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HomeMy WebLinkAbout1977-10-11 Info Packet•City of Iowa cite MEMORANDUM DATE: October 5, 1977 TO: City Council,. / FROM: City Manager pN��/A►�/ RE: Letter to Council Candidates Attached is a copy of the letter which was sent to all candidates for City Council. As noted in this letter, a meeting will be held with the candidates and the League of Women Voters on October 12, 1977, at 7:30 P.M., in the Council Chambers. 0 Dear October 3, 1977 n u I am pleased that you are interested in serving the citizens of Iowa City as a member of the City Council and have announced your candidacy. The period between now and the qeneral election on November 0, 1977, should serve as an educational period for the community, the staff and the council candidates. 'With information, there can be a thorough discussion of the problems and opportunities of city government. One of the responsibilities of the city staff is to facilitate this goal. Enclosed is a packet of information which has been reprinted from a council member workshop sponsored by the National League of Cities. Much of the information was prepared by council members in other commu- nities. This information provides a flavor of the responsibilities of a council member and the relationships that develop between staff and the council. In addition, the League of Women Voters has agreed to sponsor a short course on local government for all council candidates and the staff on Wednesday, October 12, 1977, 7:30 p.m. in the Council Chambers at the Civic Center. This program will provide an opportunity for you to receive from the staff up-to-the-minute information concerning programs, goals and problems. In addition, other members of the community will make presentations concerning the initiative and referendum provisions of the Charter, citizen participation and the role of the council member. No candidate for public office will make a presentation except that opportunities will be provided for questions. Perhaps most importantly, both the candidates and the staff will have an opportunity to meet Informally. A rather extensive collection of information concerning many aspects of city government is being prepared for your use. The material will be distributed at the meeting. It is expected that this session may stimulate additional questions. Therefore, if you wish to meet after the meeting to generally review your concerns and discuss other current issues of city government which may not have been fully explored at the meeting, please give me a call so that an appropriate time may be arranged. Oct. 3, 1977 • • Page 2 The Code of Ethics of the city management profession provides that the manager shall refrain from participation in the election of the members of tine employing legislative body and from all partisan political activ- ities which would impair performance as a professional administrator. To these principals I completely subscribe. A copy of the Code is enclosed. The city staff and I will be supportive of all council candidates to the extent to which we can provide the best and most complete Information possible. It is imperative that all candidates be able to speak and the council members later serve with a comprehensive knowledge of the issues of city government. We hope to see you on the 12th and later meet with you to provide such other assistance as you may desire. Sincerely yours, Neal G. Berlin City Manager Enclosures •ity of Iowa Cit • MEMORANDUM DATE: October 4, 1977 TO: City Council FROM: City Manager RE: Information You Requested on Pros and Cons of Public Bargaining Attached are copies of four recent articles covering most of the arguments for and against public bargaining. We have highlighted them if you don't have time to read all. The California school bargaining law requiring disclosure of issues rather than complete access to negotiations is explained in the League of Women Voters'pub- lication. Also available is the report on public bar- gaining in Florida which is mentioned in two of the attached articles. It can be obtained from the City Manager's office. U J U Quality of Work Center and theolute for Social Research (University of Michigan). The employees of the division have voted overwhelmingly to participate in the project which will involve formation of a management -employee committee within the division in improve service delivery, the quality of working life of those in the project, and to develop approach. es, techniques and methodology usable in other public and private organisations. In sum, the state Productivity Program places heavy empha. new L/NRS. Neporl , ; ; I'hr nra•r,l I SIRS .Spa, sal Rrpurl."If.ui.anliq� i� in lruldir: flrlp ur 16nJ/ma r'.'. lir pr. NamIJ ll. Alai hu.niirr M. r rc'Im. llwidu S,haat IfuurJ% A,,wiation. uuunuu sera firm- rrvo n•eull, al "haul mleulialiom in the %fill.• from the rnan. ot•,'lla•Ir• Ianlal'r /.mesh. C'upie%este al'ailuhle 111 15 .l.I 1 NI Its. 1020 Eye .Sl. N.II'.. Steil,- ala ll'a hinelon. P.C. 20000. 7'he irlliodwlian I,l Ow panll,lrl(l n',I, „•lithn Irl' Sam %agoria. usws Pirrrtnr, alld lull....,. IN TilC uecnue of the Seventies public officials at all levels of government have experienced increasing pressures to open up governmental processes and to broaden participation. While some have welcomed this evidence of growing public interest in governmental activities, others have been concerned about possible complications and delays resulting from changed procedures. The public's right to know and to be heard arc essential ingredients in the dcumciatic process, but there is sometimes a price to be paid in fulfilling the obligation. Urr.u.ClUYL BARGAINING, which is steadily growing in govern- ment, traditionally involves negotiating behind closed doors and participation by only two parties—labor and manage. meal. I_gge sutras of public funds are allocated in such delib. emtinns and while citizens do have the opportunity at election time to call their elected representatives to account for their closed door bargaining decisions, this is after the fact. From time to time here have been wispy hints that such public interest organizations as Common Cause and the League of Women Voters may aim their spotlight soon on the governmental bargaining process. Such efforts have ap- parently not yet token much hold because the public gen- erally has not been too interested in municipal, county and stale labor relations. Wage and bcnclil agreements have re. ceived sonic notice, but have been homogenized in the large overall budgets and their significance rarely noted. But this, too, is changing. The economic crunch that has hit taxpayers and governments has brought about a new pock- ctMn%k interest, 1 Wiese. in labor relations. There is another X 5 notice for LMRS pupchasers Because of the growth in volume of orders and correspond. care, LMRs has ended its Standing Order List for new publl. cations. The time necessary for keeping up with changes of addresses, billing and collecting has made the practice uneconomic. For this reason, starting with the Special Re- port on bargaining in public, orders will be handled on a request basis only. In closing out the List, i.mks wishes to thank those who were concerned about receiving all our publications and hopes you will continue to order those which you believe will be helpful. T'he address is I620 Bye St. N.W., Suite 616. Washington, D.C. 20006, sls on the humaoticnt but it is too early to claim or meas- ure the extent of success in these efforts. Levels of trust appear to have increased, and open and regular communication is channeling problems toward better and quicker solutions. [here also appeals In be ❑ greater realisation among the employee organizations and their membership that coopers. tion in working toward improved governmental performance at lower costs may be inevitable if public opinion and legisla- tive support ism be obtained for general salary increases. in 'hargalning in Pupell contributing incentive— the cynicism of some citizens about public hodic% generally has caused cuatern about the inter. play of individual political ambitions, union political action and labor relations settlements. There are questions being inked about implications of now discovered contract obliga- tions which were not noted at the time of enactment. One question is whether these "mistaketi" would have happened if the public had been in on the proceedings. There were sonic interesting signs of voter interest around the country in 1975. In Seattle voters turned out to support the mayor in a scrap with the local fire fighters union; in San Francisco voters registered unhappiness with it mayoral wage settlement by casting their votes in the opposite direction in charter referendums; in New York City voters supported a charter amendment to require a full statement of wage and bcnclil settlements. 'there was action in State Ilouses, tau. California, in coact. ing a new law for public school negotiations, required that both labor and management proposals be put before the pub- lic for several days before negotiations could begin; the Ore- gon Legislature gave elected student body representatives the right to lake part in "meet and confer" negotiations between public college administrations and their faculties; and in enact. ing another "Sunshine" law, in Florida, the Legislature ordered the doors thrown open on all city, county, state and school negotiations. In Kansas City, Missouri, the city accommodat- ing to newspaper interpretations of the Slate "Sunshine" law, pressured a reluctant local of the American Federation of Stale, County and Municipal Employees Union into bargain- ing in public last year. This year, the experiment is being re- peated with a local of the fire fighters. (110th union, recently came In agreement with the city after public negotiating ses. sinns.) There may be others, too. Obviously, things arc happening which suggest reconsidera- tion of lime -honored ways of carrying out collective bargain. ing, particularly where it involves disbursal of public funds. Unfortunately, very little has been written on the scatterer[ experiences thus far. For this reason, I.MkS I% pleased to offer the following report, the first significant analysis of the Florida experience in school bargaining. The author, Dr. Donald R. Magruder, is Executise Director of the Florida School Boards Association. In his career, he has been a leacher, a school administrator, and a bargaining table negotiator in the field of education. His study discusses management assumptions and concerns about "goldfish bowl" bargaining and the favorable actual experience in the first year of the new law. But this special report is lint intended m smggest that all involved in gm'crnn%cnl:d colieclive hargainmg are ready to join hands in singing the paaises of "sumil ine" negotiating while denouncing the much larger number committed to nego- lialing "in the shade:' There are strung voices and warnings N.M. Judge orders open sessions In New Mexico Santa Fe District Judge Edwin L. Feller has ruled that public employee wage discussions of the Santa Fe Board of Education must be open to the public. The Board held a closed meeting April 15, 1975, to discuss budget allo- cations for tea:bni salaries. State Attorney General Toney Assays sued to enforce the open meetings law and Judge Feller ruled for the stale. Analyst hailed the decision "be. cause the public can see what's happening and the general feeling is that the demands of the unions are unrealistic." The Santa Fe Board is appealing, arguing that the coling will inhibit it from giving instructions to negotiators or to the school superintendent. Meanwhile, Government Em. ployee Relations Report noted that school boards in Al- buquerque and Gallup. N.M., ore already bargaining in public. the other way. A comprehensive national survey carried out in 1972 by the New York State Public Employment Relations Board came to the firm conclusion that opening up negotiations — or subse- qucnt third party interventions — would disturb and deter the collective bargaining process. Sonne excerpts from the report will be found in Appendix 11. More recent o pusdtion came from the presidents of two of the largest public emp oyce unions. Jerry Wurf, president of the American Federation of State,. County and Municipal Ens - 10 CSUnion, ArL-CSO, was quoted by Neal Peirce, newspaper columnist, on the subject, in this way. Peirce wrote that Wurf declared goldlish buoargaining "doesn't work; it can't work."'Ilie presence of [tic press or television cameras in a negotiating session Inn the ellecl tit "waving a (laked girl at a gory who% [Well locked up lura year — they (the politicians) go crazy." tic added [hal open haigaining "does Ihc same thing lar our (onion) staff", which is likely to threaten it strike If pressed by repollcrs. •The nest step is that our people are out un Ihc strccl and they dun't cern know what they're do- ing;' Watt said. '1 he presideol of the International Association of Fire Fight. ers, Ary. -Cud, W. Jiow:rtd McClennan. also president of the Public Ifugsluyee Deparintent of the Art: u to. was quoted by Peine lhusly: "When yeti re down In nuns and hulls and you have two or three issues and you're in a room working to re- solve it," having the negotiating sessions open In pnbfic view "could really hurt:' So there it is. The report suggests a way of capitalizing and expanding on the new public interest in labor relations. On the other hand, there may be some new problems down the road :as a result — Will residents be satisfied with merely watching the proceedings? Won't there be pressure to move to the b:ugaining table' If it is already demonstrably difficult to bring only Iwo parties — labor and management -- to. gclher on an agreement, will the bargaining process he smoth. ered heyond resuscitation if more parties are admitted to the tale? At what point does government sacrifice efficiency in labor relations for the honored gods of openness and partici- paliun in politic processes? Open covenants, openly arrived at - a[ what price? pension warnings holsted In D.C. and Colo. A study of 43 major cities by the Graduate School of Business Administration at the University of Michigan and Coopers and Lybrand, national accounting first, released in Washington last month was critical of accounting and disclosure practices, charging in particular that unstated retirement obliga. tions for large cities often exceeds 5100 mil- lion and goes up to SI billion. "The funding of these obligations in the future will be a serious drain on municipal revenues which are alaady inadequate." the report warned. Meanwhile, a task force study led by Gerald E. Bellows, Finance Director of Boulder, Colo., or poli" and fire pension funds in Colorado, pointed out that there are 146 separate police funds covering 3400 policemen and 179 fire pension limits cover- ing about 2000 paid and 3500 volunteer fire fighters. The task force, which included members of the Colorado Municipal League and representative of police and firemen organiralions, said: Ida Klaus named Ida Klaus, veteran labor relations profes- sional, was appointed and confirmed last month its it member of the New York State Public Employment Relations Board for a five-year term. Miss Wool, attorney, negotia- tor and arbitrator, was solicitor of the Na- tional labor Relations Board from 1948 to 1954, wan counsel to the New York City Department of Labor from 1954 to 1962 writing the fust Executive Order on collce. live bargaining for city employes, and Then worked for the New York City Board of Education heading labor relations nctivily. "The task force concluded that most po- lice and fire pension funds in Colorado are in severe financial difficulty . , , Unless your police and fire dcp:olnsenls ale relatively young and contributions are at the maximum level allowed, municipal officials should as. sume that they have an actuarial deficiency and that it is probably significant ... Munici- pal officials should recognivc that the pros. sure for increased benefits will continue .. . If improved benefits are gyring In be granted, insure that the long term costs are known and that a method for paying these cosh is provided ... It is dillicutt to justify and ex. pensive to finance and administer 325 cepa. rate police and fire funds:" Mlelke In Miami, wesiey In Spokane Dean Mielke, Director of Employee Rela- lions for the State of Florida, has resigned to accept the pall of Director of labor Rcla- lions for the city of Miami, Fla., succeeding Joel V. Lnnken. hlictke, president of the National Public Employer Iabor Relations Association, is rejoining a former colleague, City Manager Joseph R. Grassie of Grand Rapids, Mich. Grassie, to whom Mielke was administrative assistant in Grand Rapids, his been snored red City Manager of Miami. On the West Coast, Roy Wesley, former Employee Relations Director of San Fran- cisco, has returned to Spokane, Wash., where he was formerly Assistant City Men. ager. He is now Coordinator of Employee Relations for the School Districts' Consar- tium in Spokane, handling negotiations and tabor relations generally for a group of urban school districts. ant reps gewdmu is nn an invitation... Nn vee rata se onntoeedy to meet1the of Itaor '--------------------- -- reteliont v0ni6onn IN Labor Mamaoemnnl Rolahom, Ser:,ea NexLel'nl poligmnen in city. cauls, 1620 Eye SI . N W., Washmgton. Is C 20006 em shoe lovermnmil. II oars en eunolibli", concise repo,[ on Illusion • w,,,,,,. menta that level sours of suetainl and reldinl eM prmiees eomrnaenliee A,Id„ ev nlielet on wccessful oroletu, is well is new mind nutoninl idea. It You'd lilt to none n Ll Oil(- veal - $15 I l Payna-m enr.los,.d I.1 13,11 Inr rteutuly. lust all out Inr LI Two year -S7u ( I RENEWAL Coupon eldnllidt. >ro Pusceyoin pklnhoma City. Wilkinson can be res ed :it 7075 N.W. 63rd, Oklahoma City, Okla. 73116, or phone, 4115/841.1591. Wilkinson, as a student at the University of Minnesota, received the Big Too Modal as outstanding scholar-whicic in 1937. 1 I has won a number of other awards during his playing and coaching career and has been a conuucniatm un the Iclevised NCAA Game of the Week for the pact 12 years. His gorcrmuent service includes chairmanship of the Citizens Action Program of the National Council an Crime ;std DClin- quency, a comultant to hath President John F. Kennedy and Rich. ard hl. Risen, activities in Administration drug abuse programs, physical fitness, youth affairs, the handicapped and Presidential Scholars. • NPELRA commends pall plans 'the National Public Employer tabor Relations Association, an organization of more than 200 city, county and state gov. ernment negotiators, has adopted a resolution commending deferred compensation plans. At Its recent convention in New Orleans, the group adopted a resolution declaring such com. pensation system "n viable supplemental compensation pro• gram within the public service" and endorsed such plans as "an effective personnel management tool in supplement to other retirement plans mailable to employes." hurptininle in pt4hlir- FioPida city and county otticiais retiect mixed Views by Roger Dahl, Assistant Dheeror, I.mRs and Afarge Shapira Varney, lornmr (.MRs Research Assistant AS PUBLIC. OFFICIALS It all levels of government continue to wrestle with the problems of achieving openness in govern- mental decision-making, eliminating potential conflicts of in. terest, and expanding citizen participation it is only natural that the methods for determining wages, hours and working conditions in the labor-intensive public sector also conic under examination. Increasingly, collective bargaining or its cousin, "meet and confer," is becoming more common in the public sector. To a large extent, the model for public sector negotiations has been drawn from long experience in the private sector with the National Tabor Relations Act. There, and in most public juris. dictions as well, negotiations between the parties are con. ductcd in private, with the public being made privy to what's actually going on only in time of crisis—a strike or after everything is settled. Even in these situations, full disclosnre is more likely the exception than the rule. The drive for openness in the public sector negotiations runs smack against a wall of expert opinion in the labor rcla- lions field which holds that the sophisticated bargaining process is loo sensitive to he practiced in full public view. Today, in the public sector, at lead, fesv, wmtld argue that full disclosure of the Intal cm( of a scillement is inappropriate. flowevcr, the exact timing of such disclosure would he de- bated with vigor, with sonic arguing for public disclosure before final ratification by the legislative body and union mem- bership and others says only after everything is totally final- ized, so as to assure no possibility of the agreement falling apart during the ratification process. Many, however, argue that disclosure of a lair accompli is not sufficient—that the public should be allowed to sit in on negotiations if it chooses. It is with [his type of proposal that labor relations professionals become concerned, fearing that the dynamics will become so much more complex that the quest for agreement will be drawn out even more and may well be almost impossible. is general gmenmrenl Mudy launched With these considerations in mind (.MRs decided to more or less replicate in local governments a shldy undertaken by Don Magruder, Executive Director of the Florida School Boards Association. His review of the experience of Florida schools with "sunshine bargaining" was published last year by (.MRs in a Special Report, Bargaining Jct the Pahlic: urlp or flln. drance. Before reporting our results, it should be noted that the 1974 (Florida Public Employees Collective Bargaining Act,: which requires that tire actual bargaining table sessions be conducted in open sermons, does allow chief executives, their negotiators and legislators to mcet in private to discuss Perim- cicrs and strategy. Similarly, all work papers developed in preparation for negotiations arc exempt from the state's free- dom of information law. Using virtually the same questionnaire as was utilized in the school survey, i.MRs polled Florida county and municipal officials --elected represenlalives, administrators and negotia- tors—last year to see what their experience has been with l bargaining in the sunshine. ; Survey questionnaires were completed by 155 individuals I from 34 counties and 82 municipalities. Of these, 26 were I elected officials (mayors, county commissioners, local Icgisln- i tors) and 129 wcrc appointed or career staffers (city or county managers, personnel directors or labor relations specialists). However, only 75 officials (8 elected and 67 appointed) from 9 counties and 45 municipalities reported actual experi- ence with sunshine bargaining. It should he noted that in some cases those who reported no experience with "sunshine bargaining" wcrc in fact bargaining. but the public and press had never attended a session—hence they reported no experience. In other eases, the reason was Wisconsin tries open neDotiations Wisconsin stale government negotiators and the Wisconsin Slate Employes Union began bargaining for 24,000 workers in public for the first time early last month. Jerry Nelson, head of the state's Collective Bargaining Bureau, said, "We don't know how it's going to work, but we're going to give it a try." His aide, James Phillips, chief slate bargainer, added, "We hope [here is no detrimental effect to openness. If open bargaining is more promotive of a good settlement, it's an experiment that can be Continued. If not, we want the oppor. tunny to evnluale." Toni King, executive director of the Associaliun, an affiliale of the American Federation of Stale. County and Municipal Employs, Art -rut, was more oplimistic. Ile said, 'The key I% going to be public uwnrcness of what the hma tire. Right from the soul, the public will be aware of why we're insisting on what we're insisting on. (lased on the dmn, the public will support us," 0 simply that employees were unorganized—no bargaining waq laking place. The following analysis is based upon o review of those 75 ollicials who reported having experience with the process: • rlcclyd ullirial+ f:uur upenurx I. Seven elected officeholders (county commissioners, mayors and councilmembers) had experience with sunshine bargain- ing. Five favored bargaining in public and reported little diffi- culty in operating under the process. They emphasized the advantages of letting the public know what's going on and the influence of the openness on modifying some of the more ex- treme positions the union might take. From the supporters there were these comments: "Everyone knows what Is going on. There is no cover-up." "Keeps the public Informed ar to the demands." The two who saw open bargaining Its it disadvantage coul- mcnlcd: "The disadvantages are really to the taxpayer who rnnnage- mn•ut rep,en•nt.r. The ability it, talk frankly or its compromise on issues is really hard to do wish the press or people present." "The employee organizations can force n rnagertent into unfavorable positions by using to media as a .springboard for emotional confrontation." is managerial respmues nuclear 2. Responses from city and county managers were somewhat inconclusive, Fifty -hyo percent (12 of 23) favored cominua. tion of the sunshine provisions in the Florida law, but in re- sponse to a similar question which solicited their preference as to whether or not bargaining should be in public, 61 per- cent (II of 23) said no. Sixty-five percent (15 of 23) re. putcd no diflicully resulting from bargaining in public. The management group saw advantages in public knowl- edge of what was being negotiated and what positions both parties took. Supporters commented: "Public acrrss to meetings allows citizens and the press to accurately report bargaining." "!f the terms of ,nanagrinent'.s positions are reasonable, the public will support those positions as finally respomible. This marl becomes apparent at bargaining sessdons." "The people who have to pay the bill have a chance to know in advance what the union contract will cost tent." "Both sides mors, candid, less frivolity, greater stability of conntitnents—everything on the "cord." Those who expressed dissatisfaction with the process stated: "it prolongs negotiations. It hakes i.rres and points eno- tional and polarizer pnhldc opinion." "Interferes with in-depth analysis and hard -nose discussion of i.rnws." "Labor had knowledge of our po.oiiian and could start train • that point. Their A it,, bargaining when it i.r one-ehled." "Media .ueayr public opinion without presenting all the faa1.r.,, • negaliators uppuse npruurw 3. Those involved directly with the negotiating process -44 chief negotiators, personnel directors, labor relations staff— did not favor bargaining in public. Fifty-three percent were in nppnsitinn to the law and the process generally. The nego. tiators, while recognizing sono advantages in having an aware public, were concerned shout the strategics involved in open negotiating--Ihc effect of the unions "playing to the nmdia" and the inability to candidly discuss positions. Interestingly, however, 53 percent reported having no ditliculty as a result of the how. Those in favor of open bargaining reported: "If the union bar (they almost always do) unreasonable demands, the demands are brought to the public's attention without the management having to initiate the action." "Opportunity to communicate rity's position in a manner that will enhance gaining public understanding and support rather than the unions ,redia -oriented emotionalis,n when negotiations aren't fining their way." The negotiators who did not favor the process reported: "Prolongs negotiations, hnore demands, ton much publicity, increases cast of collective bargaining." "The employee orhanhation can pack the room with sync pathizerr and play far pre.rr and TV. Open ince ings do not encourage management to present their best offer to 'level' with employers." The survey also dealt with public and news media attend- ance at bargaining sessions. Sixty-nine percent of those having experience with sunshine bargaining hcpnrted that observers, numbering anywhere from I to 50 had attended at least one negotiating session. In 56 percent of the jurisdictions with sunshine bargaining experience the press occasionally aucnded sessions and in IS percent, members of the press were always present. In summary, our results were not too dissimilar from Don Magruder's earlier survey of Florida school officials. Elected officials favor openness. Negotiators, both school and local government varieties, prefer closed bargaining. However, the majority in opposition was not a large one in either case. The only groups that varied when compared were chief school administrators, who clearly supported sunshine bargaining by 56 percent, as against city and county managers who show some ambivalence. One additional conclusion: A resiew of the sarvcy data strongly suggests that !here is no paucity of seats available for the media and public—their interest has not been great, at least so far. This fact alone suggests a certain degree of cau- tion with respect to the interpretation of our fording:.. LMRS-AASH plan week 1painina course top public manaueps "Collective Bargaining for Public Mnnngers" is the focus of a one-week seminar being conducted by i mics and the American Asso- ciation of School Administrators -National Academy for School Executives at the Prom Sheraton, Kansas City, Mo., August 1.5, The seminar, designed to meet the needs of bolls school administrators and general purpose store and local government man agers, will address preparation for and con. duct of bargaining, contract language and ndminiswation, grievance handling, and pic. paring for medianion, fact -Ending and nrbi- station. Facuhy includes Dean Welke, IN. rector of tahor Relations, Miami, Fla., and immediate past President, National Public Employer [.:that Relations Association; Jim Moran, Excculive Discerns, New Jersey As- sociution of School Adminisbatms: hoc Sar. Ihory, Associate Direcor, Naiiomd Academy of School fiseculives; and Roget Dahl, t.sms Assklza l Director. Tuition for the seminar is $260 for AAS& or uscm members, and $295 for non-members. bees include registration, inslmUion and materials. For further information, contact Roger Dahl :n t.xlas. a union view: bargaining in public brings changes top all Involved by D,nabl S'lesoirk, ,monvi, Flwida P"lirr lirn'. deer A.,.tm w1ion IT WAS LONG PERCEIVL, by labor relations practitioners that collective haiguining negotiations had In he conducted behind locked doors in order to create an atmosphere that would encourage a free, uninhibited exchange between the two par- ticipating patics. Representatives of hath labor and manage- uncm feared that by opening the process la the public view their po%itiun with Ihcir respective constituents could he quickly undermined, if for it,, other reason than observers might well misunderstand and misimerpicl the use of certain bargaining tactics because of [heir unfamiliarity with the process, During the past live years, we have witnessed inlenvific l efforts on the part of public interest groups to participate in practically all phases of government operations. Particularly since our nation's Watergate nightmare, voters throughout the country have demanded an increased ,pertness in Iegisla. live deliberations and decision staking. Until recently, how. ever, nearly every jurisdiction had stopped short of extending such openness into the realm of collective bargaining negotia- tions. This hesitancy was seemingly predicated on the belief than the presence of the public and/or the press at negotiating sessions would most likely freeze the negotiators into fixed positions. Since 1975, lite national labor relations community has focused its attention on Florida and its auempl to pursue an innovative appmach it, collective bargaining which places public sector negotiations sessions wilhio the provisions of a "Sunshine" law and a Public Records Act. Most practitioners prophesied that much exposure would critically wstrict the necessary bargaining interaction and could lead to the possible destruction of the process. Surprisingly, with a few exceptions, the interjection of "sunshine" into the inner sanctum of col- lective bargaining has not had the dire disruptive consequences previously predicted. • open bargaining brings change As a labor representative, 1 have noted sonic meaningful changes in the bargaining approach of public sector unions which can he directly attributed to the newly imposed public view openness of negotiations. For instance, there is a&rowing tendency for initial employee demands to be hutch Iess in. limed thaninpast bargaining situations. Union negotiators have realized the possibility of adverse public reaction to economic demands which appear to he exorbitant or unrca. sortable. There is also the perception that pace a "public" attitude has been formed, it is near to impossible to altar or reverse. This is particularly true since the majority of the citizens will only he exposed to the bargaining highlights as selectively reported by the press. Thercrore, unions have found a wealth of public telalions povsibililics it presenting demands which appear to he sincere representations of employee needs and which du not trigger a negative resrynnse from the laxpay- ers. This approach has placed an priority emphasis nn attacks o4 personnel practices and procedures which arc outdated, or, in some cases, illegal (vis-a-vis court decisions regarding promotion, assignments, discipline, and freedom of informa- lion). Furthermore, it has encouraged unions to support the currently popular attack on wasteful government spending and the unneeded proliferation of government welfare programs. Most public employers have fell conlidcni that traditionally conservative news media institutions would he sympathetic to their posilion and time color press or vide, accounts to sup. Inst management positions while downgrading union juslilica. tion for demanded changes. 'I his proposition has held true in editorial comments wherein media management speaks forth. However, news reports have landed In piewitl accounts sym- pathetic as the union as seemingly the working press feels a stronger allegiance (even it undefined) with the public cut. ployces Than with their employers; or, at lead, thev have dens- onUnled a compassion for the employees' needs. e big hrnund+ diwvmuragvd 1 have viewed with hnrr'or those instances %share union nego- tiators have encouraged large numhers of omit employees to attend negotiating sessions. Such approach turns the process into a slate fair atmosphere, and can only lend to a break. down of meaningful discussions. Our approach has been to discourage employee participation other than the members of the negotiating team. Persons who do not take part in each step of the procedure cannot understand that compromise va. ®oard opens bargaining The Fairfax County, Va., Board of Sapervlsors decided last month to open negotiations with public cmployce onions to lite public. Negotiations previously were behind closed doors. In proposing the change, Supervisor James M. Scott said, "'Phe public has an enormous stake In the outcome or these discussions. Opening the nrgothiling process will Increase public understanding of both management and employee p,dnis of view.... Most Im. porta illy It will Increase the accouniablllly of all parties to the clllsens of the community." (and in some instances, full retreat I is an aspect of the art of obtaining a workable labor agreement. Many union negotiators feared that widely circulated press reports would have the same impact as the actual presence of unit members. There is logic to the argument. bol the predicted result has not matc. rialired either because of the somewhat skimpy coverage pro. vided most negotiations or the members' lackadaisical attitude in reading published reports. As Firefighters' President W. Howard McClennan previ. ously predicted, the greatest hindrance of public intervention conics in the final stages of bargaining when the issues have been narrowed to the find few economic items which, in many canes, mud Le dealt with in package "dead%' in order to achieve a settlement. Neither the general public, the pnliti. cians, nor the unit members appreciate The scmitivity of the negotiators' positioning lnclics during that phaxc, nor do those enumerated interest groups perceive the legitimacy of "deal making." I hos, many impasses have been declatad because of the negotiators' lack of nobility and flexibility during the last critical scssiom. In an earlier i.mas special report on open to the public negotiations it was noted that generally speaking thicjublic was apathetic to governmental sector collective bargaining, and, therefore, participated only to minimal extent. That observation has been an accurate assessment mail recently. During the summer of '76 more media coverage was provided local government bargaining, and the "walk-in" audiences be. gan to grow in size and diversity. On October 2, the League of Women Voters held a .symposium on public sector collective bargaining III Tampa. As lite cov.0tement til the brxwhurc noted: "You are the runl.tr 111 rualm NIA IOK 101.111 Ilvl HAKCAINING—Florida law gives you tile light Io sit ;it tie negotiating lahle. [tut, it's ncmtingless unless citizens rise this right." In numerous incidents, the balgaming process has been handicapped because of many empfoycrd zealous doermina. lion to avoid any possible charges of "outshine' vitilatirins. In several such cases employer representatives have invited news. paper reporters to join the negutialnrs of the [able, and then Kansas city completes pubuc sessions Loral 13, International Association of Fire Mithlers, AFL-CIO, and the city goentmenl of Kansas ('fly, Ifo. have appeased a Ihree• year umccntenl negotiated In public scssimu.'rhis is the third con• tract negotiated by the city ht Ile area. 'file previous two were wllh local 500, American Federation of Shill County and Isfunicl. pal Employs, AFL-CIO, wldch represents the largest part of the city work force. The firnnen's cmmtaat calls for u 37.8 percent Increase mer the three years, reduction In The workweek from 50 to 40 hours by May 1, 1977 and exclimlon of the deputy' and battalion chiefs from the hargaining unit. The ciders have Ned cult In court to block lite removal. proceeded to encourage Ihcn In interrupt the discussion with questions or comments. One municipality insisted that tape recordings he made of the entire bargaining session so that verbatim transcripts could he publicly posted Another em- ployer allowed a local radin station to do a live remote broad. cost from the negotiating table! Each of these situations has raked lite question: "flow much exposure docs the Sunshine application legally require?" That is a question which has not been addressed directly, as yet, and will probably take several years of piecing together various court decrees and Attorney General opinions before a complete set of guidelines can he said if, exisl. On the tither hand, parties have found line successful way of avoiding unwanted exposure during the crucial last days of hargaining is to invite the participation of a mediator. Although the Inw is silent in this mailer, the Politic Ianployces Relations ('oan. mission adopted a rade which vests certain mediation ctforls with a cloak of confidentiality. All tit all. the ycar has been an muerte%ling year of adjustment fur must union negotiators, hnI the first time they ousl worry ahom addleswtg themselves nut only w the inan- agemcul Icnm, hill eels,, it, the live audience. 'rho fact alone has lowed many plactilloncls In suphisGc:le their bargaining style and strategy. New concerns are evident: winning the allegiance of the Media and the confidence of the public; jnsunng that demands are explained in such a manner sa as to he accurately inter• prced by the press: and must intpurtutlly. keeping the union membership informed of latest developments before they find out from al third -parry source. Gnperjence evidences that, where fire media is present, the parties Iced to posture them- selves with the media rather than negotiating with each other. 'Ilius, many ncgotialnrs are hcginning to look and sound more and more like politicians and "soap opera" personalities. Additionally, the ntcdia, by its very nature, ends to highlight the differences between the partici, rendering the entire proc- ess of attempting to reach agreement all the more difficult. Regardless of these inherent drawbacks, public exposure has aided many union negotiators in forcing rerdcitrant em• players into the embarrassing positions of defending manage. ment policies and philosophies which have gone unchanged since the early 1900's. In fact, used correctly, the "sunshine" can he a valuable ally to the public sector union in achieving R% hargaining goals and objections. DONALD n. SI.I.SNICK, 2d, Is a labor utter. ncy in Miami, Fla.. with experience rep• resenting first public management and now is general labor counsel for the f Florida Police Benevolent Association. Earlier he was from 1972 to 1974, Di. rector of Personnel and Labor Relations w for the Date County, Fie., Public Safely Utpurlmcnl and from 1974 l0 1973, Ui• reeler of Employee Relations for the Derck County public schools. A graduate of the University of Virginia and the University of Florida Law School, Slcsnick has ban an instructor in several labor relations training programs and has publishctl an article in the Florida slur Journal. lie is currently a member of the Metropolitan Dade Cuunly Personnel Advisory Board, ria chairman of the Florida Our Labor Relatinns law Committee, sohrommiltee chair• man of the American Har Assmialiun Slate Labur I.ew Committee and if pal president of the South Florida chapter, International Personnel Management Association. san Diage Mayor hits Illegal strikes and arbitration by Mayor fere Wilton, Stat Uirgo, Calil• (l:tretprerl /went an o hhets ./,-/infest Ise Ma fur II'ilwil. Inesi• dein of the League of C'alilania ('irirt, ns the annnnl rordrr- t'/lel' all the R estei l ,y'nays ldnpl,(1'rl :f Nar'inlian liar, fail'P.t err Commardo, Calil.l .. We do not have public employe strikes that are legal in this state. We has a s c some that mete illegal, and of course the B mere pronouncement that they are illegal will not in and of it. self prevent their happening. That is why we've gone a step further in San Diego, as they have in San Francisco. You'll recall that after the police strike in San Francisco the public even in that rather liberal, labor -oriented city reacted with righteous outrage and voted by ghoul a 7011; margin of favor of a hallnt proposition that would require the mandatory dis. missal of striking police and litenico. In San Diego the citizens hast June pmwd n similar pmpnei. tion, but it extended to all public employes and it had another 4 1 interesting provision in it: once an illegal strike has begun, the City is prohibited by law from doing anything to improve or to offer to improve wages, hours or working conditions beyond those made in the last offer prior to the commencement of the strike. Now what that docs quite olwiou%ly is remove the incentive for Nuking. Even if the Cit' C:iuncd gets a little gutless and wants in sweeten the pot, they arc prohibited by law from doing sal. I personally think that's tI very wise provi- sion and one that should he adopted by a Int of other cities. i must also say that I commend and am grateful In my Council for the support they have given me hecausc I think they have rightly asserted the right or the obligation that we haste In be fair to both public employes and to the public anal It, consider the nhilily of the taxpayer to pay. till[ I frankly have been concerned whal may happen with it future Council. chat. ter aniendnteltl has reduced my concerns olhslaminlly. There arc a great many people in the general public who I,, FR of lows City MEMORANDUM DATI, September 30, 1977 TO: City Council W. City Manager RE: Purchase of 0d Post Office On Monday, September 26, 1977, the offer to purchase the old Post Office was executed. The Postal Service has refused to allow the purchase to be contingent upon the expiration of the environmental review record time period even though the closing on the purchase of the Post Office will take place sometime after the expiration of the period. This refusal by the Post Office undoubtedly will lead to difficulty with the Department of Housing and Urban Development when they audit the program a year from now. I believe that the Postal Service has been arbitrary about this matter in a manner which is unwarranted. However, the issue came down to either doing it their way or having them sell the Post Office on the 26th to another party. P: • 6 City of Iowa Cile MEMORANDUM DATE: October 4, 1977 TO: All Employees Copies furnished to: City Council FROM: City Manager^ I)� ` Council Candidates /I� RE: Political Activity Just a reminder! The Personnel Rules and Regulations of the City govern political activity in City elections by City employees (see below). While certain of the rules extend beyond the provisions of State law, the City Attorney has ruled that the City Personnel Rules are also applicable. If you have any questions about a particular activity, please check with the Legal Department first. The applicable rules are: "No person holding an office, or employment in the City service, except persons duly appointed to City Boards and Commissions, or persons elected to City Council shall: "Solicit any monetary contribution to the campaign funds nor make any monetary contribution to any municipal political campaign or to the campaign of any candidate for municipal office. "Take any active part in a municipal political campaign. "Act as a worker at the polls or distribute badges, pamphlets, dodgers or handbills of any kind favoring or opposing any can- didate for election or nomination to a municipal office. "These regulations do not prevent any official or employee from (on their own time, off duty, and not as an official representa- tive of the City): 'Becoming or continuing to be a member of a political club or organization. "Attending a political meeting. "Enjoying entire freedom from all interference in casting their vote. "Seeking signatures to any initiative or referendum petition directly affecting his/her rates of pay, hours of work, retirement or other working conditions. "Distributing badges, pamphlets, dodgers, or handbills, or other participation in any campaign in connection with such petition, if the activity is not carried on during hours of work and/or they are not dressed in the uniform required in any department of the municipal government." 