies which are most appropriate to the particular form of conflict identified. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, the subtle interpersonal issues and rivalries that may develop among subordinates and which can lead to low morale, tensions and conflict if not properly managed; does not tend to perceive underlying interpersonal issues and/or subordinate attempts to involve the supervisor in "power plays" in relating to other subordinates; apparently as a result, may take actions as JOHN DOE: PAGE 5 a "supervisor" which lead to increased conflict and rivalries, as opposed to cooperation and teamwork. Developmental Areas and Learning Objectives: Interoersonal Insight: Develop an awareness of the role of interpersonal relationships in influencing the way in which subordinates work toward individual and common organizational objectives; learn to examine problems pertaining to goal accomplishment and needed cooperation in terms of underlying interpersonal relationship issues and problems; learn to devise action strategies which contribute to a sense of teamwork and common purpose and which increase the likelihood of productive and cooperative working relationships in the future. Development of Subordinates: Learn to distinguish between the apparent need for an immediate solution to a particular problem and the need to train and develop subordinates in the internal processes to be used in similar situations in the future; learn to use such ongoing problem situations as leadership opportunities to build an effective team atmosphere; in this vein, learn to guide subordinates to apply effective conflict resolution methods as a normal part of their jobs. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, the interpersonal elements of communication patterns within an organization; does not tend to perceive interpersonal communication issues that could lead to organizational inefficiencies or unresponsiveness by others; demonstrates a tendency to focus only on the seeming "work- related" aspects of such situations, thereby adopting a course of action that is likely to lead to interpersonal tensions and organizational conflict, as opposed to cooperative problem solving. Developmental Areas and Learning Objectives: Communication Patterns: Develop a better understanding of styles of communication within organizations, including how approaches to communication may project either a "participative" or "autocratic" style of leadership; learn to resolve problems at the lowest possible level within the organization, avoiding overly formalistic approaches that give the impression that all disagreements or problems should be resolved by "those in authority." Development of Subordinates: Encourage subordinates to resolve problems in a calm and professional manner, based on personal skills and abilities, rather than by relying upon position power or by "putting people on notice with written communications." Learn to guide subordinates toward the use of methods that project teamwork and cooperation as opposed to methods that project competitiveness and the use of authority to accomplish their individual needs or work goals. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations in which employees are demonstrating resistance to routine or standard organizational practices; demonstrates a tendency to overlook or give insufficient weight to the interpersonal elements of such situations, including underlying principles of employee morale, thereby engaging in supervisory practices that are likely to create increased tensions, conflict and resistance. JOHN DOE: PAGE 6 Developmental Areas and Learning Objectives: Interoersonal Insight: Learn to project a high degree of respect in dealings with subordinates, even in those instances in which subordinates are demonstrating resistance to standard organizational practices and providing seemingly "weak" reasons for doing so; develop a better understanding of how the manager's handling of subordinate resistance shapes the attitudes of all subordinates, and may create perceptions ofthe manager ranging from a purely "task-based autocrat" to that of a "team manager" with an equal emphasis on production and people. Development of Subordinates: Develop the practice of viewing each subordinate as a unique individual and, from that perspective, avoid rigid application of "standard practice" if a different solution will better serve both the individual and the organization; learn to avoid the common temptation of assuming the role of the parent who "prescribes" what is best for the subordinate; learn to exercise respect and flexibility in arriving at solutions which will actually work based on the unique characteristics and needs of the individual. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations in which employees are experiencing frustrations in meeting their job responsibilities; demonstrates a tendency to take actions as a supervisor that alleviate short- term frustrations but which are not in the long-term best interests ofthe employee and which increase the likelihood that such problems will continue on a long-term basis. Developmental Areas and Learning Objectives: Organizational Culture: Develop an understanding of how various interpersonal styles, including requests for leadership action by the manager, provide insight into the existing culture of the organization and may reveal whether subordinates perceive it as autocratic or participatively managed; learn to identify subordinate behavior which projects a desire for, or acceptance of, autocratic organizational values; avoid providing assistance to subordinates in a way that might be interpreted as "parental" and which might implicitly convey preference for "top-down" problem solving and communication patterns; learn to devise and implement action strategies which build the confidence and competency of subordinates, as opposed to strategies which reinforce the role ofthe manager as problem solver and power broker. ORGANIZATIONAL PRACTICES/MANAGEMENT CONTROL: SUCCESS FACTOR #4 Organizational PracticesIManagement Control pertains to the ability to identify ineffective practices, methods and systems in use or proposed for use by subordinates and to exercise management control, where appropriate, in redirecting, guiding and holding subordinates accountable for meeting their responsibilities and established goals or objectives; to recognize situations in which employees are evading their responsibilities or engaging in ineffective practices and to provide guidance and direction as appropriate to improve performance; to deal effectively with issues related to job classification, organizational structure and employee accountability; to avoid solutions to problems which are appealing in the short run but which have long-term negative consequences for productivity, efficiency, employee accountability for results and/or employee morale. FIVE GMIB items are used to score this factor, but a maximum of FOUR skill descriptions may appear in this report section. This assessee fully attempted.2. items related to this factor. JOHN DOE: PAGE 7 The following are the major characteristics of this assessee's current skill level and managerial style on this factor: . SKILL DESCRIPTION: Demonstrates above average skill in managing situations involving substandard performing employees; identifies pitfalls and ineffective organizational practices and avoids them, even when they appear on the surface to have merit; also demonstrates a willingness to exercise appropriate management control; improvement could result, however, by more clearly identifying and focusing on long term options and solutions in dealing with substandard performing employees. Developmental Areas and Learning Objectives: Managing Emplovee Performance Problems: Develop an understanding of all possible options that are open to the manager in dealing with employees whose performance problems persist over the long run; learn to establish a meaningful long-term plan in correcting problems, specifying the actions to be taken under various circumstances; adopt action strategies that convey the organization's policies and which have the effect of developing a common understanding of these policies among employees and subordinate supervisors or managers. . SKILL DESCRIPTION: Demonstrates average skill in identifying inefficient organizational practices; demonstrates a willingness to exercise management control in situations where control is appropriate; however, does not demonstrate insight into, or recognition of, some less obvious inefficient methods of organizing work, thereby permitting certain organizational practices and subordinate activities that call for management scrutiny and control. Developmental Areas and Learning Objectives: Planning and Organizing Work: Learn to scrutinize methods of planning and organizing work activities, especially in cases where multiple subordinates are involved in efforts that require cooperation and planning, with the following question in mind: "What would be the most effective method of planning and organizing this activity?" Develop the habit of projecting the importance of efficiency in organizing cooperative activities and request information or plans as necessary from subordinates to ensure that they take efficiency into account. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, ineffective organizational systems or procedures; either does not tend to scrutinize subordinate activities for potentially unsound work methods or simply does not identify potential problems that could arise with regard to systematic methods of operation. Developmental Areas and Learning Objectives: Evaluation of Work Methods: Learn to examine work methods and procedures to determine whether they are likely to result in high quality, productivity and organizational effectiveness; learn to design and implement action strategies that sensitize subordinates to the need to do the same. Organizational Values: Develop a better understanding of how to create a work environment, and system of values among subordinates, that leads to mutual problem solving based on both the needs of the organization and the interpersonal needs of subordinates; learn to examine ineffective attempts at problem solving to determine whether subordinates are properly balancing and integrating the needs of the organization with their own needs for interpersonal JOHN DOE: PAGE 8 harmony and group cohesiveness; learn to implement action strategies which reduce the likelihood of ineffective problem solving in the future. . SKILL DESCRIPTION: Demonstrates a need for greater insight into, and understanding of, situations in which subordinates are promoting their own dependency on their supervisor; in situations where other issues related to organizational goal attainment appear to take precedence, does not tend to recognize dependent behavior by subordinates; does not identify the need for more effective organizational practices by subordinates, focusing instead on the need to solve the immediate problem; apparently as a result, does not provide appropriate developmental guidance, direction and management control to hold subordinates accountable for more effective and competent performance in the future; demonstrates a tendency to take actions which perpetuate subordinate dependency to a significant degree. Developmental Areas and Learning Objectives: Performance Assessment: Learn to assess subordinate performance in various job-related situations in an ongoing manner, with particular attention to whether poor performance is a function of poor skill level, lack of effort and/or a poor attitude; learn to devise action strategies appropriate for each of these situations, setting reasonable expectations of performance as appropriate to the underlying problem, then guiding and motivating subordinates to meet these expectations. Holding Subordinates Accountable: Learn to identify situations in which subordinates are engaging in attempts to effectively decrease their accountability for results, whether through making excuses, blaming others, or projecting a lack of skill or authority to accomplish a task or objective; learn to critically analyze such situations, and where it is clear that the subordinate is evading responsibility and accountability, adopt action strategies which realistically address the underlying problem, and hold the subordinate accountable. ADMINISTRATIVE SPEED/ATTENTION TO PRIORITY MATTERS . Administrative Speed: No development needed. Assessee processes administrative workload at an above average pace as indicated by fully completing an above average number of in- basket items. . Attention to Priority Matters: No development needed. Assessee plans and organizes time to insure that all critical problems are fully attempted. JOHN DOE: PAGE 9 APPENDIX INTERPRETIVE GUIDANCE FOR GENERAL MANAGEMENT IN-BASKET GENERAL MANAGEMENT IN-BASKET (GMIB) Interpretive Guidance INTRODUCTION The General Management In-Basket (GMIB) is a validated test of supervisory/managerial ability. Scores on the GMIB have been proven to be useful in predicting success in supervisory and managerial jobs. The GMIB is used for a wide range of positions, from first level supervisors up through top management. Widespread usage of the GMIB has permitted the development of a national data base that makes it possible to interpret assessee performance in relation to other supervisors and managers. The GMIB requires asses sees to play the role of a manager in a fictitious organization. In this role they must evaluate and handle 15 separate problems (referred to as "items"), each of which is a realistic supervisory/managerial situation. The assessee's analysis and handling of these situations yields valuable information about the assessee's current overall ability level and supervisory/managerial style in four distinct areas, or "Success Factors." SUCCESS FACTORS The GMIB measures four supervisory/managerial abilities that have been proven to be related to success on the job. The four success factors are: Leadership Style & Practices pertains to the ability to motivate others using effective human relations principles; to lead rather than rule, guiding and motivating others to develop a team approach that contributes to employee morale and overall effectiveness; to be proactive in situations in which subordinates need direction but to do so in a manner that motivates employees to meet expectations; to be assertive in situations in which subordinates are engaging in practices that could lead to lowered employee morale and take appropriate action in guiding and developing such subordinates for their own individual improvement as well as the improvement of the work group as a whole; to deal effectively with subordinates with regard to new ideas and programs that they may suggest. Handling Priorities and Sensitive Situations pertains to the ability to identify priority situations or problems and to plan and organize time to insure that such matters are fully addressed; to plan all necessary actions and appropriately delegate responsibilities and/or guide personnel as necessary to insure that priority objectives are met; to identify the interpersonal as well as practical problems associated with responding to or dealing with personnel external to the organization and to plan and formulate a course of action that is appropriate and responsive to the specific demands ofthe situation, including concerns for efficiency, public relations or sensitive interpersonal issues that could affect the outcome. Managing Conflict pertains to the ability to identify situations in which conflict is either apparent, disguised, or likely to develop, and to effectively manage these situations; to identify underlying subordinate motivations and/or the subtle interpersonal elements of situations and take these issues into account in formulating a course of action with regard to "surface" issues raised or requests made by subordinates; to identify underlying competitiveness among subordinates and to deal with it in a productive and efficient way, managing it for the good of the organization rather than being managed by it; to understand the interpersonal elements of dealing General Management In-Basket Interpretive Guidance: Page 1 of8 with other segments of the organization and use methods that achieve cooperation rather than underlying resistance and conflict. Organizational Practices/Management Control pertains to the ability to identify ineffective practices, methods and systems in use or proposed for use by subordinates and to exercise management control, where appropriate, in redirecting, guiding and holding subordinates accountable for meeting their responsibilities and established goals or objectives; to recognize situations in which employees are evading their responsibilities or engaging in ineffective practices and to provide guidance and direction as appropriate to improve performance; to deal effectively with issues related to job classification, organizational structure and employee accountability; to avoid solutions to problems which are appealing in the short-run but which have long-term negative consequences for productivity, efficiency, employee accountability for results and/or employee morale. GMIB SCORE PROFILE The GMIB Score Profile is a one page summary of the assessee's scores in relation to other supervisors and managers in the GMIB data base. The GMIB Score Profile consists of two parts: (1) Percentile Standing Scores on the Total Test and each of the four GMIB Success Factors; and (2) the assessee's Total Score Category. Percentile Standing Scores: Raw scores on a test have no real meaning until they can be interpreted in relation to some reference group. The GMIB national data base makes it possible to determine how high or how low the assessee's scores are relative to other supervisors and managers. This is the same system used for various standardized tests, such as college entrance exams, except that the GMIB evaluates supervisory skills and abilities. Each "percentile standing" score indicates the percentage of assessees in the GMIB data base that the assessee's score "equaled or exceeded." Thus, if the GMIB Score Profile reports a Total Score Percentile Standing of 98.2%, this would mean that the assessee's total test score was as high or higher than 98.2% of all the supervisors and managers in the GMIB data base. If the percentile standing score for "Leadership Style and Practices" is 75.5%, that would mean that the assessee's score on Leadership Style and Practices equaled or exceeded 75.5% of the candidates in the GMIB data base. The total score is the most reliable indicator of the assessee's current overall ability level. Different assessees may demonstrate a different pattern of strengths and weaknesses on the four GMIB Success Factors yet have the same total score. Such assessees should be considered equal in terms of their overall development and current skill level. It is important to understand that the total score percentile standing is NOT an average of the scores on the four GMIB Success Factors. The total score percentile standing may be higher than the percentile standing on any ofthe four GMIB Success Factors. This is because a trend of scoring high across a majority of the four GMIB Success Factors is a strong indication of OVERALL skill as a supervisor or manager. Similarly, a pattern of scoring low on a majority of the GMIB Success Factors often leads to a total score percentile standing that is lower than that of any of the four factors. Total Score Category: Although the exact total score percentile standing is reported, an additional statistic, the Total Score Category, is provided at the bottom of the GMIB Score Profile page. Assessees in the same score range are considered "roughly equal" on the test. GMIB total score percentile standings have been divided into seven Total Score Categories based on a normal distribution (i.e., bell curve). It should be understood that the "average" group is the largest group. The term "average" represents a range of candidates who score above and below the 50th percentile. In the GMIB Total Score Category system, 30% of the candidates are considered average. The remaining Total Score Categories have smaller percentages. Only 5% are in the top and bottom Score Categories. General Management In-Basket Interpretive Guidance: Page 20f8 The seven GMIB Total Score Categories and their associated total score percentile ranges are: TOTAL SCORE CATEGORY PERCENTILE RANGE Very High High Above Average Average Below Average Low Very Low 95.00% - 99.99% 85.00% - 94.99% 65.00% - 84.99% 35.00% - 64.99% 15.00% - 34.99% 5.00% - 14.99% 0.00% - 4.99% The percentile range may be used as an aid in interpreting the assessee's total score or scores on any of the four GMIB success factors. For example, if an assessee's total score is at the 62.5 percentile, that assessee's Total Score Category would be AVERAGE. Similarly, ifthe assessee scored at the 87.0 percentile on Leadership that assessee would be considered HIGH in that ability area. Given the existing GMIB data base and the quality of supervisors and managers in competition on the GMIB, assessees should not be discouraged with an "average" GMIB Total Score Category. This may be an indication of opportunity for improvement but by no means does this indicate unsatisfactory performance as a supervisor or manager. CAREER DEVELOPMENT NARRATIVE REPORT The GMIB Career Development Narrative Report follows the GMIB Score Profile. GMIB Career Development Narrative Reports are NOT clinical assessments or personality evaluations. GMIB Career Development Narrative Reports are performance-oriented. They are based on the assessee's specific test responses and methods of dealing with the GMIB supervisory/managerial situations and problems. Introduction: The introductory section of the GMIB Career Development Narrative Report provides an overview of the assessee's performance, including the total score category, total score percentile standing in relation to others in the GMIB data base, the number of items that the assessee fully attempted and the number of items on which the assessee scored at least some credit. While the number of items fully attempted vs. the number of items on which some credit was obtained is not a formal part of the GMIB scoring process, it may provide some insight into the assessee's overall style or skill level. Primarily, however, this information is to set the tone for reviewing the specific information contained in the body of the report. Success Factors: Scores on the GMIB success factors are based on performance on the specific GMIB items. Each GMIB item is scored against specific criteria that were developed and validated through extensive research. Performance on the GMIB items and the test as a whole are indicative of the assessee's current level of supervisory/managerial skill. Each GMIB item yields information on at least one ofthe GMIB Success Factors. The assessee's performance in handling a GMIB item results in a SKILL DESCRIPTION under one ofthe four success factors. The skill descriptions are designed to provide insight into the assessee's current supervisory/managerial style and skill level with regard to each ofthe four success factors measured by the GMIB. Some GMIB items yield useful feedback information on more than one success factor and may lead to skill descriptions in more than one section of the report. Following each skill description is a section which delineates DEVELOPMENTAL AREAS and LEARNING OBJECTIVES. Because managerial training courses may differ widely in both title and content across the country, the "Developmental Areas and Learning Objectives" section makes no attempt to name specific course titles. General Management In-Basket Interpretive Guidance: Page 3 of8 Rather, the developmental area(s) related to each skill description are identified and the specific learning objectives are described. The assessee should confer with the organization's Personnel or Human Resources Department in order to plan a development strategy to address the specific developmental needs identified in the report. Length of Report/Cautionary Notes: The number of items that the assessee "fully attempted" will influence the length ofthe GMIB Career Development Narrative Report since statements are only generated for those items that are fully attempted. Items are counted as "fully attempted" if the item was completed in accordance with the test instructions. Partial work on an item, or failure to follow through in writing memos or letters that the assessee had indicated he/she would immediately write, typically result in the item being considered "not fully attempted," with no credit awarded and no skill description included in the report. It is helpful in interpreting the assessee's skill level in each success factor to know how many GMIB items are used in calculating the success factor score and how many of these items were fully attempted. A low score on a success factor could be a function of poor performance on the items that measure the factor or of simply not attempting or not fully attempting many of the items that measure the factor. Thus, this information is provided for each success factor and should be carefully reviewed. The number of skill descriptions listed for a success factor does not necessarily equal the number of items used to score that success factor. This is due to the fact that some GMIB items provide insight into several of the success factors measured by the GMIB. Thus, where the information is reported is a function of where it is most relevant and helpful for feedback purposes. As an example, six items are used to calculate the score on Success Factor #1 (Leadership Style and Practices), but the maximum number of skill descriptions ever reported for this factor is five (5). This is because one of the six items also yields information on one of the other success factors and is reported under that success factor. A high percentile standing on the GMIB (e.g., 99.5%) is not an indication of "absolute skill" and is not meant to imply perfection as a supervisor or manager. The percentile standing obtained by an assessee is a reflection of that assessee's skill level in relation to other supervisors and managers. The GMIB is a "power" test. Assessees who score high on the test may still have some areas in which they can improve. Thus, it is common for an assessee with a high percentile standing to have some "less than ideal" skill descriptions in the report. Similarly, an assessee with a low percentile standing may have a number of positive skill descriptions -- because a low percentile standing means only that the assessee scored low in relation to others, not that he/she has no effective skills. It is IMPORT ANT to understand that excessive weight should not be placed on anyone skill description contained in the GMIB Career Development Narrative Report. While GMIB skill descriptions are directly tied to assessee performance, poor performance on anyone item could be a function of a number of variables, such as misreading or misinterpreting the meaning of a sentence. Therefore, readers should proceed with some caution. All of the information available on a success factor should be considered without excessive reliance on anyone particular skill description. Adm inistrative Speed/Attention to Priority Matters: Following the information provided on each ofthe four success factors, the report contains a statement regarding speed of processing administrative work. This statement is based on the number of GMIB items that the assessee fully attempted as compared to the number fully attempted by others in the GMIB data base. Although the GMIB is not a test designed to emphasize speed in processing managerial problems, it is important to understand that, as with any test, working too slowly will reduce the likelihood of obtaining a high score. While speed of processing the GMIB items plays a role, it is also important to understand that it is possible to score in the VERY HIGH range without completing all items. Some assessees who have attempted only 10 or General Management In-Basket Interpretive Guidance: Page 40f8 11 items have completed them in an above average or superior manner and scored in the VERY HIGH range on the GMIB. Thus, the GMIB is more a test of current skill level and potential for success in higher-level positions than of speed in dealing with supervisory/managerial problems. The final statement in the GMIB Career Development Narrative Report pertains to the handling of the more significant priorities among the 15 GMIB items. For assessees who fully attempt all 15 items, a positive statement regarding planning and organizing of time to fully handle critical problems is generated. In such cases, handling all of the priority matters may be more a function of speed than planning and organizing. Readers should therefore be aware that assessees who complete the entire test may simply possess speed rather than any particular emphasis on planning and organizing of time with regard to critical matters. At a minimum, however, such asses sees do plan their time sufficiently well to insure that they deal with all GMIB items, including those that are critical. If the assessee did not complete all 15 GMIB items, the statements in this section will describe the assessee's strengths and/or weaknesses in identifying and fullv attempting critical administrative problems. These statements do not reveal how well the assessee deals with critical issues -- just whether or not the assessee fully attempted these problems. SUMMARY OF IMPORTANT POINTS TO REMEMBER . The GMIB is not a clinical assessment or personality diagnosis. . The most reliable and valid indicator is the assessee's total test score -- regardless of the particular pattern of scores on the four GMIB Success Factors. . The skill descriptions contained in the report are based on actual assessee performance in dealing with the GMIB supervisory/managerial situations; developmental areas and learning objectives are based upon the assessee's current skill level in handling each problem. . The skill descriptions for a given success factor should be considered collectively without placing excessive reliance on anyone specific statement. . The pattern of strengths and/or weaknesses across the four success factors is important but caution should be exercised by reviewing the number of items fully attempted for each success factor. . The GMIB data base provides "normative" information which is a valuable aid in determining exactly what a particular raw score means relative to other supervisors and managers. . The GMIB data base is comprised of a large sample of private and public sector supervisory and managerial job candidates in the United States and Canada, and/or incumbents who have taken the GMIB for training and development purposes (approximately 20,000 supervisors/managers). General Management In-Basket Interpretive Guidance: Page 50f8 TECHNICAL SUMMARY OF SCORING ISSUES Introduction: The information in this section is typically not needed in order to understand the GMIB Score Profile and/or Career Development Reports. However, it is supplied as an aid to understanding percentile scores on the four factors which may not "appear" correct to the assessee. To thoroughly understand percentile scores on the total test and the four GMIB Success Factors, it is necessary to have a detailed understanding of some of the technical issues that are involved in calculating and reporting GMIB scores. This section serves that purpose. Raw Scores vs. Normative Scores: The type of scoring system used for the GMIB is common for standardized tests for which "norms" exist. For example, the Scholastic Aptitude Test (SAT) used by many colleges to evaluate college applicants reports scores in terms of the norms that have been developed. All such scoring systems are based on a scoring key to determine the individual's score on each problem. The total score obtained by the individual is then compared to everyone else. This method makes it possible to determine what a particular score means in terms of the competition. A raw score in itself doesn't mean very much. However, if we know that it is high enough to be better than 95% ofthose who have taken the test, we realize that it is a high score. This is the value of norms. They make it possible to compare the person to others to determine the individual's relative standing. The total score on the GMIB is the sum of the individual's score on each of the problems completed by the individual. Explicit scoring guidance, developed in empirical research, is used to score each problem. The individual's total score is referred to as the "raw score." Client agencies often report this score as a number on a 1 - 100 point scale. The GMIB Score Profile does not report raw scores, but rather, it shows the individual's "normative" scores. The normative score is a percentile standing score. The percentile standing score shows how the individual did in relation to everyone else in the data base. For example, a total score of 55.5% would mean that the individual did as well or better than 55.5% ofthose who have taken the test (or who are in the particular normative data base, such as police or fire personnel). Factor Scores: The GMIB consists of 15 problems. Based on what is known as "factor analysis" research, it has been determined that the problems on the test measure four different factors. This is similar to the SAT which reports scores on both verbal ability and mathematics ability. A score of 600 on the mathematics component does not necessarily mean the same thing as a score of 600 on the verbal component. To understand each score, it is necessary to refer to the norms for each (i.e., math norms, verbal norms). The GMIB factor scores are calculated by weighting and adding the scores assigned to different problems on the test. Some problems are used to calculate more than one factor score. For example, if a particular problem is known to provide information about the individual's Leadership Style and Practices (factor 1) AND the individual's Organizational PracticesIManagement Control (factor 4), the score on that problem may be part of the formula that is used to calculate the score on each factor. This approach makes maximum use of the information provided by each problem on the test in scoring the four factors and in providing feedback to assessees about their skill level in each factor. While a particular problem may be used in calculating more than one factor score, it is important to understand that the problem is counted ONLY ONCE in determining the individual's total raw test score (and consequently, total normative test score). Thus, factor scores are NOT added to arrive at the total test score. If they were added, those individuals who happened to complete problems that entered two factor scores would get double the credit, simply because they happened to complete such problems. General Management In-Basket Interpretive Guidance: Page 60f8 Finally, to simplify the reporting of GMIB results, raw scores on the factors are not provided. Only the normative scores are reported for the four factors. These scores are shown on the GMIB Score Profile page. Each score is a percentile standing that shows how well the individual did on each factor relative to everyone else on that factor. The only raw score that really matters is the raw score on the test as a whole since that score counts each problem only once, and is simply the sum ofthe scores on each problem completed by the individual. Ifraw scores on the factors were used to calculate the individual's total score, they would be reported; but, as explained, they do not playa role in determining the individual's total score and therefore are not reported. Interpreting the GMIB Score Profile: The total score percentile standing shows how the individual's raw score stacks up against everyone else in the data base. The same is true for each of the four factor scores. However, as explained above, the factor scores are designed more for feedback to the individual than for scoring the test. It is not essential to report factor scores. They are only reported to assist individuals in understanding their profile of strengths and weaknesses. As noted, some ofthe problems on the GMIB are used to calculate more than one factor score. Doing well on these particular problems may result in factor scores which appear to warrant a higher overall total score -- UNLESS it is understood that the scores on the four factors are not added or averaged to arrive at the total score. For example, suppose two assessees each completed only eight problems on the GMIB, but one assessee happened to select three problems which count toward two factor scores, while the other assessee did not choose to complete any of these problems. Further suppose that each assessee performed acceptable work on each test problem and got the same total test score. Since all available information is used to calculate the factor scores, it would be possible to supply more feedback to the first individual. This would be a "chance" occurrence, simply because of the problems completed by this individual. Given the available information, however, the factor scores would be calculated and the feedback would be given. This individual would get credit on a "second" factor on each ofthe three problems, resulting in higher factor scores than the other individual. The Career Development report would also contain additional skill description statements, developmental areas and learning objectives. HO WEVER, the same total raw score and normative score would be reported for these two individuals. The first individual would not be considered more qualified simply because he/she happened to complete problems which are used in calculating more than one factor score. So, is it appropriate to report higher factor scores for this individual? The answer is yes. These scores are based on the best information available. The real problem is that there is limited information on both asses sees because of working slowly on the test and only completing eight problems. To the extent that this is true, then there is limited information about each factor on the test, and factor scores are greatly influenced by the particular problems completed by the assessee. In this vein, it is important to understand that the factor scores are based on subsets of information, consisting of four to six test problems. The total test score is based on all of the work completed by the assessee. Where assessees complete only 7 or 8 problems, the factor scores are based on less and less information, hence they are more unreliable. The total test score takes into account all of the work completed by the assessee and is the most reliable indicator of his/her current ability level. Thus, two individuals who complete the same number of problems, and who score the same on eight problems, are considered equal overall, even if one assessee happens to have higher factor scores due to the particular problems that were completed. Finally, factor scores need to be interpreted with additional caution because the factors differ in their degree of difficulty. The particular data base that is used may also affect the normative results. For example, if the "public safety data base" norms are used (Le., police and fire personnel), it is possible to score at the 9th percentile on General Management In-Basket Interpretive Guidance: Page 7 of 8 factor 4, yet score no points on this factor. This is because 9% of these assessees score ZERO on factor 4. For factors 1, 2, and 3, however, the percentage of assessees who have scored zero points in this data base is 1.0%, 1.5%, and 3.5%, respectively. For the test as a whole, only .1 % (one tenth of one percent) of these assessees have scored "0." Consider what the percentile score profile would look like for an individual who scored "0" points on the entire test (and thus, "0" on each factor). The percentile factor scores in the public safety data base on the four factors would be 1.0%, 1.5%,3.5%, and 9.0%. Yet, such an individual would see a total percentile score of .1%. The individual might think there was an error in scoring his/her test. Without understanding how the test was scored, the individual might think that his/her total score should be 1.0% + 1.5% + 3.5% + 9.0% / 4 = 3.75%. In truth, the reported test scores would be perfectly accurate BECAUSE the total test score is not an average or a sum of the factor scores. Remember, the factor scores are supplied for feedback information. They are based on all information available, but this information may be incomplete, especially for assessees who complete a small number of test problems. The most reliable indicator is the total test score, and individuals who attain the same total test score are considered equally qualified, no matter what the factor scores happen to be. General Management In-Basket Interpretive Guidance: Page 80f8 . 