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HomeMy WebLinkAbout1984-07-03 Info PacketCity of Iowa city MEMORANDUM DATE: June 22, 1984 TO: City Council FROM: City Manager RE: Informal Agendas and Meeting Schedule June 26, 1984 Tuesday NO INFORMAL COUNCIL MEETING - SUMMER SCHEDULE June 27, 1984 Wednesday 4:00 P.M. - Meeting with the Johnson County Board of Supervisors - Public Library, Room A 6:30 P.M. - Dinner at Vanessa's June 29, 1984 Friday 10:00 A.M. - City Service Complex, 1200 South Riverside Drive DEDICATION OF NEW TRANSIT MAINTENANCE FACILITY July 2, 1984 Monday 6:30 - 9:00 P.M. Conference Room 6:30 P.M. - Review zoning matters 6:45 P.M. - Type II Civil Rights Grant 7:00 P.M. - Transfer of Funds to Economic Development Committee 7:05 P.M. - Renovation of Paul -Helen Building - Preliminary Plans 7:20 P.M. - Salaries for Human Service Agency Directors 7:30 P.M. - Revised Industrial Revenue Bond Policy 8:30 P.M. - Council agenda, Council time, Council committee reports 8:40 P.M. - Consider appointment to Human Rights Commission July 3, 1984 Tuesday 7:30 P.M. - Regular Council Meeting - Council Chambers July 4, 1984 Wednesday Independence Day - CITY OFFICES CLOSED July 10, 1984 Tuesday NO INFORMAL COUNCIL MEETING - SUMMER SCHEDULE 0 k City Council June 22, 1984 Page 2 PENDING LIST Priority A: Newspaper Vending Machines Utility Franchise Blackhawk Minipark Improvements Shared Housing Program Priority B: Duty/Procedure Changes - Housing and Inspection Services Lower Ralston Creek Parcels - Use and Configuration Congregate Housing Development Alternatives Iowa Theater Type Problems Northside Lighting Project Report Minimum Open Space Requirements Housing Market Analysis Update Convention and Visitors Bureau Update Report - July 30, 1984 Priority C: Housing Inspection Funding Policy Willow Creek Park Sidewalk North Dodge/Old Dubuque Road Project Appointments to Mayor's Youth Employment Board, Housing Commission, Riverfront Commission and United Action for Youth Board - July 17, 1984 ET CITY OF CIVIC CEN(ER 410 E. WASHINGTON ST Ow/_\ CITY IOWA CITY. IOWA .522zl0 (319) 356-5000 MEETING NOTICE IOWA CITY CITY COUNCIL AND JOHNSON COUNTY BOARD OF SUPERVISORS June 27, 1984 4:00 P.M. Public Library, Room A Agenda: Environmental and Conservation Issues Joint Human Services Facility Areas of City -County Jurisdiction County Building Dinner: Vanessa's, 6:30 P.M. 610, City of Iowa City = MEMORANDUM Date: June 22, 1984 To: City Council From: City Manage////�iC�`L Re: Wastewater Study The purpose of this memorandum is to inform you of the progress of the wastewater study evaluation and the plans for the next steps. The review committee met on June 19, 1984, to select finalists for the Wastewater Study. The members of the committee are: Noel Willis, Dick Burger, Rosemary Vitosh, Don Schmeiser, Chuck Schmadeke, and Neal Berlin. Mayor McDonald, Dick Gibson and Mike Finnegan are ex -officio members of the committee. The rankings by the committee, from highest to lowest, are: NAME POINTS The Parsons Corporation 996 Metcalf and Eddy 953 Donohue & Associates 947 CH2M Hill 919 Stanley Consultants 841 Sverdrup & Parcel 766 Harry Hendon 680 Brown & Caldwell 666 Williams & Works 662 Burns & McDonnell 632 Envirodyne Engineers 524 OeWild Grant Reckert 470 A copy of the evaluation criteria is attached. In the memorandum of May 25, 1984, the statement was made that: "Please consider the time schedule to be a guide rather than an absolute. If a couple of the proposal's clearly are superior, we may wish to consider a 'shortened' or otherwise revised schedule and process." 2 Therefore, it is the consensus of the Conmittee that further consideration should be given to the four top firms and the time schedule and selection process be modified in accordance with the attached amended schedule. Within the next two weeks, the Committee will send a request for addi- tional information to the four firms. It is expected that early in July the Manager will reconmend to the City Council the retention of a fiscal advisor who will assist the City in evaluating the financial portion of the proposals. It is anticipated that the firm will analyze the financing alternatives ranging from total public ownership and operation to total private ownership and operation, together with a variety of options between these two major alternatives. bdw5/1 EM IOWA CITY WASTEWATER PLAN - ALTERNATIVE STUDY TIME SCHEDULE AND SELECTION PROCESS - REVISION 1. June 22 Notify firms of final selection. 2. June 27 Mail request for additional information to final four firms. 3. July 18 City receives written responses from final four firms. 4. July 18 - July 23 Staff Committee review written responses. 5. July 23 - July 27 Committee interviews four firms and selects two finalists. 6. July 27 - September 4 Two final firms prepare preliminary study. 7. September 4 - September 7 Staff Committee reviews final proposals. 8. September 10 - September 14 Staff Committee interviews two final firms and makes recommendation to City Council. 9. September 17 - September 21 City Council meets with two final firms. 10. September 25 City Council selects preferred firm. EM i Name of Reviewer Enclosure 2 May 23, 1984 Name of Firm WASTE WATER PROJECT EVALUATION CRITERIA (Items correspond to the numbered questions in Attachment 4 of Alternative Study, Request for Proposals, April 10, 1984.) 1. Qualifications of project manager (PM) (10 pts. max) a. licensed and experienced (at least 10 years) 5 b. office location - IC/CRS - - Iowa - - Midwest - - Other - 2. qualifications of Other Professionals (10 pts. max.) -broad range of licensed and experienced skills in a variety of disci- plines. 3. Team Members (no points) 4. Team working together (10 points) i - all have worked together previously - 10 points - some worked together previously - 5 points - none worked together previously - 0 points S. Team construction projects in last 3 years (10 points) - 2 points for each project over $10,000,000 - 1 point for each project over $5,000,000 6. Completed waste water projects (50 points) - 5 points maximum for each project outside of Iowa City temperature zone. - 10 points maximum for each project -maximum of 5 rated projects. 7. Design Approach (30 points) -Comprehensive (10) -Innovative, but practical, realistic (10) -extensive involvement by each team member (5) -involvement of staff, Council, previous consultant, community, etc. (5) 8. List team members who are a minority business enterprise or a female i business enterprise - maximum of 5 points. W 9. MBE/NBE participation (5 points) City of Iowa City MEMORANDUM Date: June 18, 1984 To: City Affairs Committee From: City Manage rz�iz _Z� Re: City Purchasing Policies Some time ago Freida Hieronymous asked that I provide your committee with information concerning the City's purchasing policies. Enclosed is a memo- randum prepared by the City's Purchasing Agent, Cathy Eisenhofer, discussing the City's policies for purchasing. If you desire additional information or have questions concerning this matter, please do not hesitate to contact me. /sp cc: City Council 1 City of Iowa City MEMORANDUM Date: June 12, 1984 To: Rosemary Vitosh, Director of Finances From: Cathy Eisenhofer, Purchasing Agent C°' Re: Information request from the Iowa City Chamber of Commerce This memo is in response to the Iowa City Chamber of Commerce, City Affairs Committee, request for information on how much of the City's business is bid and how much is purchased locally. During the first 10 months of FY1984, the City paid out approximately $13 million for operating supplies, services and capital outlay improvements. Of the $13 million, approximately $6.5 million was spent with local vendors. The remaining $6.5 million was paid to out-of-town vendors and breaks down as follows: $2 million for the new Transit building contract (local subcon- tractors were paid from this amount); $470,000 for Public Improve- ment contracts, including bridge and highway repair; $360,000 for water pipe, chemicals and meters (bid and not available locally); $370,000 for equipment purchases of vehicles and operating items (bid and not available locally) and $280,000 for services including telephone line charges and equipment repairs'(not available locally). The remaining $3 million spent with out-of-town vendors covers a wide range of commodities and services: many not available locally but many bid on an annual basis. Supplies include road salt ($21,000); services such as computer maintenance ($24,000); laundry service ($24,000); elevator maintenance ($10,000); microfilming services ($8,000) and specialty equipment such as a wood chipper ($10,500) and brake drum lathe ($10,000). State law requires any Public Improvement over $25,000 to be put out for competitive bid. City Purchasing Policy encourages any procurement of $5,000 or more to be competitively bid. The City also has a written policy of "Price and other factors being equal, preference will be given first to resident bidders of the city." The function of the Central Procurement and Services Division is to provide all departments of the City with centralized support services, of which one service is purchasing. Other services include central office supply, telephone and radio communications, printing, mail and photo ID. The Division consists of the Purchasing Agent, Buyer, Senior Clerk Typist, Duplicating Machine Operator and two (2) half-time Information Desk Receptionists. Direct purchasing activities are conducted utilizing the equivalent time of two positions. The Central Procurement and Services Division maintains a file of bidders' applicants cataloged by type of product or service provided, consisting both of local and out-of-town vendors. A combination of telephone 130 PAGE 2 quotations, single sheet quotations and formal bid specifications are utilized to obtain competitive pricing and best utilization of public funds. Purchases bid in FY84 by the Central Procurement & Services Division will exceed $3.25 million and cover a wide variety of operating supplies, contracted services and capital outlay items. Items covered range from office supplies to water treatment chemicals, building HVAC contracts to telephone services, and office furnishings to transit buses. Public Improvement contracts, such as street resurfacing, are bid by the Public Works Department, Engineering Division. The Central Procurement and Services Division maintains a standing list of approximately 160 local vendors for small purchases and services. Small Order Requisitions (SOR) are for purchases of .operating supplies and services which will not exceed $50 per item or a total order of $250. SOR puchases can be made directly by the using division without contacting Purchasing directly. The intent of the SOR form is to provide the local vendor and the City with all the necessary information, on one form, to receive and process an order for prompt payment. Attached are copies of recent memos for the tion in regard to City Council's questions and Services. Any further information that require in regard to Central Procurement than happy to meet with them and discuss in bdw/sp Attachment Chamber of Commerce's informa- relating to Central Procurement the City Affairs Committee may and Services, I would be more further detail. 1341 City of Iowa Cl" MEMORANDUM Dale: October 6, 1983 ln: Rosemary Vilosh, Director of Finance Irnw: Cathy Eisenhofer, Purchasing Agent ` �•� c Re: Resident Bidder Preference On August 18, 1983, bids were opened for the new transit facility office furniture with a Cedar Rapids vendor bidding $10 less than an Iowa City vendor. Award was recommended to the out-of-town vendor based upon the lowest responsive and responsible bid submitted. The award was in line with the rules .ind regulations provided by the Urban Mass Transportation Association. Current City procurement policy, for award of contracts, concurs with UMTA regulations, lowest responsive and responsible bidder. In addition, City policy provides for, "price and other. factors being equal, preference will be •given first to resident bidders of the city." (line (9) cities" in Iowa were surveyed as to resident bidder preference policy. Nune of the nine cities provide for an established dollar or percenLage local preference. Local preference is discouraged by the American Bar Association and Grants Management Advisory Service, Preferential Procurements --An Overview; October 1979. A book was published it 1983 by the Council of State Governments titled State and Local Government Purchasing cites the practice of resident preference as follows: Historically, many city and county governments have had policies or ordinances which give preference to resident suppliers. The force behind resident preferences in public purchasing is political. As a matter of economics, the practice is a subsidy that is costly to the taxpayers. As a matter of law, the practice may be a violation of the constitutional prohibition against interstate tariffs. As a matter of public purchasing policy, the practice discourages competition and weakens the principles of competitive bidding. Public purchasing officals remain opposed to resident preferences except where no sacrifice or loss in price or quality would result. As a standard of good purchasing practice, I would like to see the policy on resident bidder preference for the City of Iowa City remain as written; "price and other factors being equal, preference will be given first to resident bidders of the City." "Ames, Cedar Falls, Cedar Rapids, Clinton, Davenport, Des Moines, Dubuque, Sioux 11 and Waterloo. City of Iowa Cf' MEMORANDUM Date: February 2, 1984 To: Rosemary Vitosh, Director of Finance From: Cathy Eisenhofer, Purchasing Agent C Re: Outside Printing Question Councilmember Ambrisco raised a question in regard to why the City bids out printing jobs as small as $500. Without more detailed information, I cannot isolate the $500 job in question, but can only surmise that it may be the Taxi Cab Decal job, bid November 1983 with three other orders. The order went to an out of town vendor for $145 and was bid by a local vendor for $466. I would like to clarify that outside printing is handled on an informal quotation basis, one page of specifications and a sample, and not on a formal bid basis consisting of a lengthy document. The attached currently