3857 rI E • /^¢ VC6WW11 CClN m41l 0E WAWING TUN ST KI / i0W 13191 3" IBp5t20 y October 6, 1977 MAYOR YAnY NEwuwen C NVL MEMBERS A1NM BALMER GROL.'ROSSE L'. ,OSIER OAVIO IIPRFT MAR BELEER HOBERT VEVENA Mr. George Nagle Grandview Court Apartments c/o Nagle Lumber Company 1201 South Gilbert Iowa Xe a 52240 Dear . For touple of years the City of Iowa City has been attempting to negotiate a new contract for services with University Heights. Unfortunately it has been impossible to negotiate a contract which would be fair and equitable to both parties. None of the proposals made by the City Council of University Heights would adequately compensate Iowa City for the cost of services. Therefore, effective December 31, 1977, Iowa City will discontinue services to University Heights with the exception of water and sewer service. As a major property owner I thought it would be important for you to have adv::nce notice of this change, particularly as Iowa City will no longer pro- vide fire and police service to University Heights. You may wish to discuss this matter with your fire insurance company. It is my understanding that your property is contiguous to Iowa City. However, annexation to Iowa City would require approval of the City Council 0i University Heights, If you have any questions concerning this matter, I will be pleased to discuss them with you. Sincerely you , a G. Der n City Manag cc:. •?owa City City Council University Heights City Council 3 '�5s 0 0 ^ CIVIC CEN EEIIAIO E. WASH O IHSI. V / I6H4CR Y,IUWA 5]!WQ Kd7 13191 ]SA INTO October 6, 1977 MAYM MARY NEUNAUEER COUNCIL MEMBERS ANN BALMER WOLMMOSSE L E. E05TER DAV I0 PERRET MAX SELZEA ROALRE VEVLRA Mrs. Joyce Whinery President, University Athletic Club, Inc. 2 Glendale Circle Iowa City, Iowa 52240 Dear Mrs. Whinery: For the last couple of years the City of Iowa City has been attempting to negotiate a new contract for services with University Heights. Unfortunately it has been impossible to negotiate a contract which would be fair and equitable to both parties. None of the proposals made by the City Council of University Heights would adequately compensate Iowa City for the cost of services. Therefore, effective December 31, 1977, Iowa City will discontinue services to University Heights with the exception of water and sewer service. As a major property owner I thought it would be important for you to have advance notice of this change, particularly as Iowa City will no longer pro- vide fire and police service to University Heights. You may wish to discuss this matter with your fire insurance company. It is my understanding that your property is contiguous to Iowa City. However, annexation to Iowa City would require approval of the City Council of University Heights. If you have any questions concerning this matter, I will be pleased to discuss them with you. Since r/, yo Neal G. erlin City Manager cc: Iowa City City Council University Heights City Council 0 0 CIVIC CEN I"11310 L,YASIIINCT ON sr IC*ACm.IOWA 6220 131913531000 t, October 5, 1977 MAYOR MARY NSUNAUSSR COUIICIL MEMCRS AHINOAWCR CANIA M,NO3C! L P ZOSTER UAVIO I'LNRCT MAA SlI UR NOILNI VLVLRA Mr. Bob Sierk, Vice President University Athletic Club, Inc. 44 Post Road Iowa City, Iowa 52240 Dear Mr. ier�i7�"' y For the last couple of years the City of Iowa City has been attempting to negotiate a new contract for services with University Heights. Unfortunately it has been impossible to negotiate a contract which would be fair and equitable to both parties. None of the proposals made by the City Council of University Heights would adequately compensate Iowa City for the cost of services. Therefore, effective December 31, 1977, Iowa City will discontinue services to University Heights with the exception of water and sewer service. As a major property owner I thought it would be important for you to have advance notice of this change, particularly as Iowa City will no longer pro- vide fire and police service to University Heights. You may wish to discuss this matter with your fire insurance company. It is my understanding that your property is contiguous to Iowa City. However, annexation to Iowa City would require approval of the City Council of University Heights. If you have any questions concerning this matter, I will be pleased to discuss them with you. Sincere urs, eat G. B lin City Manager cc: Iowa City City Council University Heights City Council M" 0 0 CIVIC CENT ER AIO E. WASHING E ASHINOI ON ST IOWA CITY. RO I3191 ]5441800VU/( October 6, 1977 MATCH! MARY NEOHALAIR CCTNCR MCMBOLL ANN BALMER CAROLS CSSF 41. SOSICR OAVRIILRRLT MAI SS LIE, ROBERT VCVLRA Mr. David Cronin Acting Superintendent of Schools 1040 William Street Iowa City, Iowa 52240 Dear Mr. Cronin: For the last couple of years the City of Iowa City has been attempting to negotiate a new contract for services with University Heights. Unfortunately it has been impossible to negotiate a contract which would be fair and equitable to both parties. None of the proposals made by the City Council of University Heights would adequately compensate Iowa City for the cost of services. Therefore, effective December 31, 1977, Iowa City will discontinue services to University Heights with the exception of water and sewer service. As a major property owner I thought it would be important for you to have advance notice of this change, particularly as Iowa City will no longer pro- vide fire and police service to University Heights. You may wish to discuss this matter with your fire insurance company. It is my understanding that your property is contiguous to Iowa City. However, annexation to Iowa City would require approval of the City Council of University Heights. If you have any questions concerning this matter, I will be pleased to discuss them with you. 5' cer ly yours Neal . Ber in City Manager cc: Iowa City City Council University Heights City Council Dr. Jack Cazin, President School Board 1122 Downey Iowa City, Iowa 52240 ME Sept. 27, 1977 Mr. Neal Berlin City Manager's Office Iowa City Civic Center Iowa City, Iowa Dear Mr. Berlin: Enclosed you will find excerpts of a study done by the Iowa DOT examining the possibility of instituting commuter rail service in the state. During the council's informal discussions of the Area Transportation Study several weeks ago, the possible use of a commuter rail service in Iowa City/Coralville to help relieve congestion in the 6/218 corridor Wus discussed. The enclosed study does not bode well for this sort of relief, at least not between Cedar Rapids and the Iowa City area. However there are areas open to question in this report as noted below. First it is worth noting that there are 3800 person trips between Iowa City and Cedar Rapids daily. Another notable point is that for the route to break even on each run, the RDC needs a capacity of 45%, or 35 occupied seats per trip. On a daily basis then, an RDC between Iowa City and Cedar Rapids needs to transport 140 persons per day, for a diversion from other modes of travel between the,.two cities of 3.5% of the total daily person trips. When we consider the amount of travel in the 6/218 corridor alone, it seems that the commuter traffic in this area could sustain this effort, if properly done. The anticipated ridership figures that the DOT planners used in estimat- ing the demand for an RDC type service were based on AMTRACK's experience in serving populations with access to a rail serviceti,9 at is parralled by an interstate highway , as is the case between Iowa City and Cedar Rapids. The study ignores the needs of commuters who for one reason or another would not use an auto in Iowa City because of the congestion along 6/218. The study also does not consider any disincentives for using an auto, such as parking restrictionserhigh fuel costs or added incentives for using a commuter rail service such as speed, convenience or cost. The study also ignores the cost of public subsidy, in the form of maintainence costs for auto and bus traffic on the highways while at the same time it calculates the costs of maintainence along the proposed commuter rail DO r . In other words, this study seems t4exist in a vacuum because it fails to consider the special needs of the commuter in Iowa City, as well as glossing over some of toe more important 3 859 0 0 issues involved in transportation planning at this time. Several other operational questions are raised by this report but are not answered therin. The report states that "railway companies are generally not intersted" in being involved in the operation of a commuter rail service. This reluctance not to be involved includes actual operation as well as use of the right of way and tracks to run the RDC. However, the DOT apparently did not actually approach each railway company involved and ask for their cooperation, and it seems probable that negotiations with the Crandic railroad would be productive. Also, the question of providing railroad stations for the commuters was estimated to cost between $5,000 to $30,000 each. This from cost could be reduced to almost zero by using the modular units as the Clinton Street Mall as terminals. Lastly, the question of energy use was raised. The DOT calulated the energy intensiveness of the RDC to be double a bus, with a load factor of 26% capacity. The figures should aslo include the energy intensiveness at the break-even point, 45% of capacity, and should also include a comparison between the RDC and x number of cars needed to provide 3800 person* trips per day. On another topic, I would ask the council to consider a resolution urging the people of Iowa City to be alert to and disapprove strongly of any and all attempts by either side to inflame, distorfor otherwise bring into disrepute the motives, intentions or desires of the opposite point of veiw in the upcoming public debate over the Tenant -Landlord Ordinance. It would be a shame if this first test of the initiative/referendum proceedure in the state of Iowa was sullied by groups on both sides becoming overly emotional and bitter in their opposition to each other. I hope the information that I have provided is of some use to you or the council. I would urge that the city push the Iowa DOT to include some of our urban transportation needs in any further consideration of the feasibility of a commuter rail service. Sincerely, John Morrissey 513 S Van Buren P4 Using an occupancy rate of 1.8 persons per vehicle, with negligiable bus use, 1,055 cars are being used. I jf The Economic Feasibility of Rail Diesel Car Passenger Service in Iowa - A Study for Governor Robert D. Ray 4A / DES MOINES REGISTER DOT decides Ray's idea `not feasible'. ri+aMwr, N•. Mti. s.rvk+ AMES, IA. — Hardly anyone — perhaps as few as one customer per trip — would ride so-called rail diesel cars irom Des f loines to Iowa City or �I Osceola if the unique service was Qx� provided, a special Iowa Department, fir: of Transportation (DOT) study has concluded. Rail diesel can are self-contained, one -car passenger trains, with the driving section in the front and seats for about 75 passengers — something like giant buses that operate on railroad tracks. in his budget speech last winter, Gov. Robert Ray requested that i50,000 be set aside to provide such Elio service in the state on a trial basis. -:.d But before spending that money, �'j the DOT decided to study the idea, +d and has concluded that this form of transportation is not feasible In Iowa because it would attract few rider and fegoire mi1Lions of dollars of state subsidies. The agency studied three possiblel routes — Des Moines to Iowa City,' C,.'da: Rapids to Iowa City and Des :d�iacs to Ozceola via Chariton for a c^nnecdon with Amtrak across 'l :vr ^n Iowa. rn•%c, ,arallel some of the 5•. c's East interstates ano primary �.2 D!:s Moines-lowa City route •.'t rid attract only six passengers for i ,. t^ ni ova round trips per day, adar,lothestudy. :•.s .:orres•0sceOla run would attract enl,v ons passenger per trio; and t'ce Iowa City -Cedar Rapids route would only eave live, the study said. May 23, 1977 ,4 Prepared by: Office of Advance Planning Planning and Research Division Iowa Department of Transportation Ames, Iowa 515-296-1600 Rapids Bus RDC 18 5 m pass/tri o w pass/trip 12 440 a .,o, I 8 iillll V > IYI �11trips [ k tnr trips III 18 ❑ 5 , u • ass/tri o a pass/trip 0 o ,G Bus Ln .,4 L;k 7trips _Bus Des Moines pa— _ 18 $770,000 Annual Loss Aass/trip Iowa with RDC service City LRDC ss/trip y 4 trips — 5 pass/trip Bus 0 v RDC A QJ[;4Q y pas • q m ii trips " o it trips j} 0 1 1 N pass/tri con g pass/trip Amtrak — Burlington Northern Line Osceola Ottumwa Mt. Pleasant Burlington 0 0 TABLE OF CONTENTS PAGE I. COST SUMMARY 1 II. RECOMMENDATIONS 2 A. Iowa City/Des Moines Passenger Service 2 B. Des Moines/Osceola Feeder Service 2 C. Cedar Rapids/Iowa City Passenger Service 3 III. FURTHER CONSIDERATIONS 3 IV. COST PROJECTIONS 5 A. Rail Diesel Car Purchase, Maintenance and Operation Costs 5 B. Des Moines/Iowa City Passenger Service 6 - track upgrading costs 6 - track maintenance costs 6 - signal conversion costs ? - tot -al passenger service costs ? - Projected passenger traffic 8 - projected subsidy requirements g - modal cost comparisons 10 C. Feeder Service to Present Amtrak Service 11 - track upgrading costs 11 - passenger service costs 11 - projected passenger traffic. 13 - modal cost comparison 15 D. Cedar Rapids/Iowa City Passenger Service 15 - track upgrading and maintenance costs 15 - projected passenger traffic 15 - projected subsidy requirements 15 - modal operating cost comparisons 18 APPENDIX What is a Rail Diesel Car? A-1 ABSTRACT This report summarizes a study of the economic feasibility of Rail Diesel Car (RDC) passenger service in Iowa and outlines other considerations in the operation of rail diesel car service. Costs associated with rail diesel car service include the purchase, maintenance and operation costs of the rail diesel car, the upgrading and maintenance of the track and the installation of signals. Revenues from the rail. diesel car service were based on Amtrak ridership forecasts and a fare equal to current bus service within the study corridors. The following table shows the ridership required for the various RDC routes to break-even. * RDC has 75 seat capacity D.M./I.C. I.C./C.R. D.M./Osceola RDC fare = Bus fare $16.55 $3.35 $4.85 Round -trips per day 2 4 2 Occupied seats to break-even 70 35 - (93% Cap)* (472 Cap)* (1170 Cap)* Anticipated 6 5 1 Ridership 01% Cap)* 0% Cap)* 1 (1B Cap)* * RDC has 75 seat capacity The intercity bus operation along the aforementioned routes are presently. under-utilized at approximately 409; of their capacity. A rail diesel car service would compete for passengers with these private .bus services while offering little extra service. Other problems arose while considering rail company insurance/ liability, the mix of passengers and freight service, the availability of passenger stations, energy requirements, equipment availability, backup equipment for mechanical failures and travel to and from terminals in town. The Iowa DOT feels that the implementation of rail diesel car service, at this point in time, would not be a sound investment for the State of Cowa_ I. COST SUMMARY Des Moines/Osceola Track upgrading, signal conversion and RDC purchase. 2/ Beyond present conditions. 3/ "Subsidy" means "loss" in general accounting termq. CJ i i • Des Moines/ (via Chariton) Cedar Rapids/ Iowa City 122 mi. 77 mi. Iowa City 27 mi. Capacity per trip/ Anticipated demand 75/6 75/1 75/5 Service Frequency Two round trips Two round trips Four round trips per day per day per day Miles operated 178,000 112,000 ., 79, 000 per Near Initial Investment $3.3 million $2.2 million $375,000.• Annual Costs: RDC Purchase' and Operation $235,000 $210,000 $170,000 Track Improvement 605,OCO 100,000 0 Annual Revenues 70,000 5,000 25,000 Annual Subsidy 3/ $770,000 $305,000 $.145,000 Required Track upgrading, signal conversion and RDC purchase. 2/ Beyond present conditions. 3/ "Subsidy" means "loss" in general accounting termq. CJ i i • Cedar Rapids/Iowa City Passenger Service o. RDC passenger service between Cedar Rapids/and Iowa City is not a sound investment'for Ehe State of, Iowa') With a maximum of 20 passengers per day, round rip, this operation would have a deficit in excess of $100,000 annually. This figure does not include the initial $375,000 investment. Existing bus schedules of 12 per day have already attracted most of those individuals who.desire transportation between Cedar ; Rapids and Iowa City by a mode other than the automobile. III. FURTHER CONSIDERATIONS Insurance/Liability Problem The largest concern for rail companies regarding RDC service is passenger and crew safety, as illustrated by the recent discontinuance of RDC passenger service between Dubuque and Chicago. Labor unions questioned the train crew safety because of poor equipment and sub- standard track, combined with tight schedules and were not willing to allow further operation. If RDC service can be provided with safe cars and adequate track conditions, labor negotiations should not be a problem. Mix of Passenger and Freight Service Another consideration is the mixing of passenger and freight traffic on the same rail line. For the railroad company, this may interrupt freight train dispatching. Rail companies operating in Iowa generally do not want involvement with RDC passenger operation. Their appro`va'Y is required before operating RDC services on their lines. Inadequate Stations Most train stations in their present conditions are not capable of handling passenger movements; these would require additional funds for improvements. However, the need for large terminal facilities would not be expected. Possibly small terminal facilities could be owned and operated privately. More likely are small publicly owned facilities varying in cost from $5,000 (e.g., "bus :shelter type") to $30,000 (e.g., small enclosed shelter with bathroom facilities) per location. -4- - Damaqe to Private Bus Service / � Present load factors of 40% (19 of 47 seats)/on intercity buses indicate this mode is not_now being fuky utilized. RDC would compete with private bus service for passengers add offer no new .ser-aices which would attract cure -.auto .drivers.._ 4 ,� •, pate n Energy Requirements 7{.bus is._50% more energy .•, efficient. At forecasted traffic volumes, to move the RDC with a 26% passenger load factor (20 of 75 seats filled) would require 2,3_5_0 BTU's of energy per_pas- senger mile. This compares with a 40% load factor (19 of 47 seats) on a intercity bus and 1150 BTU's per passenger mile. Equipment Availability Delivery of a rebuilt RDC ($250,000) can be expected to take several months. Backup During 13reakdown In this study, only one car would serve each line. A backup RDC could be purchased for another initial investment of $250,000. Travel to and from Terminals in Town Any trip by RDC consists of three distinct movements: 1.) trans- portation to the terminal by auto or bus, 2.) the RDC itself, and 3.) transportation to the final destination, again by auto or bus. Thus, RDC usage will normally be more time consuming and more inconvenient than use of a private auto. • -5- IV. COST PROJECTIONS E Rail Diesel Car Purchase, Maintenance and Operation Costs One current user of the Budd RDC is the Massachusetts Bay Transit Authority (MBTA) which presently owns and operates 84 Budd RUC units. A rebuilt 75 -passenger Budd car costs $250,000. The Budd Company is designing a new RDC which will cost approxi- mately $750,000. The first prototype should be available in 18 months. Fiat also produces an RDC. The MBTA is testing Fiat's vehicle for operation and comfort. Its initial cost is about $500,000. The estimated fixed and variable costs associated with the pur- chase and operation of a rebuilt 75-pa88enger Budd RDC are shown in Table 1 and Figure 1. Table'l - RDC Passenger Service Costs Fixed Annual Cost Per Vehicle variable Annual Costs Per Vehicle Item Fixed Cost Purchase $ 20,000 Maintenance $ 36,000 Crew Cost * $ 60,000 $116,000 Item Cost/Mile Fuel $.22 Maintenance $.45 $.67 *three-man crew, 365 days per year, 8 hours/day. $300,000 Annual Cost $200,000 Per r:DC $100,000 50,000 100,000 150,000 200,000 250,000 Miles traveled per. year Figure 1 0 - Projected Passenger Traffic rI The 1976 travel patterns, originati�ng or terminating between Ames, Des Moines, Iowa City, and\Cedar Rapids are shown in Figure 2. Figure 2 Average Daily Person -Trips by Bus and Auto - 1976 AMES CEDAR RAPIDS 3,20( `l 3,800 CITY Due to Amtrak's experience in estimating intercity rail passenger service demand, company officials were asked to estimate potential ridership in this corridor. ,It.__was_Oetermine.d that the Des Moines to Iowa City corridor would probably attract less than one-half of the national average of 2% because the route is paralleled by an interstRte highway. Good bus service is also available. Based on present person -trips between Des Moines and Iowa City, it appears that RDC service could attract an average of 12 passengers daily in each direction - six passengers per trip. At this ridership level, a subsidy of approximately $770,000 per year would be required to operate the vehicle if the round trip fare were to be the same as the present bus fare ($16.55). - Projected Subsidy Requirements Figure 3 indicates profit/loss projection,; for various ridership levels. Large deficits are expected with anticipated ridership. -15- - Modal Cost Comparisons Costs of existing Amtrak feeder service from Des Moines, Iowa City, and Cedar Rapids are shown on Table 6. Since any Amtrak connection would have almost no ridership, it is not feasible to invest several hundred thousand dollars annually to subsidize any of these alternate routes. Cedar Rapids/Iowa City Passenger Service The study of possible RDC service in this corridor began with the assumption that service would be provided by a single RDC operating at the present maximum speed of 40_mph; the vehicle making as many trips between cities as possible within an eight-hour working day. This allows four round trips per day with six hours travel time and slightly less than 15 minutes per trip for loading, unloading and maintenance. - Track Upgrading and Maintenance Costs Operati.ng an RDC passenger service on the existing tracks would require signal conversion at a cost of approximately $125,000. Maintenance of this track is estimated at $5,000 per mile; a total of $135,000 annually, 1t t,, .. 1. , Projected Passenger Traffic Although nearly 3,800 one-way person -trips are made between these two cities daily, it does not appear that sufficient rider- ship could be generated to support an RDC operation. Twelve buses presently operate between Cedar Rapids and Iowa City daily with less than two passengers per trip traveling only between these two cities. Using the same reasoning as that applied to the Des Moines/Iowa City corridor, no more than 20 passenger round - trips daily could be expected between Cedar Rapids and Iowa City. - Projected Subsidy Requirements Figure 8 indicates that subsidies of $100,000 to $200,000 annually would be required to support an RDC operation. Ticket prices comparable to present round-trip bus fares ($3.35) would cover less than 15 percent of the RDC operating costs. N • -17- • Figure 8 PROJECTE•,D PROPIT (LOSS) CEDAR RAPIDS/IOWA CITY RDC SERVICE* *Four round trips daily $ 240,000 200,000 160,000 Annual Profit 80,000 40,000 Breakeven -40,000 Annual Loss -120,000 -160,000 5 10 15 20 30 40 50 60 75 Passengers/Trip Example: At an a:.tiiipated ridership of 5 pa:.senger:, per trip, assuming fares charged equal bus fares, the four round trips per day would generate a loss of $100 r_r trip or $145,000 per year. 160 140 ?rofit Per 120 Trip 100, 80 60 40 20 Breakeven -20 -40 Loss Per Trip -80 -100 • -17- • Figure 8 PROJECTE•,D PROPIT (LOSS) CEDAR RAPIDS/IOWA CITY RDC SERVICE* *Four round trips daily $ 240,000 200,000 160,000 Annual Profit 80,000 40,000 Breakeven -40,000 Annual Loss -120,000 -160,000 5 10 15 20 30 40 50 60 75 Passengers/Trip Example: At an a:.tiiipated ridership of 5 pa:.senger:, per trip, assuming fares charged equal bus fares, the four round trips per day would generate a loss of $100 r_r trip or $145,000 per year. -lo - - Modal operating Cost Figure 9 shows the superiority of alternate modes. Figure 9 Cost Comparisons - Iowa City/Cedar Rapids Operating Cost per hound Trip of 54 miles Cost per Passenger -Mile With Anticip.ted Ridership* 43.04 2 j 11 1 1 0.2C r -n � r, 0 N ( U a M 4 3 2 1 Operating Cost Per Available Seat 0 ♦J N C qUU Cost per Passenger with anticipated Ridership 25.00 $23.20 20.00 15.00 _ 10.00 5.00 54.44 \ ;2.d7 o L 4j 2 M > [L *Anticipated Ridership Auto - 1.6 Passengers nus 125 Van $116 100 - r, nnanpnnprn 75 $47$3+O 50 25 ia $ L n0 �+ N C U Cost per Passenger -Mile With Anticip.ted Ridership* 43.04 2 j 11 1 1 0.2C r -n � r, 0 N ( U a M 4 3 2 1 Operating Cost Per Available Seat 0 ♦J N C qUU Cost per Passenger with anticipated Ridership 25.00 $23.20 20.00 15.00 _ 10.00 5.00 54.44 \ ;2.d7 o L 4j 2 M > [L *Anticipated Ridership Auto - 1.6 Passengers nus - 1O.Pasaongers Van - 6 Passengers unr - r, nnanpnnprn 0 0 A-1 APPENDIX WHAT IS A RAIL DIESEL CAR? The RDC is an advanced type of rail passenger equipment capable of operating on existing or moderately upgraded track. The RDC is similar to a normal railroad passenger car except the first section of seats is used as the engineer's compartment. Seating capacity of each car is 75 passengers. Operation of an RDC unit require an engineer, conductor, and usually a safety related person. Some labor agreements require three crew members. The RDC is capable of speeds up to 90 mph. Each car has two• - 275 -horsepower diesel power plants. Acceleration and deceleration times are reduced from conventional passenger trains used in Amtrak operations. Fuel consumption of a rebuilt RDC is 0.67 gallons per car mile based on MDTA experience with the operation of 84 RDC's in 1975. A comparison of bus and RDC energy intensiveness conducted by the Transportation System Center, U.S. DOT, finds the.RDC 200% more energy intensive per passenger mile when 20 passengers are carried an each mode. Equipment storage and maintenance facilities can be provided at a cost of $12,000.. per year for each RDC. The RDC shown on the front cover is the type used in our study since it is the cheapest and most readily available. The railcars shown in figures 1 and 3 are presently in operation in Nest Germany. The Uerdingen railcar has the capability of operatinq under either diesel or electirc power while the U-Dahn railcar is powered by a self -ventilated do traction motor. The Light, Rapid, and comfortable (LRC) railcar shown in figure 5 is in operation in Canada. The railcars shown in figures 2 and 4 are domestic models that require further testing before their functional reliability can be reasonably assured. City o • , }' CIO DATl: October 6, 1977 TO: Ralston Creek Coordinating Committee FROM: Dick Plastino, Director of Public Works 6', RE: Status of Watershed Management Plan On September 29, 1977, a meeting was held with Jim Powers, Chet Orelup, Bill Lindley, representing Powers and Associates, and myself representing the City. We discussed the preliminary rough draft of the Watershed Management Plan. Many of the deficiencies in the final report were discussed, in particular, differences between the original scope of services and the preliminary report were clarified. It was agreed that substantial re-evaluation and rewriting of the rough draft will be done in the future. Estimated completion time is two to three months. I emphasized that quality of the finished product was of prime importance and the firm should be given enough time to properly rewrite and re -analysis the report. On other matters, a contract for the four interim projects has been let and work should start in the next few weeks. City Attorneys are continuing to review the environmental aspects of the south branch detention structure and they should provide advice to the City Manager and Director of Public Works in the next two to three weeks. Also, the next scheduled Ralston Creek Coordinating Committee meeting is October 19, 1977, at 7:30 p.m. in the City K-lnager's Conference Room to discuss the general progress of the Ralston Creek projects. cc: Neal Berlin City Council ..• 0 City of Iowan CI19 MEMORANDUM DATU October 3, 1977 TO: Neal Berlin and City Council J FROM: Dick Plastino, Director of Public Works RE: Department referral informal meeting September 19, 1977 - Why is bus subsidy figure higher? The amount of Transit Division operating cost funded from other than fare revenues has increased recently because of the following two reasons: 1. The Equipment Division maintenance charge has been increased from the artificially low figure of $7 per hour to $IS per hour. This adds approximately $60,000 to the Transit Division's budget. 2. In FY78 due to State law the City started charging State IPERS and Federal social security in the amount of $41,000 against the Transit Division's budget. In summary, the FY78 Transit Division budget includes charges approximately $100,000 higher than the IY77 budget; therefore, the amount of local subsidy is greater. cc: Hugh Abse sr>W • City of Iowa Cif? MEMORANDUM DATE: October 6, 1977 TO: Neal Berlin and City Council FROM: Dick Plastino, Director of Public Works RE: Service Building Attached is a preliminary site plan showing a proposed layout at the service building for Council consideration. Work is suggested in three phases: Phase 1 - Construction of offices and crew ready rooms out of surplus Clinton Street modulars. Eight modulars will be needed. These are shown directly south of the existing offices at the service building. Cost to move and renovate 3808 square feet at $5 a square foot equals $19,040. At least two modulars can be moved immediately. Funds would be taken from the FY78 Street budget. Phase 2 - In FY79 sufficient money would be budgeted to add on to the repair area. Cost for 5300 square feet at $15 a square foot equals $79,500. Wash rack 450 square feet at $15 a sqaure foot equals $6750. Phase 3 - IY80 construction of equipment storage - 7100 square feet at $10 a square foot equals $71,000. it is anticipated that the excess Clinton Street modulars frill begin to be acquired immediately. Cost for foundations will be absorbed in the road use tax fund. Mnimum prices will be set on the modulars and finds for these will be taken out of road use tax funds. It is felt that the proposed program, which is a combination of force account work and contract work, is achievable. Benefits will include better employee morale, the ability to take care of vehicles better, extended equipment life, higher efficiency from employees, and last, but certainly not least, all improvement in the City image in this area of town. 3 S 621 I �i'J•.� to � i I w df. ,-..)>. ,:., . y. ,,�j-..� '�. Si`�41 �.J N �'� �. .: y.. I' i C. ti r � .��� '1 ...� Li. 0 'rl 7 •T� 1 `T 1 !,-�A J=! , , . , _Y4 '• RECEIVED 0 � Johnson county r♦'� regional planning commission _,•V2 all III I oWk it IU 64::01 It iN'll .11 y, in'N I '.:''?:L I .414�dh1 HS:xh October 5, 1977 MEMO T0: Neal Berlin FROM: Emil Brandt (/K/J�jJJlll RE: Transit Survey 61977 MhA IIIIIIQI bnq Unl I Hnrxji i.—A.... I.—I. Arrangements have been made with your Transit Director, Hugh Mose to conduct a survey of transit users of the Iowa City Bus System on the following dates: October ll, 12, 13, 14, 17, 22 Every route in the city will be covered; time will be from 6:30 A.M. to 10:30 A.M. and from 2:00 P.M. to 6:00 P.M. Employees of our agency, the Johnson County Regional Planning Commission, and of the East Central Iowa Association of Re- gional Planning Commissions will be on the buses to administer the survey. No burden should be placed on the bus operators. The survey is sponsored by the Iowa Department of Transportation and is part of a statewide survey of bus systems. The informa- tion collected will be available locally, and will enable us to update most information contained in the 1972 survey of our local systems at minimal cost. A copy of the survey and the schedule is attached for your in- formation. 1 would be happy to answer any questions you might have on this matter. CC: James Elza Hugh Mose 3863 ��. REGIONAL PLANNING COMMISSIONS RIDER SURVEY This survey is being conducted by your regional planning agency in cooperation with the Iowa Department of Trans— portation to determine the transportation needs of rural and small urban residents in Iowa. Please take a few minutes to fill in the form. All answers will be re- garded as confidential. If you have already completed this survey, please do not fill it in a second time. Please return the questionnaire before you get off. If you do not have time to finish it, please complete it at home and mail it to the Iowa Department of Transportation. 1. At what location did you get on this vehicle (nearest intersection or crossroads)? 2. How far do you plan to travel on this vehicle? blocks or miles 3. What is the primary purpose of this trip? ( ) recregtion/social; ( ) congregate meal, ( ) work; ( ) shopping;. ( ) medical; ( ) school; ( ) other 4. How did you get to the location where you were picked up? ( ) walked; ( ) auto; ( ) urban bus; ( ) taxi; ( ) got on at origin; ( ) other S. Was the vehicle on time? ( ) early; ( ) 0-5 minutes late; ( ) 6-10 minutes late; ( ) 11-20 minutes late; ( ) more than 20 minutes late; ( ) not applicable S. Now often do you ride this service? (1 3 or more days a week; ( ) 1-2 days a week; ( ) 2-5 days a month; ( ) once a month; ( ) less than once a month 7. If this service was no available would you have been able to make this trip ( ) Yes; ( ) No I. Why did you use this service to make this trip? Check one or more. ( ) Do not have a driver's license' ( ) Do not like to drive ( ) This service is more convenient ( ) Unable to operate a car due to physical disabilities ( ) No auto available for trip ( ) This service is cheaper ( ) Other 9. How often do you rely on other individuals for transportation? times a•.week RIDE CHARACTERISTICS: Please rate this service according to the following.' Plac an X in the box which best describes your feelings about t service. IN MY OPINION THIS SERVICE IS Total time spent waiting Comfort in vehicle Dependability of on-time arrival Pleasantness or ride Safety Vehicle Cleanliness Total time of trip Cost of trip Courtesy of personnel Schedule information Transfer convenience Area served USER PROFILE 1. 2. 3. 4. VERY GOOD GOOD FAIR POOR VERY F Do you have a valid driver's license? ( )Yea; ( )No If not, did you ever have one: ( )Yes; ( )No How many cars (including pickups and campers) are in your household? ( ) 0; ( )1; ( ) 2; ( ) more than 2 Was there a car available for this trip? ( )Yes; ( ) 5. Sex: ( )Male; ( )Female 6. How old are you? ( ) under 18; ( ) 18-24; ( ) 40-59; ( ) 60-64; ( ) 7. What is your marital status? ( ) single; ( ) widowed; s.' Do you have a physical disability which makes difficult? ( ) Yes; ( ) No -'------------------------ Other service information: 1. 2. ( ) 25-39 §5M ov 1ied 1 other travel Please respond if relevant to your service. Do you plan to travel to another county on this vehicl ( ) Yes; ( ) No If this service sponsors special group excursions, how often have you gone on such trips? () more than once a month; ( ) once a month; () a few times a year; ( ) never THANK YOU FOR YOUR COOPERATION 0 01-tober 5, 1977 City Council Civic Center 410 E. Washington Street Iowa City, Iowa 52240 Re: Additions to non -conforming buildings Dear Council members: Please be advised that at the request of the City Council, the Planning and Zoning Commission reviewed an application which was earlier sub- mitted to the Board of Adjustment by Sherman and Velma Hochstetler for a variance to construct an addition to an existing non -conforming home at 409 Second Avenue. The Commission discussed possible alternatives for amending the Zoning Ordinance to (1) allow structural alterations to be made to non -conforming buildings, and (2) reduce the required setback for buildings in existing and established areas. The Commission, however, did not feel that it was in the best interest of the City to perpetuate and increase the longevity of a non -conforming situation, particularly in the Hochstetler case as their residence is only located four feet from the front property line. The Hochstetler's are capable of remodeling or repairing their residence. They are only restricted in adding onto the residence. The Commission felt it would be most appropriate to amend the Zoning Ordinance to reduce the required setback for existing buildings in established areas but also decided it would be premature in light of a Zoning Ordinance being completed next year. Sincerely, Patricia Cain Chairperson Planning and Zoning Commission /sc CITY OF IOWA CITY CIVIC CENTER, 410 E. WASHINGTON ST. IOWA CITY, IOWA 52240 319-354.1800 386q L MINUTES OF STAFF MEETING September 28, 1977 Departmental referrals from the formal meeting of September 27 were distributed to the department heads (copy attached). Budgets for boards and commissions were briefly discussed. During preparation for the FY 78 budget, department heads were advised to include in their department's budget the expenses anticipated for the board/commission relating to their department. This was not done in all departments, and these expenses now must be absorbed by that department. The City Manager mentioned complaints he has received concerning telephones ringing too many times before being answered. Department heads were advised to make sure phones are covered at all times. The City Manager cautioned that no City employee is to have contact at this time with any of the people who bid on urban renewal property. Any contacts with developers are to be by the City Manager or Paul Glaves. This also applies to contacts with the news media. The final report will be out on Friday. The Director of Parks and Recreation will be out of town beginning at noon on Thursday, September 29, until the end of the following week. Bob Lee will be in charge. Christmas holiday time was discussed. The Civic Center will be closed on Mondays after Christmas and New Years Day. The floating holiday may be taken at the employee's discretion. The matter of whether or not this holiday had to be taken before the first of the year was discussed. It was felt that employees should be able to carry over this holiday until the beginning of the next fiscal year. This will be reviewed by the Director of Human Relations. WE SUBJECT DATE RECD REFERRED To DATE DUE 0 LU Uj Q W 2 o w Q Q a COMMENTS/STATUS y n L; C/l Notif Ken Hollywoo lvd of Old Jet meeting 9/27 �-- - CTY MGR _._- ` -,•��r Statement of Financial disclosure for ballot issues. Ira Bolnick 9/27 4'' A /- Bob Vevera out of town October 10 9/27 Summit Street Bridge 9/27 PUB WRKS Notify Housing C;Wm of informal discussion Oct iS Min. Housin St 9/27 dards HOUSING h! /l C'r Refer Min Housing Standards to Board of Appeals 9/27 CTY CLERK Set public hearing Oct •2 Building Moratorium. Refer to P E 2 for recommendation if interium ordinanc is appropriate, would it prohibit new construction, all new construct' except single family residential. n 9/27 CTY CLERK Send Council copies of R -3A study completed in 1975. 9/27 COMM DEV 1 1 nCnn n I ACwI� VREFERRALS Cr/'11"1I MLIV 1 FORNIAL SEPTEMBER 27, 1977 continued V 0 SUBJECT DATE RECD REFERRED To DATE DUE~ ¢ W CrLU al* o COMMENTS/STATUS 9 Q w ¢ a ICTY ' Schedule Oct 3 informal meeting L .�rc�- in another location 9/27 MGR Why do cars have to be weighed and Cars are backing up making others why do they have to wait at the wait. Usually cars cannot carry landfill. 9/27 PUB WRKS more than the minimum weight. Staff investigate Hickory Hill Park acquisition. 9/27 PARKS Send Council final copy of the transit grant application. 9/27 PUB WRKS / Was Ralph Oxford notified of the amendment to the taxicab ordinance. 9/27 LEGAL Defer final plat of resubdivision o lot 2 Sturgis Corner until signatur are obtained. Defer amendment to Personnel Rules /� Schedule for informal session &Regulation. Require leave of P.Brson 1. . absence for City Council election 9/27 LEGAL l+ Lir CL •�CC'C.._[! CLG[ l"Chi/ r / CN4 . ��:; �C fY, 42 t i LC t Ci C•' E- 7`7J 1 C V 0 MINUTES OF STAFF MEETING October 5, 1977 Departmental referrals from the informal and formal Council meetings were distributed to the staff (copy attached). The City Manager requested that the Director of Public Works set up a meeting with the Director of Community Development and the City Manager regarding the waste water treatment plant site. The Director of Public Works was asked to add the contract with Powers Willis to subjects to be discussed at his weekly meeting. A memo from the City Manager to all City employees was distributed to the depart- ment heads concerning personal involvement in the City Council election. It is important that division heads or supervisory employees give this memo to each employee. If the employees have questions regarding this subject, they should be referred to the Legal Department. In response to a call from the League of Iowa Municipalities, the City Manager asked for input from the staff regarding the community mental health center as to what the State could be doing through the mental health centers to assist municipali- ties. This information should be furnished to the City Manager in writing who will pass it on to the League of Iowa Municipalities. The City Manager cautioned the staff that new items should not be brought to the attention of the Council at Council meetings until the staff work is completed. The League of Women Voters is sponsoring a meeting with the City Council candidates on Wednesday, October 12, from 7:30 P.M. to 9:00 P.M., in the Council Chambers. Each department head should plan to spend about three minutes explaining what current projects they have underway and basically what issues are current in their department. The Legal Department was asked to check with the City Attorney to see if he would be attending the meeting to represent his department. The department heads should notify the City Manager if they will be out of town on that date. Dennis Kraft will be out of town Monday through Wednesday of next week. Paul Glaves will be in charge. The City Clerk will be out of town Thursday and Friday of next week. The Deputy City Clerk will be in charge. The three asistant city attorneys will be in Des Moines along with the Director of Human Relations on Friday, October 7, 1977. 385 FORMAL OCTOBER 4, 1977 DEPARTMENT REFERRALS CI DATE REFERRED DATE Q w ¢ Q SUBJECT RECD TO DUE 2-78 o COMMENTS/STATUS �nw a W Set public hearing on OCT 18 10/4 CTY CLRK Place on Agenda for Housing Maintenance and A,a tit -jj; `-4 C , Set public hearing on Oct 25 • for newsprint recycling project 10/4 CTY CLRK Place on agenda Review Energy Code to determine if it should be adopted E admin Defer Village Green final plat approval for report from Parks 10/4 PARKS Place on agenda Oct 11 Determine when HyVee will be here 10/4 COMM DEV Discuss at informal session Discuss land acquisition for PUB WRKSCOMM - '. ' _ ,.•' < • North Waste Water Treatment Pla t DEV CTM MGR David Perret-t will send informa ion re: expenditure control for initiative E referendum in pkt 10/4 CTY MGR 0 POLICE DEPARTMENT • Monthly Report -- September, 7.977 General: The Police Department received 2,326 citizen generated requests for service during September. Because of a change in reporting of nuisance calls effected two months ago, alarms and auto un- locks are not included in the statistical summaries. These totaled 461 during September thus raising the total number of citizen generated requests for service to 2,787. A total of forty-four duty hours was consumed in services to other City Departments, deliveries, etc. Some major categories of crime, notably rape, assaults, auto theft, fraud and embezzlement, drunkenness, OMVUI, and property damage vehicle accidents, increased substantially while others decreased moderately or remained relatively stable. Because of increased parking problems occasioned by the start of the fall semester at the University of Iowa, arrests and citations exceeded the number of citizen complaints. Arrests and citations totaled 2,970 for September, up more than 800 from the prior month. Forty-three cases were referred to the Detective Division for further investigation. Twenty-nine cases were closed by arrest or as the result of investigation. Citizen generated requests for service addressed to the Animal Control Division were about average, 150 incidents. It appears as if public acceptance of the adoption fee schedule for pets is gaining acceptance. More people are inquiring as to the possibilities of adopting pets, and some inquiries are leading to adoptions. Looking toward November and Thanksgiving, Animal Control personnel picked up one turkey (the feathered type) and will be holding it until the last Thursday in November as a precautionary measure to check for rabies or infectious diseases. Statistical summaries are appended. Personnel and Training Approximately one-quarter of the officers attended a 40 hour training course related to the new Criminal Code. Four officers attended a specialized investigation school in Cedar Rapids, while an additional four officers attended the first week of a two week long fingerprint school in Davenport. A total of 720 hours were utilized in training. Officers and staff participated in or conducted a total of forty hours of meetings or sessions with civic groups, schools, etc. COMPLAINTS RECEIVED BY POLICE 1. CRIMINAL HOMICIDE 2. RAPE 3. ROBBERY 4. ASSAULT 5. BURGLARY ' 6. LARCENY 7. AUTO THEFT is OTHER_ ASSAULTS 9. FORGERY AND COUNTERFEITING 10. EMBEZZLEMENT AND FRAUD 11. STOLEN.PROPERTY 12, WEAPONS 13. PROSTITUTION 14. SEX OFFENSES 15. OFFENSES AGAINST FAMILY AND CHILDREN NARCOTIC DRUG LAWS LIQUOR LAWS 18. DRUNKENNESS 19. DISORDERLY CONDUCT 20. VAGRANCY 21. GAMBLING 22. DRIVING WHILE UNDER THE INFLUENCE OF LIQUOR 23. VIOLATION OF ROAD AND DRIVING LAWS 24, PARKING VIOLATIONS n 0 0. of 0 0 0 0 0 l o 1 3 2 0 2 1 3 2 4 1 0 0 1 0 0 1 3 0 2 11 6 4 11 12 4 114 1 7 13 21 38 37 28 38 52 37 41 34 82101 125 189 182 1165 1173 1841 175 21 7 17 24 39 I 24 25 1 18 32 0 0 0 0 0 0 1 0 1 0 0 1 4 7 6 9 10 1 1 j 4 �5 5 1 I 32 1 25 9 17 16 12 113 5 11 I, 0 1 0 0 0 2 1 10 0 1 0 0 1 1 0 I 0 i 0 10 0 0 0 0 0 0 0 1 10 0 1 5 9 12 6 2 1 8 IT 1r 21 17 1 1 39 31 45 138 147. 155 145 143 148 3 11 3 1 7 1 7 1 12 '8 1 6 1 5 1 1 0 4 1 3 0 5 1 1 0 1 3 t- 22 14 13 19 25 i 13 9 19 122 i 45 51 37 I54 148 160 169 167 131 0 0 0 1 0 0 1 0 0 0 o 0 0 0 1 0 0 1 0 0 1 0 1 0 ! 24 33 38 122 151 1 24 ;28 117 122 f 14 16 24 !46 147 43 98 !35 130 292 1 2531209 264 1181 ;203 '153 1192 .277 nr �: F_OLA^..0::5 Oc Tivu r:C A D i:(YiOn Cil1TCL I1t S: 2 � . scs�Icae7:: 2'% MST: 29. rOU: T 30. ?ATAL 1'OTO!t 1B11ICL?: T!U�r?TC ACC..n!",lTS: •31. 1 .MO!!}.L E%I TIT1 I:OTO! 1F":CCL MT -11f; ACCIil.''.`.75: JAi'l,SC'.7(70^ VL,IICLC TIUSPIC ACC7M,'TS: 33. OT:L': TiJ 'IC I,CC_ E:!TS: 31:. ll DLIC ACrD!'''S: 35. 1107' I:CC^'_i12s: �..�. _r. ♦ •. .. S . '•'1. r ;1sa Acct^:. 5: 3G. • 39. 1:0. SUICI^ES ATTL•11O'1'SD: t 111, SUOMI DE;WT11 AIM 11.OD7TS FOCIID: 1:2. STC): cl.li".D r07i: 1:11. D0142'"IMMS: 1,5. JiM.11MES: 1:7. r1RES rl 1r.r ntt rnoD 52 35 33 23 35 33 20 33 41 886 831 958 1191 114311055 954 10251988 19 29 78 87 96 75 83 61 65 45 45 34 62 52 55 64 149 47 25 38 88 124 167 149 126 25 118 1 0 0 0 0 0 0 0 0 i 14 14 16 28 19 24 26 30 28 269 128 116 T142 127 T121 116 1147 194 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 1 1 0 0 I 0 1 0 1 0 0 0 o o o o o ID 1 F 00 0 0 1 0 1 0 58 77 62 71 60 81 48 44 0 0 1 0, I 0 1 11 0 I 3 2 0 0 0 1 0 1 0 3 1 — 1 0 4 31 10 0 1 I 1 13 6 5 3 4 0 0 1 3 2 7 12 6 2 5 3 4 1 3 2 2 0 1 0 P 0 23 18 32 16 62 76 21 22 78 11 88 25 X55 << 114 6 52 10 12 4 2 1 0 O Ir0 1 028 1857 O8525781252112381!2186�249i2326I - �0 i i ARRESTS MADE BY POLICE 1. CRIMINAL HOMICIDE 2. RAPE 3'. ROBBERY 4. ASSAULT 5. BURGLARY 6. LARCENY - THEFT • MOTOR VEHICLE THEFT 8. OTHER ASSAULTS 9. ARSON 10. FORGERY AND COUNTERFEITING 11. FRAUD 12. EMBEZZLEMENT 13. STOLEN PROPERTY Buying, Receiving, Possessing 14. VANDALISM 15. WEAPONS Carrying, Possessing etc. 10 PROSTITUTION AND COMMERCIALIZED VICE 17. SEX OFFENSES 18. NARCOTIC DRUG LAWS 19. GAMBLING 20. OFFENSES AGAINST THE FAMILY AND CHILDREN 21. DRIVING UNDER THE INFLUENCE 22. LIQUOR LAWS 23. DRUNKENNESS 24. DISORDERLY CONDUCT OI1b. r1l0. "Ut. It; L. ru.l. uu... uI..,..... .,.... W . . 0 i 0 0 0 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 1 0 0 j 1 0 0 p 0 f 0 1 2 1 0 1 2 8 4 6 3 1 3 I 7 I 0 0 0 2 0 3 1 I 1 1 2 1 0 I 8 9 15 9 12 7 y 1 7 10 i 0 0 0 0 1 1 0 1 0 0 1 0 1 7 4 4 3 3 17 10 1 1 0 0 0 p 1 I 0 0 1 2 1 1 1 I2 0 a 0 3 2 p 0 I 3 0 0 0 0 0 0 1 0 0 0 I 0 0 I 8 9 16 11 I 12 8 4 I S 12 0 1 3 1 3 2 —r- 0 5 0 0 1 I ! 0 0 O; O I 0.i 0 1 0 12 1 0 0 0 0� p j 01 0; 0 IO i0 0 0 3 0 I 0 0 j 0 0 I O ' I 1 4 0 2 5, 3 2 127 0 1I� 1 0 0 0 0 Oi 0 10 o Io 0 0 0 0 I 0 i 0 1 0 0 0 15 17 15 16 I 28 14 16 �13 14 1 1 00� 0 0 2 0 1 1 1 10 9 9 �16 7'll ' 8 3 i g 3 • 6 4 1 5 11 2. 5 '10 X14 1 7 _ 25: VAGRANCY 26. ALL OTHER OFFENSES (Dog calls, Criminal Trespass, etc.) 27. 28. SUSPICION CURFEW AND LOITERING 29. RUN AWAYS 30. TRAFFIC 31. PARKING I.• • TOTAL ARRESTS n 0 2 0 0 0 0 0 p 0 34 1 47 167 58 49 88 34 31 25 0 0 0 0 0 0 I 0 0 I 0 1 1 0 0 0 0 O l 0 I 0 1 0 Q I 1 0 0 0 0 0 0 0 I 0 1 0 j 135 435 492 470 343 198 1282 1291 1297 1681 20711597 1820 901 1658 17411172L2594 1902 26392331 2424 13691008 123 121:1 2970 I 1 1 1 ' 1 I 1 1 I ' 1 i ' I i • ANIMAL SIMMER MONFIILY REPO* maim I p 19 This Month 111i.s 1-bhth This Year Last Year (L.c:t Year) to Date to Date jar, Cuiiplaints _ Cit Complaints 41 J 7 Total Complaints Impounding Record Voluntary (Dogs) Pick up (Dogs) Owner (Cats) Stray (Cats) so 103 7 6,69 9 100 Disposals Dogs Adopted Dogs Reclaimed Cats Adopted yeclaimed Cats R SUI DOGS .21-03 193 76 13 SUI CATS P.T.S. Dogs P.T.S. Cats .13 4Cefpfem-P fefsfrv& to. Revenue (in dollars) Adoptions Sul Impounding J, V, " .o d di�s;ls oo y 5 0 .So b Q`ra#4 ? Sa 112 9 Al. So 9 213,vo 011 ^� .Io.Co• •.�5 Tickets Issued -: /� • o By. o� 33 Other Animals Picked Up Raccoon Opposum Bats Birds, Fowl Wild, other Skunk Livestock Other O 9 41 Dog Bites Other Bites Cat Bites 129 Rabies (Confirmed) O O y Dead Animals Picked U r000es wt !(profs Dumped c:1S Bikes coos 39 n parks 8e recreation MEMOdepartment to: Dennis Showalter, Director from: Bob Howell, Park Superintendent re. September Monthly Report date: October 3, 1977 NVI I. Work Projects (park areas) A. Installed new light switches in City Park picnic shelter. B. Installed chair seat swings in various parks for pre-school aged children. C. Chisel -plowed Little League ball diamonds. D. Transplanted crown vetch (ground cover) from Clinton Street berm to Black Springs Circle Park. E. Filled, leveled, and seeded areas in Villa College Green, City, and Pheasant Hill Parks. F. Placed concrete bumpers on center line of City Park parking lot for traffic control. G. Constructed new skating ramp at shelter #13 in City Park. H. Removed asphalt base from the spiral slide in Mercer Park and filled with sand. I. Replaced water shut-off in Upper City Park. J. Enclosed small animal doors in old zoo building with • concrete. K. Repaired and stained foot bridges in Terrell Mill and hickory Hill Parks. L. Installed new water line and drinking fountain for Little League in City Park. M. Built two soccer goals for Recreation Center. N. Placed 13 planter boxes on new downtown pedestrian mall area and planted them with globe arbor -vitae. 0. Started construction of new ramp area for handicapped next to Recreation Center on College Street. P. Performed regular park maintenance operations. II, Work Projects (other areas) A. Sludge hauling for Pollution Control - 66 hours. B. Cabinet for Finance Department - 20 hours. C. Washington Street plantings - 28 hours. D. Downtown cleanup - 33 hours. E. Urban Renewal - 79 hours. III. Administration, Miscellaneous A. Awarded bids for Villa and City Park plantings - September 12. B. Meeting with Little Leauge representative about drinking fountain and ball diamond maintenance - September 19. • C. Preview of FY 79 Budget - September 16. D. Staff meeting with Director - September 28. E. Pre -construction conference for Mercer Park Lighting Contract for two ball fields - September 30. RM 0 • Park Division September Monthly Report Page 2 IV. Status of FY 78 Goals and Objectives /ef A. Arboretum - in the planning stage with the site not yet designated. Area adjacent to Hickory Hill Park originally planned for site has been eliminated due to sale of property to private party. B. Approximately 30 acres of riverfront property has been purchased by the City. This site will be used for two additional softball fields. C. Handicapped area at Mercer Park play and picnic area - no action. D. Crown vetch has been transplanted from Clinton Street berm to Black Springs Circle Park. Approximately 80% of the bank area has been completed. E. Several small areas in various parks have been prepared and seeded to grass. Six (6) acres of old landfill have been seeded to K-31 fescue. New trees and shrubs will be planted at Villa and City Parks in October. F. No training sessions have been held to date. Scheduling of sessions will be set up for the winter season. G. Vandalism has not been a major problem. Most instances have been corrected with minimal cost. A log is being kept • of all acts of vandalism that are acknowledged by park personnel. H. Mass plantings at Glendale, Terrell Mill, Court Hill, and Sturgis Ferry Parks will be planted in the spring of 1978. Design and selection of plant materials will be done this winter. 0 C� parks & recreation department to, Dennis Showalter, Director re. September Monthly Report I. Operational A. Interments • MEMO from: Billie Hauber, Supt Cemetery -Forestry date: September 30, 1977 0"N of III. Budgeted Items and Special Projects A. Budgeted Items 1. Paint front steps - 4 hours. 2. Chemical control of weeds - 4 hours. B. Special Projects 1. Repair vandalized fence - 1 hour. 2. Replace broken storm drain - 32 hours. • 3. Repair sunken graves - 21.5 hours. 4. Plant Crown Vetch on bank - 4.5 hours. 5. Plant pruning - Civic Center parking lot - 8 hours. TOTAL = 75 hours ME 1. Ashes 0 $ 00.00 2. Regular -weekdays 4 @ $125 $ 600.00 2 @ $185 $ 370.00 3. Saturday 0 $ 00.00 B. Lots sales 1 @ $175 $ 175.00 1 @ $55 $ 55.00 TOTAL INCOME $1,200.00 C. Lots re -purchased 0 00.00 TOTAL PAID OUT 00.00 II. Maintenance • A. Forestry (inside Cemetery) - 6.5 hours. B. Forestry (outside Cemetery) - 43.5 hours. C. Cemetery (general grounds maintenance) - 327.5 hours. D. Cemetery (general shop & office maintenance) - 13.25 hours. E. Preventative maintenance (vehicles, mowers, etc.) - 70.5 hours. F. Lot locations, lot sales, and related records - 8.5 hours. G. Outside mowing and/or grounds maintenance - 68.75 hours. H. Funeral time (regular) - 95.5 hours. I. Funeral time (overtime) - 3.5 hours (actual). TOTAL = 637.5 hours III. Budgeted Items and Special Projects A. Budgeted Items 1. Paint front steps - 4 hours. 2. Chemical control of weeds - 4 hours. B. Special Projects 1. Repair vandalized fence - 1 hour. 2. Replace broken storm drain - 32 hours. • 3. Repair sunken graves - 21.5 hours. 4. Plant Crown Vetch on bank - 4.5 hours. 5. Plant pruning - Civic Center parking lot - 8 hours. TOTAL = 75 hours ME 0 Cemetery -Forestry Division September Monthly Report Page 2 IV. 9M VI 0 Contracts and Specifications A. Cemetery monument repair contract - completed. B. Forestry contracts - Noel - trimming and removal - on schedule. C. Forestry contract 78 -8710tH ready for mailing. D. Plant replacement on City streets - not yet completed. E. Cemetery water line - no action. F. Cemetery roof - Engineering working on plans. Special Projects - Superintendent A. Weed Ordinance - met with Legal and work continuing. B. Burial permit problem - directive from Legal and Administration. C. Muscatine Avenue plantings and Center East project with Engineering. D. One Director/Supervisor meeting. E. Meeting with involved Staff relating to house moves. F. Complaints resolved during September: 1. Forestry connected - 30. 