4 - 4 FINANCIAL American Bank & Trust Co. American Trust & Savings Bank Armstrong Financial Group Bank of Edgar Bank One BankORION Brenton Bank Brenton Brokerage Services Caterpillar Asset Management Caterpillar Investment Management Central State Bank Citizens Bank Commercial Federal Community First National Bank Community National Bank Deere & Company Credit Union DeWitt Bank & Trust Company Effingham State Bank Great Western Bank Great Western Bank Iowa Farmers & Mechanics Bank Farmers National Bank Farmers State Bank First Midwest Bank First Midwest Trust Company First City Mortgage First National Bank of Colorado First National Bank of Kansas First National Bank of Muscatine First National Bank of Omaha First National Bank of Oelwein First National Bank of Sterling First National Bank & Trust First of America Bank First Trust & Savings Bank Firstar Bank Firstar Corporation of Iowa Freedom Security Bank Fulton State Bank Grand Premier Financial Services Grinnell State Bank Hampton State Bank Herget National Bank Homeland Bank Homeland Bankshares IIlini Bank Iowa State Bank and Trust Iowa State Savings Bank Keokuk Savings Bank & Trust M & I First National Leasing Mahaska State Bank Marquette Bank Mercantile Bank MRG Client List Merrill Lynch MidAmerica National Bank Monmouth Trust & Savings Bank National City Nebraska Trust Company Northwest Bank & Trust Company Norwest Bank Norwest Investment Management Old National Perpetual Savings Bank Pohland Financial Group Quad City Bank & Trust The Rock Island Bank Rushmore State Bank Sauk Valley Bank Sanwa Bank California Southeast National Bank Spectrum Financial Services, Inc. State Bank of Orion THE National Bank U.S. Bank Wells Fargo Bank Iowa NA MANUFACTURING American Profol Brammer Mfg Co. Case IH Deere & Company Fulton Corporation Genesis Systems Group Hardi International John Deere Davenport Works John Deere Harvester LaMont, Ltd. Norcross Footwear Packaging Technologies Performa Manufacturing Group Purathane Reade Manufacturing Company Red Jacket PumpslMarley Pump SCAFCO Corporation The Schebler Company W.W. Grainger Williams White & Company Wright Packaging HEALTHCARE Genesis Health Services Heritage National Healthplan Primary Care Family Center SERVICES - WHOLESALE - RETAIL Abrahams Parts & Machine Service Alter Barge Line, Inc. Alter Tmding Corporation Axon' Cable Inc. BDO-Seidman, LLP Clinton Chamber of Commerce Davenport Chamber of Commerce The Davenport Club Design-Build Associates, Inc. Eagle Foods Elliott Aviation Estes Company Fidlar Companies Gierke-Robinson Company Horan & Barker Interactive Technologies Group, Inc. Lee Enterprises Lujack's Auto Plaza New Horizons Computer Learning Center Palmer College of Chiropractic Perkins and Company Petersen Tire Mounting System, Inc. Plaza One Hotel Point Builders, Inc. Polaris International President Riverboat Casino Republic Electric Ring King VisibIes Ronald J. Borden & Company, Ltd. Ruhl & Ruhl Commercial Russell Construction Sieg Companies Standard Forwarding Stanley, Reiling, Lande Steepmeadow Condominiums Sun court, Inc. Swan Engineering TBD Logistics Tri Cities Sales Trinity Logistics Corporation Twin Bridges Mack W.G. Block/Blue Grass Steel Watertown Ageny Wessels, Stojan & Stephens, P.c. Wm. Condon & Company, Ltd. Yash Technologies MRG Client List cont'd NOT FOR PROFIT Arrowhead Ranch City of Des Moines Focus Watertown Davenport Museum of Art DavenportOne Downtown Davenport Association Downtown Davenport Development Corporation Girl Scouts of Mississippi Valley Iowa Business Council Modem Woodmen of America Moline Foundation Putnam Museum Quad City Arts Quad City Botanical Center River Music Experience Rock Island Housing Authority St. Ambrose University COACHING AND ASSESSMENTS A.D. Huesing Alcoa Central State Bank City of Des Moines Electro-Freeze Estes Construction F&M Bank Guardian Industries Hansaloy Corporation Iowa Mutual Insurance Company Lafarge Corpomtion Lutheran Brotherhood Midland Press Palmer Chiropractic University Per Mar Security Quad City Times Republic Companies The Schebler Company Wells Fargo Bank COMPANy:/YLCfA erStPIl c:I- ~1'"1J hst!J'l Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceotional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceotable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. MarQinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 -10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE Search FinnRank.doc AProposalPreparedfor The City of Iowa City Iowa for The Search and Selection of a City Manager by McVhersun ~ Jacubsun~ L.L.C. Executive Recruitment and Development Mt;l)he..,un ~ Jat;Ub,un~ L.L.t:. Executive Recruitment & Develo ment McVhers()n ~ Jac()bs()n L.L.C. Executive Recruitment and Development P.O. Box 7346 Omaha, Nebraska 68107 Phone: 888-375-4814/402-991-7031 Fax: 402-991-7168 Email: mail@macniake.com Website: www.macniake.com T ABLE OF CONTENTS Introduction ....................................................................................... 3 Background of McPherson & Jacobson L.L.C. .................................. 3 Five Phases of a City Manager Search............................................. 5 Phase I..................................................................................... 5 Phase II.................................................................................... 6 Phase III................................................................................... 8 Phase IV ................................................................................ 10 Phase V ................................................................................. 12 Ti mel i ne .......................................................................................... 15 Summary......................................................................................... 17 Statement of Qualifications.............................................................. 19 Lead Consultant for Iowa City Search............................................. 21 References...................................................................................... 23 This proposal is the property of McPherson & Jacobson L.L.C. and has been prepared at the request of the City of Iowa City, Iowa. The contents of this proposal are not to be reproduced or distributed for any reason other than for use by the City of Iowa City, Iowa. 07/07 2 Introduction This is a proposal submitted by McPherson & Jacobson, L.L.C. to the City of Iowa City, Iowa, for conducting a national search for the position of city manager. The proposal for conducting the national search is divided into five sequential phases and is based upon a proven search protocol developed by McPherson & Jacobson L.L.C. Included in this proposal are an overview of McPherson & Jacobson L.L.C. and a description of the five sequential phases, investment, timelines, and a list of professional consultants. Background of McPherson & Jacobson L.L.C. McPherson & Jacobson L.L.C. has been conducting executive searches since 1991 and has conducted numerous national searches. We are a full-time business and maintain an office located in Omaha, Nebraska, staffed with three employees. McPherson & Jacobson L.L.C. does not hire city managers. We provide the city council a decision-making model. While we provide expert advice to the city council, the city council is in complete control of the process from start to finish. McPherson & Jacobson L.L.C. represents city councils and works strictly for them. McPherson & Jacobson L.L.C. does not represent potential candidates. However, McPherson & Jacobson consultants are aware of and track the careers of successful managers. Once a city council identifies the characteristics it desires in its new manager, the consultants from McPherson & Jacobson L.L.C. will identify and aggressively recruit, on a national level, candidates who match the city council's identified criteria. 3 4 Five Phases of a City Manager Search Phase I Working with the city council, and any groups identified by the city council, McPherson & Jacobson will: -/ Identify with the city council the most important characteristics of the new manager. Using Nominal Group Technique, the consultants will assist the city council in identifying the most important characteristics the city council would like to have the new manager possess. These characteristics will be used as a template for recruiting and selecting candidates. In addition, if the city council desires, the consultants will meet individually with city council members to discuss the search process. -/ Meet with groups identified by the city council to provide stakeholder input into the selection process. The consultants will meet with groups identified by the city council to solicit their input into the selection process. Each group is asked to identify the strengths of the city government and community, the characteristics they would like to see the new manager possess, and the issues facing the new manager. The results of these meetings are summarized by the consultants and presented to the city council. The city council chooses which groups it would like the consultants to meet with, but the most common groups include city employees, community and business groups. The consultants will assist the city council in choosing which groups it wishes to include. -/ Establish appropriate timelines and target dates for the selection process. The consultants will prepare a proposed calendar for the search process. Dates for advertising the announcement of vacancy, closing date, dates for interviewing, a target date for selecting the new city manager, and a date for the new city manager to begin will be discussed. -/ Determine appropriate advertising venues. The consultants will assist the city council in determining whether to conduct a national or regional search. Appropriate media venues (professional journals, trade papers, newspapers, and websites) will be presented and discussed. The consultants will discuss the cost of each media venue and anticipated return on investment. 5 Phase II In Phase II McPherson & Jacobson will: ./ Develop promotional literature and brochures announcing the vacancy. In order to get the best applicants to apply, it is important to promote your city government and community. The consultants will assist in preparing an announcement of vacancy that highlights the strengths of your city government and community. Our graphic artist will prepare a professional color brochure that highlights the city government and community and lists the selection criteria determined by the city council, the city council members, and the application procedures and timelines. ./ Prepare and place announcement of vacancy. The home office staff will prepare and place the announcement of vacancy. The announcement of vacancy will be sent to league of municipalities and manager associations, appropriate colleges and universities, and media venues selected by the city council. McPherson & Jacobson maintains an interactive website (www.macnjake.com) that allows applicants to access all the application materials and apply on line. ./ Develop an application unique to your vacancy that reflects the selection criteria determined by the city council. Application forms will be developed that reflect the selection criteria determined by the city council. All applicants will be asked to describe in writing their particular strengths in each area. This will be one of the preliminary screening devices used by the consultants when assessing potential candidates. ./ Send out and receive all application materials. The home office will send out and receive all application materials. No one from your office staff will be burdened with this task. In fact, we only need assistance from city personnel for two tasks: one task is providing information for the promotional brochure, and the other is coordinating dates between the consultants and the city meetings. ./ Actively recruit applicants who will meet the city's needs. While McPherson & Jacobson does not represent candidates, we keep a data bank of quality candidates. Once the city council has chosen its selection criteria, we will send the information to all of our consultants across the United States, asking them to nominate candidates who would be a good match. Those candidates will be invited to apply. Some of our best candidates may not be actively seeking another position and will need to be recruited. 6 -/ Assist the city council in determining compensation parameters. In order to recruit and select top candidates, compensation packages need to be competitive. The consultants will present data that indicates what cities in the same geographical region and similar size are paying managers. Whenever possible, they will also present compensation information for cities that recently hired a city manager. The consultants only provide data for the city council to consider in making the decision on compensation parameters. Final compensation decisions will be determined by the city council and the selected candidate. -/ Keep all applicants informed of their status in the selection process. Approximately a week before the closing date, candidates will receive a letter notifying them of the status of their application materials and what may be needed to complete the process. In some instances, recruits will receive phone calls from the consultants verifying their status in the process. 7 Phase III In Phase III McPherson & Jacobson will: v" Evaluate each applicant against the selection criteria. The consultants will read and evaluate all of the completed files submitted by applicants. They will read the application form and all of the additional material in each file and begin comparing it against the selection criteria. v" Conduct reference and background checks. We understand that applicants do not submit references who will not speak highly of them. We begin with the references given and ask them a list of questions relevant to the selection criteria. After asking those questions, we ask each reference to give us the names of other people who can speak of the applicant's qualifications. We then call those individuals and ask them the same set of questions, including asking them to give us the names of other people who could speak of the applicant's qualification. We repeat the process until we have complete knowledge of the applicant's strengths and weaknesses. v" Review candidates with the city council and assist the city council in determining which candidates it will interview. The consultants will present a complete list of applicants to the city council for its review. We do not eliminate any applicants. We will submit a short list of those applicants who we feel most closely meet the city's criteria and will present a written analysis for each. Upon reviewing the applicants, the consultants will assist the city council in determining which applicants it wishes to consider as candidates for interviews. v" Assist the city council in developing a set of interview questions that reflect the identified selection criteria and characteristics. The consultants will present an extensive list of potential interview questions that reflect the selection criteria and characteristics from which the city council may select. The consultants will also assist the city council in creating interview questions that are unique to specific interests. The goal is to write questions that are open-ended, so city council members may accurately assess each candidate's knowledge and background in each area. It is also a concern to assure that the questions are legal and in compliance with Affirmative Action. 8 ./ Send a letter to all applicants who will not be interviewed. Once the city council has selected its final candidates, all other applicants will receive a letter on behalf of the city council thanking them for taking the time to complete the application materials and notifying them that they are not a finalist. 9 Phase IV In Phase IV McPherson & Jacobson will: ./ Coordinate interview and visitation procedures. The consultants will assist the city council in establishing the interview schedule. Working with the city council, the consultants will set up an interview schedule that will give the candidate a tour of the community. The consultants will also help the city council identify groups for each candidate to meet. Typically, the same groups the consultants met with to receive input into the selection process will also spend time with each candidate. Finally, the consultants will help coordinate the formal and informal interview process with the city council. ./ Assist the groups identified by the city council in procedures for meeting each candidate and providing feedback to the city council. A representative group of eight to twelve people will be selected to represent each of the groups identified by the city council. The consultants will meet with a chairperson for each group to discuss their roles and responsibilities. The purposes of these groups are two-fold: one, to promote the city and community to the candidate; and two, to form an impression of each candidate, which they will share with the city council. The consultants will coach each group on how to conduct the meeting with each candidate and what questions they can or cannot ask. The consultants will also provide the chairpersons with a form in which, using group consensus, they will record their impressions of each candidate. The forms will be sealed in an envelope after meeting with each candidate and turned in to the contact person. Upon completing the interview process with all candidates, the city council will receive and open the forms from each group. ./ Coordinate visitation procedures for the candidate's spouse. In most instances the candidates are married and this, therefore, becomes a two-person decision. We encourage city councils to invite spouses to attend the interview day. The consultants will coordinate a portion of the interview day for the spouse to have an expanded visitation of the community. Areas of interest typically include available housing, medical facilities, churches, recreational opportunities, and shopping. Other areas of interest unique to your community will also be included. ./ Assist the city council in making final arrangements for each candidate's visit. In most states it is common for the city to pay for the interview expenses for the candidates and their spouses. In order to assure expenses stay within established guidelines, the consultants will assist in making lodging and travel arrangements for each candidate. 10 ../ Contact all finalists and schedule their interview dates. The consultants will contact each finalist candidate; notifying them they are a finalist for the position and scheduling their interview date. The consultants will be the contact for answering any questions and coordinating the candidates' visits to the community. ../ Personally contact each finalist who wasn't hired. Once the city council has offered a contract to the final candidate, and it has been accepted by the candidate, the consultants will call eac~ of the other final candidates and thank them on behalf of the city council for interviewing for the position. Final candidates are not notified until a contract has been signed. If by chance you lose your top candidate, we want to keep viable candidates available. 11 Phase V In Phase V McPherson & Jacobson will: ., Establish performance objectives for the new city manager. Working with the city council and new city manager, the consultant will use Nominal Group Technique to assist in the establishment of performance objectives for the new city manager. Outside of the day-to-day operation of the city, the city council will identify two or three areas that they want the city manager to focus on during the first year. Once the performance objectives have been identified, city council members will be asked what evidence they will accept that the city manager is making progress towards the accomplishment of the identified performance objectives. The city manager will take the information generated from this session and develop an action plan for accomplishing the performance objectives. The action plan will be presented to the city council for formal approval and forwarded to McPherson & Jacobson's home office. ., Provide evaluative procedures for a six-month and one-year evaluation. At the six-month interval of employment and again at one year, McPherson & Jacobson will send out an evaluation form to the city council president to distribute to the members of the city council. The completed evaluation forms will be returned to the mayor to be utilized in the six-month and year-end evaluation. ., Provide a one-year guarantee. If the city council chooses to use our complete service, we will guarantee our process for one full year. If the person selected leaves the position, FOR WHATEVER REASON, within one year of being hired, we will repeat the process at no charge except actual expenses. We are convinced that our process of identifying your important selection criteria, using an open process of involving stakeholders, screening candidates against the criteria, using a research-based assessment of candidates skills and characteristics, and being able to work with you during the critical first year, will allow us to make a good match every time! 12 Ci o c Ci o o El o C o o o o o o IJ C [J C 13 60 o = _=50 C2> E i= 40 90 80 70 30 20 "10 C::ol77parison 0'" Til77e Requirel77ents "'or a Acll77inistrator Search 80 30 CiI McPherson & ....acobson.s Time _ City o~ lovva City's Time o "1 Phase I Phase III Phase V Phase IV Phase II McPherson & Jacobson has designed a protocol. vvhich allovvs the city council to concentrate on the most important segment. the intervievv. and selection of the successful candidate. Our mission is to provide your city council a hassle-free city manager search. ,^,e vvill take care of all the drudgery. vvhich vvill free your city council to concentrate on the decision-making process. 13 14 Timeline The timeline for the search process is established when we meet with the city council so we can tailor it to the unique needs of the city. However, from our first meeting with the city council until the finalist is selected is typically a minimum of two to three months. An example timeline: ~ As soon as our firm is selected . Advertising begins . Work is started in identifying the qualities for the city manager . An application form is created . A formal timeline is formulated to meet the needs of the city council . A brochure is created to advertise the city and the vacancy ~ At the time designated by the city council . Focus Group/Community Meetings are held . A summary of community input is presented to the city council ~ As applications arrive in our office . A database is started to track all the applications as they come in . The candidates are notified of what items they still need to complete the application process ~ After the closing date . Files for all candidates who completed the application process are forwarded to the consultants for their review . The consultants begin the review and pre-interview process ~ Approximately two to four weeks after the closing date . The consultants meet with the city council to present summary profiles on their final candidates and provide information to the city council on all candidates who completed the application process. . The city council selects the candidates they would like to interview. . McPherson & Jacobson contacts each candidate who completed the application process to notify them they have not been selected as a final candidate. ~ At a time designated by the city council (usually the week after the finalists are presented to the city council) . The city council interviews their final candidates . The city council selects their new city manager . McPherson & Jacobson contacts each candidate who was interviewed to notify them they have not been selected. 15 16 Summary McPherson & Jacobson L.L.C. provides a complete search process. Some of the highlights of our process are: . Our process is a complete process; we do everything except interview the candidates. City personnel are used only to help coordinate the visitation of the consultants with the various groups identified by the city council. . Confidentiality is of prime concern in our process. To attract top candidates, we treat all applications with utmost confidentiality. . We will take the entire city council through a consensus-building process to identify the top criteria for the selection of the new city manager. . We will meet with focus groups to provide stakeholder input into the selection process. The consultants will summarize that information and present the results to the city council. . We are recruiters of quality applicants. Once the city council has established its selection criteria, McPherson & Jacobson will actively recruit candidates that meet the identified criteria. If the city council desires, McPherson & Jacobson will recruit non-traditional candidates. . We do not maintain a stable of candidates to bring to each search. However, we do maintain a database of quality applicants from which we will recruit applicants who meet your criteria. . Once the city council has established the characteristics it desires in its new city manager, our consultants will identify and aggressively recruit candidates who match the city council's identified criteria. . Phase V provides a one-year commitment to work with your city council and new city manager. Working with the city council and new city manager, we will help establish annual performance objectives for the new city manager's first year and we will provide six-month and one-year evaluations. We have found the acceptance of this phase to be very positive as it helps provide a good transition. 17 18 Statement of Qualifications McPherson & Jacobson L.L.C. Executive Recruitment and Development has been conducting executive searches since 1991 and has conducted over 280 national searches plus public sector searches for the City of Falls City and the Washington Pavilion of Arts and Science in Sioux City. From 1991 to 2004, we have specialized in searches for superintendents of school districts. While conducting superintendent searches we have realized the search protocol we have developed works for any executive search that is conducted by an elected board. We know our protocol is proven and will work to successfully identify a City Manager for the City of Iowa City. 19 20 Lead Consultant for Iowa City Search Thomas Jacobson Ph.D. PERSONAL INFORMATION Name: THOMAS P. JACOBSON Address: 19807 Sterling Court Plattsmouth, NE 68048 Phone: (402) 298-7393 home (402) 991-7031 office EDUCATIONAL BACKGROUND 1983-86 Ph.D. University of Minnesota Educational Administration 1977-80 Ed.S. University of Minnesota Educational Administration 1971-73 M.S. S1. Cloud State University Educational Administration 1965-69 B.S. Bemidji State University Elementary Education EXPERIENCE 1996 - Chief Executive Officer/Owner Key Concepts L.L.C. 1991 - Chief Executive Officer/Owner McPherson & Jacobson L.L.C. 1991 - Associate Professor University of Nebraska at Kearney Kearney, Nebraska 1988-91 President Consortium for School Improvement Gunnison, Colorado 1986-90 Superintendent Gunnison Watershed School District Gunnison, Colorado 1987 -89 Adjunct Professor Western State College Gunnison, Colorado 1980-86 Superintendent Remer/Longville ISO #118 Remer, Minnesota 1982-84 Supervising Superintendent Tri-County Coop Grand Rapids, Minnesota 1979-80 Assistant Superintendent for Remer/Longville ISO #118 Curriculum, Instruction, and Personnel Remer, Minnesota 1975-79 Elementary Principal Remer/Longville ISO #118 21 22 References City of Falls City, Nebraska Searches for Public Works Superintendent and Gas Superintendent 1820 Towle Street P.O. Box 158 Falls City, Nebraska 68355 City Phone: 402-245-2707 Point of Contact: Martin Gist 2006 Washington Pavilion of Arts and Science Director of Community Engagement and Learning 301 S. Main Sioux Falls, South Dakota 57104 Phone: 605-367-7397 Point of Contact: Steve Hoffman 2006-2007 23 COMPANY:~ rn~rcer GrtJ'f Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceptional _ the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceptable _ the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal _ the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 -10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc CITY OF IOWA CITY, IOWA Statement of Qualifications for Executive Search Services for the Position of CITY MANAGER July 29, 2007 f;--\~--r J)lJ The Mercer Group~ Ine. Consultants To Management The Mercer Group, Inc. Consultants To Management .5.51 W. Cordova Road, #726 Santa Fe, New Mexico 87.50.5 (50.5) 466-9.500 FAX (50S) 466-/274 E-lnail: 'ner('e,{tj)"lindsprl~nK.co'n August 4, 2007 Ms. Sylvia A Mejia Personnel Administrator City of Iowa City 410 E Washington Street Iowa City, IA 52240 Dear Ms. Mejia: The Mercer Group, Inc. is pleased to submit this Statement of Qualifications to assist the City of Iowa City to recruit nationally and to develop exceptionally well-qualified candidates for the position of City Manager. The Mercer Group, Inc. has extensive experience in conducting city manager searches locally and nationally. Our firm probably conducts more of the city manager searches than any other group in the United States. Weare exceptionally well qualified to conduct this search for the City of Enfield. The purpose for engaging the services of an executive search firm is to seek out and recruit experienced candidates and to assist the Town of Enfield in selecting highly qualified individuals who meet the profile and needs of the Town and who might not otherwise apply. We are the largest nationwide public sector search firm and we have more experience than any other public sector executive search firm. Mr. Mercer is a Certified Management Consultant (CMC) which is the preeminent designation earned in the management consulting profession. It is an indication that the individual possessing it has met and continues to meet strict certification requirements of the Institute of Management Consultants. The CMC designation represents that the individual has met world-class standards of competence, ethics and independence in the management consulting field. Mr. Mercer is the only management consultant with this designation operating in the public sector. (Please see www.mercerifollpinc.com for more information about our firm and about current searches that we are conducting.) The mission of The Mercer Group, Inc. is to make our clients proud that they engaged us to provide management consulting services for them. The Mercer Group, Inc. also makes extensive ATLANTA · BRECKENRIDGE · DALLAS · GREELEY · LANSING · MARIETTA NEW ORLEANS. PHOENIX · RALEIGH AREA · SANTA FE · SCOTTSDALE SACRAMENTO AREA · WINTER HAVEN www.mercergroupmc.com Ms. Sylvia A Mejia City of Iowa City Page Two Au~st 4. 2007 use of the Internet both with our own web page which can be located at www.mercergroupinc.com and through e-mail. We post positions with other Internet providers and make information available to a wide number of people who are Internet users. We also make extensive use of the Internet to review newspaper articles on top candidates, etc., from the community in which they are currently employed or were employed in the past. This proposal is designed to provide an indexed and easily usable document for the City of Iowa City to assess the qualifications of The Mercer Group, Inc. to handle this critical work. It contains the following sections: Table of Contents; Name of Firm, Owners and Brief History of the Firm; Key Personnel; Firm Capabilities and Experience: References; Additional Information; Anticipated Schedule. Our corporate headquarters is in Atlanta and we have branch offices in Breckenridge, Colorado; Dallas, Texas; Greeley, Colorado; Lansing, Michigan; Marietta, Georgia; New Orleans, Louisiana; Phoenix/Scottsdale, Arizona; Raleigh, North Carolina; Santa Fe, New Mexico; Weimar, California; and Winter Haven, Florida. We will work on the assignment from our Santa Fe office. This search will be personally conducted by James L. Mercer. Mr. Mercer will be assisted on appropriate tasks by Karolyn Prince-Mercer. ******* Thank you for the opportunity to respond to this important assignment. This proposal is valid for ninety (90) days from receipt by the City ofIowa City. We are looking forward to discussing this proposal with you personally, and urge you to allow us to come to Iowa City at our expense to do that. W m quickly to do so. Please call me at 770-551-0403 if you have any questions. Enclosures THE MERCER GROUP, INC. CITY OF IOWA CITY", IOWA Proposal for Executive Search Services for the Position of CITY MANAGER August 4, 2007 ~ THEMEBCEBGROUP, INC. S51.W Cordova Road Suite. 726 Santa Fe, New Mexieo 87505 505-466-9500 50S-466-1274.FAX mereer@mindsprlng.eom www.mel"cergroupinc.colt\ TABLE OF CONTENTS Section Cover Letter I. TAB ONE: NAME OF FIRM, OWNERS AND BRIEF HISTORY II. TAB TWO: KEY PERSONNEL III. TAB THREE: FIRM CAP ABILITIES AND EXPERIENCE IV. TAB FOUR: REFERENCES V. TAB FIVE: OTHER INFORMATION VI. TAB SIX: ANTICIPATED SCHEDULE . TAB ONE NAME OF FIRM, OWNERS AND BRIEF HISTORY The Mercer Group, Inc. is an independent management consulting firm incorporated in the State of Georgia and operating nation-wide. The firm was founded by James L. Mercer, a long-term public management consultant. Mr. Mercer started his own firm in 1981 and, in 1984, merged it with another consulting firm, Wolfe & Associates, Inc. On June 1, 1986, Mr. Mercer acquired the Human Resource and Organizational Consulting Practice of Wolfe & Associates, Inc. This acquisition formed the basis for Mercer, Slavin & Nevins, Inc. He sold his interest in Mercer, Slavin & Nevins, Inc. early in 1990 and founded The Mercer Group, Inc. The Mercer Group, Inc. provides exceptionally high quality management consulting services to state and local governments, transit authorities, health care providers, utilities, special districts, and private sector clients. Specialty practice areas include: executive recruitment, organization and operations analysis, productivity improvement, strategic planning, management systems, compensation/classification/policy studies, privatization, budget evaluation services, government consolidation and organization development, training, and general management consulting. Our key consultants have conducted successful searches for hundreds of public sector organizations nationally and can offer numerous references as testimony of our work. This important engagement will be conducted by Mr. James L. Mercer. Mr. Mercer has conducted or assisted in the conduct of more than 1000 successful executive searches in recent years. Mr. Mercer's resume is included below at TAB TWO. Mr. Mercer is the Chief Executive Officer of our firm and can be located at our corporate headquarters as follows: James L. Mercer, President The Mercer Group, Inc. 5579B Chamblee Dunwoody Road Suite 511 Atlanta, Georgia 30338 Telephone: (770) 551-0403; FAX: (770) 399-9749 Federal Tax ID No.: 58-1877068 - TAB TWQ KEY PERSONNEL Resumes of Our Key Staff 1. James L. Mercer. President - Atlanta and Santa Fe Offices Mr. Mercer holds a Master of Business Administration degree from the University of Nevada, Reno, and a Bachelor of Science degree in Industrial Management from the same institution. He has also received a Certificate in Municipal Administration from the University of North Carolina at Chapel Hill and is a graduate of the Executive Development Program at Cornell University. Mr. Mercer is a Certified Management Consultant (CMC) and has more than 30 years of experi- ence in executive search and management consulting. He has authored or co-authored six books and has written more than 250 articles on various management topics. His experience covers the following functional areas: executive search, organization and operations analysis, management systems, productivity improvement, seminars/training, goal setting, strategic planning, privatiza- tion, government, consolidation, and general consulting. Prior to founding The Mercer Group, Inc., Mr. Mercer held positions as President of Mercer, Slavin & Nevins, Inc.; Regional Vice President of Wolfe & Associates, Inc.; as Partner and Vice President of KornlFerry International; General Manager of Battelle Southern Operations; National Program Director for Public Technology, Inc.; and Assistant City Manager of Raleigh, North Carolina. He has also been President of James Mercer & Associates, Inc., and has served as Director of Government Consulting Services for Coopers & Lybrand in both the Southeast and Southwest, as well as Director of the Industrial Extension Division for Georgia Tech. 2. Karolyn Prince-Mercer, Senior Vice President - Santa Fe Office Ms. Prince-Mercer received her Bachelor of Arts degree in History with minors in Art, Political Science and Education from the University of Nevada. She received her Doctor of Jurisprudence degree from Woodrow Wilson College of Law. She is licensed to practice law in New Mexico and in Georgia. MBTI qualified. Ms. Prince-Mercer has been in management consulting for 13 years. She has experience working in executive search, compensation and classification, and organization and management studies. Major current assignments include: Village Manager search for Village of Glen Ellyn, Illinois Transportation Director search for Loudoun County, Virginia Finance Director search for McAlester, Oklahoma Executive Director search for Champaign County Regional Planning Commission, Illinois Assistant City Manager search for Champaign, Illinois City Administrator search for City of Prairie Village, Kansas Human Resources Assistant Director search for City of EI Paso, Texas City Manager Search for City of Richland, Washington City Administrator search for City of Grand Island, Nebraska City Administrator search for City of Monmouth, Illinois Financial Services Manager search for City of Peoria, Arizona Revenue Manager search for City of Peoria, Arizona City Manager search for City of Mount Holly, North Carolina County Manager search for Union County, North Carolina Health Director search for Union County, North Carolina Some of the searches listed above are in the very final stages of the process and will be closing out soon. James L. Mercer and Karolyn Prince-Mercer are available to begin new searches and have the quality time to undertake such new searches. - TAB THREE FIRM CAPABILITIES AND EXPERIENCE EXHIBIT I THE MERCER GROUP, INC. RECRUITMENT TEAM SKILLS MATRIX CATEGORIES OF SKILLS AND EXPERIENCE Special District/Non-Profit Small Municipality Large Municipality Urban County Rural County Suburban Government Search Committee Citizen Committee Minority Placements Internal Candidate Placement Women Placement Candidate Videotaping Local Government Work Experience Council/Manager Goal Setting Sunshine and Open Records Act Ex- perience National Experience and Contacts Other Public/Private Experience CEO & Department Head Place- ments Unbundled Search Process RECRUITMENT TEAM J. MERCER K. PRINCE-MERCER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Our firm probably conducts more of the city manager searches than any other group in the United States. Weare exceptionally well qualified to conduct this search for the City of Iowa City. Weare the largest nationwide public sector search firm and we have more experience than any other public sector executive search firm. Mr. Mercer is a Certified Management Consultant (CMC) which is the preeminent designation earned in the management consulting profession. It is an indication that the individual possessing it has met and continues to meet strict certification requirements of the Institute of Management Consultants. The CMC designation represents that the individual has met world-class standards of competence, ethics and independence in the management consulting field. Mr. Mercer is the only management consultant with this designation operating in the public sector. (Please see www.mercergroupinc.com for more information about our firm and about current searches that we are conducting.) City Managers/Administrators Alachua, Florida - City Manager - 2001 Albany, Georgia - Assistant City Manager (Limited scope search) - 2000 Angel Fire, New Mexico - Town Administrator (Limited scope search) - 2000 Andrews, Texas - City Manager - 2000 Ann Arbor, Michigan - City Administrator - 2001 Arkansas City, Kansas - City Manager - 2006 Athens/Clarke County Unified Government, Georgia - Manager - 2000 Avondale, Arizona - City Manager - 2000 Bay City, Michigan - City Manager - 2003 Beavercreek, Ohio - City Manager - 2003 Billings, Montana - City Administrator - 2006 Billings, Montana - City Administrator - 2003 Billings, Montana - Assistant City Administrator - 2003 Billings, Montana - Deputy City Administrator - 2003 Bloomfield Hills, Michigan - City Manager - 2006 Bloomfield Hills, Michigan - City Manager - 200 I Boulder, Colorado - City Manager - 2002 Bryan, Texas - City Manager - 2006 Carpentersville, Illinois - Village Manager - 2001 Carrboro, North Carolina - Town Manager - 2003 Casa Grande, Arizona - City Manager - 2003 Casselberry, Florida - City Manager (Limited scope search) - 2003 Centennial, Colorado - City Manager - 2001 Centennial, Colorado - Assistant City Manager - 2006 Charlotte, North Carolina - City Manager - 2007 Charlotte, North Carolina - Deputy City Manager (Limited scope search) - 2000 Clayton, Missouri - City Manager - 2003 College Park, Georgia - City Manager - 2002 College Park, Maryland - City Manager - 2004 College Park, Maryland - City Manager - 2002 College Station, Texas - City Manager - 2006 College Station, Texas - Assistant City Manager (2) - 2006 Coral Springs, Florida - Assistant City Manager - 2000 Covington, Washington - City Manager - 2006 Culpeper, Virginia - Town Manager - 2000 Dayton, Ohio - City Manager - 2006 Dayton, Ohio - Assistant City Manager/Operations - 2007 Dayton, Ohio - Assistant City Manager/Economic Development - 2007 Daytona Beach, Florida - City Manager - 2002 Derby, Kansas - City Manager - 2001 Dothan, Alabama - City Manager - 2002 Downer's Grove, Illinois - Village Manager - 2005 Durham, North Carolina - City Manager - 2004 Eau Claire, Wisconsin - City Manager - 2006 Elkhart, Kansas - City Administrator (Limited scope search) - 2000 Eloy, Arizona - City Manager - 2000 El Paso, Texas - City Manager 2004 EI Reno, Oklahoma - City Manager - 2006 Eustis, Florida - City Manager - 2007 Federal Heights, Colorado - City Manager - 2007 Federal Heights, Colorado - City Manager - 2004 Flint, Michigan - City Administrator - 2001 Fort Smith, Arkansas - City Administrator - 2006 Fountain Hills, Arizona - Town Manager - 2002 Frankfort, Kentucky - City Manager - 2003 Gainesville, Florida - City Manager - 2005 Galesburg, Illinois - City Manager - 2006 Glen Ellyn, Illinois - Village Manager - 2006 Glencoe, Illinois - Village Manager - 2000 Glendale, Arizona - Deputy City Manager (2 Positions) - 2004 Glenview, Illinois - Village Manager - 2004 Glenn Heights, Texas - City Manager - 2006 Goldsboro, North Carolina - City Manager - 2004 Grand Island, Nebraska - City Administrator - 2007 Granville, Ohio - Village Manager - 2005 Greeley, Colorado - Deputy City Manager - 2006 Gulfport, Florida - City Manager - 2003 Highland Park, Michigan - Interim City Manager - 2002-2003 Howell, Michigan - Deputy City Manager for Financial Services - 2004 Huber Heights, Ohio - City Manager - 2000 Indian Rocks Beach, Florida - Interim City Manager (Assist) - 2005 Jackson, Michigan - City Manager - 2004 Jackson County, Missouri - Deputy Chief Administrative Officer - 2007 Jacksonville, North Carolina - City Manager - 2005 Jacksonville, North Carolina - Assistant City Manager - 2006 Johns Creek, Georgia - City Manager - 2006 Johnson City, Tennessee - City Manager - 2005 Joplin, Missouri - City Manager - 2004 Kent, Ohio - City Manager - 2005 Lakeland, Florida - City Manager - 2003 Lakeland, Florida - Assistant to the City Manager - 2004 Lapeer, Michigan - City Manager - 2002 League City, Texas - City Administrator - 2004 Liberty, Texas - City Manager - 2007 Los Angeles, California - Chief Legislative Analyst - 2005 Louisville, Ohio - City Manager - 2001 Manistee, Michigan - City Manager - 2001 Martinsville, Virginia - City Manager - 2004 Mason, Ohio - City Manager - 2006 Matthews, North Carolina - Town Manager - 2002 McAlester, Oklahoma - City Manager (limited scope search) - 2006 McKinney, Texas - Assistant City Manager - 2006 Melbourne, Florida - City Manager - 2002 Middletown, Pennsylvania - Borough Manager - 2001 Minnetonka, Minnesota - City Manager - 2000 Montgomery, Illinois - Village Manager - 2000 Mound, Minnesota - City Manager - 2000 Mount Holly, North Carolina - City Manager - 2007 Naples, Florida - City Manager - 2003 Negaunee, Michigan - City Manager - 2004 Newport News, Virginia - City Manager - 2005 North Miami, Florida - City Manager - 2002 Northglenn, Colorado - City Manager - 2001 North Myrtle Beach, South Carolina - City Manager - 2003 North Port, Florida - Assistant City Manager (Limited scope search) - 2003 North Port, Florida - Assistant City Manager (Limited scope search) - 2002 Oak Ridge, Tennessee - City Manager - 2003 Orlando, Florida - Chief Administrative Officer - 2005 Oxford, Ohio - City Manager - 2007 Parker, Colorado - Town Administrator - 2005 Payson, Arizona - Town Manager - 2002 Piqua, Ohio - City Manager - 2005 Plainview, Texas - City Manager - 2003 Ponce Inlet, Florida - Town Manager - 2001 Portsmouth, Virginia - City Manager - 2000 Powder Springs, Georgia - City Manager - 2006 Prairie Village, Kansas - City Administrator - 2007 Punta Gorda, Florida - City Manager - 2004 Raleigh, North Carolina - City Manager - 2000 Reading, Pennsylvania - Managing Director - 2003 Richland, Washington - City Manager (Limited scope search) - 2000 Rio Rancho, New Mexico - City Administrator - 2003 Rock Hill, South Carolina - City Manager - 2001 Safety Harbor, Florida - City Manager - 2006 Sandy Springs, Georgia - City Manager - 2005 Sarasota, Florida - City Manager - 2007 Saratoga, California - City Manager - 2000 Southlake, Texas - Assistant City Manager - 2005 South Miami, Florida - City Manager - 2003 Spartanburg, South Carolina - City Manager - 200 I St. Pete Beach, Florida - City Manager - 2001 Suffolk, Virginia - City Manager - 2002 Sun'n Lake Sebring Improvement District, Florida - General Manager - 2006 Sun'n Lake Sebring Improvement District, Florida - General Manager - 2004 Sun'n Lake Sebring Improvement District, Florida - General Manager - 2002 Superior, Colorado - Town Manager - 2006 Swartz Creek, Michigan - City Manager - 2000 Takoma Park, Maryland - City Manager - 2004 Talladega, Alabama - City Manager - 2003 Temple, Texas, City Manager - 2004 Tifton, Georgia - City Manager - 2007 Topeka, Kansas - Chief Administrative Officer - 2002 Treasure Island, Florida - City Manager - 2004 Tucson, Arizona - City Manager - 2004 University City, Missouri - City Manager - 2005 Vero Beach, Florida - City Manager - 2004 Westerville, Ohio - City Manager - 2007 Westminster, Colorado - City Manager - 2000 Westminster, Maryland - City Administrator - 2006 White House, Tennessee - City Administrator - 2005 Wichita Falls, Texas - City Manager - 2005 Wilmington, North Carolina - City Manager - 2002 Wilmington, North Carolina - Deputy City Manager - 2003 Wilson, North Carolina - City Manager - 2004 Winter Haven, Florida - City Manager - 2001 Wylie, Texas - City Manager - 2004 York, Pennsylvania - Business Administrator & Assistant Solicitor - 2000 Mr. Mercer is/was the lead consultant on 80% of the above listed searches, he is still with the company and has not been with another firm since 1991. The Mercer Group, Inc. is very experienced in utilizing a participatory process involving the community. Our firm's process is as follows: After reviewing written materials provided by the City and meeting with you and others of your choice to determine their objectives relative to the search, we would conduct the following steps: 1. Analyze the position and draft a Position Profile. 