reflects printing practices which were established ,in 1976 following numerous printing jobs that were received with errors Causing duplication of costs by reorders, various City staff taking time to directly deal with vendors, and reorder of forms from one vendor because that vendor had done the job last time or the division was out and needed forms immediately e therefore paying a premium price. Currently a combination of written quotations and telephone quotations are utilized depending on the situation. The same amount of information must be obtained from a division and staff time is comparable whether it be for written or phone quotations.. At this point, the method of obtaining pricing is evaluated with the type of order, how soon the order is needed, past history of pricing and delivery, if there are other jobs to combine this order for multiple quotes, and the cost of mailing vs, possible long distance calls. The Central Procurement and Services Division policy is written that 'Price and other factors being equal, preference will be given first to resident bidders of the Citto y.' The taxpayer is entitled to procurement valueactivtofepublic funds. that Purchasingthe ldoes foster broadbasedition lest extent ecompetthe sand I do feel the City is responsible to accommodate a request for bid from a vendor, in town or out of town, when it may be in the best interest of the City. Any further information you may need in regard to this matter, please feel free to contact me. bc4 City of Iowa Cib- MEMORANDUM ,�k Date: May 24, 1984 To: Rosemary Vitosh, Director of Finance From: Cathy Eisenhofer, Purchasing Agent Re: FY84 Equipment Replacement Bids To Date Fiscal year 84 purchases have been averaging far below budget estimates. The City has been able to take advantage of the competitive market and also the demand for used equipment has brought higher trade-in values. The trade-in option was exercised in each of the following purchases. **Trade-ins went for $40,793 versus an average $24,096 from other bidders. ***Six subcompact pickups purchased rather than 5 trucks and a station wagon. tp4/5 cc: Terry Reynolds, Equipment Superintendent 1397 FY84 Purchase Ouantit E ui Ent Type Budget TOO Price --f=,8* 2 UozerTris, Refuse trucks $106,000 $106,232 3 Backhoes $102,400 $ 50,000** 6 Subcompact pickups $ 46,000 $ 35,958*** 1 Total Utility van $ 13 700 403,40 $ 9 082 S Difference of $118,480 *Landfill bulldozer purchased with a guaranteed repurchase value of $75,000 in 5 years. **Trade-ins went for $40,793 versus an average $24,096 from other bidders. ***Six subcompact pickups purchased rather than 5 trucks and a station wagon. tp4/5 cc: Terry Reynolds, Equipment Superintendent 1397 City of Iowa Cit -- MEMORANDUM Date: June 21, 1984 To: City Council From: Dale Melling, Assistant City Manager C�DOL Re: Mud, Dirt, Debris on Public Right -of -Way In response to recent complaints of mud in the streets near construction sites, staff has meet to attempt to identify the best solution to this problem. It has been determined that there is a need to review existing ordinances and to propose, if necessary, new ordinances or amendments which will: 1. Clarify what is expected of all developers/builders regarding keeping public areas free of dirt, mud, or other debris. 2. Provide a workable enforcement mechanism which will place the burden for compliance on the individual owner, developer or builder and allow the City to impose adequate penalties for failure to comply. Any new ordinance or amendment to a current ordinance will focus on the resolution of these problems by regulating one or both of two principal contributing factors: 1. "Carry off" mud or debris - this is material which is deposited on the public right-of-way near the construction site by trucks or other construction equipment. It is usually mud from the construction site picked up on the wheels or tracks of equipment and deposited on the street when leaving the site or working near the street. 2. "Erosion" material - this is soil which washes onto the sidewalk or roadway either during a rainfall or as a result of other water run-off from the construction site. It is left there to create dust or some other nuisance condition, and can also constitute a slippery hazard. Staff will first explore all legally permissible regulatory and enforce- ment alternatives and will then make recommendations to Council on which of these would prove most effective. It is expected that comprehensive recommendations can be presented to Council by the end of July. In the interim, the following process will be employed to monitor existing problems and correct them as needed: 1. Staff will identify all problem areas based on complaints, observa- tions, etc. 2. A list of all problem areas will be retained in the Department of Housing and Inspection Services. PAGE 2 3. A copy of this list, which includes the name, address, and telephone number of the owner, developer or builder responsible for compliance on each project will be forwarded to the Police Department. 4. Police officers will be assigned to check these areas during routine patrols and especially as soon after the end of the construction day as possible. 5. Police will contact the responsible person immediately upon determina- tion that any remaining condition constitutes an immediate or poten- tial hazard to the public using the right-of-way. Immediate elimina- tion of the hazard will be required. In the event the responsible person cannot be contacted or does not respond within a reasonable time, the police will contact the on-call person from the City Streets Division who will ensure that the hazard is eliminated. The complete cost to the City for this action will be determined and billed to the owner of the property in question. Copies of all police complaint reports relating to these types of problems will be forwarded to the Director of Housing and Inspection Services. 6. Unsightly or nuisance conditions which do not constitute a hazard will be noted and reported by the police to the Director of Housing and Inspection Services on the next regularly scheduled working day. H&IS staff will contact the responsible person for the construction project and attempt to resolve the problem for the future. Where such conditions occur repeatedly, the City will contact the responsible person and proceed to require removal or to remove the mud or debris as if it were a hazard according to the procedure outlined in f5 above. 7. All records of incidents involving this type of problem originating from private property development or construction projects will be maintained in the Department of Housing and Inspection Services for future referral. (These will be especially useful in the event the City is named in a lawsuit arising from a situation created by resultant hazardous conditions.) While problems of the above nature are addressed in various ways in several sections of the City Code, none provide for clearly defined, immediate action by the City to correct them. The quickest way is for the City to take action and bill the owner. However, it is not deemed desirable that the City be in the business of routinely cleaning up around construction sites. Therefore, revisions to existing ordinances will propose penalties sufficient to discourage this as a cost-effective alternative for the owner, developer or builder. bdw/sp cc: Hary Miller Chuck Schmadeke Doug Boothroy Bill Frantz Id7c City of Iowa City - MEMORAN V Date: -June 13, 1984 ,\ To: Heal Berlin, City Manager From: Douglas Boothroy, Director of Housing & Inspection Services Re: Gravel parking area behind Hillsboro Apartments Building permits were issued for the construction of the Hillsboro Apartment complex in 1962 and 1963. The parking'area(s) should have been of a perma- nent dust -free surface as required by the 1962 zoning ordinance. Subsequent building permit were issued in the 60's for construction of garages and the parking area(s) should have been brought into compliance. In any event, the Hillsboro parking area(s).are in non-compliance with the Zoning Ordinance and have been since their construction. Review of the building and housing files indicate that the necessary permits and certificates have been obtained and renewed during this time period. I have discussed with the City Attorney whether or not the City could require the owners to bring the parking areas into compliance with the zoning ordinance. Mr. Jansen indicated to me that the court, in all probability, would not find in the City's behalf because of the City's inaction regarding this violation during the past 22 years. bj3/5 City of Iowa City_ MEMORA Date: June 19, 1984 To: Neal Berlin DVM, �60,� From: Andrea Hauer ` Re: W/MBE Utilization on the Hotel Project N Under the UDAG Agreement for the hotel project, the women and minority business enterprise (W/MBE) goals are divided into two parts: construc- tion and permanent employment. For the construction portion of the project, the W/MBE goal is three percent or about $230,000 in contracts. As of this date, one contract for $100,000 has been awarded to a minority business enterprise. There are still several additional contracts out for bid which may be awarded to women or minority-owned businesses. With regard to the workers on-site, incomplete data shows that approximately six percent (10 persons) of the 170 workers on-site are minority or female. The UDAG Agreement did not set minority and women employment goals. For permanent employment, the UDAG Agreement specifies that 150 of the 178 permanent total jobs will be filled by low -to moderate -income persons. Of those 150 employees, at least 25 must be workers from the Jobs Training Partnership Act program (the successor to the CETA program). Also, ten of the permanent jobs must be filled by minorities. The developer has been working with the City's Civil Rights Specialist to assure that the W/MBE goals are met. bdw/sp 011 City of Iowa City MEMORANDUM Date: June 14, 1984 To: Charles Schmadeke, Director of Public Works From: James Brachtel, Traffic Engineer z Re: City Council Referral - Pedestrian Crossing at Clinton Street/College Street The City Council has inquired into the safety of the pedestrian crossing at College Street and Clinton Street. I have attached accident diagrams to this memorandum for the years 1982, 1983 and 1984. These diagrams represent all the accidents which have been reported since the pedestrian crossing was opened. In 1982, there was one accident which involved two southbound vehicles on Clinton Street. There was a rear -end accident. The following car did not anticipate the stop of the leading car and rear-ended the car ahead of it. This accident occurred just north of the pedestrian crossing. In 4alendar year 1983, there was one reported accident. This accident involved a U.S. Government Postal Service jeep. The driver of the jeep was attempting to make a mail pickup from the mailbox located in the southern portion of the crosswalk on the west side of Clinton Street. As the driver approached the mailbox, she misjudged the distance to the mailbox and ran into the City's traffic signal located in the southwest quadrant of the crossing area. There have been two reported accidents in the first five months of calendar year 1984. The first accident occurred in February and this involved two vehicles southbound on Clinton Street. The following vehicle rear-ended the leading vehicle which was stopped at the traffic signal. The second reported accident at this location in the first portion of 1984 involved a southbound vehicle and a pedestrian. The southbound driver misjudged the yellow change interval of the signal and struck a pedestrian who had stepped off the curb and entered the crosswalk. The traffic signals currently in place were selected so as to have minimum impact on the aesthetics of the improved street amenities. A list of changes that would enhance the traffic signals' visibility follows. Also, some suggestions for identifying the crosswalk to vehicular drivers are included. INSTALL STOP HERE ON RED SIGNS. Signs with the message STOP HERE ON RED could be installed at the stop bars on the north and south side of the brick crosswalk. These would indicate to vehicular drivers where they should stop in the event of a red light. These signs are 24"06". Material costs for the signs would be $42. INCREASE TRAFFIC SIGNAL SIZE. Existing traffic signals are 8" in diameter. These units could be changed to 12" in diameter. The 12" diameter traffic signals are more visible. Total materials cost for this change would be $1,200. PAINT SIGNAL SUPPORTS YELLOW. The existing poles that support the traffic signals are painted brown. This color is part of the color scheme for the downtown. The traffic signals blend into the background and do not command attention. If the poles were painted yellow they would stand out more and command the attention of the motorists. Estimated materials costs for this change would be $35. INSTALL ADDITIONAL PEDESTRIAN PUSH BUTTON. At the present time there are pedestrian push of the crosswalks. An additional push button of Clinton Street adjacent to the fire lane. the middle of the crossing on the east side. and replacement to the existing brick work in cost for this change would be $1,000. INSTALL OVERHEAD SIGNALS. buttons located at the outside could be added on the east side This would be approximately in This would require some removal this area. Estimated materials Existing traffic signals are located at the side of the street. The City could install overhead poles and mast arms with the traffic signals over each lane. This would place the traffic signals immediately in the field of view of the motorist. This change would require that new bases be installed on the side of the road to support the traffic signal poles and mast arms. It would also require the purchase of new poles, mast arms and 12" signal heads. Total estimated material cost for this change would be $4,000. The City could chose to stage these changes to determine if incremental improvements made a significant change in driver behavior along Clinton Street. As a minimum improvement to the crossing the STOP HERE ON RED signs and the enlarged traffic signal heads could be installed. If, after a suitable time, it is determined that this was insufficient, the traffic signal support poles could be painted yellow to give them better visibility. If, after a suitable time, it is determined that this still was not suffi- cient, the City could install overhead signals which would provide the maximum visual impact for the motorist. Should you have additional questions or comments regarding this please don't hesitate to contact me. bj5/5 1a?3 COLLISION DIAGRAM INDICATE NCRTH BY ARROW COLLEGE ST rn z 0 z J v INTERSECTION CLINToN ST and_ GOLLEG ST ' R-73 .