2. Weeds - 82. 3. Additional complaints being processed currently - 31. Two citations issued for October court appearances. G. Genealogy requests - 12 - 8 hours time. H. Budget for 1979. FY 78 Goals A. Cemetery Goals 1. Performance teamwork via two person crew and specialized equipment - needs further improvement. 2. Improvement of public relations - an on-going project. 3. Renovation of Cemetery facilities: a. Roads - next spring. b. Maintenance roof - no recent action. c. Water lines - no action. d. Expansion of maintenance shed - abandoned. 4. Efficiency report: a. Regular duties - 637.5 hours. b. Special duties - 75 hours. c. Rest periods - 46.5 hours. TOTAL HOURS - 759 17% of crew's actual working time spent outside Cemetery. • is Cemetery -Forestry Division • September Monthly Report Page 3 /ef • • B. Forestry Goals 1. Reduction of citizens' inquiries and/or complaints - marked improvement due to advance notices. 2. Continuation and development of Forestry records - up-to-date and on-going. 3. Reduction in the amount of emergency tree care - poor showing due to lack of qualified bidders on contracts. 0 parks & recreation ide-Dartment 0 MEMO t o:Dennis Showalter, Director from: Bob Lee, Superintend ent of Recreation re•September Monthly Report date. October3, 1977 A. Status of 1976 Program Goals 1. Better advertising by distribution of leaflets using meter readers does not appear to be feasible at this time. 2. Leisure needs surveys have been continued with one conducted during the summer months. The number of responses totaled 102 in 7 different city blocks. Tentative plans have been made for a fall survey. Completion - 50%. 3. Recreation Center elevator - plans are drawn and the contract has been let to Paulson Construction Company for $79,500 to be completed by April 1, 1978. Completion - 10%. 4. Provide for 600 a month in S.P.I. - attendance figures at times now reach 800. Completion - 100%. 5. Provide a 15% increase in senior citizen opportunities - • completion - 50%. 6. Added tennis instruction availability - completion - 30%. 7. Provide opportunities for softball league expansion - completion - 0%. 8. Train interns - 30% completion. 9. Employ youth in Playday - completion - 0%. 10. Alter Mercer Pool re -circulation system for adequate water turn over - 50% completion. 11. Install pump and recover 75% of City Park pool water loss - testing by smoke has determined some areas where leaks could occur and, anticipating these repairs, the recovery project has been tabled. 12. University of Iowa Division of Recreation Services coordination - preliminary conversations have been held. Completion - 10%. B. Administration 1. Mike Unger, Center and Sports Supervisor since August of 1976, resigned to accept a position as Director of Parks and Recreation for Waverly, Iowa. 2. David Byrd, Aquatics Supervisor since October of 1974, transferred to Mike's job, opening the aquatics job to new applicants. .Judy Olson, a part-time employee with many different job experiences in our department, was hired • to begin on October 1, 1977. 3. Rally Adams, David Byrd, Marilyn Levin, Jan Lown, and Bob Lee attended the Iowa Parks and Recreation Association Conference and meeting in Sioux City. Bally Adams was elected as a member of the Board of Directors. Jan Lown conducted a conference session on New Games. Irm Recreation Division September Monthly Report • Page 2 C. Physical and Aquatics Activities 1. Registration for basketball and volleyball leagues opened through September 30. A managers' meeting was scheduled for early October. 2. Flag football for boys and girls in grades 5 and 6 began on September 17 at eight sites; twelve teams have been formed. 3. Playday for grades 1 through 6 is scheduled to begin on October 1 at the Center. All facilities are open and available with a variety of activities to interest the elementary child. The swimming pool is open from 9:00 to 11:00 a.m. without charge to children. 4. Routine fall activities began with roller skating on Tuesday evenings, volleyball on Wednesday and Friday mornings and Thursday evenings, supervised archery on Monday through Friday evenings, racquetball, fitness, and kindergym classes. 5. Swimming classes began for children after school with a second session to begin on October 17. Adult classes are held in the early afternoon and late evening. 6. City Park pool closed for the season on Labor Day. Smoke • tests have been made to determine cracks in the pool where we may be losing water. Repairs are to be made accordingly. 7. Mercer Park pool, which closed to the public on August 28, was used by Southeast Junior High P.E. classes during September. It is now drained and being winterized. D. Special Programs 1. Activities for the developmentally disabled beginning in September were the Sports Club at Longfellow School and music at the Center for adults and teens. 2. Swimming instructional programs are also underway on Saturday mornings. 3. An art class for physically handicapped teens and adults is now taking place at the Center on Thursdays. 4. The bowling program at Plamor Lanes resumed on September 30. 5. The "Goodtimers" adult social club is now being directed by our department. 6. Other activities now taking place are dance at Longfellow School, ceramics at the Recreation Center, and games at Goodwill. E. Cultural and Social Programs 1. Drop-in crafts began at the Center on Tuesday afternoons. 2. Horizons, a variety program for children in grades 1 through 6, will begin on October 1 at the Center on Saturday afternoons. ASERP activities began at 12 schools and Mark IV on Recreation Division • September Monthly Report Page 3 /ef • • September 26 including soccer, astronomy, airplane building, macrame, and gymnastics as well as the old standbys. 4. Classes in nine arts and crafts activities began in September. 5. "The Troupe" children's drama group resumed practices, etc. following a successful and fun -filled summer. 6. Jan Lown conducted a workshop in "New Games" for 25 people. 7. Two trips were held for senior citizens - one to the Old Settlers and Threshers Reunion and an overnight trip to Milwaukee. 8. The Rhythm Band had a performance at the mini -park and performed for the AARP. 0 0 AGENDA IOWA CITY PARKS AND RECREATION COMMISSION • RECREATION CENTER ROOM B OCTOBER 12, 1977 - 7:30 P.M. 7:30 - 7:35 p.m. -- Approval of the minutes of the September 14 meeting. 7:35 - 7:40 p.m. -- Introduction of Ruth Skelley, new member from the School Board. 7:40 - 7:50 p.m. -- Committee Reports, Public Discussion. 7:50 - 8:00 p.m. -- Plum Grove Acres - Schmeiser, Boothroy. 8:00 - 8:30 p.m. -- Goals and Objectives for FY 79 - Lee, Rowell, Hauber. 8:30 - 8:45 p.m. -- Camp Cardinal - Showalter. 8:45 - 9:15 p.m. -- Land acquisition - Showalter. 9:15 - 9:30 p.m. -- Chairperson's Report. 9:30 - 9:35 p.m. -- Director's Report. • 9:35 p.m. -- Adjournment. • 386 0 0 CITY OF IOWA CITY CIVIC CENTER 410 E. WASHINGTON ST IOWA CITY IOWA 52240 (319) 35,41800 PRESS RELEASE Beggar's Night October 5, 1977 In the past, City officials have designated the night youngsters trick or treat for Halloween. Beggar's Night will be observed Sunday, October 30. Children will also make UNICEF collections on that evening. The annual Children's Parade, sponsored by Parks and Recreation Department, will be Saturday, October 29, at 6:30 P.M. FROM: Administrative Offices Iowa's new tax law: `2 different views' By CHARLES BULLARD aWIW xba W~ As the Iowa Legislature was wrestling with the controversial property tax package last spring, some legislators said the measure would reduce the property tax bills of farmers and raise those of urban homeowners. The proposal's defenders, who even- tually prevailed, said °! ` it would maintain the status quo and JL : prevent a shift in the MEW u relative property tax r'atm burdens borne by farmers and home- owners. Who is right? Dr. Steven Gold, an associate professor of economics at Drake Uni- versity and an acknowledged expert on Iowa property tax, has studied the new law and concluded that both groups are correeL Each group is looking at the bill from a different viewpoint, however, Gold explained Wednesday. Benefits Farmers Those who believe the law benefits farmers at the expense of homeown- ers are comparing what the law will do with what would have happened If no bili had been passed, said Gold. Those who believe the law don not benefit any particular group of property owners are comparing what the law will do with the current property tax situation, he said. "I think they are both valid ways of looking at it," Gold said. Tax Shares Change Local tax shares change whenever one type of property Increases in value faster than another. The first year of the two-year law affects 1978 assessments, which will be the basis for property taxes payable from July 1, 1979, to June 80, 1980. The first group is comparing what will happen in 197M with what would have happened In 197940 If nothing had been done, be said. Avoids Large Sidits "The law avoids large shifts that would have taken place," said Gold. "Owners of farmland are the biggest gainers. Businesses definitely lose. For homeowners, the situation is more complicated since It depends on whether they live In a rural area, small town or big city.... "If there had been no change In assem. ment laws," he said, "farm as- sessments would have risen approxi- mately 60 per cent statewide and home assessments 35 per cent from 1977 to 1978." The first group uses this to support its contention that farmers would have had to shoulder a bigger portion of the property tax burden, leaving homeowners with a smaller share. Because the law blocks this shift, farmers benefit and homeowners suffer because they don't gel the break they would have received, the first group contends. Second Viewpoint The second group is comparing what will happen in 1979.60 with what is happening now. On a statewide basis, the new law limits the increase in valuationF placed on farmland and horses to 6 per cent. "Since farm and home assessments can increase just 6 per cent, there will be relatively little change (from the present situation)," said Gold. And because farmland and home valuations will be going up the same amount, on the average, neither category of property will end up paying more,than it current share, according to Gold. The law's defenders use this to support their contention that home. owners will be no worse off than they are now. Business Property One thing is known for sure. Business or commercial property will be bearing a larger share of the properly tax burden during the two-year period covered by the law — 1979.81 — because the Legislature did not limit assessments on that type of property. Apartments are classified as com- mercial property so many apartment dwellers may find the tax increase passed along In the form of higher rent. A complicating factor: The 6 per cent ceiling on farmland and home valuations is a state-wide average, and assessment increase on individ. ual parcels of property may be higher or lower than 8 per cent. These variations from the norm :mild result In local shifts in flit properly lax burden from one category of property to another, according to Gold. 0 "In some places, the shift, will differ substantially from the general pattern because assessment increases are limited to 6 per cent stale -wide, not within each jurisdiction," he said. "In some counties, farm assessments will drop in 1978 rather than Increase 6 per cent; In other counties, values will Increase more than 6 per cent. "Thus, although ... it was stated that there would be little change In tax shares In 197940 compared to the present, this Is not flue in all place. For example, in Polk, Linn and Warren counties, where farm assess- ments will drop.sharply, there will be sizable shifts." Effects Differ The effect of changing assessments also differs according to the composi- tion of the property in a particular ju- risdiction, Gold noted. In rural areas where most of the taxable property is agricultural, farm property will pay most of the property taxes, regardless of what happens to valuations, he said. However, even a small change in the tax paid by farms results in a large percentage change in non-farm taxes becausf there Is so little non-agricul- tural property. In metropolitan areas where most of the taxable property is homes and businesses, those two categories will pay most of the property taxes, no matter what, according to Gold. However, Increases or decreases In the taxes paid by those two classes of property will have a dramatic effect on agricultural property lases In that jurisdiction because there Is so little farm properly. In those counties where there is a balanced mix of farmland, homes and businesses, tax shifts due to changing valuations would be more significant, he said. Second Year In the second year covered by the law — 1980.81 — there will be a small shift adverse to homeowners because home assessments, on a slalo-wide basis, will go up 6 per cent, and average farmland valuations will MR 0 go up only 2 per cent, according to Gold. This was not anticipated by the Legislature, he said. The small shift will be caused, he said, because farmland assessments will be based entirely on productivity rather than 50 per cent on productiv- Ity and 50 per cent on market value, as is the case now. The Legialalure was told productiv- ity would Increase 6 per cent the second year, matching the 6 per cent limit on home valuation Increases, but. productivity was lower than an- ticipated,explained Gold. Disparity The disparity between farm pro- ductivity and home values probably will Increase In the future, Gold warned. "It won't do to extend the law 0 because the Impact of (farm) produc- tivity will be much greater in the 1980s, " said Gold. Gold predicted that the use of pro- ductivity probably will cause an actual decrease In farm property taxes payable In 1965.8/. The decrease, he said, would have to be made up by other categories of property, Including urban homes. • The Building Line Vol.? October, 1977 City of Iowa City, 410 E. Washington, Iowa City, Iowa 52240 (31.9) 354-1800 MODEL COME FOR ENERGY CONSTRUCTION IN NEW BUILDING CONSTRUCTION A model code for Energy Conservation applying to new building construction of or greater than 100,000 cubic feet has been recommended to the City Council by the Resources Con- servation Commission. It is recommended for implementation on January 1, 1978. The requirements of this code shall regulate the design of building envelopes with ade- quate thermal resistance and low air leakage and the design and selection of mechanical, electrical service, and illumination systems and equipment which will enable the effec- tive use of energy in new building construction. The City Council has scheduled this code for a public hearing on October 4, 1977 at the regular council meeting. Copies are available at the City Clerk's office and the Iowa City Public Library for public review, FIRST NO -INTEREST REHAB LOAN APPROVED The Housing Rehabilitation Program held its first loan closing in early September. Construction on this $14,000 contract has begun. Federal Block Grant funds totaling $212,038. have been allocated for these Rehab loans which can be lent to owner - occupants of one or two family homes. Loan proceeds may be used for a vari- ety of projects. Code items have the highest funding priority but funds may also be used for insulation, res- toration, fire protection and other general improvements. The maximum term of the loan is 15 years with no interest charge. The maximum loan per dwelling unit is $17,400.00. CONTRACTORS: To date, $60,000 has been committed to Rehab projects. Another $100,000 is out for bids. There is over $250,000 more to be spent. CALL JIM LEIGHTON - 354-1800 ext. 328 SECTION 202 HOUSING INSPECTION DIVISION During the past year the Housing staff has completed initial inspections in a central area of the City. The bound- aries of this area are Brown Street on the North, Dodge, Muscatine and Summit on the East, the Rock Island Railroad tracks on the South, and the Iowa River on the West. To assure code compliance, re -inspections on these properties have been undernaay for many months. At this time a relatively small number of pro- perties remain in violation, and the staff is now attempting to gain compli- ance. In some instances, administrative review, legal prosecution, or condem- nation measures have been undertaken. The criteria used for condemnation is the existence of conditions which affect the health or safety of occupants. Unsanitary maintenance, lack of fire extinguishers or approved fire escapes, and faulty wiring are examples of such conditions. On the whole, owners and property man- agers have been most cooperative with the efforts of the Housing Division. First Christian Church and Systems Unlimited have received four million dollars of Section 202 loan funds for rental housing. First Christian plans 100 units and Systems Unlimited is planning 48 units. Section 202 provides direct Federal loans for the construction or rehabilitation of rental or cooperative housing for the elderly or handicapped. The loans, which have a maximum term of 40 years, are made to nonprofit cooperatives or corporations. Con- struction of the project must begin within 18 months from the time the funds are reserved. Section 202 loan is then repaid from the rent receipts. Each 202 project is automatically provided a Section 8 Housing Assistance Payments Contract which will provide a raatal assistance to the persons/families occupying the units. This amounts to the difference between 254 of the tenants income and the IND approved rent for the project, 870 0 • NEW BUILDING CODES :DOPITD Effective September 6, 1977, the Iowa City Council adopted the new 1976 Regulatory Building Codes. There are several amendments to the codes which are available at the permit counter. There have been several changes this yenr which include such things as sill heights for windows, window sizes, guardrail heights, ceiling access holes, etc. These amendments are free of charge and are now available for distribution should you like one. The City also has copies of the regulatory codes available at the Finance Department. The fees for these codes are as follows: Uniform Building Code $16.00 Uniform Fire Code $10.00 Uniform Plumbing Code 10.00 Dwelling Construction 3.00 Uniform Mechanical Code 10.00 National Electric Code Iowa City Zoning Ordinance 1.00 (plain bound) 5.50 42" X 60" Zoning Map 2.00 (loose leaf) 7.75 24 X 36 Zoning Map 1.00 The Iowa City Zoning Code has had several amendments within the past year. We have updated our Zoning Code to include these amendments and they are now available. I#Y#Y##YYY##rtrtYrtYYYY##Y#rtY#Y###Y#Y####YYYY#YY#YY#Y#Y#Y##YYYY#YY##rtTYrtrtTY##YY#YYYYYYYY#Y#rtYY#Y######## HOUSIN(. ASSISTANCE PROGRAM During September, 20 units were brought into the Section 8 Program. There are 30 units left in Section 23. Total units, Section 8 • 242 Autumn Park is fully occupied. Housing Commission Meeting - 10/5/77 to discuss the Housing Maintenance Code. MINIMUM HOUSING CODE During September, 1977, 204 structures were inspected containing 758 dwelling units and 674 rooming units. 362 dwelling units and 128 rooming units were found to be in compliance with the Minimum Housing Code of Iowa City. 396 dwelling units and 546 rooming units did not comply with the Minimum Housing Code. BUILDING INSPECTION During the month of September, 54 Building Permits, 9 Mechanical Permits, 8 Plumbing Permits, and 27 Electrical Permits have been issued by the City. The total value of all September construction in Iowa City is $704,922.00. There were no Demolition Permits. 991 '014 l!"d VM01 'Allo VM01 (IIVd TAT;Dd 'S •n SIV8 A'InH 0VZZ5; VMO1')-10 VMO1 133HiS N010NIHSVM '3 0 I SRDIAH33 NOIDUGNI T ONISf1OH ALID VMOI dO hll:) I Agenda Comprehensive Plan Coordinating Committee Thursday, October I3, I977 -- 7:30 P.M. City Manager's Conference Room I. Approval of Minutes from September Meeting. II. Issues and Alternatives. III. Moratorium Areas. IV. New Business V. Adjournment. s. Meeting Objectives: I. Continue Review of Issues 4 Alternatives Analysis and Recommend Alternatives. II. Discuss and Recommend Additional Areas for Building Moratorium Pending: I. Annexation II. Scott Blvd. Next Meeting: October 27, 1977. 387 0 ISSUE: N: How should library facilities be improved? The current library facility is recognized as being inadequate to meet the needs of our community. Expansion of the current facility is inappropriate due to many problems of the existing structure. The alternatives considered include building a single, new downtown library and building a new downtown library plus branch libraries. Alternative 1: Build it new library on the Linn -College corner. Land Use and Social: 1. Will be adjacent to pedestrian mall, so will maximize safety and access from CBD. 2. Will be less than one block from the parking ramp, so will maximize driver access. 3. Will probably generate additional traffic on the College -Linn corner as a "drop-off" and "pick-up" site, and may require short-term parking spaces. 4. Will eliminate a prime retail location which could be used immediately. Economic: 1. Would necessitate a major capital expenditure financed by a general obligation bond. 2. Would provide a pedestrian traffic generator for the College Street mall. 3. Would permit the re -use and/or redevelopment of the existing library site. including the existing library building. 4. Would eliminate from private redevelopment a prime CBD site. S. Future expansion on this site would be limited to additional vertical con- struction which is more costly than single level construction. 6. Could increase property values for adjacent properties in the same way that a park increases adjacent residential property values. Environmental: The "downtown" location will require more extensive automobile use with the resultant pollution and fuel consumption than if branch libraries are available. However, a single downtown trip will permit a combination of library use and other errands. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Lode: A special City election with notice will be required. Sixty percent approval is required. (27) 3. Case Law: Aproposition to issue bonds to construct it library building required the approval of at least 60% of thu,o voting in order to be deemed carried. Op. Atty. Gen., Feb. 17, 1969, Alternative 2: Build a new library on the parking lot of the existing library, and tear down the existing structure. Land Use and Social: 1. Will be less than one block from parking facility, so will maximize drive• access. 3,6V • z • 2. Will be very accessible to the recreation center for inter -facility programs and use. 3. Has area available for on-site parking spaces. 4. Will be within a block of the pedestrian mall in the CI3D. 5. Will have more area, especially if the existing building is torn down, for landscaping, benches, exits, and for the structure itself. Economic: 1. Would require a major capital expenditure, financed by a general obligation bond. 2. Would permit private redevelopment of Lot 65-4, which would produce additional property tax revenue and base. 3. Would permit the continued use or future conversion of the existing library building. 4. If the existing building is found to be no longer useful at some future point in time, it would permit the demolition of the building and then the single story expansion of the new facility in its place. Environmental: Same as Alternative 1. Legal: Analysis of Alternative 1 applies. Alternative 3: Include branch libraries in addition to the new facility. This alternative includes the location of small branch libraries at some elementary schools or shopping areas. It also includes the possibility of bookmobiles. Land Use and Social: 1. Branch libraries would increase the use of public facilities and existing street pattern. 2. Would increase neighborhood identity and involvement. 3. Bookmobiles would have a larges selection of location and would not require space in existing facilities. 4. Several schools and shopping areas would provide possible locations for branch libraries east of the river, but west of the river there are few facilities and little excess capacity. S. Would make library services available to a larger portion of the area popu- lation, especially to the less mobile. 6. May decrease the use of the central library somewhat, also decreasing the amount of traffic it generates. Economic: 1. Would require a comparatively small initial capital expenditure. 2. Would probably increase operating and maintenance costs since decentralized facilities would require more staff support. Additionally, if programs and hours are expanded, added staff will he required. 3. If library facilities become decentralized, additional books, equipment, furnishings and related materials will be required to adequately furnish the facilities. Environmental: This will somewhat decrease automobile use for library trips, since branch libraries or bookmobiles will be accessible by foot or bicycle to more people or require a shorter drive. Legal: Analysis of Alternative 1 applies. SUMMARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 +/- +/_ - + Alternative 2 + +/_ + Alternative 3 + _/+ + + FOOTNOTES Legal 1. The acquisition, construction, reconstruction, enlargement, improvement and equipping of libraries is a "general corporate purpose" under Iowa Code, Section 384.24 (4) (c). As such, the provisions of Iowa Code, Chapter 384, must be met to contract indebtedness and issue general obligation bonds to provide funds to pay all or any part of the costs of a project. Thus, a special City election with notice will be required. ISSUE 0: How much recreation equipment and facilities should the City provide? The provision of indoor recreation facilities in Iowa City is a complicated issue. Both the City and the University provide quality indoor recreation areas. In order to meet expanding demands, two principle questions need to be answered. 10iat standards should we use for planning, and how do we count university facil- ities and students? Should we expand existing facilities, or should we modify under-utilized school facilities to expand capacity? Alternative 1: Expand recreation center to include additional facilities. This alternative assumes the expansion of only the recreation center. Land Use and Social: 1. The existing recreation center is very accessible by transit and other trans- portation and is convenient relative to other facilities. 2. Is on a large enough site that acquisition of land will not be required. 3. Will not affect the traffic pattern. 4. Is centrally located so it does not benefit any geographic group more than any other. 5. Will probably not increase capacity enough to meet demand for certain facilities. Economic: 1. Would require a major capital expenditure, probably requiring issuance of a general obligation bond to finance it. (See comment.) 2. Although additional staff would be required to maintain and operate an expanded facility, certain savings can be achieved through centralizing those facilities in a single building. 3. Would permit the continued collection of user fees to help the operation of recreation programs. 4. Would not require the public acquisition of any additional tax producing land. Environmental: 1. Expansion of centrally located center may cause some increase in automobile use (and, therefore, pollution and fuel use) especially at times when buses are not running. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: A special City election with notice will be required to contract indebt- edness and issue general obligation bonds to pay all or any part of the costs Of the project. Sixty percent approval is required.] 3. Case Law: Indeterminate. Alternative 2: Work with the University of Iowa in providing recreation facilities adequate to meet adopted community standards. This alternative assumes that some form of formal agreement between the University and the City will establish creteria for whom, how much, and what type of recre- ational facilities will be provided. 387 • 7 • Land Use and Social: 1. Coordinated efforts can provide recreation facilities more efficiently in terms of cost, buildings, utilities, personnel and use. 2. A program which combines City and University facilities will be much closer to meeting community needs and standards. 3. The increased number of usable buildings will be more efficient in terms of personal time as the need to travel will be reduced. 4. Those people not connected with the University can benefit the most as this will increase their personal choice. Economic: 1. would reduce the City's need to invest in new facilities since existing facil- ities could be used more intensely; new facilities would only be provided when existing City and University facilities combined could not provide adequate levels of service. 2. Savings in operating and maintenance costs could be achieved by shifting part of the demand for recreation facilities/programs onto University of Iowa facilities. 3. Could permit the construction of any new capital facilities on University -owned land and, thereby, reduce the need to use tax producing property. Environmental: Comment: Environmental impacts for Alternative 2 cannot be assessed until the location of possible new facilities is known. Legal: Legal Impact: Indeterminate. 1. Constitutional: Appears to raise no constitutional issue. 2. Code: A formal agreement between the University and City to establish criteria Tor who, how much, and what type of recreation facilities will be provided would involve the differing jurisdictions of the State hoard of Regents and the City and the differing requirements as to contracts and bonding that would be involved. Logically, this alternative should be explored with University officials before a thorough analysis integrating all applicable code sections to determine feasi- bility is carried out. If the University is interested in working with the City in providing recreational facilities adequate to meet adopted community standards, an analysis of all code provisions relating to City Finance, Public Contracts and Bonds, and State Universities Building Facilities and Services Revenue Bonds would be in order as a first step. The applicable code sections do not appear to prohibit such an arrangement, though potential problems do exist. 3. Case Law: Indeterminate. Alternative 3: Expand indoor recreation facilities at a site other than the recre- ation center. This alternative assumes that school facilities will be modified for greater utili- zation by all members of the community. Land Use and Social: 1. will reduce need to travel downtown, so is efficient in terms of personal time. 0 -3- 0 2. Will generate some additional traffic on adjoining streets. 3. Will provide increased pedestrian and bicycler access. 4. Will require expansion of facility that is on a large enough and well -located site. S. Will encourage neighborhood interaction for that area which can enhance neighbor- hood identity and image. 6. Increased activity around the facility may be disruptive to surrounding residences, so, where possible, larger lot size for the facility and buffering (trees, fences) should be provided. 7. Will require coordination in the provision and location of public facilities. 8. Will increase personal choice and particular]), benefit those in nearby neighborhoods. Economic: 1. Would increase the supply of major capital facilities without substantial capital expenditures. 2. Would increase operating and maintenance costs as additional staff would be required to operate these additional facilities. 3. Utilizing existing structures such as schools would not require using additional tax producing land. 4. Would permit resources to be directed toward the development of equipment and programs rather than capital structures. Environmental: 1. Will probably decrease automobile use if facilities are within walking or bycycling distance, or require shorter drive. 2. This may increase indoor recreation space at the expense of outdoor open space, depending on surrounding land uses. Legal: Legal Impact: Analysis of Alternative I applies. SUMARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 + 0 + Alternative 2 + +/_ o p Alternative 3 + + + + • 4 • COMENTS AND ':OOTNOTHS Fconomic The Capital Improvements Budget for 1976-191) estimates the recreation expansion project at $500,000. Legal 1. Recreational facilities are "city enterprises" under Iowa Code, Section 384.24 (2) (c) and the acquisition, construction, reconstruction, extension, improvement and equipping of city enterl•rises is a "general corporate purpose" under Iowa Code, Section 384.24 (4) (a). As such, the provisions of Iowa Code, Chapter 384 must be met to ccntract indebtedness and issue general obligation bonds to provide funds to pa all or any part of the costs of the project. Tlms, a special City cloc-.jon with notice will be required. Iowa Code, Section 384,26 (4) required 60% approval. ISSUE P: How should community facilities be jointly developed? The joint development of community facilities with other public and private facilities offers a way to achieve greater return for the investment. Costs of structures, site development, and maintenance can be shared with joint develop- ment resulting in efficient provision of services. The central question regarding joint development of community facilities is how far joint development is to be pursued. Alternative 1: Schools, parks and libraries should jointly develop and use facilities. This alternative assumes that only parks, schools and libraries will jointly develop and use facilities. Land Use and Social: 1. Will concentrate traffic to and from facilities on fewer streets. 2. Will maximize facility, site and parking lot use. 3. Increased use will be disruptive to surrounding residences if buffering and lot size are not sufficient. 4. Will be efficient in terms of land use, cost, utilities, and personal time. S. Some compromise on location will be necessary since locational criteria will vary. Economic: I. Substantial savings in land acquisition costs could he realized since such things as parking lots could be used in common. 2. Savings could be realized in new construction costs if the schools and library shared a single facility. 3. Some economics in operation and maintenance would be possible in such areas as janitorial service and utilities. Environmental: 1. This will make the hest use of sites environmentally and reduce access roads to separate facilities. 2. Automobile use will be decreased with decrease in pollution and fuel use. 3. Proximity to neighborhoods will be beneficial psychologically due in part to increased edge effect. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: No code section specifically authorizes such joint development of facilities. However, such development would appear to be within the City's home rule power. The Iowa Code provides for some cooperation as to joint use of facilities presently, while the Municipal Code of Iowa City vests ])road responsibility in the Parks and Recreation Commission for developing and integrating programs.] 3. Case Law: Generally, municipal corporations may join with each other, or with the state, or other political subdivisions thereof in engaging in business enterprises of :i public nature.' - a 0 0 Alternative 2: The City should develop community facilities jointly with other private uses. This alternative assumes that conanunity facilities will be jointly developed and operated with private facilities. This might take the form of providing basket- ball goals on a church parking lot, to developing a community center at a shopping center. Land Use and Social: Same as Alternative 1, plus there may be conflict between (among) uses without careful site and program planning. Also, this may require greater compromise of location. Economic: Utilizing existing privately owned facilities such as churches would help to eliminate the need for new or expanded city -owned facilities to accomodate increased use from existing and newly planned programs and activities. Would probably incur planning and administrative costs initially, and, as programs are developed and implemented, additional administrative overhead would be incurred. Additional maintenance casts would probably be incurred as the City assumes partial responsibility for upkeep of the various facilities. Environmental: May reduce automobile traffic further. Legal: 1. Constitutional: Potential establishment of religion problems may arise if community facilities are jointly developed with churches. A question might also arise as to whether public money or property is being appropriated for local or private purposes unconstitutionally by such joint development.3 2. Code: Iowa Code, Section 343.8 provides, "Ilumic money shall not be appro- priated, given, or loaned by the corporate authorities of any county or township, to or in favor of any institution, school, association, or object which is under ecclesiastical or sectarian management or control." 3. Case Law: It is generally held that a contract whereby a municipal corporation engages jointly with a private individual or corporation in the construction of an improvement for joint use is invalid as being a loan of the municipal credit for private benefit.4 Municipal corporations generally have express or implied power to construct or acquire buildings for municipal purposes. While such a building may incidentally be used for other purposes, a municipal corporation may not erect a building primarily for anything other tPn municipal purposes. Brooks v. Brooklyn, 146 Iowa 136, 124, NW 868. Alternative 3: The City should develop multi-purpose sites that can be used for many different functions (eg., fire, parks, water, schools, community center, library, etc.) This alternative assumes that community facilities will be jointly developed and operated where ever possible. • -3 • Land Use and Social: 1. Same as Alternative 2. Economic: 1. would allow savings in land acquisition costs in addition to the economies associated with operation and maintenance of a centralized, multi-purpose facility. 2. Since less land would be required, facilities of this nature consume less tax producing, developable land. Environmental: 1. Same as Alternative 1 only more so. Comment: Environmental impacts, particularly for Alternative 2, are hard to analyze for unknown locations. Legal: 1. Constitutional: The question as to whether community facilities are permitted or excluded in certain districts has important implications for the principle of equal treatment of various groups of the population.6 2. Code: No code section specifically authorizes the development of such multi- purpose sites. However, this would appear to be within the City's home rule power. Of course, extensive cooperation and input from all relevant City Departments, the Parks and Recreation Commission, The Library Board of Trustees, and the Iowa City Community School District would be necessary to determine feasibility. 3. Case Law: It is conventional to allow community facilities such as parks, libraries and achools in residence districts. The only objection is the same as the objection to all community facilities; by definition, these are places of assembly, and they are therefore substantial traffic generators.7 SUMARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 + + + + Alternative 2 +/- +/- + Alternative 3 +/- + + + FOOTNOTES Legal 1. lown Code, Sections 297.9 and 300.1 permits the board of directors of am' school district to authorize the use of any schoolhouse and its grounds for community recreational activities among other things, and to cooperate with the Parks and Recreation Commission. Under Iowa City Municipal Code, Section 3.34.1 (D), the Parks and Recreation Commission has broad duties and rosponsi- bilities for the development of park, recreation centers, playgrounds and cultural activities and is responsible for integrating their programs with other governmental agencies, including but not limited to the Iowa City Community School District, the University of Iowa, and Johnson County and surrounding municipal units. 'Thus, initiative on this alternative should logically start with the Parks and Recreation Commission and include the Iowa City Community School District as well as the Iowa City Library Board of Trustees. 2. 56 AmJur 2d, Section 218, page 278 3. Iowa Constitution, Article 1, Section 3 provides, "The General Assembly 511,111 make no law respecting an establishment of religion, or prohibiting the free exercise thereof; nor shall any person he compelled to attend any place of worship, pay tithes, taxes, or other rates for buildings or repairing places of worship, or the maintenance of any minister or ministry." However, it has been held that the occasional use of a school house for religious meetings by permission of the district directors does not convert it into a building for worship within the meaning of this section. Davis v. Boget, 50 lows (1878). Iowa Constitution, Article .3, Section 31 prohibits appropriation of public money or property for local or private purposes, unless allowed by two-thirds of the General Assembly. Thus, .it has been held that no power exists in ,1 city council to appropriate public moneys to private use without "public benefit" and that no such power can be conferred upon it by legislative act. Love v. City of Des Moines, 210 lova 90, 230 N.W. 373 (1930). Yet, Article 3, Section 31 is not to be narrowly construed, and an act cannot be said to be for a "private purpose" contrary to the constitutional provision that public moneys shall not be appropriated for private purpose, where some principle of public policy underlies its passage. Dickinson v. Porter, 240 Iowa 393, 35 N.w.2d 66, appeal dismissed 70 Ct. 88, 338 U.S. 843, !)4 LEd. 1371 (1949). Thus, if the City develops community facilities jointly with private uses, such site must be used for purposes that will benefit the public and serve a municipal purpose, and must not primarily promoto some private end. See also footnote S. 56 AmJur 2d, Section 218, page 278 In Brooks v. Incorporated 'Town of Brooklyn, 146 Iowa 136, 124 NAV. 868, the Iowa Supreme Court quoted Beach on Public Corporations, vol. 1, 646, as stating the rule with reference to public buildings. "The validity of appropriations for the purpose of erecting or repairing public buildings is sometimes con- tested in the courts on the ground that the contemplated accommodations exceed the actual needs of the corporation, and are to be rented in part to private individuals. The distinction drawn in the authorities is this: If the primary object of a public expenditure is to subserve a public municipal purnos ture is tnciaentaiiy serve some puou c purl to make suitable provision for pros expending money within the limits o so involves as in incident an xponditure is illegal even though it may IL. It is proper in constructing building ctive wants. Proceedings in raising and the corporate powers in these particulars 0 will not be collaterally impeached and held void because in the opinion of a court and jury, a less sum would have answered the immediate necessities of the corporation or the money might have been more judiciously and economically expended.° b. Williams, in Amorican Planning Law, Section 75.01, page 502 states, "As so often in planning law, the question as to whother community facilities are permitted or excluded in certain districts has important implications for the principle of equal treatment of various groups of the population. Almost all residential areas need the services furnished by churches, schools, libraries, parks, and hospitals. The only real exceptimts come in a few very wealthy areas, where most children go to private schools - but these are statistically insignificant, and in any event the same question arises on the location of private schools - and in the case of retirement colonies, with no young people. The pressure to exclude churches, schools and other community facilities from some residential areas, inhabited mostly by people who are wealthy or fairly well-off. If the facilities which they use are excluded from their own resi- dential districts, those facilities must necessarily locate in other areas; i.e., primarily in other residential areas occupied by other (and usually less wealthy) people. The latter residential areas will have to accommodate not only the facilities necessary to serve their own population, but the facilities needed to serve the wealthy areas as well. In other words, as a result of this policy, the people living in the less wealthy areas will have to absorb much more noise and fumes, and their children will be exposed to much more traffic. To decide that such facilities may be excluded from the lowest -density resi- dential areas is therefore to approve the principle of dumping facilities and their undesirable consequences on the less wealthy groups of the population in order to favor the rich - and, much more important, of using the mechanism of government to carry out such dumping and to ensure unequal treatment. The proper solution to the problem is thus to permit community facilities in all residential areas - but to impose appropriately stiff requirements on density, on off-street parking, and on yards and screening, to reduce the impact of such facilities on nearby residences." 7. Williams, American Planning Law, Section 75.01. 9 0 ISSUE Q: Should the City amend the zoning ordinance to include a provision for a special zone for all park lands? Zoning for open space, public and semi-public recreatiun areas is a recent trend in new zoning ordinances. Currently, public and semi-public open space is allowed in any zone. With special zoning, a district can be created for public and semi- public uses. Alternative 1: The current policy of allowing open space to have any zoning designation should continue. This alternative assumes that the new zoning ordinance would be similar to the existing ordinance in that it would allow public and semi-public uses in any zone. Land Use and Social: 1. Does not reserve land as open space, but allows it to revert to zoning as owners wish. 2. Will affect adjoining land values and neighborhood depending on future use of the open space. 3. Can be misleading to home -buyers purchasing adjoining property. 4. Does not require public -semi-public designation prior to acquisition of property. Economic: 1. No significant economic impacts. Environmental: 1. May permit elimination of open space if area is developed according to its zoning. 2. Will permit change in use of whole area with consequent loss of open space. 3. Lost open space may not be replaced elsewhere. 4. Environmentally sensitive areas may be destroyed. S. Buffer zone with large edge effect may be lost. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Codc: The broad grant of power in Iowa Code, Chapter 414, Municipal Zoning allows council to zone ]and for open space or park land within any zoning district as long as such regulation is made in accordance with a comprehensive plan.l 3. Case Law: Indeterminate. Alternative 2: A special zone should be created for all public and semi-public uses. This alternative assumes that the new zoning ordinance would have a public and semi-public designation. With this technique, major public and semi-public uses (University of Iowa, schools and large parks) would be zoned as such, with smaller areas (churches, small parks) treated as conditional or provisional uses in other zones. • 2 • Land Use and Social: 1. Would require a rezoning to change open space (and other public and semi- public land) to another use. 2. Would require rezoning if land to be used for public use was not designated as such in the zoning map. 3. Will restrict choice of owner, and will probably be a disadvantage to the owner as this zoning limits use and value of the property. Economic: 1. Reduces the development potential of existing privately held, semi-public open spaces, and thus reduces its value. 2. Would require a revaluation of the land, thereby reducing its tax liability. Environmental: 1. Will permit permanent preservation of environmentally sensitive areas. 2. Will contribute to the maintenance of diversity and stability of the ecosystem. 3. Will allow buffer zones with resultant reduction of noise and air pollution and temperature extremes where most needed. 4. Will probably ensure distribution of open space throughout the City, which will result in psychological benefits and may curtail the need for automobile use to reach open space areas. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: Iowa Code, Chapter 414, Municipal Zoning, grants sufficient power for the City to create a special zone for all public and semi-public uses.2 3. Case Law: Indeterminate SUNMARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 0 + Alternative 2 + FOOTNOTES Legal 1. Council has the authority under Iowa Code, Chapter 414, Municipal Zoning, to regulate and restrict the use of land within the zoning districts it creates. Tlius, council can provide that land can he used for open space or park land within any zoning district, as long as such regulation is made in accordance with a comprehensive plan. Section 414.1 specifically states that the City is enpowered to regulate and restrict the size of yards, courts and other open Spaces. Section 414.3 specifically states that zoning regulations shall be made to facilitate the adequate provision of transportation, water, sewage, schools, parks, and other public requirements. 2. Council has the authority under Iowa Code, Chapter 414, to divide the City into districts for the purpose of promoting the health, safety, morals, or the gen- eral welfare of the community and to regulate or restrict the height, number of stories, size of buildings and other structures, the percentage of lot that may be occupied, the size of yards, courts and other open spaces, the density of population, and the location and use of buildings, structures, and land for trade, industry, residence, or other purposes. This broad grant of power is sufficient to allow the City to create a special zone for all public and semi-public uses. As to the conditional uses, the conditions may he listed in the zoning ordinance, or the authority to impose conditions can be delegated. In case of the latter, adequate standards to guide administrative discretion must be provided. ISSUE S: Meat methods should the City require to protect incompatible land uses in relatively close proximity? In many instances, it may be desirable to locate incompatible uses in close proximity to each other (e.g., student housing within walking distance of the university campus, commercial areas, and recreation facilities). By control- ling the side-effects of the more intense uses, the incompatibility of land uses can be minimized and a quality living environment: provided. The Land Use Concepts Report has suggested that there are certain land -use relationships which should be avoided. From past experience, it does not seem possible to assure that incompatible land uses will be sited far enough apart. '17ws, the question becomes; should the City require transitions and buffers? Alternative 1: Let the market take care of itself. This alternative assumes that no action is necessary on the City's part. it implies that everyone has the right to use their own property as they wish (within regulations), and that it is up to each property owner to screen and buffer their property from undesirable characteristics of other properties. Land Use and Social: 1. An unbuffered, incompatible land use would be detrimental to neighborhood quality. It would probably decrease property values and decrease stability. 