2. Recruit for the position on a regional and national basis. 3. Invite potential candidates to apply who meet the criteria established by the City. 4. Review and screen applications. 5. Conduct interviews and background checks of selected candidates. 6. Recommend a list of final candidates with writeups, suggested questions and forms. 7. Coordinate final interviews, conduct final background checks, negotiation and follow-up. 1. Position Analysis We will have extensive consultation with the members of the City, other City staff and local leaders selected by them, as well as other individuals or groups (if you wish) to determine the City's vision/mission, goals and objectives, the needs and issues, require- ments of the job, and to obtain information about the environment within which the position functions. In addition, we will spend a considerable amount of time at the beginning of the process with the City in order to determine the level of experience and training needed. During this process, we will initiate individual interviews with the City, citizen organiza- tions, department heads and key staff, and others of your choice to identify expectations, perceptions, and concerns regarding the position. Based on those meetings, we will prepare a draft position profile and review it with the City in order to arrive at a general agreement regarding the specifications for the position. The final position profile will include information about the City, the community, major issues to be faced, the position, and the selection criteria established. 2. Recruitment Process Because we have recently completed similar searches, we will first review our database to determine those candidates whom we may already know and/or already have on file who may meet the City's specifications. Although this process is valuable, we will rely most heavily on our own contacts in the city manager field and on our own experience. In other words, through "networking", we will conduct a nation-wide professional search for the best qualified candidates and invite them to apply for the position. We will provide the City with several advertising alternatives with varying degrees of cost and their associated benefits. Based on our discussions with the City, we will place ads in professional journals, in national, in-state and local newspapers, and in various minority and women's publications to encourage applicants to apply. 3. Resume Review We will review and analyze each applicant's background and experience against the position description criteria. We will acknowledge all resumes received and keep candidates informed of their status. 4. Candidate Screening Criteria for the preliminary screening will be contained in the approved "Recruitment Profile". They may include such items as education, technical knowledge, experience, accomplishments, management style, personal traits, etc. Screening of candidates against those criteria will be based on data contained in the resumes and other data provided by the candidates and on our knowledge of the organizations in which they work. At this stage, each must meet the minimum qualifications specified in the Recruitment Profile. We will be responsible for screening the applications received. This initial screening will be conducted by telephone and/or interactive video with the prospective candidate. We will conduct interviews with references who may know the candidate's background and expertise by telephone. Where feasible, we will also conduct personal interviews with top candidates. Once the initial screening is completed, we will select the prospective candidates who most closely match the criteria established by the City. The output of this step in the process will be a matrix display of the top candidates showing how each rates against the selection criteria established by the City. This matrix will be reviewed with the City in one-on-one meetings and guidance obtained prior to proceeding. One contingency here is that the City may not approve of any of the candidates. If that should occur, we would, of course, keep searching until the City's needs are clearly met. After review by the City, we will personally interview each using various interview tech- niques. We will closely examine their experience, qualifications and achievements in view of the selection criteria and our professional expertise in evaluating the quality of such qualifications and achievements. We also request that all candidates provide us, in writing, substantial information about their accomplishments and their management style and philosophy. This information will be verified and, at the City's option, may be further tested by having the finalists complete management and leadership style inventories. We interpret these instruments for the City, as well. 5. Background Investigations As part of our process in evaluating top candidates, we make detailed and extensive reference checks. In conducting these, it is our practice to speak directly to individuals who are now or have previously been in a position to evaluate the candidates' job performance. We ask each candidate to provide us with a large number of references. We then network these references to other persons who know the candidate. In this way, we thoroughly evaluate each candidate. We have talked to as many as 23 references concerning a single finalist candidate. These references and evaluations are combined to provide frank and objective appraisals of the top candidates. We also verify past employment difficulties, if any, including any legal action filed against former employers. As part of our evaluation process, we verify undergraduate and graduate college degrees. We arrange for credit checks, criminal checks, and, as an additional option, can arrange for psychological (or similar) testing of the candidates that may be desired. As a part of this project we can provide the results of a Teleometrics Management Style Inventory on the finalist candidates. We can also conduct a Myers-Briggs analysis of the team with the new team member for team building purposes. (These may be extra cost items.) We will recommend background investigation criteria to the City which will make the final decision on the specifics of the background check. 6. Interview Process Based on the preceding steps, a recommended list of finalists for the position of City Manager will be compiled. We will prepare a written summary on each finalist. The information will cover, but not be limited to, 1) present position, 2) total years experience, 3) salary requirements, 4) education, 5) previous positions held, 6) notable projects, 7) management style, 8) skills and abilities, 9) interests, and 10) professional goals. This information will be presented to the City in a detailed written format combined with the results of the background investigation and candidate screening. We will make a recommendation on a group of five (5) to seven (7) finalists. The City will make the final decision on which and how many candidates will be interviewed. Our report will be presented in a meeting with the City in which we will discuss our recommendations and provide background information, sample questions and a rating form for the interviews. We can also assist the City at no extra charge in conducting targeted selection and/or simulation processes with finalists, if desired. In particular, we will explain which, if any, of the applicants specifically meet the total criteria established by the City or whether the final group simply represents the best avail- able talent. We will also provide the City with our recommendations relative to timing, sequencing, location, setting, format, and conduct of interviews with the finalists. We will provide information about trends in employment, employment contracts and agreements, relocation expenses, perquisites, appropriate role for spouses, receptions, etc. We will arrange schedules for top candidate interviews with the City and will coordinate the process. 7. Negotiation and Follow-up We will also assist in the negotiation process relative to salary, benefits and other conditions of employment. We feel that we can be especially helpful because we have proposed a fixed fee rather than one based on a percentage of salary. One contingency here is that an agreement may not be able to be arranged. If that is the case, we will work with the City to select an alternate candidate. We will properly handle any and all media relations. Unless otherwise directed, it is our standard practice to tell all media that we are working on behalf of the City and that a public statement should come directly from the City. We will maintain confidentiality of candidate information, to the degree possible, under New York law. Finally, we will notify by letter all unsuccessful candidates who were not recommended for interview with the City of the final decision reached. We suggest, however, that it is more proper for the City to directly notify all unsuccessful candidates whom they inter- viewed of the final result. Once the new City Manager have been on board for 30 days or so, we will conduct a session with the City and with the new new City Manager in order to establish mutual performance criteria and goals for the position. In this regard, we will work with the City to define the role of the new City Manager within the City. We will follow-up periodically with the City and the new City Manager during the first year in order to make any adjustments that may be necessary. We will keep the City closely informed and involved in decisions concerning the search process at all times. We will prepare and send to the City two reports each month. These reports will contain a progress report on the recruitment and specific steps to be taken to meet the City's deadlines and an itemization of expenses incurred-to-date and expected to be incurred during each succeeding project step. Support from the City will be needed, as follows: Arranging interviews with the City and key City staff Providing budget, organization charts and other documents Place of contact for the search Processing invoices for payment Our approach is highly interactive and significantly involves the client in all important steps of the process. Three City Manager searches our firm has conducted include: The Village of Downers Grove, Illinois. This was a Village Manager search, the timetable is below and our firm successfully placed a Village Manager. The Village Manager is still there. The City of College Station, Texas. This was a City Manager search, the timetable is below and our firm successfully placed the City Manager. The City Manager is still there. The City of University City, Missouri. This was a City Manager search, the timetable is below and our firm successfully placed the City Manager. The City Manager is still there. VILLAGE OF DOWNERS GROVE VILLAGE MANAGER SEARCH SUGGESTED TIME LINE FOR SEARCH PROCESS Meet with Village Council/Tour Village April 19, 2005 Interview Village Council/Village Manager Assistant Village Manager/Department Directors May 3-4, 2005 Submit draft Recruitment Brochure and Suggested Time Line to Village May 10, 2005 Village Approval of Recruitment Brochure and Suggested Time Line May 17,2005 Place AdvertisingIPrint Recruitment Brochure May 18, 2005 Begin Networking Process to Recruit Candidates May 18, 2005 Written E-Mail Progress Reports to Village Council Weekly Cutoff Date for Receipt of Applications July 1, 2005 Meeting with Village Council to Discuss Semi- Finalist Candidates July 6, 2005 Reference and Background Checks on Applicants July 7-25,2005 July 26, 2005 Report on Finalist Candidates Village Council Interviews with Finalists July 28-29, 2005 Decision on Selected Candidate July 29,2005 Negotiate with Selected Candidate July 29-August 5, 2005 New Village Manager Reports to Work 30 to 60 Days Later Close off Search Week of August 8, 2005 CITY OF COLLEGE STATION ASSISTANT CITY MANAGER SEARCHES SUGGESTED TIME LINE FOR SEARCH PROCESS Submit Draft Recruitment Brochure to City Interview City Manager and Department Directors/ Gather Written Materials Submit Suggested Timeline to City Submit Second Draft of Recruitment Brochure to City City Approval of Recruitment Brochure and Suggested Time Line Place Advertising/Print Recruitment Brochure Begin Networking Process to Recruit Candidates Written E-Mail Progress Reports to City Formal Progress Report to City Manager and Human Resources Director Cutoff Date for Receipt of Applications Meeting with City Manager and Human Resources Director to Discuss Semi-Finalist Candidates Consultant Interviews, Reference and Background Checks on Selected Applicants Report on Finalist Candidates City Interviews with Finalists Decision on Selected Candidates Negotiate with Selected Candidates New Assistant City Managers Reports to Work Close off Search May 14, 2006 May 18-19, 2006 May 20, 2006 May 20, 2006 May 23, 2006 May 26, 2006 May 26, 2006 Weekly June 16,2006 July 7,2006 July 12,2006 July 13-31 2006 August 1, 2006 August 3-4, 2006 August 7, 2006 August 7-14, 2006 30 to 60 Days Later W/G Aug. 21, 2006 CITY OF UNIVERlSTY CITY CITY MANAGER SEARCH SUGGESTED TIME LINE FOR REMAINDER OF SEARCH PROCESS Cutoff Date for Receipt of Applications January 30, 2006 Send Meeting with City Council to Discuss Semi- Finalist Candidates April 12, 2006 Consultant Interviews, Reference and Background Checks on Chosen Applicants April 13-28, 2006 Report on Finalist Candidates May 2, 2006 City Interviews with Finalists May 4-5,2006 Decision on Selected Candidate May 5, 2006 Negotiate with Selected Candidate May 5-12,2006 New City Manager Reports to Work 30 to 60 Days Later Close off Search W/O May 15,2006 TAB FOUR REFERENCES Mr. Jeff Pomeranz City Manager City of West Des Moines; population: 50,000 PO Box 65320 West Des Moines, IA 50265 515.222.3612 Various Engineering Searches (2002), Public Safety Searches (2002) and Director of Development Services Search (2007) The Mercer Group, Inc. was responsible for and handled 100% of the search Mr. Robert Layton City Manager City of Urban dale; population: 35,000 3600 86th Street Urbandale, IA 50322 515.278.3904 West-Com Search (911 center) (2003) The Mercer Group, Inc. was responsible for and handled 100% of the search Mr. Dennis Henderson City Manager City of Clive 1900 NW 114th Street Clive, IA 50325 515.223.6220 West-Com Search (911 center) (2003) The Mercer Group, Inc. was responsible for and handled 100% of the search Ms. Cara Pavlecik Village Manager Village of Downers Grove; population: 50,000 801 Burlington Avenue Downers Grove, IL 60515 630.434.5525 Village Manager Search (2006) and Finance Director Search (2007) The Mercer Group, Inc. was responsible for and handled 100% of the search Mr. Mike Baker Assistant Village Manager Village of Downers Grove; population: 50,000 801 Burlington Avenue Downers Grove, IL 60515 630.434.6877 Village Manager Search (2006) and Finance Director Search (2007) The Mercer Group, Inc. was responsible for and handled 100% of the search TAB FIVE OTHER INFORMATION . We believe some advantages to using The Mercer Group, Inc. which you may wish to consider are: . Critical Path Method -The Mercer Group, Inc. uses a "critical path" search process which is designed to allow our clients to focus their attention on the selection process rather than on recruiting and screening candidates. We have learned that each client's need for key executives is different and that there is no one "best" person for all situations. The best prospects are most frequently happily employed and are not responding to advertisements. These people typically need to be sought out and encouraged to become candidates. They are understandably reluctant to apply for positions if their interest could become a matter of public information prior to being assured that they will be finalist candidates. Our approach to this assignment will reflect the unique qualities of the City of Iowa City. It will honor the interests of candidates to the extent possible under Iowa law. . Reasonable Fees -Our practice was formed to provide exceptional quality recruitment services to our clients. Our system is designed to allow us to extend reasonable fees to our non-profit and governmental clients and still be well within our profit margins on each assignment. . Experience ~ur search specialists are among the most experienced recruiters in the United States. We are also conducting similar consulting assignments currently. Further, we have much experience in recruiting finance directors for city governments the size of the City of Iowa City. . Repeat Engagements -We have received a considerable amount of repeat business from our clients during the recent past. . Unique Skills and Services -We offer a valuable combination of skills and services which is unique in our industry. Our firm is nationally respected in the areas of organization analysis and development, teambuilding, strategic planning, goal setting, and productivity analysis. Should you wish, we would facilitate a goal and objectives setting workshop with the selected candidate and the City soon after the new City Manager begins. This service is offered at no additional profes- sional fee. It would be necessary for us to charge actual expenses, however. . Strategic Location -We are a national firm and serve the United States from our home office in Atlanta, which is strategically located near one of the world's busiest airports. We are close by when you need us. We have opened offices in Lansing, Santa Fe, Greeley, Dallas, New Orleans; Phoenix/Scottsdale, Raleigh, Wiemar, and Winter Haven. We will work out of the Santa Fe office on this project to better conserve spending. . Specialists in Search -Weare specialists in public sector and related executive search and will devote our most experienced consultants to this project. We will not delegate any important aspect of the work to less experienced staff. Mr. Mercer will conduct this search. He will be assisted on appropriate tasks by Ms. Prince- Mercer. . Positive Track Record - We have a positive track record of placements on all of our search assignments and have satisfied clients as references. . Objectivity and Custom Tailored Services -We do not use the same cadre of candidates again and again. And, we have no allegiances which preclude our total objectivity respective of any candidate. . Thoroul:h Work Product -We check references, we verify education and our work product is most thorough and of the highest quality. . Contemporary Oq~anization Analysis Insil:ht - We have contemporary organization analysis experience with similar organizations and will share our insights about your organization as we proceed with the search. . Proven Satisfaction -Over 90 percent of our placements during the past five years are still in their same positions. . Ethical Standards -We have participated in the establishment of ethical standards for public sector executive search firms, and we abide by those standards. We also abide by the Ethical Standards of the Institute of Management Consultants and the International City and County Management Association. . Objective Evaluation -We are experienced in objectively evaluating internal and local candidates. . Contacts -We have the local, state-wide and national contacts to expedite the search process. . Database -We have a large database of well-qualified candidates which can be searched. . Minority /W omen Placements -We have a number of minority and women placements. . Dial:llostic Techniques - We use diagnostic techniques to determine the needs of our clients and to determine how candidates match up with those needs. COX>E: OF' E:'r~I~S Cllen..1i1il 1. We will serve our clients with integrity, competence, and objectivity. 2. We will keep client information and records of client engagements confidential and will use proprietary client information only with the client's permission. 3. We will not take advantage of confidential client information for ourselves or our firms. 4. We will not allow conflicts of interest which provide a competitive advantage to one client through our use of confidential information from another client who is a direct competitor without that competitor's permission. E:n.gageIn..e:n.1is 5. We will accept only engagements for which we are qualified by our experience and competence. 6. We will assign staff to client engagements in accord with their experience, knowledge, and expertise. 7. We will immediately acknowledge any influences on our objectivity to our clients and will offer to withdraw from a consulting engagement when our objectivity of integrity may be impaired. Fees 8. We will agree independently and in advance on the basis for our fees and expenses and will charge fees and expenses that are reasonable, legitimate, and commensurate with the seIVices we deliver and the responsibility we accept. 9. We will disclose to our clients in advance any fees or commissions that we will receive for equipment, supplies or services we recommend to our clients. Pro~essio:n. 10. We will respect the intellectual property rights of our clients, other consulting firms, and sole practitioners and will not use proprietary information or methodologies without permission. II. We will not advertise our services in a deceptive manner and will not misrepresent the consulting profession, consulting firms, or sole practitioners. 12. We will report violations of this Code of Ethics. The Council of Consulting Organizations, Inc. Board of Directors approved this Code of Ethics on January 8, 1991. The Institute of Management Consultants (!MC) is a division of the Council of Consulting Organizations, Inc. IMC INSTm1T! OF I\l\ANAGEMENr CONSULTANTS 2.30 Park Avenue. New York. NY 10169..Q02.2 a division of the Council of Consulting Organizadons. Inc:. ~a;t's :Elehin..d The ""ClVIC"? Certification When you see the initials "CMC" following a consultant's name, it means that he or she is a Certified Management Consultant and has met strict certifica- tion requirements of the Institute of Management Consultants. The Institute was founded in 1 969 by the principal associations in the consulting field to establish publicly-recognized standards of competence and professional conduct for the individual management consultant. Applicants for Institute certification undergo thorough investigation of their consulting experience; they are inter- viewed by a panel of senior consultants to verify their technical competence; and they must pass a written examination evi- dencing their familiarity with the Institute's Code of Professional Conduct, which they have pledged in writing to follow. A Code of Conduct CMCs pledge in writing to abide by the Institute's Code of Professional Conduct. Their adherence to the Code signifies voluntary assumption of self-discipline above and beyond the requirements of law. Key provisions of the Code require that CMCs: . Safeguard confidential information . Render impartial, independent advice . Accept only those client engagements they are qualified to perform . Agree with the client in advance on the basis for professional charges . Develop realistic and practical solu- tions to client problems. The Institute enforces the Code by receiving and investigating complaints of violations and by taking disciplinary ac- tion, including revocation of certification, against any member who is found guilty of Code violation. Standards of Competence Every step leading to the CMC designation has been designed to verify the candi- date's professional competence. . A Certified Management Consultant must have had at least five years of ex- perience in the full-time practice of management consulting, with major responsibility for client projects during at least one of those years. . The CMC has had to provide multiple references, most of them officers or ex- ecutives of clients served. These refer- ences have been thoroughly interrogated to assure that consulting relationships were satisfactory. . The CMC has had to provide written summaries of five Clients assignments (disguised to protect client identity). . The CMC has had to pass a qualifying interview by senior CMC's, demon- strating professional competence and currency in areas of specialization, application of experience, and under- standing of the management con- sulting process. The Mark of Excellence In selecting management consultants, managers are well advised to seek indi- viduals who meet the profession's own standards of competence and ethics. Institute certification is a valuable aid in this quest. It is the mark of excellence among management consultants. . Position Dimensions Analysis -We use a technique which allows for the determination of dimensions that are important in a city manager's position and then, through a computer program, determine specific questions that we should ask prospective candidates that will allow us to systematically determine whether or not those individuals have those characteristics. (For example, one dimension might be negotiating skills; leadership skills might be another, etc.) . Dimensions Matrix -We also use a matrix approach to display the candidates along a number of dimensions and then review the top 12 or so of those individually with the City to get its involvement and feedback prior to us spending City resources to interview a large number of candidates. This helps better target the search and produces a much more effective result. . Videos -We also use videos of the top 10 or so candidates to allow the City to get a sense of the candidates prior to spending City resources to interview them. . Group Process Techniques -In addition, we use a number of group process techniques to assist the City and the new City Manager to better settle in and focus on a set of mutual performance criteria once the new person has been selected and comes on board. . Automated Approaches -We use more modern automated approaches to developing, analyzing and displaying data about our prospective candidates than does any other firm. . Never Say "No" - We almost never say "no" to our clients. . Keep You Involved -We will keep the City actively involved in the search process at all times. . Ready to Go - We are ready to begin work immediately and proceed rapidly to complete this assignment. We can meet your schedule. The ten (10) guarantees of our search work are explained below: 1. Client Organization: The client is defined as the entire entity, including all departments, divisions, sections and groups. This assures that all of our guarantees apply to the entire client organization. 2. Two-Year Off Limits: We will not recruit candidates from a client organization for two years after completion of a search assignment without the full agreement of the client. 3. Placement Off Limits Forever: We will never recruit a candidate whom we have placed in a client organization as long as he/she is employed by that organization without the full agreement of the client. 4. Continue the Search: If, for any reason, the client does not feel comfortable selecting a candidate from our original recommended group of candidates, we will continue the search until the client can make a selection. The only caveat is that we may need to charge additional out-of-pocket expenses only for this additional work. 5. Replacement of Successful Candidate: If the candidate we place with the client leaves the client organization for any reason during the 24 month period following the date of placement with the client, we will replace the candidate for the out-of-pocket expenses only that it costs us to make the new placement. 6. Parallel Candidate Presentation: We will not present a candidate simulta- neously to more than one client. This permits our firm to represent one client organization without any conflicts of interest. 7. Client Conflicts: If asked, we will disclose to our clients the names of the organizations which are "Off Limits" that logically would be target organizations on the new search assignment. 8. Deceptive/Misleading Search Techniques: We commit to our clients and to our prospective candidates that we will not use any search techniques which may be considered as deceptive or misleading. 9. Resume Floating: We will not float resumes to organizations in the hopes that we can collect a fee if that individual is hired. 10. Not Represent Individuals: We assure our clients and individuals who may become candidates that we will not collect a fee from candidates whom we may recommend for a position. 31 TAB SIX ANTICIPATED SCHEDULE SCHEDULE OF SEARCH PROCESS DAYS PROJECT STEPS 0 30 60 90 120 365 1. Develop Search Process, .. Recruitment Profile/Job Description and Advertis- ing Program for City approval. 2. Identify Qualified Candidates, Review Database, Network, Conduct Intensive Recruitment, Receive and Review Resumes. 3. Evaluate Prospective Candidates. 4. Written Progress Report. . . - 5. Interview and Evaluate Prospective Candidates. 6. Make Final Recommendations, - Assist in Selection, Facilitate Employment. 7. Establish Evaluation Criteria and Follow-Up. 8. Meetings with City: - . . I. Interview reo profile 2. Approve profile 3. Review final 12 to 15 candidates 4. Present report of finalists 5. Interview finalists This schedule could be condensed or expanded somewhat, depending on the needs of the City of Iowa City. I City of EI Paso, Texas . www.cLel-paso.tx.us If; OPPORTUNITY Human Re.lource.l AJ.lutant Director. . . An Exceptional Opportunity This is an exceptional opportunity for a seasoned profession- al to assist the Director of Human Resources in providing human resources leadership and management to a very large and complex municipality. f!e IDEAL CANDIDATE EiJucation aniJ Minimum Experience A Bachelor's degree in social/behavioral sciences, human resources, business or public administration or a related field, and six (6) years of professional human resource administra- tion experience, including two (2) years supervisory or man- agerial experience are required for this position. Overall Experience aniJ Trait.J . Experience, abilities and a proven track record in recruit- ment in general and in hard to fill positions in particular. . Experience working with an automated HRIS and/or timekeeping system. This includes knowledge of how the systems function to a level so as to be able to make rec- ommendations for enhancements and/or improvements. . Have a full understanding and experience with FMLA and be able to interpret the law in terms of employee benefits. . Have a full understanding of FLSA and have experience in dealing with employee and supervisory issues on overtime and working conditions. Be able to work out compromis- es between employees and supervisors/departments. . Deal effectively with employee problems and issues. Develop solutions to complex issues that work for the departments and employees and ensure that the City is protected from litigation and long term problems. . Mentor subordinates in all HR and professional develop- mental levels. · Have an ability to work well with com- mittees, CSC groups, other departments, and City Leadership as necessary. I . Understand the Federal and State Open Records requirements, and Texas Public Records retention laws. · Be a joy to work for and with. . Technical knowledge in human resources and tactical experience working in the public sector environment. . Experience resolving employee and supervisory workplace concerns in a fair and equitable manner. . Experience in project management and the ability to work with diplomacy and tact on various projects that are currently in the development and implementation phases. . Knowledge of classification and compensation including salary plans, classification methodology, compensation strategies and grades/job titles. K.nowleiJge~ SkilLJ aniJ Ahilitie.l . Application of considerable knowledge of contemporary human resource management principles and practices. . Application of considerable knowledge of local, state and federal laws and regulations governing human resources. . Application of considerable knowledge of civil service commission rules and regulations. . Application of considerable knowledge of employee rela- tions principles and techniques. . Application of considerable knowledge of management and supervisory principles and techniques and pertinent feder- al, state and local labor and safety rules and regulations. . Assist with assessing objectives and operational require- ments to develop and implement appropriate administrative policies and procedures for the city and the department. . Clear concise oral and written communication to prepare and present comprehensive reports to Civil Service Commission, City Council, City management, supervi- sors, employees and the general public. . Establish and maintain effective working relationships with coworkers, officials, customer departments, employ- ees and the general public. If; COMMUNITY The City of EI Paso, Texas, located on the Mexican border, fea- tures a scenic landscape, a friendly population, and is highly regarded for its unique cultural blend. Founded over four cen- turies ago as an outpost for traders and missionaries in the west, EI Paso's dynamic growth has been credited to the development of an integrated international trade region with Ciudad Juarez, Mexico, long before free trade zones and global markets flour- ished. According to Census 2000, EI Paso is currently the fifth largest city in the State of Texas and the twenty-third largest city in the United States. Ciudad Juarez, EI Paso's sister city across the border, is the largest city in the State of Chihuahua and the fifth largest city in Mexico. the Council-Manager form, the Mayor and Council Representatives terms of office were extended from two years to four years with a term limit of ten years for life. The Mayor is elected at-large and the seven Council Representatives are elected from districts. The Mayor, with the consent of Council members, appoints to citizen advisory boards, breaks tie votes, vetoes legislation and convenes the Council in special sessions. The Mayor also appoints the City Attorney. The City Manager is appointed by a majority vote of the total membership of the City Council. Official statistics indicate that the overall pop- ulation of EI Paso County increased by 86,548 (14.5 percent) to 681,898 during the decade of the I990s, with much of that growth occurring in the suburbs and outlying areas. Within the city limits, the population increased about 9.3 percent. However, outside the city limits, com- munities such as San Elizario, Vmton, Fabens, and Horizon City saw population increases of approximately 48.4 percent from 1990 to 2000. EI Paso is home to three school districts with a total enrollment of over 140,000 students. EI Paso has a wealth of cultural activities includ- ing the EI Paso Symphony and the EI Paso Museum of Art. The city enjoys livable neigh- borhoods and the lowest crime rate of the largest cities in Texas. EI Paso has a variety of higher education offerings including the University of Texas, EI Paso with an enroll- ment of 17,000 as well as EI Paso Community College, Park University and Webster University. EI Paso is an emerging cen- ter for health care research and education, and it serves as home to the Border Biomedical Research Center; Office of the U.S. - Mexico Border Health Commission; the Paso del Norte Health Foundation; and the Texas Tech School of Medicine campus, a full-time teaching facility. If; CITY GOVERNMENT In February 2004, the citizens of EI Paso adopted Charter amendments to change the form of government from Strong- Mayor to Council-Manager. EI Paso became the largest city in the United States (at the time of adoption) to move to the Council-Manager form of government. In addition to adopting The City Manager appoints three Deputy City Managers and eleven key Department Directors, including the Human Resources Director. The City has approximately 6,200 employ- ees and an armual operating budget of over $550 million. The City currently has a complex pay and classification system. The current annual operating budget for the Human Resources Department is $2.2 million The City has a structured Civil Service System which is over- seen by an independent Board. The Human Resources Director serves as Secretary to the Civil Service Commission. The City collectively bargains with police and fire unions. Employee Benefits and Workers Compensation functions are currently not located in the Human Resources Department. I www.ci.el-paso.tx.US q; POSITION Under general direction, plan, organize and manage the day-to-day projects and activities of the human resources department. Typical Dutie.J · Assist in planning, directing and reviewing the activities and operations of the human resources department. Involves: Supervise and manage, directly and through subordinate supervisors, func- tions and sections. This includes overseeing the Recruitment Section. . Assist in administering compliance with Civil Service Commission rules and regulations by reviewing appeals. Prepare rebuttals and explana- tions for the Commissioners and City Council. . Plan, organize and manage coordination of day-to- day projects and activities directly and through subordinate supervisors. Involves: Develop, plan and implement department goals and objectives. Recommend, implement and administer policies and procedures. Direct, oversee and participate in the development of the department work plan. Analyze department personnel, equipment and pro- cedures and recommend and implement improve- ments, automation or streamlining of work activi- ties. Assist in the development and monitoring of department budget. ~ COMPENSATION . Provide professional human resources advice and information. Involves: Advise and assist employees and department management in a variety of human resource matters including the interpretation and application of rules and regulations, policy issues, employee relations activities and staff management. Review and analyze reports, legislation, court cases and related human resource matters. Direct and coordinate special studies and work with contrac- tors on departmental or citywide activities. Research, review and recommend improvements to existing or proposed policies/practices, semces, benefits or other related activities. j , I t I J i I . Supervise assigned personnel. Involves: Schedule, assign and check work. Appraise employee per- formance and review evaluations by subordinate supervisors. Provide for training and development. Enforce personnel rules and regulations and work behavior standards firmly and impartially. Counsel, motivate and maintain harmony. Interview applicants. Recommend hiring, termina- tion, transfers, discipline, and merit payor other employee status changes. . Represent the department in a professional manner as requested by the Director. Involves: Interact with a variety of department heads, managers, supervisors, employees and the public to provide and gather accurate information for human resources. Attend and participate in professional groups and committees. Prepare and deliver pre- sentations at City Council, Civil Service Commission and other boards, commissions and community organizations. Serve as the Director during absences. The City of EI Paso has established a competitive compensation package for the Human Resources Assistant Director that will be negotiable depending on experience and qualifications. In addition, the City provides an excellent benefit package. Relocation expenses will be paid for the selected candidate. HOW TO APPLY Confidential resumes should be sent by close of business September 7, 2007, to: James L. Mercer, President The Mercer Group, Inc. 55 I W. Cordova Road, #726 Santa Fe, NM 87505 VOICE: 505-466-9500 FAX: 505-466-1274 E-Mail: mercer@mindspring.com m The Mereer GroD~ IDe. Consultants To Management - The City of EI PiLlO i.J an equal opportunity employer. COMPANY: .:JJ. ~..