�_ MOVING VEHICLE,�„F� REM END 0: DRY I: ICY w SACC �`+-- HEAD ON W : WET VON -INV LVED . SIDE SWIPE WEATHER C: CLEAR F : FOG --- PEDESTRIAN "4JAUJA- OUT OF CONTROL PARKEDm VEHICLE 13 FIXED OBJECT LEFT TURN �� RIGHT ANGLE S: SLEET R - RAIN S: SNOW DY • FATALITY 0 INJURY DATE; _JAN I. 1984 TO _ MAY 3t. 1984 INTERSECTION CLINToN ST and_ GOLLEG ST ' R-73 COLLISION DIAGRAM INDICATE NCRTH BY- ARROW COLLEGE ST `-MOVING VEHICLE REM END D: DRY I: ICY G ~r V.H �� MEAD ON W:WET CLE r.... NON-INVOLVED SIDE SWIPE WEATHER VEHICLE --- PEDESTRIAN "6"LLit1. OUT OF CONTROL C:'CLEAA F: FOG VEHICLE -� LEFT TURN S: SLEET R : RAIN CL: CLOUDY Cl FIXED OBJECT --�{ RIGHT ANGLE S:SNOW • FATALITY DATE: JAN 1.1983 To DEC 31.1983 O INJURY INTERSECTION CLINTON ST gr)d COLLEGE ST COLLISION DIAGRAM INDICATE NORTH BY ARROW COLLEGE ST INTERSECTION CLINTON ST 2nd COLLEGE ST IA'73 +� VEHICLE REAR ENO 0: DRY t: ICY �..� BACKING .--..�_ HEAD ON W WET VEHICLE WEATHER .�.... NON-INVOLVED SIDE SWIPE VEHICLE --- PEDESTRIAN "VA" t- OUT OF CONTROL C:CLEAR F: FOG PARKED-.�- VEHICLE LEFT TURN S: SLEET R : RAIN CL: CLOUDY ❑ FIXED OBJECT RIGHT ANGLE S:SNOW FATALITY DATE: 1,1982 TO DEC 31,1982 O INJURY _JAN INTERSECTION CLINTON ST 2nd COLLEGE ST IA'73 "City of Iowa Cites, MEMORANDUM Date: June 22, 1984 To: Neal Berlin From: Denny Gannon LC Re: 1984 Paving Assessment Program - Tanglewood St., Ventura Ave., and St. Anne's Drive The surface preparation work performed prior to seeding regarding the above -referenced project does not comply with the intent of the project specifications. Corrective action will be required of the contractor before the project is recommended for acceptance by the City Council. bj5/11 I ;t7y City of Iowa City = MEMORANPV11�/1 n Date: June 14, 1984 r � To: Neal Berlin and City Council 1 1 X From: Chuck Schmadeke C� Re: Leachate Control - Iowa City Landfill Street and Sanitation Division personnel have been hauling leachate from the landfill to the waste water treatment plant this summer to halt seepage into the adjacent stream and to monitor the effects of the leachate on the treatment plant. It has been determined, that the treatment plant can handle the additional loadings during the summer months with no adverse effects except for an increase in plant odors. The leachate is collected at the landfill by the use of field tile and two storage ponds. It is then transported to the waste water treatment plant in a tank truck. The plant can treat 12,000 gallons per day during the summer months. It -is anticipated that the ponds will need to be emptied four times during the year. The cost to empty the ponds each time is $3600, resulting in a total yearly cost of $14,400. bj4/4 0 i ass THE WALL STREET JOURNAL, Thursday, June 21, 1984 Town Decides Way To Draw Businesses' Is to Acquire Them. Prophetstown, Ill., to Use $500,000 Stock Offering; Seven Concerns Interested - By Jenwev 7.Asww Staff Repertft OfTNX W.u.S"ZZT JOURNAL PROPHETSTOWN. III. — Citizens here are planning to go beyond courting busi• ness; they're expecting to buy It. Town leaders don't see the sense of at- tracting businesses ,Into their community with promises of cheap land, lower taxes or free water and sewage treatment. "If you have to give away the farm in order to get something, Nen what's the point In having It?" asks Prophetstown's mayor, Marvin IL Scott Instead, this town of 2,100 people has formed a city -backed corporation to float a $5W,000 common -stock offering. Townspeo- ple are expected to buy the stock, enabling the town to buy a prospering business and move it here.. Prophetstown Manufacturing Inc. has of. ready received Securities and Exchange Commission approval for the offering. Within the next month, the fawn hopes to re- ceive final permission to sell securities In the state from the Illinois Secretary of State's office. The town says It plans to use the ZM,000 to finance the purchase of a small -parts or machine -tool plant valued at about $3.5 million. "We're not looking for General Motors," says the mayor. ,were willing to start small." The town hopes that about 20 of Its more than 120 unemployed citizens will find work at the new plant. Eventually, Prophetstown hopes the new factory could employ as many as 100 of the town's work force of 930. There are already four plants here, all of which produce small machine parts pumps• valves or gears. Seven companies, from as far away as Connecticut, have expressed in- terest In being bought by and brought to Prophetstown. The S500,o00 to be raised by the proposed stock dffering equals the town's annual budget. But town leaders say they're com- mitted to pulling off the acquisition without any outside assistance. They say they aren't interested In supplementing proceeds from the proposed offering by tapping develop- ment grants from state or local govern. ments. "We're eight miles from Tampico. where President Reagan was born," says George H. Thompson, president of Prophetstown Manufacturing. "A lot of his philosophy has rubbed off. We've got to help ourselves. rather Nan waiting for aid from the govern. ment." Adds the mayor. "I was in the grocery business for 30 years, and nobody made me promises of free land or free sewers. I never got government aid. And I've been success. fill. In a free -enterprise system, the town ought to be able to sink or swim on its own: 0774 MINUTES OF STAFF MEETING June 13, 1984 i Items for the agenda of June 19 will include: Set public hearing for First Avenue culvert Set public hearing for bridge painting project Public hearing on Shamrock/Arbor Creek Project Resolution approving plans, specifications and cost for Shamrock/Arbor Project Award contract for FY 85 Asphalt Resurfacing Program Public hearing on Jackson Square Associates IRBs Resolution adjourning hearing to July 3 Three resolutions adopting pay plans Second reading for ordinance setting speed limit on Sycamore Second reading for ordinance prohibiting skating in commercial districts Recommendation from Planning and Zoning to approve rezoning of two one -acre tracts located north of I-80 and Highway 1 Recommendation from Planning and Zoning to approve rezoning of 22.1 acre tract one mile southwest of Iowa City Resolution approving preliminary and final plat of Amhurst Subdivision Resolution approving preliminary and final plat of Clear Creek Subdivision Final reading of ordinance rezoning 3.52 acres east of First Avenue extended Resolution approving preliminary plat of First and Rochester Addition First reading of ordinance amending off-street parking design standards First reading of ordinance vacating a portion of Melrose Avenue right-of-way First reading of ordinance changing the name of Sandusky Avenue to Sandusky Drive. X77 The Director of Parks and Recreation, referring to the contract for asphalt resurfacing, asked about funds for paving in the cemetery. He was informed that $4,200 for this purpose is included in the contract. The Finance Director announced that a tax check had been received and in a larger amount than had been expected. The cutback in hiring to fill — k� Th. nirarrnr Hisrouraaed usino funds until MINUTES OF STAFF MEETING June 20, 1984 Referrals from the informal and formai Council meetings were distributed to the staff for review and discussion (copy attached). The City Manager briefly mentioned requests for staff assistance from members of boards and commissions. If requests are made directly to staff members for assistance which require considerable time, the City Manager should be notified. Requests for staff assistance can be handled through a prescribed procedure. The Assistant City Manager advised that a memo will be distributed soon regarding the Equipment Division service. He also advised that complaints are being received regarding the car pool - that cars are in the lot but the keys are not available. He urged that the situation be corrected. The Assistant City Manager also advised that Richard Webb has resigned as Energy Coordinator effective June 29. He has accepted a position with the Office for Planning and Programming in Des Moines. The Director of Parks and Recreation asked that when vehicles in the car pool are replaced that consideration be given to adding a pickup truck. Requests for.the use of a pickup are often received at his office. The staff briefly toured the transit facility. Prepared by: i.Rq.ch. Lorraine Saeger J 1)7n _l Regular Council Meeting June 19, 1984 DEPARTMENT REFERRALS r K SUBJECT DATE REFERRED DATE DUE COMMENTS/STATUS RECD TO Waived first consideration; passed Off Street Parking Design 6-19 PPD/Lorrain second consideration; final on July 3 agenda. Sandusky "Drive" 6-19 PPD/Public ! rks It's official! Passed & adopted. Check with Bond Counsel. Can City Jackson Square Project 6-19 Finance attach requirement that guarantees elderly housing use only? How life of bond issue?) Is Elderly Housing defined? County Land Preservation and Use 6-19 Info Kate Dickson appointed. Committee Charter Review Commission 6-19 City Clerk Dave Baldus appointed. College and Clinton 6-19 Public Works Status of review? Expedite!!! lof Memo in Friday packet re, schedule completion. Senior Center Commission Bylaws -19 City Clerk Refer to Rules Committee. Sycamore Street Speed Limit 6-19 Public Works Ordinance amendment passed and adopted. r K J City of Iowa City MEMORANDUM DATE: June 29, 1984 TO: City Council FROM: City Manager RE: Material in Friday's Packet Memoranda from the City Manager: a. Mercy Hospital Parking Ramp b. Spruce Street 1a 7 J Z.? 73' Cony of letter from the City Manager to four firms which submitted proposals for the Wastewater Plan Alternative Study. /wlfO Memoranda from the Assistant City Manager: a. Housing Discrimination - Federal Grants b. Complaints of Dumping on Public right-of-way (West Side Ravine) /a782 Memorandum from the Energy Coordinator and the Assistant City Manager regarding an update of the Energy Program. /0?83 Memorandum from the IRB Staff Review Committee. /a�z Memorandum from the Director of Planning and Program Development regarding/ a�S Paul -Helen Building renovation and Blackhawk Minipark design. Memorandum from the City Engineer regarding the FY85 asphalt resurfacing program. Memorandum from the Housing Coordinator regarding changes to Assisted /a Housing Programs. Calendar for July 1984. 1a8� Proposed job description: Iowa City Development Corporation Material distributed by Councilmember Baker re junk in ROW at 130 Ferson /,? yo Avenue Proposed sketch on renovation of Paul -Helen Building /� City of Iowa City MEMORANDUM DATE: June 29, 1984 TO: cityCouncil FROM: City Manager RE: Mercy Hospital Parking Ramp At the Council meeting of June 18, 1984, Council Member Erdahl inquired whether or not additional parking levels could be added to the parking ramp at Mercy Hospital. The staff checked with the project engineer and were informed that one more level can be added which would accommodate approximately 100 vehicles. City of Iowa City - MEMORANDUM Oate: June 25, 1984 To: City Council From: City Manager Re: Spruce Street For at least 15 years there has been a storm water problem in the rear of the lots along Spruce Street adjacent to the Iowa -Illinois property. About five years ago the City developed alternative plans for installing drainage facilities. This improvement was not undertaken because there was not a consensus by the neighborhood as to the advisability of the specific improve- ments. Enclosed is a letter from a number of residents now indicating they wish to discuss the matter again. This was brought to the attention of Councilmember Strait. Chuck Schmadeke will contact the neighbors and the neighbors will schedule a neighborhood meeting. The Council will be informed when the meeting has been scheduled. /sp cc: Chuck Schmadeke For the past fifteen years, the residents of the northern end of Spruce Street have been suffering from water problems. With every rain the water drains from Iowa - Illinois into the back yards, where it sets until it evaporates or seeps into the ground. When the ground is saturated, the basements flood. Mosquito infestion is heavy over the entire neighborhood. The standing water is an attractive nuisance to small children, who could easily drown in it when it is at its' peak of two feet or more. Five or six years ago, the City Council decided to help by dispatching three men and a shovel for -'an afternoon to dig out the drainage ditch that is entirely overgrown with vegetation and has no downward slope. No improvement was noticed. Another Council later decided the area needed to be tiled, but nothing has been accomplished here. Numerous pleas from the neighborhood, at least two petitions signed by the entire neighborhood, several appearances at City Council meetings have produced no help. The reasons I believe it a city problem: 1) safety to small children (drowning) 2) safety because children are drawn to standing water which is not clean 3) some of the residents cannot even raise a garden 4) even when Iowa -Illinois planted some pine trees they rotted from the standing water and died 5) the mosquitoes are a health problem for blocks 6) the damp smell and unpleasant odor of standing water permeates the area at times 7) it has reduced the property resale value 8) it has caused basement flooding and heavy property loss from that 9) residents cannot have a decent lawn because dandelions and other obnoxious weeds are washed over the area every time it rains, plus no trees or flowers can grow 10) it is impossible to mow in the ponds left in the yards 17 CITY OF OWA CITU CIVIC CENTER 410 - W�'SHINGTC^i S- IC,. `J,'•' .law October 17, 1977 Dear Resident: As you know for many years the City of Iowa City has discussed alleviating flooding problems between the railroad tracks and the backyards of your homes. A contract has been let 'for construction of a'storm water detention site on property graciously donated by Iowa -Illinois Gas and Electric. Con- struction is slated to start approximately October 18 or 19. Construction of this storm water detention area will reduce flooding problems adjacent to your homes thereby eliminating a problem several of you have been fighting for years. The only work that will actually be done behind your homes is cleaning of the ditch that runs along the railroad tracks. This should not affect you in any way. We are very pleased that we can at long last announce the start of this project. If you have any questions at all about any aspect of this construction please feel free to call me 354-1800 ext. 251. Sincerel , Ri a d Plastino Direc of Public Works RJP/jp cc: File'#5 Construction Phase a-,9 CITY OF IOWA CITY CN/IC CENTER 410 E. WASHNGTON ST. IOWA UY, IOWA 52240 (319)356-500D June 28, 1984 i Dr. Andrew W. Loven Engineering Science 57 Executive Park South N.E. Suite 590 Atlanta, Georgia 30329 Dear Dr. Loven: Enclosed for your consideration is a list of questions. Your response must be received by the City no later than 5:00 p.m., July 18, 1984. Shortly thereafter you will be contacted to schedule an interview at which the City will seek clarification about your written materials. If you have any questions concerning this process, please contact me at your earliest opportunity. S re yours, Neal G. Berlin City Manager cc: R.M. Davidson George E. Strudgeon Enc. Same letter to: Mr. Charles E. Pound /sp Metcalf and Eddy 85 ll. Algonquin Road Suite 500 Arlington Heights, Illinois 60005-4422 Mr. Gerald Foess CH2M Hill 310 W. Wisconsin Avenue Suite 700 P. 0. Box 2090 Milwaukee, Wisconsin 53201 Mr. Lee J. Glueckstein Donohue & Associates, Inc. 4738 N. 40th Street Sheboygan, Wisconsin 53081 PIU June 28, 1984 CITY OF IOWA CITY WASTEWATER PLAN - ALTERNATIVE STUDY PHASE II This response must be received by the City no later than 5:00 p.m., July 18, 1984. Materials submitted shall not exceed 50 pages in length. Provide 25 copies. 