2. It would be much more difficult for each neighbor to provide buffers against an incompatible land use than it would be to provide buffers on the site of the incompatible land use. 3. While the owner of the incompatible use would benefit, neighboring uses would be very disadvantaged. Economic: 1. Would encourage the continued presence of these negative side-effects in established, mixed-use areas since existing market mechanisms provide no incentive for the source to stop producing them. 2. Values of adjoining properties would continue to suffer as the negative side-effects diminish the potential uses of those properties. 3. Requires adjoining property owners to assume the cost of reducing or eliminating the negative side-effects. 4. Reduces the possibility of mixing incompatible land uses in new or rede- veloped areas since the likelihood of controlling negative side-effects rests on the good will of the land owner from which the side-effects are emanating. Environmental: 1. Will result in excessive noise and air pollution for some property owners. 2. Will probably have an adverse edge effect because of traffic, temperature extremes, etc. 3. Will cause psychological stress. 4. Lack of a buffer may make it impossible to maintain vegetation (gardens) on neighboring property. 3 S'7/ E Legal: 0 1. If this alternative is chosen, limitations on incompatibility still exist under the common law of nuisances as well as under the zoning ordinance itself. If council fails to deal with incompatible development through zoning, persons can still turn to the courts for protection tlu•ough the application of nuisance law.l Alternative 2: Allow incompatible land uses to be located in close proximity (where desirable and/or necessary) if buffers, careful site planning, and similar considerations are given to development. This alternative assumes that the City must establish regulations to protect less intensive land uses from the harmful side-effects of more intensive land uses. It implies that if a property owner creates harmful side-effects which may adversely affect neighbors or the community as a whole. The property owner should be responsible for correcting and controlling the harmful side-effects. Additionally, it assumes that the City can set standards which are reasonable and effective. Land Use and Social: 1. Will improve neighborhood quality and image, probably making the neighbor- hood and property values more stable. 2. Will cost the owner of the incompatible use. 3. Will benefit the neighborhood and the community as a whole. Economic: 1. Would force the owner of the land use activity producing the side-effects to internalize the cost of eliminating or reducing the negative side-effects, or to locate in an area where it would be unnecessary to utilize these techniques. 2. Would optimize the land use distribution from an economic efficiency stand- point since only those activities able and willing to assume the full cost of locating in a given area would do so. 3. Would require additional staff support and equipment in order to administer the provisions of such a regulation. 4. Would increase overall building and development costs for those activities wishing to locate in a mixed use location. S. Would protect and possibly enhance the value of adjoining properties. Environmental: 1. Will reduce noise and air pollution. 2. Will create a positive edge effect in part by screening traffic, reducing temperature extremes, and providing a more attractive view. 3. Will reduce the psychological stress due to a neighboring incompatible use. 4. May provide ecological benefits if buffer is made of trees or other vegetation. S. Is an environmentally sound proposal. Legal: 1. ']'his is within the scope of the City's power under Iowa Code, Chapter 414. 0 -3 • However, certain site plan regulations could be viewed as aesthetic zoning and invalid if not related to protection of the public health, safety, or welfare. (See discussion of Stoner McCray in footnote 7 of Issue C.) Also, public or private nuisance actions are still available at common law should incompatible uses adversely affect neighbors or the community as a whole.2 SUNWARI' TABLE Land Use Rconomic Environmental Legal and Social Alternative 1 Alternative 2 + +/- ++ FOOTNOITS In general, activities which offend aesthetic sensibilities such as inter- ferences with sight or view are not considered nuisances. Livingston v. Davis, 243 Iowa 21, 50 N.W. 2d 592 (1951). Regulation of aesthetics and elimination of "visual pollution" is also questionably valid under the police power. (See Footnote 7, Issue C.) In a nuisance action, compensatory damages, measured by the character and extent of the injury to the plaintiffs' property interest, are always recoverable. Where no adequate legal remedy exists, an injunction instead of or in addition to damages can be obtained. An injunction is possible where the injury is irreparable. However, the existence of zoning ordinances does affect the common law of nuisances. When a zoning ordinance authorizes a certain use, that use cannot, by definition, constitute a nuisance per se, and it is generally held that the use cannot constitute a public nuisance. Thus, allowing incompatible uses to be located in close proximity under the zoning ordinance might limit the availability of a nuisance action. Of course, the necessity of bringing a nuisance action may be lessened if the requirements as to buffering and site planning are implemented. • C, ISSUI7 T: How cant densities of residential areas be increased without adversely affecting existing residents? It is likely that increased residential densities in formerly low-density areas will occur in Iowa City due to several factors. Changing family size and life styles will generate additional demand for compact housing close in to the university, shopping, recreation, and employment. The energy efficiency of higher density housing, both direct and indirect efficiency, will encourage higher densities. Additionally, most redevelopment will likely require increased densities if it is going to be economically feasible. How lowa City accomodates increased densities will affect the quality of life for all residents of Iowa City. Alternative 1: Maintain existing policies (i.e., impose higher density zoning onto the (former) lower density area). This alternative is a continuation of the existing policy. Land Use and Social: 1. Generates increased traffic through residential neighborhoods. 2. Results in more on -street parking which crowds streets and impairs safety. 3. Apartments are scattered among single-family residences. 4. Disrupts the quality and nature of the predominantly single-family neighbor- hoods. 5. Can lead to poor up -keep of residences (renter -occupied and those expected to be sold for multi -family (levelopment), and fluctuating property values in transition areas. G. Although more buffering could reduce the effect on neighboring residences, some aspects of higher densities are incompatible with lower density resi- dential. 7. Maximizes multi -family development opportunities, but disadvantages residents of neighboring single-family residences. Economic: 1. More intensive land use permits lower per-unit land costs and, therefore, provides lower-cost housing. 2. High density housing developments in formerly low density neighborhoods, typically makes those neighborhoods less desirable from a single family standpoint. Unless there is sufficient market demand for more intensive use throughout the neighborhood, some adjoining property owners will be faced with a diminished value for their property. 3. Could produce higher maintenance costs for surrounding infrastructure since existing facilities such as streets were designed to carry traffic generated by lower density use. 4. More intensive redevelopment of inner-city neighborhoods helps to slow the comsumption of land at the fringe of the city, thereby making some cost savings possible in the extension of city services. Environmental: 1. Will increase traffic in area with resultant increase in air and noise pollution. 2. Will probably cause psychological stress to single-family residents because W" i • of "crowded" feeling. 3. will reduce open space in neighborhood (less yard area). 4. Yards may be used for extra parking. 5. May result in insufficient open space for local recreation. G. Adverse edge effect will be at a maximum since high-density residences can be built smack in the middle of low-density areas. (Adverse edge effect includes direct noise, traffic, temperature extremes due to loss of open space and vegetation, absence of general buffering effect of yards.) Legal: 1. Constitutional: A potential argument might be raised that imposing higher density zoning onto the former lower -density area is invalid as beyond the power delegated to the City under Iowa Code, Chapter 414.1 2. Code: The City is granted the power to regulate and restrict the density of population within the various zoning districts the council creates.- 3. Case Law: Zoning of land for public good is a proper exercise of police power even though it works some onerous consequences on landowners; but the power to zone is not unlimited; it must be reasonably exercised in further- ance of public safety, health, morals and welfare.3 Initially, a strong presumption of validity accompanies zoning ordinances.4 Alternative 2: Rezone to higher (residential) densities, compact areas which can be entirely redeveloped over a short -time period. This alternative would rezone small units for redevelopment instead of the large areas currently zoned for multi -family development. These areas would be built out before new areas would be rezoned for multi -family housing. Land Use and Social: 1. Would concentrate new multi -family construction. 2. Would concentrate traffic generated from multi -family housing on fewer streets. 3. Would put more pressure on existing housing in the rezoned unit to be replaced by multi -family housing. 4. Would make other neighborhoods more stable. S. Would restrict redevelopment opportunities and residential choice. G. Would benefit single-family residents of other neighborhoods. Economic: 1. Acquisition costs for assembling a comparatively large number of parcels would be extremely high unless condemnation were used. 2. Could reduce the negative economic impact on lower density neighborhoods by concentrating the higher density redevelopment in a single arca. 3. Larger scale redevelopments could make reconstruction of public improvements more economically feasible and thereby reduce long -run maintenance costs. 4. Could help reduce the demand for land at the urban fringe, thus making some cost savings possible in the extension of City services. Environmental: 1. Will increase traffic in area with resultant increase in air and noise pollution. 2. Will reduce open space and vegetation in neighborhood. 3. May result in insufficient open space for local recreation with resulting psychological stress. 4. Will probably permit adequate parking. S. Adverse edge effect is considerably reduced (compared to Alternative 1) due to the more compact development which results in less "edge". legal: 1. Analysis of Alternative 1 applies. Alternative 3: Require large-scale, multi. -family complexes in redevelopment areas (e.g., P.A.D.$). 11iis alternative would require a redeveloper to assemble several lots for redc- velopment instead of the small lot redevelopment which occurs now. Generally, quarter block units or block faces would be required to be redeveloped as a unit. Land Use and Social: 1. Would concentrate multi -family housing. 2. Would concentrate traffic generated by multi -fa roily housing on fewer streets. 3. Would alleviate some on -street parking problems associated with multi -family housing. 4. Would make other neighborhoods more stable. S. Would probably require demolition of all existing housing on those lots, which would be wasteful. G. Would limit multi -family development opportunities and residential choice. 7. Would probably limit redevelopment opportunities to large developers. Economic: 1. Would permit assembly of large numbers of small parcels through condemnation authority, thereby lowering the overall redevelopment costs. 2. Could rejuvenate property values in those redevelopment areas experiencing relative declines due to owner disinvestment and deterioration in public infrastructure. 3. Could help reduce the demand for land at the urban fringe, thus making some cost savings possible in the extension of city services. Environmental: 1. Will increase traffic, noise, and air pollution. 2. Will probably provide adequate open space. 3. Will probably minimize loss of vegetation in area. 4. With good P.A.D. site development, adverse edge effects could be minimal. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: If challenged, the Planned Area Development technique may not be compatible with the Iowa Municipal Zoning, Chapter 414. For example, a P.A.D, plan may show variations from the normal requirements of the particular zone in which the tract of land is located, and this may violate Iowa Code l 0 Section 414.2 which requires all building restrictions and reguiatioils to be uniform for each class or kind of building throughout each zoning district. 3. Case Law: Planned Area Development ordinances have been upheld even where not specially authorized by enabling legislation.5 Also, given the strong pre- sumption in favor of the validity of zoning ordinances and the court's reluctance to declare such acts at a city council void when done in pursuance to a comprehensive plat, the planned Arca Development technique would most likely be upheld if challenged. Alternative 4: Scatter higher densities throughout the City. This alternative assumes that potential for high-density housing would be scattered throughout the City. Some mechanism which would limit the percentage of multi- family units in any area of the City would be necessary. This also assumes sonic mechanism for regulating the location of high density housing (e.g., that there is access to two major streets). Land Use and Social: 1. Would generate additional traffic through residential neighborhoods. Although, given adequate regulation, there would be less traffic than now. 2. Will result in apartment buildings locating among single-family residences, but at greater intervals than at present. 3. May disrupt the nature and quality of the predominantly single-family neighbor- hood even with regulation. 4. Will probably result in more on -street parking which crowds streets and impairs safety. S. Will provide more opportunity for multi -family development and more selection for multi -family residents. Economic: 1. Would negatively impact property values in predominantly single-family neigh- borhoods unless adequate buffering and screening could be utilized to reduce side-effects. 2. Could reduce the demand for land at the urban fringe, thereby making some cost savings possible in the provision of city services. 3. would permit lower cost housing as the more intensive use of land permits lower per-unit land costs. Environmental: 1. Will increase traffic, noise, and air pollution. 2. Will probably reduce open space and vegetation in neighborhood. 3. May result in insufficient open space for local recreation and resultant psychological stress. 4. Adverse edge effects larger than for Alternative 2 and 3, less than for Alternative 1. Location of high density residences will minimize effects of increased traffic on surrounding low-density areas. Legal: 1. Legal Impact: Analysis of Alternative 1 applies. • 5 . SUNMARY TABLE p00TNOITS Legal It could be argued that imposing higher density zoning onto a former low- density area is unconstitutional as being ultra -vires the power delegated to the City under the Municipal Zoning Chapter. The argument would be based on Iowa Code Sections 414.1 and 414.3, and would interpret those sections thusly: The City is empowered to regulate and restrict the density of popu- lation only for the purpose of promoting the health, safety, morals, or the general welfare of the community. (414.1) And any regulations must be made in accordance with the requirements of 414.3 (i.e., designed to lessen con- jestion in the streets; to prevent the overcrowding of land; to avoid undue concentration of population.) Thus, it would be argued that imposing higher density zoning is ultra -vires as it increases population density which is directly opposite the design of Section 414.3, and does not promote the health, safety, morals, or the general welfare of the community as required by 414.1. Of course, such an attack is hypothetical, and the actual outcome of a case would depend upon the facts of the given case, including the character of the area and the actual densities involved. No cases were found raising such an argument. Iowa Code Section 414.1 grants the City the power to regulate and restrict the density of population for the purpose of promoting the health, safety, morals, or the general welfare of the community. Also, Section 414.3 contains six reasonably specific references to the basis of zoning regulations, and three of these six references are concerned with density. (Designed to lessen congestion in the street; to prevent the overcrowding of land; and to avoid undue concentration of population.) Thus, it is clear that the City may regulate the density of residential districts as long as such regulations are reasonable, are in accordance with a comprehensive plan, and are made with reasonable consideration as to the character of the area of the district, and with a view to conserving the value of buildings and encouraging the most appropriate use of land throughout the City. Business 1'entures, Inc. V. Iowa City, 234 N.W. 376 (1975). F. H. Velner precision Tools and Dyes, Inc. v. City of Dubuque, 190 N.W. 2d 5. Cheney v. Village 2 at Now (lope, Inc., 429 Pa. 626, 241A.2d 81 (19118). Land Use fcononic Environmental Legal and Social Alternative I - /+ + Alternative 2 + +/_ /+ + Alternative 3 +/- + + + Alternative 4 +/_ +/_ _/+ + p00TNOITS Legal It could be argued that imposing higher density zoning onto a former low- density area is unconstitutional as being ultra -vires the power delegated to the City under the Municipal Zoning Chapter. The argument would be based on Iowa Code Sections 414.1 and 414.3, and would interpret those sections thusly: The City is empowered to regulate and restrict the density of popu- lation only for the purpose of promoting the health, safety, morals, or the general welfare of the community. (414.1) And any regulations must be made in accordance with the requirements of 414.3 (i.e., designed to lessen con- jestion in the streets; to prevent the overcrowding of land; to avoid undue concentration of population.) Thus, it would be argued that imposing higher density zoning is ultra -vires as it increases population density which is directly opposite the design of Section 414.3, and does not promote the health, safety, morals, or the general welfare of the community as required by 414.1. Of course, such an attack is hypothetical, and the actual outcome of a case would depend upon the facts of the given case, including the character of the area and the actual densities involved. No cases were found raising such an argument. Iowa Code Section 414.1 grants the City the power to regulate and restrict the density of population for the purpose of promoting the health, safety, morals, or the general welfare of the community. Also, Section 414.3 contains six reasonably specific references to the basis of zoning regulations, and three of these six references are concerned with density. (Designed to lessen congestion in the street; to prevent the overcrowding of land; and to avoid undue concentration of population.) Thus, it is clear that the City may regulate the density of residential districts as long as such regulations are reasonable, are in accordance with a comprehensive plan, and are made with reasonable consideration as to the character of the area of the district, and with a view to conserving the value of buildings and encouraging the most appropriate use of land throughout the City. Business 1'entures, Inc. V. Iowa City, 234 N.W. 376 (1975). F. H. Velner precision Tools and Dyes, Inc. v. City of Dubuque, 190 N.W. 2d 5. Cheney v. Village 2 at Now (lope, Inc., 429 Pa. 626, 241A.2d 81 (19118). 0 0 ISSUE U: How should the City use topography, soils, water, distance from core areas, utilities, trafficways and vegetation as locational criteria in planning and zoning? The Locational Factors Report has identified several variables which can be used for land -use planning. The extent to which these factors are used as a guide to decisions will influence the form and function of Iowa City in the future. The alternatives below can be used in various combinations, and it is essential to order them in importance if they are to be applied effectively. Alternative 1: Maintain steep slopes in open space (public or private). This alternative assumes that steep slopes (over 15%) would be maintained as either public or private ownership. Zoning provisions which prohibit development of slopes in excess of 15% could be enacted, as well as subdivision provisions that would require dedication of steep slope areas. Land Use and Social: 1. Would reduce the need for roads of a steep grade which are hazardous in winter months. 2. Would restrict development opportunities and residential choice. 3. Would decrease the value of this property, and would increase the value of adjoining property. Economic: 1. Would remove some marginally developable land from the market, however, due to the small amount in question, there would not be any significant impact on prices. 2. Maintaining steep slopes in public ownership would require some additional maintenance responsibility. 3. Public ownership of steep slopes would eliminate the property tax collected from them in addition to their contribution to the overall property valuation. 4. For privately held property with slopes over 15%, the development potential would be eliminated and, therefore, much of its value. Environmental: 1. Will preserve scarce vegetation unique to steep slopes (upland woods). 2. Will maintain stability of important woodland ecosystem. 3. Will preserve important and scarce habitats. 4. Will prevent erosion of erosion -prone soils. 5. Will provide psychological benefits aesthetically and through relocation. Legal: 1. Constitutional: Subdivision provisions that would require dedication of steep slope areas and zoning regulations which would prohibit development of slopes in excess of 15% may constitute takings for public use without just compensation, in violation of Iowa Constitution, Article I, Section 18.1 2. Code: The Iowa Code neither specifically authorizes nor forbids mandatory land dedications. Zoning provisions which would prohibit development of slopes in excess of 15% must be tied to the protection of the public health, . 2 • safety, morals, or the general welfare of the community to be a valid police power regulation.2 3. Case Law: The Iowa Supreme Court has held regarding powers exercised by municipalities pursuant to the Municipal Zoning, Chapter 414 that, "Property cannot be confiscated under the guise of the police power."3 The Iowa Court also has held that the test of whether a zoning ordinance is arbitrary and unreasonable is whether the means employed have any real, substantial rela- tion to public health, comfort, safety and welfare, including maintenance of propeety values.4 Alternative 2: Evaluate qther used of steep slopes. This alternative assumes that steep slopes should be protected but that develop- ment can also occur. It assumes that the Zoning Ordinance would establish a sliding scale which reduces permitted lot coverage as slope increases (as out- lined in the Locational Factors Report). Land Use and Social: 1. Would allow road construction and traffic where "sliding scale" permits. 2. Would utilize design techniques such as P.A.D.s or clustering to make low coverage development economical and to minimize erosion. 3. Would provide greater opportunities for development and residential choice. Economic: 1. No significant economic impacts. Environmental: 1. Will probably result in some loss of scarce vegetation and habitats, but will preserve some of it. 2. Will probably result in some erosion due to construction of housing and build- ing of access roads. 3. Development may cause run-off problems with erosion. 4. Will retain aesthetic quality in large part, particularly if "large -lot" development is mandated. Legal: 1. Constitutional: Regulation that would allow development to occur but would reduce permitted lot coverage as slope increases would probably not constitute a taking and would be constitutional. 2. Code: This type of regulation would appear defensible under Iowa Code, Section 414.1 which empowers the City to regulate and restrict the percentage of lot that may be occupied for the purpose of promoting the health, safety, morals or the general welfare of the community. 3. Case Law: City council has a wide discretion in enacting zoning ordinances, and its actions in setting up zones are backed by a strong presumption of reasonableness and validity. Alternative 3: Use development potentials and limitations of the area's soils and water in land -use planning and zoning. This alternative assumes that the U.S.D.A. Soil Conservation Service's soil • -3 • surveys and flood plain information would be used to limit development in areas of poor soils or an area prone to flooding. The zoning ordinance would establish special criteria for these areas so they could be developed safely, economically and healthfully. Land Use and Social: 1. Would Iimit development to the extent that special criteria were more restric- tive%than economical -or legal constraints, and restrictions in areas of potential development would decrease property value. 2. Would require designation in the zoning map of Iowa City land that is not developable or developable with limitations. 3. Would restrict choice for development and residential choice somewhat, but would protect home -buyers from potential hazards. 4. May require additional routing of cars and buses to avoid poor soils areas. Economic: 1. Would reduce the value of those lands with soil limitations or in the flood plain. 2. Would increase the pressure for higher intensity uses in areas without limitations and, thereby, increase their value. 3. Would likely scatter development over a broader area at a lower overall density which could increase the cost of providing city services. 4. Could increase the overall cost of housing as developers are forced to spread the cost of infrastructure (streets, sewer, etc.) over a smaller number of units. Environmental: 1. Would preserve scarce vegetation and habitats (bottom land woods). 2. Will reduce erosion of unsuitable soils. 3. Will preserve river and stream banks for recreational uses and as aesthetic benefits. 4. Will prevent possible water pollution resulting from flooding or run-off directly into streams. 1. Constitutional: Limiting development in areas of poor soils and areas prone to flooding through zoning that would establish criteria for developing these areas safely, economically and healthfully would be a constitutional exercise of the police power and would not constitute a taking. 2. Code: This type of regulation would be defensible under Iowa Code Chapter 414. 3. Case Law: Initially, a strong presumption of validity accompanies zoning ordi- nances.6 Zoning of land for public good is a proper exercise of police power even though it works some onerous consequences on landowners; but the power is not limited; it must be reasonably exercised in furtherance of the public health, morals, and welfare.? Alternative 4: Develop population intensities in relationship to distance from core areas i.e., higher densities close to cores, lower densities farther from cores). This alternative assumes that distance from core areas should be the principle factor in determining permitted residential densities. The land -use plan and • -4 • zoning ordinance would indicate high densities near centers with increasing densities as distance from core areas increases. (Implies a "multi -core" development pattern). Land Use and Social: 1. Traffic to and from high intensity areas would be concentrated on relatively few primary and secondary arterials. 2. Would%be reasonably efficient for transportation purposes. 3. Would result in compact development (compact neighborhoods, etc.), so would be reasonably efficient in terms of provision of utilities. 4. Nodes and surrounding areas would have to be designated in the comprehensive plan and zoning map. Economic: 1. The existing distribution of market value for land would be reinforced, that is, land closest to core areas would, in general, be more valuable and, hence, usually subject to higher density development than land further away from core areas. 2. Would permit a more intense redevelopment of older, single-family neighbor- hoods and possibly reduce the pressure for land conversion at the fringe of town. Could provide cost savings in the provision of city sewers. Environmental: 1. Will minimize traffic and, therefore, noise and air pollution and fuel use assuming core development. 2. May destroy scarce vegetation, habitats, or prime agricultural land. 3. Will result in large area of high density population with little open space and vegetation and, therefore, greater temperature extremes, noise, and air pollution. 4. Will cause psychological stress due to large areas of high density. S. As for core development, extent of adverse edge effect is at a minimum since the total perimeter is as small as possible. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: Restricting and regulating population density in the various zoning districts is within the power granted the City under Iowa Code, Chapter 414.5 3. Case Law: Indeterminate. Alternative 5: Locate new development in areas which can be served by logical and efficient extensions of existing utility services. This alternative assumes a watershed planning concept. Urban growth form would be primarily dictated by the shape of watersheds, rather than roadways and other factors. (Implies a "natural" development pattern.) Land Use and Social: 1. Would limit road construction and other development to watersheds. 5 0 2. Would be efficient for provision of public utilities and facilities. 3. Would restrict development opportunities to watersheds. Economic: 1. Would reduce the amount and type of developable land and, therefore, increase overall land prices and shift some development to other communities and to rural areas. 2. Would shift property.values by increasing the value of those within the plan- ning unit and decreasing those outside it. 3. Would permit some cost savings in the extension of capital facilities such as sewer and water lines and would also permit some economies in operating and maintenance overhead. Environmental: 1. Will result in destruction of some prime agricultural land (Snyder Creed watershed, mainly). 2. May result in destruction of some scarce habitats and environmentally sensi- tive areas (Northern Ralston Creek watershed). 3. Will permit "natural corridor" development (see Issue D, Alternative 2). 4. Will result in some increased automobile use and, therefore, increased fuel use, noise, and air pollution. Legal: 1. Phased growth plans have been upheld where a community is limiting development in accordance with its ability to provide essential city services rather than merely seeking to prevent all further development.9 Thus, it appears to be permissible to limit development according to a city's plan to provide essen- tial services by logical and efficient extensions of existing utility services by watershed. Alternative 6: Use trafficway service corridors as positive locational criteria for high intensity land uses. This alternative assumes that arterial streets should be used as positive locational factors for high intensity uses to maximize the benefit of those facilities and to minimize the adverse effect of arterial streets upon less intense land uses. (Implies a "multi -core" or "sprawl" development pattern). Land Use and Social: 1. The majority of traffic would be concentrated on arterial streets. 2. Would require additional travel. 3. Would not disrupt residential neighborhoods. 4. Could be inefficient in terms of utility and facility provision. S. Traffic would have a lesser impact on high-intensity uses which would serve as a buffer to lower intensity uses. 6. Would provide extensive opportunities for development. Economic: 1. Would reinforce major arterials as desirable development locations for • 6 • commercial and high density residential uses and, therefore, increase property values along those corridors. 2. Would decrease, with distance, the desirability and value of land further away from the service corridors. 3. Would provide the opportunity to realize cost savings in infrastructure main- tenance and operation since it would require intensive users of those facil- ities to locate where the facilities can be most efficiently and effectively provided and maintained. Environmental: 1. Will result in destruction of some scarce and diverse habitats and prime agricultural land. (See Issue D, Alternative 1.) 2. Will have large,.adverse edge effect along arterial streets due to non - compact nature of high intensity development. 3. Will have psychological benefits due to decreased adverse edge effect on some residential areas. Legal: 1. The City has the power to zone and regulate and restrict the use of land within the districts that council creates. Thus, arterial streets could be used as a locational factor for high intensity uses, subject to the limi- tations of Iowa Code, Chapter 414 (i.e., made in accordance with a compre- hensive plan and designed to promote the health and general welfare; uniform regulations and restrictions.). Such an approach would appear constitutional and well within the bounds of zoning case law. Alternative 7: Require site plans which preserve significant urban vegetation wherever possible. This alternative assumes that additional regulation beyond the tree ordinance is needed to protect significant natural vegetation on private property. These would likely require extra measures to protect large trees and unique environ- ments. Land Use and Social: 1. Would improve neighborhood quality, especially in new neighborhoods where development often destroys much of the vegetation. 2. Would serve as buffering within the neighborhood. 3. May not be efficient in terms of land use, and would probably require some additional expense and consideration in developing. 4. Property owners and developers may be disadvantaged by this alternative, but the community as a whole will benefit. Economic: 1. Would increase development costs by requiring additional engineering studies as well as the time and added delay. 2. Would increase operating costs as additional staff time would be required to process the site plans. Environmental: 1. Will preserve some unique vegetation and habitats. -7- 2. Will preserve some environmentally sensitive areas. 3. Will help maintain stability and diversity of ecosystems. 4. Will decrease adverse edge effects of development. S. Will have psychological benefits aesthetically and through buffer effects. 6. Will not preserve prime agricultural land, however. Legal: 1. Constitutional: If such regulations are provided under the zoning ordinance, they may move beyond the scope of the police power and constitute a taking for which there would have, to be compensation. Requiring private property owners to preserve trees on their property may not be sufficiently related to pro- tecting the health, safety, and welfare of the community, but may instead be restricting private ownership of private property for the public benefit which requires compensation under the proper circumstances. 2. Code: Iowa Code, Section 409.14 contains a provision that approval of a plot Th—all be conditioned upon the ordinances and statutes relating to plots within the city, that streets, alleys, boulevards, parks and public places shall con- form to the general plan and plot for the city; and that the city council may make any other reasonable requirements in regard to installation of public utilities or other improvements as the council may deem requisite for the protection of the public interest. The question thus becomes whether the pro- posed site plan regulations are reasonable and whether they are requisite for the protection of the public interest. 3. Case Law: Indeterminate. Alternative 8: Develop a set of criteria to evaluate the City's critical environ- mental areas. This alternative assumes that critical environmental areas would be identified in the land -use plan. Regulation which would require environment impact state- ments for the development of these areas could be enacted so that ample consider- ation of the merit of development vs. protection could be evaluated. Land Use and Social: 1. May restrict development somewhat, but 2. Would require identification of those 3. Would disadvantage the property owner of an E.I.S. and by possible limit on community as a whole. Economic: maintains potential for development. areas in the land -use plan. or developer by requiring preparation use of property, but would benefit the Would increase the overall cost of development. Depending on the extent and detail of the required E.I.S., this alternative cuuld make some small scale developments economically impractical. Environmental: 1. Will preserve unique vegetation and habitats. 2. Will preserve prime agricultural land in most cases. 3. Will permit preservation of river banks. 4. Environmentally a very sound policy. • 8- 0 Legal: 1. This may be within the City's power, but ideally, environmental impact assessment procedures should be approached at the state rather than at the local level due to staffing and funding problems, Plus the fact that areas of environmental concern extend beyond the City's jurisdiction.10 FOOTNOTES Legal 1. This is a difficult determination to predict. Perhaps the most often used test, however, is one which states that a regulation is a taking if it is designed to benefit the public rather than to prevent harm. The issue of mandatory dedication is also discussed in Footnote 7 of Issue J. However, that discussion is in regard to dedication of land for parks rather than a dedication of steep slope areas. Since the Iowa Code neither specifically authorizes nor forbids mandatory land dedications, and there have been no appellate cases on point in Iowa, there is no definitive answer as to whether dedications will be upheld. However, dedication of park land is arguably within the scope of Iowa Code, Chapter 409 as a con- dition to plot approval and recreational areas is clearly related to the public health, safety and welfare. Dedication of steep slopes is not clearly within the scope of Chapter 409, and the relationship of steep -slope preser- vation to the public health, safety and welfare is less clear than for park land. Thus, requiring dedication of steep slopes is even more questionable than mandatory park dedication. Such a requirement easily could be construed as a taking as it is designed to benefit the public rather than being necessary to guard the public welfare. At a minimum, the standards suggested in Footnote SUMMARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 +/- +/- *+ , Alternative 2 + + Alternative 3 +/- - Alternative 4 + + Alternative 5 + Alternative 6 Alternative 7 + " ++ 0 Alternative 8 +/- " FOOTNOTES Legal 1. This is a difficult determination to predict. Perhaps the most often used test, however, is one which states that a regulation is a taking if it is designed to benefit the public rather than to prevent harm. The issue of mandatory dedication is also discussed in Footnote 7 of Issue J. However, that discussion is in regard to dedication of land for parks rather than a dedication of steep slope areas. Since the Iowa Code neither specifically authorizes nor forbids mandatory land dedications, and there have been no appellate cases on point in Iowa, there is no definitive answer as to whether dedications will be upheld. However, dedication of park land is arguably within the scope of Iowa Code, Chapter 409 as a con- dition to plot approval and recreational areas is clearly related to the public health, safety and welfare. Dedication of steep slopes is not clearly within the scope of Chapter 409, and the relationship of steep -slope preser- vation to the public health, safety and welfare is less clear than for park land. Thus, requiring dedication of steep slopes is even more questionable than mandatory park dedication. Such a requirement easily could be construed as a taking as it is designed to benefit the public rather than being necessary to guard the public welfare. At a minimum, the standards suggested in Footnote 9 0 7 of Issue J should be followed to the extent possible in regard to steep slopes if dedication were to be required. Zoning regulations which would prohibit development of slopes in excess of 15% may also be benefiting the public rather than protecting the public health, safety, and welfare. However, given the strong presumption of valid- ity accorded zoning enactments, would appear to stand a greater chance of being upheld than a requirement of dedication if the relation to the public welfare can be clearly documented. 2. Iowa `Code, Section 414.1. 3. Keller v. Council Bluffs, 66 N.W. 2d 113, 117 (1954). 4. Plaza Recreational Center V. Sioux City, 253 Iowa 246, 111 N.W. 2d 758 (1962). S. Hermann V. City of Des Moines, 250 Iowa 1281, 97 N.W. 2d 456 (1971). 6. F. H. Velner Precision Tools 4 Dyes, Inc. v. City of Dubuque, 190 N.W. 2d 7. S. 10. Id. Since zoning authorizes a municipality to restrict the percentage of lot that may be occupied, the size of yards, the density of population, and the location of buildings, and since zoning is to promote the health and general welfare, provide adequate light and air, prevent the overcrowding of land, and avoid undue concentration of population, there are several bases on which zoning can rely to lower densities. Golden v. Planning Board of Town of Ramapo, 30 NY 2d 359, 334, NY2 2d 138, 285 N.W. 2d 291 (1972). Regulations by the City requiring environmental impact statements for devel- opments in critical environmental areas identified in the land -use plan would be unprecedented in Iowa. Authority to enact such a requirement, if it exists at all, would have to be found under the City's home -rule powers. Iowa Code, Section 364.1, Iowa Constitution. No examples of a municipality requiring environmental impacts statements were found. However, many states have adopted procedures analogous to the National Environmental Policy Act of 1969 (NEPA), which requires an environ- mental impact statement to be prepared in advance of major Federal actions which significantly affect the quality of the human environment. Encouraged by NEPA's accomplishments, some 15 States have now adopted such procedures, and at least 20 other States have such requirements under consideration. California's system is the oldest and most extensive of these State programs. The California Environmental Quality Act (CEQA) requires environmental impact reports to be prepared on a wide range of public and private projects licensed by State agencies, counties, cities, and other local governments. The recommendation section of The California Environmental Quality Act, a report by Thaddeus C. Trzyna and Arthur IV. Jokela would seem to suggest that environmental impact assessment procedures should be approached at the State rather than at the local level. Thus, it is recommended that a single, high-level agency should be given clear, legal authority to issue detailed guidelines for implementation of the State law (with a deadline for issuing them) and to review and enforce local and State agency procedures, and that this agency should be given adequate funding and staffing. Such funding and staffing does not exist at the local level, and areas of environmental concern go well beyond municipal boundaries. Thus, a state-wide approach would seem more logical. L ISSUE V: What policy should the City adopt towards the existence of land uses with obsolete locations (i.e., land uses that exist within the community, that threaten the health, safety, and welfare of,residents, which create unnecessary traffic congestion or similar problems by virtue of their location). As a City changes over long periods of time, some sites which were appropriately located and properly sized for their times become obsolete and sometimes blighting influencds to their neighborhood. In some instances, the problems are minor, such as an abandoned gas station in a commercial area, but in other instances, such as residential areas which become isolated by commercial development from other resi- dential areas, can deteriorate badly. The choice then becomes how well the City tries to avoid potential problems and correct problems that exist or will inevitably occur. Alternative 1: Let market take care of itself (do nothing). This alternative assumes that the private market will correct these problems and re -use sites as it becomes economically feasible. Land Use and Social: 1. Encourages the continuation of obsolete sites. 2. Non -conforming uses probably decrease property values of surrounding property. 3. Surrounding uses and the community as a whole are disadvantaged by this alternative. 4. Occupying an obsolete site can be unhealthy and/or unsafe. Economic: 1. Unless there is some economic or other incentive to move to another location, the user of the obsolete site would continue to occupy it until it becomes an economic burden. 2. As long as the obsolete site continues to be occupied by an incompatible land use, adjacent property would continue to suffer the negative side-effects produced by the obsolete site, which would be reflected in diminished property values. 3. Generally, a less than optimal use for a given site produces less than optimal property tax valuation and, consequently, lower property tax revenues. Environmental: 1. Adverse edge effects due to inappropriate or obsolete uses will probably con- tinue (traffic, lack of open space and vegetation). 2. Air and noise pollution may be considerable. 3. There will be psychological stress due to adverse conditions. Legal: This alternative would have no adverse legal impact. Alternative 2: Require buffers, such as screening, around the obsolete site. This alternative assumes that if the incompatible aspects of uses are screened from each other, the problems will be minimized. This would require the new 387 zoning ordinance to establish standards for buffering between incompatible land uses. Land Use and Social: 1. Will improve neighborhood quality and image. 2. Will cost the owner of the incompatible use for buffering 3. Will benefit the adjoining property owners, and the community as a whole, and could penefit the owner of the incompatible use as well. Economic: 1. Could provide the incentive for the obsolete site user to move to a new loca- tion if the cost of providing the buffering exceeds the economic value of remaining in the obsolete location. 2. Would diminish the adverse impact on adjoining property values. 3. The increased property values resulting from the buffering would yield higher tax revenues. Environmental: 1. Would probably reduce adverse edge effect due to traffic and noise. 2. If screening is "living", air and noise pollution and adverse temperature effects will be reduced. 3. Psychological stress due to adjacent inappropriate use will be somewhat reduced. Legal: 1. Constitutional: Appears to raise no unconstitutional issue as long as the regulations are reasonable and uniform. 2. Code: The existing Municipal Zoning ordinance contains performance standards which require screening in CB, CBS, M1, M2, IP and ORP zones on lots adjoining residential development under certain conditions. Buffering and screening that goes beyond this would most likely be upheld under Iowa Code, Chapter 414.1 3. Case Law: If these land uses do, in fact, threaten the health, safety and welfare of residents and create unnecessary traffic congestion, the City can regulate and restrict the use in these areas to alleviate the problem instead of merely requiring buffers such as screening. Under the police power, cities have the authority to both define and suppress nuisances. 2 Alternative 3: Relocate the use to a suitable site. This alternative assumes that the City would purchase an obsolete site, relocate the tenant to a suitable location, and assemble sites for appropriate re -use. Land Use and Social: 1. Would improve the quality of the neighborhood. 2. Would positively affect property values of surrounding land uses. 3. Would disadvantage the incompatible use by forcing it out of its location. Economic: 1. Would require major expenditures to purchase the obsolete site and clear it, 0 -3- • as well as providing relocation assistance. Redevelopment of the obsolete site would generally provide increased property valuation, not only for the site, but also for surrounding sites. Some costs could be recovered through the selling and/or redevelopment of the obsolete site. Environmental: 1. Will eliminate adverse edge effects. 2. Will eliminate noise and air pollution due to inappropriate use. 3. Will eliminate psychological stress. Legal: 1. Constitutional: The Iowa Constitution limits the taking of private property by eminent domain to a taking for a "public use". The "public use" that is basic to all condemnation proceedings shall be, in Iowa, determined by the legislature, and the courts will not interfere with the designation by the legislature unless there appears a clear, plain and palpable case of trans- gression of the constitutional requirement of public use, or there manifestly appears to be no tendency to advance and promote the public use. The Court, in this manner, gives the legislative determination the benefit of the same presumption which exists when the constitutionality of a statute is challenged.3 2. Code: The right to take private property for public use is conferred upon cities for public purposes which are reasonable and necessary as an incident to the powers and duties conferred upon cities.4 Cities also may condemn real property in connection with an urban renewal project under Chapter 403.5 Finally, cities may acquire real property by eminent domain under Iowa Code, Chapter 403A, Low Rent Housing Law.6 3. Case Law: Judicial reaction to condemnation for private beneficiaries in contexts other than urban renewal has been mixed.? Alternative 4: Amortize obsolete uses. This alternative assumes that designated obsolete or incompatible uses would be amortized and abandoned according to a >chedule adopted by Council. Land Use and Social: Would eventually improve the quality of the neighborhood and the community. Would eventually increase the value of neighboring property. Would lead to deterioration of properties (which would have increasingly worse neighborhood impacts) until abandonment. Economic: 1. During the amortization period, adjacent property would continue to suffer the negative side-effects of the obsolete site which would be reflected in dimin- ished property values until the site was abandoned and cleared. 