-:~Otf ~ V't:; up- Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceptional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceptable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating(1-10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFinnRank.doc - I PROPOSAL FOR CITY MANAGER SEARCH SERVICES CITY OF lOW A CITY, lOW A August 2, 2007 ..... 1111 THE PAR GROUP, LLC Public Management Consultants Since 1972 r I ... Robert A. Beezat Of Counsel , , l ~ CHICAGO OFFICES i ~ 100 N. Waukegan Road, Suite 211 lake Bluff, Illinois 60044-1694 www.pargroupltd.com TEL 847/234-0005 FAX 847/234-8309 rbeezat@pargroupltd.com . THE PAR GROUP 'I a ~ Public Management Consultants, LLC THE PAR GROUP Public Management Consultants, LLC CHICAGO 100 North Waukegan Road, Suite 211 Lake Bluff, Illinois 60044-1694 TEL 847/234-0005 FAX 847/234-8309 www.pargroupltd.com Celebrating Over 30 Years Service to a National Clientele PROPOSAL FOR CITY MANAGER SEARCH SERVICES Weare pleased to respond to your request for our firm to propose how we can assist the City of Iowa City in the successful recruitment, screening, interviewing and selection of Candidates from which the City Council may appoint a City Manager. We would be pleased to be of assistance in this important recruitment. Our Proposal is set forth below and on subsequent pages as outlined in the REQUEST FOR QUALIFICATIONS issued by the City dated July 20,2007. STATEMENT OF QUALIFICATIONS TABLE OF CONTENTS Section 1: Name of Firm, Owners, and Brief History Section 2: Key Personnel Section 3: Firm Capabilities and Experience Section 4: References Section 5: Other Information Section 6: Anticipated Schedule Assisting in the Achievement of Excellence in the Public Service Since 1972 :!! ... 3 ::J - o ... 3 Q) - o ::J . Section 1: Name of Firm, Owners, and Brief History The name of the firm is The PAR Group, Public Management Consultants, LLC. The firm is incorporated in Illinois and is owned by Kevin Conlon, an attorney with offices in Chicago. The PAR Group consults exclusively in the public sector, serving the needs of local government nationwide with corporate offices located in suburban Chicago. The PAR Group was founded in 1972 by Paul A. Reaume, a former City Manager who provided consulting search services to local governments nationwide continuously for over thirty years until his death in 2003. Robert Beezat, a former City Manager and a long time associate of Mr. Reaume purchased the finn from Paul prior to his death. He sold the finn in 2006 to a successor corporation named The PAR Group, Public Management Consultants. Heidi J . Voorhees, also a former City Manager and associate of Paul Reaume, is President of the firm. Ms. Voorhees is leading the firm forward in the same traditions of excellence and integrity establishcd by Paul Reaume in 1972. The PAR Group's services can be divided into two main categories: executive search and public management consulting. All services are provided solely for public jurisdictions and not-for-profit entities. To date we have served over 500 jurisdictions and agencies in a variety of contemporary issues, providing management, financial, and human resources assistance. We have a staff of five experienced full-time consultants and a number of public management professionals who manage public sector organizations. We call upon these individuals for their specialized expertise as appropriate. Enclosed with this proposal is a list of management consulting assignments of the firm. Clients have included local governments of under 5,000 to over five million population, with budget responsibilities exceeding several billion dollars. The firm's quality of work and sensitivity to Clients' needs and concerns are recognized hallmarks- our firm was a pioneer in local govenunent recruitment and is considered a leader in the public management consulting field. We have never failed to recommend a group of qualified Candidates for Client consideration. " (1) '< "'0 (1) ... t/) o ::J ::J !!. Section 2: Key Personnel Robert Beezat, Past President and former owner of The PAR Group, and currently Of Counsel to the firm will be the consultant working with the City of we are selected to provide search services to the City. His biography is set forth below. Mr. Beezat lives in the Chicago metro area and works out ofthe firm's corporate offices in Lake Bluff, Illinois. CONSUL T ANT BIOGRAPHICAL PROFILE ROBERT A. BEEZA T Robert Beezat is the past President of The PAR Group and is currently Of-Counsel to the firm and is actively engaged in providing the full-range of The PAR Group's consulting services. He has over thirty-seven years of private and public sector management, consulting, training, and teaching experience. For twenty of those years, he has been a member of The PAR Group. During that time, he has provided a variety of management consulting services to over 200 municipalities and public agencies nationwide. The public jurisdictions which he has served range in size from 3,000 to 5,000,000 in population. As part of The PAR Group consulting team, Mr. Beezat has conducted and participated in over 200 executive search assignments. He has successfully undertaken and completed over 125 consulting assignments in the areas of human resource management; i.e., classification and compensation systems, total cost employee compensation analysis, employee personnel manuals, performance evaluation systems, and employee/labor relations improvement programs. In particular, he served as the principal staff to several regional consortiums of municipalities addressing the rapid increases in municipal employee salaries and benefits. These consortiums involved over 70 municipalities in the Chicago area, downstate Illinois, and out-state Minnesota. Mr. Beezat has also performed a number of management studies which have reviewed the organizational structure and management operations of municipalities. Studies have ranged from individual departments including Fire, Police, and Public Works Departments to the operations of entire municipal organizations. He is very proud that one of the cities he worked with implemented many of the recommendations in his report and eventually won the prestigious "All American City" award. He has designed and conducted a number of management and supervisory training programs for municipalities. He has also conducted a number of long-range, strategic planning, and goal-setting processes for municipalities and not-for-profit organizations. These processes have involved over 125 "live" participants as well as close to a thousand citizens through the innovative use of cable television. Beside his consulting experience, Mr. Beezat has served as a City Manager, Village Manager, and Town Administrator for over fourteen years. He has worked in suburban and independent cities which have included the full range of municipal services including the not too common functions of a municipal hospital and electric utility. He has done a great deal of work in the economic development field. This work has earned him and the municipalities he worked for recognition from local businesses for innovative, cooperative approaches to addressing economic development issues. Finally, Mr. Beezat has been very active in working with and developing programs that benefit lower socio-economic segments of the population. He has been successful in putting together the municipal, educational, and business resources in a municipality to address the diverse needs of a low-income, immigrant population. As an individual, he has organized and led a number of community-based groups which have worked to resolve neighborhood problems and issues. Mr. Beezat is a graduate of Loyola University, Chicago, Illinois and has a Master's degree in Public Administration from Roosevelt University in Chicago. He is an adjunct faculty member at Lewis University in the Chicago area where he teaches business management courses. He has also been an adjunct faculty member at Marquette University in Milwaukee. Mr. Beezat is a member of the International City/County Management Association. o Q) " Q) C' ::;: CD' tA - m >< " CD ... CD' :J (') CD Section 3: Firm Capabilities & Experience Subsection a. - Firm's Experience Filling Executive Level Positions with Public Sector Employers. We have conducted over 800 executive recruitments throughout the United States and have worked successfully with a wide variety of elected and appointed Officials in local government. Our executive search clients have ranged geographically from St. Petersburg, Florida to Vancouver, Washington; from Meriden, Connecticut to Tucson, Arizona; from Fargo, North Dakota to Dallas, Texas In addition to our extensive experience in recruitment of public management professionals for local governments, our firm has been sought out to assist related public interest associations in recruitment of top staff, including the Executive Directors for the National League of Cities (NLC), National Association of Counties (NACo), National Community Development Association (NCDA), International Institute of Municipal Clerks (lIMe), International Association of Assessing Officers (IAAO), National Association of Housing and Redevelopment Officials (NAHRO), American Public Works Association (APW A), National Association of Regional Councils (NARC), National Forum for Black Public Administrators (NFBP A), and the President of Public Technology, Inc. (PTI). Following this page is a listing of all ofthe searches that The PAR Group has conducted over the 35 years that we have been in business. THE PAR GROUP Public Management Consultants, LLC CHICAGO 100 North Waukegan Road, Suite 211 Lake Bluff, Illinois 60044-1694 TEL 847/234-0005 FAX 847/234-8309 www.pargroupltd.com Celebrating Over 30 Years Service to a National Clientele REPRESENTATIVE CLIENT LIST THE PAR GROUP EXECUTIVE SEARCH ASSIGNMENTS Clients Personally Served by Principals of the Firm Client Population Recruitment Arizona City of Bullhead City (2) 27,000 Director of Public Works City Manager City of Glendale 215,000 Deputy City Manager League of Arizona Cities & Towns Executive Director City of Mesa 456,000 Deputy City Manager City of Tucson (4) 515,000 Director of Human Resources Director of Parks and Recreation Library Director Director, Rio Nuevo Project City of Yuma (2) 77,500 City Administrator Human Resources Manager Arkansas Bella Vista Village Property Owners' Association (2) Director of Public Works General Manager City of Little Rock 170,000 City Manager California Contra Costa County 880,000 Executive Director, Housing Authority City of San Jose (6) 918,800 City Manager City Auditor City Attorney City Clerk Director of Policy Analysis Employee Services Director Assisting in the Achievement of Excellence in the Public Service Since 1972 Client Population Recruitment California, continued City of Santa Ana (2) 225,000 City Manager Assistant City Manager Colorado City of Arvada 89,000 City Manager City of Aurora 194,000 City Manager City of Boulder (2) 77,000 City Manager (2) City of Colorado Springs 272,000 City Manager Denver Regional Council of Governments Executive Director City of Englewood 30,000 Downtown Development Director City of Fort Collins 100,000 City Manager City of Greenwood Village 8,500 City Manager City of Lafayette 19,500 City Administrator City of Lakewood (5) 121,000 City Administrator (3) Director of Public Safety Director of Public Works City of Littleton 42,500 City Manager City of Thornton 55,000 Chief of Police Town of Winter Park 650 Town Administrator Connecticut Town of Bloomfield 19,500 Town Manager Capitol Region Council of Governments Executive Director Town of Enfield 45,000 Town Manager City of Hartford (2) 138,400 City of Meriden 57,000 City of New Haven 123,000 Town of Newington 29,420 Town of Rocky Hill 17,000 Town of Vernon 30,000 City Manager Director of Finance City Manager Chief Administrative Officer Town Manager Town Manager Town Administrator The PAR Group Client List page 2 Client Connecticut. continued Town of West Hartford Population Recruitment 60,000 City Manager Town of Windsor 28,000 Town Manager District of Columbia Government of the District of Columbia (4) 607,000 Deputy Chief Management Officer (3) Director, Dept. of Consumer & Regulatory Affairs Metropolitan Washington Council of Governments (2) Executive Director (2) Florida City of Coral Springs 98,743 City Manager East Central Florida Regional Planning Commission Executive Director City of Gainesville (2) 83,000 Hillsborough County 834,000 City of New Port Richey 16,000 City of New Smyrna Beach 21,000 Pinellas County 921,500 Polk County 430,000 City of St. Petersburg 241,000 Sarasota County 327,000 City of Tallahassee (2) 150,600 Deputy City Manager - Administration Deputy City Manager - Operations County Administrator City Manager Chief of Police County Administrator County Administrator City Manager Executive Director, Public Works Business Center City Engineer Director, TalTran West Coast Regional Water Supply Authority Clearwater General Manager Georgia DeKalb County (4) 674,000 Director of Fire and Rescue Director of Public Works Director of Planning Assistant Director of Public Works The PAR Group Client List page 3 Client Population Illinois Village of Bannockbum 1AOO Village of Barrington (3) 10,000 Village of Bensenville (2) 21,000 Village of Berkeley 5,200 City of Bloomington 52,000 Village of Brookfield 19,000 Village of Burr Ridge 9,300 City of Carbondale 25,000 Village of Carol Stream (3) 40AOO Village of Carpentersville 28,000 Village of Cary (2) 17,000 Recruitment Village Manager Village Manager Chief of Police (2) Assistant Village Manager Chief of Police Village Administrator Chief of Police Village Manager Village Engineer City Manager Chief of Police (2) Village Manager Village Manager Director of Public Works Director of Finance & Administration Central Lake County Joint Action Water Agency (4) Executive Director (2) Director of Operations Director of Finance Champaign County 168,392 County Administrator City of Champaign (14) 60,357 City Manager Assistant City Manager for Community Relations Assistant City Engineer (4) Fire Chief Chief of Police (2) Director of Human Resources Director of Neighborhood Services Director, Housing Authority Director of Public Works (2) Village of Clarendon Hills 7,600 Chief of Police Director of Finance Village of Coal Valley 3,800 Village Administrator City of Country Club Hills (3) 15,000 City Manager Director of Planning, Zoning, Development & Building Director of Finance & Administration City of Countryside (2) 6,700 City Administrator (2) The PAR Group Client List page 4 Client Illinois. continued City of Crest Hill Population Recruitment 18,000 City Administrator City of Crystal Lake (4) 33,000 Chief of Police (2) Fire Chief (2) Cunningham Children's Home Executive Director City of Decatur 85,000 City Manager Village of Deerfield 18,400 Village Manager Village of Downers Grove (2) 42,000 Fire Chief Village Manager DuPage County 727,000 Deputy Executive Director, Forest Preserve District of DuPage County DuPage Mayors and Managers Conference Executive Director DuPage Public Safety Communications Agency (2) Executive Director (2) DuPage Water Commission (2) General Manager Financial Administrator Village of East Hazel Crest 1,300 Chief of Police City of Effingham 12,000 Fire Chief City of Elgin (9) 85,000 City Manager (2) Chief of Police (3) Director of Codes Administration and Community Preservation Director of Public Works Director of Parks, Recreation, and Leisure Services Parks Superintendent City of Elmhurst 43,000 Chief of Police Elmhurst Park District Executive Director City of Evanston (4) 72,000 City Manager Fire Chief (2) Chief of Police City of Fairview Heights 15,000 City Administrator City of Flora 5,000 City Administrator Village of Flossmoor (4) 8,000 Village Manager (3) Director of Public Works Foundation for Human Ecology Park Ridge President / CEO The PAR Group Client List page 5 Client Population Recruitment Illinois, continued Fox Valley Park District 180,000 Executive Director Glenbard Wastewater Authority 26,000 Utilities Manager Village of Glencoe (4) 8,800 Village Manager (2) Director of Public Safety Director of Public Works Village of Glendale Heights (2) 26,000 Village Administrator Finance Director Village of Glenview (2) 44,000 Village Manager Police / Fire T elecommunicatons Director Village of Grayslake (4) 7,300 Chief of Police (2) Director of Finance Village Engineer City of Greenville 6,000 City Manager Village of Gurnee (6) 40,000 Chief of Police (2) Deputy Fire Chief (2) Director of Public Works (2) Village of Hawthorn Woods 8,500 Director of Public Works Village of Hazel Crest (2) 14,000 Village Manager Director of Public Works Health Care Associates, Park Ridge Group Practice Manager HeatherRidge Property Owners Association General Manager City of Highland Park (11) 31,000 City Manager (2) Chief of Police Director of Finance Director of Community Development (3) Director of Public Works (3) Building Commissioner Village of Hinsdale 16,000 Director of Public Services Village of Hoffman Estates (3) 41,000 Village Manager Fire Chief Director of Public Works Homewood-Flossmoor Park District Executive Director Village of Homewood (2) 19,000 Village Manager Director of Public Works Huntley Fire Protection District 30,000 Fire Chief The PAR Group Client List page 6 Client Population Recruitment Illinois, continued Jo Daviess County 22,300 County Administrator City of Joliet (3) 76,000 City Manager Fire Chief City Engineer jDirector of Public Works J.U.L.I.E. Ooint Utilities Locating Information for Excavators) General Manager Village of LaGrange Park (2) 13,000 Village Manager (2) Village of Lake Barrington 4,800 Village Administrator Village of Lake Bluff (3) 4,000 Village Administrator (3) Lake Carroll Property Owners Association General Manager Lake County (12) 516,000 Director of Planning and Development Director of Human Resources Interim Building Official Director, Lake County Stormwater Management Commission Executive Director, Lake County Forest Preserve District Director of Finance and Administration, Lake County Forest Preserve District Executive Director, Solid Waste Agency of Lake County (2) Principal, Permit, and Watershed Engineers, Lake County Stormwater Management Commission Watershed Planner, Lake County Stormwater Management Commission Lake County Municipal League Executive Director City of Lake Forest (7) 18,000 City Manager Superintendent of Public Works Chief of Police Director of Finance Director of Senior Services Director of Parks and Recreation Fire Chief Village of Lake Zurich (2) 15,000 Village Administrator Director of Public Works Village of Libertyville 16,500 Village Administrator Village of Lincolnshire (2) 4,000 Village Manager Village Engineer / Director of Public Works Village of Lincolnwood (2) 12,300 Village Administrator Chief of Police The PAR Group Client List page 7 Client Illinois, continued Village of Lisle (2) Population Recruitment 19,529 Village Manager Chief of Police Village of Lombard 42,300 Chief of Police Village of Long Grove 6,700 Village Manager Lutheran General Health Care System, Park Ridge (2) Corporate Attorney (2) City of Macomb 18,500 City Administrator Village of Matteson (6) 11,400 Village Administrator (2) Chief of Police (3) Director of Community Development Village of Maywood (4) 27,000 Village Manager Police Commander (3) METCAD (Metropolitan Computer-Aided Dispatch), Champaign-Urbana Director City of Moline (7) 45,000 City Administrator (4) Chief of Police Fire Chief Library Director Village of Montgomery 5,000 Village of Morton Grove (2) 22,500 Village of Mundelein 30,900 City of Naperville (3) 31,000 Naperville Park District 100,000 City of North Chicago 16,200 Village of Northbrook (2) 34,000 Director of Public Works Director of Community Development Director of Finance Village Engineer Village Administrator City Manager (2) Director of Community Development Executive Director City Administrator Village Engineer Assistant Village Manager Northeastern Illinois Planning Commission Executive Director Northeastern Illinois Public Safety Training Academy Executive Director Northern Illinois Police Crime Laboratory Executive Director Village of Northfield 4,950 Village Manager The PAR Group Client List page 8 Client Population Recruitment Illinois, continued Northwest Municipal Dispatch Center (911) Arlington Heights Executive Director Village of Oak Lawn 56,000 Fire Chief Village of Oak Park (5) 55,000 Village Manager (3) Chief of Police Mall Administrator Park District of Oak Park Executive Director Village of Orland Park 26,000 Chief of Police Village of Oswego (3) 15,000 Village Administrator (2) Director of Finance Village of Palatine 32,000 Village Manager Village of Park Forest 26,000 Chief of Police City of Park Ridge (6) 37,000 City Manager (2) Director of Public Safety (2) Director of Community Preservation (2) Parkside Human Services Corp., Park Ridge (3) President / CEO Director of Older Adult Services Group Practice Manager City of Peoria (3) 113,000 Village of Plainfield (2) 7,700 City of Princeton 7,000 City of Prospect Heights (2) 13,000 Village of Richton Park 13,800 Village of Riverside (5) 8,800 City Manager (2) Fire Chief Village Administrator (2) City Manager City Administrator Chief of Police Village Manager Village Manager Director of Finance (3) Director of Public Works City of Rochelle 9,500 City Manager City of Rock Island 41,000 City Manager City of Rolling Meadows (7) 22,000 City Manager (2) Chief of Police (2) Finance Director Fire Chief Director of Public Works The PAR Group Client List page 9 Client Illinois, continued Village of Romeoville Population Recruitment 14,000 Director of Finance Village of Roselle 23,000 Fire Chief Village of Round Lake Beach 26,000 Chief of Police City of Salem (3) 8,000 City Manager Chief of Police Director of Economic Development Village of Schaumburg 57,000 Village Manager Village of Schiller Park 11,200 Village Manager / Comptroller Skokie Park District 59,000 Executive Director South Chicago Community Hospital Director of Marketing Village of South Elgin (2) 6,000 Village Administrator (2) South Suburban Mayors and Managers Association (2) Executive Director (2) Southeast Emergency Communication (SEECOM) Executive Director City of St. Charles (3) 30,000 City Administrator Chief of Police Economic Development Director City of Sterling (4) 15,000 City Manager (4) Village of Streamwood (3) 29,495 Village Manager (2) Fire Chief Village of Sugar Grove 4,000 Village Administrator Township Officials of Illinois Executive Director Uhlich Children's Home, Chicago Executive Director Union League Club of Chicago Director of Membership Services University of Illinois at Chicago International Management and Justice Development Programs Municipal Internship Placements for Senior Chinese Officials of Shanghai People's Government Village of University Park (2) 6,000 Village Manager (2) City of Urbana 36,000 Grants Manager Village of Vernon Hills (4) 11,000 Village Coordinator Building Commissioner Village Manager Chief of Police The PAR Group Client List page 10 Client Population Recruitment Illinois, continued Village of Villa Park 22,300 Village Manager City of Warrenville 13,000 Director of Finance City of Washington 11,000 City Administrator City of Waukegan (5) 70,000 City Engineer (2) Civil Engineer Assistant City Engineer Water Superintendent City of West Chicago 25,700 Chief of Police Village of West Dundee (5) 3,000 Director of Public Works (3) Chief of Police Director of Community Development Village of Western Springs 12,600 Village Manager Village of Westmont (3) 24,500 Public Works Superintendent Chief of Police (2) City of Wheaton 55,750 Fire Chief Wheaton Park District Chief Financial Officer Village of Wheeling (2) 34,500 Village Manager (2) Village of Willow Springs 5,000 Chief of Police Village of Willowbrook (2) 6,000 Chief of Police (2) Village of Wilmette 28,000 Village Manager Village of Winfield (2) 7,000 Village Manager Chief of Police Village of Winnetka (4) 12,000 Village Manager Director of Electric Utilities (2) Fire Chief City of Wood Dale (4) 11,000 City Manager (2) Assistant City Manager Fire Chief City of Wood River 11,500 City Manager Village of Wood ridge (3) 24,000 Village Administrator Chief of Police Director of Public Works City of Woodstock (2) 12,000 City Manager Director of Public Works Zion Park District 20,000 Director of Ranger Police The PAR Group Client List page 11 Client Indiana Town of Fishers (2) Population Recruitment 52,400 Town Manager Wastewater Superintendent Town of Highland 23,500 Town Manager Northwestern Indiana Regional Planning Commission Executive Director Iowa City of Ames (2) 45,000 Ci ty Manager Director of Finance City of Ankeny (2) 16,000 City Manager Fire Administrator City of Clinton (2) 30,000 City Administrator (2) City of Council Bluffs (4) 56,900 City Manager Director of Public Safety Director of Parks and Recreation Coordinator, Community Development and Planning City of Des Moines (3) 200,000 Fire Chief A viation Director Chief Information Officer City of Iowa City (5) 56,000 City Manager Director of Public Works City Engineer Director of Finance Code Enforcement Official City of Mason City 29,000 City Administrator City of Muscatine 24,000 City Engineer City of Newton 16,000 City Administrator City of Sioux City (2) 81,000 City Manager Director of Convention and Visitors' Bureau City of Urbandale (2) 23,500 City Administrator Director of Engineering/Public Works City of Waukee 9,500 City Administrator City of West Des Moines (2) 31,650 Director of Community Development Director of Public Works The PAR Group Client List page 12 Client Kansas City of Emporia Population Recruitment 27,000 City Manager City of Lawrence 80,100 Assistant City Manager Director, City / County Planning & Development Services City of Leawood 30,000 City of Lenexa 45,000 City of Manhattan (2) 42,000 City of Merriam 13,000 City of Mission Hills 4,000 City of Olathe (2) 46,000 City of Overland Park 144,000 Sedgwick County (4) 346,000 City Administrator City Engineer City Manager (2) City Administrator City Administrator Director of Community Development Strategic Financial Management Director City Manager Director of Mental Health Fire Chief Director of Human Resources Coliseum Director State of Kansas President, Kansas, Inc. City of Wichita - Sedgwick County (2) 346,000 Director of Planning (2) City of Wichita (3) 346,000 City Manager Assistant Director of Water and Sewer Director of Human Resources City of Winfield (2) 12,000 City Manager (2) Kentucky City of Covington 43,000 Chief of Police City of Paducah (3) 27,300 Chief of Police Director of Public Works Director of Human Resources Paducah-McCracken Co. E-911 Director Louisiana City of Shreveport (5) 219,000 Director of Airports Chief of Police Director of Public Works Fire Chief Personnel Director The PAR Group Client List page 13 Client Population Recruitment Maine City of Bangor (2) 32,000 City Manager Airport Manager Kennebeck Water District Superintendent/Water Treatment City of Waterville 16,000 City Administrator Maryland Columbia Association 85,000 Executive Director / CEO Maryland-National Capitol Park & Director of Planning Planning Commission Montgomery County 810,000 Fire Administrator Montgomery County Planning 810,000 Director of Park and Planning Board Montgomery County Housing 810,000 Executive Director Opportunities Commission Prince George's County (3) 844,200 Chief Administrative Officer Assistant Director of Parks & Recreation Deputy Director, Facility Operations City of Rockville 47,000 City Manager Massachusetts Town of Arlington 44,600 Town Manager Town of Ashburnham 4,000 Town Administrator (CAO) City of Chelsea 28,700 City Manager Town of Plymouth 48,000 Town Manager City of Worcester 159,000 City Manager Michigan City of Adrian 22,000 Director of Utilities City of Ann Arbor (3) 107,000 Chief of Police Director of Human Resources Director of Utilities City of Auburn Hills 18,500 City Manager The PAR Group Client List page 14 Client Michigan, continued City of Benton Harbor (2) Population Recruitment 12,800 City of Brighton (4) 6,000 Central Dispatch Authority of Lower Michigan Downtown Kalamazoo, Inc. City of East Lansing (5) 46,000 City of Ferndale 25,000 City of Grand Haven (3) 11,000 City of Grand Rapids 183,000 Grand Traverse County 75,000 City of Kalamazoo (5) 80,000 City of Marquette 22,000 City of Marshall 7,000 Meridian Charter Township 30,160 City of Midland (2) 41, 700 City of Mount Clemens 17,300 City of Muskegon (2) 39,000 Muskegon County 170,200 City of Niles (2) 12,000 City of Northville 6,000 City of Novi (3) 48,600 City Manager (2) City Manager (2) Community Development Director Utilities Director Executive Director Executive Director / CEO City Manager (2) Assistant City Manager Director of Public Works Fire Chief City Manager City Manager (2) Deputy Chief of Police Director of Personnel County Administrator City Clerk Internal Auditor Chief of Public Safety Labor Relations Specialist Community Development Director City Manager City Manager Township Superintendent Fire Chief Director of Human Resources City Manager City Manager Executive Director, 911 Communication Center County Administrator City Administrator (2) City Manager Director of Public Works Planning Director Director of Parks, Recreation and Forestry The PAR Group page 15 Client List Client Population Recruitment Michigan, continued Oakland County 1,000,000 Director of Solid Waste Management Ottawa County 246,000 County Administrator City of Owosso 15,000 City Manager City of Petoskey 6,000 City Planner Plymouth Township 26,000 Chief of Police City of Port Huron 34,000 City Manager City of Riverview 14,000 Director of Solid Waste City of Saginaw (4) 78,000 City Manager (3) Director of Economic Development City of Southfield (3) 78,000 City Administrator (2) Assistant City Administrator City of Sterling Heights (2) 109,000 City Manager Chief of Police City of Sturgis 10,000 Chief of Police City of Troy (2) 80,000 City Manager City Engineer Washtenaw County (3) 280,000 County Administrator Health Officer Director of Community Mental Health City of Wyoming 68,300 City Manager Minnesota City of Brooklyn Center 29,000 City Manager City of Brooklyn Park 45,000 City Manager City of Burnsville 36,000 City Manager City of Coon Rapids (5) 62,000 City Manager (4) Fire Chief City of Fridley 30,000 City Manager City of Hibbing 18,000 City Administrator City of Hopkins 14,000 City Manager City of Mankato 32,000 Community Development Director City of Minnetonka (2) 39,000 City Manager Chief of Police The PAR Group Client List page 16 Client Population Recruitment Minnesota, continued City of Moorhead (3) 29,000 City Manager (2) Chief of Police City of Oak Park Heights 3,800 City Administrator Ramsey County 486,000 Director of Personnel City of Richfield 36,000 City Manager Three Rivers Park District 750,000 Park Superintendent City of West St. Paul 19,500 City Administrator Mississippi City of Jackson 208,810 Chief of Police Missouri City of Columbia 91,000 City Manager City of Ferguson (3) 24,000 City Manager (3) City of Independence 112,000 City Manager City of Joplin 41,000 Fire Chief Assessment Center City of Kansas City (13) 442,000 City Manager Fire Chief Assistant City Manager (2) Director of Personnel Environmental Services Manager Budget and Systems Officer Director of Codes Administration City Attorney Director of Convention and Entertainment Centers Director of Aviation Director of Public Works Director of Finance City of Lee's Summit (3) 80,000 City Administrator (2) Assistant Director of Public Works City of Liberty 29,000 City Administrator State of Missouri Executive Director, MOSERS (Missouri State Employee Retirement System) City of Webster Groves 23,000 City Manager City of Wildwood 32,900 City Administrator The PAR Group Client List page 17 Client Montana City of Billings Population Recruitment 69,000 City Manager Nebraska City of Grand Island 39,000 City Administrator City of Hastings 23,000 City Administrator Nevada City of Boulder City (2) 13,600 City Manager (2) New Jersev Town of Plainsboro (2) 14,000 Town Administrator Community Development Director New Mexico City of Albuquerque (5) 366,000 Assistant City Engineer - Hydrologist Design Engineer - Municipal Development Department (3) Design Engineer - Water Resources Department Mesilla Valley Regional Dispatch Authority, Las Cruces Director New York City of Auburn 32,000 City Manager City of New Rochelle 67,000 City Manager North Carolina City of Fayetteville 121,000 Chief of Police Mecklenburg County (5) 650,000 County Manager (2) Deputy County Manager (2) Director of Social Services Mecklenburg County - City of Charlotte Planning Commission 650,000 Executive Director Town of Southern Pines 11,300 Town Manager North Dakota City of Fargo (2) 84,000 Library Director Human Resources Director The PAR Group Client List page 18 Client Ohio Akron Regional Development Board Population Recruitment President City of Cincinnati 309,000 City Manager Director, Cincinnati Recreation Commission Cleveland Society for the Blind Executive Director City of Dayton (10) 182,000 City Manager (3) Deputy City Manager Director of Fire and Chief Director of Aviation Assistant City Manager Director of Parks and Recreation Director of Economic Development Director of Management and Budget City of Delaware 19,000 City of Dublin (2) 31,400 City of East Cleveland 36,000 City of Huber Heights 42,000 City of Kent 27,000 City of Kettering 57,00 City Manager City Manager Director of Land Use & Long Range Planning Director of Finance City Manager Director of Finance Fire Chief Miami Valley Regional Planning Commission Executive Director Miami Valley Regional Transit Authority (2) Chief Engineer Chief Financial Officer City of Oakwood 9,200 City of Oberlin 8,000 City of Shaker Heights (2) 31,000 City of Springboro 12,600 Sylvania Township (2) 26,000 City of Trotwood 30,000 City of Troy 23,000 City of Vandalia 14,000 City of Worthington 18,000 Public Safety Director Public Utility Director Recreation Director Fire Chief Chief of Police Township Administrator Chief of Police Director of Finance Director of Public Service and Safety City Manager City Manager The PAR Group Client List page19 Client Oklahoma City of Bartlesville (5) Population Recruitment 35,000 City Manager (4) Director of Finance City of Enid 52,000 City Manager Oregon City of Beaverton 33,000 City Manager City of Bend 50,600 City Manager Columbia Regional Council of Governments (now Metropolitan Service District, Portland) Executive Director City of Eugene (2) 101,000 City Manager Chief of Police Pennsylvania Delaware Valley Regional Planning Commission Executive Director Township of Derry 18,400 Township Manager Township of Lower Merion 58,000 Director of Finance York County 380,000 Executive Director Human Services Rhode Island City of Newport 28,200 City Manager Town of North Kingstown 26,000 Town Manager Providence Convention Center Convention Center Executive Director / CEO South Carolina Charleston County 286,000 County Administrator City of Columbia 93,000 City Manager City of Myrtle Beach 27,000 City Manager South Dakota City of Yankton (2) 14,000 City Manager (2) Tennessee City of Lakeland 6,800 City Manager Metropolitan Development and Housing Agency Nashville Deputy Executive Director The PAR Group Client List page 20 Client Population Recruitment Texas City of Abilene (2) 108,000 Director of Public Works Fire Chief City of Arlington 213,000 City Manager City of Austin (6) 674,700 City Manager Assistant City Manager Deputy Chief Financial Officer Budget Officer Fire Chief Director of Neighborhood Planning & Development City of College Station 68,000 Director of Development Services City of Colleyville 19,600 City Manager City of Dallas (9) 1,200,000 City Manager Assistant City Manager Director of Planning Fire Chief Director of Housing Director of Development Services Director of Water Utilities Director of Convention & Event Services Director of Human Resources Dallas Area Rapid Transit (DART) (2) Executive Director Director of Finance Dallas Housing Authority 974,000 Executive Director City of Denton 48,000 City Manager City of DeSoto 36,500 City Manager City of EI Paso 600,000 Director of Parks and Recreation City of Fort Worth (7) 600,000 City Manager (3) Assistant City Manager Director of Human Resources Director of Finance Executive Director, Human Relations Commission City of Frisco 50,000 Director of Development Services City of Garland (2) 160,000 City Manager Chief of Police City of Grapevine 28,000 City Manager City of Haltom City 32,000 City Manager The PAR Group Client List page 21 Client Population Texas, continued City of Hurst 34,000 City of Longview 75,600 City of Lubbock 178,000 City of Orange 24,000 City of San Antonio (2) 1,200,000 Recruitment Chief of Police City Manager Assistant City Manager City Manager Assistant Director of Convention Facilities Library Director San Antonio Water System Chief Information Officer Southeast Texas Housing Finance Corporation Pasadena Executive Director City of Wichita Falls (5) 98,000 City Manager Director of Parks and Recreation Director of Public Works Fire Chief Chief of Police Virginia City of Alexandria (2) 107,000 City Manager Director of Personnel Arlington County (21) 180,000 Director of Public Works Director of Environmental Services (3) Corrections Administrator Deputy Director of Public Works (2) Special Assistant to the County Manager for EEO and Human Rights Director of Parks, Recreation, and Community Resources (2) Director of Planning Director of Housing Programs Solid Waste Division Chief (2) Director of Mental Health Traffic Engineering Division Chief Fire Chief Director, Community Planning, Housing, and Development Director of Libraries Chief of Police Director of Human Resources City of Charlottesville (3) 40,000 Chief of Police Assistant City Manager Assistant City Manager / Director of Parks and Recreation City of Chesapeake 204,000 City Manager City of Falls Church 9,700 City Manager The PAR Group Client List page22 Client Population Virginia. continued City of Hopewell 22,000 City of Lynchburg 66,000 City of Manassas (2) 34,500 City of Petersburg (2) 38,000 Prince William County 256,000 Recruitment City Manager Director of Human Resources City Manager Energy Services Superintendent Chief of Police City Manager County Executive Metropolitan Richmond Convention, Visitors' and Tourism Bureau Executive Director / CEO City of Richmond (2) 219,000 City Manager Director of Planning Richmond Renaissance, Inc. Executive Director / CEO City of Staunton (2) 24,500 City Manager (2) City of Virginia Beach 439,000 Chief of Finance and Technology City of Waynesboro 19,500 City Manager Washington City of Vancouver (2) 44,000 City Manager (2) Wisconsin City of Appleton 70,000 Director of Finance City of Beloit (7) 36,000 City Manager (2) Director of Finance and Administration Director of Water Resources Public Health Resource Manager Director, Housing Authority Transit Director City of Brookfield (3) 35,000 Fire Chief Library Director Chief of Police Brown County (2) 226,800 Director of Administration Information Services Director Village of Chenequa 600 Chief of Police/Village Administrator Douglas County 43,000 Administrative Coordinator Dunn County 39,000 Administrative Coordinator City of Eau Claire (2) 53,000 City Manager (2) The PAR Group Client List page 23 Client Population Wisconsin. continued Eau Claire County 87,700 Recruitment County Administrator City of Fond du Lac (2) 35,000 City Manager (2) Village of Greendale 16,000 Village Manager Housing Authority of Racine County 188,800 Executive Director City of Janesville (3) 51,000 Director of Planning Engineering