1. Fully describe your approach to the study. 2. Detail your most cost effective financing methods, both short and long term, for: a. Public construction, ownership and operation. b. Private construction, ownership and operation. c. Public construction and ownership with private operation. d. Private construction and financing with public purchase and private operation. e. Any other feasible alternatives. 3. Discuss extent to which you expect completed engineering work could be used in the solution(s) which you propose. 4. Describe your approach to the project utilizing the following: a. Typical engineering study. b. Design -build process. 5. What actions would you recommend to accelerate both the initiation of construction and completion of the project? 6. What are the significant advantages and disadvantages of both the traditional public project and privatization? 7. What are the specific areas in engineering design, treatment processes and plant equipment which offer the greatest potential for increased cost effectiveness, both short and long-term, and what are the probable cost savings? 8. Describe in detail the changes and costs which will be involved in upgrading the existing plant so that it is cost effective in the long term (10-20 years), taking into account its age, site, size,present effluent limits and storm water overflow conditions. If, o your opinion, this is not possible and/or cost effective, describe the reasons for your reconnendat ions. 9. Describe how your long term recommendations might permit use of future EPA grant funds. City of Iowa Cit•. MEMORANDUM Date: June 1, 1984 To: City Council From: Dale Melling, Assistant City Manager Re: Housing Discrimination - Federal Grants The current federal grant program between the City and HUD is a Type I grant emphasizing outreach, capacity building, and an auditing program, all oriented toward the assessment and resolution of housing discrimina- tion problems. This grant expires December 31, 1984. It is a two year grant under which the City has employed a half-time Civil Rights Assis- tant. The Iowa Civil Rights Commission staff had some discussion with the City beginning late last year regarding a joint application for a Type II grant which would continue the auditing program in Iowa City and provide some additional financial assistance for community outreach as well. City staff did indicate interest in pursuing this possibility further. In February of this year the State Commission staff submitted a "joint application" to HUD from the Iowa Civil Rights Commission and the Iowa City Human Rights Commission. A copy of the executed application was sent to us. Upon receipt of this document, State Commission staff were contacted regarding the procedural problem involved because we had not been given the opportunity to review the application and to sign off as a co -applicant. The City Manager notified HUD that Iowa City could not be considered a co -applicant but that we would be working with State Commis- sion staff to correct the problem and possibly file an amended application jointly. It was pointed out that internal procedures include notification of the City Council of any pending grant applications, even if formal Council authorization is not required. The purpose of this memo is to apprise you of the current status of this situation. Phyllis Williams and I have discussed this matter extensively with Artis Reis, Director of the Iowa Civil Rights Commission staff, and have determined that the application could be amended so that Iowa City can participate in the grant program. This would involve a simple re -filing of the signature page. Upon approval, it would be the responsibility of the State Commission and the City to work out detailed budgets, programs, etc. In general, the following would occur under the Type II grant in Iowa City. The grant would result in the allocation of $4,000 to Iowa City for staffing a part-time position to continue the auditing program and outreach activities, along with additional funding for commodities and services and charges connected with this program. In addition, we now have an unexpended balance of $5563 from the first year of the current Type I grant and HUD staff has assured us that this balance may be retained by Iowa City and applied to the Type II program. We anticipate I asp PRECEDING DOCUMENT City of Iowa Cit•. = MEMORANDUM Date: June 1, 1984 To: City Council From: Dale Helling, Assistant City Manager Re: Housing Discrimination - Federal Grants The current federal grant program between the City and HUD is a Type I grant emphasizing outreach, capacity building, and an auditing program, all oriented toward the assessment and resolution of housing discrimina- tion problems. This grant expires December 31, 1984. It is a two year grant under which the City has employed a half-time Civil Rights Assis- tant. The Iowa Civil Rights Commission staff had some discussion with the City beginning late last year regarding a joint application for a Type II grant which would continue the auditing program in Iowa City and provide some additional financial assistance for community outreach as well. City staff did indicate interest in pursuing this possibility further. In February of this year the State Commission staff submitted a "joint application" to HUD from the Iowa Civil Rights Commission and the Iowa City Human Rights Commission. A copy of the executed application was sent to us. Upon receipt of this document, State Commission staff were contacted regarding the procedural problem involved because we had not been given the opportunity to review the application and to sign off as a co -applicant. The City Manager notified HUD that Iowa City could not be considered a co -applicant but that we would be working with State Commis- sion staff to correct the problem and possibly file an amended application jointly. It was pointed out that internal procedures include notification of the City Council of any pending grant applications, even if formal Council authorization is not required. The purpose of this memo is to apprise you of the current status of this situation. Phyllis Williams and I have discussed this matter extensively with Artis Reis, Director of the Iowa Civil Rights Commission staff, and have determined that the application could be amended so that Iowa City can participate in the grant program. This would involve a simple re -filing of the signature page. Upon approval, it would be the responsibility of the State Commission and the City to work out detailed budgets, programs, etc. In general, the following would occur under the Type II grant in Iowa City. The grant would result in the allocation of $4,000 to Iowa City for staffing a part-time position to continue the auditing program and outreach activities, along with additional funding for commodities and services and charges connected with this program. In addition, we now have an unexpended balance of $5563 from the first year of the current Type I grant and HUD staff has assured us that this balance may be retained by Iowa City and applied to the Type II program. We anticipate that this budget would allow an extension of the existing part-time position of Civil Rights Assistant for an additional 6 to 12 months and would also cover the costs of maintaining the program. Further, there may be an unexpended balance at the end of the grant year as well. If Council does not object to the goals of the Type II grant as indicated above, the City Manager can proceed to file the amended application on behalf of the City. A detailed budget would then be drawn up in coopera- tion with State Commission staff which would allow us to determine precisely how long the extended program could continue. A copy of a portion of the proposed grant agreement, including the signature page and a narrative project summary, and also a copy of a February 10, 1984, memo to the City Council regarding the current grant program are attached for your information and reference. The entire grant agreement and supplemental materials are available for your review upon request. Please do not hesitate to contact me if you have any questions regarding this matter. If there are objections, these should be raised at your next informal meeting. If Council desires, a separate time for discussion of this matter at an informal meeting can be scheduled. bdw/sp SRV C,ghih Floor — Colony Bldg. 507 Tenth Street Des Moines. Iowa 50319 Phone 515/2814121 Office for Planning and Programming Attention: Mr. Tom Wallace Capital Annex 523 East 12th Street Des Moines, Iowa 50319 Dear Mr. Wallace: GOVERNOR Terry E. Branstad EXECUTIVE DIRECTOR Artis Van Rocket Reis Per the requirements of federal Executive Order 12372, "Intergovermental Review of Federal Programs," enclosed please find Iowa Civil Rights Commission's Type II, Class B application to the Fair Housing Assistance Program of the U.S. Department of Housing and Urban Development (24 CFR Part III). As the designated single State Process, your 60 - day comment period shall commence five days from the date of this letter. Your comment, shall be directed to the party identified as follows: Steven J. Sacks, Director Federal, State and Local Programs Office of Fair Housing and Equal Opportunity Room 5214 451 Seventh Street, S.W. Washington, D.C. 20410 Sincerely, Artis Reis Executive Director Iowa Civil Rights Commission COMMISSIONERS Marguerite Coition, Jena Eason Joseph E. Roenguee Kul A. Nelson Larry Harris Paul Murphy Gretchen O. Hamlett Des Moines Buanden Davenport Shall Rock Waterloo Clinton Des Moines 1^Q I PART A TABLE OF CONTENTS Page TITLE PAGE - - - - - - - - - - - - - - - - - - - - - - 1 TABLE OF CONTENTS -- -- -- ------ - - - - -- 2 STANDARD FORM 424 ------ -- ----- - - - -- 3 PROJECT SUMMARY ---- --------------- 4 NARRATIVE STATEMENT - --- -------- - - - -- 5 Needs - - - - - - - - - - - - - - - - - - - - - - 5 Goals, objectives, tasks and timetables - - - - - 7 Impact and benefits - - - --------- --- 12 Monitoring and reporting - - - - - - - - - - - - 14 Prior experience - - - ------------- 14 KEY PERSONNEL ------------------- - 16 Table of organization - - - - - - - - - - - - - - 17 APPENDICES - - ------------------- - 18 Appendix A - Written certification to State Process - - - - -- ------- - 19 Appendix B - Assurances - - - - - - - - - - - - - 20 Appendix C - Iowa Housing Study - - - - - - - - - 21 Appendix D - Letter of training commitment - - - 22 Appendix E - Employee performance evaluation form --------------- - 23 Appendix F - Qualification requirements for Housing Coordinator - - - - - - - - 24 Appendix G - Selection process for key personnel; Policy Directive 201-A -------------- - 25 Appendix 11 - Job description for Project Director- - - - ------- - - - 26 E I PEI State of Iowa 2,900,000 194_I 'CN"IN"r' a Imma 44,4</ 'n a A.Rff•:r a AIQ �A� yy •'— "^�•' *FW 18. Neal Smith Statewide D N/A ..a•4a 7IONAar ,m U ' Y.r1. •autit UAaT1mI(r }O�AT�TO r� up" iY !a CMNO ImaK LOOMPIGTRON 7WYW .m rmOML AOiM.7 so 19 84 2 8 NA tad rmOlAa AnO•GI 7D 11alOr[ A•seuRar W.•a uarrmw) epar tment of !1. aah ADDED Housing and Urban Development. Washington, D.C. 20410 ZL a T. IY V • OF 10 i" W b" ► a r ONS Ow•o A " OY ya•a� r1•Ia.4 a nr1 r ar N.. ja ab 1A1S r.M r Wnplow Yl�rr r1 W N�F� w 11aWlr 4PMG W TNR b W 6.r. � r 1w ARINANr ra now" M as /tea ar • co"I"Im ar.Wmr W NOa,Ilr.I4 0) Iowa Office for Planning 6 Programming ❑ 11 T7MT► soan�wa as �Y► m ❑ ❑ Now b 0 ❑ ❑ a a Toll Nal An TOM a aaaurulR a "n alas V COMMONS Artie I. Reis /,'�j? r.. om.r Aw MIM WMAATTTR Executive Director !�!i v v84 2 8 24 AROW 11NK nM RKA f— r.la dw aSCYm U Own A.nwW Ila 1a4MM FEDML ASSISTANCE L r� ` °"'G 001 ♦ ant wW► W aATruAan. r:oat ` a"°'� NA An rr%no" t-12:00: L ❑ MMJWN ®norrrTpR "Tia GTION vr.� FM wt/ • rmoAL a m tN.�» ❑ Rmvrma a area (ow GT"' Ls, ,+•� . manor rmaw scrA la non CONTACT MR MR AoOMCKA. LL IMM to a LID" APPIMANT/AaanOTr L roan amara IGOrtInGnOa No. LANArtr.. : Iowa Civil Rights Commission 42-6004571 a I. ma a m oPNNOUA : Advocacy and Affirmative Action Div. a2610A• 80 1 507 10th Street, 8th Floor POO aaTaw_p 14 Is g 10 11 L ME a aaa Des Moines• O,ar + Polk GAN T Iowa ami 50319 TFd.1d Fair Housing Assistance L 6" raaw wra_ c o") Program (FHAP) A+•A, MAI + 515 29Y -g 4421 7. Una ANO OYCRIPTION Or AA/YCANM tMOIACT a Tr1 OF Ar1x1CAmrJAZON mr Fair Hyusing Assistance Program - HA -12549 A-SON,rr Type TI - Application for Competitive Support �a.r ac+•rrwMt, (Check Appropriate Blocks) Now ( ) Type II - Class A (x) Type II - Class B °""Rranaaa a TYrR Or ANWAR= Multiple Agency Proposal Yes ( x) No ( ) A4" Oft 5—fter State of Iowa 2,900,000 194_I 'CN"IN"r' a Imma 44,4</ 'n a A.Rff•:r a AIQ �A� yy •'— "^�•' *FW 18. Neal Smith Statewide D N/A ..a•4a 7IONAar ,m U ' Y.r1. •autit UAaT1mI(r }O�AT�TO r� up" iY !a CMNO ImaK LOOMPIGTRON 7WYW .m rmOML AOiM.7 so 19 84 2 8 NA tad rmOlAa AnO•GI 7D 11alOr[ A•seuRar W.