2. Unless an adaptive re -use of the building were possible, the value of the obsolete site would be diminished to the value of the land after demolition and clearance. 3. Does not require significant intervention on the part of the City and, hence, some cost savings are possible. .-4- Environmental: 4 Environmental: Environmentally same as Alternative 3, except that effects.will be more gradual. Legal: Though as a result of Stoner McCray System v. City of Des Moines, 247 Iowa 1313, 78 N.W. 2d 843 (1956), amortization theory was thought to be unacceptable in Iowa, more recent cases indicate that amortization schemes are constitutionally valid if a reasonable amount of time has been given the owner.8 Alternative 5: Choose the most appropriate alternative (above) for the individual case. This alternative assumes that some combination of the above should be optimal and that the Council should select the appropriate methods on a case-by-case basis. Land Use and Social: Would not ensure equitable solution as it would be entirely subjective. Economic: Depending on method chosen, Alternatives 1, 2, or 3 would apply. Environmental: Depending on method chosen, Alternatives 1, 2, or 3 would apply. Legal: See individual analyses for Alternative 1-3. SUMMARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 - - - + Alternative 2 + + + + Alternative 3 + +/- + + Alternative 4 +/- -/+ + + Alternative 5 0 0 0 0 • 5 • FOOTNOTES Legal 1. Such regulations must be made with reasonable consideration as to the character of the area, the peculiar suitability of the area for particular uses, and with a view to conserving the value of buildings and encouraging the most appropriate use of land. If such measures are viewed as aesthetic zoning, the justification as a m6asure to preserve property values could be important. 2. People v. Johnson, 129 Cal.App. 2d 1, 277 P. 2d 45, 49 (1954). 3. Abolt v. City of Fort Madison, 252 Iowa 626, 108 N.W. 2d 263 (1961). 4. Iowa Code, Section 471.4 (6) (1977). S. Iowa Code, Section 403.7 (1977). 6. Iowa Code, Section 403A.3 (1977). 7. Courts find parking projects to be a public use since they relieve congestion and reduce traffic hazards. Larsen v. City and County at San Francisco, 152 Cal.App. 2d 355, 313 p2d 954 (1957). However, the public character of the use is considered removed when the primary objective is private gain rather than public need. City and County at San Francisco v. Ross and Larsen v. City and County of San Francisco, supra; Opinion of the Justices, 341 Mass. 738, 167 N.E. 2d 745 (1960). That impermissible objective may be evidenced by reten- tion of too little control over rates to be charged and rules of operation, the existence of too much floor area not associated with parking operations, or the fact that the contract for building the garage and the lease have speci- fications peculiar to the needs of a particular bidder. In Hogue v. Port of Seattle, 54 Wash. 2d 799, 341 P2d 1 (1963), the Court virtually accepted the higher and better use test rejected in Hogue. The Court upheld the constitutionality of condemnation for a "World Trade Center" to centralize New York City's foreign trade facilities. The Court found facilita- tion of the flow of commerce and centralization of all activity incidental thereto to be a public purpose supporting the condemnation of property for any activity functionally related to that purpose, including the use of portions of structures otherwise devoted to project purposes for the production of incidental revenue for the expenses of the project. In Board of Superythat v. Miller, 170 N.W. 2d 358 )Iowa, 1969), the Iowa Supreme Court held at enforcement of an ordinance requiring termination of an automobile wrecking business, which was a non -conforming use, within five years of the enactment of the ordinance would not constitute a denial of due process as to a property owner who made no showing as to business investments, value of improvements on land, or the extent of hardship in complying with the ordinance. The Iowa Court stated at Page 362 of 170 N.W.2d; "But as heretofore disclosed, recent judicial decisions reveal the pronounced trend is toward elimination of nonconformities by the amortization process. And the test most commonly employed by courts in determining reasonableness of the liquidation period is based upon a balancing of public good against private loss. This unavoidably necessitates an examination of the factual situation presented in each case. Keller v. City of Council Bluffs, 246 Iowa 202, 208, 66 N.W.2d 113, 51 A.L.R. 2d 251." 0 0 ISSUE W: Now should new, multifamily housing be provided? Providing new sites for multifamily housing is an important decision, not only for the obvious impact upon neighborhoods, but also for an efficient arrangement of land uses. Additionally, the decisions made regarding this issue will have an impact on the housing market and how many Iowa City residents will lead their daily lives. Alternative 1: Scattered throughout City in small (3 story) complexes. This alternative assumes that new, multifamily housing would be scattered through- out the City with some provision to prevent a concentration occuring in any given area. Refer to Issue T, Alternative 4 - same analysis applies. Legal: Whichever alternative is chosen, the City should have sufficient power under Iowa Code, Chapter 414, Municipal Zoning, to locate new, multifamily housing in the manner it determines is in the best interests of the community. Of course, such regulation must be pursuant to a comprehensive plan and be uniform for each class or kind of buildings throughout each district. l Alternative 2: Concentrated in the CBD in low-rise buildings. This alternative assumes that most new multifamily housing would be built near the central area in low-rise buildings. This area is generally bounded by Brown, Governor and Kirkwood. Land Use and Social: 1. Will increase traffic and on -street parking on residential streets which will impair safety. 2. Shopping and public facilities will be accessible to most of this area by bicycle or by foot. 3. The single-family nature of the near northside will be severely disrupted. 4. Values of single-family housing in this neighborhood will decline; the value of the lots will increase when purchased for multi -family construction. S. This will be a logical extension of land use as densities should be higher near the core to achieve efficiency in energy consumption, personal time, and utility and service provision. 6. Will provide a buffer between commercial and low-density residential. 7. Will be a disadvantage to residents and owners of single-family housing in the northside neighborhood. Economic: 1. Would accelerate the deterioration of central city neighborhoods as the re- maining home owners continue to disinvest in their structures in anticipation of "selling out" for higher density housing. 2. As the negative side-effects of multi -family housing continue to increase, fewer families would be willing to locate in central Iowa City neighborhoods, making centrally located schools obsolete. 3. Maintenance costs for public infrastructure (streets, alleys, etc.) would increase as the population and traffic which they would serve would be in 3 a 7 • 2 • excess of their original design capacity. 4. Would increase the supply of lower cost housing. 5. Could help to reduce the pressure for expansion at the City's fringe, which could provide the opportunity for cost savings in the provision of City services. Environmental: 1. There `will be some loss of open space (yards). 2. There will be some increase in temperature extremes and effective pollution due to loss of vegetation in yards. 3. There may be some increase in psychological stress due to higher densities, but this"will probably be offset by the convenience of location. 4. There will probably not be an increase in traffic (and therefore air and noise pollution and fuel consumption) because more residents will be within walking or bicycling distance of their places of employment and commercial areas. Legal: See Alternative 1. Alternative 3: Concentrated in the CRD in 4-7 story buildings. This alternative assumes that most new, multifamily housing would be built near the central area in four to seven story buildings. This area is roughly bounded by Davenport, Governor and Bowery/Prentiss. Land Use and Social: 1. Will confine traffic generated by the multi -family housing to a smaller area focused on the CBD. 2. Will decrease the need for automobile use as facilities and services will be accessible by bicycle or on foot. 3. Will preserve the nature of the existing neighborhood north of Provision, personal 4. Will be efficient in terms of energy consumption, utility provision, p time, and land use. 5. Will serve as a buffer between the CBD and low-density residential. 6. Land values in this area will increase in anticipation of greater returns per square foot. 7. Will be a disadvantage to residents and/or owners of single-family housing in this area and may disadvantage owners of property adjacent to this area. Economic: 1. See alternative 2. 2. Permitting taller buildings could reduce the need for as many buildings and would then concentrate in fewer areas the negative economic impacts of multi- family housing. 3. liousing costs in high-rise buildings are generally more expensive since savings in land acquisition costs are not sufficient to compensate for the higher costs of vertical construction. Environmental: 1. There will be some loss of open space (yards). • -3 • 2. There will be an increase in temperature extremes due to large buildings and loss of vegetation. 3. There may be some increase in psychological stress due to "crowding" effect. 4. Energy conservation will increase (and traffic may decrease) due to proximity to CBD and the university and compactness of the building. 5. Adverse edge effect will be reduced due to the compact area of high density dwellings. Legal: N Alternative 3: See Alternative 1. Alternative 4: In areas of mixed use (e.g., above retail buildings). This alternative assumes that most new multifamily housing would be built in areas of mixed use. Apartments would be located adjacent to commercial uses or above first floor commercial uses. Land Use and Social: 1. Will probably reduce the need for automobile use and can share parking area. 2. Will' probably be very accessible (within walking distance) to shopping facil- ities. 3. Will not affect other residential areas, so will preserve their quality. 4. Will increase the need for public open space and recreation areas. S. Will increase commercial land value. 6. Will require quality buffering to protect residents against negative impacts of commercial use. 7. Will be efficient in terms of utility provision, energy consumption, and personal time. 8. Will restrict choice for those seeking multi -family housing. Economic: 1. In commercial areas such as the CBD, multifamily housing strengthens the economic vitality of the area by providing a market for excess space and, also, a market for goods and services (e.g., grocery store) to serve the residents. 2. The strain on public infrastructure is comparatively less severe in commercial areas since infrastructure there is usually designed for larger volumes of traffic, etc. 3. Would remove some of the strain placed upon older neighborhoods to accommodate increasing volumes of high density housing, which will in turn contribute to their long-term vitality. Environmental: 1. There will probably be little loss of open space. 2. There will probably be little increase of the adverse edge effect already produced by commercial areas. 3. There will be increased psychological stress due to traffic, glare, and pollution generated by commercial areas. • -4 • 4. Overall traffic in the area will probably be reduced since more people are within walking distance of the commercial areas. Legal: See Alternative 1. Alternative 5: Provide opportunity for all the above. No separate analysis. FOOTNOTES Legal 1. Williams, American Land Planning Law, Section 53.09, page 374, provides; "As an example of the use of general planning criteria, a recent case from Maryland (Zoning Board of Howard County v. Kanode, 258 Md. 586, 267 A2d 138 (1970) involved an unsuccessful challenge to a refusal to rezone for apartments, and the planning board's findings included the following: The General Plan for Howard County proposed nine separate apartment areas totaling over 800 acres to be used for apart- ment development. These planned apartment sections were designed in clusters near shopping and commercial centers where transportation facilities and other public services are or will be provided. The subject property is some distance from commercial services. The findings also noted that other areas which were zoned for apartment use (with a capacity of some 1400 possible dwelling units) had not been developed. Accordingly, the planning board concluded that such rezoning would be inconsistent with both the adopted General Plan and the policy of the zoning map; the local zoning board agreed, as did the courts. (emphasis added). SU*iARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 Alternative 2 +/_ -/+ + Alternative 3 + -/+ + Alternative 4 + + + FOOTNOTES Legal 1. Williams, American Land Planning Law, Section 53.09, page 374, provides; "As an example of the use of general planning criteria, a recent case from Maryland (Zoning Board of Howard County v. Kanode, 258 Md. 586, 267 A2d 138 (1970) involved an unsuccessful challenge to a refusal to rezone for apartments, and the planning board's findings included the following: The General Plan for Howard County proposed nine separate apartment areas totaling over 800 acres to be used for apart- ment development. These planned apartment sections were designed in clusters near shopping and commercial centers where transportation facilities and other public services are or will be provided. The subject property is some distance from commercial services. The findings also noted that other areas which were zoned for apartment use (with a capacity of some 1400 possible dwelling units) had not been developed. Accordingly, the planning board concluded that such rezoning would be inconsistent with both the adopted General Plan and the policy of the zoning map; the local zoning board agreed, as did the courts. (emphasis added). ISSUE X: What should the City do to encourage provision of lower-cost housing? The need to provide for ways in which housing can be built more economically is essential. The rapid increase in housing prices has priced many families out of the home -ownership market. Alternative 1: Reduce lot requirements. (General Survey -- 36.60 of respondents would be satisfied with smaller yard if it lowered housing costs.) This alternative assumes that by lowering land area per unit dwelling, the over- all cost of dwellings can be lowered. Land Use and Social: 1. Will increase density in specified areas without a transition to multi -family. 2. Will be more efficient in utility and service provision than lower -density. 3. Neighborhood quality will depend on the quality of development (see comment). 4. Walls, fencing, vegetation and/or orientation can provide privacy to residents. S. Will be a more efficient use of land. 6. Will provide increased personal choice for housing and lifestyle. 7. Decreased size will lower the cost of the lot considerably. Economic: 1. Lot costs currently comprise 15 to 20% of the total housing package; by reducing lot size, some savings could be realized for single-family homes. 2. Smaller lots would make it economically feasible to build smaller and there- fore lower cost housing. 3. Would permit some savings in the maintenance of city -owned infrastructure since more compact housing developments require less infrastructure (e.g., streets, sidewalks) in terms of lineal feet. Environmental: 1. This will reduce open space and vegetation (compared to current sizes for single family lots) in the immediate area. Presumably, overall open space in the area would not be reduced if some form of P.A.D. is required. 2. There will be a conservation of energy due to shorter roads (less distance for garbage trucks, etc., to travel) shorter sewer, electric and water lines. 3. Some increased psychological stress may result due to the closer proximity of neighbors and increased noise from people and automobiles. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: Under Iowa Code, Section 414.1, the City is empowered to regulate and Te—strict the percentage of lot that may be occupied and the size of yards, courts and other open spaces for the purpose of promoting the health, safety, morals, or the general welfare of the community. 3. Case Law: A study of the economic effects of public -policy requirements on the cost of housing concludes that the effect of large -lot zoning on housing cost is not as simple as one might imagine.l Alternative 2: Eliminate side yard requirements. (General Survey respondents indicated favorable attitudes toward townhouses, garden homes.) -2- 4 This alternative assumes that by lowering land area per dwelling unit, the over- all cost of dwellings can be lowered. Land Use and Social: Same as Alternative 1. Additional noise insulation and design criteria will be needed to insure privacy. Economic:, 1. A more intensive use of land in effect increases its supply and, therefore, permits some savings in overall housing costs. 2. Makes feasible the development of smaller and, therefore, less expensive housing units. Environmental: Same as Alternative 1, with greater psychological stress. Legal: The analysis of Alternative 1 applies. See footnote 1 which indicates that the elimination of side yard requirements would help reduce housing costs as frontage is quite expensive. Alternative 3: Allow for mobile home subdivisions. This alternative assumes the new zoning ordinance would establish regulations for mobile home subdivisions. Land Use and Social: Same as Alternative 1 except that most (72.5%) of the survey respondents expressed a desire to be at least 10 blocks away from a mobile home court. 8. Additional buffering and zoning regulations will be required to minimize negative impacts on neighboring residents. 9. A mobile home subdivision will offer an alternative to mobile home parks. 10. Mobile home park residents may benefit as this provides competition for park owner. Economic: 1. Permits the mobile home owner to gain an equity interest in the land as well as the structure and, therefore, makes mobile home living a more attractive investment. 2. Could shift some of the demand for housing away from multifamily units. 3. Could make mobile homes, in addition to land they rest on, subject to taxa- tion, thereby increasing revenues and tax base. Environmental: 1. Mobile houses are not well insulated and have a large surface/volume ratio and are, therefore, not energy efficient. Any ordinance encouraging the use of mobile homes encourages energy -inefficient housing. 2. Mobile home subdivisions are effectively high-density housing complexes which • 3 • produce high traffic volumes, noise, air pollution, and stress due to crowding. 3. Adverse edge effects would require buffering and screening. 4. Requirements for associated open space would decrease the adverse effects of mobile home subdivisions but increase the cost of individual houses. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: Allowing mobile home subdivisions would be within the City's power Un -der Iowa Code, Chapter 414, Municipal Zoning, coupled with the City's approval power over subdivisions under Chapter 409.2 3. Case -Law: Regulation of mobile home parks is within the police power of a municipality. Alternative 4: Revise mobile home ordinance. This alternative assumes that if the mobile home ordinance were revised, mobile home living would be a more attractive alternative. Land Use and Social: 1. Will probably increase the quality of the mobile home living environment. 2. May encourage more people to try mobile home parks as a housing alternative. 3. Will probably decrease the negative impacts on surrounding residences. 4. Residents of mobile hcme courts will benefit, although rental fees may increase as a result. S. This will probably increase costs for, or disadvantage park owners in other ways. Economic: 1. Could make mobile home living a more competitive alternative to traditional and multifamily homes. 2. Could lead to further negative fiscal impacts since mobile home courts consume more in services than they return to the City in taxes. Environmental: 1. Same as Alternative 3, Number 1. 2. This alternative assumes that some of the negative qualities of mobile -home parks (noise, crowding, pollution) would be reduced. 3. If landscaping and screening are required, some of the adverse edge effects of mobile -home parks will probably be reduced. Legal: Clearly, the City has the power to revise the existing mobile home ordinance. However, whether this could make mobile home living a more attractive alternative is speculative. Depending upon how far reaching a revision is envisioned, many of the same, basic legal issues involved in the proposed landlord/tenant ordinance could arise.4 Alternative 5: Look at alternative housing for low and moderate income people. This alternative assumes the City could try innovative techniques to help reduce housing costs such as housing cooperatives, lot lease -back and parcel assembly. • 4 • 4. Land Use and Social: 1. Would provide home -ownership opportunities for moderate income people who are currently unable to purchase homes. 2. Home -ownership generally would increase resident concern for property and neighborhood quality. 3. Would increase density of single-family housing. Economic: , 1. Would require major capital expenditures on the part of the City. 2. Would remove additional land from the tax roles. 3. Would increase the overall supply of housing which could help to hold down overall costs. 4. Would permit some innovative housing alternatives which could set an example for other developments and possibly lead to some cost savings in housing construction. Environmental: Comment: Environmental impacts will vary with the type of alternative housing chosen. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: Several chapters of the Iowa Code already provide a framework within which the City can try to help reduce housing costs.5 3. Case Law: Dicta from federal cases indicates that it may be as a matter of law that it is the responsibility of the city and its planning officials to see that the city's plan as initiated, or as it develops, accommodates the need of its low-income families.6 Redevelopment of blighted areas has been held to constitute a valid public purpose for which public funds may be appropriated.? SUMARY TABLE Land Use Economic Environmental Legal and Social Alternative 1 + + + + Alternative 2 + + + + Alternative 3 + + - + Alternative 4 + +/_ -/+ + Alternative 5 + +/_ 0 + COA@1LNTS AND FOOTNOTES Land Use and Social On the general survey, large portions (39-541) of every income group said they would consider purchasing a garden home. Although the number of respondents who would consider purchasing a townhouse decreased with income, 251 or more of each income group responded positively. Of the respondents, 671 felt well-designed garden homes should be included in single family neighborhoods; 24.41 did not. 55.31 felt well-designed townhouses should be included in single-family neighborhoods; 34.31 did riot. Legal 1. Sternlieb and Sagalyn, Zoning and Housing Costs, (1973). This study concerned the effect of publicly imposed land use controls upon the cost of single- family detached housing in New Jersey in 1971. Williams, in American Land planning Law, Section 66.43, page 136, sum- marized the finding of this study thusly; ".....the direct correlation between lot size and price was (as in previous studies) found to be weak and so, 'large lot zoning alone does not produce expensive housing.' (Id. at 66.) Yet, the study clearly accepted, with some reservations, the builders' standard argument that on a larger lot, it was necessary to build a larger house, at least where the differences in lot size were substantial. For this reason - plus, the high cost of subdivision improvements, and so of frontage - large lot and lot width turned out to be the next most important influence on housing cost after size of the house and the socio-economic status of the municipality. (Id. at 44.54). Thus, the effect of large lot zoning is not direct (through land cost) but indirect through the cost of frontage and the correlation between large lots and large homes. "The net effect of all of the above is to confirm what is becoming the generally accepted order of priority for the various influences upon the cost of single family, detached housing. The first two are the prestige of the community and house size (including requirements therefor). Lot size is a lesser factor, and its influence is mostly indirect (through frontage require- ments and their effect on house size) rather than direct (through land cost). Finally, if subdivision requirements were decreased for lower density, this would have an important effect." 2. Iowa Code, Section 414.2 empowers the city council to regulate and restrict the erection, construction, reconstruction, alteration, repair or use of buildings, structures or land within the zoning districts it creates. 'Ilius, the council could zone land to allow for its use as a mobile home subdivision. Iowa Code, Section 409.14 requires council approval of subdivision plats within the city or within two miles of the limits of the city after review and recommendation by the planning anti Zoning Commission. Also, under this section, the council as a condition of plat approval may require that the owner of the land bring all streets to a grade acceptable to the council and comply with such other reasonable requirements in regard to installation of public utilities or other improvements as the council may deem requisite. Thus, council has broad powers over subdivision plats, However, further study should be given to what substantive requirements should be applied to mobile home subdivisions as opposed to the current subdivision code. 3. Kordick Plumbing _& Heating Co. v. Sarcone, 190 N.W. 2d 115 (1971). 4. In exercising its home rule power in this area, the question becomes how far the city may go in legislating as to the rights and duties of property owners and tenants before it impermissably intrudes into the domain of private or civil law governing civil relationships, which is the province of the Iowa legislature. The city must take care not to enact ordinances which are inconsistent with state law (i.e., Chapter 562, Landlord and henant; Chapter 135 D, Mobile Homes and Parks). S. Iowa Code, Section 220.2 establishes the Iowa (lousing Finance Authority. Under Section 221.2, a governing body of a city which wishes to provide housing to lower income families is eligible to apply for participation in a rent supple- ment program. Such funds are made available by the authority to cities on a one-to-one matching basis with funds supplied by the cities that participate. Iowa Code, Section 403A.1 allows any two persons of full age, a majority of whom shall be citizens of the state, to organize themselves for the purpose of the ownership of residential or business property on a cooperative basis. Under 499A.2, the body cooperative may build and construct apartment houses or dwellings and lease, sell, or otherwise convey them among other things. As a corporation is a person within the meaning of the chapter, the possibility may exist for the city to become a member of a cooperative with other private corporations for the purpose of building apartment houses or dwellings. (Here Footnote 3 of Issue P is relevant in regard to Iowa Constitution, Article 3, Section 31, which prohibits appropriation of public money or property for local or private purposes unless allowed by two-thirds of the General Assembly.) It would appear that the city, becoming a member of a cooperative with other private corporations in order to provide housing for low-income residents, has the primary objective of promoting a public municipal purpose and does not primarily promote some private end. 'Ilius, it would appear to be constitutional. ISSUE Y: Mint should the City do to improve the quality of housing? By constantly improving the quality of housing in the City, not only are costs of future rehabilitation and redevelopment programs reduced, but they may be avoided. Additionally, by protecting the quality of housing, the City invest- ment in infrastructure is also protected. Alternative 1: Continue and expand rehabilitation projects. This alternative assumes that an active rehabilitation program is essential to improve the quality of housing that has deteriorated to some extent. Land Use and Social: 1. Will revitalize established older neighborhoods, ensuring continued utili- zation of facilities and services (e.g., schools). 2. Will enhance the image and identity of the neighborhoods. 3. Will encourage stability within the neighborhood and will probably increase property values. 4. Will not encourage efficiency in terms of land use or in provision of utili- ties and services as it will preserve lower -density housing in the downtown area. 5. Those actually receiving grants or loans will benefit the most. (Those people will be low and moderate income.) G. Neighbors and the community as a whole will benefit from improved appearance and increased housing supply. Economic: 1. Contributes to the long-term vitality of neighborhoods by providing incen- tive for further private investment in housing rehabilitation. 2. Permits continued use of structures of otherwise questionable longevity, which in turn helps maintain a balance in the supply of housing. 3. Increases property values, which builds the property tax base and increases revenues. 4. Decreases the pressure for expansion at the urban fringe and makes possible cost savings in the provision of city services as fewer extensions are required. 5. Could lead to the renewed use of existing schools in the central city as central city locations become more desirable for families. Environmental: 1. This will keep usable housing in older neighborhoods which are generally closer to the CBD, thus keeping automobile use (pollution and fuel con- sumption) at a lower level. 2. Psychologically, rehabilitation of deteriorating houses has a positive effect on the neighbors. 3. Rehabilitation programs will permit improved insulation and other energy saving measures. 4. These programs will probably prevent replacing of single-family houses by multifamily housing on the same lot. Multifamily housing in the middle of single-family residential areas produces negative effects. (See Issues T and IV.) 387, 0 Legal: The City currently is using Community Develorment Block Grants for housing rehabilitation. Therefore, the City will be given priority in obtaining housing rehabilitation loans for owners qualifying for them.l Thus, the expansion of rehabilitation projects through direct rehabilitation loans may be possible. Alternative 2: Investigate additional construction and site incentives for multifamily housing to encourage additional amenities (e.g., outdoor recrea- tion areas, balconies, porches). This alternative assumes that above a certain minimum, bonuses should be awarded to developers who provide amenities which increase the quality of housing. For the purpose of this analysis, the provision of private porches or balconies directly accessible to an individual unit, or the provision of common, open space facilities such as tennis and basketball courts, swimming pools, playgrounds and picnic areas will be considered to count toward the usable open space requirement in a ratio in excess of their area. As an example, if 400 square feet of usable open space is required per dwelling unit, a private balcony, which is 60 square feet in area and counts at a ratio of 2:1, would count as 120 square feet of usable open space. Land Use and Social: 1. Will enhance neighborhood image and identity. 2. Provision of additional amenities may increase stability. 3. Will probably increase property values. 4. Will be an efficient use of land. S. Additional amenities may include buffering which would benefit neighbors and residents. 6. Will probably increase housing costs (see comment). 7. Will encourage provision of recreation and open space areas within the complex, so will reduce need to travel. 8. Those who cannot afford the additional costs of amenities will be disad- vantaged by this alternative; however, plenty of alternatives without amenities already exist. 9. This may cost the developer, but it will provide choice and trade-offs in development. Economic: 1. If the incentive to the developer was at least equal in value to the cost of the desired amenity, or if it afforded him higher rents, the developer would likely provide it. 2. Would provide more flexibility to the developer which would lead to a more diverse mixture of amenities in the multifamily housing market. 3. Would require less intervention by the City since the requirements and the trade-offs for them would be clear to the developer, and he could make decisions within those constraints. Environmental: 1. This will probably result in less overall open space, but the space that _3- 11 0 exists will be usable for more different recreational activities. 2. If there is less overall open space, there will probably be less vegetation in general and fewer trees. 3. The availability of "on -the -spot" recreational facilities may reduce auto- mobile use somewhat and, thus, reduce fuel consumption and pollution. 4. Private porches and balconies provide additional space for individual use, which results in more comfort and psychological benefits. Legal: 1. Constitutional: Such incentives, if built into the zoning ordinance, would most likely be upheld as constitutional. The traditional test is whether such classifications are rationally related to a proper governmental purpose and whether all persons within the classifications are treated equally. Such an ordinance is accorded a presumption of constitutionality. 2. Code: No language in Iowa Code, Chapter 414, specifically authorizes incen- tive zoning, but neither does the chapter specifically prohibit it. Section 414.1 empowers the City to regulate and restrict the percentage of lot that may be occupied, the size of yards, courts, and other open spaces. Thus, having the provision of certain amenities count toward the usable open space requirement may be within the scope of Chapter 414 as a regulation or restric- tion upon open space. 3. Case Law: Indeterminate. (See Issue C, Footnote 4.) Alternative 3: present code requirements are sufficient control. This alternative assumes that present code requirements are sufficient to assure housing quality in the future. Land Use and Social: 1. Does little for neighborhood identity and image. 2. Results in limited choice, although as the housing supply increases, deve- lopers may find it necessary to offer amenities in order to be more competitive. 3. Allows developers to respond to the market which, except in times of housing shortage, should benefit both developer and renter. Economic: No significant economic impact. Environmental: 1. Under present requirements, housing does deteriorate with resulting negative impacts on the neighborhood. 2. Miere zoning permits, deteriorated single-family houses are replaced by multifamily housing with adverse effects (see Issues T and W) and loss of open space. .i. Current code requirements do not include energy conservation measures and much energy will continue to be wasted in older and deteriorating housing. Legal: Maintenance of existing code requirements would have 110 adverse legal impacts. -4- • SUMMRY TABLE Land Use 1lconomic Environmental and Social Legal Alternative 1 +/- + + + Alternative 2 +/- + +/- + Alternative 3 +/- + - + CO?PIENTS AND FOOTNOTES Land Use and Social Fifty-six percent of general survey respondents said "no" when asked if they would be willing to pay more for additional amenities. Twenty-nine percent said "yes". These responses were broken down by those renting or buying their homes and by the amount they were currently paying in monthly mortgage or rent. In general, 25-33% of the buyers were willing to pay more for amenities; 60-70% were unwilling to pay more. Renters tended to vary more on this issue (below). rent currently paid % willing to pay more % unwilling to pay more no answer number of respondents less than $100 39.6% 50.9% 9.4% 53 $100-190 42.0 48.9 9.0 376 200-299 32.5 57.4 10.1 169 300-399 21.2 67.3 11.5 52 400-499 0 80.0 20.0 10 500+ 50 50.0 0.0 4 TOTAL 37.1 53.1 9.9 680 Leal 1. 1977 Catalog of Federal Domestic Assistance, 14,220 Housing Rehabilitation Loans (312), page 455. These loans may be used to rehabilitate property located in federally assisted code enforcement areas, urban renewal areas, areas certified for later renewal, for properties in areas under a statewide Fair Access to Insurance Flan which are determined to be uninsurable because of physical haz- ards, Community Development Block Grants, and Section 810, Urban Homesteading Areas. Owners or tenants of property in these areas are eligible for direct loans for rehabilitation of residential and business properties by submitting _5 0 the appropriate forms to the local agency sponsoring the program. (In fiscal year 1976, 5000 loans have been approved financing the rehabilitation of 8,500 dwelling units.) 2. If incentive zoning is widely used, it will work a subtle change in the drafting of zoning regulations. 77ie orthodox approach to fixing limits on building is to permit as free a use of the land as consistent with the public welfare. 'rhus, setback restrictions are as shallow as the needs of the neighborhood require, and height and yard requirements are the minimum essential to the achievement of the objectives of the comprehensive plan. 1¢ith the use of the incentives, restric- tions will be imposed which are as stringent as is constitutionally permissible. For example, floor area ratios will not be the most generous as are consistent with the purpose of the comprehensive plan; on the contrary, they will be as stringent as the necessity to permit a reasonable return will allow. Lacking such stringent regulations, there will be little incentive to add the features which entitle the landowner to additional floor space. Anderson, American Law of Zoning, Section 9.23, page 150. 11 • ISSUE Z: Should the City provide housing assistance to lou -income residents? Council decision - yes. ISSUE AA: What activities should the City pursue to assure energy and resource conservation? Council decision - The City should establish energy efficient building design standards. The City should offer incentives for multifamily and cluster development. ISSUE BB and ISSUE CC: Delegated to the Resource Conservation Commission. ISSUE DD: Should a policy be adopted which encourages neighborhood preservation by protecting existing resources and eliminating blighting conditions while allowing change to occur? Protecting the quality of neighborhoods is an essential element in protecting the quality of housing and the City's interest. The alternatives hclow offer several ways in which the City can influence the quality of neighborhoods. Alternative 1: Selectively improve neighborhood streets, parks and schools. This alternative assumes the capital improvement budgeting will be used to upgrade neighborhood facilities in conjunction with housing programs. In some instances, major problems will need to be corrected; in other instances, only minor improve- ments are needed to bring a neighborhood up to the level of quality of the rest of the City. Land Use and Social: 1. Street improvements will probably increase safety and may, depending on the type of improvement, increase or decrease traffic flows. 2. Improving the quality of facilities in these neighborhoods will contribute sub- stantially to a successful housing program, probably increasing stability and property values. 5. Will improve neighborhood quality, image, and sense of identity, making it more attractive to prospective families. 4. Will be efficient in terms of land use because it makes the central city more attractive to more people, maximizing its use and increasing the chance for higher density. S. Will particularly benefit residents of neighborhoods where improvements occur, but also reduces pressure on other community facilities (e.g., schools). Economic: 1. Would encourage additional private interest in older neighborhoods by providing an improved investment climate. 2. Would enhance public investment in housing rehabilitation by providing an improved neighborhood living environment, which will in turn stimulate additional private investment. S. Ey improving and re -using existing neighborhoods, the pressure for continued expansion at fringe areas would be reduced, which in turn would reduce the need to expand city services in those areas. 4. Would enhance overall property values, leading to increased tax revenues and tax base. S. Could help to encourage families with children to settle in older neighborhoods, thereby making the continued use of centrally located schools feasible. G. Would likely require a large capital expenditure budget. Environmental: 1. In some cases, there will probably be increased vegetation through tree planting, with the resulting benefits of decreased temperature extremes, air and noise pollution. 2. There may be an increase in usable open space for passive or active recreation. 3971 0 -7 • 3. There will probably be aesthetic improvements which, in turn, reduce psycho- logical stress caused by ugly and blighted areas. 4. There will probably be a reduction of debris and litter (e.g., due to broken sidewalks and weed and rock -filled open space). Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: Such an approach is feasible though it would involve the Iowa City Community School District as well as the City, and would involve all the normal code requirements.l 3. Case Law: Indeterminate. Alternative 2: Revise zoning provisions to require buffering of harmful side effects. This alternative assumes that the new zoning ordinance would establish requirements for buffering or transitions between intense and less intense land uses (at the expense of the owner of the more intense land use). Land Use and Social: 1. Will ensure a quality and safe environment for adjoining land uses, so will probably increase stability of residents and property values. 2. Will allow for efficiency in land use as incompatible uses can be located closer together. 3. Will benefit adjoining uses and the community as a whole, at the expense of the owner. 4, May discourage the location of high density uses within the City's jurisdiction. Economic: 1. Could lead to increased housing costs for multifamily units since the cost of the buffering would likely be passed on to renters. 2. Would reduce the desirability of older, well-established neighborhoods as locations for multifamily housing since these areas would require multifamily complexes to provide large amounts of buffering. 3. Could lead to older neighborhoods being, once again, popular places for single family living. Environmental: 1. Required buffering would decrease the adverse edge effects of air and noise pollution, glare and temperature extremes due to intense land uses. 2. If buffering is "live", increased reduction of adverse edge effects will result through the filtering effect of trees and shrubs and their energy cycles. 3. Buffering will probably improve traffic circulation and help to reduce its negative impacts. 4. Buffering will probably result in a reduction of psychological stress caused by the adverse impacts of intense land uses. Legal: 1. Constitutional: Appears to raise no constitutional issue as long as the require- ments are reasonable and uniform. However if the buffering requirements are 0 0 based merely upon aesthetic considerations, such zoning requirements may be beyond the scope of the police power. (See Issue C, footnote.) 2. Code: Analysis of Issue V, Alternative 2, 2 -Code applies. 3. Case Law: Indeterminate. Alternative 3: The City should install additional signage and enforce traffic regulations strictly in residential areas. This alternative assumes that unprotected intersections in residential areas would be signed, and police enforcement of the new signage would be needed. Land Use and Social: 1. Will slow down traffic and may discourage the use of street by through traffic, 2. Will increase safety. 3. The size of the police force will need to be increased to provide enforcement of traffic regulations in the neighborhoods. 4. Will increase residential quality, encouraging stability of residents and property values. S. Through traffic will be encouraged to use arterial and collector streets rather than local streets. 6. Will benefit neighborhood residents, causing some inconvenience for motorists. Economic: 1. Would reduce the negative side effects of traffic in older, well-established neighborhoods, thereby making them more desirable places in which to live. 2. Could lead to a reduction in the volume of traffic and parking in older neigh- borhoods, placing less of a strain on infrastructure in those areas, thereby reducing maintenance costs. 3. Would probably require increased police and/or parking system patrols in those areas leading to increased operating costs, Environmental: No environmental impact. Legal: 1. Constitutional: Appears to raise no constitutional issue. 2. Code: The City has authority to install additional signage and enforce traffic regulations strictly in residential areas.2 3. Case Law: Does not apply. Alternative 4: The City should investigate traffic diverters at selected inter- sections to protect residential areas. This alternative assumes that in neighborhoods that are bothered by through traffic, traffic diverters (as illustrated in the trafficways report) would be used to prevent through traffic. The location of a diverter and its direction of traffic control would require a case-by-case study of the problem situations. Land Use and Social: 1. Will slow traffic, reducing through traffic. • 4 • 2. Will increase safety and can provide walkways for pedestrians. 3. Will require construction of diverters on problem streets. 4. Will divert traffic to other streets (which may include other residential streets). S. Will benefit residents on those streets, causing some inconvenience for motorists, and additional traffic on other streets. Economic: 1. Would reduce the desirability of older neighborhoods as through areas for traffic and help eliminate the negative side effects of it, making these areas generally better living environments. 2. Would require some capital expenditure for construction of the diverters. 3. Would reduce maintenance costs for streets by reducing the volume of traffic in older residential neighborhoods. 4. Would reduce some of the need for traffic patrols in older neighborhoods which could reduce operating costs. Environmental• No environmental impact. Legal: All such traffic control devices must conform to the state manual and specifications.4 SUMMARY TABLE Land Use Economic Environmental legal and Social Alternative 1 + + + + Alternative 2 + +/_ + + Alternative 3 +/_ +/_ + + Alternative 4 +/- +/- 0 + FOOTNOTES Legal In order to construct public improvements to be paid for in whole or in part by special assessments, the procedures of Iowa Code, Section 3S4.42 must be followed. General obligation bonds for city enterprises such as parks must be issued in accordance with Section .354.26, subject to the approval of the voters in the school district. The district is authorized to issue general obligation bonds for schools, and taxes for the payment of the bonds must he levied in accordance with Iowa Code, Chapter 76. 2. Under Iowa Code, Section 321.255, local authorities must place and maintain such traffic control devices upon highways under their jurisdiction as they may deem necessary to indicate and to carry out the provisions of the Motor Vehicle chapter or local traffic ordinances, or to regulate, warn, or guide traffic. All such traffic -control devices must conform to the state manual and specifications. Also, under Section 321.345, local authorities may designate through highways and erect stop signs or yield signs in accordance with specifications established by the Motor Vehicle Department at specified entrances thereto, or may designate any intersection as a stop intersection or as a yield inter- section and erect like signs at one or more entrances to such intersection. 3. See Iowa Code, Section 321.255, which is summarized in Footnote 2 above. 0 0 ISSUE EE: Should industrial growth and development he encouraged? Council decision - Encourage the attraction of new and the expansion of existing industrial concerns. 5971 1; - / BUDGET 0l -l-7, 197� Qelaaf MANUAL. FY 79 IOWA CITY . IOWA 3872 TABLE OF CONTENTS Introduction . . . . . . . . . . . . . 1 Management by Objectives . . . . . . . . . . . . 3 General Continents . . . . . . . . . . . . . 5 Departmental Submissions . . . . . . . . . . . . 6 Decision Units . . . . . . . . . . . . . . . . 6 DecisionPackage . . . . . . . . . . . . . . . . 8 Priority Ranking . . . . . . . . . . . . . . . . 10 Personnel Worksheet . . . . . . . . . . . . . . . 11 Operating Expenditures . . . . . . . . . . . . . 12 Capital Improvement Program. . . . . . . . . . . 12 Capital Outlay . . . . . . . . . . . 13 Equipment Replacement Schedule . . . . . . . . . 13 Preparation Summary . .. . . . . . 14 Coordination with Boards & Commissions . . . . . 14 Responsibilities . . . . . . . . . . . . . . . 17 Budget Timetable . . . . . . . . . . . . . . . 20 APPENDIX: Sample Goals and Objectives 24 Sample Decision Package . . . . . . . . . . . . 25 Sample Priority Ranking . . . 29 Sample Expenditure Detail (Personal Services). . 32 Sample Capital Outlay. . . . . . . . . . 33 Sample Equipment Replacement Schedule . . . . . 34 Standard Purchasing List . . . . . . . . . . 35 Zero Base Budgeting in Wilmington. . . . . 38 CDBG Application Preparation and Submission Timetable . . . . . . . . . . . . . . . . . . . 48 BUDGET MANUAL I. INTRODUCTION Attached are the N 79 budget instructions. 'rho major change is the adoption of a Zero Base Budgeting format. The name Zero Base Budgeting is a misnomer. It should appropriately be ]mown as "incremental or variable level budgeting". This is not a totally new concept,for Zero Base Budgeting is built upon the foundation of Management by Objectives, expenditure alternatives, and priority setting, all of which are currently utilized in the budget process. Zero Base Budgeting is a five-step process: 1) The establishment of decision units. The unit is the structure around which decisions are made. Generally, these units will be consistent with the existing organizational or budget structure, except when a further division would better permit decisions to be made on a program level. 2) The division of these units into alternative service levels. The levels are specified in the budget instructions. 3) The analysis of service levels. 