Director Director of Public Works City of Kenosha 92,000 Fire Chief City of Madison (2) 170,000 City Assessor Director of Public Works/Data Processing Manager Marinette County 43,400 County Administrator City of Mequon (4) 22,000 City Manager Information Services Director Director of Human Resources Fire Chief Town of Mt. Pleasant 20,000 Town Administrator North Shore Fire District Fire Chief North Shore Water Commission Manager Ozaukee County 80,000 Administrative Coordinator City of Racine (3) 85,000 City Administrator City Development Director Director of Human Resources Sauk County 51,000 Village of Shorewood 14,000 City of South Milwaukee 21,000 City of Sturgeon Bay 9,400 City of Superior 29,500 Washington County 108,600 City of Waukesha 57,000 City of Wauwatosa (4) 51,000 Administrative Coordinator Chief of Police City Manager Director of Public Works Chief of Police Administrative Coordinator Fire Chief City Administrator Fire Chief (2) Chief of Police The PAR Group Client List page 24 Client Population Recruitment Wisconsin, continued Village of Whitefish Bay (2) 14,000 Village Manager Village Engineer /Director of Public Works Wisconsin State Fair Park Agriculture Center Director Wyoming City of Green River 13,000 City Administrator I nternational/Nationa I American Public Works Association (APW A) (2) Kansas City, Missouri Executive Director (2) The Appraisal Institute Chicago, Illinois Executive Vice President Commonwealth Utilities Corporation (2) Saipan, Marianas Islands Comptroller Data Systems Administrator Government Finance Officers Association (GFOA) Chicago, Illinois International Association of Assessing Officers (IAAO) Chicago, Illinois Director of Research Executive Director International Institute of Municipal Clerks (IIMC) Pasadena, California Executive Director Kosrae Utilities Authority Kosrae, Micronesia General Manager National Association of Counties (NACo) Washington, D.C. Executive Director National Association of Housing and Redevelopment Officials (NAHRO) Washington, D.C. Executive Director National Association of Regional Councils (NARC) Washington, D.C. Executive Director National Community Development Association (NCDA) Washington, D.C. Executive Director National Forum for Black Public Administrators (NFBP A) Washington, D.C. Executive Director National League of Cities (NLC) Washington, D.C. Executive Director Public Technology, Inc. (PT!) (2) Washington, D. C. President Executive Director Republic of the Marshall Islands, Majuro Atoll Local Government Ci ty Manager The PAR Group Client List page 25 Subsection b. - Listing of the past seven years of City Manager Recruitments including identification (those with an asterisk) of those conducted by the lead consultant, Robert Beezat. We have listed city, village, and town managers. Titles vary from state to state and community to community within states. CITY, VILLAGE, AND TOWN MANAGER AND ADMINISTRATOR RECRUITMENTS CONDUCTED BY THE PAR GROUP 2000 Villa Park, IL Mason City, IA Merriam,KS Mission Hills, KS Port Huron, MI Hopewell, V A Staunton, V A 2001 Brookfield, IL Lisle, IL Sugar Grove, IL Wilmette, IL *Clinton, IA Webster Groves, MO Bend, OR Lakeland, TN Colleyville, TX Haltom City, TX 2002 Carol Stream, lL Lincolnwood, IL Long Grove, IL *Macomb, IL Princeton, IL *Washington, IL Wheeling, IL Kansas City, MO *Wildwood, MO Dublin, OH Chesapeake, V A Beloit, WI 2003 Peoria, IL Grand Haven, MI Lee's Summit, MO *Racine, WI 2004 *Yuma, AZ *New Port Richey, FL Flossmoor, IL *Glenview,IL Lake Barrington, IL Matteson, IL Moline, IL Fishers, IN Mt. Clemens, MI Southfield, MI Southern Pines, NC Beloit, Wisconsin Fond du Lac, WI 2005 Fairview Heights, IL *Flora, IL LaGrange Park, IL *Mundelein, IL *Oswego, IL *Plainfield, IL *Rochelle, IL *Salem, IL St. Charles, IL Highland, IN Marshall, MI Northville, MI Columbia, MO Liberty, MO 2006 *Enfield, CT Berkeley, IL Crest Hill, IL Deerfield,IL *Richton Park, IL Clinton, IA *Newton,IA *Waukee, IA Saginaw, MI Brooklyn Center, MN Sylvania Township, OH Bartlesville, OK North Kingstown, RI Longview, TX 2007 Fairview Heights, IL Lake Bluff, IL Lake Zurich, IL *Lockport,IL Oak Brook, IL *Oak Lawn, IL *Princeton,IL Republic, MO Lake Lure, NC *Racine, WI Waukesha, WI Subsection c. - Firms Experience Utilizing a Participatory Process Involving the Community. Our firm and Robert Beezat as the lead consultant have worked with a broad range of citizen involvement in search processes. Most city manager searches that we have conducted have had a fairly limited role for the community. The most common approach that city's use is to invite 10 to 15 people from the business community, other governmental bodies (schools, park districts, libraries, etc.) and occasionally neighborhood groups. The role of the community is limited to giving their input into developing the Recruitment Profile for the city manager position. In a few communities, the input is much broader. One approach that a community we worked with recently had the following roles and participation from the community. The first aspect of participation was to involve the community in the development of the Recruitment Profile. The Village elected officials and staff identified approximately 45 community leaders representing a broad range of groups (e.g., neighborhood associations, school officials, members of Village Boards and Commissions, business representatives, other governmental representatives including a state representative for the area, etc.). These individuals received letters from the Village inviting them to meet with our Consultant, Robert Beezat in groups of 10 to 15 for about one and a half hours. In addition, the Village advertised in the newspaper, on their website, and on the electronic sign in front of Village Hall that their would be two open meetings where anyone in the Village could come and meet with the Consultant to express their opinions regarding the background and experience they think would be important for their new Village Manager to possess. Input was also sought from all of those who attended one group session or another relative to what they saw as the issues, challenges, and opportunities facing the Village. The second phase of participation was to involve the community in the selection process. The Village invited all of the community members who participated in developing the Recruitment Profile to attend a "Meet and Greet" session with the three finalist candidates. The "Meet and Greet" was held on a Saturday afternoon. The Village provided cookies and refreshments. Each candidate made a brief, three minute presentation to those in attendance. The candidates then mingled with the crowd for approximately an hour. The Village provided a comment sheet that citizens could fill out regarding any or all of the candidates. The Village Board then reviewed those comments before narrowing the group down to the candidate to whom they wished to make an offer. Sometimes communities have had interview panels made up of citizens. Those panels would usually conduct parallel interviews while the City Council was conducting their own series of interviews. The citizens groups would then make a presentation to the City Council regarding their impressions of the candidates before the City Council made their decision to select a finalist. We always work with a community to develop a citizen participation process as broadly as fits the community. We would be happy to do so for the City of Iowa City. Subsection d. - Description of Three City Manager Searches the Firm has conducted including timetables and outcomes. Three recent searches that were completed by Robert Beezat followed our standard process as set forth below. The three searches that are used as examples are Enfield, CT; Oak Lawn, IL; and Richton Park, IL. The searches in Enfield and Richton Park had broader citizen input than in Oak Lawn. But in each of the searches, the following steps were followed. I. Interview the Members of the City Council, Department Heads, and key Staff, all toward achieving clarity and consensus concerning the specific nature of duties, responsibilities and expectations of the City Manager position. Interview data will be used to prepare a Recruitment Profile for approval by the City Council (Sample Recruitment Profile is enclosed in Section 5: Other Information). During our on-site interview activities we devote significant effort to become knowledgeable and familiar with the municipal organization, community institutions and leadership, gain a sense of the city as a place to live and work, understand intergovernmental activities/ relationships, take note of cultural and socioeconomic diversity, and other efforts, all to clearly understand and be able to straightforwardly present prospective Candidates (and their families) with information having an important bearing on their decision to consider the City Manager position If desired, we shall be pleased to conduct focus group sessions, comprised of community leadership and citizenry, in an expanded effort to determine input and feedback from such persons for inclusion in the draft Profile prepared for City Council review, amendment, and ultimate approval; this service/assistance would be provided for an additional fee. 2. Conduct an intensive independent professional search and recruitment effort, utilizing an extensive local, regional and national contact network, seeking out qualified Candidates who may not otherwise have an interest in your recruitment. 3. Place announcements in appropriate professional publications and on the internet to provide maximum exposure of the position's career opportunity and to ensure an open recruitment process. 4. Process all applications received from recruitment and announcement efforts, including timely acknowledgments of receipt of application and status of recruitment information to all Applicants, on behalf of the City. 5. Screen all applications received, matching all Applicants' credentials with the specific criteria qualifications stated in the Recruitment Profile. 6. Interview prospective Final Candidates and make background inquiries and reference checks with current employer and, where appropriate, most recent prior employer, and verify claimed educational achievement. 7. Present a written report to the City Council on applications received for the position, including resumes and background information on those individuals considered to be most qualified and best suited for the position, recommending approximately 8 - 10 such persons for personal interview consideration. 8. Facilitate the selection of Candidates to be invited for personal interview and appointment consideration; we recommend that no fewer than five Candidates be interviewed. 9. Arrange for additional background inquiries of Candidates selected for interview, to include criminal court, credit, and motor vehicle records checks and print media searches, as desired. 10. Prepare interview questions and procedure for use by the City Council, developing a process which will ensure that the same questions are asked of each Candidate and that each interview is thoroughly and consistently evaluated. 11. Coordinate arrangements for Candidates' travel to Iowa City for interviews, be present during interview sessions to facilitate effective discussion and deliberation toward the City's selection of a Final Candidate, and also assist in employment negotiation between the Final Candidate and City Officials, as desired. 12. Notify all Applicants of the final appointment action by the City Council, including professional background information on the successful Candidate. Timing Generally, the search process from beginning to end can be accomplished within 90 days (See Section 6 for anticipated schedule). We are prepared to undertake your assignment in a timely manner (usually 7 to 10 days of notice to proceed). The Recruitment Profile will be submitted for review and approval within seven days following our on-site interviews of City Officials, Staff and members of the community. We would be in a position to recommend Candidates to the City Council for personal interview consideration within 60 days following approval of the Recruitment Profile. Personal interview of Candidates could be conducted approximately ten days to two weeks following the City Council's selection of Candidates for interview. Overall, the recruitment process-from the beginning to the date of appointment of a Candidate-should take no more than 90 days. In reality, most searches end up taking a little more time. The Enfield search ran very much on schedule. It began in February of 2006, Interviews were held toward the end of April, and an appointment was made in early May of 2006. The Richton Park took a little longer, mainly because of the Christmas/New Year's holiday and the desire for broad participation of citizens. The search began in December of 2006. Because of the holidays and citizen input, the Recruitment Profile was not completed until late January of 2007. From then on the process moved according to schedule. Interviews were held in late March and the citizen's "Meet and Greet was held in early April. An appointment was made in early May. The Oak Lawn search followed the schedule closely for the first three months. The search began in mid-February of 2007. Interviews were held in late-May. The search process then got extended because the Village and selected candidate were not able to negotiate an employment agreement satisfactory to both sides. We then brought in some additional candidates and interviews were held in June. An agreement was negotiated with the finalist candidate and the appointment was made in late-July. .. ::IJ C1>> - C1>> ~ C1>> ::::I (') C1>> (I) . SECTION 4: REFERENCES The City of Iowa City should feel free to contact any of our clients. Weare proud of the quality of our work and our commitment to finishing every search we undertake to the satisfaction of our clients. Three references related to the specific searches described above are as follows: 1. Town Manager Search The Town of Enfield, Connecticut 2006 The PAR Group conducted the entire search following the steps outlined above. The main contact for the search was: Chris Bromson Town Attorney Town of Enfield, CT 860-253-6405 (Town Office) 860-627-9341 (Law Office) 2. Village Manager Search Village of Richton Park, Illinois 2006-7 The PAR Group conducted the entire search following the steps outlined above. The main contact for the search was: Rick Reinbold Village President Village of Richton Park, IL 708-481-8950 (Village Hall) 3. Village Manager Search Village of Oak Lawn, Illinois 2007 The PAR Group conducted the entire search following the steps outlined above. The main contact for the search was: Dave Heilmann Village President Village of Oak Lawn, IL 708-499-7740 (Village Hall) - o - :r CD ""I ~ - o ""I 3 l>> - o' ~ SECTION 5: OTHER INFORMATION A sample Recruitment Profile follows. It is typical ofthe Profiles we prepare for each of our clients and what we would prepare for the City of Iowa City. I. RECRUITMENT PROFILE VILLAGE MANAGER VILLAGE OF OAK LAWN, ILLINOIS This Recruitment Profile outlines factors of qualification and experience identified as necessary and desirable for Candidates for the Village Manager position to possess, and provides background information on the community and organization. This profile was prepared following interviews with Village Elected and Appointed Officials and a review of written materials relevant to Oak Lawn and the Village Manager position. Importantly, this Profile will be used as a guide in the recruitment process, providing criteria by which applications will be screened and individuals selected for final interview and appointment consideration. All inquiries relating to the recruitment and selection process for the Village Manager position are to be directed to the attention of the Consultant working with Oak Lawn Officials: Robert Beezat The PAR Group 100 North Waukegan Road, Suite 211 Lake Bluff, Illinois 60044 TEL: 847/234-0005 FAX: 847/234-8309 Email: www.pargroupltd.com Resumes should be submitted to: resume@pargroupltd.com COMMUNITY INFORMATION The Village of Oak Lawn is ideally located in southwest- ern Cook County, fifteen miles from Chicago's Loop. It is a stable, family-oriented, middle-class suburb where many residents were born and raised and have chosen to establish and raise their own families. The Village's choice location has several bases: · Located in one of the strongest and most dynamic metropolitan economies in the country. · Fifteen miles from downtown Chicago. · Close to major expressways and Interstate High- ways and networked with major thoroughfares. · Commuter and freight lines within the Village. · Three miles to Midway Airport and 35 minutes to O'Hare Airport. The Village developed from a modest farming commu- nity originally called Black Oaks Grove. In 1842, a land broker named Julian Hatch purchased 1,273 acres of the land comprising modern Oak Lawn. The first settler was John Simpson, a farmer who purchased in 1842 a heavily wooded land parcel along modern 95th Street and in 1858 established his farm. By 1860, Black Oaks Grove had its first school. A large number of German immigrants were drawn to settle in the area after the Civil War and organized the Trinity Lutheran church. The impetus for the community's initial growth came in 1879 when a railroad builder agreed to route a railroad through Black Oaks Grove with a freight and passenger station, as well as a telegraph office. The Wabash Rail- road laid the tracks, ready for service in 1881. In the early 1900s, two more churches were organized, and in 1905 a larger school was built near the train depot. Residents began to consider incorporation for several reasons, including the City of Chicago's annexation of nearby unincorporated areas which threatened Oak Lawn's au tonomy. In 1909, with a population just under 300, the Village of Oak Lawn incorporated. By 1930, Oak Lawn had more than 2,000 residents. This population growth was only slightly slowed by the Depression and a decade later the population stood at almost 3,500 residents. WP A and CW A efforts improved the community by building a library in 1936 and Covington School in 1937. The Park District was organized in 1944, and in 1945 bought land for use as a park. After an emergency in 1944, Oak Lawn acquired a permanent water connection to Chicago. Today Oak Lawn supplies several south and southwest communi- ties with water. In 1950, the population total neared 9,000. A special census conducted in 1953 revealed more than 13,300 residents. During the early 1950s, a village office, a new library and a second fire station were built. In 1953, the city manager form of government was adopted by refer- endum. The 1960s marked a decade of rapid growth. The population had tripled to 27,000 and the Village annexed land which extended its boundaries. Thousands of new families settled in the community. Expansion was tem- porarily halted in April, 1967 when Oak Lawn was struck by a tornado which killed 31 people and caused millions of dollars in damage. Oak Lawn quickly re- placed or modernized old buildings. In 1971, under a new state constitution, Oak Lawn became a home rule unit. Its population peaked in the mid 1970s at 63,500 and then dropped back to 60,000. The 2000 census listed the population as 55,245. The current population estimate is approximately 57,000. The Village encompasses 8.61 square miles. Because it is a mature community, Oak Lawn empha- sizes redevelopment rather than development. Nearly one-third commercial, it offers an array of retail service and business establishments. These establishments are located along the main streets. Some of the current economic redevelopment initiatives include: a new streetscape in the downtown business district; red pav- ing brick marks the downtown area like the Freedom Trail in Boston; and new condo developments that have pedestrian access to the commuter rail station. The Vil- lage recently established a TIF District to spur develop- ment in the area of ll1th Street and Cicero Avenue. Public Schools within the Village include 18 elementary schools, two junior high schools, and two high schools. In addition, there are eight non-public, religious schools located in the Village. Vil- lage residents also have easy ac- cess to a broad spectrum of public and private colleges and universi- ties located in the Chicago area and the south suburbs. Residents are served by the Oak Lawn Park District, a separate unit of govern- ment with extensive facilities and programs. Residents are also served by the Oak Lawn Public Library, which is a separate unit of government. Christ Hospital is the largest employer in the Vil- ( P"" I .I.. lage with over 3,500 employees. It is a 754- bed, 60-bassinet, full-service teaching and tertiary care facility. The hospital is an Illinois Levell trauma center and a Level III Prenatal center. In 1996, the hospital opened its 115,000 square foot Hope Children's Hospital. .- VILLAGE GOVERNANCE - The Village of Oak Lawn is governed by a Village President and Board of Trustees. The Village President serves a four-year term. The Village has a six-member Board of Trustees. They are elected by Districts and serve four-year overlapping terms. The President and Board of Trustees are responsible for determining policies, en- acting ordinances, approving budgets and establishing tax levies, as well as other oversight responsibilities. Village residents also elect a Village Clerk to a four-year term. L [ I [ The Village Manager is appointed by the Board of Trust- ees for an indefinite term. The Village Manager need not be a resident of the Village when appointed. Residency within a ten-mile radius is currently required, but the Village would consider broadening that parameter. I I Some pertinent excerpts from the Village Code of Ordi- nances regarding the roles of the Village Manager are as follows: I See. 1-9A-4 POWERS AND DUTIES I A. The Village Manager shall be the administrative head of the government of the Village, and he shall be responsible for the efficient administration of all departments of the Village. B. The powers and duties of the Village Manager shall be: 1. To enforce the laws and ordinances within the Village; 2. Appoint the following officers: The Chief of Police Department, the Chief of the Fire Department, and the Village Attorney and to appoint and remove or suspend all department heads not subject to the civil service provisions of this code. The Village Manager is authorized to appoint, suspend, or dis- charge the Chief of the Police Department and the Chief of the Fire Department without the consent of the Board of Trustees. .1 .11 r [ .1 Village Hall 3. To exercise control of all departments and divisions of the Village. 4. To attend all meetings of the Board of Trustees with the right to take part in the discussion, but with no right to vote. 5. To recommend to the Board of Trustees for adoption such measures as deemed necessary or expedient. 6. To see that all terms and conditions imposed in fa- vor of the Village or its inhabitants in any contract or public utility franchise are faithfully kept and performed. 7. To make.. . all purchases of materials and supplies necessary for the Village...and in all cases comply with the provisions of these Codified Ordinances or statutory provisions as to the solicitation of bids. 8. To have and exercise the power, authority and du- ties any director of a department or division thereof. . . during the time when such office is vacant. 9. To act as the agent of the Liquor Commissioner. 10. To issue all licenses and permits not otherwise pro- vided by this code or the statutes of the State. 11. To appoint, remove or suspend all electrical and plumbing inspectors of the Village. The Village provides a full range of municipal services as set forth in the organization chart which is part of this Recruitment Profile. As noted previously, the Village has an extensive water utility operation. The Village buys Lake Michigan water from the City of Chicago. It uses the water for its own community but also pumps and sells water to a number of south and southwest I == suburban communities. The Village also provides Com- munications and Dispatch services to nine other police and fire departments in the area. There are a total of 400 full-time authorized positions with the Village. The Village has a total budget for the 2007 fiscal year of $97.6 million, consisting of a General Fund of $42.1 million, $30 million in Enterprise Funds, and $25.6 mil- lion in Other Funds. The Village is a Home Rule munici- pality under State Statutes. It has a calendar year fiscal year. The Village has an Aaa bond rating from Moody's. The Village has approximately $58 million in bonded debt, including $5.4 million for water projects approved in July 2006. There is approximately a $4.6 million fund balance in the General Fund. More information regarding the Village government and the community can be found at the Village's web site and related links: www.oaklawn-il.gov. ISSUES, CHALLENGES, AND OPPORTUNITIES The Village of Oak Lawn expects to address a number of important issues and challenges in the next several years. Some issues relate to broad policy matters. Some are more specific to particular internal operational, organi- zational and management matters. The Village Presi- dent and Board of Trustees are seeking an experienced, professional municipal administrator to assist them in analyzing and evaluating these and other issues, and implementing programs which will maintain and im- prove the quality of life for its residents and businesses. The following issues and challenges are not listed in order of priority or impor- ta/lce but are set forth to give candidates a sense of the type and scope of issues which the Village will be addressing. The list is not to be considered as exhaustive, nor should the statements be interpreted as endorsing any particular course of action. . Continue and expand the Vil- lage's economic redevelopment efforts to attract, retain, and grow the retail and commercial sectors of the local economy in- cluding, but not limited to, the downtown and 111 th Street / Cicero A venue areas. . Continue and expand the Vil- lage's efforts to market itself as an attractive and affordable sub- urban environment in which to live, work, and raise a family. . Consider historic buildings in the Village as part of the overall economic development strategy. . Work with a broad base of Village stakeholders including the Village Board, Staff, and members of the community, to define a future vision for the community and a strategic plan for achieving it. . Develop longer term revenue and expenditure plans based on five- and ten-year trends and projections. . Evaluate community service needs in light of chang- ing demographics and housing options. . Develop housing options for long-time, senior resi- dents who want to remain in the Village but cannot maintain and / or afford a single family residence any longer. . Work with other municipalities who are water util- ity customers to improve water system financial strength and continuity of water service to a grow- ing customer base. . Evaluate and analyze the Village's organizational structure and staffing levels and assignments in light of current service levels desired by the com- munity and cost-effective delivery of those ser- vices; investigate and analyze outsourcing of some Village functions; look for ways to avoid duplica- tion of services that may be provided by other organizations. . Modernize the Village's information systems and technology to improve internal communication, timeliness and completeness of financial reporting, [ [ r ~.L and management decision-making as well as e-busi- ness services to residents and businesses relative to utility billing, permits, etc. · Consider Village-wide technology improve- ments such as Wi-Fi as an economic development attraction. · Recruit, build, and develop a top management staff in response to recent and projected retirements of key staff. · Develop an inclusive, team approach to managing the Village and delivering Village services. · Bring the Village's personnel policies and perfor- mance evaluation system up to date to ensure con- sistent application of personnel policies and to see that the evaluation process is an opportunity for employee growth and development as well as increasing the efficiency and productivity of employees. · Improve traffic controls and the flow of traffic with- in the Village. · Increase weekend commuter train access to down- town Chicago. · Develop a more comprehensive capital improve- ments plan to address current and future infrastruc- ture needs. fl [ I I I _I J CANDIDATE QUALIFICATION CRITERIA J The current and predictable issues, needs, and chal- lenges confronting the Village of Oak Lawn call for particular experience, style, values, and professional commitment on the part of Oak Lawn's next Village Manager. Village Manager Candidates should, ideally, possess experience, achievement, and abilities in the following areas. Criteria are not listed in order of im- portance or priority. According to Village Ordinances, the Village Manager "need not be a resident of the Village, but shall reside at a residence within a ten (10) mile radius of the Village as measured from the Village Hall, within one year of his/her appointment." Based on discussion with the Village Board, residency within the Village is strongly preferred, and will be required of someone who is appointed and who moves to the area from out of state or from out of the south suburban region. The Village Board also expressed some possible flexibility regarding the ten-mile radius requirement of the Ordinance. If the new Village Man- ager is from the south Metro area of Chicago, residency will be weighed in light of the candidate's accessibility to and ability and enthusiasm for being an active parti- cipant in the community. u u L L L r , L l Education and Experience Achievement of a baccalaureate degree in public admin- istration, business administration or closely related field is required; attainment of a graduate degree in public administration or related field is preferred, but not required. Have proven executive-level management experience with at least ten years of progressively responsible supervisory, management, and administrative ex- perience as a Village Manager or Assistant Manager in a municipal government of similar size and with the full range of municipal services provided by the Village of Oak Lawn. Have sufficient experience and knowledge of local gov- ernment, in general, and the Village Manager plan in particular, to understand the complementary but differing roles performed by the Elected Officials, Village Board, and staff; and have successful experi- ence in working in a mutually respectful and pro- ductive relationship. l I I J Have experience in working with elected officials, Vil- lage department heads and staff, and the public in a positive, cooperative, and team-oriented approach to addressing issues and solving problems. Have the ability and experience to think strategically and help the Village Board, staff and other Village stakeholders develop strategic plans and a commu- nity vision; keep the focus of all on the future of the Village. Possess strong financial management abilities involving financial forecasting, revenue enhancement, capital improvement programming, and budget develop- ment and control. Have a strong background in and familiarity with all aspects of economic development, including Tax Incremental Financing (TIFs) and have experience working with developers and negotiating agree- ments with them on behalf of the Village. Have knowledge of and experience with a water utility; experience contracting with and providing services to other municipalities is a plus. Have experience and a successful track record of em- ployee relations and be knowledgeable about mod- ern human resources practices including personnel policies and evaluation of employee performance; labor relations experience is also desirable. Have the experience and ability to maintain effective public relations; understand the im- portance of the positive pre- sentation of the image and goals of the Village. Have successful experience in intergovernmental relations and interacting with other governmental jurisdictions and agencies in a constructive, cooperative, and mutually sup- portive manner, while negoti- ating for and representing the Village's interests tactfully and firmly. Have a demonstrated record of in- volvement in the community beyond the official duties of the Village Manager position; be a presence in the community and with community organizations. ] Have experience in consensus / team building; have strong skills in facilitation. r ... Management Style/Personal Traits Have demonstrated excellent oral and written commu- nication skills and the ability and willingness to communicate openly and in a straightforward man- ner with the Village Officials, staff, employees, and community. J '1 0.1 Be a strong Manager who is self-confident in presenting well-developed recommendations and alternatives to the Village President and Board of Trustees for Board action; at the same time, be able to accept the policy direction of the Board when it differs from the Manager's and staff's recommendations and to dili- gently and promptly follow through on the imple- mentation of Board decisions. ,. 100 r l I" 1 ~ Be politically aware but not politically involved; have the courage of her /his professional convictions to advise the Village President and Village Board of what is best for the Village from the Manager's perspective and saying "no" professionally and dip- lomatically when appropriate. r L [ [ [ [ I I" . ,. Ie \. '" 1 ... II ~L i( ! [ IL I( rL fl !l I I l [ [ l ~l L L L L - Be a team builder and leader who can work profes- sionally, positively, and cooperatively with Elected Officials, Staff, residents and other community stakeholders. Be comfortable in delegating broadly to management staff and fostering among Village Staff an attitude of teamwork and creativity in municipal problem solving, while ultimately being accountable and holding staff accountable for the quality and ef- fectiveness of municipal operations and work products. Be a dynamic, risk-taking leader who is able to bring about change. Be able to select high quality, professional staff and be a mentor to and support the professional growth and development of all Village staff. Be a creative thinker, an innovator, one who is current with developments in municipal governance. Possess and exemplify high moral standards and per- sonal ethics with a background of complete integ- rity; be honest and fair. Have a high energy level and enthusiasm for meeting the challenges and responsibilities of the Village Manager's position; be motivated by attaining results. Have a sense of humor. PROFESSIONAL ANNOUNCEMENT The following, or similar, text has been released for insertion in appropriate professional publications and internet sites. VILLAGE MANAGER VILLAGE OF OAK LAWN, ILLINOIS Oak Lawn, IL (57,000) Village Manager. Stable and progressive family-oriented community, located adja- cent to the City of Chicago, seeks a dynamic leader to assist the Village Board and Staff into the future. Three Managers since 1990. Appointed by Village President and six-member Village Board elected by districts to four-year, staggered terms. $97 million total budget; 400 full-time employees. Require bachelor's degree in public administration or closely related field; Master's degree desirable. A minimum of ten years of significant and progressively responsible municipal management experience required. Excellent communication and in- terpersonal skills, team management approach, budget / fiscal management, economic development, and labor relations experience required. Salary $130,000+ / -, DOQE, plus excellent benefits. Apply to: Robert A. Beezat, The PAR Group, 100 N. Waukegan Road, Suite 211, Lake Bluff, IL 60044. TEL: 847/234-0005; FAX 847/234-8309; Email: resume@pargroupltd.com. IfllTHE PAR GROUP ~~ A ~ Public Management - Consultants, LLC @ Rl:cycled Papt'! VILLAGE OF OAK LAWN ORGANIZATIONAL CHART Citizens of Oak Lawn I President & Board of Trustees I Village Manager Information Technology Department Human Resources Department Community Development Public Works Department Office of Quality Control Office of Administrative Services Village Attorney . - Human Services Department I Communications Department Police Department Fire Department en n ;r CD 0. C CD SECTION 6: ANTICIPATED SCHEDULE A projected schedule for the search in Iowa City is attached. It can be modified to meet the needs of the City. IOWA CITY, IOWA CITY MANAGER RECRUITMENT TIMETABLE Elapsed Weeks for Recruitment Process Activity 12 11 10 9 8 7 6 5 4 3 2 On-Site Interviews with City Officials and Staff; Consultant Development of Recruitment Profile and Approval by Client Interview Candidate Identification, Search, Screen, and Evaluation by Consultant Consultant Prepares Report and Delivers Rewmmendations of Qualified Candidates Selection of Candidate Finalists by Client, Additional Background Checks, Report Preparation and Presentation by Consultant First Round Interviews of Selected Finalist Candidates by Client Second Round Interview of Finalists and Selection of Final Candidate by Client, Begin Negotiation of Compensation and Employment Conditions, Present Offers, Acceptance and Appointment THE PAR GROUP Paul A. Reaume, Ltd Public Management Consultants II .1 THE PAR GROUP Public Management Consultants, LLC 100 North Waukegan Road, Suite 211 Lake Bluff, Illinois 60044 TEL 847/234-0005 FAX 847/234-8309 I COMPANY: 'Slavin fJ"'{l/1t:l ~uI- G; n Su !