•a uarrmw) epar tment of !1. aah ADDED Housing and Urban Development. Washington, D.C. 20410 ZL a T. IY V • OF 10 i" W b" ► a r ONS Ow•o A " OY ya•a� r1•Ia.4 a nr1 r ar N.. ja ab 1A1S r.M r Wnplow Yl�rr r1 W N�F� w 11aWlr 4PMG W TNR b W 6.r. � r 1w ARINANr ra now" M as /tea ar • co"I"Im ar.Wmr W NOa,Ilr.I4 0) Iowa Office for Planning 6 Programming ❑ 11 T7MT► soan�wa as �Y► m ❑ ❑ Now b 0 ❑ ❑ a a Toll Nal An TOM a aaaurulR a "n alas V COMMONS Artie I. Reis /,'�j? r.. om.r Aw MIM WMAATTTR Executive Director !�!i v v84 2 8 24 AROW 11NK nM RKA f— r.la dw aSCYm U 3 ., n..,...,.:. :Lr•�'.-•-!-r.... _..�_..r ..... �.. ... - .. .. '. .... ._..---IDI toumnunw AS AtaaOe ad rme" CA"r WOMMAnal aL ACTION TAtml C) L Al11Op XL ruNOIM Twr rwA A,• a AOnON rYTTf 1a M. r� ,.,.:► AA NTAWnVATZ aOy • rmoAL a m p ► warm Q a Qn1Oae IaR AallOaeR a um® a wlmm a n tW m la non CONTACT MR MR AoOMCKA. LL IMM to vxiallo rw "h w OATr 1a a man m •• tOOLL m ar. aaaANAa ADDEDp O Tw r1me a ono m I. ma a m >L /mau ADDICT■r Aar ACTMII a b OMNI .rn W.4 OF � •W� a.• �N—..n �. r�rl�arr a. rR �,+Y� M hn r. Ou awrr Aoa a Tmgx PORT A -Ta OR" Wr.d W.W., r/ 3 ., n..,...,.:. :Lr•�'.-•-!-r.... _..�_..r ..... �.. ... - .. .. '. .... ._..---IDI IOWA FAIR HOUSING ENHANCEMENT PROJECT SUMMARY Title VIII of the Civil Rights Act of 1968 states: "It is the policy of the United States to provide, within constitutional limita- tions, for fair housing throughout the United States." To effectuate that policy, the act prohibits discrimination on the basis of race, color, religion, sex or national origin in -the sale, rental, financing and brokerage, of housing. The Iowa Civil Rights Act provides for the identical policy and the identical prohibi- tion. Both laws have been enforced for at least fifteen years. The goal of fair housing remains yet to be attained. This one year project aims to move Iowa closer to the goal. For the first time, it will utilize the service of a full time housing coordinator, who will provide technical assistance to potential compla- inants, private fair housing groups, and the real estate industry. The coordinator will develop and distribute over ten thousand brochures, pamphlets and the Iowa Fair Housing Guide to citizens, governmental agencies, educational institutions and the real estate industry. Also for the first time, two rental and referral audits will be conducted in Iowa - one in the Des Moines Standard Metropolitan Statistical Area and one in Iowa City. The project will conduct at least seven housing tests, again the first ever in Iowa. All these and other project tasks, when completed, are expected to add sixty (60) complaints to the enforcement docket. The Iowa Civil Rights Commission and the Iowa City Human Rights Commission, the parties to this multiple agency project, are the only two agencies in Iowa certified as substantially equivalent agencies. The staff have extensive experience in the areas of public education, outreach, advocacy, prevention, intervention, affirmative action and complaint processing. The staff also have extensive training in the various housing issues, including testing. In short, the two agencies are most capable to carry out this project. 4 I A IOWA FAIR HOUSING ENHANCEMENT PROJECT NARRATIVE STATEMENT Title VIII of the Civil Rights Act of 1968 and the Iowa Civil Rights, Act both prohibit discrimination in the area of housing based upon race, color, religion, sex or national origin. To effectuate these laws, the Iowa Civil Rights Commission (ICRC) has committed itself to the mission "... to eliminate discrimination and to establish equality and justice for all persons within the state through civil rights enforcement and advocacy". ICRC has jurisdiction over the entire state with a population of 2,913,387, according to the 1980 U.S. Census. The Commission has been certified as a substantially equivalent agency and has executed a written Memorandum of Understanding with the Department pursuant to 24 CFR Part 111.104. The Commission had a dual -filed complaint workload of 41 during the period of July 1, 1982 through June 30, 1983. As such, ICRC meets all the eligibility requirements to apply for the Type II, Class B, Fair Housing Assistance Program (FHAP). ICRC is the designated applicant for this multiple agency proposal with the Iowa City Human Rights Commission. NEED On October 19, 1978, ICRC released the report on a housing study entitled "Don't Tell the Civil Rights People". (See Appendix C for the conclusions of the study). The study found: There is no question that some real estate companies in Council Bluffs (Iowa) are engaging openly in racial steering. Our study further propose that there practices in their various forms are pervasive in that city. There are related patterns that also emerge. 5 1A The study also found: There were enough incidents in both rental and sales to suggest that the "neighbors" themselves are an element in the discrimina- tory patterns of the city. The incidents that did occur indicate. that the people involved are supportive of steering practices by real estate agents. The bottom line assessment based on our sample is that eight (8) out of nine (9) brokers in Council Bluffs discriminate to one degree or another. Such was the state of affairs in Council Bluffs, Iowa in 1978. Aside from actual complaints filed, the Commission has little informa- tion regarding the present extent and nature of housing discrimination. The ICRC Commissioners and staff, however, do receive frequent public input in this area. The unmistaken conclusion from these discussions and public forums is that there are substantially more housing discrim- ination than those reflected by the actual number of filed complaints. Iowa often is described as a middle state with Mid -western values. Its population and its per capita income both lie very close to the national medium. There are, however, a number of traits which distin- quish it from the nation and the region: It remains very rural. It's minority population is proportionally very low (3.4%) - higher only than three New England states. Yet, it has a very high minority population growth rate - mainly due to white out -migration. The U.S. Censuses documented the minority population growth mate to be 69.5% between the year 1970 and 1980 while the state's population growth rate in the comparable period was only 3.2%. 0 1A1 In this environment, a number of questions need be raised: 1. Is there a lack of knowledge regarding fair housing laws? 2. How has the increasing minority population affected inter -group tension and housing discrimination? 3. Is there wide spread patterns and practices of housing discrimination? 4. Do people have quick and ready access to ICRC and the Iowa City Human Rights Commissions (ICHRC) services? S. What kind of fair housing enhancement can ICRC and ICHRC provide? In the interest of fair housing, there is a definite need for ICRC to study, to educate, to reach out and to offer technical assist- ance on the issue of housing discrimination. Evidence of this need will be found in all sections of this application. GOALS OBJECTIVES, TASKS AND TIMETABLES The broad purpose of this one year project is to contribute to the accomplishment of the agency's mission by building a coordinated and cooperative effort to further fair housing. It allows ICRC and the Iowa City Commission to assume greater local responsibility in eliminating housing discrimination. It also allows extensive outreach and education work with the citizens and the real estate industry to acquaint them with the provisions of the laws so that there will be decreasing need for policing or enforcement activities in the future. 7 Al In calendar year 1983, 48 housing complaints were processed of which 23 were located in the Des Moines SMSA. Seven complaints - failure to rent or sell - were identified as appropriate to testing. Based on this and the increase in outreach and education activities, it is expected that at least seven (7) testing situations will exist in the project year. The majority of complaints filed are located in the Des Moines SMSA. They are in the nature of rental related issues. The audit will utilize Black and White testers to identify landlords and rental referral services engaged in racial steering and misinformation. The project's final products are as follows: 1. Distributed over 10,000 educational and informational materi- als to the public, potential complaints, real estate industry, private fair housing groups, local human rights commission, governmental agencies, educational institutions and other concerned parties. 2. Secured at least 12 media spots of time for public service announcements. 3. Received and handled 600 calls through the hotline of which 60 are referred to ICRC's Compliance Division as complaints. 4. Conducted 48 interventions. 5. Conducted seven (7) tests in the Des Moines SMSA. 6. Conducted two (2) audits, one in Iowa City and one in the Des Moines SMSA. H I PSI The other goals, objectives, tasks, responsible persons, initia- tion dates, completion dates are detailed in the two pages following this section. The timetables are deliberately set conservatively. Such an approach would be reasonable and realistic due to the following considerations: 1. The housing coordinator's position remains to be filled. The person hired needs time to get acclimated to the project. 2. ICRC and ICHRC have not had the opportunity to carry forth the objectives outlined in this project. The desire is to do the best quality project possible not the speediest project. 9 Iasi %'ity of Iowa Cit MEMORANDUM Date: February 10, 1984 To: City Council From: Dale E. Helling, Assistant City Manager Phyllis A. Williams, Civil Rights Specialist Re: Fair Housing Assistance Program This is a report on the status of the City of Iowa City's participation with the Fair Housing Assistance Program (FHAP). During FY83 the City of Iowa City became a participant of FHAP, a program under the administration of the U.S. Department of Housing and Urban Development (HUB). The purpose of FHAP is to provide financial assistance to state and local agencies charged with the administration of fair housing law as an incentive for states and localities (such as the Iowa City Human Rights Commission) to be able to assume a greater share of the responsibility for administering fair housing laws. The City of Iowa City was awarded $19,000 to be used primarily for capacity building activities. At that time the City Council asked that in approximately one year we apprise you of how we have utilized this funding. It was the contention of the officials at the Regional HUD office that the number of housing complaints received by our Commission did not accurately reflect the amount of housing discrimination occurring. Therefore, one of our goals was to engage in a variety of public outreach and education ac- tivities. We also had to investigate all housing complaints within the time frames defined by HUD and we had a goal to test this community's housing market. We first hired a half-time Civil Rights Assistant whose primary responsibilities are housing related. A copy of the job description for this position, as well as that of the Civil Rights Specialist, is attached. Paula Klein was hired during the latter part of FY83 (June 13, 1983). She works 20 hours per week at a current salary of $7.75 per hour. Paula has initiated several community outreach/education projects and a sampling of these activities are as follows: a. Designed, wrote, and has given a presentation on the history of fair housing laws, types of discriminatory practices, the Commis- sion's role, and present status of housing discrimination. The public was informed of this presentation and Paula's willingness to deliver it through the press and through the use of public service announcements. Ia8/f b. Several media outreach and education activities have occurred, including: • The placement of two classified ads in several local newspapers. The ads have been in the papers since November 1983 at a total cost of $100.05. The first ad tells the community who we are and what we do. This ad runs until the end of February. The second ad asked persons in the community to come forward if they felt they had been treated differently within the area of housing because of their dependents, sexual orientation or source of income. We had hoped this ad would further assist us in determin- ing the number of residents who had housing complaints in these three areas which are included as protected categories in the proposed amendments to the City's Non -Discrimination 'Ordinance. When the Commission held its public hearing some time ago on the proposed amendments, several persons advised the Commissioners of problems they had been having with securing or retaining housing because of their dependents, etc. We thought that since the proposals are going to be considered soon, we would use a classi- fied ad to receive more current information on these problems. The ad, however, yielded no response and was discontinued in January. • Press releases and public service announcements have been issued regarding the jurisdiction of the Commission within the area of housing. • An interview was held with a reporter from a local newspaper regarding the Commission's fair housing program. c. Met with the Iowa City Board of Realtors Affirmative Action Com- mittee and discussed the status of their affirmative action marketing agreement. d. Designed and distributed a poster on housing discrimination. 2. During FY84 two housing complaints have been filed and investigated thus far. HUD found our timeframe acceptable on both cases. 