4) Establishment of alternative levels of funding. 5) The priority ranking of all service levels. While this process adds new dimensions to your budget preparation, it is believed that your efforts will tend to become more analytical and innovative and reduce the mechanical nature of budget preparation. The principal reasons II II II '! II -z- for the adoption of the Zero Base Budgeting process are: 1) Strengthens the MBO and priority setting elements of the budget. Z) Facilitates the reallocation of resources. 3) Provides the potential for more innovation. 4) Provides for alternative policies for consideration by the Council. 5) Increases the role of the budget as a management policy tool for effective decision making, and de-emphasizes the Council's tendency to become involved in financial minutiae. 6) Provides another vehicle for measuring efficiency and effectiveness. 7) Provides another tool for measuring the competence of department and division heads. It is recommended that all department and division heads review the zero base budgeting literature which is included in this manual. If you have any questions concerning the budget preparation, the City Manager and the Finance Department will be pleased to assist you. Therefore, departmental budget submissions which do not follow the procedures or are incomplete will be returned to the department director for completion. -3 - II. MANAGEMENT BY OBJECTIVES M80 requires goals and objectives to be periodically evaluated to see if they are being achieved within time limits. Department directors will schedule review sessions for goals and objectives on quarterly basis with their division heads and the City Manager for fiscal year 1979 beginning October 1, 1978. The MBO review sessions for FY 78 begin October 31, 1977. The MBO process should be utilized in the same manner as in the FY 77 budget with more emphasis placed on quarterly assessments of division and departmental progress toward stated goals and objectives. To as great an extent as possible, the goals should be related to the management of the division or function. A. Goals and Objectives (Form B-1) The submissions for each decision unit will include a statement of the unit's goals to be accomplished in FY 79, and a list of objectives which will measure accomplishment of these goals. Form B-1 will be used for the submission of goals and objectives. The preparation of this form by each decision unit will facilitate the preparation of the department budget. Use the following instructions: 1. To determine to which fund and to which program your decision unit belongs, refer to the list of decision units by fund and program on page 6. 2. "Function" - Function refers to the department within the program. Generally, the function description included in the FY 78 budget will be used. Departments and divisions are to indicate changes where appropriate, and/or prepare a new or -4 - revised function description where there has been a reorganization. 3. "Activity" - Activity refers to the decision unit being used. A decision unit is an activity or group of activities which management determines is meaningful for planning, analysis, and review. 4. "Activity Goals" - This should be a one or two sentence statement on intent or purpose of the function. A goal is a concise statement of the purpose of the organization, or its reasons for existence. A goal provides a framework within which the organi- zation operates and a target toward which it can work. 5. "Activity Objectives" - An objective is a clearly defined and attainable target for achievement within a specified time span and within available resources which represents measured progress toward a goal. This should be a series of short statements describing how the goal will be achieved. This is comparable to the goal portion of the FY 78 budget. Remember that objectives describe the desired impact on a situation or specific result which will be produced by the services provided. State objectives in terms that permit quantitative measurement toward achievement, and specify an expected completion date for each objective. -5- G. "Activity Measurement" - A measure is a method of determining the extent to which an objective is being met or the degree to which an observable impact on a specific problem or need is being realized. Measurement criteria should rate the effectiveness of an objective by considering the workload of the unit, the demands placed on the unit, and workload fluctuations. A minimum of one performance indicator, with a specific method of measurement for each objective will be required. The information will give the City Council criteria for evaluating the success or failure of the various services being provided. Department and division heads seeking additional information should utilize the publication entitled, "Measuring the Effectiveness of Basic Public Services", February 1974, published by the Urban Institute in conjunction with the Inter- national City Management Association. Also, the Finance Depart- ment has additional reference materialfor review. 7. "Activity Analysis" - The activity analysis is used to explain or clarify any statements made in the above three categories and to point out difficulties in achieving goals or objectives, where appropriate. III. GENERAL CGN NPS Form B-1, Goals and Objectives, will be due on October 14, 1977. This form is to be typewritten with one copy sent to the City Manager and the other copy sent to the Finance Department. Please note the Budget Timetable (p. 20) for dates and times for discussion of your goals and objectives. '1 go IV. DEPARTMENTAL SUBMISSIONS All departmental budget submissions will be prepared and typewritten on Forms B-1, B-2, B-3, B-4, B-5, B-6, B-7, and B-8. The original will be given to the Finance Department, one copy will go to the City Manager, and the other will be retained by the department. V. DECISION UNITS The following decision units by program and department will be used: GENERAL FUND: ADMINISTRATION PROGRAM City Council City Clerk City Attorney City Manager Hunan Relations: General Personnel Administration Civil Rights Commission 4 Specialist Collective Bargaining Civil Service Finance: General Finance Administration Purchasing Treasurer Accounting Public Works: Public Works Administration Government Buildings CQ�N4INITY DEVELOPMENT PROGRAM Community Development - Current Planning HCDA Block Grant Urban Renewal 1 -7- O NWITY DEVELOWEW PROGRAM (CONT.): :lousing & Inspection Services - Building Code Inspection Housing Code Enforcement Public {Yorks - Engineering PUBLIC SAFETY PROGRAM Police - Fire - Police Admin. $ Training Fire Prevention Patrol $ Traffic Firefighting Investigations Fire Administration Records & Communications Fire Training Animal Control TRANSPORTATION PROGRAM Public Works - Traffic Control Mass Transportation Street System Maintenance ENVIROMbSffAL PROTECTION PROGRAM Parks & Recreation - Cemetery Public Works - Recycling LEISURE F, CULTURAL OPPORTUNITIES PROGRAM Parks Recreation - Parks $ Recreation Administration Recreation Parks Forestry $ Weeds Library - Library Administration Children's Services Adult Services Circulation Services 11 -8- The following decision units do not fit within a program, but ieach unit is required to complete a decision package: iENTERPRISE FUND: Public Works i Pollution Control Water Operations Refuse Collection i Landfill Equipment Maintenance Finance Fa—rkl'ng Airport The following divisions are not required to prepare decision packages and priority rankings, but are required to submit line item budgets on November 21, 1977: HCDA Block Grant Assisted Housing VI. DECISION PACKAGE A decision package is a document that identifies and describes the specific activity or decision unit in such a manner that management can: 1. Evaluate and rank it against other activities competing for the same or similar limited resources. 2. Decide whether to approve or disapprove it. A decision package contains various service levels for each decision unit described. For each decision unit, a budget is to be prepared indicating at least three levels of service. In some instances, more than three levels of service will be included. For example, -s - the enclosed sample decision package for Street System Maintenance includes four service levels. At this point, "projected budget level" is the amount budgeted for IY 78 plus expected increases in personnel costs and a 3% increase for all other expenditures. The three required service levels are: �S 1) at least 10% below the projected budget level 2) The projected budget level g 4 = �' 3) 100 or more above the projected budget level Each additional level up to a maximum of five levels should represent incremental increases. Each level is to be described by pointing out what services could be provided at the budgeted figures and the accompanying advantages and disadvantages. As noted in the sample decision package, four alternate levels are provided. Funding at Level 1 or Levels 1+2 would mean providing a lower level of service than is presently being provided. Likewise, funding at Levels 1 + 2 + 3 + 4 would means an increase in the level of service. The dollar amounts included in each level of the decision package represent funding for that level only. Each additional level is then added so that the total number of levels taken together represent the total service package and the cost of providing that service. In addition, the following description of each part of the decision package will be helpful. 1. Activity Description State and describe the methods, actions, or operations necessary to perform the package (i.e. what you will do and how you will do it). -10- 2. Advantages/Benefits State the results to be realized by performance of the package. Bmphasis should be placed on quantifying the results. For example, an advantage might be to increase revenue, make something more efficient, provide better service, etc. 3. Options State the different ways of performing the activity, function or operation. For example, assigning the activity to another department, hiring a consultant to perform the same task, etc. 4. Consequences State what will happen if this package is not approved. State the legal, financial, procedural, and/or organizational changes that will have to be made if the package is not approved. VII. PRIORITY RANKING (FORM B-3) Each department head is to prepare a ranking of all decision unit service levels by program within their department. Form B-3 will be used for this purpose. The units will be ranked beginning with the more basic service levels to the least important service level. A priority ranking will then be prepared by program which will necessitate discussion and agreement of all department heads under each program. (See the sample "Priority Ranking by Program" in the Appendix) The City Manager will decide total funding for each program. 0 -11 - VIII. PERSONNEL WORKSHEET (FORM B-4) 1. The Hhnnan Relations Department will supply to each department a list of present employees' salaries by decision unit by October 19, 1977. Department and division heads should then review the information, and after discussing their proposed personnel needs with both the Hannan Relations Department and the City Manager, submit on Form B-4 a list of their employees with total annual salary by decision unit. Fringe benefits (health and life insurance) and workmen's compensation will be included on the bottom of Form B-4. A grand total therefore includes a total dollar amount for personnel plus a total dollar amount for fringe benefits. 2. Personnel costs will be controlled by the AFSCME contract and projected settlements with the Police and Fire personnel. The Personnel Department will inform departments of the percentage increase for personnel costs. 3. Requests for additional personnel shall be approved by the City Manager before November 4, 1977. If the City Manager authorizes a requests for additional personnel, the department director or division head will include a complete explanation in the appropriate level of the decision package. 4. All personnel sheets (Form B-4) are to be submitted on November 21, 1977. -lz- ' S. In preparing the personnel worksheets, the Human Relations Department, in consultation with the City Manager and the Department Heads, will establish historic vacancy levels and reduce the level of personnel expenditures for each department ' and division accordingly. Division and Department Heads will ' have to explain in their decision packages why a decrease exists in the number and dollar amounts for authorized personnel. IX. OPERATING EXPENDITURES ' In FY 79, department operating expenditures, other than personnel, ' shall not increase more than 3%. If extraordinary conditions require a budget increase over 3% for commodities, services and charges, ' and/or capital outlay for any proposed service level in the decision package, then that department or division head must receive approval ' by the City Manager before November 4, 1977. X. CAPITAL DIPROVO4W PROGRAM ' The five-year capital improvement program requests will be prepared on Forms B-5 and B-6. Departments are to submit items for each of ' the five years beginning with FY79 through and including FY 83. 1. Individual project estimates are to be completed on Form B-5 ' with a statement of capital improvement project need to be completed on Form B-6. ' -13- 2. Departments must include a source of funding for all projects. 3. A preliminary flow chart for FY 79-83 will be distributed on January 6, 1978 to all departments for City Council discussion on January 16, 1978. XI. CAPITAL OUTLAY (FORM B-7) A listing of capital outlay items will be prepared on Form B-7. Capital outlay items include such things as desks, typewriters, chairs, cars, small trucks and other motor vehicles. 1 Capital outlay is distinguished from capital improvements in that ' the former are individual equipment purchases with a limited life whereas the latter are long-term projects that need planning and ' large dollar amounts for completion. XII. EQUIMOff REPLACRAEW SCHEDULE (FORM B-8) In order to plan for the depreciation of equipment and for its eventual replacement, department and division heads will complete ' Form B-8. The Purchasing Agent will be responsible for preparing Form B-8 for all pool vehicles. The department or division head 1 will be responsible for completing Form B-8 for all other vehicles ' and equipment. -14- XliI. I'RE-PARATION SUMMARY All goals and objectives sheets (Form 13-1) are due on October 14, 1977. Each department is to submit one copy of their proposed budget to the City Manager and another copy to the Finance Department. These submissions are due on November 21, 1977 and should be submitted in the following order: 1. a cover sheet identifying the program and department. 2. a current organizational chart of the department which includes the number of assigned full and part-time personnel. 3. Forms B-1 - Coals and Objectives B-2 - Decision Package B-3 - Priority Ranking B-4 - Personnel Sheet - CIP B-6) B-7 - Capital Outlay B-8 - Equipment Replacement Schedule XIV. COORDINATION WIT1i BOARDS AND COMMISSIONS A. Budget requests for a board or commission with department liaison will be incorporated into the departmental budget submissions. Capital outlay requests for boards and commissions will be specifically identified within the department budget. B. All budget requests for boards and commissions will be submitted in accordance with the enclosed schedule. The staff person listed is responsible for contacting the board or commission chairperson and assuring that the board or commission is provided with sufficient staff support and submits the budget in accordance with the schedule. If, at the time of the budget submission there is an disagreement between -15 - the staff person and the hoard/commission, a discussion of those areas of disagreement is to be included. C. The department heads designated are responsible for insuring communication with and adequate time for consideration of the budget by the board or commission. In situations where the board or commission is directly involved in the functioning of the line department, such as Parks and Recreation and Library, the department head will review preliminary budget proposals with the board or commission and, in cooperation with the chairperson insure that the board or commission has sufficient time to consider the proposals and develop program priorities. -16 - BOARDS AND COtiMISSIONS Goals $ Objectives Staff Required? Liaison Airport Commission Yes Melvin Jones Committee on Community Needs Yes Julie Vann Johnson Co. Regional Planning Comm. Yes Neal Berlin Riverfront Commission Yes Dennis Kraft Board of Library Trustees Yes Lolly Eggers PALS Yes Linda Schreiber United Action for Youth Yes Linda Schreiber Johnson Co. Council on Aging Yes Linda Schreiber Mayor's Youth Employment Program Yes Linda Schreiber Other Social Service Agency Yes Linda Schreiber Board of Adjustment No Dennis Kraft Board of Appeals No Mike Kucbarzak Board of Electrical Examiners $ Appeals No Mike Kucharzak Board of Examiners of Plumbers No Mike Kucharzak Civil Service Commission Yes June Higdon Housing Commission Yes Mike Kucharzak Hunan Relations Commission Yes Sophia Zukrowski Parks $ Recreation Commission Yes Dennis Showalter Planning and Zoning Commission Yes Dennis Kraft Ralston Creek Coordinating Committee Yes Richard Plastino Design Review Committee Yes Dennis Kraft Resource Conservation Commission Yes Roger Tinklenberg U II I II II II -17- XV. RIISPONSIBILITIES MY KNNAGER: 1. Prepares and coordinates overall presentation strategy/content/ format. 2. Reviews goals and objectives. 3. Provides departments direction regarding content of program document, information required of them, overall orientation toward budget. 4. Recommends and decides allocation of resources in conjunction with Council direction. S. Interfaces with Council and translates priorities into budget content. FINANCE: 1. Compiles financial document and computes summary information. a. Each department will receive a printout of their actual FY 76 and FY 77 expenditures, as well as their budgeted FY 78 expenditures. This printout should be used as a guide in preparing the FY 79 decision package. (October 7, 1977) 2. Computes estimates and distributes them to departments, i.e. revenues, expenses, cost increases, common use item costs (phone, uniforms, insurance and fringe benefits). See Standard Purchasing List in the Appendix. 3. Generally assists departments as requested. 4. Assists in coordinating budget process. I 11 II -18- 5. Assists City pianager in interfacing program document and financial document. 6. Coordinates financial document format with Manager and Council. 7. Prepares financial charts and graphs. 8. Prepares explanation of reconciliation of budgeted transfers. HUMAN RELATIONS: 1. Provides personnel related information. 2. Specifically provides detail salary information, life insurance, Workmen's Compensation, Blue Cross/Blue Shield, IPERS, FICA. 3. Coordinates closely with departments on changes, contract and non -contract employees'salaries, overtime, exceptions, etc. 4. Provides information on contract settlements. DEPARTMENTS: 1. Prepare decision packages 2. Establish goals and objectives and performance indicators information for program document, and other information as requested. 3. Meet with other departments within each program to complete program budget. 4. Suggest alternative projects, revenues, cuts, etc. 5. Support/present information to Council. 6. Assist Finance Department with revenue projections. I 19 - BOARDS AND COMISSIONS: ' 1. Establish goals and objectives in accordance with the MBO program. 2. Coordinate budget request with department liaison. -20- XV1 FY79 BUDGET TIMETABLE PART I GOALS AND OBJECTIVES August 8, 1977 (Monday) Discussion of FY78 budget with Council; problems and solutions; discussion of FY79 budget process September 12, 1977 (Monday) Discussion with Council on Zero Base Budgeting September 14, 1977 (Wednesday) Discussion of FY79 budget process; Zero Base Budgeting with Department Directors. Council discussion with Clayton Ringenberg on goals and objectives for FY79. September 16, 1977 (Friday) 10:00 and 2:00 Discussion of Zero Base Budgeting with Department and Division Heads. Work Session I September 27, 1977 (Tuesday) Public Hearing N1 on FY79 budget process. October 3-7, 1977 Budget information packets to all area agencies. October 12-13, 1977 CCN public meetings on the budget. October 14, 1977 (Friday) Written goals and objectives and preliminary productivity indicators and measurement criteria due in City Manager's office. October 17, 1977 (Monday) FY 77 annual audit discussion with Council. October 18, 1977 (Tuesday) Discussion of Goals and Objectives: 8:30 - 9:30 a.m. Administration 9:30 - 11:00 a.m. Public Works 1:30 - 2:30 p.m. Legal 2:30 - 3:30 p.m. Community Development 3:30 - 4:30 p.m. Library October 19, 1977 (Wednesday) Discussion of Goals and Objectives: 8:30 - 10:00 a.m. Finance 1:30 - 2:30 p.m. Police 3:00 - 4:30 p.m. Housing $ Inspection Services Human Relations completes update of FY78 personnel costs and forwards data to Finance for preparation of budget amendments. -21- October 21, 1977 (Friday) Discussion of Goals and Objectives: 9:00 - 10:00 a.m. Fire 10:00 - 11:30 a.m. Human Relations 1:30 - 2:30 p.m. Parks and Recreation October 24-31, 1977 Human Relations discusses FY79 personnel needs with division and department heads. October 31, 1977 (Monday) Quarterly MBO and performance review with Council November 1-18, 1977 Community Development prepares (ICDA budget. November 10, 1977 CCN holds final HCDA budget meeting. PART 2 FINANCIAL/ADMINISTRATIVE BUDGET REVIEW November 7, 1.977 (Monday) Budget discussion with Council - Financial Condition of City (Department of Finance) November 15, 1977 (Tuesday) Preliminary revenue projections to City Manager. November 21, 1977 (Monday) All budget proposals submitted to City Manager and Director of Finance. Council review of CCN's recommendation of HCDA budget. November 28, 1977 (Monday) Council review and approval of HCDA budget December 1, 1977 (Thursday) 8:00 - 9:00 a.m. Review of Budget Proposals (City Manager, Finance Director, Admin. Asst. - Finance) 9:00 - 11:00 a.m. Human Relations 1:00 - 2:00 p.m. City Clerk, Administration 2:00 - 3:30 p.m. Finance 3:30 - 5:00 p.m. Legal December 2, 1977 (Friday) 8:00 - 9:30 a.m. Housing and Inspection Services 9:30 - 12:00 a.m. Public Works 1:30 - 2:30 p.m. Police 2:30 - 3:30 p.m. Fire 3:30 - 5:00 p.m. Parks and Recreation HCDA budget proposal to Council -22 - December 5, 1977 (Monday) 8:30 - 10:30 a.m. Community Development 10:30 - 12:00 Library December 6, 1977 (Tuesday) Public hearing on use of General Revenue Sharing funds Public hearing #2 on FY79 budget Public hearing on HCDA budget. December 6-20, 1977 Final preparation of proposed FY79 budget December 8, 1977 (Thursday) Reconciliation of administrative adjustments 8:00 - 8:30 Administration 8:30 - 8:45 City Clerk 9:00 - 10:00 Public Works 10:00 - 10:30 Legal 10:30 - 11:30 Community Development December 9, 1977 (Friday) LAST DAY TO MAKE CHANGES TO FY79 PROPOSED BUDGET 8:30 - 9:00 Finance 9:00 - 9:30 Police 9:30 - 10:00 Fire 10:00 - 10:30 Human Relations 10:30 - 11:00 Parks and Recreation 11:00 - 11:30 Housing and Inspection Service December 13, 1977 (Tuesday) Set date for HCDA hearing PART 3 COUNCIL BUDGET REVIEW December 23, 1977 Proposed FY79 Budget given to Council January 4, 1978 (Wednesday) Pre -budget hearing for public - discussion of FY79 budget process January 9, 1978 (Monday) Council budget review begins: 1:30 - 3:00 Police 3:00 - 4:30 Fire Quarterly MBO and performance review with Council January 11, 1978 (Wednesday) Council budget review: 7:00 - 8:00 p.m. Administration 8:00 - 8:45 p.m. City Clerk 9:00 - 10:00 p.m. Human Relations II 0 -23 - January 16, 1978 (Monday) 1:30 - 3:00 p.m. CII' 3:00 - 5:00 p.m. Public Works January 18, 1978 (Wednesday) 7:00 - 9:00 p.m. Parks and Recreation 9:00 - 10:00 p.m. Finance January 23, 1978 (Monday) 1:30 - 4:30 p.m. Community Development January 24, 1978 (Tuesday) Second public hearing on General Revenue Sharing January 25, 1978 (Wednesday) 7:00 - 9:00 p.m. Aid to Agencies January 30, 1978 (Monday) 1:30 - 2:30 p.m. Library 2:30 - 3:30 p.m. Airport Commission 3:30 - 5:00 p.m. Housing and Inspection Services COUNCIL APPROVAL OF PRELIMINARY BUDGET PART 4 BUDGET APPROVAL AND CERTIFICATION February 7, 1978 (Tuesday) Council sets budget hearing date 3 T.> >�rss si February t, 1978 (Tuesday) �1 City Clerk publishes budget hearing notice February 18, 1978 (Friday) Public distribution of budget February 27, 1978 (Monday) Informal budget informational meeting for public February 28, 1978 (Tuesday) Budget Public Hearing March 7, 1978 (Tuesday) Council approval of budget March 15, 1978 (Wednesday) Budget Certification Date I HIND Conerai PRWRNM Transportut ion.. -24 - GOALS AND OBJECTIVES IUNCH ON Public Works ACH VITY Strcet System Maintenance ACTIVITY DESCRIPTION: The function of the Street Division is to provide maintenance and improvement of the street system of the City. Specific work functions include repair and improve- ment of streets, alleys, bridges, and sidewalks; removal of snow; removal of leaves; cleaning of streets and catch basins; and minor work on City -owned buildings. ACTIVITY GOAL: 1) To provide a satisfactory and economical level of repair and maintenance to the City's street system and storm drainage facilities. 2) To establish a system based on empirical quantification to eliminate oversights and develop long-range planning for street system maintenance. ACTIVITY OBJECTIVES: 1) Reduce citizen complaints through more effective programs. 2) Improved cleanliness of streets 3) Improved snow removal 4) To obtain in-depth analysis of street system operations 5) Reduce idle equipment time. ACTIVITY MEASUREMENT: 1) Volume of complaints received - compare FY78 to FY79 2) Visual observation of street cleaning 3) Comparison of accident reports FY77, FY78, FY79. 4) Computerized management reporting system a) Standard vs. actual output per man hour b) % of work performed (scheduled vs. unscheduled) c) amount of work performed (planned vs. actual) d) labor utilization 5) Vehicle utilization report which mentions actual amount of productivity time vehicle used. ACTIVITY ANALYSIS: Achievement of above objectives will present insight into problem areas such as equipment idle -time, productivity, priorities, high cost maintenance items and should allow remedial action to be taken both during FY79 and FY8O. 'Items which appear to be more expensive done in-house could be contracted out with the assurance that it was more economical. 'Prefer Level 4 of the decision package because it incorporates all of the necessary preventive maintenance programs needed to reduce long range replacement costs and removes the Street Division from a complaint oriented unit to a much more scheduled ' and structured organization. DATE: SEPTEMBER 7, 1977 DEPARTMENT: PUBLIC WORKS (Street System Maintenance) PREPARED BY: UNIT: BASIC STREET REPAIR LEVEL 1 OF 4 APPROVED BY: ACTIVITY DESCRIPTION: RESOURCES CURRENT ' BUDGET - Provides for concrete emergency repair REQUIRED FISCAL YEAR FISCAL YEAR - Provides for street sweeping - Provides for the repair and construction of sidewalks, curbs and 11 gutters. No. Personnel 11 - Provides for the repair and replacement of catch basins; builds -v. 86 375 and repairs bridges, railings and wings; snow plowing of major Personal Ser 80 724 arteries; spreading salt/sand on major arteries. Commodities 104,300 107,429. erv. 6 Charges 105 737 108,909 - Provides for repair of guard rails, hot mix patching. - Provides for temporary repairs (curbs, sidewalks, streets) Capital Outlay 227,800 234,634 TOTAL 518,561 537,347 ADVANTAGES/BENEFITS: - Provide basic services of street sweeping and repair - Provide for continual replacement of existing equipment - Would eliminate law suits from negligent maintenance - Provide for adequate traffic flow during inclement weather OPTIONS: - Basic street repair could be done by outside contractors, which may result in increased cost and unsatisfactory response time. - Limited emergency repairs could be provided by other departmental support units CONSEQUENCES: Will result in increased long range replacement cost which may exceed the basic repair cost - Citizens complaints about condition of streets and sidewalks (increase) -'This service level directly related to number of personnel and amount of resources allocated. - This level represents basic maintenance of City's streets at a level desired by Council - No street repair done unless specific request made. DATE: September 7. 1977 DEPARTMENT: PUBLIC WORKS (Street System Maintenance) PREPARED BY: UNIT; Administration LEVEL 2 OF 4 APPROVED BY: ACTIVITY DESCRIPTION: - Provide management and supervision of the Street System Maintenance Division RESOURCES REQUIRED CURRENT FISCAL YEAR ' BUDGET FISCAL YEAR No. Personnel 2 3 - Provide for coordination of building, yard 6 equipment maintenance. - Provide support and counsel to Public Works Director on street - Personal Serv. 31,75944,980 related matters. - Provides training and guidance in methods and safety. - Provides guidance in the development, maintenance, and repair of Commodities 50 52 erv. s Charge=_ 500 515 streets, bridges, sidewalks. - Prepares work orders and makes inspections during operations - Provides work schedules and timetables for maintaining City Capital Outlay --- --- thoroughfares - snow removal, street sweeping, removal of leaves - Provide secretarial support for the division, maintain adequate time 'records, filing, prepares payroll; investigates and resolves citizen TOTAL 32,309 45,547 and staff i ADVANTAGES/BENEFITS: - Provides continuity and leadership to the Street System Maintenance Division - Provides technical directionfor the repair and improvement of streets, bridges, sidewalks, alleys. - Provides guidance for division during emergencies (storms, catastrophe) - Provides for establishment of standard operating procedure, discipline, public relations, standard unit cost, quality control, and upkeep of financial records. - Satisfactory investigation of citizen complaints; improved budgetary control Improved interdepartmental cooldination of, street related prpblems/Improved long/short-term planning - Increased secretarial support `from part-time CETA to full-time) would allow mans ement to concentrate on inspections, supervision and guidance to the division. OPTIONS- - Management and supervision could be done by other divisions in the Public Works Department or the Director - Technical direction and assistance may be done by consultants, other qualified City personnel, or in-house training of maintenance workers. CONSEQUENCES:- Decreased level of investigation and follow-up on citizen complaints; large workload would be transferr to other employees (e.g. budget preparation); lack of immediate supervision discipline would lead to abuse of City time - Would likely lead to a deterioration in the current service level and would create a haphazard program of street mai - Span of supervision should be no greater than 7 employees per supervisor and would exceed that if no immediate superN Provided. - Unit would become uncontrollable fiscally resulting in possible budget overruns. Lsic M DATE: September 7, 1977 DEPARTMENT: PUBLIC WORKS (Street System Maintenance) PREPARED BY: UNIT: BASIC PREVENTIVE MAINTENANCE LEVEL 3 OF 4 APPROVED BY: ACTIVITY DESCRIPTION: " - Provides for plowing of snow from collector and hazardous streets RESOURCES CURRENT BUDGET - Provides for construction of barricades REQUIRED FISCAL YEAR FISCAL YEAR - Protides for removal of silt from drainage ditches 4 — Provides for loading of snow from parking lots and CBD. No. Personnel 4 - Provides for cleaning of catch basins and inlets Personal Serv. 50,812 54,369 - Provides for patching of unimproved roadways; provides manpower for mise. betterment projects as assigned by Council. Commodities --- --- - Provides for mowing of City -owned and state-owned right-of-ways - Provides for maintenance over rock roads and alleys. erv. 6 Charges --- --- - Provides for leaf removal, street flushing (limited) Capital Outlay --- --- - Provides for routine maintenance to barricades - Provides for spreading of salt and sand on collector and hazardous streets TOTAL 50,812 54,369 - Provides for services to Airport (i.e. mowing, repair of runways, snow removal) Provide for utility cut repair for non -City organizations; removal of desbris from accidents, fires or storms, nuisance abatement; limited debris removal (bridges and culverts) ADVANTAGES/BENEFITS: - Adds support to level 2 of 3 and provides an additional service level through extension and backup of street sweeping, snow removal, street repair, (bridges, sidewalks) - Provides for minimum preventive maintenance necessary to prevent deterioration of street facilities and citizen complaints. OPTIONS: - Request additional assistance during critical times from outside contractors which may result in increased cost and unsatisfactory response time. CONSEQUENCES: - Increased long-range cost of street repair and maintenance - Some streets would remain snow packed during winter months - Poor vehicular movement through City streets - Accidents causing potential liability to City - does not include asphalt or concrete crack sealing and any activities or level. DATE: SEPTEMBER 7, 1977 DEPARTMENT: PUBLIC WORKS (STREET SYSTEM MAINTENANCE) PREPARED BY: UNIT: Improved Street Repair & Maintenance LEVEL 4 OF 4 APPROVED BY: ACTIVITY DESCRIPTION: - Provides for rock surfacing of rock roadways RESOURCES CURRENT BUDGET - Provides for oiling of rock surfaces REQUIRED FISCAL YEAR FISCAL YEAR - Provides for asphalt spot and crack sealing - Provides for concrete crack and joint filling No. Personnel -- 7 - Provides for skin patching of oiled roadways - Provides painting of guardrails/handrails Personal Serv. -- 55,160 - Provides supportive manpower for other divisions & departments Commodities -- 50,000 - Provides manpower for work performed by force account - Provides labor for service building additions & improvements erv. & Charges -- 75,000 Outlay - Provides for oil storage tank facility and salt/sand storage facilitICapital 70,000 TOTAL -- 250,160 ADVANTAGES/BENEFITS: - Reduce citizen complaints to satisfactory level - Resolution of dust problems - Provide for crack sealing which will reduce deterioration of street surfaces - prevent hand/guardrail deterioration - Droved yard facilities resulting in improved efficiency - Provide backup for other division and departments in emergency situations - Provide for the initial inspection/design and coordination of the asphalt resurfacing programs, chip sealing, slurry sealing. OPTIONS: ' - Use of outside contractors (which would add to the basic cost for street maintenance) - Request for services from other departments could be referred to outside contractors CONSEQUENCES: - Possible further deterioration of street surfaces, guard/hand rails could result in higher replacemen - Increase citizen complaints concerning rideability and dust on rock roads - decrease response time for force account work (sidewalk replacement - private) - Deterioration of employee morale equipment, and efficiency if service building not improved. N m co: M MLEM M M M M! v! ='3= =R -vi TTY RANKING PREPARED BY: Miller &Keating PRCG:L\�! PUBLIC SAFETY ly _ APPRr;FED BY: ! LEbc ORG. I L T.—r �7. C` �., CM7VI Yi: R I EUDIGF1 Y: -!!,R n.� DCSCR1PTlCX C v 1\C/ TCIf �L $ 1= ?. 1 I Patrol and Traffic 1 1 3 11 I 383,723 408,216 6 2 Firefighting 1! 3 1 i 391,421 I 416,405 6 3 Investigations 1 3 1 84,317 I i 89,699 i 6 Records and Communications 1 3 1 91,953 I , 97,822 I 6 S. i Patrol and Traffic 2 3 2 42,635 I 45,357 i 6 6 Patrol and Traffic 3 3 3 42,635 f 45,357 6 " 7 Firefighting 2 3 2 43,491 46,267 j 6 8 I Animal Control 1 3 1 41,383 ' I 44,025 6 f 1 9 ' i Police Administration $ Training 1 13 1 I 38,385 1 1 40,835 6 ! 10 Investigations 2 3 2 9,368 9,966 i 6 11 ( Firefighting 3 3 3 43,49146,267 I .• i 6 I ! M r M M M M M M M M M M NO3 11 i PRiCMTY RA\iiXG DEP,1Ri,.=1 P;tEP,12ED 3Y: Miller & Keating PRCGR-Jt PUBLIC SAFEf1 I �1 APPRGImL•D BY: _ LEYnL Cz iU\I: GRG, I �. GSE YEAR tt �iJ r l =�1R J5 R1\K i A\'D DESCRIPTiC\ I\7. ?CTS $ ?GTS 12 I Fire Training 1 3 i 1 66,661 70,916 6 f 13 Records & Communication I 2 3 2 102,170 108,691 I i 6 -( 14 Fire Prevention 1 3 1 I 29,644 31,536 6 ".15 i Fire Prevention 2 3 2 I I 3,294 3,504 i 6 ! 16 ! I Investigations 3 3 i 3 9,368 9,966 !f 6 I I 17 i Fire Training 1 3 1 7,417 I 7,890 6 ; i I 6 i 18 i I Fire Training 2 3 I 2 7,417 7,890 19 ' Fire Administration 1 1 3 i t ; 27,654 29,419 i 6 i ' 20 Fire Prevention 3 3 3 3,294 3,504 6 21 Records $ Commnication 3 3 3 112,386 119,560 I 6 I 22 I Animal Control 2 3 2 4,598 4,892 I .• i ' 6 , j t M O_ J 1- 1 kITY RANKING PRCGp,k%! PUBLIC SAFETY DFIVOM1\7 PREPARED BY: Miller 6 Keating AFPi<Ci t .EY: LEVEL I. C G. I "KI- \J. CF NO) I' C11ZF.fi\[ Yi<1R R \,A> c :L\'D DESCRIP iC\ ICTAL $ TOTAL 23 Fire Administration 2 3 2 I ' 3,073 3,269 i 6 j I 24 Police Administration $ Training 2 I , 3 2 4,265 4,537 I 6 f 1 25 Police Administration $ Training I 3 3 3 4,265 4,537 6 I 26 Fire Administration 3 13 I 3 i 3,073 3,269 6 27 I Animal Control 3 3 1 3 i I 4,598 4,892 ' 6 i f I - I 1,605,979 ' 1,708,488 I I 6 -32- STREET SYSTEM MAINTENANCE EXPENDITURE DETAIL CLASSIFICATION Et4PLOYEES AUTHORIZED BUDGET [ - FY 1978 FY 1979 FY 1979 6000 PERSONAL SERVICES BASIC STREET REPAIR (LEVEL 1) Maintenance Worker III Maintenance Worker II Maintenance Worker I ADMINISTRATION (LEVEL II Superintendent of Streets Asst. Supt. of Streets Clerk/Typist BASIC PREVENTIVE MAINTENANCE LEVEL III Maintenance Worker III Maintenance Worker II 4 4 48,048 3 3 30,314 4 4 35 610 11 11 1 ,972 1 1 18,695 1 1 15,498 0 1 9,636 3 3 43,829 2 2 4 IMPROVED STREET REPAIR 6 MAINT. LEVEL IV Maintenance Worker I 0 SUBTOTAL 17 FRINGE BENEFITS (Health, Life Insurance Workmen's Comp.) LEVEL I LEVEL II LEVEL III LEVEL IV TOTAL. 2 2 4 7 25 22,920 18,732 141,652 i 62,321 261,774 5,936 830 2,168 3,308 274,016 B-4 1 1 1 1 9000 CAPITAL OUTLAY CITY OF IOWA CITY 1'Y :1979 BUDGET EXPENDITURES DETAIL. FUND --_General PROL'RAI•I Transportation FUNC:HON Public Works ACTIVITY Street System Maintenance ' QUANTITY DESCRIPTION DEPARTMENT ESTIGL4TE AMENDMENTS T LEVEL I: As halt Street Sealing Program 50,000 Concrete Repair 10,000 Mudiacking Program 30,000 Extra -Width Program 10,200 _M Brid a Rail Paintinp 5,000 Dump Truck 11,000 Truck with Front End Loader 22,000 Snow Plows 5 17,800 Material S reader 2 12,000 Front End Loader45,000 Le Vacuum , Double Asphalt Kettle 12,83 SUBTOTAL 234 634 None LEVEL 3: None �. ELLVEL 4: Concrete Joint Router 70,000 ' ' Capital Outlay Summary 9100 Land 9200 Structures, Improvements, Buildings 9300 Equipment TOTAL. (Transfer Total to Budget Summary) -33- 304,634 ' CITY OF IOWA CITY FY 1979 Budget FUND General PROGRAM Leisure 6 Cultural Opportunities EQUIPMENT REPLACEMENT SCHEDULE FUNCTION parks s Recreation ACTIVITY parks DESCRIPTION AGE TRADE VALUE FY 1978 FY 1999 FY 1980 FY 19811 FY 1982 FY 1983 FY 1984 ESTIMATED 4 HP ARIENS TILLER (913) 76 500 MYERS PUMP (915) 69 GMC CREW -CAB PICKUP (916) 76 6.000 GMC CREW -CAB PICKUP (917) 76 GMC 2 TON DUMP 6.000 TRUCK W/FLAT BED 918 76 7,500 PARKER 35 VAC MACHINE (919) 76 800 DODGE 15 TON PICKUP 224 2 IHC CDB 5,000 5.000 IHC SNOW THROWER (925A) 74 IHC 4' TILLER (925B) 74 IHC 5' MOWER (9250) 74 IHC FRONT BLADE (925D) 74 TRIM MOWERS 1,600 TRASH COMPACTOR 4,200 PORTABLE GENERATOR 500 JACOBSEN SWEEPER (920) 76 TOTAL. ILMAL COST 25,800 36.050 34,200 32,550 28,400 1,000 -35- CITY OF IOWA CITY FY 79 BUDGET PREPARATION STANDARD PURCHASING LIST GENERAL OFFICE FURNITURE DESKS: Heavy Use - Modern or Traditional double pedestal metal desk - plastic laminate top: Top - 60" X 30" $315.00 Top - 60" X 36" - 6" overhang an approach side 330.00 Top - 70" X 36" - 9" overhang on two sides and front 360.00 Light Use - Modern or Traditional double pedestal metal desk with plastic laminate top. 60" X 30" top 200.00 Secretarial Desk - Traditional double pedestal desk with three box drawers, a center drawer and a stationery rack. Also has a folding typewriter rack and pulls out of side of desk - 60" X 30". 300.00 L-shaped desk group with a 60" X 30" top, and a 30" X 18" L top and a two drawer letter file: Heavy use 440.00 Light use 330.00 BOOKCASE: Metal unit with adjustable shelves: 2 shelves 80.00 3 shelves 90.00 TABLE: Metal leg table with formica top - 60" X 30" top 135.00 CHAIRS: Executive Arm (Traditional_Style) Sw ve arm with brushed c9me base and a combination of vinyl and cloth covering 135.00 2) Side arm chair with metal construction and a combination of vinyl and cloth covering 110.00 Executive Arm Modern Style) IT Swivel arm chair with brushed chrome base and a combination of vinyl and cloth covering 160.00 2) Side arm chair with metal construction and a combination of vinyl and cloth covering. 130.00 1 -36 - STANDARD PURCHASING LIST -2- CHAIRS: (CONT.) Clerical Posture Chair with brushed chrome base and a combination of vinyl and cloth covering: Traditional $109.00 Modern 115.00 VERTICAL FILE CABINET: 2 -drawer letter size with lock digit 115.00 2 -drawer legal size with lock 60.00 130.00 4 -drawer letter size with lock display 160.00 4 -drawer legal size with lock 12 180.00 LATERAL FILE CABINET: - light use 160.00 The price listed is for roll-out drawers, legal with printing lock, and with hanging frames from side to side: 2 drawer 155.00 digit 3 drawer 210.00 280.00 4 drawer 265.00 5 drawer 320.00 For options, contact the Buyer for prices. CREDENZA: Cabinet with 2 sliding doors and one adjustable shelf with lock 327.00 4 lateral file drawers with formica walnut top 435.00 CALCULATOR: 8 digit display - hand held - rechargeable 60.00 12 digit display only with memory 160.00 12 digit printing - light use 160.00 12 digit printing - punctuation - with memory 240.00 12 digit printing and display - with punctuation & memory 280.00 Costs vary with type and feature TYPEWRITERS: IBM Electric - Costs vary with carriage size and type: Correcting Selectric 840.00 Selectric 760.00 Acoustical Sound Hood 40.00 STORAGE CABINET: 36" X 18" X 78" with 4 shelves and lock 125.00 36" X 18" X 42" with 2 shelves and lock 100.00 ADDING MACHINE: 160.00 DICTATION EQUIPMENT: See Buyer 11 -37- RI BLI OGRAMY ' David W. Singleton, Bruce A. Smith f, J. R. Cleaveland, "Zero -Based ' Budgeting in Wilmington, Delaware" in Governmental Finance, August, 1976. (This article is included in the Budget Manual ' Peter A. Pyhrr, "Zero Base Budgeting", Harvard Business Review November/December 1970, pp. 111-121 Peter A. Pyhrr, Zero Base Bud etin : A Practical Mana ement Tool for ' Evaluating Expenses, New York: Jo IViley F, Sons, 1973. Logan M. Cheek, Zero Base Budgeting Comes of Age, AMACCM, New York 1977. ' David Leininger and RonaldC. Wong "Zero Base Budgeting in Garland, Texas", Management Information Service Report (IM), April 1976, Volume 8, #4. ' Donald N. Anderson "Zero Base Budgeting: How to Get Rid of Corporate Crabgrass" Management Review October, 1976. 1 II 1 1 1 1 I 1 1 J 1 II 1 Ma A,DITIONAL i3UDGi r1NG :USES ALMOST I;XCLUSIVELY ON I NCgEASES FROM YEAR TO 'YEAR IN ACCOUNTING CrxTFGORIES WITH LITTLE `,i ZST'EMATIC REGARD FOR PROGRAM PRIORITIES AND RESULTS. ZERO- ;;ASFD IIIJI)GIi1 I;it LOST•'.S ON -GONG ,•t!,"I'IVITIES':U'ITIF SAME ]INTENSIVE SCRUTINY USUALLY RESERVED FOR NFW ACTIVITIES, APPLYING ANALYSIS OF ALTERNATIVE METHODS OF SERVICE DELIVERY, Pi-,l'ERh1INING MINIMUM SERVICE LEVELS ANT) YSTEMA17CALLY APPLYING MARGINAL ANALYSIS TT:CIINIQUES TO I)ROVIDE DF,CISION ?•TAKERS A PRIORITY - ORDERED SFT OF BUDGET CHOICES In recent years, governments at every level have shown growing interest in adopting progressive management techniques. Those techniques are in stark contrast to such factors as tradi- tion and political considerations. which have historically played a central role in governmental man - ligament. The rapid growth in gov- ernmental rxpenditures in recent years, and the fiscal crises con- fronting many governmental units, have contributed significantly to the growing interest in adopting (hesm modern approaches to management. As in the private sector, the funda- mental area of management in the public sector is the planning - budgeting -accountability process. Consequently, it is in this area that a large share of public sector manage- ment concern and improvement has taken place.. Executive budgeting, performance budgeting and the pro- gram planning and budgeling system (I)PBS) all represent innovations— and advances—in this field. One of lhr• ma'nr d�V16aL'k5 !P most budgetiny3ystn11]15 Litsheir li.. results, A relatively new appruacn to planning and budgeting—zero hase 20—GOVERNMENTAL 1`I1,14ANCE—Au2utl 1975 bu dgul ing—aims In overcome l It is drawback by suljr._rling all proposed activities and (-Vnnditureti to lI i; type (rinlensive scn0fny normalf� rr.surve:J�rr �i_riiN7iseli-iiuw' pre: giaiiTs %ern base. budgeting, or %I3I). oginated in the private sector and has been little used in the public: sector. This artirlu presonts a cast. hislory/af its fmploowntatiun in the municipal government of Wilming- ton, Delaware. With it resident population of 110,000, and a daily commuter influx from ilia suburbs of another 60,000. Wilmington is far and nu•;q• Delm- wart.'s largest city, and its cummer- cial hub. The City also houses half of the state's welfare recipients, a quarter of the senior citizens, a quarhv of the persons with incnmrs helm\ the poverty line, and nearly a third of thecrime--although it repre- sents only 15 percent of tile, state's population. Since VI80, the city's resirlont pnpulilt iuu has drr.liuud 1% perrenl. Ful fisrnl 11170, Wihninglon'sgon- oral npuraling hudgut was $:-1.11 mil- lion, of which $!I.I million was an upendingsulully In Iho. IoLnl School dislrit 1. Iia addition, Ile Lily nptretes sopar.dr funds for its wader, sewer and Iytarine Terminal kiiwraliuns, lolaling511.9 million in Fisrel 1076, 7 I pnd administers another $111.'' mil - line annually in federal,'slale, and private grant fluids. Thu city's call - !fill budget for Fiscal 19711 amounted I0 $12.5 million. Wilmington's governmental strut. - lure, under home -rule charter, is iii.characterized as "strong nle ,or-_ munr-II" form. -'rho `prusi3nl`M�o r, fhiiiiiasC. ,,\lalonuy, has held office since. 1973. During that time. Ma- nny has establisher] a national rep- hation for fiscal restraint, limiting e, growth in Ile city's operating hudgel to ally 18.1) percent for all our of his budgets combined—rum- tared to 16 percent annually under his predecessor. A mainstay of Malo - Itoy Is approach has hemi improved nanagenu;ct n( rester u1t — natic irodm:livitc inmovementfsn tl Variety of cit , s,1rvice5. �Lithrlr ruutinuing review of the tlanning - budgeting - accountability pruress in Wilmington, Mayor Ma- loney and his staff had identified a bialy of disadvantages with III(- Listing tte;xisting process—a fairly typical, although heavily detailed, line-itonl tppro:mh. Among the more signifi- ant difficulties were,: In, it106, n I nfmmotiun:'I'he ex. IaltnilnTgY,,'t piuCesz pewit ed little. ' rueful information ahout Iho mourn and level of services provided, the. renem fill prmvidhp; the service. the heeefirioi,o of Ihn service, or Ihu ' r!soorrea io-nded to provide a spo- cifir. level of sen•irn. 64,11ng I. Assunmjd: In general, I o! nm gi:mitg—pincee5 took as given ' yoruul,eavnedl offotruusad almfrooms' nthnellerelynl on the increase .sought for the coming year. Ifapendiluws included in pry- 'vluus nu gian us-aliay..tulWrud-gym sign'tfirtfnl itis}fitco—tiC 7c_ rlTiFnugTi Ilio rite dIJ not have se Ificiew resources to fund all services at the requested—nr 1 even curumt—Iecel, (hero was no meaningful pi,mess availahla to malae rlmirvs and IruL!-offs among the rity's different st-wires no any. thing even apprnarhing a roOdo n• fm(r<tr,l ,j (:Lung_ t_:ucL:nr: l'hnn! Ives un n„ � haniw, ii:, pre,fna ltiii -not, i.t'rif •igntflranrchaTT);cs jit�lfin fuioiiligof pari, ulor wrvices, ,uol n'ri svtli�uiali,i wac In. idem''fy Ih,i'• ehsoilll, olinimmlln I,:vi..l cif si ri7eo (if6nyhss'LicL Ilu•r Itp mull pnv9dn. Simihrtly. 'lien! ,vas no way to 'project Ihn likely 6,nu:fi15 of sl(tnlll• cool funding inrreaws I. n pnrtir.- u for sor•Iru, 39 - Although these problems are rela- tively conn on to all levels of guv- ermnent, they were exacerbated in Wilmington's naso by the severe and rontinuingfiscal problems which beset Wilmington and so many of America's older cities: Little or nn growth in exisling rev- unue suum.is, coupled with it high level of Inflalion and esressive uucmploymenl. I ockmi-Ill union wage sellirments iu the 5.7.5 pmr,ml rang'. Itelau,,ly "fixed" expenses, such as penslatts, d0A service, iusurunr-o. and ilia public, school subsidy, cmc wining rmghlq half the availehln revenues. cunlinuing deumnds for new pro. grams jar continuation of programs formerly federally funded), parliru. larly social srri,.es. til rung aversion in any las increases, which lend in acc,!lurate the erosion of the cily's tax Kase. As a result of these concerns, members of Mayor Maloney's staff uvne allracled by the rnncepl when they learned of the smCl:etbSful use of ZB13 in the private, sector.' After fur- ther research, cliscussiolis with a consulting firm having considerable Z BB experience, and consu Ration with city offfrials in Garland, Texas, one of the few public jurisdictions which had utilized ZBB, a decision was made in the late autumn of 1975 to promptly implement ZBB fn Wil- Inington. In most organizations, the. one type of budget request certain to ru- cL'ive intensive screening and anal- ysts is the one that proposes to uslab- lish a -new service It is likely to he post!( now sewir."us 7f:Fo t)Tsr. t rd -gaiini aims to apply this same type of process, in a more sophisticated manner, to all proposed expendl- lums. Essentially, %13B seeks lu nerom- plish this thrnngh a pLuctissiti-N h d'ixai3is alrprnjtmed aclivities (and expondituii:s) into rcthesfvr limits of Ina lageablr, size, suhjr.cls 15(iin In itl-H-scr-11fil f,_i it � 1*11MIi atcly -e5Jphlishes a rank_ -order of (hose units whiI.. i Tiven unliiniled ro- ,W.Urro .._u'n.u1d_bvft'�1. A sr.- lerted level of expenditure is Il -o matched against the final rank enb:r- ing, and if fluids are not sufftl.ienl to cover the entire, listing, lov;est priority items are, left unfunded until file cumulative total of till, funcb•rl priority list exactly nlalches the It -%,•I of fundingthtd is available. ']'III! final priority list, balanced with available funds, then bcrmnes the budgcl. ZBB_is._a spphislisalod elalla} !_ atic melhod(if reviewing and evalu- ntIjF all_nnerauons of iii , organization, current or proposed: al}owj ig Izu I �e_ ons ani manner; and encourages the realla- calion of resources from Inw• to hi;_h_ rltlril' 1f1g1:a111S. BCCam SC UttU.'— nalrtre of the process involved, /,BB also lends to have some important fringe benefits, such as involving more nt agVis in f11L'_61A!