-klt-k:, Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceptional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful perfonnance. There are no deficiencies in major areas or items. Acceptable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. MarQinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating(1-10} Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFirmRank.doc I CITY OF IOWA CITY, IOWA Statement of Qualifications Executive Search for City Manager Prepared by Robert E. Slavin on]uly 26,2007 ~ SLAVIN MA AGEMENT CONSULTANTS I. CITY OF IOWA CITY, IOWA Statement of Qualifications Executive Search for City Manager Prepared by Robert E. Slavin onluly 26, 2007 SLAVIN MA AGEMENT CONSULTANTS 3040 Holcomb Bridge Rd. Suite A-1 . Norcross, Georgia 30071 . (770) 449-4656. FAX (770) 416-0848 . E-mail: slavin@beUsouth.net www.slavinweb.com With affiliates in Ann Arbor, Dallas, Hartford and Mesa SLAVIN MANAGEMENT CONSULTANTS July 26, 2007 City Manager Search City of Iowa City Office of the City Clerk 410 E. Washington Street Iowa City, Iowa 52240 Re: Proposal for City Manager Search Services Slavin Management Consultants (SMC) is honored to be invited to provide a statement of qualifications for providing professional executive recruitment services to assist the City of Iowa City in recruiting and hiring a new city manager. From the information provided, It is our understanding that Iowa City, Iowa is strategically located in the heart of the Midwest, near the geographical center of the country. Located in the center of eastern Iowa, Iowa City lies within 300 miles of Chicago, Minneapolis, Omaha and St. Louis. Iowa City is both casual and cosmopolitan, a gathering place for people from all walks of life. The downtown area with its mall, specialty shops and services attracts people from surrounding areas. With a population of 62,220 people, Iowa City has a major art gallery, remarkable theatre and music events and many cultural events. Iowa City is a center of learning, a place where education is valued by students of all ages and by the community as a whole. The city's public school system has an enviable record of success in educating young people. Iowa City is home to the University of Iowa which draws faculty and students from around the world. Iowa City has long been distinguished as one of the nation's leading centers for medicine. The University of Iowa Hospitals and Clinics provides health care through extensive clinical services. Iowa City residents also have the services of Mercy Hospital, an outstanding community hospital. The Veterans Administration Medical Center is Iowa City's third hospital. Iowa City's largest employers include ACT Inc., Pearson Educational Measurement, Lear Corporation, University of Iowa, Mercy Hospital, Proctor & Gamble, Oral B Laboratories, University of Iowa Health Care, VA Medical Center, Systems Unlimited, Hy-Vee, the City of Iowa City, Iowa City Community School District and Johnson County. The City of Iowa City operates under a City Council/City Manager form of government. The voters of the City elect the seven members of the City Council on a nonpartisan basis. The mayor is elected by the City Council. The City Council is the governing body and is responsible for the appointment of the City Manager. The City Manager is responsible for administering all policies, laws and ordinances enacted by the City Council. With support from the Assistant City Manager and department directors the City Manager is responsible for the day-to-day operations of the city organization. City departments include City Attorney, City Clerk, Finance, Fire, Housing and Inspection Services, Library, Parking and Transit, Parks and Recreation, Planning and Community Development, Police, Public Works and Senior Center. The City work force consists of 635 permanent positions and up to 400 temporary positions. Slavin Management Consultants is pleased to submit this qualifications statement to conduct an executive search for the next City Manager of Iowa City. The purpose of this project is to help the City Council to develop and agree to a comprehensive position profile for City Manager and then to identify, recruit and present outstanding 3040 Holcomb Bridge Road. Suite Al · Norcross, GA 30071-1357 · (770) 449-4656 · FAX (770) 416-0848 City of Iowa City Page 2 candidates who meet these criteria. Once the profile has been developed and approved by the City Council, we will have no difficulty identifying quality prospective candidates and becoming immediately productive. It is normal for a City Manager search to take between sixty and ninety days to complete. SMC is a high quality, independent management consulting firm. SMC is a national firm, strategically based in Norcross, Georgia for easy access to Atlanta's Hartsfield - Jackson International Airport - the world's busiest airport. We have affiliates in Ann Arbor, MI, Dallas, TX and Hartford, CT. We are most capable and interested in being of service to the City of Iowa City and are prepared to commit the highest level of our firm's resources to accomplish this work. I will manage and serve as the primary consultant for this critical project. I am the owner and president of SMC and am among the most experienced recruiters of governmental managers in the nation. I have a strong and proven commitment to providing exceptional recruitment services to public agencies and have received many accolades supporting this work. I have the authority to bind the corporation. Ms. Jill Pylant, Mr. Paul Wenbert and Mr. Sam Trager will assist with the project. All are highly experienced human resources consultants. SMC has recruited many executives for public agencies in the Midwest and all regions of the country. Within the last year we have placed city managers in Evanston, IL; Fort Collins, CO and Wichita, KS. In Iowa, we placed the current City Managers in West Des Moines and Muscatine and we are currently handling the search for Executive Director of the Iowa League of Cities. We believe that it is significant is that we are experienced in placing city managers in university communities. Examples include Ann Arbor, MI; Berkeley, CA; Columbia, MO; Evanston, IL; Fort Collins, CO; Gainesville, FL; Kalamazoo, MI; Laramie, WY; Oberlin, OH; Riverside, CA; Springfield, MO and Ypsilanti, MI. We use a "critical path" search process which allows our clients to focus attention on the selection process rather than on identifying, recruiting, screening and evaluating candidates. We understand that each client's need for key executives is different and that there is no "best" person for all situations. The best prospects are typically happily employed and not responding to advertisements. These people need to be found and encouraged to become candidates. They are understandably reluctant to apply for positions when their interest could become a matter of public information prior to being assured that the City Council is interested in their candidacy. Our approach to this assignment will reflect the unique qualities of Iowa City. It will honor the interests of candidates to the extent possible under Iowa law. In considering our firm we point out several factors about our firm and our approach that will be of significant benefit to the City: . We are results oriented. Once the recruitment profile is approved, we "lock" into the criteria established and carefully identify, recruit and evaluate candidates who meet your criteria. We do not simply bring forward candidates whom we may already know. . Our key staff members have extensive experience in conducting executive searches for the public sector throughout the nation. . We are committed to complete client satisfaction. Our successful placement-oriented approach will ensure that the project work is practical, realistic, timely and that it has the full commitment and support of the City Council so that a successful placement will be facilitated. . We use discount airfares and leverage trips between clients whenever possible to reduce expenses to our clients. . We are leaders in the field of executive search in the public sector and our methodologies are state-of-the- art. We can address all aspects of your assignment. City of Iowa City Page 3 . Every search that we have conducted has resulted in a selection from our recommended group of candidates. Our experience includes large and small organizations, and chief executives and subordinate level positions. More than 95% of our placements have remained in our client's positions for more than five years. . Our style is interactive, that is, we strive to build a partnership with our clients. . We are experts in EEO/AA recruitment. Approximately 25% of our placements are women and/or minorities. Thank you for the opportunity to submit this statement. We look forward to working with the City of Iowa City on this highly challenging and very important assignment. If you have questions concerning this proposal, please contact me at (770) 449-4656. Very truly yours, SLAVIN MANAGEMENT CONSULTANTS /~f~~ Robert E. Slavin President RES/jf TABLE OF CONTENTS Cover Letter NAME OF FIRM, OWNERS, BRIEF HISTORY OF THE FIRM. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 About Slavin Management Consultants ............................................ 1 A. Firm Qualifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 S. Staffing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 Robert E. Slavin, President . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 Jill T. Pylant, SMC Managing Consultant. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2 Sam Trager, CCP, CSP, SMC Senior Consultant. . . . . . . . . . . . . . . . . . . . . . .. 3 Paul Wen bert, SMC Western Regional Manager . . . . . . . . . . . . . . . . . . . . . . .. 4 FIRM CAPABILITIES AND EXPERIENCE ................................................ 5 Develop the Recruitment Profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 5 Identify Qualified Candidates. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 5 Evaluate Prospective Candidates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 5 Preliminary Screening and Progress Report .................................. 5 Selection and Employment .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 6 In-depth Screening and Final Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 6 Establish Evaluation Criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 Follow-up. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 Reporting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 Deliverables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 Guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 Slavin Management Consultants Search History ..................................... 8 Community Involvement ....................................................... 11 Description of at least three City Manager Searches and their Outcomes . . . . . . . . . . . . . . . .. 11 REFERENCES AND PERSONNEL EXPERIENCE. ... . . ......... ..... . . . ........ ... .... . .. 12 ANTICIPATED SCHEDULE. .. .. . . ... . . . . . . . . . . .... . . .. .... .... .. . . . . . . ....... ........ 13 AGREEMENT FOR SERVICES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 14 EXHIBITS Pro Forma Invoice Clients Additional References EEO Statement Minority and Female Placements Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants NAME OF FIRM, OWNERS, BRIEF HISTORY OF THE FIRM About Slavin Management Consultants This section presents our qualifications to conduct projects of this type and describes the staff to be assigned to the search. A. Firm Qualifications SMC is an independent management consulting firm formed in 1986 and incorporated in the State of Georgia. We operate nationwide from our home office near Atlanta, Georgia. The principal and only stock holder of the firm is Robert E. Slavin. Mr. Slavin has extensive experience as a local government executive and as a management consultant. We have affiliates in Ann Arbor, MI; Dallas, TX; Hartford, CT and Mesa, AZ. The company provides exceptionally high-quality consulting services to state and local governments, health care providers, transit authorities, utilities, special districts, and private sector clients. Specialty practice areas include executive recruitment, pay and classification, performance appraisal systems, and organization development and training. Our key consultants have conducted successful assignments for hundreds of public sector organizations nationally and offer many references as testimony of our work. This important engagement will be personally conducted by Mr. Robert E. Slavin. Mr. Slavin has conducted or assisted in the conduct of more than 600 successful executive searches throughout his career. Members of the proposed search team have conducted executive searches for Slavin Management Consultants as well as for others before joining the firm. All are professional public human resources practitioners with significant direct management experience. All are long-term, active members of a variety of professional organizations and stay abreast of new and changing laws, developments and trends by regularly attending specialized workshops, seminars and annual conferences. B. StaffinQ Robert E. Slavin. President Mr. Slavin will manage and serve as the lead consultant for this project. He is a pioneer in public sector and nonprofit executive search. He is among the best known and respected professional recruiters in the business. He is a frequent speaker before professional groups and he has written several articles for professional journals concerning governmental management. By special invitation, Mr. Slavin assisted the United States Office of Personnel Management to define and set up the Senior Executive Service for the Federal Government. Mr. Slavin began his local government career in 1967. His experience includes twelve years working directly for local governments and it includes seven years as a principal consultant with the government search practice of Korn/Ferry International, the largest private sector search firm in the world. He headed the local government search practices for Mercer/Slavin, Incorporated, Mercer, Slavin & Nevins and Slavin, Nevins and Associates, Inc. Mr. Slavin now heads the executive search practice for Slavin Management Consultants. Clients include state and local governments, nonprofit and private sector businesses all over the United States. His experience includes search assignments for the 1984 Los Angeles Olympic's Organizing Committee. Mr. Slavin's experience and qualifications include organizational analysis, classification and compensation studies, and assessment centers and human resource's systems studies. Before being invited to join Korn/Ferry International, Mr. Slavin served as Assistant City Manager/Director of Human Resources for the City of Beverly Hills, California. While at Beverly Hills, Mr. Slavin conducted many executive level recruitment assignments involving nationwide search and placement. Before joining the City of Beverly Hills, Mr. Slavin was the Assistant Personnel Director for the City of San Leandro, California. Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 1 Before San Leandro, Mr. Slavin was on the personnel staff of Santa Clara County, California. His assignments included recruitment, classification and selection for the County's Health Department, Medical Center, Transportation Agency, Sheriffs Office, Superintendent of Schools, Fire Marshall, Assessor's Office, Library System and County Recorder's Office. Mr. Slavin received his Bachelor of Science degree in Political Science from the University of Santa Clara, and has completed the graduate course work for a Master's degree in Public Administration at California State University at Hayward. He is a Certified Professional Consultant to Management by the National Bureau of Certified Consultants. OrQanizations · International City Management Association · American Society for Public Administration · International Personnel Management Association · IPMA - Human Relations Commission · IPMA - Publications Review Committee · Certified Management Consultant (National Bureau of Certified Consultants) · Southern California Public Labor Relations Council · Southern California Municipal Assistants · Bay Area Salary Survey Committee Jill T. Pvlant. SMC ManaQinQ Consultant Ms. Pylant is an intragal part of SMC's Atlanta based team. She heads our Classification and Compensation Division and will assist Mr. Slavin with this project as needed. Ms. Pylant has more than 30 years experience in the field of Human Resource Management and local government administration, including eight years as a managing consultant and seven years in local government executive positions. She holds the Master of Public Administration degree. Highlights of Ms. Pylant's career include: · Personnel Director for the fastest growing urban county in the United States, with responsibility for all personnel policies and practices for 2500 employees and a total payroll of $50 million. . Redesigned the total compensation package and developed a professional management structure for plan design, administration and communication for a large urban county government with 3800 employees. · Directed many Compensation and Classification Studies. Developed job analysis methodology to identify skills, knowledges and abilities of individuals and organizational functions. . Responsible for countywide MIS planning and operations for a fastest growing large county using two mainframe platforms and managing 43 major systems. . Managed a Functional Job Analysis of several agencies within the South Carolina Department of Social Services to restructure jobs and reassign organizational objectives for increased efficiency. The results of the work were contributed to the National Task Bank for the Social Services developed by the W. E. Upjohn Institute as well. · Established performance and productivity standards for more than one hundred positions, including clerical, technical and professional, in the Gwinnett County Department of Administrative Services. · Facilitated numerous workshop group sessions to brainstorm goals and objectives, set priorities and develop team decision making skills. . Adapted the national government's Factor Evaluation System for job classification for use in state and local government. . Developed and conducted supervisory skills development training for local government jurisdictions in South Carolina. . Developed and conducted training in personnel for county government elected officials in Georgia. . Set up a pay-far-performance system in a large county government. . Managed employee "quality circles" group in the modification of performance appraisal system as well as the development of new leave policies. OrQanizations · International Foundation of Employee Benefits Plans Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 2 . American Society for Public Administration (held national, state and local offices) . International City Management Association (served on a national committee) . Georgia Local Government Personnel Association · World at Work Sam Traaer. CCP. CSP. SMC Senior Consultant Mr. Trager is a key member of SMC's Atlanta based Executive Recruitment team. As such, he will provide significant professional support to Mr. Slavin on this assignment. Sam has more than 19 years of progressively responsible public sector human resources experience. Most recently, Sam served as Human Resources Director of Hall County, Georgia, where he oversaw the functions of recruitment, compensation and benefits, employee relations, risk management, and organizational development. Before accepting the position with Hall County, he served as Compensation and Benefits Administrator for Athens-Clarke County Government for some five years and, prior to that, he held a similar position with the Gainesville-Hall County Human Resources Department. He has taught for the Terry College of Business at the University of Georgia, instructing students in total compensation management, and has also conducted HR related training for the Carl Vinson Institute and the Georgia Local Government Personnel Association. From 1988 to 1991, Sam previously worked as a consultant with SMC. A graduate of Mercer University, Sam holds an undergraduate degree in Political Science and a Master of Business Administration. He is also a certified professional in Compensation and Benefits through World at Work (the American Compensation Association). Highlights of Mr. Trager's career include: . With Hall County, conducted nationwide recruitments for 11 department directors to include, Public Works, Planning, Parks and Recreation, Fire, IT, Purchasing and Central Communications (911). . Maintained Compensation and Classification systems to include conducting annual surveys, re- writing/updating all class specifications and making budget recommendations to management for implementation. . Oversaw the development and implementation of an individualized pay-for-performance system for 1300 employees. . Transitioned Hall County from a fully insured health insurance plan to a partially self-insured plan saving Hall County in excess of $1,000,000. . Proposed and implemented a self-insured dental and short-term disability program. The self-insured short-term disability program saved more than $300,000 per year. . Designed, developed and gained approval for a random drug testing program for safety sensitive employees to supplement post-accident and post-offer drug testing. . Designed and administered an early retirement program that was accepted by 66% of eligible employees. . Designed and gained approval of a transitional pay program for employees on military leave. . Oversaw the development of comprehensive training programs to include an eight-module management training program, customer service program and time management. Oraanizations ~ Society for Human Resource Management ~ International Personnel Management Association ~ Georgia Local Government Personnel Association ~ World at Work Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 3 Paul Wenbert. SMC Western Reqional Manaqer Mr. Wen bert, based in Mesa, Arizona, contracts with SMC to manage the firm's activities in the western states. His value to the Iowa City project is his has extensive experience in Iowa combined with his great affinity for the quality of life that Iowa offers. Paul has been professionally active on a national basis and has comprehensive current knowledge city managers and assistant city managers around the country. We plan to tap his knowledge to assist in locating and encouraging qualified candidates to apply for this job. In all, Paul has more than thirty years of professional local government experience including twenty-four years of executive level experience with thirteen of those years as a city manager. Mr. Wenbert joined Slavin Management Consultants in 2007 as Western Regional Manager. He is headquartered in Mesa, Arizona. Most recently, Mr. Wenbert completed seven years of service as Deputy City Manager of Mesa. His career highlights include nine years as City Administrator for Newton, Iowa; four years as Village Manager for Villa Park, Illinois and four years as Assistant City Manager for Ames, Iowa. Early in his career Mr. Wenbert served as an administrative intern for Fort Wayne, Indiana and as an administrative assistant for Mesa, Arizona and Marion, Indiana. Mr. Wenbert earned his Masters in Public Administration degree from Arizona State University and his Bachelor of Science degree From Indiana University. He is also an ICMA Credentialed Manager. His career highlights include: · Chaired Keep Maytag In Newton Task Force which facilitated retention of more than 2,000 jobs and addition of 440 jobs and $41 million of investment · Instituted Productivity Improvement Programs in Newton, Iowa and Villa Park, Illinois resulting in more than $3 million of savings · Negotiated revised 28E agreement with twelve local governments for regional landfill operated by City of Newton and involved in many other intergovernmental relations activities in Newton, Villa Park and Mesa, Arizona · Supervised city departments with $33 million budget and 240 employees in Ames, Iowa · Directed $80 million five-year Capital Improvements Program budget in Ames · Served as chief negotiator on collective bargaining team for police, fire and blue collar union negotiations in Ames · Worked for the City of Mesa during the time period when it was the fastest growing community in the United States and was involved with many growth issues such as infrastructure planning and financing, freeway interchange decisions and allocating resources equitably to newly developed and existing areas of the community · Designed and administered first personnel and wage classification system for City of Marion, Indiana · In all positions enhanced citizen connection to city government through various methods including citizen-based strategic planning, citizen focus groups, regular community attitude surveys, citizen academies and providing highlights of items on Council agenda · In all positions improved staff team-building through city-wide staff development and training and city- wide committee work assignments · Served as Vice-President of International City/County Management Association · Served as President of Iowa City/County Management Association · Received ICMA Program Excellence Award for Collaborative Children and Youth Initiatives Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 4 . Received Greater Newton Area Chamber of Commerce Key Award for Chairing Keep Maytag In Newton Task Force Organizations ~ ICMA(Past Executive Board Member and Chair of the three ICMA Committees ~ Iowa City/County Management Association (Past President) Our consultants work as a team. We share the responsibilities for each project, each with specifically assigned responsibilities. We currently have eight active search projects. Four are scheduled to be completed within the next three weeks. FIRM CAPABILITIES AND EXPERIENCE We propose to use our success proven five-step executive recruitment process described as as follows: . Develop job qualifications and requirements for the City Manager position -- the recruitment profile. . Identify and recruit qualified candidates. . Evaluate prospective candidates. . Make recommendations, help in selection and facilitate employment. . Establish evaluation criteria and follow-up. Each step of this process is described below. DeveloD the Recruitment Profile We will meet with the City Council members individually and collectively and with staff and community leaders (if the City Council wishes) to learn the City's needs, focus and requirements such as experience, education and training as well as preferred management style and personal traits. In developing the recruitment profile, we will spend a considerable amount of time at the beginning of the process in Iowa City to gather additional information about the City and to ascertain, the unique challenges of the job and the general environment within which the position functions. Once we have gained the necessary information, we will prepare a draft recruitment profile and review it with the City Council to arrive at a general agreement regarding the specifications for the position. The final profile will include information about the region, the City of Iowa City, the City government, major issues to be faced, the position and the selection criteria established. Identifv Qualified Candidates We will first review our database to find those candidates whom we may already know and/or already have on file who may meet your specifications. Although the above process is valuable, we will rely most heavily on our own contacts in related fields and on our own experience. In other words, through "networking," we will conduct a professional search for the best-qualified candidates and invite them to apply for the position. In this effort, we utilize appropriate professional organizations, our established contacts, and our knowledge of quality jurisdictions and their employees. We will develop a targeted advertising program utilizing professional publications and then will prepare and place classified advertisements. Evaluate ProsDective Candidates Preliminary Screening and Progress Report Criteria for the preliminary screening will be contained in the approved "Recruitment Profile." They may include such items as education, technical knowledge, experience, accomplishments, management style, Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 5 personal traits, etc. Screening of candidates against those criteria will be based on data contained in the resume and other data provided by the candidates and on our knowledge of the organizations in which they work. At this stage, each must meet the minimum qualifications specified in the Recruitment Profile. We request that all candidates provide us, in writing, substantial information about their accomplishments and their management style and philosophy. This information is verified and, at the City's option, may be further tested by having the finalists respond to a supplemental questionnaire and/or complete management and leadership style inventories. We interpret these instruments for the City as well. We will meet with the City Council to provide a progress report on a number of semifinalist candidates. These individuals will be top prospects who clearly meet the City's specifications for the position. With guidance from the City Council, we will narrow the semifinalist candidate group on the basis of refined criteria. During this meeting we will determine City's expectations relative to interview questions that we will write as well as the candidate rating and scoring processes which will be included in our final report. Selection and Emp/ovment In-depth Screening and Final Report At this point, we will interview those semifinalist candidates whom the City has the greatest interest in. Proper "fit" is as important as technical ability. We assess both. In order to better assess candidates' management style and interpersonal characteristics, we personally interview each in his or her present work environment. We will closely examine each candidate's experience, qualifications, achievements, management style and interpersonal skills in view of the selection criteria and our professional expertise in evaluating the quality of such qualifications, skills and achievements. We conduct in-depth background checks on those individuals who continue to demonstrate their overall suitabilityforthe position. Included are detailed and extensive reference checks which cover a minimum period of ten years. In conducting these, it is our practice to speak directly to individuals who are now or have been in positions to evaluate the candidate's job performance. We ask each candidate to provide us with a large number of references. We then network these references to other persons who know the candidate. In this way, we thoroughly evaluate each candidate. These references and evaluations are combined to provide frank and objective appraisals of the top candidates. As part of our evaluation process we conduct credit checks and verify undergraduate and graduate college degrees. We also conduct criminal history, civil court records and driving record checks. At the City's option, we can arrange for assessment centers and/or psychological (or similar) testing of the candidates. (These optional items will result in extra cost.) We will then meet with the City Council to present a group of well-qualified finalist candidates for interviews in Iowa City. These final candidates will not be ranked because, at this point, they will all be qualified and it will then be a matter of chemistry between the candidates and the City Council that should produce the final selection decision. Our final report will be presented in a meeting with the City Council. This written report is a comprehensive document. It contains our candidate recommendations, details about the search, interview tips, interview questions, candidate evaluation forms and information about legal vs. illegal inquiries. The report also includes the candidate interview schedule as well as our recommendations relative to timing, sequencing, location, setting, format, and conduct of interviews. The report contains comprehensive information about each recommended candidate. This includes educational and experience information, an evaluation of the candidate's experience relative to the criteria established by the City, a summary of reference comments and a statement of accomplishments and management style prepared by the candidate. Present compensation is also provided for each recommended candidate. We will provide information about trends in employment, employment contracts and agreements, relocation expenses, perquisites, appropriate roles for spouses, receptions, etc. We arrange schedules for top candidate interviews with the City and we will coordinate the entire process. We will properly handle any and all media relations. Unless otherwise directed, it is our standard practice to tell all media that we are working on behalf of the City of Iowa City and that any public statement should come Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 6 from the City directly. Under no conditions will we release information to the media unless specifically directed by the City to do so. We will notify all unsuccessful candidates of the final decision reached. And, finally, will continue to work for the City until a suitable candidate is recruited and hired by the City. SMC is an equal opportunity employer and recruiter, and will not discriminate against any employee or applicant for employment because of race, religion, creed, color, sex, disability or national origin. Establish Evaluation Criteria Once the new City Manager has been on board for 30 days or so, we will conduct a session with the City Council and with the new City Manager to establish mutual performance criteria and goals for the position. Follow-up We will follow-up with the City Council and the new City Manager during the first year and assist in making any adjustments that may be necessary. Reportinq We will keep the City informed, involved in decisions and involved in the search process. We will provide frequent progress reports to the City Council. Deliverables Deliverables include the recruitment profile (draft and final), the advertisement (draft and final), the progress report (presented in person), the final report with interview tips, interview schedule, interview questions, candidate resumes, candidate evaluations, candidate writing samples, rating sheets, ranking forms, tabulation forms and appropriate/inappropriate question list and negotiated employment agreement between the City and the selected candidate. The following list illustrates Slavin Management Consultants experience in completing city manager and related searches comparable to the Iowa City city manager search. Guarantees We provide a comprehensive set of assurances and guarantees to out executive recruitment clients that include: . We are committed to excellence. We guarantee the highest quality of work and its success in your environment. To accomplish this, we will continue to work with the City until the City Council is satisfied with the candidates and a satisfactory candidate is selected and accepts employment. . We guarantee our work and will redo the search if the position is vacated, for any reason, within two years of the employment date of a candidate selected by the City through our efforts. . We will never actively recruit any candidate who we have placed nor will we actively recruit any employee from a client organization for at least two years from the completion date of an assignment. Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 7 Slavin Manaaement Consultants Search History CLIENT POPULATION POSITION RESULT YEAR PLACEMENT STILL EMPLOYED Albany, GA 77 City Manager Position filled 2005 N/A Assistant City Manager Active search 2005 Police Chief Active search 2005 Asheville, 73 City Manager Position filled 2005 Yes NC Auburn Hills, 20 City Manager Position filled 2004 Yes MI Bethlehem 10 Township Manager Position filled 2003 Yes Township, PA Broward 1.7M Equal Employment Position filled 2003 Yes County, FL Opportunity Director Bryan, TX 64 City Manager Position filled 2002 Yes Clermont, FL 17 Police Chief Position filled 2005 Dallas, TX 1.2M Police Chief Position filled 2004 Yes Decatur, GA 20 Police Chief Position filled 2003 Yes Denton, TX 66 Police Chief Position filled 2003 Yes District of 572 Alcoholic Beverage Position filled 2002 Yes Columbia Control Director Evanston, IL 76 City Manager Position filled 2005 Yes Fort Collins, 131 City Manager Position filled 2005 Yes CO Gainesville, 95 EEO Director Position filled 2004 Yes FL Glastonbury, 32 Human Resources Position filled 2002 Yes CT Director Greensboro, 225 Assistant City Manager Positions filled 2002 Yes NC (2 positions) Position filled 2004 Water Reclamation Manager Greenwood 11.5 City Manager Position filled 2006 Yes Village, CO Gwinnett 588 Fire Chief Position filled 2001 Yes County, GA Human Resources Position filled 2004 Director Hall County, 140 Community Position filled 2003 Yes GA Development Director Hollywood, 120 City Manager Position filled 2002 Yes FL Kalamazoo, 77 City Manager Position filled 2005 Yes MI Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 8 CLIENT POPULATION POSITION RESULT YEAR PLACEMENT STILL EMPLOYED Kent County, 547 Human Resources Position filled 2003 Yes MI Director Lake County, 680 Asst.County Position filled 2005 Yes IL Administrator Chief Info Officer Position filled 2005 Yes Human Resources Dir Position filled 2004 Yes Liberty, MO 26 Police Chief Position filled 2001 Yes Lilbum, GA 12 Police Chief Position filled 2006 Yes Metropolitan 845 Operations Position filled 2003 Yes Sewer Superintendent District of Greater Cincinnati Montgomery 873 Director of Corrections Position filled 2001 Yes County, MD and Rehabilitation Mt. Lebanon, 33 Municipal Manager Position filled 2002 Yes PA Nashville, 511 Arts Commission Position filled 2004 Yes TN Director Neptune 7 City Manager Position filled 2004 Yes Beach,FL New Kent 13 County Administrator Position filled 2002 No County, VA Accepted a Promotion North Port, 46 City Manager Position Filled 2005 Yes FL North Miami 35 Utility Finance Manager Position filled 2003 Yes Beach, FL Olathe, KS 93 Assistant City Manager Position filled 2000 Yes Orange 896 Director of Position filled 2003 Yes County, FL Environmental Position filled 2002 Management Position filled 2001 Director of Corrections Director of Parks and Recreation Ormond 36 City Manager Position filled 2002 Yes Beach,FL Budget Director Position filled 2004 Panama 36 Assistant City Manager Position filled 2004 Yes City, FL Peoria 183 County Administrator Position filled 2001 Yes County, FL Portage, MI 46 Assistant City Manager Position filled 2003 Yes Deputy Police Chief Position filled 2004 Yes Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 9 CLIENT POPULATION POSITION RESULT YEAR PLACEMENT STILL EMPLOYED Roanoke, VA 95 Director of Technology Position filled 2003 Yes Director of Human Position filled 2003 Yes Services Position filled 2002 Director of Parks and Position filled 2002 Yes Recreation Director of Libraries No Rockville, 47 City Manager Position filled 2004 Yes MD Police Chief Position filled 2002 Yes Assistant City Manager Position filled 2002 Yes Sarasota, FL 53 Human Resources Position filled 2000 No Director Placement retired SW Florida N/A Executive Director Position filled 2002 Yes Regional Planning Council Spotsylvania 90 Planning Director Position filled 2003 Yes County, VA Stratford, CT 49 Town Manager Position filled 2002 No Human Resources Position filled 2002 (Mayor changed) Director Yes Takoma 17 City Engineer Position filled 2004 Yes Park, MD Director of Public Works Position filled 2002 Yes Director of Parks and Position filled 2002 Yes Recreation Position filled 2002 Yes Director of Public Yes Planning Topeka, KS 122 City Manager Position filled 2006 Yes Police Chief Position filled 2006 Yes Triangle N/A Deputy Executive Position filled 2002 Yes Transit Director Authority (NC) Virginia Key N/A Executive Director Position filled 2003 Yes Beach park Museum Director Position filled 2007 Yes Trust (Miami, FL) Volusia 443 County Manager Position filled 2005 Yes County, FL County Manager Position filled 2000 No West Palm 82 City Administrator Position filled 2000 Yes Beach,FL Wichita, KS 364 Fleet Maintenance Position filled 2002 Yes Manager Position filled 2002 Traffic Engineer Position filled 2001 Yes City Manager Position filled 2004 Yes Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 10 Community Involvement We are frequently asked by our clients to involve the community in our work. This almost always occurs when we work for university communities. By nature these communities often have active citizens groups and individuals who are interested municipal affairs and whose input is encouraged and valued. We very much enjoy this aspect of our work because it provides us with valuable firsthand insight into community issues and interests. Due to the highly politically nature of this activity, we are careful to follow our client's guidance when we have direct contact with citizens. We have used a variety of techniques to accomplished citizen input. Examples include: ~ meetings to which all interested citizens are invited. These meetings often take place on different days, at different times and in different locations around the City, ~ a series of focus group meetings to which specific categories of community leaders are invited to discuss their individual interests and concerns, ~ in one city, we prepared a citizen input questionnaire that was published in the local daily newspaper, ~ we have facilitated live on-air televised citizen input sessions, ~ we have facilitated question and answer sessions during which citizens were invited to ask questions directly of finalist candidates, ~ we have conducted one-on-one meetings with citizens who asked to speak with us, ~ and, we have participated in a variety of meet and greet receptions for finalist candidates. Description of at least three City ManaQer Searches and their Outcomes Please see above section J. Slavin ManaQement Consultants Search Historv Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 11 REFERENCES AND PERSONNEL EXPERIENCE The following is a list of sampling of city manager, county administrator, assistants and related searches conducted by Slavin Management Consultants since 2000. All of these searches were conducted by Mr. Slavin with assistance from staff consultants. CLIENT pop FORM OF YEAR Search for CANDIDATE FEE Contact PHONE (K's) GOVERNMENT STILL THERE $ Albanv, GA 65.0 COUNCIUMGR 2005 Citv ManaQer Y 13.6 Alford Loll 1229\ 431-2853 Atlantic Beach FL 14.0 COUNCIUMGR 2000 Citv Manaaer Y 12.5 James Hanson (904)247-5806 Asheville NC 74.0 COUNCIUMGR 2004 Citv ManaQer V 13.6 Charles Worley 1828\ 259-5600 Brvan TX 65.0 COUNCIUMGR 2001 Cilh Manaaer Y 13.5 Hugh Walker (409)361-3851 Decatur IL 83.8 COUNCIUMGR 2000 Citv ManaQer Y 12.5 Steve Garmen (217)424-2801 Dinwiddie County VA 24.5 BOARDIADMR 2004 County Admr. N 13.5 Donald Harawav 18041 265-8884 Eloin,lL 120.0 COUNCILIMGR 2003 City ManaQer Y 13.5 Mavor Ed Schock 18471931-5595 Evanston, IL 75 COUNCIUMGR 2004 City Manager Y 13.5 Mayor Lorraine (847) 866-2974 Morton Fort Collins CO 130.3 COUNCIUMGR 2004 Citv ManaQer Y 13.6 Diane Jones 19701221-6505 Greensboro, NC 190.0 COUNCILIMGR 2005 Citv Manaaer Y 22.0 Larry Kerr 13361 273-2120 Hollvwood FL 120.0 COUNCILlMGR 2002 City ManaQer Y 13.5 Gail Reinfeld 19541921-3218 Huntersville, NC 4.0 COUNCIUMGR 2001 Town Manager Y 13.0 Jerry Cox 1704\875-6541 Lake County IL 680 COMMISSION/ADMR 2005 Asst. County Admr. Y 13.5 Barrv Burton 1847\ 377-2228 LaPlata Countv, CO 32.3 COMlADR 2000 County Administrator Y 12.5 Fred W. Klatt, Iii 13031 259-4000 Livinoston Countv, IL 40.2 COMM/COOR 2000 Countv Caordinator Y 12.5 John Jacobson (815\ 358-2478 Neotune Beach, FL 7.3 COUNCIUMGR 2003 Cilv ManaQer Y 13.0 Lisa Voloe (904) 270-2400 North Port FL 40.0 COUNCIUMGR 2005 Citv Manaaer Y 13.6 Helen Raimbeau /941\ 423-3120 Olathe, KS 100.0 COUNCIUMGR 2000 Asst City ManaQer Y 12.5 Mike Wilkes 19131 782-2600 Ormond Beach FL 40.0 COUNCIUMGR 2001 City Manaoer Y 135 Mayor Carl Persis /9041 677-0311s Palm Bch Gardens, FL 38.0 COUNCIUMGR 2000 Citv ManaQer N-2000 12.5 Mavor Russo 1407\ 775-8250 Panama City FL 37.0 COUNCIUMGR 2003 Asst City Manaaer Y 13.5 Ken Hammond 18501872-3010 Peoria Countv, IL 185.0 BOARD/ADR 2001 Countv ManaQer Y 12,5 David Williams (309\ 672-5056 Pitts burn KS 18.0 COUNCIUMGR 2002 City Manaaer v 12,8 David Zacharias (316\ 231-4100 Portaae, MI 45.0 COUNCIUMGR 2003 Asst Citv ManaQer Y 12.0 Mike Stamofler (616)329-4412 Rockville, MD 46.0 COUNCIUMGR 2004 City Manager Y 13.6 Katherine Tuck- (301) 309-3301 Parrish Seminole County FL 338 COMM/ADR 2000 County Administrator v 13.0 Robert Mc Million /407\321-1130 Volusia County, FL 380.0 COMMIMGR 2000 County Manager Y 13.5 Chairman Frank (386) 626-6582 Bruno West Des Moines, IA 50.0 COUNCIUMGR 2000 City Manager y 12.8 Mayor Steven Gaer (515) 974-5261 West Palm Bch, FL 80.0 MAYORlCNCL 2000 City Administrator Y 13.5 Mr. Ed Mitchell (407) 659-8028 City Administrator Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 12 ANTICIPA TED SCHEDULE The search process normally takes between sixty (60) and ninety (90) days to complete and typically follows the following pattern: I DAYS I STEPS I 1-30 I 30-45 I 45-60 I 60-360 I 1. DEVELOP SEARCH PROCESS, RECRUITMENT PROFILE AND ADVERTISING PROGRAM FOR CITY COUNCIL APPRO- ./ VAL 2. IDENTIFY QUALIFIED CANDIDATES, REVIEW DATA BASE, NElWORK, RECEIVE AND REVIEW RESUMES ./ ./ 3. SCREEN & EVALUATE PROSPECTIVE CANDIDATES ./ 4. PROGRESS MEETING AND REPORT ./ 5. INTERVIEW AND EVALUATE PROSPECTIVE CANDIDATES ./ ./ 6. SUBMIT FINAL REPORT AND RECOMMENDATIONS, ASSIST ./ IN SELECTION, FACILITATE EMPLOYMENT 7. ESTABLISH EVALUATION CRITERIA AND FOLLOW-UP ./ Approximately twelve semifinalist candidates are presented to the City at the progress meetings. Generally, about five finalist candidates are presented for interviews with the City. Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 13 AGREEMENT FOR SERVICES This proposal is presented for Slavin Management Consultants by: SIGNATURE: R~vrJ: ~~ NAME: Robert E. Slavin TITLE: President DATE: JulV 26. 