3. The testing and auditing project is scheduled to begin in March 1984. An audit is a study done to determine if the quality, content and quantity of information and services given to clients in a protected class by rental agents and landlords is different from that given to other clients. A test is a study done for the same reason as an audit, but which is initiated by an actual complaint of housing discrimination and the information gathered is used to substantiate or refute the complaint. W/0 The testing and auditing program proposed will be conducted under the supervision of a coordinator who will send one to three teams of trained volunteers to approximately 36 rental complexes and/or landlords. Each team, which consists of one or two people, will be sent to the same agency at closely -spaced intervals, presenting similar backgrounds and housing desires. Each .team member will keep detailed accounts of their experiences, thus providing statistics by which we can eventually measure the extent and nature of housing discrimination, as well as the impact and effectiveness of local non-discrimination laws in Iowa City. If during the course of an audit, discriminatory practices are identi- fied, the landlord will be contacted and the violations discussed so that future infractions of the City's fair housing law will not occur. After the auditing project has been completed, a report describing the results will be written and distributed. Although it is difficult to measure the results or effectiveness of our housing outreach program, we can compare the number of housing inquiries and complaints received during the fiscal years of 1982, 1983 and year-to-date: Fiscal Year Housing Inquiries Housing Complaints 1982 19 1983 22 1984 12 We have also experienced what appears to be some residual benefits from our housing outreach program in that an increase in inquiries and complaints in other areas besides housing has also occurred. Other (Employment, Public, Accom- Other Fiscal Year Inquiries modations, Credit) Complaints 1982 129 or 10.7/month 9 1983 141 or 11.7/month 10 1984 124 or 15.5/month 12 In summary, we have been concentrating on the area of housing for the past six months. Our contract with HUD lasts throughout the current calendar year. Although we have made some inroads with regard to educating the public, another 12 months will give us a much better opportunity to determine if HUD is correct that a substantial amount of housing dis- crimination occurs in Iowa City. Even if that is not the case, a concen- tration within this area helps us to become more familiar with our community relative to the issue of housing. We strongly recommend our continued participation with FHAP through the remainder of 1984. 7/1/82 r• CITY OF IOWA CITY CLASSIFICATION DESCRIPTION TITLE: Civil Rights Specialist BASIC FUNCTION AND RESPONSIBILITY To receive and investigate complaints of discrimination and coordinate City W/MBE and Contract Compliance program. CHARACTERISTIC DUTIES AND RESPONSIBILITIES Receive, investigate and report on citizen complaints of discrimination. Provide information or referral in response to civil rights related inquiries. Provide staff support to the Human Rights Commission: prepare reports, write newsletter provide training and coordinate Commission projects. Assist in the development and implementation of internal City Women/Minority Business Enterprise and Contract Compliance program. Monitor legislative and judicial development in the area of civil rights. Represent Human Rights Commission in various community organizations • . concerned with civil rights. it SUPERVISION RECEIVED General supervision is received from the Assistant City Manager. SUPERVISION EXERCISED None. QUALIFICIATIONS Bachelor's degree in personnel management or a related field or an equivalent combination of education and experience from which comparable knowledge and abilities can be acquired if necessary. One year of experience in the field of civil rights is necessary. Good knowledge of EEO/AA legislation and practice is necessary. /,;101 CITY OF IOWA CITY CLASSIFICATION DESCRIPTION TITLE: 'Civil Rights Assistant BASIC FUNCTION AND RESPONSIBILITY I. Definition The Civil Rights Assistant assists the Civil Rights Specialist in receiving and investigating complaints of discrimination, particularly those related to housing and performs other related work as required. 11. Examples of Duties Investigates routine complaints of alleged discrimination (particularly housing) by interviewing and corresponding with complainants and respondents to obtain all relevant information. Evaluates the information received from individuals and organizations to determine whether there exists probable cause to believe unlawful discrimination has occurred. Writes investigative report and indicates recommended action to be taken on complaint. Coordinates and attends fact finding/mediation conferences in an attempt to reconcile differences between complainants and charged parties through negotiations. Develops, implements, and participates in various education programs, particularly those designed to increase the community's knowledge on fair housing rights. III. Training and Experience Requires 2 years college and at least one year of experience in a position with substantial public contact, preferably in the area of civil rights/human rights or a related area. College degree in related area is preferred. Relevant formal education and/or training may be substituted for the required public contact experience. IV. Knowledge and Skills Ability to acquire knowledge of Chapter 18 of the Code of Ordinance of the City of Iowa City and the Civil Rights Act of 1968 Title VIII. Ability to acquire a knowledge of the investigative practices and technigdes applicable to alleged discrimination. Ability to obtain pertinent information regarding complaints through interviewing techniques and to accurately convey that information in oral and written form. Ability to keep informed of current trends and developments in equal opportunity and civil rights particularly within the area of housing. Occasional travel for training workshops and infrequent attendance at night meetings is required. 1,;L 8/f City of Iowa City MEMORANDUM Date: June 28, 1984 To: City Council From: Dale Helling, Assistant City Manager Re: Complaints of Dumping on Public right-of-way (West Side Ravine) In response to Council's recent referral regarding the above -referenced complaint, I have discussed with matter with several City staff members, some of whom have been in recent contact with Dr. Kamnermeyer. There has appar- ently been an ongoing concern on the part of one or more neighbors in that area regarding soil erosion occurring on the public right-of-way portion of the ravine. Several years ago the City considered placing riprap in some portions of the ravine. This is the normal practice for addressing problems such as this. In that instance, however, several other nearby property owners objected to the placement of foreign materials in the ravine, voicing a strong concern that this area be maintained in its natural state. No further was taken by the City at that time. It appears that various materials have been deposited in certain portions of the ravine over the years, some of which are probably helpful in retarding erosion. These would include broken pieces of concrete as well as tree limbs, logs, and stumps which have either fallen or been cut down and left there. In addition, there apparently has been some dumping at some point in the past. There is an old box springs to evidence this. However, there is little indication that such illegal dumping has taken place in recent years. More recently, two Chinese Elms were cut down on the public right-of-way near the lower entrance to Dr. Kamnermeyer's property and adjacent to the U. of I. Law School parking lot. The City Forester has discussed this matter with Dr. Kamnermeyer, who has assured the City that it is his intent to replace these trees with two hearty trees, probably oaks or maples, in the fall of 1984. Dr. Kamnermeyer is stili concerned about soil erosion in this area. While the Public Works Director does not feel that the problem is serious at this time, Dr. Kamnermeyer has been encouraged to contact the City in the event that the problem becomes worse. We will then determine what action, if any, should be taken by the City to address the problem. /sp cc: Dr. Kammermeyer N City of Iowa City MEMORANDUM Date: June 28, 1984 To: Iowa City City Council From: -Richard Webb, Energy Coordinator Dale Helling, Assistant City Manager Re: Energy Program Update (City Conservation Fund & Franchise Fee) The City of Iowa City energy program has evolved over the last six years as a result of three basic decision crossroads. It may very soon face another. It is the objective of this brief discussion to review the energy program history and to outline the forthcoming decision issues. The first decision on local energy policy that the Iowa City Council made was to recognize the need to locally manage and plan for energy resource conservation in a prudent and wise manner. Mr. Ira Bolnick, then Director of IPIRG (Iowa Public Interest Research Group), voluntarily identified some simple ways that energy could be conserved at the Civic Center in mid -1977. Almost a year later Councilmember Carol DeProsse drafted, presented, and obtained approval for an ordinance that established the Resources Conservation Commission (RCC). The RCC's duties were rather broadly defined and remain so today: "The Commission shall exercise broad responsibility for the development of resource conservation policies and shall pay special attention to long-range planning and programming" (Ord. #77-2829). A quarter -time staff position was created to provide assis- tance to the Commission. In the spring of 1978, the City's Community Development Block Grant application proposed an energy specialist to do public awareness and other energy related programs. The City received the grant and the Energy Coordinator position was created, a full-time position with a 30% General Fund contribution. An infra -red heat scanning camera was purchased to in- ventory residential structures for heat loss and preliminary data for a community energy plan was gathered. By FY80 the Energy Coordinator's budget reached $30,000, 70% from the CDBG program. In FY80 two pilot solar demonstration projects were constructed. A liquid solar hot water heating system was installed at 742 Dearborn and an attached passive solar greenhouse was erected at 633 Reno. Both have given evidence that these types of conservation technologies work well for the Iowa City area. The open house seminars which followed their completion were well attended. The second major decision for the energy program occurred toward the end of FY80. Discontinuation of CDBG funding, along with a perceived need to conserve more energy within City government operations turned the program to focus on internal goals. The City Council authorized funding of the program totally from the General Fund. The infra -red scanning and community energy planning activities were dropped. During FY81 walk- through audits were conducted for all major municipally -owned structures that were heated or cooled. 1383 Page 2 Energy conservation measures (ECMs) were identified and categorized by cost of implementation, and paybacks were calculated. Follow-up moni- toring visits since FY81 have indicated that a significant majority of those ECMs categorized as "no -cost" and "low-cost" (less than $400) have been implemented. For example, of eight larger buildings chosen on the basis of consistency of use and availability of energy data, 44 no -cost and 118 low-cost conservation measures were identified, mostly habit changes and mechanical system adjustments/improvements. Of those 68 (42%) have been documented as completed in the follow-up visits. The total cost of these measures was under $3,500. This does not include the approximate $50,000 cost for Civic Center HVAC system improvements which replaced an obsolete system. More important than raw numbers, however, is the degree to which these measures have improved the respective buildings' energy efficiency. The most common evaluation process used to identify increased energy effi- ciency is the Efficiency Index (EI) -total energy divided by total building square feet which is then divided by weather degree days. For the same eight larger buildings considered above, the average E.I. for FY80 was 32.22. In FY83 the E.I. had been reduced to 20.59, an efficiency increase of 36% which translates into an FY83 savings of $44,960 based on weather and then current energy costs. This represents the annual savings for only eight of the City's 22 heated and cooled structures of over 1,000 square feet in size, and the savings from minimal levels of investment. Additionally, it represents the savings of one fiscal year only. FY84 savings will be larger because utility costs have increased 20% so far. A majority of the no -cost measures have been completed. Divisions can continue implementing low-cost and capital -cost ECMs, but only with some additional financial support. The City's conservation investment during FY81 and 82 in the energy program has more than returned itself. However, because many of these measures are habit changes or maintenance programs and because personnel changes occur over time, continuous monitoring visits are warranted to prevent any erosion of accomplishments. In FY83 the Energy Coordinator was reduced to a half-time position. This decision signified the third major policy decision for the energy program. Audit monitoring visits and Resources Conservation Commission staffing are the primary purposes now. In addition, monthly Efficiency Index reports to all user divisions have been initiated. However, this leaves little or no time for documenting savings on special projects, evaluating capi- tal -intensive conservation measures, or providing any public informa- tion/outreach. The fourth energy policy decision the City Council may face very shortly will involve both the City government energy program as well as a community focus on energy issues. As previously mentioned, City departments and divisions could greatly improve their rate of implementing low-cost and capital -cost conservation measures if additional funding were available. This could be accomplished with a reserve fund in the Energy Conservation budget. Any disbursement could be individually approved by the City Manager provided that the conservation measure has a