(1:411Lla"RLr%. cass,ta ltrovidintore fnforma-lion and'R(Jlinn LdLcl:i ill wiJUrs._m_I eslablishin 6 :I systematic basis f,,r mail etnenlh}oblerlivesenlprinr- iheg, The foundation of ZB13 is it feur- step analytic. process. Conceptualiv. the steps are: 1. Establish Budget Units, A burlgel unit f!: it grouln of exisii1"' on'oposT(1 .ir. )VI les w 111C t nlillil br. tHenlT ufT:is a nru�ram. rlt may coilslst of only one distinct arlivilr, as in the. case of trash collection fn Wilmington's budget, or it may con- sist of a group of closely related ac- tivities, as in the cast- of Wilming- ton's recreation program. In nearlc every rase in Wilmington, tile budget units were smaller th_an a de_ .par nleil, cunsts mg Fit IM! per viously eslabli.su: — nil�1L—fiti_t1}ii •i L'11nDIDgAL_•_As, a result, Ih,i budget units did not Lriiale a in and unfamilfmr organs itlnnaI sllnr- lure, and car It budget unit haul •1 readily idculihahle• rnanrigl!r. 2. Dividt! Bridge( Units into 1;,•r Ow! h,•vr.ls: Since. 1111! t•.ni,•I.. quantity and yunlily of servi„! to I..• provided is u•.unlly it none n•,dkli,. quustiun than whelp, -r m not .t gjk, budget unit will be funded at ,:11. eorhJlllilgLLunil is dfvfdgd IIIIIJ eec- eral allermillg levels (if _sen•irr.III I 1 1 LJI 1 1 11 'I must claws in Wilmington, this [legal] with a level et about half of current, and advanced in steps through a slightly rtduced level, they current Irlvel, and a possible ex- panded Iuvel. Eaarh level rr.ltrnsents a forecast of tale cost and service con. se�(ue ces.—ciL_tfn anima jewel. In %%'flningtun's hu-gd et, 117 61 budget units %ren: eventually df - 7. Analyze Service Levels: Given the relatively small sire„ and pro- granlnlalfr, cohesiveness of the. budget waits and the sarvire.lev(ds, it is Ilum possible to analyro each seg - mail of the proposed budget in con- siderable, detail.']'he maid to provide. ;I given level of a particular service cony be explored. polenllfl alturna- live apprnarhes to count a particular need may be. identified. The nine - power and other costs proposed to provide a given level of service may be examined for reasonableness. A given level of marginal cost may be compared to a given marginal in- crease fn the quality or quantity of service. 4. Frinrih, Honking of all Service. Levels: Following the, analytic pro- cess, all of the pole-ntially desirable .SCCVjclJc.vds_"Tei all of theh`ud tont units, as revised and—fin�ize:d, arc -rank-lite;n. 11...li i a sin to li's .'f Ito hasic ronrnpl is that a given enrvire tenet is rented higher than all of the serviu: lawns 111a1 would ho fore. - gone:, if nee.eseary, In make available ihn four'•; for that given scrvir, r level. Meanwhile, al level of expandilure (typically the projection of revenue from existing; sources) is selwAml. Since, generally, revenues art. not sufficient la cn%e:r Ile. entire list, Ute priorily rankings determine which service towels will be. funded and which will not. -40- ht practice, the ZB13 pruruss is considerably more complex than this conceptual frunlewurk. Wil- mington's experienco %afill ZBB, in chronological order, is presented in IhI' following sections. The first step in developing Wilmington's ZBB program was the development of a detailed timetable covering the major milestones in implementing the decision making process Following Mayor I\faloney's deci- sion in the late autumn of 1975 to implement ZBB in Wilmington, a varie[y of planning and deeision- ntaking becanlo m:cessary. In recog- nition of Lha priority ascribed to the project by the Mayor, two memhers of the Mayor's staff were, from the oulsel, given essonlially full-time responsibility for 21313. Also, it run- sullimg first %vas retained to assist. The firs[ step was the develop- ment of it detailed timetable, front DAVID W. SIN(ILE:I'ONII Is currently Dhecfar of the Program Analysis Uivl- slon for Ile. City of Wilmington, Dela. warn with the main responsibility of developing and coordinating the pot- grain ro-grain budgets far all city agencies and participation in review of annual oper- ating budgets. Ile attended both Swarthmore College and the Univer- sity of Pennsylvania from 1964.1959, joining the City of l5'ilmingtnn in 1971. BRUCE A. SMITH is currently Fiscal Analyst in the Office of lite. Mayor for the City of Wilmington, Delaware, Iia received his Ph.D. in Econornlu from Virginia Polytechnic, Institute and State University In 1974 with his major in fluidic finance and urban eco- entries, lite Its; major rmponsibdlity as chief budget officer for file operating hudget in Wilmington, performing de- tailed analyses of valdous city aervtres. JAMES R. CLF.AVELAND is currently an As"while with M nlagemrnt Anal. ysis Center, Iw:. he Wishinginn D.C., sprrializing In public finance ned zero.hasrsl hudgelheg. 1'rednusly he twill positions it, Finance %ith Ibn cimre of Sun foss, California azul New Yank. He rrce{vrd Ilia A.R. drg;nx in Interim. tinnal Relations frunl Sbulfurd 11nivrr. lily and his M.Sr.. in 1'. onomics frun file London Srhnul nl Ecnnnnd rs. -- — GOW.RNMENTAI. I1NANCE— Aucusl 19711 the starting point in mid Noymmbl•r, 1975 to Ile: charter -mandated Cit% Council submission dale, April 1, 1976. From ihr, outset, it %vas reulg. nixed th,d the schedule ryas tight. with lilllu allowance, for slippage. The major milestones of Off- schedule heschedule were: Tusk Completion Detee nlhlnnnn of Apm. vs to he inrbutrd UP,mmber5 Hevinw and Apinuvlll of Hodges Mallnal Der..-ndwf I2 'fruining lln.gram Duo•ndlel 19 Illeliminar% Departnu mud %1111 Submksl.ms IdIM.I.0 16 i'1lid I DI'11,11 1111I'll t,II J_BH Subwissinns 3anudry'10 Deparhnanl,d Hearings Fnhruap' 27 Pwllllllllary Rinikills and He%,!Mn! F.sttundlt March 5 Mayor'., Apl.rn%at of I'Inal Ranting March 19 Pnacntdliull of Hudget In Cuuucil April 1 .4ppr -mini Hudgmby Council June 1 A fund.unental decision %vas the comprehensiveness of till: ZBH prn- ces:u. Thr possibility of including only son,- departments or only cm.. lain expelulituies (such as personnel costs) we-; discussed. However, the ranking process which culminates ZBH was judged to he far more mean- ingful if ,dl requests competing for the Gener,el Fund were ranked cont- pelitively. While Wilmington's water, sewer and Marine Terminal funds are, maintained independent h. of the General Fnnd, it was decided to in- clude all of these funds in the ZBi3 process— although they would bar ranked separately. This was dmv; both to strengthen the, overall rc- sourre allocation process, and also hecause any year-end surplu,es in Ihes1: funds aro transb:ned to the Genumil Food, dins giving nxpe:ndi lura: fit Iles( funds it dirge.l impart nn Ihr.(;oro ml Fuad. Likmvfs , federal and Rule grail funds, which had never prewimnh In -I'll inrlullerl in Ibn. pro. cl!ss (vxc-�pt fill- ("(Item re%1•nur shalinRl %%^rr. to he im.ludrd l0 1 o, h (lase, fedoud and sl:dn gated Mmol.., were. In Iw idanlifie:d as .tine it. Int shown as part of Ile, rnievanl budget II II unil and servirae loved. The. fnrlusiou dgrant funds would providesignifi- uunl additional infurnnitiun, aol previously available to decisiou- Inakorn in la .syslcnmlic manuor. In mnay cases, this dada would show major aclivilies a•bich had been ttlo known to derision -makers he.- ause they used no city funds. In !orae. rases, Ihe' data identify critical areas with heavy dependence oil Iwranl (nods, which might have to be assumed by city foods upon expira- fon of file grants. The, major exclusion front ZBB vas to be. file operating subsidy to he local school district. hu view of Ihe. Ifmilod firne available, file rela- 'ive, aufunomy of Ihe Board of lidura- ion, mad the L•ua that the bulk of Ihe schools' funding conjits directly front stale approprfatfnns, it was tnsidered Infeasible to include Ihe o rhools in the. first implementation of ZBB. 1.,Hie other significant excl n runt ZBB was to Iles o -called 'fixed' expenses. Due to III:! lack n�tlrl- over Were oinioel from (Once file extent of inclusion in fill had bean determined, it was beim In identify liedgel units. In the gnead majority of rases, budgel nils were. selected to correspond ilh the. :Slaillislied divisions Within e.ily deparhnenrs. Thus, for fsample, Wilmington's Public arks department was divided into ludgel units, corresponding to its 11 divisions, Planning and Develop- enl %vas assigner) four hudgel units arching its established divisional Iruclure., and Ihe Auditing and Treasurer's Departments were, each signed one budget unit, since these ere no established divisions within those deparhm:nts. Ina few rases of cry large, divisions with highly efed functions, budget unils ay.ro iablished to subdivide. the esfab- lished divisions. 'Thus, in Ihe. De.- rlme:nt of Public Safely, III(,, police, If fire divisions were suh•divided filo, respeclfvuly, six and three, bod ; d units. i -A Uiliciai slop in Iheplauwii��np- a ss vete; rhe. drvr.la nor nl a Inruav .. -41- Tho 4 - Tho Unique nerds of o%'ery jurisdic- liou make it impmbabiv Thal any set of standardized forms cut ho used for ZIIIi. In Wilmington's cash, eon• sidur lion was given In such local factors its past hudgel practice, ac- counting o-counting system nre-rl.v, nvailnbilily of dada and other factors in devel- oping ZBB forms. When; possible, file forms were designed to resemble. the previously used budget forms. A total of seven furans were designer) and utilized, although later experi- ence suggests that the. process call and should be somewhat simplified, with the member of founts reduced. The final planning step was Ihe preparation of a budget manual, con- laining 21313 insfruclions as well as traditional data, stich as salary scales, hospitalization insurance premiums, and submission dead- lines. Although it was recognized that life manual would have to be. supplemented with training and technical assistance support, file manual did serve a useful purpose, as the. only written eonnpendium of ZBI3 fornis all(] instructions. Recognizing the need for technical assistance, a learn of nine, budget analysis was assembled front Ihe Mayor's Office, fill. Finance. Depart- ment, file Deparinenl of Planning and Development and City Council's staff. All had past experience fn fiscal analysis. After if period of in- Irnsive training, one of the hud,ml analysis was to be. assigner) In each city department, to assist them in responding to file demands of 21313. Will these, steps completed, ZBB was ready for presentation to the city's departments for implementa- lion. A training program for department heads and budget unit managers, comprising two half-day sessions, oriented managers to ZBB concepts and procedures, as well as to specific instructions on utilizing the ZBB manual and forms The impnnrlio;; implron•nlalioil of /811 wa,l fornoally announced to Wihninglon's dr:parinnent heads by the, Mayor in hall: Novenlhor, 1!175. Although -a:, with any radical dc- parluru h'um Ihe. past praefic: Ihele was saute rrilicisin and rosklifiro, r.00pmalion ,Ind suppnrl Iron the. departments generally proved In ba: ex cel but 1. Actually, the first involvmnunt by most departments had been in early November, %+'hen the city's consul- tants met will duparinn it heads to gather their impressions of lite former budget process, suggoslions to improve. Ihe process, and soffi- cienl information regarding deparl- nental ope.ralionis to identify budgel units. This infornatiun was all used iu developing Wilntingion's ZB13 formal. Following Ihe formal announce- ment, depalli m it heads and ImdgO unit inllagels (usually division managers) trete. split into two work- shops, of about 25 participants each, for training. H.ich group received two half-day training sessions, at which budget manuals and forms were also distrihuted.'I'hr, first session wits an orientation to ZBB concepts and general proi.edures, while, the sernnd session was used to review specific instructions in the, manual and to discuss samples of compleled forms. The, first major prricss for department•:—tho preliminary analysis-fnruced largely un Ihe def- inition of service levels. As till. most radical find fundamental rnn.epl of ZB13, it is essential Thal service: hwoIs be soundly dr%•rlaped. I)rilia�tinciits-- were, given some guidance in de- fining service levels, but funcliuned largely nn Illeir ern. For eath.srr-. %,I(:(! level of •ach bu�—coil, dr- pariniunfs ie�ii�-asitn snliiiiil --par - irifuniinlmii :if7ir�irli oiflltr. sanaple.formil i_-_-------..... Some depallmonls fell 111.11 .I rr docs -d service ho-ol might be nisron shoed as ;I re,.nntitten daaliun fu up. erase: ;it rhal heel, and n••.i•:Ird proposing rcdoeod bents. As a In. cult, all budge I unit maual;cic ,vera. fustruelml Ile, o-r.r•il. Iced•: n•lu,• sealed opliuc „ mol ere nunn�:oda lion". and III, fir:l h•%..I nnr.l nal cxa J•rd 411-l0!l of Ili,: i tit i,•el ,;\prn- dituro luve.l. Ilunnrally, if sornnd Ievnl below lao n:nl sim iec %res Io lw I I I I -4z- proposed, Ih!it Ihu r.urrenI IevnI, and finally an iwprnvcd lurvel of cervico (when desirable:), yiudding it recom- mended aliuinRlla of four Norvico levels. In fact, budget units ulli- nnataly suhntitlud averaged three service. levels Inch. The strurluring of service levels is cuumlative., If a given cervine level is funded for a depailnlent, thus- that Precede it will also be, funded—al- though those, that follnw will not ' PRELIMINARY B -Z SERVICE LFVE7. DESCRIPTION ------- ileparbne til Ul vis(un f7udE xl Unil 1^.h,•:nn Dyol2,—wt n n nn ti t t:an: n Service Level 'Title Extensive Pl asni nR to Devel�tivltles Desr,ribe Services Provided and Actl Vitiea Performed in this Service Level Update Urban Renewal plans and the comprehensive plan for areas of the city, :aid prepare zoning ordinance amendments. Prepare plans for the expenditure of community Development funds and coordinate the execution of those plans. Prepare designs for simple capital improvement projects. Develop housing programs and initiate down- town business improvement projects. BrieRy Describe Resources to be Used In shim Service Lcvel 1 Senior Planner 1 Corc,nnity Development Coordinator 1 Re.';,-wal Technician 1 Dreftspercon Total Personal Services 957,79'7 "CUR.iaTIT I.F.VEL'1 _ Est. F'ixca11977 Cites_ Non -Cil No. Poe. Cost too R^nl service Level Title Describe Se rviees Provided anti Activities Performed In rods Se rule- LIM nri-Ry Drsarihe Re suorces to 1, Used in Ihls Service Level F:.t, fisc n119T7 CITY Nnn-r-Ity Zi—OO1'RR-MMUNI-AI. I'INANCE—August 11970 naresnurily ba fundud.'I'his assnnq tine weans that till: ends fur ran I, level tiro costs to be. added In pri,•i levels in it deparli n tit in iinfor I„ produce: Ihu. higher Lova of i -I virr.. Service, levels vary nilliui Ib.• goanlity or the quality of a dr.parl meet's operations, or bulb. For el- alnpla, in firefighting, 11w first 6e,. vire level [Might either (ruoillitl Voriolion—Reduce by r)(yg, III,, number of fire, companies, but umin- tain manning on each r-onqunly;Is ,it preseml. Quolity Variation --stain. Iain the same number of fire, congla hies as at present, bill reduce Ily fill;.. Ihu manning an each. H1alh--Redu,-r both till. number of Ctnupani,•s and the manning on each by 251%. Service levels were devised in all of Iheso numners in Nilminglon. Sanildfinn, in PubliL Works, varied primarily the frequency, and thus the quality, of service: Levc1 1: Once weakly pick-up al club L,•.cnl 2: 'I\vi(:e weekly pick-up al cull, Lmel 7: Pick-up frcnn u:ar nr side Fv, r, 1. plus sperial sm vi,.cs and schunl pink -ups (elurr:nl lens]) The department apparently did not Sep, sufficient marginal improvement In show possible servicv expansion lO a fourth level (which could have been three Innes a week pink -up). Hiller deparinlenis defined servil .,! II:VeIs lary;edy in terms of this quantity of se-rvicrq provided on it priurilizcJ basis, holding quality relatively cun- simrt. FIJI Milople, the polirl p;drud division budget unit in Puhlir. Sudety divided current and pnqulsed ser- vices into six levels: Loel I: aa+ir. pulrul .111.1 lu'dilli. nuq• In%rslignlion of major crimes I,,:va12r Preliminary Im•uslicalion of all criminal complainis: rr.punvl In prindly non -criminal calls Lnl•al :I- Follow-up m1 ell , rimiunl ,still non -criminal ud L: np,•r.n inn if fall mud Nclnrllve I: ukilig slL,rco- nurut Lcv,•I 4. Im. aced pslkiul; union c. mein: lulk,•rvire papoose I., u.nr ,.riniluulaalls Lcv,•I ', Addlllnuul pnlnd,, I', . iu! -. go"I'k is it J.". 11 L.-% '.1 a: b:qum•J.,n til l un {.ill, nnfnn.r uu•uI .,nd •., lionl a oust 11l' Inw liuus Ilviv. the ,Ieparinuml sill sulfi,.ienll nurrgin111 ilnpruvcmrul lu shmv n- pansiun fit I sixll, cervico 11;t ld. I 1 Whatever the approach, the ubjuo- ve was to show till. department's ;sessmenl of %vital .services should he provided if ell%• a curlaiu levr.l of falling was available. Once levels %era defined, an esti- Aad cost fr,r each level was Lalcu- lated. This did not prove to be diffi- �:1 11, since the hulk of the costs were rsonnel toll fringe. benefits, which could ho readily correlated with the manner in whir.h personnel were tided among the levels. The ser- e levels and costs, :long with cer- tain additional data and it prelimi- c n) ranking by the department head re submitted by the departments ntid-lonmtry, 1676. *['his provided the Mayor's staff with an eslimato of e total budget, and an opportunity discuss possible revisions in the service level structure arid priority Imkings with the departments. As a -43- restdt of this process, several signifi- ennl n:visiuus were made. In the latter pall of January, de- parlmeuts conlploled Ihu detailed final service level descriptions, as shown an the, sample. form 11-9. In addition to the information reported in the preliminary phase, more, pre- risr, data and certain supplemental information %vere required for the final submission. A unique feature, of ZBB is the "program measures" reported for each service level. Up to seven mea- sures could be selected for each budget unit, which would be re- peated for each service level and ie- flect the increasing quality or quantity of services provided at each higher service level. Unfortunately, many departments had not arcuirm- lated such data, and were unable, to provide thn dnsirahlo %oval of docu- D-3 SERVICE LEVEL ANALYSIS pe t tn: ell thle Service Level - general administration of the Dept. of Plan. & Dev - preparation of the Criminal Justice Plan - preparation of the Capital Budget - preparation of federal & state grant applications - collection of data & other pertinent information necestmry to complete the above mentioned tasks - Fiscal monagement of Department Federal Grants - Collection & dissemination of facts about the City - Secretarial support for above functions Propimatlon of the Criminal Justice Compreh8nsive P1 is required by contract M10-07-000-01-76 with DARC. Preparation. of the Capital Budget and program Is an msential activity of city government. Section 5-700(e) of the City Charter states that the Department of Plan- ning will prepare and submit the capital budget and prgram is the Planning Commission. The city benefits substantially frog the use of fed- eral and atate Surds obtained by grant applications. Fiscal & operational management of federal grants is necessary, for effective and efficient utilization of funds. In order for the above mentioned functions to be camoleted effectively. data collection and analysis oust mentation of program measures. Ilo%vuver this process has ccstob- lishud it foundation for future year.;, and has led to efforts by several dr:- harllnerits as %yell as the Mayor's staff to begin Iha accumulation of MOM useful data. 'Phe final service level description Was accompanied by a detailed lino ilei] listing of all costs associated with that service level, including personnel, fringe benefits, materials, supplies, and equipment. 'rhesu forms resulted in a cmisiderab10 bulk of paperwork and a significant %vork- load Io the departments, although the work was more time consuming than onerous. In addition to the service level and lino item listings, each department also submitted a departmental priority ranking of all budget units and all service levels within the, Diviuion Budtet I carried out. Overall dcpw tmcnt admin - Describe rod Jenny Resource• Required in I.M. Service Level 1 Planning Director - heeded for overall administrative control and expertise for all divisions and special projects. 1 Grant: & Contracts Manager - needed for fiscal management of federal grants, other financial mat- ters in department, and maintenance of census data and other Management Information-rystama. 1 Criminal Justice Coordinator - prepares criminal Justice plans and serves as expert on crime trends in Wil--. 1 Program Analyst) It is necessary to have these two people to prepare ei,pltal budget 1 Director of Program Analysts) & asctct in data collection for other activities. 1 Cl,:rk Ftenoeraaher III - Secretarial. functions for above --mentioned professionals. Auaant Lea—GOVI:NNMEN'I'AL I'INANCE-25 I 1 1 I 1 1 1 department. A running commutative total was included to show the amount required to fund the depart- ment to a particular priority level. Also, departments were asked to in- clude. a memorandum indicating the rationale, for the order of prioritiza- tion selected. The focus then shifted to the May- or's staff for the preparation of flit, city's camsnlidafed budget. Facing a $2.6 million budget gap, Wilmington could either raise taxes, reduce service levels or not fund the lowest priority service levels The Mayor's Office review of de- partmental budget submissions begun with a preliminary assessment of the, city's financial position. Do. partmental general fund requests, =including requests for new or ex- panded services, amounted to $19.9 million, an increase of 15.6 percent over the, existing budget. With a 1-2 percent revenue growth likely, re- (1wasis would exceed revenues by ruughly$2.f3 million. Wilminglun's Z13B process pre- swill"d a number of alternatives, tvllif.11 r.uuhl be, used singly or in cuulbioation to deal with fill. 52.0 million gap: 1) Raise taxes to in- erease revenues; 2) Reduce the cost of providing a specified level of ser- vice; or 3) Not fund Invvesl priority service levels. The first alternative, is generally least desirable. For policy reasons, it was ruled out in Wilmington at this time, The, second allprnalivii is generally most dtlsirablm, in that it kinds In represent ;Ili increase in efficinnr:y or productivity. In prar-tico, this ap- pruach is mold similar to Iradilional budgeting, with the primu emphasis -44- uu Inrge, ur unusual expenditures, Separately from the hearing!., and expelidilurvs showing signifi- members of the Mayor's staff also rant increases from till: current reviewed the departmental submis. budget. llllinnately. Wilmington wns sions for coin plot eness, r.larily, arith. successful in reducing the depart• metic accuracy, and other largely menial budget requests by approxi• technical considerations. This pea. "lately $900,000, or 4.5 percent, cess, along with the hrdrings, rc through Ihesu line -item cuts, suited in minor adjustments In lilt Once revenues are established. Iota] cost for most of the service and the cost of each service level has levels. been reduced as much asgeasfllif '' Formal ranking of priorities is Ili,: the third allernatty f� prioritizes_ crucial and distinctive step in ZBB. comes into play. Tills-a1'fernative A variety of criteria may be used, represents the, unique characteristic both formally and informally. Some of ZBB. For Wilmington, this pro- criteria are relatively general, proh. vided the mechanism for identifying ably applicable to any jurisdiction. $1.2 million in departmental re- while some are more related to local quests that were of lowest priority, goals and objectives. Frey critp-rie and would not be (unclad. considered in Wilmington include.: A major portion of the adlniristra- Impnrlance of the service level in tion review process was consumed terms of the perceived health, wel• by departmental budget hearings. fare, safely and satisfaction of ,:by Each department was afforded a ses- w0d,•nis Bion of 3.6 hours duration, attended Sunwdury, charter, and cmeractu;d by both members of the Mayor's staff amunflwents trial by Ili,: service b:vel and reprJsenlatil'es of City Council Potential consequences of ,at pro - Finance Committee. At the hearings, cidinetheservice levet discussions focused oil opportuni- Fedwal and slats funds recoved Iles to reduce the roll of providing a dupendre, on a parllcular exp,:ndi. tare of city funds specified level of service, as well as Infonual assessment of the quality on the rationale for the structuring of of the snrvireprovided the service, levels and the prioritize- Cesl effectiveness of the service. lien of the department's SCrVICI; Ircal PnJer,nrc, where feasible, lodirect levels. Numerous minor changes in sarvic,•s to the public over admfnis. the costs of service levels were made Iranv,: crisis. at the hearings, generally with the The final analysis and ranking consent of the department head. process hegan with flip. decision lu Changes in prioritization were not lump together a group of services made at the, hearings, although areas identified as essential, without for. of disagreement with a department cher prioritization. Little benefit was head's rankings were identified, seen in discussing whether till. must Budget hearing discussions also fundamental service levels of polis,:, covered program measures, benefice- fire or snnitation service is more aries of file servico, involvement of important. Clearly, all of these, ser - grant funds and marginal cost of in- vices will he provided, at Ipast, of Ilia creasing service levels. first level of service. Thur., 3.7 of the The consensus of both depart- 196 service levels were lumped to - mental officials and members of the gather as a "basic" group, and Mayor's staff was that with the intro• ranked above all other services. duction of ZBB, the hearings pro- Since most budget units had devel- vided a more comprehensive and oped a first service; level of 40 In 60 penlrating view of a department's per!.lent of the existing funding level, activities than hearings in previous the Inlal cost of flip, "basin" group years. Specifically. the basis for pro- amounted In $10.0 million. piked expendlfures was usually re- After is,dating file "hit till:" 1;1111111, Well much more directly and ration- $9.0 million in reque..sl„d Service, ally to services provided than in the levels rpnnnincd, as against only 4;7.11 past. Also, more, dirussion of the million iu furecasled rpvcmoe. 1.,I. value of specific, snrvines, and the. forts f(witsed nn anelNais an,l need for specific services, was pos- ranking of ill: 162 se.rvir.o IUvels Bible. remaining. 2e.—Gm'LR F.MFNFA I. FINANeni—AuxuO 1970 I 1 I Ntuuerical ranking of 162 separate rnu is quite difficult --particularly hen the 162 items are as varied as the, service, levels in Wihuington's udgel. Consequently, the process egan by dividing the remaining ser: ice levels into four groups: High r priority; Medium priority; Local rnorfty; and Service levels not to h i ndrd for pol i cy reasons'. It initial ranking of the ro- raining service levels showed that .venues were sufficient to cover the ntire "high" and "medium" priorilygroups and part of thn "low" �enmity group. Service levels unde- irablu for policy reasons ware anked below the "low" priority roup, but were effectively elimi- ated from further consideration. With the: number of service levels to be ranked now reduced to groups f manageable size, all of the service vels in each giuup were, then nu- u:rieally prioritized. For the "high" and "medium" groups, this was om(m.bat academic, since ravenous ure sufficient to fund all of the sor- vice, levels in Ihe. gruup. However, it was judged important to establish ruse rankings as are first organized, onlpre:hensive, slate.inent of the, City's priorilies. For 16 "low" priority group the pemfic numerical ranking was of ritical imporlance.Of the. 56 service levels within the group, funds were efficient for only about half. After sufficient u•en: assigned, a cumula- tivo funding, total was calculated to i-termirin the point at which reve- ties were exhausted. An analysis of to rankings showed that many of the service levels below the cut-off .int were now or expanded levels f servir:u, although 21 levels of ser - ice rornantly being provident also II II II II -a5- fell below the cut-off. Two levels of new or expanded service ended up above the rut -off. The complete: rankings, as pro- posed by the Mayor's staff, were then presented to the Mayor for his con- sideration. The Mayor direrted it number of minor changes, but gener- ally expressed satisfaction with the priority order. However, the Mayor was concerned that a number of ex- isting service levels involving in- cumbent employees fell below the, cut-off, necessitating immediate lay- offs and service cutbacks. As en alternative, the Mayor's staff developed a factor known as "spe- cial attrition." A factor had already been allowed for normal attrition. representing funds that would not be spent for salaries and fringe benefits during the period positions remain vacant between incumbents. Now, in order to avoid layoffs and abrupt service cutbacks, an additional factor was e-alruhated representing antiripated savings from positions which would he left unfilled for the balance of the fiscal year when they became vacant. Although this may still entail modest service cutbacks, unless compensating productivity increases are achieved, they would occur on a scattered basis throughout the year. Whilu the exact positions in be left vacant could not be identified, past turnover experi- enre indicated that the, savings bud- geted for "special attrition" were reasonable and attainable.. Following the. addition of "special attrition" and minor priority adjust- ments, the ranking was finalized. No layoffs would be required, ul(hough some existing services without in- cumbent personnel still fell below the e.ut-off. All told, the "basic" group and ranks 1-110 were shown as funded; ranks 111.162 were shown as not funded. With the completion of prioritiza- tion the, budge) was thein ready for final housekeeping details, printing and submission to City Council. in a radical departure from nand jurisdictions which have imple- meule.d %1113, \layer Maloney de- rided that Ile: Council should re- ceive Ihe actual %Illi durualenlldton. other jurisdictions using 21311 have, mcast Ihoir budget in traditional Augmt 11170—mwtlaNMI:NrAt. HNANrr.-27 format for higislative considrraliuu and public distribution. Although [his derision was sure lu signifi- cantly increase the complexity of City Cuuncil's work, Mayor Maloney regarded Council's involvaomnl in Ihr, achnal %1311 prnress as critical. On first exposure of the new budget to the City Council, much discussion was given to the listing of federal and state grant funds under each program—information the Council never had before. There was also increasing discussion of program measures and the marginal costs associated with the higher service levels City Council's exposure to 21113 had actually begun at the very start of the City's involvement. The Coun- cilneun were thoroughly briefed hu- forc the. decision was made to adupt Ilio process, and had registered their support by adoption of a resolution. In addition, Council's Finance Committee Chairman and it staff member had attended all of the do- parlmenial hoarings. Council's consideration of the completed %1113 budget began with an orientation session, devoted to both the process and the output of ZBI3. The 'LH13 budget represented such a total departure from past budgeting practice:—in process as well as appearance.—that a thorough orientation was essential. As in past years. Council thin pro- ceeded In hold public budget hear. Ings for earl department. The: hear. Ings, which lasted from one. Io thno hours each, repeated soma of Ihe discussion from the administr;d ion's budget hearings, but primarily served as a forum for the dist u.ssion of concerns of particular relevance Iu the Cooncihnon. Several depart- ments used the hearing to appeal either a ranking or it lino i(um cul made, earlier by the administration. In a number of eases, unennbers of Iho public or cily ennpinyens rliised questions abmu spor.ifir: ilanl, in Ilio budgcl. Mumburs of Ilia Mayor's staff attendod Intl of Ihe, hearings, +old I 1 1 1 II II II II wen: uflon asked In explain the ra. lionale behind Ihe prioritization of if partirulnr se:rwice towel. Prior to the hearings, Council agrm:d that no actual changes in the: rankings would be discussed until all of Ihe. hearings were complete and all r.ununrnls were heard. This avoided moving service levels up and down the ranking until all filo hearings w•er: completed and the. Council could put all the levels in persperl i ve. Initially many of Ihe Councilman aprprodOwd the. hmdgO unu:h as Ihry had appn,acherl past hudgvls. Mosl of the, discussion ronrrrned Ihe fn• rriollenlal changes to Ifne-il,:ms. f luwever, as Ihe hearings proceeded greater and grealer ldlenfion furusmi on %BB considerations. The ro- tiunale. for a particular ranking, for ,:xdmple, was discussed more and enure frequently. Much interest cen- tered on thio fedoral and state grail funds—information which the Council had nrvor before had avail- able in a systematic manner. There. %vas also steadily increasing discus- sion of program measures and the marginal rods associated with a higher lev(.I of service.. Uur pruhlrm was Ihe, greatly ex- panded amount of paperwork. As part-time (:fly officials, many of Ihe. Councilmen had difficully finding the lime. to digest Ihn large•, voluaa of information ora a department prior to fill. hearing. The line-ifent hudget delail. it 1000 -page dorminent, was simply tun heavy and bulky to be readily taken home for review. At Ihe, conclusion of file hearings, Council's staff rheckad with all of the Councilment to determine what rlmunges fn Ihn administration's budget should he. considered. After all had leen pollred, only five rhaq{es w'or'e: prupusvd. 'Throe pru- pusnd r.hangrs r.unee.rnr.d service -46- levels, with it Iola] cos( of $15,000, which had been ranked below the cut-off point hilt Which Council wished In see funded. Oil(,. chango was a line•-ilenn rut of $6,000 within a funded service level, which (he department head had argued for convincingly. The final proposed change of $6,000 was if service, pre- viously provided which file depart- ment Involved had flat included in their budget submission. The latter proposal was must easily resolved by the administra- Iiou's coninflunenl lu continue the service, with personnel under if federally -funded Summer Youth Program, thus not requiring any ad- ditional City funds. Council met at some, length to con- sider possible rerankings to acrnm- modate, the olher desired addiliuns to till. budget. The process proved diffirull. livery service level sug- gested for dnle(iuu, asif Iradenff, had its own supporters among lhu Coun- i.ihmm. Most of Ihe smvicn lovels just abuvr. the, cut-off point included incumbent personnel, whom the Councilman were nal anxious to see tall] off. A lax increase was seim as unpalatable. Ultimately the small amount in- volved fn the desired changes proved derisive. Council recom- mended to the Mayor that the four service levels in question be re - ranked to include them in the budget, and that all service: levels then he reduced by 0.1 percent to provide, the needed funds. Since ex- (rnsive. ]inn,-ilam nulling had already br.e,n undertaken, the. Mayor ac- re.plud Iho recommendation only with Ihe• understanding that the 0.1 percent savings would he achievud through attrition, by slightly fn- r,n:asfng Ihe Ifne; a position rr- mafned vacnnl belwmm Inrumbails. Council agreed, and Ihn appropriale rerankings were made. With Ihrse changes, the Council soon thereafter gave its approval In the entire budget. Generally, (:fly Council appears to have found %BH preferable In the. City's former prur.ss. A major reason appears lit hr. that Council now gals more infornuiliun, and more useful Information, than Ihuy Wit — GOVIX-AU NTN. HNANCa— AuµuJ 1970 have uvur had before. 'rhe ranked service Irvel formal, although not legally hinding on the Mayor, pro- vides Council with a strong mnr.d commitment as In whal svrvicrs will be provided—whereas lho old poi - cess had provided only it cununit- ment as (o what rho Ifne.-item expun. dilures would be. Many Cuuncihn(n have expressed a desire to continue the ZHB process in future years and possibly expand it to ulhur oral.. such as the operating subsidy to the school district and the City's capital budget. It is important to establish the cin. text fu which zero base, budgeting was adopted in Wilminglnn. Essen- tially, it represented a logical step forward in a well-established pro- cess of fiscal restraint and improved management of resources. It fol. lowed earlier experimentation with other budgeting innovations, parlh.- uldrly program budgeting. It drove lwavily on analytic and manag,nnunl .staff resnarees which had horn eh:- veluped over an extendod period. And it relied on the, cooperation and support of Ilse Mayur, City Council• and city department heals. The pro. Craa and the results could differ sig- nificantly in a different context. Insufficient time has passed to assess fully ZBB's impact on Wil- mington. However, a number of con- clusions may be drawn as to the ben- efits already derived, and the disadvantages. On the positive side a kry arconl- pl sli-lucH -hes ,tII Idle Vie( ilud idenlifiratfor] of all file services pro• vn e �liy ILa city—. regnrrlI' ss of fiinding.uun:u. Such information ivies-of:4i�r-'prrvfuusly available in syslenudic form. Once id,mtified, all programs aid rxpendilurry %wr.r,: mvfetverl to a level of del;iil usually ruaerved for propusml ne%v pro- grams. Also hrnefir.ial is Ihn nslatlish• nttmt of a sys(emafic priorilizmion of the Gily's services. This esfahlishes a firm foundation for fulur: years when the City's financial . tialinn [Tiny ['(.(little extremely difficult de.ri- sfuns, and helps assurn that those decisions will hoe hasod on ,i wrll- dm'ele,ped sel of priorities. ThrMill proles itself was 111•n(1i• sial, in Ilmi it involved nearly all mnnagemcul personnel he Iia bud- teling pnlr:ess, ronsidenlbly more Ilan in the past. Also, as it planning olnrl hudgeling peeress, Z1313 in- nlvarI these; personnel In a for more ennprehensive. resource allocation mncess. The larking of federal and state NWant funds establishes a mechanism or identifying the importance, of these funds to the City and antici- ;ating the future demands to replace hese funds with City funds when hey expire. In effect, Wilmington has adopted a comprehensive plan - �ung and budgeting process for all its rsources. 7'lne statement of priorities and �rogram measures by department eads serves as an excellent basis for management by objectives pro- gram. In the past, the. City's approach u management by objectives had un nmre general, making perfor- -ance assessment more, difficult. With th . level ref specific detail pro- ided by Z1313, performance against hjurlives can be measured much more quantitatively. �/.BB has also involved City ouncil mora meaningfully in the: 'Tiudget process. Specifically, it has fe 'n them a better picture of the wesinvolved and a direct involve - re fn the tradeoff process inherent to budgeting. Potentially ZBB could erve to very significantly increase u; role of the legislative, branch of m'ernment by providing more effec- live eonitol of tho planning and re - it rre. aIIor:aI!on process. ZfiB also bas significant disadvan- to "Krt increase ref,lllp percent in Me cost of preparing the. budget. The rIemased Uforl, area tliMglf­160 of elail required, caused numerous complaints. especially from Defend- �e-nt Heads. Particularly in the rases herr, e service is already ralher wall nown In the City administration and Cily Council, such complaints rr. understandable. The large sire• of the first service -47- Il:vel in most budget units. --40 to lit.) pe.re:enl of current spe lining—cony also havo provided an opportunity to e.lful:lively shelter costs which might, if listed as separate service levels, he muni seriously questioned. In u number of departments it Ap- peared that overhead -type costs wen; unduly heavy in the initial ser- vice level, although if more time had been available, this could have been addressed by revisions in the pro- posed service levels. Another limilation is the under- lying assumption that the specified level of funding must be provided in order to obtain the specified level of service. Past experience suggests that improvements in efficiency and productivity may Enable a specified level of service to ho provided even with reduced funding levels. While the, knoM1+ledge that reducing the cost of each proposed cervico level en- ables more service levels In he funded tends to encourage economy and stimulate productivity improve- menl, the stimulus may not be suffi- ciently strong to produce the desired results. Thus, it is desirable to un- dertake separate measures to pro- mote efficiency and productivity In combination with the implementa- tion of ZBB. 111ilmington's experience with ZBB has generally been quite posi- tive and seems likely to lead to fur- ther use of ZBB in Wilmington. Combined with it variety of measures geared to improved organization effectiveness and economy. ZBB appears to he making a significant contribution. While ZBB would not necessarily prove beneficial in every jurisdiction, its implementation is certainly worthy of consideration. CI Footnotes 'P,rb•t A. felon, •• Zorn Ilw. Ilud¢r11nq:' Ileeanl Mu i ne.. a,•, in , Na\: nw'. 14170. py. III I:1. %'•m Item IIur111n11r,g; A Ihn, lh "I Mu111191 nonI Tnul Inn Iwo 'F:n-.Inding ford nnP, nod 1hr npr,rdiul; +nlniilr h, Mir 1, x'r•,c ern In,.huh d w /1111 11 , i,r. n..orn' hw117d.d m 51'/.l mill„n Ter c•mnyin. n pmpucod IenOy in \c.nrr LIII6il: Irma.•..,. deal n•nul•I inllidll n.u0 n1 .,airmM1 , x\h Ile\\' pn.he m.. Au0u+1 1970—rn1'I:aNMI NTAI, rINANIat-29 [11 BUDGET FY '713 -48- 4TH CDBG APPLICATION PREPARATION AND SUBMISSION TIMETABLE -4TH r.RANT- HUD '78 It WIURLR NOVEMBER DECUMDER•JAIRIANY FEBRUARY MARCH APRIL 1. CO&I Prugrw 1. Develop draft pro. December 1. Review final draft 1. Ongoing monitoring 1. Ongoing monitoring for posse of CHUG 1. Attend Council of CDBG application of DOG activities of COBG activities jeuertlan gmm�l public: reco.ut.tj.lon far Public hearing performance report .. ruJza apo[ aJ vur[Isl ng phe�City Con to the City Council Uecmabar 6 when the 11 Ii. ueuapaper Jin e. CCN meet Giga approved uppraveJ bade[ pew/ uJ 5 8 19, vitt be discussed z p,w.cutN ,.at and esJ Nov.S January Jules c. rly." to orgwn- b. Its if page e nen• paper ad 1. Review Performance lxm imus (450) presenting Report Information J. grnrr.l mvdl. citizen pro- Iummarlxing 3 year. ....fog. of pasals of C05G activity x[iv It lea c, discuss CCN Race esu sit Le on reeoumendrtlom ' Ideas and v'oa.enb wt publlc meet- Ingnv. 10 a, t.e nee[In1s seent CCN J. present (act. 17 G 131 It. uWlvlJuu l/ tor.ccens,.dations to the Council con. November 71 ' .l [arts ..going t.et 1. Hold publlc hearing 1. 1ov I,w CCN December 1. Fabruary, 7 approve to it.. 'bout Sulu[ wbou[ City City ir.com(Nov. 21)rtlons (Nov. 21) 1. I1o1d public hearing by resolution the completed appllca- budvt L Pmts sa o. derision mating December 6 tion and PerformanceSupt euLar 27 b, prlerltlas 8• Adopt community report for sub- c. program gods Jevelo)ment plan and budget and sub- mission to local, state and federal 'Z F 8. Set data for public It to staff A-95 agencies F hearing December 17 G January u 1. Review Performance Report January 9 2. Review 4th year application January 30 1. Provide usslst.nce 1. Provide support for 1. Prepare application 1. Print completed 1. APPLICATION SUB- tu citizens lire. CCN and Council including application and MITTED TO HUD wriu, proposal. processing of A. Community performance report APRIL 1, 1971 . 8. Schedule activities information Development Plan 8. APPLICATION SUB- March 7 to ' and define pro. 9. Draft CCN Informs. b. Mousing Assist- MITTED TO A-95 April 16 acceptable) evdurea tion for neva ante Plan CLEARINGHOUSES LL3. t CCN efforts releases, ads, and c. PY '78 PEBRUARY 14, 1978 is to distribute to ls[n Lute in. Council presentation Performance (45 days before H forma[lan and gather Report [BCD aubmlasion) ' W rill u•n Input. 3. PERFORMANCE REPORT 4. Maintain file docu• SUBMITTED TO IUD wart wr citizen AND A -9S CLEARING- I•+r[ssiP•tlur, HOUSES FEBRUARY 16, .'t 'it res 1978 (10.60 days before application) t to 1. Receive and process application within 4S day. 1. Submit comments .bon mppllcatlen to Clq 7. Receive and process performance report within 30 days 1. hold workshop to 1. Receive and review 1. Receive application O explain new regu• performance report and precut within lesions and 75 days application ' x 1 procedures � �� 2 �Y� �, �, , �' N f� !� �:.: � fF--� � tt �lVT15 ii4MVl :md' 'o�, h.Y IFl�/ w.I'rb�1���'�. . .. .4 �'.:r;• tJ.v,'.Frc {.l✓AkRll �. :.�.a. 5 � R{✓<NYF i1 4w.u-...-�n:.0 t r..-.,.�,..� ! t ri i S. Y' ' . ...r.. a `.4MF}�� .3i✓v i t1YM1 �' -•. /N+... Y,v.�l'. .iG .r �vY^l. f.. �y 4i'f.'V 514 Y .::.: .. ..... .. ... .. , L 4g4e ",,:� .. .. ,,. �; rc':.. ' ...0 :f . � fin b 1:'r 'T:;1. r i` . �. ..i� .. ... v ..red. �y'� a, >pq4 f J U�Fi ...} . ' .. ..r �.: }I �a.»r:; '.1.�. ^rrY.!^.w M1: 1*t.%r�nr.1.. i !'^ ... •vNWW'..�!�.�(,`. r .. . lri. �.. i,.«r ..... ..... v [r !xi(TPY A r i.9�.a�.t`S. h4aW rvrv,r �4c,,J.. ,. .. .- ,,. a:.mo�/w�.nn.,. n>+rvydeT':r "k!W*'N w'ue..m. LW/l�p�;r. rff.V4ari✓ew�adifsn F � ���� 'r4. I 4 Y r-V'l � ., . .....gn?Hi INTRODUC , .ON The adequacy of public facilities is a measure of a city's ability to meet its objectives. Each city needs to assess its level of performance and evaluate this information in light of community desires and objectives. This report documents existing conditions and recommends standards and policies for performance that are to be used in the formulation of a Community Facilities Plan. For locations of existing community facilities, including parks and schools, see the fold -out map in the center of this report. PARKS EXISTING FACILITIES The Iowa City park system consists of 28 parks including forest preserves, waterfronts, neighborhood playgrounds, cemeteries and landscaped areas, which total 193.4 hectares (477.6 acres). Iowa City's recreational areas can be grouped into four broad categories: City-wide facilities, community service areas, neighborhood parks and mini -parks. - This grouping is based on the size, location, type of space and [lie general environment surrounding each facility. (See Figure 1 on the center page for a list of city park facilities.) City-wide facilities are the largest recreational areas, and include City Park, which covers 42.6 hectares (105.2 acres), and Hickory f. ark, which is 39.5 hectares (97.5 acres) in size. These parks are unique in that their size allows them to provide a wide variety of activities. The city Recreation Center—with 13,470 square meters (144,838 square feet) Of floor area on two levels—can also be considered a city- wide facility because its programs and activities draw individuals from all areas of the community. Community parks are more limited than city-wide facilities in both size and scope of activities although their service area covers several neighborhoods. There are six community parks ranging in size from 2 hectares (5 acres) to 26 hectares 164 acres). Neighborhood parks serve areas of the city within a one, kilometer radius (0.6 mile). The park system includes twelve neighborhood parks ranging in size from 0.6 to 5.7 hectares (1.4 to 14 acres). Mini -parks vary in size from a fraction of a hectare to 2.6 hectares (6.5 acres). Most mini -parks are located within developed residential areas, and provide open space, buffering, and tot lots. Special-purpose, open -space areas include the cemetery and landscaped areas. Oakland Cemetery is 13.4 hectares (33 acres) in area and is located in the northeast section Of Iowa City. Landscaped areas are located in roadway medians and in other Publicly owner) land. FIGURE 2 PARK DEVELOPMENT STANDARDS PARK TYPE SERVICE AREA LOCATION SIZE RATIO SIZE RANGE TYPICAL FACILITIES PLAYGROUND Maximum radius: 500 meters In a pedestrian Contained in 500 sq. maters Play apparatus play - (0.3 mile). environment. neighborhood to hectares field, balllirld, brnrhes park ratio. (50,000 sq. feet for adults accompany - to 5acres). inq vonnq children NEIGHBOR. HOOD Maximum radius: Ikilometer Centered in the 2hectares 2t161`ectmes Plav antmm�ls h;dl (0.6 mile). neighborhood it serves, adjoining I 9 (5 acres) per p 1,000 potential 15 to1�acresl. courts,arldtare-n elementary school. population. including passive arca (shaded benches) and rl:anr. arca Ihorseshnes, shuffleboarri. etc. I. COMMUNITY Maximum radius: 2.5 kilometers Centered in the 4 hectares 6010100 to 40 P II 0.6miles). Communityit serves or adjoining (10acres)prr 1,000 potential acres 150 to 100 acres). marts, Irhllfields, swim- arts, Iamnlds, s junior and senior population. ming pool, community high schools. center, ice skating rink, picnic areas, adult areas. mnum slurfv arra. CITY-WIDE Within walking or driving distance In one or more One, park Per 40 hectares ON'.n lawn and wonder) for all urban areas of the city, depending upon 50,000 people, (100 acres) areas .scrnir.rlrivrs, inhabitants. natural features. minimum. lakes, Ponds, areas for gan1C5 8114 Sper15. May Include golf course, ;nbonaunhs, riding trails, swinhtninq pool, play alwalalas. DEVELOPMENT CRITERIA Because Iowa City is a diverse community, its residents have a wide variety of recreational needs and interests. In order to provide an optimum range of recreational opportu- nities, the standards presented in Figure 2 have been for- mulated for the development of park facilities, based on the experiences of other park and recreation systems. These standards should be used as guidelines for planning recreational areas. If applied in an indiscriminate manner, they can result in a poorly located facility relative to the social and physical characteristics of the area. OPEN SPACE. When properly situated, both public and private open spaces serve many functions. For example, they preserve areas of natural beauty, and provide needed contrast to extensive urban development. Open spaces also offer extensive opportunities for recreation, such as waterfronts, public access for boating and fishing, and places to walk, hike, or bicycle. SCHOOL. Schools offer many advantages as sites for playground expansion. Their usually central location in the neighborhood provides easy access for all residents. In addition, because schools already have gymnasiums and other capital facilities, recreation programs can be developed in off -school hours at relatively low cost. RALSTON CREEK. The Ralston Creek flood detention sites offer a unique opportunity for the development of joint -use facilities. These sites are suitable for both the development of active recreation areas and the preservation of natural open space. CEMETERIES. Both public and private cemeteries provide indirect benefits to a community, if they are properly located. The open space of a cemetery provides relief from continu- ous urban development and wildlife habitat. Once a ceme- tery becomes inactive, it may also be used for some forms of passive recreation, such as bicycling. Cemeteries should be located in areas inappropriate for more intensive develop- ment. Special care is advisable in locating cemeteries, since changing their use is extremely difficult. MAXIMIZING BENEFIT. Parks, recreational areas and open spaces which are located so that their exposure to public activity is maximized offer the greatest number of benefits to the public. When these facilities border s•reets, they provide relief from continuous urban development, and expand the natural effect at transitions between open space and other uses. These benefits are greater per unit area of open space when open space areas are linear and have irregular boundaries. SCHOOLS EXISTING PUBLIC SCHOOL FACILITIES The Iowa City community school district includes the local public schools in Iowa City, University Heights, Coralville and a large part of East and West Lucas Township. There are 21 school buildings in the system: 16 elementary schools, 3 junior high schools and 2 high schools. (Ser, Figure 3 on the center page.) In response to population shifts, redistrict- ing, and such, the district maintains 33 portable classrooms which can be used at those schools experiencing an increase in enrollment beyond immediate capacity. M FIGURE4 IOWA CITY COMMUNITY SCHOOL DISTRICT: PUBLIC SCHOOL CENSUS 1960-1976 PERSONS IT"WOYUN 10- 5.16 Year, old e 6 4------ '0-4 Years ol0 2- 19-20 Ysur, old v— ----- 60' 62 64• 66' 68• 90 72 H 96 YEAR •YI,U I.,.e. 