2007 This proposal is accepted for the City of Iowa City, Iowa by: SIGNATURE: NAME: TITLE: DATE: Prepared for THE CITY OF IOWA CITY, IOWA by Slavin Management Consultants 14 EXHIBIT I - PRO FORMA INVOICE INVOICE DATE: CLIENT: ADDRESS: CITY, STATE: Progress billing for professional services rendered in connection with our agreement: $XXXX.XX (Invoice _ of-> Reimbursable expenses at cost: Airfare Hotel Ground Transportation Meals Tips Telephone Clerical Support FAX Messenger Service Copies Postage Misc. Direct Costs $ XXX.XX XX.XX XX.XX XX.XX XX.xx XXX.XX XXX.xX XX.xX XX.XX XX.XX XX.xX XX.XX Total Expenses $XXXX.xX TOTAL INVOICE $XXXX.XX SLA VIN MANAGEMENT CONSUL TANTS EXHIBIT 11- SELECTED LIST OF CLIENTS The following list of clients represent organizations for which our principal Consultants performed significant project work. This client list spans some twenty years of experience of SMC consultants. Therefore, many of these clients' project contacts have moved to other agencies or, in the case of elected officials, may not hold office today. Please contact SMC if you desire to speak with the individuals who were our project contacts. We will gladly give you the project contact's current telephone number and/or address. Adams County School District #14, Commerce City, Colorado Alameda County, California Alameda-Contra Costa Transit District, Oakland, California American Public Works Association Arapahoe County, Colorado Arrowhead Regional Development, Duluth, Minnesota Association of County Commissioners Georgia Bay Area Rapid Transit District, Oakland, California Beaufort County, South Carolina Birmingham Public Library, Alabama Borough of Bergenfield, New Jersey Brown County, Wisconsin Broward County, Florida Buffalo County, Nebraska California Housing Finance Agency California State Government Central Arkansas Library System CDC Federal Credit Union, Atlanta, Georgia Chaffee County, Colorado Chesterfield County, Virginia Children's Board of Hillsborough County, Florida City of Aiken, South Carolina City of Albany, Georgia City of A1pharetta, Georgia City of Anaheim, California City of Ann Arbor, Michigan City of Arlington, Texas City of Atlanta, Georgia City of Atlantic Beach, Florida City of Asheville, North Carolina City of Auburn, Maine City of Aurora, Colorado City of Austin, Texas City of Bartelsville, Oklahoma City of Bentonville, Arkansas City of Berkeley, California City of Beverly Hills, California City of Birmingham, Alabama City of Bisbee, Arizona City of Bloomington, Illinois City of Brea, California SLA VIN MANAGEMENT CONSUL TANTS City of Boynton Beach, Florida City of Brownsville, Texas City of Bryan, Texas City of Burbank, California City of Camarillo, California City of Carson, California City of Casper, Wyoming City of Charlotte, North Carolina City of Chesapeake, Virginia City of Clearwater, Florida City of Columbia, Missouri City of Columbus, Georgia City of Concord, New Hampshire City of Corpus Christi, Texas City of Corta Madera, California City of Culver City, California City of Dallas, Texas City of Davenport, Iowa City of Decatur, Georgia City of Decatur, Illinois City of Delray Beach, Florida City of Del Rio, Texas City of Denton, Texas City of Destin, Florida City of Dothan, Alabama City of Dubuque, Iowa City of Duluth, Georgia City of Durham, North Carolina City of Eagle Pass, Texas City of Edmond, Oklahoma City of Elgin, IL City of Enfield, Connecticut City of Escondido, California City of Evanston, Illinois City of Fort Collins, Colirado City of Fort Lauderdale, FL City of Franklin, Virginia City of Gainesville, Florida City of Gainesville, Georgia City of Galesburg, Illinois City of Garden City, New York City of Glendale, Arizona City of Grand Rapids, Michigan City of Greensboro, North Carolina City of Gulfport, Florida City of Hemet, California SELECTED LIST OF CLIENTS Page 2 City of Hercules, California City of Highland Park, Illinois City of Hollywood, Florida City of Homestead, Florida City of Huntington Beach, California City of Independence, Missouri City of Jacksonville Beach, Florida City of Kalamazoo, Michigan City of Kansas City, Missouri City of Lakewood, Colorado City of Lapeer, Michigan City of Laramie, Wyoming City of Laredo, Texas City of Lenexa, Kansas City of Liberty, Missouri City of Little Rock, Arkansas City of Long Beach, California City of Manassas, Virginia City of Miami Beach, Florida City of Milwaukie, Oregon City of Minneapolis, Minnesota City of Miramar, Florida City of Modesto, California City of Muscatine, Iowa City of Neptune Beach, Florida City of New Smyrna Beach, Florida City of Norfolk, Virginia City of Norman, Oklahoma City of North Las Vegas, Nevada City of North Miami Beach, Florida City of Northglenn, Colorado City of North Port, Florida City of Oberlin, Ohio City of Ocean City, Maryland City of Oceanside, California City of Olathe, Kansas City of Oklahoma City, Oklahoma City of Oxnard, California City of Palm Bay, Florida City of Palm Beach Gardens, Florida City of Palo Alto, California City of Panama City, Florida City of Park Ridge, Illinois City of Pasadena, California City of Peoria, Illinois City of Phoenix, Arizona City of Pittsburg, Kansas City of Pompano Beach, Florida City of Portage, Michigan City of Pueblo, Colorado City of Richmond, California City of Richmond, Virginia City of Riverside, California City of Riverview, Michigan City of Roanoke, Virginia City of Rockville, Maryland City of Sacramento, California City of St. Louis Park, Minnesota City of Salem, Oregon City of San Diego, California City of San Fernando, California City and County of San Francisco, California City of San Jose, California City of San Juan Capistrano, California City of Sandersville, Georgia City of Santa Ana, California City of Santa Monica, California City of Sarasota, Florida City of Shaker Heights, Ohio City of Simi Valley, California City of Sioux City, Iowa City of Springfield, Missouri City of Sunnyvale, California City of Sunrise, Florida City of Takoma Park, Maryland City of Titusville, Florida City of Thornton, Colorado City of Traverse City, Michigan City of Topeka, Kansas City of Turlock, California City of Upper Arlington, Ohio City of Valdez, Alaska City of Virginia Beach, Virginia City of Waco, Texas City of Washington, Illinois City of West Des Moines, Iowa City of West Hartford, Connecticut City of West Hollywood, California City of West Palm Beach, Florida City of Wichita, Kansas City of Winston-Salem, North Carolina City of Winter Park, Florida City of Worthington, Minnesota City of Ypsilanti, Michigan Albemarle County, Virginia Chesterfield County, Virginia Clark County, Nevada Cobb County, Georgia Columbia Development Corporation, South Carolina Columbus Water Works, Georgia Dade County, Florida Dallas Area Rapid Transit District, Dallas, Texas Dallas Independent School District, Texas District of Columbia Eagle County, Colorado East Brunswick Township, New Jersey Escambia County, Florida Fairfax County, Virginia Forsyth County, Georgia Fremont County, Colorado Fresno County, California SLA VIN MANAGEMENT CONSUL TANTS SELECTED LIST OF CLIENTS Page 3 Fresno Economic Development Commission, California Fresno Employment and Training Comm. (CA) Fresno Redevelopment Authority, California Fulton County, Georgia Georgia Municipal Association GoTopeka, Inc. Glynn County, Georgia Gunnison County, Colorado Hamilton County, Ohio Hall County, Georgia International City Management Association Jefferson County Housing Authority, Alabama Jefferson County Personnel Board, Alabama Ketchikan-Gateway Borough, Alaska Lake County, Florida Lake County, Illinois Lake Sumpter Community College, Florida La Plata County, Colorado Las Vegas Housing Authority Lee County Port Authority, Florida Leon County, Florida Lexington, Kentucky Library System Lincoln County, North Carolina Lincoln Road Development Corporation Livingston County, Illinois Local Government Insurance Trust (MD) Los Angeles, California, Community Redevelopment Agency Los Angeles County, California, Department of Community Public Health Los Angeles Music Center Operating Company Los Angeles Olympics Organizing Committee Martin County, Florida McHenry County, Illinois Mecklenburg County, North Carolina Memphis Housing Authority (TN) Mendocino County, California Mesa County, Colorado Metropolitan Library System of Oklahoma City/County Metropolitan Nashville Arts Commission Metropolitan Sewer District of Greater Cincinnati Mid-American Regional Council, Kansas City, Missouri Moffat County, Colorado Monterey County, California Muscatine County, Iowa New Kent County, Virginia Ocala Housing Authority (FL) Orange County, New York Orange County, North Carolina Palm Beach County, Florida Parkland Hospital (TX) SLA VIN MANAGEMENT CONSUL TANTS Peoria County, Illinois Peoria Housing Authority Pinellas County, Florida Polk County, Florida Port Everglades Authority, Fort Lauderdale, Florida Port of Sacramento, California Prince William County, Virginia Public Works Commission of Fayetteville, North Carolina Ramsey County, Minnesota Rivanna Water and Sewer and Solid Waste Authorities (Virginia) Riverside Transit Agency, California Sacramento Municipal Utility District, California St. Louis County, Minnesota Saline County, Kansas San Diego County, California San Francisco Bay Area Rapid Transit District, California San Luis Obispo County, California San Mateo County, California Sarasota/Manatee Airport Authority Sarasota County, Florida Sedgwick County, Kansas Seminole County, Florida Sonoma County, California South Brunswick Township, New Jersey Southern California Rapid Transit District, California Southwest Florida Regional Planning Council Spartanburg Utility District (SC) Springettsbury Township, Pennsylvania Spotsylvania County, Virginia Town of Blacksburg, Virginia Town of Chapel Hill, North Carolina Town of Frisco, Colorado Town of Glastonbury, Connecticut Town of Jupiter, Florida Town of Stratford, Connecticut Village of Arlington Heights, Illinois Village of Glen Ellyn, Illinois Volusia County, Florida Washtenaw County, Michigan West Palm Beach Downtown Development Authority, Florida Whiteside County, Illinois Whitfield County, Georgia Yolo County, California EXHIBIT III - REFERENCES Mr. Barry Burton County Administrator Lake County Lake County 18 N County Street Waukegan, IL 60085-4350 (84 7)377-2250 Chief Information Officer Search (2005) Assistant County Administrator Search (2005) Human Resources Director Search (2004) Mr. William Hargett City Manager City of Pompano Beach City Hall; Atlantic Blvd. Pompano Beach, Florida 33061 (561) 786-4601 City Manager Search Mr. T. Wayne Hobbs Assistant City Administrator City of Takoma Park 7500 Maple Avenue Takoma Park, Maryland 20912 (301) 270-1700 City Administrator Search Police Chief Search Community Development Director Search Public Works Director Search Parks and Recreation Director Search Mr. Jeffrey A. Pomerantz City Manager City of West Des Moines 4000 George M. Mills Civic Parkway P.O. Box 65320 West Des Moines, Iowa 50265-0320 (515) 222-3612 Fire Chief Search (2000) Chairman David Williams Peoria County Peoria County Administrative Office 324 Main Street Peoria, Illinois 61602 (309) 672-6054 County Manager Search (2001) Mr. Lief Ahnell City Manager City of Boca Raton 201 West Palmetto Park Road Boca Raton, Florida 33432-3730 (561) 393-7703 Police Chief Search (1998) Assistant City Manager Search - Human Resources Focus (2000) Mr. Scott Ullery City Manager City of Rockville 111 Maryland Ave. Rockville, Maryland 20850 (301) 309-3301 Assistant City Manager Search (2001) Police Chief Search (2001) Mr. Don D. Stillwell County Manager Lee County P.O. Box 398 Fort Myers, Florida 33902-0398 . (941) 335-2221 Human Resources Director Search (2001) Mr. W. Calvin Horton Town Manager Town of Chapel Hill 306 N. Columbia, Street Chapel Hill, North Carolina 27516 (919) 968-2744 Transit Director Search (2000) Human Resources Director Search (2001) Ms. Diane Jones Assistant City Manager City of Fort Collins City Hall West, 1st Floor 300 LaPorte Ave, Fort Collins, Colorado 80521 (970) 221-6508 Ms. Carol A. Burkett Assistant to the Public Safety Director Orange County Administrator's Office 201 S. Rosalind Avenue, 5th Floor Orlando, Florida 32802-1393 (407) 836-3857 Corrections Director Search (2001) Mayor Nancy Sharpe City of Greenwood Village City Hall 6060 South Quebec Street Greenwood Village, Colorado 80111 (303) 486-5741 City Manager Search (2006) Ms. Tia M. Gronlund-Fox Director of Human Resources City of Novi 45175 W. Ten Mile Road Novi, Michigan 48375-3024 (248) 347-0452 City Manager Search (2006) SLA VIN MANAGEMENT CONSUL TANTS EXHIBIT IV -EEO STATEMENT Slavin Management Consultants (SMC) is committed to building a diverse workforce which reflects the face of the community we serve, honors and respects the differences and abilities of all our employees and residents, and provides employees with the necessary opportunities, tools, and support to achieve their maximum potential. Equitably managing a diverse workforce is at the heart of equal opportunity. Valuing diversity is the basis for a policy of inclusion. Diversity recognizes and respects the multitude of differences which employees bring to the workplace. Diversity complements organizational values that stress teamwork, leadership, empowerment, and quality service. Diversity means striving to maintain an environment in which managers value the differences in their employees and take steps to ensure that all employees know they are welcome. To achieve workplace equity and inclusion, SMC will observe the practices outlined below: · We will ensure that we do not discriminate in employment on the basis of race, color, religion, national origin, sex, age, disability, marital status, sexual orientation, creed, ancestry, medical condition, or political ideology. · Our recruiting efforts will ensure that applicant pools are both capable and diverse. · We will make employment decisions based on job-related criteria and will provide opportunities for entry and promotion into non-traditional jobs. · We will ensure a workplace free of all forms of harassment. · We will develop a procedure for prompt, thorough and impartial investigations of discrimination or harassment complaints and will act on appropriate measures to provide remedy or relief to individuals who have been victims of illegal discrimination or harassment. Measures to ensure accountability for managing diversity will be incorporated into the performance management system for supervisors and managers. The chief executive officer will evaluate the effectiveness of our diversity policies and programs. By creating a workplace where everyone can work towards their maximum potential, SMC will retain quality, productive employees who will provide excellent services to our clients. SLA VIN MANAGEMENT CONSUL TANTS EXHIBIT V - MINORITY AND WOMEN PLACEMENTS CLIENT POSITION AFRICAN AMERICAN WOMAN LATINO ALACHUA COUNTY, FL County Administrator X ALBANY, GA City Manager X Police Chief X Assistant City Manager X ASPEN,CO City Manager X AUSTIN, TX City Manager X City Manager X BERKELEY, CA City Manager X Public Works Director X BEVERL Y HILLS, CA Sanitation Director X Library Director X BOCA RATON, FL City Manager X Asst. City Manager X BROWARD COUNTY, FL Assistant Director of Equal X X Employment BRYAN, TX Municipal Court Judge X City Manager X CAMARILLO, CA City Clerk X CARSON, CA Planning Director X CHAPEL HILL, HC Transportation Director X Human Resources Director X CHARLOTTE COUNTY, FL County Attorney X CENTRAL CITY ASSN. OF THE Director of Security X CITY OF LOS ANGELES (CA) CHARLOTTE, NC Neighborhood Services Director X COLUMBIA, MO Police Chief X CUL VER CITY, CA Finance Director X DALLAS INDEPENDENT Chief Financial Officer X X SCHOOL DISTRICT (TX) DALLAS, TX City Attorney X DECATUR,GA Chief of Police X DISTRICT OF COLUMBIA Executive Director Alcoholic Beverage Regulations X Commission DURHAM, NC City Manager X City Manager X X Police Chief X Public Works Director X X ESCONDIDO, CA Civic Center Construction Mgr X EVANSTON, IL City Manager X SLAVIN MANAGEMENT CONSULTANTS Minority and Female Placements Page 2 CLIENT POSmON AFRICAN AMERICAN WOMAN LATINO FRESNO, CA (PIC) Executive Director X FORT LAUDERDALE, FL Fire Chief X GAINESVILLE, FL Equal Employment Director X GLASTONBURY, CT Human Resources Director X X GREENBEL T HOMES, INC. Executive Director X (MARYLAND) GREENSBORO,NC Assistant City Manager X HAMIL TON COUNTY, OH Jobs and Family Services Director X HILLSBOROUGH COUNTY (FL) Executive Director X CHILDREN'S BOARD HOLL YWOOD, FL City Manager X JUPITER, FL Assistant to the City Manager X Public Works Director X KALAMAZOO, MI City Manager X Assistant City Manager X LAKE COUNTY, FL County Attorney X LAKE COUNTY, IL Purchasing Director X Human Resources Director X Assistant County Administrator X LA PLATA COUNTY, CO Human Services Director X LEE COUNTY, FL County Administrator X Human Resources Director X LINCOLN ROAD Executive Director X DEVELOPMENT CORP. LONG BEACH, CA Police Chief X LONG BEACH, CA Executive Director, Civil Service X Commission LOS ANGELES, COMMUNITY Sr. Project Manager X X REDEVELOPMENT AGENCY Project Manager X Project Manager X LOS ANGELES COUNTY (CA) Executive Director X X HEAL TH SYSTEMS AGENCY Deputy Exec. Dir. X LOS ANGELES COUNTY Public Health Director X DEPARTMENT OF PUBLIC HEAL TH LOS ANGELES OL YMPICS Human Resources Director X X ORGANIZING COMMITTEE Director of Venues X METROZOO (MIAMI FL) Director of Marketing X SLAVIN MANAGEMENT CONSULTANTS Minority and Female Placements Page 3 CLIENT POSITION AFRICAN AMERICAN WOMAN LATINO MEMPHIS (TN) HOUSING Executive Director X AUTHORITY MIAMI, FL Director of Cip X MIAMI (FL) OFF-STREET Finance Director X PARKING SYSTEM MIAMI VALLEY REGIONAL Executive Director X X TRANSIT AUTH. (DA YTON, OH) MIRAMAR, FL City Manager X MONTEREY COUNTY, CA Hospital Administrator X NOAH DEVELOPMENT Executive Director X CORPORA TION NORFOLK, VA Human Resources Director X Senior Engineer X NORFOLK, VA Social Services Director X OCALA (FL) PUBLIC HOUSING Executive Director X AUTHORITY OBERLIN, OH City Manager X ORMOND BEACH, FL City Manager X OKLAHOMA CITY, OK City Manager X PALM BA Y, FL Human Resources Director X PALM BEACH COUNTY, FL Assistant County Administrator X PALM BEACH COUNTY (FL) Executive Director X CHILDREN'S SERVICES BOARD PALM BEACH COUNTY (FL) Executive Director X HEAL TH CARE DISTRICT PALM BEACH GARDENS, FL City Manager (1992) X City Manager (1999) X PALO AL TO, CA City Attorney X PEORIA (IL) PUBLIC HOUSING Executive Director X AUTHORITY PRINCE WILLIAM COUNTY, VA Fire Chief X RICHMOND, CA City Manager X RICHMOND, VA Director of Public Health X ROANOKE, VA Police Chief X Economic Development Director X Assistant City Manager X X Director of Human Services X ROCKVILLE, MD Assistant City Manager X SACRAMENTO, CA Human Resources Director X X SLAVIN MANAGEMENT CONSULTANTS Minority and Female Placements Page 4 CLIENT POSmON AFRICAN AMERICAN WOMAN LATINO SAGINA~ MI Police Chief X SAN DIEGO, CA City Manager X SAN FRANCISCO, CA Assistant City Administrator X SAN JOSE, CA Police Chief X SANTA MONICA, CA Deputy City Manager X SARASOTA, FL Human Resources Director X SARASOTA COUNTY, FL Deputy County Administrator X SHAKER HEIGHTS, OH City Administrator X SUNNYVALE, CA Public Information Officer X City Clerk X STRATFORD,CT Human Resources Director X TAKOMA PARK, MD City Manager X Recreation Director X X Housing and Community X Development Director Public Works Director X THORNTON, CO Public Information Officer X TOPEKA,KS City Manager X VIRGINIA BEACH, VA Human Resources Director X VIRGINIA BEACH PARK Executive Director X TRUST (FL) VOL USIA COUNTY, FL County Manager X WACO, TX Deputy City Manager X Exec. Dir. - Support Services X Assistant City Manager X Director of Facilities X THE WEINGART CENTER Executive Director X (LOS ANGELES) WEST COVINA, CA Planning Director X X WEST MIFFLIN, PA Town Administrator X WEST PALM BEACH, FL Assistant City Administrator X X WICHITA, KS Human Resources Dir X X Community Services Dir X X Communications Director X Director of Libraries X Housing and Development X X Director SLAVIN MANAGEMENT CONSULTANTS Minority and Female Placements Page 5 CLIENT YPSILANTI, MI ZOOLOGICAL SOCIETY OF FLORIDA (DADE COUNTY) SLAVIN MANAGEMENT CONSULTANTS PpSITION City Manager AFRICAN AMERICAN x WOMAN LATINO x City Manager x Executive Director COMPANY. /Jk.kr:5' tJlcJa.l7 i [:1,.. ~rlL i ~ II.- ..{- Ratings should be assigned a number between 0 (Unacceptable) to 10 (Exceptional) using the following guidelines: Exceptional - the proposal meets or exceeds the most important factors in a way that is beneficial to the City. Risk is low and the proposal indicates a very high probability of successful performance. There are no deficiencies in major areas or items. Acceptable - the proposal meets all significant factors. Risk is low and there is a good probability of success. There are no critical deficiencies and any other deficiencies can be readily corrected. Marqinal - the proposal does not meet some important factors. Risk is evident and there is a low probability of success. There are serious deficiencies in the proposal but they may be correctable. Unacceptable - the proposal does not meet several important factors. Risk is high and there is little likelihood of success. The proposal would have to be substantially re-written to make it acceptable. EVALUATION CRITERIA Rating (1 -10) Qualifications and availability of key personnel Experience filling executive level positions with public sector organizations Experience with City Manager searches Experience utilizing a participatory process TOTAL SCORE SearchFirmRank.doc STATEMENT OF QUALIFICATIONS PRESENTED TO THE CITY COUNCIL OF IOWA CITY, IOWA EXECUTIVE RECRUITMENT SERVICES FOR CITY J\1ANAGER August 1,2007 III IIWATERS~OLDANI 00 EXECUTIVE RECRUITMENT A Division of The Waters Consulting Group, Inc. 5050 Quorum Drive, Suite 625 Dallas, Texas 75254 800.899.1669 \vww.watersconsulting.com TABLE OF CONTENTS SECTION I · INTRODUCTION page 1 SECTION II · CONSULTING TEAM page 3 SECTION III . CAPABILTIES & EXPERIENCE page 7 SECTION IV · REFERENCES page 25 SECTION V · PROJECT TIME LINE page 26 The Waters Consulting Group, Inc Page . 2 SECTION. I INTRODUCTION THE WATERS CONSULTING GROUP, INC. 800.899.1669 WWWWATERSCONSULTING.COM IFI WATERS-OLDANI Lf!b EXECUTIVE RECRUITMENT A Division of The Waters Consulting Group, Inc. July 31, 2007 City Council c/o Office of the City Clerk City of Iowa City, Iowa 410 E. Washington Street Iowa City, IA 52240 Re: Request for Statement of Qualifications - Executive Recruitment for the position of City Manager Dear Council Members: For over 30 years, our firm has provided executive recruitment services to local governments and other public, private and non-profit organizations across the nation. Our services include total executive recruitment programs or partial recruitment services such as reference checks and background investigations. With our solid reputation and sound approach to executive recruitment nationwide, coupled with our seasoned team of consultants, our goal is to help our clients avoid the problems associated with costly hiring mistakes. In addition, our executive recruitment professionals are backed by our full-time staff of compensation experts. This added benefits helps to ensure that we are able to assist our clients understand the trends in the salary market as they relate to effective executive recruitment. There is no other firm of our type that knows better what is being asked and what is being offered in terms of total compensation. In addition, we have a full-time team of HR consultants which help our recruitment consultants better understand the latest labor and fair employment laws, rulings and court decisions. One of the benefits offered to our clients that truly set our firm apart from the competition is our Triple Guarantee™. Others may try to imitate, but we are pioneers in this approach to guaranteeing our work product. Our Triole Guarantee™ o We remain with you until a final selection is made for a fixed fee - no matter how long it takes. Ifwe do not fmd the candidates you desire on the first presentation of candidates, we will go back out and start this phase of the project again until you have a viable list of candidates for consideration. 8 Your executive recruitment is guaranteed for two (2) years against voluntary resignation or termination for cause of the candidate. Within the first year, the replacement recruitment will be repeated for you at no professional fee and for expenses only. During the second year, the replacement recruitment is reduced to 50% of the professional fee plus expenses. Candidates appointed from within the organization do not qualify for this guarantee. This guarantee is subject to further limitations and restrictions of your state law. Additional services include a performance appraisal and review after twelve (12) months of service of the appointed candidate, at expenses only with no professional fee to you. 8 We will never directly solicit the candidate for any other position in which we may be recruiting as long as the person is employed with you. THE WATERS CONSULTING GROUP, INe. PRODUCTIVE MANAGEMENT CONCEPTS 5050 Quorum Drive Suite 625 Dallas, Texas 75254 972/481/1950 972/481/195 I (Fax) www.watersconsulting.com -Dallas. Seattle. Cleveland. Austin- Finally, as a point that clearly separates us from others, we would like to share with your our competency- based success model, CareerNavigator™. We developed this psychological assessment model with the public sector in mind. In fact, CareerNavigator™ is currently used by one of the largest professional associations in the U.S. for the public sector as their key tool in their Coaching & Mentoring program. Career Navigator™ may be used for selection, development, 360 degree feedback, succession planning, and coaching and mentoring programs. For over 10 years, we have been using this content-validated tool to assist our clients with executive selection as well as the many other specialized programs which focus on individual and team success. With each of our searches, we provide the report developed from CareerNavigator™ for up to 10 fmalists at no charge, with additional reports being only $350 each. The rest of this document serves to explain our methodology and professional expertise in greater detail. However, I am glad to answer any specific questions you may have. We look forward to working with your organization in the near future. Please contact me at 1.817.965.3911 or via email (canderson@watersconsulting.com) if you require additional information. Sincerely, ~~ -- Charles (Chuck) S. Anderson CEO of Waters-Oldani Executive Recruitment CSA/slw ~ 2007-The Waters Consulting Group, Inc. Page. 2 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. n o ..,~ l'"l~ >r- 3:.., ~ SECTION. II CONSULTING TEAM THE WATERS CONSULTING GROUP, INC. 800.899.1669 WWWWATERSCONSULTING.COM AN OVERVIEW OF OUR CONSULTING TEAM Waters-Oldani emphasizes the importance of custom-designing projects to meet our clients' specific needs. In executing the executive recruitment assignment, we will tailor our approach to address the issues unique to your organization's working environment. On every project, we assign a Senior Project Consultant and a carefully chosen team of support professionals to carry out assignments in an effective and efficient manner. Our Senior Project Consultant will interface with you to confirm the finalized scope of the project, schedule and the resources needed to successfully meet our commitments in a timely manner. An exact project schedule will be determined after consultation with you and may be adjusted as necessary. Attached you will fmd the bios of the Senior Project Team Consultants that will be involved in your recruitment. Andrea Sims has been carefully chosen to lead your project by the CEO of the recruiting division in order to best serve the needs of your organization. ~ 2007-The Waters Consulting Group, Inc. Page. 3 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC CHARLES (CHliCK) S. ANDERSON Chief Executive Officer \Vaters-Oldani Executive Recruitment Di, ision Charles (Chuck) S. Anderson is the Chief Executive Officer for the Waters-Oldani Recruitment Division within the Waters Consulting Group (WCG). In this role he also is a senior consultant within the HR Consulting Division for projects related to organizational design and development, strategic planning, and leadership/management development. Prior to joining the WCG, Chuck worked for local governments and public education, including City Manager for Dallas, Texas; Executive Director for the Dallas Area Rapid Transit (DART); and Executive Director for the Michigan Education Association. Chuck also served as Director for Local Government Reform for the International City/County Association (ICMA), managing a U.S. government contract for the planning and delivery of technical assistance to local governments in Central and Eastern Europe. His last assignment in this role with ICMA was to recruit and supervise a team of technical consultants to assist in re-building local governments in Bosnia following agreement on the Dayton Accords. During his service with the Michigan Education Association, Chuck also served as Senior Consultant for Urban Planning and Management for Michigan State University's Institute for Public Policy and Social Research. Areas of Expertise . Executive Recruitment . Leadership/Management Development . Organizational Design . Organizational Development Professional Accomplishments and Education Chuck received a Bachelor of Arts degree in political science and human resources management and a Masters of Public Administration degree from the University of Kansas. He received the prestigious L.P. Cookingham Award for Development of Young Professionals from the International City/County Management Association (ICMA) and the Minority and Women Advancement Award from the American Public Transit Association (APT A). He was also recognized as Public Administrator of the Year by the American Society of Public Administration (ASPA) and Outstanding Management Innovator (Honorable Mention) by ICMA. IFI WATERS-OLDANI Lf!b EXECUTIVE RECRUITMENT A Division of The Waters Consulting Group, Inc. ~ 2007-The Waters Consulting Group, Inc. Page. 4 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG. INC. ANDREA R\TTLE SIMS Senior Consultant Andrea Battle Sims has been working in executive search for over six years, managing all phases of the search process for municipal, county, state and non-profit organizations, focusing on the East, Midwest and Mid-Atlantic regions with numerous searches for a number of governmental and non-profit executives including: City and Assistant City Managers, Library Directors, Chief Information Officers, Police Chiefs, City/County Attorneys, Parks & Recreation Directors, Finance Directors and Workforce Development Executive Directors. Andrea is an experienced professional with over twenty years of prior experience in Information Technology, EDP Audit and Management experience in both the public and private sector. Her local government leadership roles include serving as the IT Director at Cleveland Public Schools with a staff of 50; Deputy Director of IT at Cuyahoga County with a staff of 70. In addition, her county experience includes creating a start-up venture to sell public computer access to the legal community. Ms. Sims has held management positions at AT&T, Progressive Insurance, and National City Bank managing IT projects as well as IT professionals, along with serving as an internal consultant/auditor. She has successfully managed IT professionals through the change process from legacy to client-server technologies including both private and public sector Year 2000 implementations. Areas of Expertise . Executive Search . Recruitment and Retention Training . Information Technology . Organizational Assessment . Strategic Planning and Implementation . Project Management . Process Improvement Professional Accomplishments and Education Andrea's educational background includes a Bachelor of Arts in Mathematics from Spelman College, Atlanta Georgia and a Master of Science in Operations Research from The Wharton School at the University of Pennsylvania, Philadelphia, Pennsylvania. In addition, her post-graduate education includes numerous IT and management courses and seminars and certification from the Leadership Academy at Cleveland State University. Andrea's current and past civic involvement includes the Board of Trustees at the American Cancer Society, Cuyahoga Unit; Junior League of Cleveland, along with leadership positions with the Links, Inc., the Spelman Alumnae Association, and Delta Sigma Theta, Inc. IFI WATERS-OLDANI ~. EXECUTIVE RECRUITMENT A Division of The Waters Consulting Group, Inc. ~ 2007-The Waters Consulting Group, Inc. Page. 5 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, lNC RICIL\RD PYn~RIK, Ph. D. Senior Consultant Richard Paterik serves as a Performance Management Specialist and Organizational Behavior Consultant for Waters-Oldani. Before joining the firm, Richard worked as the Director of the Career Development Center for the University of Dallas and has provided consulting services to both the public and private sector throughout his graduate work. He is a highly focused organizational psychologist with strong assessment, consulting, and project management skills. He has successfully implemented professional-level services and programs with business strategies and corporate cultures. Areas of Expertise . Performance Management and Appraisal System Development . Job Evaluation System Design and Implementation . Alternative Pay and Reward Programs . Organizational Psychology . Leadership Development Systems . Pre-employment Psychological Testing and Assessments . EEO Equity Analysis . Statistical Analysis including Performance Scale Creation and Validation . Conflict Resolution Training . Position Evaluation and Position Description Development . Skill-based Pay System Development . Competency-based Performance Achievement Programs Professional Accomplishments and Education Richard received his Doctorate of Philosophy in Counseling Psychology from Texas Woman's University. He received his Master of Arts in Counseling Psychology from Michigan State University. He is a Licensed Psychologist and is a certified Birkman Consultant and Targeted Selection Interviewer. Richard is also fully certified to administer ASSESS Strategic Success Modeling by the professional organizational psychologists at Bigby, Havis & Associates - a nationally known, accredited and respected fIrm. 1~1~~~&i~~~~UITMENT A Division of The Waters Consulting Group, Inc. ~ 2007-The Waters Consulting Group, Inc. Page. 6 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. .. n r-l> ~~ r-l= ,,- _r- r-l.., z- nr-l r-l(l} Ro SECTION. III CAP ABIL TIES & EXPERIENCE THE WATERS CONSULTING GROUP, INC. 800.899.1669 WWWWATERSCONSULTING.COM COMMITMENT TO SUCCESS Our wlderstanding (~l(lf1d experience in the public seClor coupled with our commitment in del'e!oping partnaing relationships with our clients are key.f(lctor.\ in our long-term succe,l,'.\. PROJECT OVERVIEW The City of Iowa City is considering the use of an outside consulting firm to assist in the executive recruitment program for your new City Manager and has requested a statement of qualifications describing a work plan and project approach from Waters-Oldani Executive Recruitment (Waters-Oldani), a division of The Waters Consulting Group, Inc. With this in mind, we provide the following for your consideration. PROFESSIONAL EXPERTS MAKE THE DIFFERENCE Throughout the assignment, the Waters-Oldani team will serve as technical advisors to your organization, serving to ensure that the recruitment process is conducted in a professional and effective manner. The objective of Waters-Oldani will be to generate a highly qualified group of candidates from whom you may select for a new City Manager, as well as assist you in the evaluation process of such candidates. Due to our broad reaching professional relationships with hundreds of public sector entities across the nation, Waters-Oldani is positioned to confidently promote this position to prospective candidates as a positive career and personal growth opportunity quickly. Since our firm's beginning, we have emerged as a leader in executive recruitment. It is our 30+ years of consulting experience, coupled with our unique approach and personal touch that drives our internal standard for delivering only outstanding services and leading-edge products. In addition, Waters-Oldani is positioned as the largest privately held executive recruitment firm in the nation, with a focus on the public sector. This kind of strength will prove to be invaluable for a recruitment of this nature. With any consulting assignment, but particularly with an executive recruitment project, reliable, consistent communication is fundamental to project success. At key points during the assignment, Waters-Oldani consultants will meet, either by phone or in person, with appropriate leaders from your organization to discuss the progress of the recruitment and to review subsequent steps in the recruitment process. These regular overview sessions are vital in helping to ensure success with the recruitment assignment. We have helped hundreds of public sector entities over the years with executive recruitment challenges. We pride ourselves in the fact that we bring a high level of personal commitment to everything that we do. We get to know our clients - their concerns for success, their strategic goals and their operational culture. But our intense professional commitment does not stop with our clients. Time after time, we have candidates who were not selected for positions call to extend compliments and thanks for how they were treated during our recruitments. Many have stated that we provided the best recruitment experience in which they have ever participated. ~ 2007-The Waters Consulting Group, Inc. Page. 7 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC Client satisfaction is important to all organizations, but to our firm, it is our chief focus. In our business, referrals and recommendations are the keys to success - not to mention longevity. Later in this proposal, a list of references as well as a partial client list will be provided for your further consideration. ROLE OF THE ORGANIZATION'S STAFF We have a fulI and seasoned staff of professionals to deliver quality services with minimal effort required from you. However, to assist in the project, we suggest that your organization designate a Project Manager to serve as Waters-Oldani's primary contact for the recruitment assignment. Depending upon the chosen tasks, your Project Manager wiIl facilitate such functions as coordinating meeting times and places, arranging for meeting updates and any other coordination of recruitment activities including the review of the draft brochure/profile and related advertising. Of course, our team of consultants will work to thoroughly review your goals in regard to the recruitment by conducting an initial planning meeting as wen as how much can be offered in terms of providing resources for the stated coordination efforts. OUR TRIPLE GUARANTEE During this project, the mission of Waters-Oldani wiIl be to assist your organization in the selection of a seasoned, well-respected and innovative leader that has the ability to assist in the accomplishment of the goals and objectives as required of the position. Our Triple Guarantee is defined as: (1) A commitment to remain with the recruitment assignment until you have made an appointment for the fees and tasks quoted in this proposal. If you are unable to make a selection from the initial group of finalists, Waters-Oldani wiIl work to identify a supplemental group; (2) Your executive recruitment is guaranteed for two years against voluntary resignation or termination for cause of the candidate. Within the first year, the replacement recruitment will be repeated with no professional fee and charges incurred only for project-related expenses. During the second year, the replacement recruitment is reduced to 50% of the professional fee plus project-related expenses. Candidates appointed from within your organization do not quality for this guarantee. This guarantee is subject to further limitations and restrictions of your state laws. Additional services include a performance appraisal and review after 12 months of service of the appointed candidate, with no professional fee charged to you. The only cost you would incur in this case would be the reimbursement for any project-related expenses; and 3) Waters-Oldani will not solicit any candidates selected under this contract for any other position while the candidate is employed with your organization. @ 2007-The Waters Consulting Group, Inc. Page. 8 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. I)ESCRIPTION OF KEY TASKS T/lef,,!!owinK is inrcl1ded to descrihe lhe key ta.