significant payback and represents a successfully tested technology. The attached analysis of Fire Department apparatus room heating retrofits has such payback potential. The attached letter from Police Chief Miller on the Animal Shelter regarding an overhead door replacement is another example of the need for seed money to implement cost effective ECMs. (R93 Page 3 The community focus involves the soon to be renewed electricity and natural gas franchise. The energy element of municipal and commu- nity/economic development should be further emphasized and its importance in local growth recognized. At the 1% of revenues level, a franchise fee would be sufficient to fund and staff the above discussed municipal program (remembering that City conservation is indirect public conserva- tion) as well as a community focused program. An outline of conservation programs identified by the ad hoc Franchise Committee is attached. Obviously, an affirmative stance on the franchise fee issue represents a Council philosophy that would return the energy program, in part, to that of having community -oriented goals. This would be a positive move in light of ever-increasing energy costs and increased local energy awareness. While Council would not want to make any long-term decisions regarding the future direction and scope of the energy program until final determina- tions are made on the issue of a franchise fee, there are higher cost ECMs already identified which will yield a significant payback and future savings. These should be implemented, with discretion, as soon as possible. An appropriation for financing these measures would be cost effective, even if no franchise fee revenue becomes available. This will be raised during budget discussions for FY86. In addition, Council is encouraged to consider an amendment to the FY85 budget for this same purpose. The City has recently received from Iowa -Illinois Gas & Electric refunds totaling $67,018.06 for all City operations. This is unanticipated revenue of which a portion (or all) could be set aside to finance the ECMs referred to above. The amount receipted into the general fund is $29,247.55, while various enterprise funds will receive amounts ranging from $26,049.08 (Water) and $7,677.26 (Pollution .Control) to $38.84 (Assisted Housing). The revenue from these refunds receipted into enterprise funds could be placed in reserve for funding ECMs in those divisions only while the remainder could be appropriated for those which are identified in divi- sions operating out of the general fund. All expenditures would be approved by the City Manager and none would be appropriated until a new Energy Coordinator is on board and available to verify cost-effectiveness. It is anticipated that a new Energy Coordinator will be employed and working by early August. In the interim, if Council is interested in this funding concept, time can be scheduled for informal discussion during July. Staff recommends that Council seriously consider this option. It is interesting to note that the per unit cost for natural gas rose 128% from FY78 to FY83, while the City's expenditures rose only 91%. For electricity the per unit cost rose 89% for the same period, while the City's cost rose 100%. Neither of these figures takes into account any of the expansion of facilities and services during that time, such as lighting, heating, and air conditioning for new buildings, additional street lights and traffic signals, increased volumes of water and waste- water treated, acquisition of a City computer, etc. bdw/sp W City of Iowa City MEMORANDUM Date: November 7, 1983 To: Dale Helling, Assistant City Mana r From: Richard Webb, Energy Coordinator Re: Energy Analysis of Fire Department Apparatus Rooms As a result of tremendous heating inefficiencies present in the Civic Center Fire Department apparatus room area, I was requested to investigate the savings potential and return -on -investment for a radiant heating system retrofit. After consultation with Co -Ray -Vac infrared radiant heating representatives it was determined that a $4,100 investment would yield a 52% utility cost reduction of the apparatus room area. This would require replacing the present electric blower, receiving steam from the main basement boilers, with a self-contained natural gas fueled radiant system. In addition, if three-inch thick (Thermal -Seal or equivalent) insulated overhead doors were installed the annual heating costs could be reduced another 12%. For a $10,700 outlay the collective return -on -investment calculates to 6.1 years. This is tabulated in the attached Proposal Summary. Under normal operating conditions the new conservation measure products here discussed should easily last 20 years with no major maintenance costs. As a result of the positive finding I performed similar studies on the Southeast and West side fire station apparatus rooms. The West side fire station is heated by two conventional., forced hot-air furnaces. The apparatus room area is heated from a 200,000 BTU/hr. unit (55% of natural gas load). This furnace, if replaced with a radiant heating system at an estimated cost of $3,700, would reduce the apparatus area heating cost by $505/yr., resulting in a 5.9 year return -on - investment. In other words, this means a 31% reduction in the entire structure's natural gas costs. I also investigated the impact of adding six inches of attic insulation and installing two (Thermal -Seal or equal) three inch insulated overhead doors. The capital expense for these measures are estimated at $4,200 which would reduce the natural gas costs by $263.00, or 16%. The return - on -investment would be 10.5 years. If both the heating retrofit and structural improvements are implemented the first year savings amounts to $621.00 and a total gas bill reduction of 38%.. The return- on -investment occurs in 9.0 years. The Southeast fire station apparatus room is heated by a suspended unit heater sized at 150,000 BTUs/hr (44% of the building's natural gas load). a$3 2 If the unit heater were replaced by a similar type radiant heating system the amount of first year savings is determined at $411.00 with a payback of 9.0 years and a structural fuel savings of 27%. Then factored in were the effects from installation of ceiling insulation and similar type overhead doors to an otherwise radiant heated space. The added investment results in a 10.5 year return- on- investment, and a total natural gas consumption reduction of 32%, or $486/year. If funding is not available for the realization of all the above discussed, I recommend that the investments with the shorter return -on - investment be made. This means the Civic Center, then the West Side Station, etc. If the investment level is less than $10,700 then the heating retrofits of the Civic Center and West side station, respectively, should be implemented. Should I be of further assistance in answering any questions please let me know. cc: Structural Audit Files bj/sp �ag3 ENERGY CONSERVATION MEASURES - PROPOSAL SUMMARY ; Apparatus Rooms , I.C. Fire Dept. E.C.M. FUEL / SAVINGS STRAIGHT-LINE RETURN -ON- yrs COST 1st YR. PAYBACK (no INVESTMENT 9.0 yrs fuel cost inc.) (B;% fuel cost 1983 dollars increases) CIVIC CENTER APPARATUS ROOM no change $2,185 - - Radiant Heaters $1,021 $1,134(52%)1 3.6 yrs 3.3 yrs Overhead Doors $1,671 $514(23%) 12.8 yrs 9.1 yrs Combined $781 $1,404(64%) 7.6 yrs 6.1 yrs no change WESTSIDE FIRESTATION $896 (55% of $1,630 total 1983 building gas bill.) Radiant Heaters $391 $505(31%)2 7.3 yrs 5.9 yrs Overhead Doors & Insulation Combined $633 $263(16%) 16.0 yrs 10.5 yrs $275 $621(38%) 12.7 yrs 9.0 yrs SOUTHEAST FIRESTATION no change $670 (44% of $1,520 total 1983 building gas bill.) Radiant Heaters $259 $411(27%)2 9.0 yrs 7.0 yrs Overhead 11/83 E.C.M. COST $4,100 $6,600 $10,700 $3,700 $4,200($3,800 and $400) $7,900 $3,700 Doors & g476 $194(13%) 22.2 yrs 13.0 yrs $4,300($3,800 Insulation and $500) Combined $184 $486(32%) 16.5 yrs 10.5 yrs $8,000 1 - Represents the percentage reduction from the apparatus area estimated gas cost. 2 - Represents the percentage reduction in the total building gas bill. 1393 City of Iowa City MEMORANDUM DATE: March 5, 1984 TO: Richard Webb, Energy Conservation Coordinator FROM: Harvey D. Duller, Police Chief Ox\ RE: Replacement of Garage Door at Animal Shelter Over the past several months the replacement of the garage door at the Animal Shelter has been of concern. The pre- sent door is a major factor in contributing to heat/cool- ing loss in the building. Replacing the present unit with an insulated door would greatly enhance the energy efficiency within the building. It was my understanding that a budget would be established in fiscal 185 to finance projects that would contribute to energy conservation in City operations. Consequently, in anticipation of this budget line, I did not include replace- ment of this door in the 185 fiscal year capital improve- ment program of the Police Department or the Division of Animal Control. cc: Bev Horton, Supervisor, Animal Control 103 Building (audit date) Recreation EIGHT MAJOR BUILDINGS ENERGY CONSERVATION MEASURES SUMMARY E.C.M. E.C.M. E.C.M. Identified Identified Implemented Cost Savings N -L -C(1) N -L -C(1) Center 5-17-9 3-4-2 $1,838 $ 4,888 (2) (9-81) Civic Center 11-44-3 9-5-0 $15 $28,514 (2) (11-81) (+$50,000 in FY81) Cemetery 1-5-2 1-4-0 $408 $ 1,037 (2) Office (2-82) S.E. Fire 8-6-4 8-1-0 $50 $ 524 (2) (8-81) West Fire 7-10-1 6-4-0 $550 $ 835 (4-82) Animal Shelter 3-18-3 2-7-0 $70 $ 1,793 (9-81) Park Maint. 7-16-3 6-10-0 $450 $ 853 (3-82) Municipal 2-2-2 2-2-1 $95 $ 6 515 Service Bldg. 44-118-27 31-37-3 $3,475 44, (1) References to no -cost, low-cost (less than $400), and capital -cost measures. (2) Cost of energy for this specific account used. In all others the average City total cost was used. IRS3 FRANCHISE: RENTAL FEE PROPOSED USES (2nd Revision) as discussed in Ad-hoc Franchise Committee A) WEATHERIZATION - An activity for the purpose of assisting existing housing programs, and/or establishing new programs as needs are identified, to reduce the amount of residential energy consumption. Proposals range from existing program assistance grants to low interest loans to conven- tional loan interest subsidies. B) APPLIANCE ASSISTANCE - An activity aimed at compensating household appliance purchasers for the retail price difference between popular, lower efficiency appli- ances and higher efficiency (initially more expensive) appliances. The goals of this activity are: (1) to provide the broadest possible level of participation, and (2) to provide the incentive for higher efficiency appliances. C) LOW ELECTRICITY USE REBATE (Rate 9) - An activity aimed at encouraging long-term electrical use reductions by providing rebates to Ia.-Ill. electricity customers on residential rate 9 (less than 15 kwh/day averaging the highest two months of the four summer months). Unlike other homeowner activities, this program will primarily benefit the renter housing segment, as well as some small -home owners. D) REBATES FOR SELF -INITIATED (I.R.S.) - An activity based upon the submission of evidence of investment (paid invoice or I.R.S. Form 5695) whereupon direct cash rebates are awarded for portions of the conservation measure costs - from weatherization to renewable technologies. E) 1 - TRANSIT FARE SUBSIDIES/2 - UNDERGROUND FUNDS 1 - An activity whose goal is to forestall or reduce the amount of impact on transit ridership of future fare increases. 2 - An activity for the purpose of subsidizing incurred electrical service extension costs resulting from the imposed undergrounding district established in the electric utility franchise. Primarily invisioned to benefit commercial rate customers where the underground district is imposed. F) STAFFING - Utility Specialist. 1% of Gross Revenues (1982) $215,075 City of Iowa City /d%3 City of Iowa City MEMORANDUM Date: June 29, 1984 To: City Council and City Manager From: IRB Staff Review Committee Re: Staff Review of the IRB Policy The Staff Review Committee has reviewed the IRB Policy and now submits the attached revised policies and application packets for your review. Those serving on the Staff Review Committee were Andrea Hauer (Department of Planning and Program Development), Dale Helling (Assistant City Manager), Bob Jansen (City Attorney), Lyle Seydel and Doug Boothroy (Department of Housing and Inspection Services) and Rosemary Vitosh (Department of Finance). Please note that a Congressional Conference Committee has finalized a compromise bill that deals with IRB regulations and is currently being considered for approval by the House and the Senate. Although approval is expected soon, it may take some time to interpret the final legislation. Therefore, the Committee recommends that the City Council 'consider deferring any final decisions on the IRB Policy until the impact of the new legislation is known. Two members of the Staff Review Committee will be attending a seminar on the new legislation on July 11, 1984. This seminar is being coordinated by the National League of Cities and is a briefing session on the new Tax Reform Act. The current Policy and application packet is attached as Exhibit A. It was originally written to apply to all types of projects. It included individual policies for two types of projects - commercial projects and industrial projects (Sections I -E and I -F, respectively). The commercial projects cover those projects permitted by the Urban Revitalization Act which includes housing projects. Since housing projects serve different public purposes than commercial projects, a separate policy for housing projects has been needed. It was also necessary to modify the application form. The original application form was used for all types of projects and was often confus- ing to applicants because all items on the application form were not applicable to all projects. Therefore, a separate policy and application packet has been developed for each type of project. Those are attached as Exhibit B (Commercial Projects), Exhibit C (Industrial Projects) and Exhibit D (Housing Projects). All policies include the statements that "it is the City's intention to issue IRBs to serve the public purposes described herein for the overall benefit of Iowa City. It is not the City's intent to issue IRBs solely to decrease the cost of the