'anw, dw'en a w•.oa, ,load ro su,.<i 'r .e/rw, vm a slaw •, •gniw dsror6[l>ary, sx,vn The public school census for 1976 shows a total count of 14,125 students in the district. This represents an overall decrease of 4.8 percent or 700 students. The Iowa City portion of the district (including special education) totals 8,819 students. This represents an overall decrease of 2.23 percent from the 1975 enrollment of slightly over 9,000. This continues a five-year trend which has seen an overall decrease of 3.28 percent since 1972. EXISTING PRIVATE SCHOOL FACILITIES In addition to the public schools there are two Catholic supported schools in Iowa City. St. Patrick's Elementary School has an enrollment of 228 students, only 12 short of its capacity. The building was constructed in 1921 and is located on a 0.6 -hectare (1.5 -acre) site near the central business district. Regina Junior -Senior High School has a total enrollment of 484 and is situated on a 32 -hectare 180. acre) site. Facilities include football and baseball fields, hiking areas, open spaces and ample parking on site. DEVELOPMENT CRITERIA The school today is no longer merely a focal point for edu. cation. It continues to evolve as the primary focus for all neighborhood and community activities. It is, therefore, important that the social and recreational as well as educa. tional functions of the school be considered in both its location and design. The recommended standards for site size, enrollment, and walking distance are intended to be guidelines and not abso. lute standards for Ilia devrlopment of school sites. Flexibility in their application to variable, social and physical character istics of the community is essential for good planning. ISee Figure 5 on ilia following page.) FIGURE 1 IOWA CITY PARKS: LOCATION, SIZE AND FACILITIES 1977 SIZE OF SITE PARK LOCATION FACILITIES HECTARES ACRES CITY-WIDE PARKS 82.1 202.7 City Park Road and Iowa River 42.6 105.2 CD EFG H I J KL MNOPQRS Hickory Hill Davenport Street and 7th Avenue 39.5 97.5 B IJ K L COMMUNITY PARKS 82.5 203.8 Mercer, Leroy S. Bradford Drive and Dover Street 11.0 27.1 CDHIJKLNQR Mesquakie S. Riverside Drive 25.9 64.0 ATU Terrill Mill N. Dubuque Street and Taft Speedway 7.1 17.6 A EJ K Sturgis Ferry S. Riverside Drive 15.3 37.9 AE West Landfill 2.5 kilometers (4 miles) 12.2 30.0 A west of Mormon Trek Road Willow Creek West Benton Street 11.0 27.2 BJKN NEIGHBORHOOD PARKS AND PLAYGROUNDS 21.7 53.6 Brookland Myrtle and Melrose Avenues 1.5 3.8 K LN College Green Washington and Dodge Streets 1.0 2.4 H K N S Court Hill 2825 Friendship Street 3.5 8.6 LNRS Creekside Muscatine and 5th Avenues 0.9 2.3 I LN RS Elm Grove Benton and Clinton Streets 0.6 1.4 I N QR Fairmeadows Western Road 2.0 4.9 HKNR Happy Hollow Brown and Governor Streets 1.3 3.3 H I LN R North Market Square Fairchild and Johnson Streets 0.6 1.5 KLNS Oak Grove Page Street 0.6 1.6 J K NS Pheasant Hill Green Mountain Drive 1.3 3.3 N K Villa Westgate Street 2.6 6.5 AKLN Wetherby Taylor Drive 5.7 14.0 K N R V MINI -PARKS AND PASSIVE PICNIC AREAS 7.1 17.5 Black Springs Circle Dill and Park Streets 0.4 0.9 AK Crandic Rocky Shore Drive and Dill Street 2.1 5.2 EJ K L Glendale Glendale Road and E. Ralston Creek 0.3 0.8 AN Highland Highland Avenue and Keokuk Street 0.2 0.4 K N 1-80 Strip East of American College Testing 2.6 6.5 A Reno Reno Street 0.4 1.0 HLN Strob East of Streb Industrial Park 0.9 2.3 A Tower Court Tower Court 0.2 OA K N A open space G ice skating M enclosed shelters R ball diamonds B nature trails H drinking watel N playground oNlipment S baskothall C hiketrails I reslrooms O kidoiendes T mndelairplano area swlelming .1 'pill; p hr........ I1111'1{ U IIIr,10'rycle trails E lishmg K wcnic laha•s O mnnl'• V cunvnunity gnrdenr. F boating L picnic shelters 0 FIGURE 3 10 IOWA CITY COMMUNITY SCHOOL DISTRICT: PUBLIC SCHOOL LOCATION, SIZE AND ENROLLMENT 1976 FIGURE 5 SCHOOL DEVELOPMENT STANDARDS SIZE OF SITE MAXIMUM SCHOOLTYPE ENROLLMENT fha = hectare; a = acre) KILOMETERS ENROLLMENT ENROLLMENT SCHOOL LOCATION WITHAR 1/9/76 10 4.0 he (10 a) per first 500 students, plus HECTARES ACRES TEMPORARIES 0.4 he 1 1 a) per 100 additional students. ELEMENTARY Central 501 -6th Street, Coralville 3.0 7.5 450 392 Hills Hills, Iowa 2.8 6.8 300 234 Hoover 2200 Court Street 2.4 6.0 500 466 Horn 600KoserAvenue 3.2 8.0 400 291 Kirkwood 1401 -9th Street, Coralville 7.5 18.5 375 295 Lemme 3100 Washington Street 3.2 8.0 450-490 327 Lincoln 300 Teeters Court 2.0 5.0 200 201 Longfellow 1130 Seymour Avenue 4.1 10.0 418 297 Lucas 830 Southlawn Drive 3.6 9.0 500 456 Mann 521 North Dodge Street 1.6 4.0 325 252 Penn North Liberty, Iowa 4.1 10.0 360-365 322 Roosevelt 724 West Benton Street 2.4 6.0 376 342 Sabin 509 South Dubuque Street 0.6 1.5 260 225 Shimek 1400 Grissell Place 6.5 16.0 240-250 204 Twain 1355 DeForest Avenue 4.1 10.0 475 417 Wood 2350 Sycamore Street 3.3 8.2 450 433 JUNIOR HIGH Central 121 North Johnson Street 1.1 2.5 350 424 Northwest 1507 -8th Street, Coralville 8.1 20.0 825 829 Southeast 2501 Bradford Drive 10.5 26.0 702 730 HIGH City High 1900 Morningside Drive 14.2 35.0 850 919 West High 2901 Melrose Avenue 32.4 80.0 1,200 965 FIGURE 5 SCHOOL DEVELOPMENT STANDARDS MAXIMUM WALKING DISTANCE SIZE OF SITE SCHOOLTYPE ENROLLMENT fha = hectare; a = acre) KILOMETERS MILES MINUTES ELEMENTARY 450900 1.0 0.6 10 4.0 he (10 a) per first 500 students, plus 0.4 he 1 1 a) per 100 additional students. JUNIOR HIGH 500-1000 1.02.5 0.6-1.6 30 8.0 he (20 a) per first 500 students, plus 0.4 he (10a) per 100 additional students. HIGH 10002000 ').55.0 1.6 3.1 30 12.0 he (30 al per first 1000 students, plus 0.4 he 1 1 a) per 100 additional students. COMMUNITY PARKS SCHOOLS FACILITIES 1 Black Springs Circle 2 Brookland 3 City IOWA CITY 8 1977 O �� CITY 10 WA A AIRPORT B CIVIC CENTER Ci .FIRE STATION-CENTRAL D FIRE STATION-EASTSIDE E FIRE STATION-WESTSIDE F LIBRARY G POLICE STATION H RECREATION CENTER ® CEMETERIES PARKS 1 1 POTENTIAL RALSTON CREEK L� FLOOD CONTROL PROJECT SCHOOLS 4 College Green 5 Court Hill 6 Crandic 7 Creekside a Elm Grove 9 Fairmeadows 10 Glendale 11 Happy Hollow 12 Hickory Hill 13 Highland 14 1-60 Strip 15 Mercer, Leroy S. 16 Mesquakio 17 North Market Square 19 Phe Grove 1g Oak asant HIII 20 Reno Street 21 Strob 22 StuTerrill MillFerry 73 Terrill Mill 24 Tower Court 25 Villa 26 West Landfill Wetherby 26 Willow Crook a Central Junior High b City High c Hoover Elementary d Horn Elementary o Lemma Elementary f Lincoln Elementary g Longfellow Elementary h Lucas Elementary I Mann Elementary j Regina High k Roosevelt Elementary I Sabin Elementary m St. Patrick Elementary n Shimok Elementary o Southeast Junior High g P West Elementary r Woo High Wood Elementary CORALVILLE as Central Elementary bb Kirkwood Elementary cc Northwest Junior High O lOOOi Sa27 esiz!2 0 610 m W, n [` 23 0 s 1 FIGURE B0 IOWA CITY AIRPORT RUNWAY DATA 1977 RUNWAY LENGTH WIDTH NUMBER METERS FEET METERS FEET 06/24 1219 3998 46 150 12/30 1189 3900 46 150 17/35 1310 4299 46 150 All three runways are concrete, with minimal illumination. AIRPORT EXISTING FACILITIES The Iowa City Municipal Airport is located in the southwest section of the city. Its elevation is 201.5 meters (661 feet) above sea level, and to the east, south and west it is sur- rounded by level ground of similar elevation. However, to the north hills rise more than 30 meters (98.4 feet) within a kilometer (0.6 mile). The site covers 196 hectares (485 acres) and was originally established in 1918. Air navigation is aided by VOR. While no commercial airlines serve Iowa City through this airport, it is used quite extensively by private planes, as well as those of local commercial and industrial interests. A local flying service also operates out of the municipal airport. Access to commercial airline service is at the Cedar Rapids Airport located about 32 kilometers (20 miles) north of Iowa City. A limosine service operates between Iowa City and this airport. DEVELOPMENT CRITERIA Airports are extensive users of land, and their presence vitally affects the character of development for at large area outside their boundaries. Because airports must be located and developed both in relation to other elements of the city and in relation to air space, the federal government (Federal Aviation Administration, FAA) is actively involved in the process of airport system planning. Regulation and control of land uses in airport vicinities can moderate harmful side effects and maximize the safety of landing and takeoffs. It is essential to carefully plan for land uses in the vicinity of airports to assure safety and compatibility. When aircraft take off or land, they gain or lose altitude very slowly compared to their forward speed. Because of this characteristic, they need space at the ends of the landing strips known as "approach zones", over which they may safely gain or lose altitude. The approach zone should be designated for approximately 2 kilometers 11.2 miles) from the end of the runway. (See. Figure 9.) Land uses involving dense concentration of people should not be located beneath this path. In the approach zone, 1 kilometer (0.6 mile) should be free of obstructions that exceed a height of 1 meter (3.28 feet) above the end of the landing strip for each 20 meters (65.6 feet) of distance from the end of the strip. (Recent FAA regulations indicate runway 35 is an instrument approach runway with a 34:1 approach surface.) The most critical portion of the approach zone is the first 300 meters (984 feet) adjacent to the runway. This area, known as the "clear zone", is the innermost portion of the approach zone. FAA standards recommend the purchase of land in this zone. If this is not possible, sufficient control over the land should be acquired to allow for removal of existing obstructions and to control the future use of the land and any construction which would interfere with airport operations. FIGURE9 IOWA CITY AIRPORT APPROACH ZONES (STANDARDS RECOMMENDED BY CITY OF IOWA CITYI Prepared for the Comprehensive. Plan Coordinating Committee: Richard Blum (Chairman), Part Cain, Carol deProsse, Jane Jakobsen, Mary Neuhauser, Robert Ogesen, David Perrot, Juanita Vetter. By the Department of Community Development, Dennis R. Kraft, Director, City o1 Iowa City, Iowa 52240; Rick Geshwiler, Senior Planner, Douglas Boothroy. Assistant Planner; William Keating, Assistant Planner; David Lundquist, Assistant Planner; Jorge Rendon, Planning Technician; Joanne Somsky, Planning Tech- nician (Graphics/Layout Editor); Debbe Simpkins, Senior Clerk - Typist. Pined on 10096 rucycled paper. August, 1977 • LEC E. nTZaInn OMS FRANCIS nTZOIneONS HAROLD W.VINITC RICHARD J. MEYER LAw OrrICOD Or FYTZGIHE0NE3 BROTHERS i'. ❑. Sox 496 108 NORTH SEVENTH STR :CT EBTHORVILLE, IOww CIJ]4 October 7, 1977 City Clerk Civic Center 410 E. Washington Street Iowa City, Iowa 52240 • The enclosed letter is being forwarded for the attention of the Iowa City Council. I have sent a copy to Mayor Mary Neuhauser. LEF:ams Enclosure Yours very truly, / r Leo E. Fitzgibbons ✓?6 '9t Tu.mmanu MCA 112-]62-]$I5 okIDD OCT 10 i977 ACiU!+_ ST0LFU� CITY CLERK rI LED C. FITIOIORDNO FRANCIO FITEOInuoNu MMMMUMMEd HAROLD W. WHITE RICHARD J. MOTOR LAW arnooa or n=3z SEONS BROTHERS P. C. BOX aoa IUO NuHl'I1 SEVENTH vTHLLT E8THMRVMLM, IOWA 01304 October 5, 1977 City Council of Iowa City Civic Center 910 E. Washington Street Iowa City, IA 52290 0 1'ELLRIIOIIL ARCA 712-362J215 OCT 1 O;`)77 !' ABBIE STOLFL, CITY CLERK The undersigned represents the owners of the Strub building part- nership which partnership owns the Strub Building adjacent to Parcel No. 81-1 which was recently offered for sale by the City of Iowa City. The owners of the Strub Building partnership wish to call the Iowa City Council's attention to the fact that the Strub Building relies for its lateral support upon substantially all of Parcel No. 81-1. For details on this reference is made to the Shive-Hattery Engineering re- port dated August 18, 1975, which was a part of the bid packet. In that report the engineers pointed out that the foundation of the Strub Building extends well into and encompasses a great part of Parcel No. 81-1. The concern of the owners of the Strub Building is that the City is going to require the construction of some kind of a building on Parcel No. 81-1. When the City as a governing body makes such a re- quirement, and conveys the property to a person required to build on Parcel, it is suggested that the City require proof of adequate financial responsibility on the part of its purchaser and his contractor, so as to assure that when the purchaser undertakes the construction project, the owners of the Strub Building should be fully protected from any damage to the Strub Building, because it receives its lateral support from Parcel No. 81-1. The owners of the Strub Building should be fully pro- tected against any such damage either by the financial responsibility of the perchaser, by the financial responsibility of any contractor employed by the purchaser, or by liability insurance policies covering the possible damage. The point we seek to make is this. If the City of Iowa City requires a construction project on Parcel No. 81-1, knowing of the lateral support problem, then it appears that the City itself would be responsible for any future damage, unless proper steps are taken and safeguards are made to assure that there will be no damage to the Strub Building. City Council of Iowa City October 5, 1977 Page 2 We will be willing to discuss this matter with any representative of the City at any time. The purpose of this letter is to be certain that the City Council is aware of the problems set forth in the Shive- Hattery Engineering letter. If it is, I am sure the Council will agree that such safeguards will have to be a necessary and integral part of any arrangement between the City and any purchaser. Otherwise it ap- pears to us that the City would be responsible and liable for any damage in view of its mandates and requirement that its vendee erect a struc- ture on Parcel No. 81-1. Yours very truly, / Leo E. Fitzgibbons LEF:ams •City of Iowa City MEMORANDUM DATE: October 6, 1977 TO: All Employees .11 FROM: City Manager el RE: Offensive Conduct In the last few months remarks have been attributed to City employees which include the word, "nigger" and other similar derogatory words or phrases. In each situation an individual has indicated hearing the remark and the other person has denied making it. While the City is unable to legislate changes in attitude, it can take measures to correct certain acts by employees. Please consider this a written warning that use of language which is commonly known to be deroga- tory and offensive toward racial, ethnic, or religious groups or to women will not be tolerated. If reports are received of employees using such derogatory language, disciplinary action will be taken. 3875 * City of Iowa Ci# MEMORANDUM DATE: October 10, 1977 TO: Neal Berlin and City Council FROM: Dick Plastino, Director of Public Works RE: Status of traffic signal installations Project Highway 6/l/218 Project Keokuk and Highway 6 Sycamore and Highway 6 Riverside and Benton East-West Couplets N1 and #2 Project Gilbert, Bowery, and Prentiss (Cost - $30,000) Points to Consider - FY77 Projects Engineering Construction Time of Completion 100% 0% Spring, 1978 FY78 Projects Engineering Construction Time of Completion 0% 0% Spring, 1979 70% 0% Spring, 1978 10% 0% Spring, 1979 100% 0% Spring, 1978 Suggested Project Engineering Construction 0% 0% Time of Completion Fall, 1978 1. Keokuk and Highway 6 was moved up one year in last budget cycle to FY78. 2. Five intersections are now programmed and are in varying states of completion. 3. There is a limited amount of benefit in adding new intersections to a work schedule without deleting or rescheduling other inter- sections. There is one engineer working on traffic signals and they will be done in a certain length of time regardless of whether five intersections or ten intersections are scheduled. In other words, adding another intersection to the list drops all other intersections back an unknown but proportional amount of time. 0 _2_ • Council has formally recognized the Gilbert, Bowery, and Prentiss intersection as being dangerous. Council specifically authorized two crosswalk guards and installation of flashing speed limit signs in an effort to alleviate the problem until the project could be done during its properly programmed FY80 Budget year. 5. If Council wishes Gilbert, Bowery, and Prentiss intersection to be done by the fall of 1918 authorization should now be given to go ahead and order signal equipment. Delivery times for signal equipment run three to six months. It is also suggested that this particular project be done by consultants and that $6000 be added to the 30,000 budget to allow for engineering and inspection. This pattern of crisis response to well known problems is not altogether beneficial. Other projects suffer and work schedules are disrupted with resultant loss of time and efficiency. 0 0 in/1nm CHANGES TO 9.30 HOUSING OCCUPANCY AND MAINTENANCE CODE 9.30.1.0 Simplify end of sentence to: City of Iowa City irrespective of the date of construction. 9.30.1.D Third line: add "or 'this Chapter"' to the end of the sentence. 9.30.2 Additional definition spaced alphabetically between Communal and Dining Room: Court shall mean an open unoccupied space, other than a yard, on t—Fe same lot with a dwelling. A court not extending to the street or front or rear yard is an inner court. A court extending to the street or front yard or rear yard is an outer court. Kitchen Sink - punctuation, line two: washing eating ." Operator - line three, additional comment: . . . premises (for rooming houses, see Rooming House Operator). Roomer - second line: "family of the operator ." should read "family of the rooming house operator ." Additional definition spaced alphabetically between Rooming House and Rooming Unit: Rloomin House Operator shall mean any person who rents to another or w—ho has custody or control of a building, or part thereof, in which hes resides and in which rooming units are let. he- Tempp�orary Ho�usinE - additional word: " . . . shall mean any tent, trailer, or otFer structure used for . . . ." should read shall mean any tent, trailer, motor home, . . . ." Toilet - spelling error. 9.30.3.A Third line: " . . . the condition of dwellings, dwelling units, rooming units, trailers, ." should read " . . . the conditions of dwellings, dwelling units, rooming units, mobile homes, . . . ." 9.30.3.0 Line two: change "consentual" to "consensual". 9.30.3.1) Line six: ". . . any person or person ." should read ". any person or persons . . . ." 9.30.3.E Lines four and six: " . Housing Inspector his/her authorized . . . ." should read ". . . Housing Inspector or his/her authorized . . " " Pursuant to this Code." should read ". pursuant to this Chapter." 9.30.3.G First line: "Whenver the Inspector of Buildings ." should read "Whenever the Housing Inspector . . . ." 397 9.30.3.H 9.30.3.J.1 9.30.4.G 9.30.4.I.e 9.30.5. D.7 9.30.5.G.3.b 9.30.5.H.1 9.30.5.H.2 9.30.5.H.4 9.30.6.0 9.30.6.F.2 9.30.6.F.3 0 0 Additional material to this section is as follows: The Board may modify any notice affecting the following subsections of this Chapter: 9.30.4.) 9.30.10.0 9.30.5.A 9.30.11.A 9.30.5.8 9.30.11.8 9.30.5.0 9.30.11.0 9.30.5.D 9.30.11.D 9.30.6.D 9.30.11.E 9.30.9.II 9.30.11.F 9.30.10.5 9.30.11.G 9.30.11.H so as to authorize a variance from the provisions of this Chapter when, because of special conditions, a literal enforcement of the provision of this Chapter will result in practical difficulty or unnecessary hardship; provided, that the spirit of this Chapter will be observed, safety and welfare secured, and substantial justice done. If the Board sustains or modifies such notice, it shall be deemed to be an order and the owner, operator, or occupant, as the case may require, shall comply with all provisions of such order within a reasonable period of time as determined by said Board. Hearing - line nine: . shall be regarding as an order." should read ". . shall be regarded as an order." Water Heating Facilities Required - line eight: twenty (120) degrees Fahrenheit." should read ". . . twenty (120) degrees Fahrenheit (48° C)." Additional item - original "e" now "f", original "f" now "9"; "e" should read as follows: All stairs and steps shall have a riser height of not more than eight (8) inches and a tread width of not less than nine (9) inches. Line two - typographical error: "shart" should read "shaft". Line two: and every other opening to be a cellar or " should read ". and every other opening to a cellar or ." Line two, spelling error: "safet" should read "safe". Line three, spelling error: "egree" should read "egress". First line: "No fuel burning heater shall . ." should read "No fuel burning furnace shall " Add at end of paragraph: "Water heaters are prohibited in bathrooms or sleeping rooms." Line three, spelling error: "ceet" should read "feet". Line two: sizes are required ." should read ". sizes as required ." Revise to conform with other sections: "Said rooms shall conform to ceiling height requirements as set forth in 9.30.6.D." 9.30.7.A.2 Line three, word omitted: (4) inches and ." should read (4) inches high and .11 9.30.7.0 Line two: change "outbuildings" to "accessory structures". 9.30.7.D Revised section for detailed standards; should read: Gradin Draina e, and Landsca in of Premises. Every premises shall e grade and rained so no stagnant water wi I accumulate or stand on the premises, and every premises shall be continuously maintained in a sanitary, erosion -free, and dust -free condition by suitable landscaping with grass, trees, shrubs, or other planted ground cover, or by paving with asphalt, concrete, or by such other suitable means as shall be approved by the inspector of buildings. Where a premises is occupied or shared by less than three (3) dwelling units, the continued maintenance of the premises in the above condition shall also be the responsibility fo the occupants. Any person who violates this section shall, for each violation, forfeit not less than twenty-five dollars ($25.00) nor more than one hundred dollars (S100.00). 9.30.1.E Line two: change "outbuildings" to "accessory structures". 9.30.7.F Line two, spelling error: "delapidation" should read "dilapidation". 9.30.2.H.1 Line two, word omitted: ". through flow . . . ." should read ". through back flow . ." 9.30.7.N Line two, spelling error: "therof" should read "thereof". 9.30.7.0 Line two, word omitted: . rooming unit it ." should read ". rooming unit unless it ." 9.30.7 Add new section "Q": Maintenance of Fences. Every fence shall be kept in a reasonably good state of maintenance and repair or shall be removed. 9.30.7 Add new section "R": Maintenance ofAccessory Structures. Every foundation, exterior wa , roofwin owd ,exterior Uoor,—Uasement hatchway, and every other entrance -way of every accessory structure shall be so maintained as to prevent the structure from becoming a harborage for rats and shall be kept in a reasonably good state of repair. 9.30.8.0 Line eight: change "ratproof" to "rodent proof". 9.30.9.A Line three: change "operator" to "rooming house operator". The latter term is a formal definition added to section 9.30.2. This change occurs throughout this section: 9.30.9.0 - line one 9.30.9.1) - lines twelve and fifteen 9.30.9.F - line two 9.30.9.1 - line six 9.30.9.11 - line ten 9.30.9.0 - line three 9.30.9.Y - lines one and three 9.30.9.08 - line three 9.30.9.DD - lines one and five 0 0 9.30.9.0 - line four 9.30.9.E - lines one, four, and nine 9.30.9.G - line five 9.30.9.L - lines five and seven 9.30.9.N - line four 9.30.9.X - line one 9.30.9.AA - lines one and nine 9.30.9.CC - line one 9.30.9.A Line one, additional clarification: ". . . unless he holds ." should read ". . . unless he or she is an occupant of said rooming house and holds ." 9.30.9.0 Line six, include fee schedule: omit "set by Resolution of the City Council of Iowa City, Iowa." and add "the amount of which shall be twenty-five dollars ($25.00) for a Type I Rooming House Permit and forty dollars ($40.00) for a Type II Rooming House Permit." 9.30.9.E Line four, redundant phrasing: should read "No rooming house operator shall at any time allow a greater number of persons to occupy any individual rooming unit than the maximum number of persons listed on the occupancy record cards for each such unit." 9.30.9.F Line three, spelling error: "Inspectin" should read "Inspection". 9.30.9.K Line one, spelling error: "who" should read "whose". 9.30.9.0 Line six, spelling error: "any" should read "and". Line seven, specify full coding: "V" and "W" should read "9.30.9.V" and "9.30.9.W" respectively. 9.30.9.GG Additional item - original "GG" now "HH", original "HH" now "II", etc.; "GG" should read as follows: Early Warnin Fire Detection System. Every dwelling and rooming unit in rooming ouses s a e provided with a smoke detector as approved by the Fire Marshal. The detector shall be mounted on the ceiling or wall at a point centrally located in the corridor or area giving access to rooms used for sleeping purposes. Where sleeping rooms are on an upper level, the detector shall be placed at the center of the ceiling directly above the stairway. All detectors shall be located within 12 inches of the ceiling. Care shall be exercised to insure that the installation will not interfere with the operating characteristics of the detector. When actuated, the detector shall provide an alarm in the dwelling unit or rooming unit. 9.30.9.GG (HH) Line three, spelling error: "pirpose" should read "purpose". 9.30.9.HH (II) Line three: omit "to all occupants of the building"; should read shall be easily accessible and shall be kept ." 9.30.10.0 Line six, include fee schedule: omit "set by Resolution of the City Council of Iowa City, Iowa." and add "the amount of which shall be fifteen dollars ($15.00) for a multiple dwelling containing three (3) dwelling units plus ten dollars ($10.00) for each additional dwelling unit contained in said dwelling". 0 0 9.30.10.E Line seven, omit erroneous sentence: "No operator shall at any time permit any person to occupy any dwelling unit." 9.30.10.K Line nine, spelling error: "to been" should read "to be". 9.30.10.L Entire section is covered in 9.30.6.A and should be omitted. Subse- quent sections will be receded accordingly ("M" becomes "L", "N" becomes "M", etc.). 9.30.10.P Lines two and three, omit undefined terms: omit "grounds" and "uncontrolled"; should read ". . maintain the premises in an orderly manner and free of materials which are hazardous ." 9.30.10.Q Line one, spelling error: "not" should read "no". 9.30.10.T Line three, omit unneeded phrase: "to all occupants of the building"; should read ". . . easily accessible and shall be kept . 9.30.10.V Add phrase for clarity: "not easily accessible to children"; should read "Multiple dwellings shall provide a facility not easily accessible to children for the safe storage of drugs and household poisons in every dwelling unit." 9.30.10.X Additional item, not previously spoken to: Early Wa�rnin _Fire Protection S,Xstems. Every dwelling unit within a multiple dwelling shall be provided with smoke detectors as approved by the Fire Marshal. Detectors shall be mounted on the ceiling or wall at a point centrally located in the corridor or area giving access to rooms used for sleeping purposes. In an efficiency dwelling unit, the detector shall be centrally located on the ceiling of the main room. Where sleeping rooms are on an upper level, the detector shall be placed at the center of the ceiling directly above the stairway. All detectors shall be located within 12 inches of the ceiling. Care shall be exercised to insure that the installation will not interfere with the operating characteristics of the detector. When actuated, the detector shall provide an alarm in the dwelling unit. The following three sections appear in the Rooming House chapter. They should also be included in the Multiple Dwellings chapter as follows: 9.30.10.Y Sanitary Maintenance. The operator of every multiple dwelling shall be respons b e or the sanitary maintenance of all walls, floors, and ceilings and for maintenance of a sanitary condition in every other part of the multiple dwelling. 9.30.10.Z Garbaq i sposal or Storage. Adequate garbage and rubbish disposal facilities or storage containers whose type and location are approved shall be supplied by the multiple dwelling operator. The operator shall be responsible for the disposal of all garbane in a clean and sanitary manner through the use of approved mechanical equipment or by placing it in the required containers. 9.30.10.AA Han1'915creens, Storm ors, Storm Windows. The upvra tur of a multiple Swelling steal l Dobe responsible for hanging all screens and double or storm doors and windows whenever the same are required under the provisions of this ordinance or of any rule or regulation adopted pursuant thereto, except where the owner has agreed to supply such service. Screens shall be hung not later than the first day of June each year. 9.30.12.E Line two, spelling error: "unsed" should read "used". Line three, spelling error: "approved" should read "approval". Line five, spelling error: "wherever" should read "whenever". 9.30.13.A Line three, spelling error: "on" should read "or" (the bringing or the threat of bringing). Study'Material for the August 25 DraO .of Chapter 9.30 Housing Occupancy and Maintenance Code The material contained herein shall attempt to deal with the August 25 draft of Chapter 9.30 page by page and compare the changes between this draft and the previous draft sent to Council. In addition we shall present the staff position regarding suggested changes and the anticipated impact of this Code in actual practice. Hopefully, a careful reading of the code along with this draft report shall help gain the understanding and clarification necessary to assure a proper and expeditious review of this ordinance. Page 1 - No change. Page 2 - Adjoining grade - Defined to clarify the required window require- ments in basement occupancies (See Basement below). Approved - Define to clarify role of staff in determining a level of acceptance, especially in workmanship or building materials. Basement - Defined to identify types of construction intended for habitable living area. Previous drafts did not segregate cellars from basements and left some vagueness as to how to treat walk- out ranches or split foyers. Bath - Defined to minimize text in code. Bedroom - Defined to emphasize that the use of the room by the occupant dictates the label, such as the presence of a bed makes the room a bedroom, etc., definition further requires a door to ensure privacy. Cellar - Used to define physical below grade areas that are non- e habitable. Page 3 - Communal - Defined to permit shared or common areas in rooming house, for example; communal kitchen, communal living areas. Dining Room,- Defined to label a room used solely for eating meals, but different than a kitchen. Dwelling - Definition expanded to exclude temporary housing (such as Winnebago's, tents, campers, etc.). Page 4 - Family - Definition significantly changed limiting definition of ' family to blood, marriage, or adoption. Modified further to include foster children. Therefore, definition of family includes indivi- duals residing.as; a one person family, the nuclear family.or the extended family. Anyone residing in a household other than family, as defined herein, shall be considered a roomer. 387 7 0 0 Garbage - Definition expanded to bring it into accord with the City ordinances affecting refuse. Habitable Room - Definition modified to delete recreation rooms from the listing_of excluded areas. Kitchen - Definition shortened to define area of cooking or pre- paration of meals. Former drafts included basic equipment and are now covered under basic facilities in later chapters. Kitchenette - Item defined to reconcile State Code 413. Kitchen Sink - Defined so as to require a sink of a certain size and not permit small sinks such as bar sinks or lavatory basins being substituted in kitchens. Page S - Lavatory Basin - Defined to identify a specific piece of equip- ment separate and distinct from other pieces of equipment such as a kitchen sink. Living Room - Defined to help label a room by use rather than architecture. Occupant - Definition modified to exclude age limitations. Operator - Definition modified to include custody or control as part of operator responsibilities. Owner - Definition shortened. Page 6 - Premises - Defined for clarification. Privacy - Definition modified to delete sight or sound references on interruption by unwanted persons. Residence Hall - Deleted in this version of the code. Residence Halls now considered rooming houses. Roomer - Roomer defined to account for occupants of a dwelling who are not members of the family. Rooming House.- Definition reworded for clarity. Definition further expanded by segregating rooming houses into two classifications; Type 1, Type 2, by number of roomers involved. Licensing and fees shall be based on these two classifications. For example, the staff will be recommending a $20 annual fee for Type 1 rooming houses and .a $40 annual fee for Type 2 rooming houses. Page 7 - Temporary Housing - Defined to exclude tents, trailers, winnebagos, and other type of non -permanent residence from being established on premises other than permanent structures in accord with the building and zoning code. Temporary Permit - Definition deleted from this code inasmuch as we do not intend to issue temporary permits any longer. There will only be active permits which will be an annual permit or an application for said permit, but no temporary permits would be issued. In the past this has caused a great deal of confusion on the part of citizens who only had temporary permits but understood that they had a legitimate annual permit. Toilet - Defined so as to clarify the type of equipment and the term- inology'used in this code. Page 9 - B. Access by Owner or Operator - Included to clarify role of tenant or occupant to permit the owner or operator to enter the dwelling at reasonable times to make the necessary repairs required in the maintenance of the structure or by this code. Page 10- E: Penalty - Paragraph moved to allow clarification in procedure of code. Page 11- F. Evidence - Paragraph moved to allow for clearer outline of pro- cedure of code. G. Service of Notice - Explanation omitted in previous drafts inserted here to define what legal service of a notice is. Page 12- H. Appeals - Modified to bring our code in align with the revised administrative appeal procedures adopted by Council. I. Other Remedies - Paragraph included to show proper relationship of the housing code to building code, zoning code, or other applicable law of the City of Iowa City. J. Emergency Orders - Paragraph a clarification of emergency con- ditions section in old code draft. It is designed to permit a ready and immediate order to be sited and enforcement and correction expedited. Hearin - Included to show that a hearing under an emergency order that may be requested cannot delay enforcement of said emergency order. Section 9 30 4 Minimum Standards for Basic Equipment and Facilities Pages 14 thru 17 inclusive This section is a basic general rewrite of the last draft of Section.9.3.7, clarifying language and consolidating items to abbreviate the text. The following items were eliminated from this draft because they were not necessarily required by State Code Chapter 4.13, or if required, were required in special type uses'such as multiples and rooming houses. Those special use requirement areas have been segregated as separate sections of this revised code draft. B.2. - Cabinets and/or shelves or the storage of eating, drinking and cooking equipment and utensils and of food that does not i.equire refrigeration for safe keeping. F. Every dwelling or rooming unit shall have a facility for the safe storage of drugs and household poisons. T. Every multiple unit and rooming unit shall have access to two (2) independent, unobstructed means of egress remote from each other, and available from each floor level. At least one shall be a doorway which discharges directly or via corridors or stairways or both, to the exterior of the building at ground level. Every dwelling or rooming unit shall have safe, unobstructed means of egress leading to safe and open space at ground level, as required by the laws of this State and ordinances of the City of Iowa City. U. ... All stairways between occupied floors and porch and walkway steps shall have at least six foot six inches (61611) of headroom: riser height of not more than eight inches (81.1) and a tred width not less than nine inches (911). Fire escape stairs shall have a tred width of at least nine inches (911) and a riser not in excess of nine inches (911). Winders shall not be used on fire escapes. 0 Section 9 30.5 Minimum Standards for Lighting, Ventilation, and Heating Pages 18 thru 23 inclusive General rewrite of old draft Chapter 9.30.8 eliminating items covered by existing City of Iowa City ordinances such as the building code and/or fire code. General rewrite of chapter to clarify language and simplify understanding. The following paragraphs were eliminated from this section or moved to other appropriate sections. F. Every public hall and stairway in every multiple dwelling containing five or more dwelling units shall be adequately lighted at all times. Every public hall and stairway in structures devoted solely to dwelling occupancy and containing not more than four dwelling units shall be supplied with conveniently located light switches, controlling and adequate lighting system which may be turned on when needed, instead of full time lighting. The continuous or available light intensity at floor or stair level shall be at least 2 foot candles. Section 9.30.6 Minimum Space, Use, and Location Requirement General rewrite of old draft Chapter 9.30.9 clarifying language and segregating text into an outline format to make easy readability. Significant changes: Page 24 - D. Ceiling Height- No habitable room in any dwelling shall be in any part less than seven (7) feet high from finished floor to fin- ished ceiling; the average height of any such room shall not be less than seven feet six inches (716"). Any habitable room located. directly below a roof in a private or a two family dwelling requires a seven foot (71) ceiling height in one-half its area, in areas of less than five (5) feet ceiling height 'shall not be considered as part of the required room area. Present Minimum Housing Standards require only seven (7) feet ceiling height. The State Code now requires this to be changed to seven feet six inches (7'6"). Section 9.30.7 Responsibilities of Owners Relating to the Maintenance of Dwellings and Dwelling Units pages 26 thru 30 inclusive Forms a distinct section of items extracted from old draft Chapter 9.30.11 and various other chapters. Along with a few additional staff recommendations and rewording, this section separates maintenance standards from the already cited design requirements for dwellings. Additions: 9.30.7.A.3 - Everyinterior partition, wall, floor, and ceiling shall be capable of affording privacy and maintained so as to permit them to be kept in a clean and sanitary condition. More specific than the general phrasing of "maintained in good condition". 9.30.7.0 - Chimneys and Smokepipes - Every chimney and every supplied smoke - pipe shall be adequately supported, reasonably clean, and main- tained in a reasonably good state of repair. Specifies safe and proper maintenance. 9.30.7.N - Prohibited Animals - No horse, cow, calf, swine, sheep, goat, chickens, geese, or ducks shall be kept in any dwelling or part thereof. Nor shall any such animal be kept on the same lot or premises with a dwelling except under such conditions as may be prescribed by the Housing Inspector. A State Code requirement. 9.30.7.0 - Owner to Let Clean Units - No owner shall occupy or let for occupancy any vacant dwelling unit or rooming unit unless it is clean, san- itary and fit for human occupancy. Subject not addressed in previous drafts. Section 9.30.8 Responsibility of Occupants Relating to the Maintenance of Dwellings and Rooming Units pages 31 and 32 As with previous section; most items extracted from old draft Chapter 9.30.11, and reorganized here as a separate section. Additional staff recommendations included: 9.30.8.8 - Plumbing Fixtures - The occupants of a dwelling unit shall keep all supplied plumbing fixtures therein in a clean and sanitary condition and shall be responsible for the exercise of reason- able care in the use and operation thereof. Not spoken to in previous drafts. 9.30.8.E - Use and Operation of Supplied Heating Facilities - Every occupant of a dwelling unit shall be responsible for the exercise of reasonable care, proper use, and proper operation of supplied heating facilities. Not spoken to in previous drafts. CHAPTER 9.30.9 ROOMING HOUSES pages 33 thru 44 inclusive This section has been extensively enlarged from old draft chapter 9.30.13. Significant administrative items have been included as well as State Code require- ments applicable to this type of occupancy. 9.30.9.8 - 9.30.9.J: These nine items will accomplish a thorough and detailed regulatory system. Changes in occupancy can be precisely documented and thus less easily abused. 9.30.9.R - 9.30.9.T: Additional specifications for rooming house operations. 9.30.9.U, 9.30.9.V $ 9.30.9.W - These detailed requirements for communal kitchens and dining rooms in rooming houses are not spoken to in present code or previous drafts. 9.30.9.AA - 9.30.9.DD - These items clarify responsibilities for sanitation and maintenance. BB written to conform with other related City ordinances concerning garbage disposal. 9.30.9.GG - 9.30.9.II - These sections are State Code requirements. 9.30.9.KK - Two ways of egress are required by present Housing Code. The three subsections are State Code additions. Section 9.30.10 Multiple Dwellings pages 4S - 50 inclusive This section parallels the previous one in licensing, administrative procedures, and State Code requirements applicable to this type of occupancy. 9.30.103 - 9.30.10.H - Items detail the regulatory system for multiple dwellings and provide an accurate history of occupancy. 9.30.10.Q - 9.30.10.0 - These five items are State Code requirements stipulating the design of multiple dwelling structures. 9.30.10.W. - Two ways of egress are required by present Housing Code. The three subsections are State Code additions. Section 9.30.11 Alterations page 51 Each of the eight items in this section are State Code requirements. They control structural alterations to multiple dwellings. While approval of new construction and alterations are the responsibility of the Building Division rather than the Housing Division, the legal staff feels that these items are properly included here to assure a comprehensive City ordinance. Section 9.30.12 Remedies pages 52 $ 53 This section is essentially the same as present Housing Code. Placard and condemnation procedures •are outlined. Significant changes: 9.30.12.A - Inspector to Determine Occupancy - The Housing Inspector may prohibit in any multiple dwelling or rooming house the letting of lodgings therein by any of the tenants occupying such multiple dwelling or rooming house, and may prescribe condi- tions under which lodgers or roomers may be taken in such - dwellings. It shall be the duty of the owner to see that the requirements of the Housing Inspector in this regard are at all times complied with, and a failure to so comply on the part of any tenant, after due and proper notice from said owner or from the Housing Inspector, shall be deemed sufficient cause for the summary eviction of such tenant and the cancellation df his lease. The provisions of this section may be extended to private dwellings and two-family dwellings, as may be found necessary by the Housing Inspector. This section relates to the recommended regulations controlling overcrowding in multiples and rooming houses in sections 9.30.9 F, 9.30.10 of this draft, and may be extended to one and two family dwellings when applicable. Section 9.30.13 Retaliatory Conduct Prohibited pages 54 E 55 This section was drafted to conform to existing City ordinance addressing retal- iatory conduct by the owners of mobile home courts (Ordinance k 76-2822 )• Previous drafts have addressed the subject through different wordings. 0 0 Informal Meeting October 10, 1977 Page 2 MAINTENANCE BUILDING Plastino explained the Craig Minter/Jim Brachtel plan to use 8 of the urban renewal modulars, the renovation and future plans in two other phases. Some work would be done by City crews. Buses would be in a totally separate building. Possibly UNTA could fund 80% of a bus barn building later on. No Council objections were voiced. GILBERT/PRENTISS - STATUS OF TRAFFIC SIGNAL INSTALLATION A memo from Plastino outlining the status was distributed. Regarding the Keokuk/ Bypass 6 project, he advised that only the left turn arrows on the'Bypass should be done, and to hold off on the frontage road. To move the Gilbert/Prentiss project up a year, would cost about $6,000 extra, and the earliest installation date would be next summer. ($6,000 -consultant costs) Berlin advised that a motion could be made to change the priority of this project in the Capital Improvements Program. HOUSING OCCUPANCY AND MAINTENANCE CODE Director Mike Kucharzak, Inspector Bruce Burke and Commissioner Bob Hibbs were present for the discussion. Kucharzak distributed the corrections and changes for 9.30, and the Study Material for 8/25 Draft of Chapter 9.30. He explained the changes in definition of Family, Residence Hall, Temporary Housing, Temporary Permit and Rooming House Operator. The definition of Permanent Structure was requested, also information on what triggers the need for a building permit. The temporary permit will be abolished. Council discussed controlling density, fees for permits, absent landlords, parking, impact of definition for Rooming House Operator. Hibbs noted that the Commission would be reviewing the draft starting Wed. 6 suggested that it needed citizen input & study also. Further discussion included variances that can be allowed by the Board of Appeals, (9.30.3H), rent withholding. New draft copies will smoke detectors, 650 heating level IS be distributed to all interested persons. Councilman Foster left the meeting, :z 4:50 PM. Some provisions are from the State Code, $ are archaic. Council should discuss these with our Legislators. EXTENSION OF STURGIS FERRY ROAD City Manager Berlin reported on the status of the road after the discussion which had just taken place between all parties involved. Southgate $ McDonalds can work out the planning problems relating to parking and the area for the road. Southgate will not pay for the paving. The land owner (road area) will not sell, so the land would have to be condemned, and the City would have to pay for the road, approximately $35,000. Staff recommended that it was not worthwhile under these circumstances. RESET PUBLIC HEARING -AMENDMENT TO ZONING ORDINANCE City Clerk Stolfus advised that the public hearing set for 10/25 on the amendment to the zoning ordinance regarding the moratorium would need to be reset for I1/1 because of legal problems in drafting the notice, f, legal publication could now not be made for the hearing on the 25th. Meeting adjourned, 5:45 PM. 0 • INFORMAL DISCUSSION OCTOBER 10, 1977 tiw� 8 INFORMAL COUNCIL MEETING: October 10, 1977 at 1:30 P.M. in the Conference Room at the Civic Center. Mayor Neuhauser presiding. Details tape- recorded on Reels # 31 $ 33. COUNCILMEMBERS PRESENT: Neuhauser, Balmer, Foster, deProsse, Selzer, Perrot (1:40) Absent: Vevera STAFFMEMBERS PRESENT: Berlin, Hayek, Stolfus, Kushnir, Brachtel, Plastino, Schmeiser, Schreiber ZONING APPLICATIONS Mt. Prospect IV, Final Plat Exemption from Stormwater Management Ordinance discussed. Attorney Phil Leff and Dick Kratoska present with Developer Frantz. City Attorney Hayek advised that the ordinance could be repealed, then the plat adopted, and the Ordinance readopted, if there were enough votes. City Engineer Gene Dietz advised that under administrative procedures allowed, he could not grant a variance or waiver in this instance. The Resolution will be added to Council agenda (18th). Pepperwood Addition I61I Future plans and present plans for storm water disposal were outlined by Steve Victor for the developer. A majority of Council agreed that if the documents say that the plan as outlined will be done, they were agreeable to that arrangement. McDonalds, Riverside/Benton corner Council discussed the proposals for extension of Sturgis Corner Drive, widening of Riverside, traffic problems at the Riverside/Benton intersection, the private access easement(Cherry Lane) between Sambos and Payless, options for traffic patterns. Perret was not in favor of acquiring r -o -w for Sturgis Corner Drive. Representatives of the three property owners concerned will meet with Public Works and a report made to Council. Concern was expressed that plans had not been reported on to Council earlier. Village Green City Manager Berlin advised that City Forester Billie Hauber had stated that with special arrangements, plantings could be made over utilities. After discussion with PF,R Director Showalter, Council decided to place the the bikepath over the utilities. Acceptance of the dedication of the 40' strip will be on the 18th agenda. ZUCHELLI - URBAN RENEWAL BIDS Don Zuchelli stopped by for a minute to report that he had been negotiating with Old Capitol B Dey Corp. groups, whose attitudes were positive and cooperative. There are some technical questions to be negotiated. lie saw no problem in executing and advertising the other 9 contracts. Councilm:mbers voiced appreciation for his services. NEWSPAPER RECYCLING - PRIVATE PICKUP Public Works Dir. Plastino explained how the bid document was written, regarding the base bid and the subsidy. An ordinance would be needed stating that when paper was put out with the regular garbage, no one else could pick it up. Some advertising would need to be done. Mort Ockenfels estimated that he would need five ton a week. Council decided not to hold the public hearing but to put out the advertisement for bids to be taken on Sept. 20th. Plastino called attention to a pilot project regarding aluminum can pickup.