\ks associated ~l'ith our approach to exccwil'(! recruitment. TASK I PROFILEIBROCHURE DEVELOPMENT AND ADVERTISING This important fIrst step in the recruitment process will involve the development of a comprehensive profile/brochure describing the minimum qualifications, desired experience, personal characteristics, and other factors that will make a person likely to be a success in the position of City Manager. Waters-Oldani will meet with your leadership team, as appropriate, to discuss the required background and experiences for the new City Manager. (Many of our previous recruitments have involved an open- community approach to profile development, and we have found this to be an excellent way to broaden our perspective on the qualifications needed for the position. We would be pleased to provide information relating to fees for this additional step if requested.) In the development of the profile, Waters-Oldani will also gather organizational charts, budgetary information, operational reports and other documentation describing the operations and workload of the position, as necessary. Additionally, we will use our knowledge of current developments in the operations of the public sector to further assist you in the development of the qualifications for this position. Consideration will be given to requirements such as formal education and specific work experiences. We understand the importance of developing truly meaningful position requirements that meet the current needs of your organization that also complement your culture, goals and objectives. Based upon the results of the discussions with your organization, Waters-Oldani will develop a customized profile/brochure that represents a comprehensive view of the background, experiences and other qualifications important for a successful City Manager. The draft profile will be presented to you for review and fmal approval/edits prior to initiating the solicitation and advertising strategy. In order to conduct an open recruitment and to encourage applications from a diverse pool of candidates, Waters-Oldani will work with you to develop a comprehensive advertising strategy to notify potential candidates about the vacancy. Advertisements will be placed in appropriate professional publications, local newspapers of record and on Internet bulletin boards as approved by you. Draft ads will be submitted to your organization for approval prior to publication. Waters-Oldani has direct access to the Internet through our heavily trafficked Web site at www.watersconsulting.com and targeted e-mail (search@watersconsulting.com). Additionally, we will use these resources to communicate with prospects and candidates as appropriate directly as well as direct phone calls. The aggressive advertising campaign for top talent will include national, regional, in-state and local elements as determined during our initial meetings with your organization. We will work to create an appealing brochure in order to submit to ~ 2007-The Waters Consulting Group, Inc. Page. 9 THIS PROPOSAL CONTAINS PROPRIETARY INFORMA nON AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC candidates in both a printed and electronic format. Additionally, our presence at appropriate public sector conferences will be used to further promote the position (as occur during this recruitment and in which we are a participant). A solid and effective advertising strategy will help to ensure that we conduct an open recruitment. Waters- Oldani is committed to making sure you meet your commitment to ensure against discrimination in employment practices on the basis of race, color, national origin, ancestry, disability, gender or religion. TASK II EXECUTION OF RECRUITMENT STRATEGY AND IDENTIFICATION OF QUALITY TALENT Once the profile for the new City Manager has been created, Waters-Oldani will implement the campaign to address prospective candidates on a national, regional, in-state and local basis (as determined). Using the information provided by the profile and developed in Task I, Waters-Oldani will seek to identify individuals who would be outstanding candidates for the position of City Manager. Often, potentially well- qualified candidates are not actively seeking new employment and will not necessarily respond to an advertisement. However, if a potential candidate is presented with the opportunity directly and in the proper manner, he or she may apply. We take pride in our ability to locate quality candidates across the nation based on our professional contacts and relationships. In addition, Waters-Oldani will send direct informational mailings to key public sector associations and organizations across the nation. During this assignment, we will use our knowledge of the public sector to identifY and contact individuals who may be candidates or who may know of potential candidates. Waters-Oldani has reliable contacts from coast to coast. We will contact individuals identified as potential candidates to discuss the career opportunity presented by your organization. The objective of this effort will be to further identify highly- qualified individuals, and then to interest these potential candidates in submitting a resume for your consideration. We have established networks with minority and female leaders throughout the nation and are proud of our record of placement of qualified minority and female candidates. Waters-Oldani has adopted a corporate policy of equal employment opportunity and will not participate in any recruitment effort where these principles are not followed. Our record of combined successful placements of candidates from affected classes from our public sector recruitments is in excess of 40%. In addition, we are charter members of NFBPA and their Business Advisory Committee and the Hispanic Network among other minority and women focused-organizations sponsorships. ~ 2007-The Waters Consulting Group, Inc. Page. 10 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, lNC TASK III CONDUCT PRELIMINARY SCREENING AND INITIAL INTERVIEWS Our recruiting efforts generally identify a significant number of applicants, depending upon the position and the availability of skills in the marketplace. From this group, we review the credentials of each applicant including internal candidates based on his/her resume, referral source comments (for external candidates only) and when appropriate, telephone interviews. We compare this information to the requirements developed in the recruiting profile and generate a spreadsheet list of qualified candidates whose backgrounds and experience most closely fit the requirements of the position. We believe that one of the strengths of the Waters-Oldani recruitment process is our hands-on management and care of candidates during the process. Each candidate submitting a resume is sent a timely acknowledgement by Waters-Oldani giving an approximate schedule for the recruitment. Further communications are maintained with each candidate regarding information about the recruitment progress and, at the conclusion of the project, rejection notifications are sent. We take pride in the many complimentary comments made by fmalists and non-fmalists regarding the level of communication and the professionalism with which they are treated during our recruitments, which is also a positive reflection on your organization. After obtaining authorization from you, Waters-Oldani conducts in-depth interviews (either by phone, in person or via video conference) with each semi-final candidate. Our interviews are conducted with a targeted and customized set of questions developed by Waters-Oldani to measure management skills, interpersonal traits and characteristics deemed most important to the Organization. These inquiries are combined with a list of questions developed specifically for the position using issues identified in the profile development. As part of our thorough screening of candidates, we also utilize our content-validated behavioral assessment and success profile system CareerNavigator™. Our unique and customized approach to recruitment features a content-validated competency model that measures the core competencies of public sector leaders in conjunction with a comprehensive psychological assessment. In short, it helps to identify those competencies that are proven to make a candidate much more likely to be successful in a certain position of leadership. Our CareerNavigator™ Competency Model and Assessment System go far beyond the core competencies most organizations use to assess candidates in the public sector. It compares innate, behavioral characteristics with the full range of core competencies our research identified to predict with greater accuracy a candidate's likelihood of success on the job. This approach reaches well beyond the scope of interviews, to provide insightful, statistically reliable information that public sector organizations can utilize in selecting, retaining and developing top-performing future executives. In addition, CareerNavigator™ generates specific questions for individual candidates based upon their ~ 2007-The Waters Consulting Group, Inc. Page. II THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC responses to the assessment. These questions are included in the in-depth interview conducted by the Waters-Oldani consultant. CareerNavigator™ also generates specific questions to be used in the reference calls conducted as part of Task IV. At the conclusion of our interview process, we will meet with you to recommend fmal candidates. After discussion, if your organization agrees with our recommendations, Waters-Oldani will provide detailed written evaluations of the candidates. TASK IV CONDUCTING BACKGROUND INVESTIGATIONS, REFERENCE CHECKS AND ACADEMIC VERIFICATIONS Once you approve the group of fmalists, Waters-Oldani will begin the reference checking and background process. Waters-Oldani will obtain a list of up to ten work-related references for each fmalist. Telephone contact is then made with selected references and sometimes with others in the specific industry that may know of additional accomplishments and work experiences of the candidates. The purpose of the reference interviews is not to solicit negative comments about the candidates, although the process may generate some. The purpose is to allow Waters-Oldani to complete our understanding of the actual work experience and personal characteristics of the fmalists. Specific questions to be asked about the candidates will be developed from the profile approved by you as well as the CareerNavigator™ assessment. In regard to formal background investigations, Waters-Oldani is pleased to partner with PSI Investigation Services in the gathering of information about the fmancial history and the review of court records for each final candidate. This background investigation, coupled with our reference checking techniques, helps to ensure a sound selection process. Background investigations are conducted in the areas of: . Consumer Credit . Bankruptcy . County Criminal . State District Superior Court Criminal . County Civil Litigation . State District Superior Court Civil Litigation . Judgment/Tax Lien . Federal District Criminal . Motor Vehicle . Federal District Civil Litigation TASK V RECOMMENDATION OF FINALISTS AND FINAL WRITTEN REPORT Upon completion of Tasks I through IV, Waters-Oldani will submit a Final Candidate Report recommending a group of fmalists for you to interview. Typically four to six fmal candidates will be identified. Our report will summarize the work experiences and educational backgrounds of the candidates drawn from the resumes and from the initial interviews and background checks. Waters-Oldani will also summarize the results of the reference investigations. In addition, the report will include general guidelines for applicant interviewing and suggested interview questions for your interview panel to use in conducting the interviews. A list of suggested questions can be very helpful to the interviewer by ensuring consistency and guarding against straying into potentially legally dangerous areas of inquiry. Waters-Oldani will also discuss with you the subsequent and optional steps in the total interview process ~ 2007-The Waters Consulting Group, Inc. Page. 12 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC and vvill make recommendations concerning the final evaluation oCthe ca.ndidates_ During t.his phase o"-the recruitment.~ our consulting team plays a major coordinating role. VVe vvill participate in final intervievvs as either an observer or active panel member at your request and are available to ansvver questions and assist you in final section and evaluations. In addition~ VVaters-Oldani vvill assist you '\.Nith the development 0"- a cOlnpensation package vvith the successfhl candidate_ Alternative and optional approaches during this tin...e may include the use of'" an intervievv panel. assessment center,. and/or personality/behavioral assessment tools_ A SAl\IIPL....NG OF R.ECENT EXECUT'VE SEAR.CHES Belovv is a san...pling o"-executive recruitments per"-orTncd by Vv"aters-Oldani over t.he past seven years,. vvith City f\IIanager recruitments highlighted. All oTt.he recruitments belovv vvere perCormed by one oCour senior team oCconsult.ants~ including Charles (Chuck) S_ Anderson,. Jerry Oldani,. Ted Benavides,. Chris J-Iartung,. Chuck Rohre,. Andrea Sims and Troy Coleman. All orthe above named personnel are current n...en...bers or -rhe VVaters Consulting Group. Inc_ - Abilene,. Texas City_"Manager Citv At-tomev - Addison.. Texas Director oC Public Vv"orks - Albany,. Oregon Chief'" 0"- Police - Alexandria,. Virginia Director or Purchasing - Allen. Texas City_J'\.IIanager Finance Director - Ann Arbor., "Michigan Chief' Financial Omcer (2) City Attorney City;Managc;:. Fire Chief" - Arapahoe County. Colorado Director or J luman Services - Arlington.. Texas Administrator.. Library Public Services Assistant Director~ Library Services Assistant Director,. Planning &. Development Services Assistant Director.. Tramc and Transportation (2) CIP Director (Public VVarks) City Attorney Code InCorlnation Ofllcer Deputy City 1\IIanager Director. Capital Improvements Director or Events and Conventions.. Convention and Visitors Bureau Fire Chie--r(2) l'luman Resources Director Library I:>irector Parks and Recreation Director (2) Planning Director (2) President.,. Convention and Visitors Bureau (2) Tramc and Transportation l:>ircctor (2) Director oC Planning and I:>eve lopn...ent Denutv City l'V1anal.!er <0 2007-The VVatcrs Consulting Group. Inc. .1.I-.tlS PROI"OSAL CONTAINS "ROI~RIETA~V INF'ORIVIATION A.Nn IS .ntB Sl:"I"E PRC>I"EHTV Or .......CG. INC "TItlS PR<:>POSAt. IS NOT TO OE Rr-;.PRl:>nU<~EO F<>R ANV REASON "'-'ITI-IOU"T THE "'-'R.rrTEN CONSENT <:>,. "'-'<~G. Page _ 13 Assistant Director of Water Utilities Director of Workforce Services/H uman Resources . Arvada, Colorado Executive Director, Center for Arts and Humanities Human Resources Director IT Director . Aurora, Colorado Chief of Police Public Works Director . Austin, Texas Assistant City Manager, Community Services Assistant City Manager, Human Services Assistant City Manager, Public Safety Assistant City Manager, Public Utilities Chief Environmental Officer Chief of Police Community Development Director Employees' Retirement System, Pension Officer Hospital Administrator Management Development Program Senior Attorneys (2) Senior Management Compensation Study Director of Department of Public Works . A vondale, Arizona Director of Planning and Development Director of Development Services . Baton Rouge (LA) Parks & Executive Director Recreation Commission . Baytown, Texas ~Lty_Manager Director of Planning and Development Services . Beaumont, Texas Administrative Services Director !A.ssistantCity Manager bty_Mll_n_ager (2) Public Health Director . Bedford, Texas Chief of Police . Bellevue, Washington Chief of Police (2) City Attorney (2) <;;;i!y Manag~L<3) Data Processing Systems Administrator Qeputy City Manager Director of Human Resources Economic Development Manager Outplacement Project Parks & Community Services Director Planning Director Water Supply Project Director . Bellingham, Washington Director of Parks and Recreation Human Resources Director Library Director Planning and Community Development Director Public Works Director . Birmingham, Alabama Administrative Assistant to the Mayor for Capital Projects Director of Information Management Services . Blaine, Minnesota pty Manager Public Services Manager Support Services Manager . Bloomington, Minnesota Chief Financial Officer Chief of Police Public Works Director . Blue Springs, Missouri City Engineer ~ 2007-The Waters Consulting Group, Inc. Page. 14 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. . Board of City Development Executive Director (City of Lubbock, Texas) . Boise, Idaho Fire Chief . BothelI, Washington Assistant City Manager Chief of Police City Manager Public Works Director . Boulder, Colorado City Manager Deputy Fire Chief . Brazos County Texas 911 Executive Director . Bridgeport, Texas City Administrator . Brooks Development Executive Director Authority . Brooklyn Park, Minnesota !;ity Manager . Broward County, Florida Executive Director of the Port of Everglades Director of Small Business Services Director of Public Works & Transportation Director of Aviation . Brownsville, Texas Ci!y' Manager . Brownwood, Texas City M~!!'l}g~ . Bryan, Texas Police Chief . Cameron, Texas j:ity Ml!.nl.lg~ . Canton, Texas pty _Manager . Carrollton, Texas Q!y Manager Director of Public Works Director of Human Resources Director of Transit Development Fire Chief . Casa Grande, Arizona Cj!y_Manag~ . Cedar Hill, Texas Director of Human Resources Assistant Director of Public Works Economic Development Director . Central Arkansas Water Executive Director/CEO . Chandler, Arizona ~ssistant City Man~g~ Chief Information Officer Chief of Police Communications & Public Affairs Director Human Resources Director . Charlottesville, Virginia Director of Parks, Recreation & Leisure Services Finance Director Transit Manager . Chehalis, Washington City Manl}g!:,r . ClGNA Local Area Representative . Cleveland (OH) Public Head of Main Library Library . Coalinga Regional Medical Executive Director Center (Coalinga, California) . Coalinga, California Ci!y ~ge! . College Station, Texas Chief of Police (3) Fire Chief (2) Manager of Information Systems Director of Planning and Development ~ 2007- The Waters Consulting Group, Inc. Page. l5 THIS PROPOSAL CONTAINS PROPRIET ARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WlTIiOUT TIlE WRITTEN CONSENT OF WCG, INC. First Assistant Attorney . Colleyville, Texas Public Works Director . Commerce City, Colorado pty Mll'liiger . Coppell, Texas Assistant Director of Public Works Police Chief Fire Chief City Engineer . Corpus Christi, Texas Assistant City Manager, Management & Budget Chief of Police City_Attorney Ci!Y..b1anager Director of Personnel & Labor Relations Director of Public Health Director of Safety & Risk Management Manager, Affirmative ActionlEEO Director of Development Services . Corvallis, Oregon CitY. Manager . Covington, Washington Q.ty Manager . Dallas, Texas Fire Chief Chief Information Officer Chief Building Official Risk Manager Director of Public Works & Transportation . Danbury, Connecticut Director of Finance and Personnel . Davis, California City Manager . Decatur, Illinois Director of Public Safety Services . Denton, Texas ~ity Manager Executive Director, Planning & Community Development Police Chief Chief Financial Officer Director of Planning Director of Parks and Recreation . DeSoto, Texas Director of Parks and Leisure Activities City Engineer Water Superintendent . Des Moines, Iowa Housing Services Director . District of Colombia Chief Transportation Engineer Corporation Counsel Deputy Mayor for Operations Parks & Recreation Director . Dubuque, Iowa City t\!a!!!lger . Duncanville, Texas Police Chief . Durham County, North Internal Auditor Carolina . East Orange, New Jersey Director of Police Information Technology Coordinator Police Technology Director . Edmond, Oklahoma Chief of Police . Elmwood Park, Illinois Village t::::!~geI . Emporia, Kansas Qity Manjiger . Englewood, Colorado ~itY. Manager . Eugene Oregon Director of Public Safety ~ 2007-The Waters Consulting Group, Inc. Page. 16 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC . Evanston, Illinois pty Manager Public Works Director Superintendent of Streets and Sanitation Superintendent of Waters and Sewer . Farmers Branch, Texas Chief of Police Ci!y Man~ger Director, Economic Development Manager, Council Goal Setting Process . Federal Way, Washington Dire~~r of Police Services (Chief) City Manager . Ferguson, Missouri !2ity Man~ger (~) . Forney, Texas CLty M~<.!ger . Fort Collins, Colorado ~ity Manag!;r COn.!.munity Development Director Q~p.u~ City Ma~ger Finance Director Economic Development Director Planning, Transportation, Development Director Electric Utilities Director . Fort Wayne, Illinois Director of Parks and Recreation . Fort Worth, Texas Assistant Director of Transportation & Public Works Assistant Housing Director A viation Director City Attorney Director of Development Director of Housing Director of Human Relations Director of Planning & Growth Management Director of Transportation & Public Works Environmental Management Director Executive Director of Public Facilities and Events Health Director Library Director Water Utilities Director . Fountain, Colorado gty.~a!:!ager . Fremont, California Assistant Financial Services Director Fire Chief (2) Information Technology Manager . Fresno, California 6ssista!:!t Ci!y Manager . Friendswood, Texas Q.ty ~a.~g€ll' . Garfield County, Colorado Director of Human Resources . Garland, Texas Assistant Director of Electric Utilities Code Enforcement Manager Director of Finance Economic Development Director Human Resources Director Traffic & Transportation Director . Glendale, Arizona Deputy City Manager Community Development . Grand Prairie, Texas Assistant Utilities Director (Electric) Traffic & Transportation Director . Greenville, South Carolina Assistant City Manager City Manager Finance Director Public Works Director ~ 2007-The Waters Consulting Group, Inc. Page. 17 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. . Greenwich, Connecticut Public Works Commissioner Commissioner of Social Services !rQWIlAdministrator Assistant Fire Chief . Gresham, Oregon Q.ty ~anager . Hampton, Virginia Police Chief . Hartford, Connecticut Chief of Police . Hayward, California Personnel and Employee Relations Director . Hermiston, Oregon Chief of Police . Hobbs, New Mexico Police Chief city Manager . Houston Police Officers Chief Investment Officer Pension System (Texas) Executive Director . Huntsville, Texas Q.tY. Manager . Iowa City, Iowa ~itY. Manllger . Irving, Texas Chief of Police tity-Manager (2) . Jasper, Texas CiJ:Y_ Manager . Juneau, Alaska Cjty Managtr . Kansas City, Missouri Deputy Director of Aviation Manager of Capital Improvements Manager of Procurement Services Director of General Services Project Controls Manager Assistant to the Director of Administrative Services Assistant Director of Health . Kent, Washington Assistant Fire Chief (2) . Kerrville, Texas pty Manager . Ketchikan Gateway Borough, Borough Attorney Alaska Borough Manager . Kilgore, Texas rity_Manag~r . King County/Seattle, Community Oriented Primary Care Director Washington (Joint Agency) Director of Adult Corrections Director of Public Health (2) Director of Public Safety Director of Stadium Administration (Kingdome) Executive Director, Economic Development Council Human Resources Director Manager, Surface Water Management Division Medical Director Organizational Assessment Project Prevention Services Manager Public Defense Program Administrator Public Works Director (Modified) Roads Manager . Kirkland, Washington Administrative Services Director Aj"sista'lt City Manager Chief of Police City Manager Deputy Fire Chief Director, Planning & Community Development Public Works Director . La Grande, Oregon City Manager ~ 2007- The Waters Consulting Group, Inc. Page. 18 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. . La Porte, Texas ~ity M_an~ger . Lake Oswego, Oregon (ity Manager Fire Chief . Las Vegas, Nevada Director of Community Planning & Development Fire Chief Human Resources Director Redevelopment Manager . Las Vegas Housing Authority Executive Director . Lee's Summit, Missouri City Administrator City Attorney . Lewiston, Idaho Community Development Director Public Works Administrator . Little Rock, Arkansas Chief of Police City Manager . Long Beach, Washington Q.tY.. Administra!or . Longmont, Colorado Q.ty_~anager . Longview, Washington CLty ~.!!.nager . Los Angeles, California Chief of Police Deputy Administrator, Economic Development & Community Redevelopment Fire Chief . Loveland, Colorado City Manager (2) . Lubbock, Texas pty Mallilger Internal Auditor Assistant Director of Water Utilities Water Program Manager Fire Chief . Lynnwood, Washington Finance Director . Mecklenburg County, North Parks and Recreation Director Carolina Finance Director Human Resources Director . Mercer Island, Washington City Attorney Ci!y Maiiag~ Compensation Study Parks and Recreation Director . Michigan Education Executive Director Association . Midland, Texas City Manager . Midlothian, Texas City ~anager . Mill Creek, Washington City Manager . Milwaukee, Wisconsin Fire Chief . Minneapolis, Minnesota Police Chief . Missouri City, Texas City Manager :As~sta'lt City Manager Finance Director Human Resources Director Fire Chief . Modesto, California peputy City Manager Deputy Director of Recreation and Neighborhoods Director of Community Development Fire Chief . Mont Belvieu, Texas City Administrator ~ 2007- The Waters Consulting Group, Inc. Page. 19 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT TI-IE WRITTEN CONSENT OF WCG, INC. . Mount Prospect, Illinois Village Manager . Mt. Pleasant, Texas Ci!y Manager . Murphy, Texas Ci~_Manl}g~ City Secretary . New Braunfels, Texas City Attorney Police Chief . Newcastle, Washington City MaJEger . NTT A-North Texas Tollway Executive Director Authority Deputy Executive Director . Norfolk, Virginia ~ssistant Ci!y_Ma~g~ Assistant Director of Budget & Finance Assistant Director of Child & Family Services Assistant Director of Human Resources Assistant Library Director Police Chief Director of Finance Fire Chief Human Services Program Manager Information Technology Director Library Director Tax Assessor Planning Director . Norman, Oklahoma ~ity Man~g!2r . North Port, Florida Economic Development Director . North Richland Hills, Texas Assi~tant Ci!y, Manag~r . Oak Park, Illinois Chief of Police Director of Building Property and Maintenance Director of Public Health Fire Chief Public Works Director . Oakland, California Administrative Librarian, Development & Employment Director of Communications & Information Services Director, Office of Economic Development & Employment Director of Police Services (Chief) Fire Chief Information Technology Director . Odessa, Texas City Manager . Oklahoma City, Oklahoma Chief of Police Police Department Succession Planning Project . Olathe, Kansas Development Services Director . Ontario, California Convention Center Director . Oregon City, Oregon Ci!y b111uager (2) . Paris, Texas City ~g~ . Pearl and, Texas City Manager . Peninsula Light (OR) Executive Director/CEO . Peoria, Arizona Community Development Director Deputy Police Chief Human Resources Director . Pittsburg, Kansas Director of Human Resources . Plain view, Texas Director of Public Works . PIano, Texas Fire Chief Emergency Management Coordinator ~ 2007-The Waters Consulting Group, Inc. Page. 20 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITIIOUT THE WRITTEN CONSENT OF WCG, INC !issjstant City ManagesD) Chief Building Official ~hief of Police (3) pty M~ger (2) Data Processing Director Director, Environmental Health Economic Development Director (2) IT Director Planning Director Transportation Engineering Manager . Ponca City, Oklahoma Fire Chief . Port Arthur, Texas Chief of Police City Manager . Port of Everglades, FL Executive Director . Port of Long Beach, CA Deputy Executive Director Managing Director of Environmental Planning & Services . Port of Los Angeles, CA Executive Director Director of Homeland Security Business Development Managing Director . Port of Oakland, CA Chief Financial Officer . Portland, Oregon Director, GIS Director, OF A Manager, GIS Personnel Director . Prescott Valley, Arizona Police Chief . Puyallup, Washington Chief of Police City Manager Director of Information Technology & Communications . Ramsey, Minnesota City Manager . Redmond, Washington Assistant to the Mayor Director of Parks and Recreation Fire Chief (2) Human Resources Director Planning Director . Renton, Washington Director, Community Development Public Works Director . Richardson, Texas Assistant Director of Development Services . Richmond, California Police Chief . Roanoke, Virginia ~ant City Manager Director of Housing . Roanoke Regional Airport Chief of Safety and Security (VA) . Roseville, Minnesota Chief of Police City Manager . Round Rock, Texas Fire Chief . Saint Louis Park, Minnesota Qity M~n~ger_(~) . Sacramento Regional Transit Chief Engineer District Director of Finance . Salem Area Mass Transit General Manager District . Salina, Kansas Director of Community Development and Planning Director of Public Works . San Angelo, Texas City Manager ~ 2007 -The Waters Consulting Group, Inc. Page. 21 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON wmJOUT Tim WRITTEN CONSENT OF WCG, INC . San Antonio, Texas Assistant Director of Convention & Visitors Bureau Economic Development Director Library Director Risk Area Manager . San Benito County, California Planning and Building Director Public Works Director County Counselor/County Attorney . San Bernardino, California Animal Control Director Deputy Director of Public Works/City Engineer . San Diego, California Chief Information Officer Deputy City Manager . San Jose, California Director of Intergovernmental Relations and Public Affairs . San Marcos, Texas Chief Financial Officer City Attornev . Sanford, Florida Director of Finance . Sanger, Texas City Manager . Snyder, Texas pty Man~ger . Sugar Land, Texas ~ssistant ~ity Manager (f) Chief Financial Officer . Sachse, Texas City Manager . San Jose, California ~ssistant_City M~'llig!2r Assistant Director of Aviation Operations Deputy Director of Animal Services Deputy Director, Community Facilities Development Deputy Director, Community Services Director of Office of Community Development Director of Parks, Recreation & Neighborhood Services Director, Workforce Investment Act Employee Relations Manager (2) Fire Chief (2) Gaming Control Administrator . Seatac, Washington CitY. Manllger . Seattle, Washington Capital Planning & Development Division Director Chief Engineer, Seattle City Light Chief Operating Officer, Seattle City Light Contracts & Concessions Manager, Seattle Center Deputy Superintendent, Electrical Services Director, Drainage & Wastewater Utility Director of Engineering, Seattle Water Department Director of Operations Director of Water Quality Water Department, Affirmative Action . Shelby County, TN Administrator of Planning Executive Director of Economic Development . Sioux City, Iowa Public Works Director . Snoqualmie, Washington City Adll1inistrator . South lake, Texas Deputy Director of Public Safety/Chief of Police Services Director of Planning . Spokane, Washington Chief Administrative Officer Director of Management Information Services Risk Manager . Springfield, Ohio ~ity Manager Finance Director . Springfield, Oregon Development Services Director ~ 2007-The Waters Consulting Group, Inc. Page. 22 THIS PROPOSAL CONTAINS PROPRlET ARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT TIlE WRITTEN CONSENT OF WCG, INC. Human Resources Director . Sugar Land, Texas City Attorney Finance & Administrative Services Director City Engineer Assistant Utilities Director . Summerville, Massachusetts Police Chief . Sunnyvale, California Assistant Director of Public Safety Assistant to the City Manager City Clerk (2) Community Development Director Deputy City Manager - Organizational Effectiveness Human Resources Director Director of Public Safety . Surprise, Arizona Fire Chief Police Chief . Temple, Texas Director of Planning . Terrell, Texas City Manjlger . Texas Municipal Retirement Executive Director Services (TMRS) Director of Human Resources . Thornton, Colorado City Attorney Community Development Director (2) Economic Development Director Finance Director Human Resources Manager . Tomball, Texas City Manag~ . Tucson, Arizona Convention Center Director Director of Water Utilities . University Park, Texas Deputy Fire Chief Police Chief . VIA - San Antonio TX Rapid Vice President of Operations Transit Authority Vice President of Strategic Initiatives Director of Audit and Measurement . Victoria, Texas Police Chief . Virginia Beach, V A Assistant City Manager/CFO Chief Development Officer Director of Planning Director of Public Works . Waco, Texas Chief of Police City Manager . Walla Walla, Washington CitY" Ma_nager . Wallingford, Connecticut Director of Public Utilities . Washougal, Washington City, Admiu.istra!o! Police Chief Public Works Director . Weatherford, Texas tity Man.~g",r . West Des Moines, Iowa City _Ml!nager Information Services Manager Public Works Director . West St. Paul, Minnesota City Manager . Westminster, Colorado Finance Director Planning Manager . Woodbury, Minnesota City Administrator . Workforce Solutions for Managing Director ~ 2007-The Waters Consulting Group, Inc. Page. 23 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC. THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. Tarrant County (TX) . Wichita, Kansas Airport Director . Wrangell, Alaska City Manager . Yakima, Washington Wastewater Treatment Superintendent . Yuma, Arizona Director of Parks and Recreation Director of Human Resources ~ 2007-The Waters Consulting Group, Inc. THIS PROPOSAL CONTAINS PROPRlET AR Y INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC. Page. 24 .. lI:l to! '"'l to! = Z n to! rtJ SECTION. IV REFERENCES THE WATERS CONSULTING GROUP, INC. 800.899.1669 WWWWATERSCONSULTING.COM PROFESSIONAL REFERENCES . City of Des Moines, Iowa (515) 283-4944 Mayor Franklin Cownie Project: Selection of City Manager (2006 - Jerry Oldani) . City of Emporia, Kansas (620) 343-4251 Mr. Larry Bucklinger Director of Administrative Services Project: Selection of City Manager (2007 - Chuck S. Anderson) . City of Abilene, Texas (325) 676-6206 Mayor Norman Archibald Project: Selection of City Manager (2002 - Chris Hartung) . Town of Greenwich, Connecticut (203) 622-7729 Maureen Kast Director Of Human Resources Project: Selection of Assistant Fire Chief, Public Works Commissioner and Town Administrator (2007 - Andrea Sims) . City of Fountain, Colorado (719) 471-7955 M. Allen Ziegler City Attorney Project: Selection of City Manager (2007 - Chuck Rohre) . City of Friendswood, Texas (281) 996-3200 Mayor David Smith Project: Selection of City Manager (2006 - Chris Hartung) . City of Farmers Branch, Texas (972) 919-2515 Ms. Linda Groomer Former City Manager Project: Selection of City Manager (2007 - Chuck Rohre) . City of Arlington, Texas (817) 459-6101 Mr. Jim Holgersson City Manager Project: Selection of Deputy City Manager (2006- Chris Hartung) . City of Commerce City, Colorado (303) 289-3619 Pat Greer Assistant City Manager Project: Selection of City Manager (2007 - Chuck S. Anderson) . City of Ramsey, Minnesota (763) 433-9821 Giovanna Reed Kone Human Resources Manager Project: Selection of City Manager (2007 -Andrea Sims) ~ 2007-The Waters Consulting Group, Inc. Page. 25 THIS PROPOSAL CONTAINS PROPRIETARY INFORMATION AND IS THE SOLE PROPERTY OF WCG, INC THIS PROPOSAL IS NOT TO BE REPRODUCED FOR ANY REASON WITHOUT THE WRITTEN CONSENT OF WCG, INC .. "'''ll ""'Ill 3:0 l"l.... r-l"l ii!n l"l'" SECTION. V PROJECT TIMELINE THE WATERS CONSULTING GROUP, INC. 800.899.1669 WWWWATERSCONSULTING.COM EXECUTIVE RECRUIT~ENT PROJECT TIJVlELINE Belo",,", is an estimated timeline Tor the Executive Recruitn"lcnt process vvith .rhe VVaters Consulting Group.. Inc. Our timcline consists of" approximately 90 days ....ronl the beginning of" the Profile Development (T~sk I) to the Final Process/On-Site Intcrvievvs (Task 5). Description. e>r IJ7eeks Key Pr<>jcct Phases 01 O? 03 04 05 06 07 OR 09 10 11 12 13 Pha.~e I Task..... Profile IJL-vclC1opmc.t.~ t: ~ Advertising Pha.~c II Ta.sk 2 ]~ccmit:rTl.C'-.nt: Strat:c:m~ and I den cific:a cion ~r Candidates Task:: .3 Scrce:nil~g Process =,cl Initial l~ccomrn.el~cla tieon Task: 4 BackgrC>Ll.l~cl lnvcstigations/ Retere1"....ce Checks/ Academic Verifications Pha.~c III Task: 5 I:;'inal P'rCJocess / Receon~r:J:~erlcl Pinalist:s/<=>n-sit:e T 1.... terv-ic-vvs ....v-:it:h Clien t <<=> 2007-Thc "\.'Vatcrs Consulting Group.. Inc. n-llS l~g;;b:~~<;s~~_~~~~'-:-:~~'~~~~~~E~~~(~~~~~~EA~I;:g::: ~~,~J::_-I_~I~~~~;:?:~~~~~-~c~;.: ~~G_ Page _ 26 e . Ch:1rl:. (Chuck) S. Andersun (Eli \\ \. ~li,Lllli !:\'\'lllfl\'\' l{V,TllllllWllt 1)1\1,,11)11 Runs 1(1 II (lllllrlll11 I ~tlirl' h~l Sl .961. )lJ\ l/i,l1rL'l_'! 97 Ai'> I.llJ11 /1,1\ [,:db,. TX 71214 ,.;111l1cr.....( l11'/!>W;1 tl'r...;u )n:-.ll][ \\'\\'\\',\\,:ltcr:--ltl1i"lIltiIJ':.!.l\) THE WATERS [!] CONSULTING GROUP, INC. DALLAS. ALSTIN . SEATTLE. CLEVELAND Our Certified Compensation Professionals and Senior Consultants have successfully designed and installed hundreds of pay systems including total implementation plans and budget costing. We are highly experienced in the analysis and design of innovative compensation programs for positions at all levels within an organization. Our consultants average 15 years of compensation and/or HR experience in both professional and consulting positions. Their seasoned experience and skills, backed by the firms commitment to crafting innovative solutions to HR challenges, allows us to create programs that link cutting-edge pay programs to business objectives. Our consultants in this area of specialty utilize their background in psychology and pair this with years of experience in creating customized programs to address an organization's specific performance management needs. We help create and implement comprehensive employee performance appraisal systems that can be seamlessly blended with pay for performance programs that are either designed by our compensation experts or incorporated into an existing system. We tailor each program to the organization's unique needs, including customized forms, manuals, supervisory training, and employee orientation sessions. Our goal is to deliver a performance management system that perfectly meets our clients' specific We offer one of the most comprehensive approaches to recruitment, selection, and evaluation available in the nation because of our extensive experience in the human resources field coupled with our expert staff and deep reach into specific industries fur only the most qualified and talented candidates. In short, we are a leader in the industry and know how to deliver highly experienced candidates that are a best fit for our clients' needs. We have extensive experience in recruiting both executive level professionals and senior level managers, with our primary focus on the public sector. In addition, we use our proprietary, content-validated psychological assessment (CareerNavigatorj and profiling tools to help ensure a successful placement. We back it all with our triple guarantee which includes a fixed-fee agreement; a commitment not to recruit I Our wide range of compensation consulting services include: · Classification System Review & Development · Custom Salaries & Benefits Surveys (Both Traditional and Web-based) · EEO, ADA, FLSA & Compensation Audits · Executive, Individual & Team Incentive Plans · HR Outsourcing · Job Descriptions & Analysis Point Factor Job Evaluation · Salary Structure Development · Skill-based Pay · Total Pay-for-Performance Programs objectives; incorporates current best practices; and encourages organization-wide participation, understanding, support and acceptance. ~ Our wide range of performance management consulting services include: . 360-degree Feedback Programs Competency-driven Performance Management Systems Development of Behaviorally-anchored Ratings Development of Job Families Expert Analysis of Validity Multi-rater Systems . . . . the selected candidate for other poSItIons; and an assurance to re-conduct the search should the candidate terminate within an agreed upon period of time. Our wide range of executive recruitment services include: · Assessment Center Facilitation · Candidate Identification, Solicitation & Screening · Candidate Background & Reference Investigation · Compensation & Contract Negotiation · Interview Process Facilitation · Job Definition & Analysis · Profile Brochure Development · Psychological & Behavioral Evaluation TRAINING & DEVELOPMENT SERVICES I Over the years, we have helped organizations establish and maintain a "yes we can" attitude at every level of employment through targeted training. Whether an organization has a need for leadership development, team building, or diversity training, we have the consulting talent which specializes in delivering customized programs that get results, Our most popular courses focus on quality team building, communication, leadership performance management, and customer service. We use a modular approach to craft sessions specifically for an organization's needs, Our wide range of training modules include: · Customer Service · Communication & Interpersonal Relationships · Workplace Diversity & Cultural Competencies · Leadership Development · Problem Solving & Decision Making · Performance Appraisal Management · Selection & Interviewing Skills · Sexual Harassment · Time Management & Productivity Improvement · Team Building SPECIALIZED STUDIES & AsSIGNMENTS We have the full time consulting talent to complete specialized assignments on short notice. Our firm has answered the call with success to conduct a variety of specialty studies and assignments including but not limited to: . · Total Organizational Analysis · Diversity Needs Analysis · Benefits Comparative Reviews · Outplacement Services · Succession Planning Programs · SurveyNavigator™, Web-based Survey Management , As more organizations face a shortage of qualified candidates and are ill-prepared for the increasingly urgent task of succession planning, we have developed a structured and proven response to this challenge in the form of CareerNavigator™. This content- validated competency model and personality assessment survey reaches well beyond the scope of interviews to provide insightful, statistically reliable information in the selection, development, and promotion of senior managers and executives. CareerNavigator™ measures candidates for the core leadership competencies needed to be successful and, as such, supports the full employment lifecycle, equipping organizations with the critical tools needed to support a thriving workforce. It helps to take the guesswork out of the hiring and succession planning process, revealing the key information that resumes and references fail to provide. It also identifies career growth and development opportunities and provides a plan of action for performance management for each individual. For more information, please call 800- 899- 1669 or visit us at www.watersconsulting.com [ilTfIE WATERS I ~I CONSULTING GRC)lJP, INC:. , .), ~