project." The public purposes originally listed for each type of project were to be used as guidelines for determining the project's overall benefit to Iowa City. They were not absolute require- ments and each project did not have to meet the guidelines of every public purpose to be considered in the best interests of the City. In the past, the City Council's decision on whether to issue bonds has been based upon whether the project has met sufficient public purpose guidelines which demonstrated the project's benefit to the City. The Staff Review Committee considered the inclusion of mandatory require- ments for IRB -funded projects. These requirements would be applied to all projects or determined on an individual basis by Council. Such require- ments would be written into the loan agreement between the City and the project owner. These requirements, or conditions, would then have to be monitored for compliance over the term of the bonds. It would also necessary to include some sanctions in the loan agreement should non-compliance occur. Compliance monitoring could be handled by either the City (a compliance officer could be appointed) or the trustee. In all IRB issues, a trustee is appointed who is responsible to coordinate the release of funds as construction occurs, the receipt of loan payments from the project, the payment of principal and interest on the bonds and monitor compliance with the conditions of the loan agreement. The trustee's fees are paid by the project owner. The Committee does not recommend the use of mandatory requirements which would be applied to all IRB projects for four reasons. First, such re- quirements create the need to monitor compliance over the term of the bonds. This could extend up to 20 or 30 years and could be very costly to administer. Either the City or the trustee could assume the task of monitoring. This, in itself, could be handled, but what could signifi- cantly increase the time spent in monitoring is the followup and investi- gation on complaints of non-compliance. With the proposed federal limit on the amount of IRBs which can be issued, Iowa City may find itself, in the future, issuing IRBs on a competitive basis. This means that the City may be selecting from among several applicants for bond issues, it is not difficult to imagine that some applicants who don't get the IRBs will be watching those who do for any signs of non-compliance. The monitoring has the potential to turn into a costly, administrative nightmare. Second, the monitoring of compliance alone is not sufficient. Sanctions or penalties must be provided for noncompliance. Monetary penalties or the acceleration of repayment of the bonds could be used. Collection of penalties or accelerated payments could be very difficult in some cases. Enforcing the sanctions could require litigation to prove that a contrac- tual agreement had been violated. The City cannot threaten the loss of the bonds' tax-exempt status since that is determined only by the Internal Revenue Service's regulations. It would be extremely difficult to come up with penalties that were effective without being overly severe or diffi- cult to impose. The potential of penalties may affect the marketability of the bonds. Third, the more the City is involved in monitoring the operation or construction of a project, the greater the potential liability which may be assumed by the City. In our lawsuit -happy society, the City is a prime target if the slightest thread of responsibility can be found in property damage or bodily injury cases. Fourth, the IRB process is now regarded as being complex and full of red tape. The addition of mandatory requirements and penalties could serve to further discourage applicants and potential development. The difference in interest rates for conventional financing versus IRB financing has narrowed, making the cost savings less for IRB financing. Mandatory requirements and penalties may serve to lessen the benefit/savings even further and discourage potential development. If a project provides some benefit to the comnunity, that is better than if the project did not occur at all and there was no benefit derived. It should be noted that it is possible for the smaller projects to obtain financing which is similar to IRBs from the State Finance Authority through the Small Business Loan Program. The majority of the IRBs that Iowa City has issued for commercial and housing projects would be eligible for financing under this state program. If the City becomes too restric- tive with its IRB issues, the Small Business Loan Program could provide similar financing which would permit businesses/developers to avoid having to deal with the City. The City's policy in the past has been to issue IRBs for those projects which have been shown to provide sufficient public purpose and are therefore in the best interests of the City. The Committee recommends that this continue to be the basis of the City's IRB Policy and that IRB's be used to stimulate and encourage development in Iowa City. In addition, the City should retain the right to apply reasonable specific requirements for individual projects as needed. PUBLIC PURPOSES Commercial Projects The current policy (Exhibit A) lists five public purposes for commercial projects and other projects permitted by the Urban Revitalization Act (this included housing projects) on page two, Section 5. The new policy for commercial projects (Exhibit B) lists nine public purposes on page two, Section 5. This new policy does not cover housing projects since a separate policy was developed for housing projects. The first five public purposes (a -e) remain relatively the same as those in the current policy with the addition of some wording changes for clarity purposes. Two of the additional four public purposes include (f) improving structural access for handicapped accessibility, and (g) promoting energy conservation. Both of these are self-explanatory. Also added was the public purpose which provides for-profit health services (h). This public purpose limits for-profit health services IRB projects to the Urban Revitalization area as designated by the City. The State Code permits such projects anywhere within the city limits, but the Committee felt that IRBs issued for such projects serve little public purpose unless they are located in the Urban Revitalization area where they will enhance and strengthen that area. The last public purpose (i) added was the extent to which the construction workers on the project are drawn from the Johnson County labor pool. It was not felt advisable to restrict the construction workers to only union labor since that could require hiring out-of-town labor in some instances. The priority should be to encourage employment of the local labor force. Industrial Projects The current policy lists four public purposes for industrial projects on page four, Section 5. The new policy for industrial projects (Exhibit C) lists six public purposes on page two, Section 5. Public Purpose a as listed deals with creating or preserving existing employment opportunities. It has been expanded in the new policy to emphasize the desirable employment of specific groups. Public purposes b, c and d are similar to those found in the current policy but have had some wording changes for clarity purposes. Public purposes a and f are similar to those listed for commercial projects. Housing Projects The new policy for housing projects lists eight public purposes. These public purposes were developed expressly for housing projects and are self-explanatory or are similar to public purposes used for commercial and/or industrial projects which are explained above. If the City's objective is to encourage additional low-income housing, the use of IRB financing is not the most effective way to accomplish that objective. Instead, the City should consider additional public housing projects or other financing techniques. The Committee has done a prelimi- nary review of Chapter 403A of the Iowa Code which permits the issuance of bonds for public housing projects. In addition, the new Tax Reform Act extends the authority to issue mortage revenue bonds for another three years. These may be additional sources of funding for housing projects and will be investigated further by the Committee. The Committee did consider the suggestion of setting a requirement regarding the number of low-income units. After a great deal of review, the consensus was to not recommend such requirements based upon the following reasons: Requirement would need to be monitored for the term of the bonds which could be up to 20 or 30 years. In addition, penalties or sanctions would need to be identified. Such penalties would be difficult to administer and may discourage applicants for IRBs for housing pro- jects. 2. It would not be possible to monitor the units by requiring that those units be placed under the City's Assisted Housing Program because the City cannot guarantee that it will always have available openings in that program. LAI/ 3. An increase in percentage over the 20 percent now mandated by the Internal Revenue Service could jeopardize the financial feasibility of projects and/or could cause the non -low-income units to be priced higher than usual in order to subsidize the rents on the low-income units. 4. The more restrictive the policy, the more chance that applicants may be discouraged from using IRBs for projects of this type. Criticism has been raised regarding the fact that IRB -funded projects do not provide sufficient low-income housing opportunities/units. It cannot be overlooked that the IRBs which have been issued to date have provided 33 low-income units; that's 33 more units than would probably have been available without the IRB financing. Obtaining some public benefits from IRBs is much better than discouraging applicants for IRBs and ending up with no public benefits at all. REVISIONS CONSIDERED BUT NOT INCLUDED IN THE POLICIES The following recommended or suggested revisions were reviewed by the Staff Review Committee. These revisions were taken from comments received at the public meeting held regarding the IRB policy and/or at public hearings held on specific IRB projects. The Committee decided not to recommend these items in the revised IRB Policies. In a housing project, the percentage of units which are required to be occupied by low-income tenants should be applied to all size units: this item means that instead of using 200. of all units, it should instead be 20% of all one -bedroom units, plus 20% of all two-bedroom units, and 20% of all three or more bedroom units. IRS regulations require that the 20% be applied to the total units in the project. This has resulted, in Iowa City, in only one -bedroom units being designated as low-income units. Lyle Seydel, Housing Coordinator, confirms that in his housing program, the greatest demand is for one -bedroom units in the downtown area where the IRBs may be issued; there is a smaller demand for the larger units. The Staff Review Committee does not recommend applying the percentage to all size units as the most critical need (for one -bedroom units) is being met under the current policy. 2. Any contractor who builds with IRBs should be required to comply with the federal HUD guidelines which prohibit discrimination in employment practices: the Committee does not recommend adding this requirement as the City's current Human Rights Ordinance already prohibits such discrimination and is in fact more restrictive than the HUD guide- lines. Staff is not aware of any past problems in this area on IRB financed projects. 3. The contractor should be required to follow HUD regulations in regards to guidelines for construction materials: the Committee does not recommend adding this requirement as all construction projects in the City must be in compliance with the City building code which prohibits the use of shoddy construction materials. Idgq 4. Require projects to use union labor: the Committee recommends that the City encourage that the labor force be drawn from the Iowa City/Johnson County labor market instead of limiting it to just union labor. In a few instances, the use of only union labor could require hiring some out-of-town laborers. 5. The contractor should be required to follow federal wage standards for IRB Projects: this, in effect, would require the use of Davis -Bacon wages which would increase project costs. City experience on projects which had to comply with Davis -Bacon wsge standards have shown in- creases in labor costs of up to 20%. Therefore, the Committee does not recommend adding this requirement. 6. All projects should be competitively bid: the Comnittee does not recommend this requirement because, in the City Attorney's opinion, such action could be easily challenged as it would attempt to impose public bidding requirements on private businesses. Since the State code does not authorize public bidding, the imposition of this requirement could affect the marketability of the bonds. In summary, the biggest concern of the Committee was the over -encumbering of the process to the extent that: Projects would become financially infeasible. 2. Potential applicants would be discouraged due to the complexity and restrictions of the process. 3. A costly compliance monitoring program would need to be developed which could easily outweigh the benefits derived from the program. TOTAL AGGREGATE AMOUNT OF ISSUED IRB'S Limitations exist in IRS regulations on the amount of bonds which may be issued per project by a governmental unit. The new Tax Reform Act contains limitations or caps by State on the amount of IRBs which may be issued annually. Since this legislation is not yet finalized, it is premature to make a final decision on any local limitations. However, the policies do contain a revised guideline which is discussed below. In the City's original policy, the total amount of outstanding IRBs was set at 5% of the total assessed valuation. The Council's intent was to establish this amount as a guideline which could be reviewed and increased at any time in the future. The revised policies include a percentage for each type of project. Commercial is set at 3%, Housing at 3% and Industrial at 5%. The Indus- trial limit is higher due to the fact that industrial projects are usually more costly than the other projects. Currently the amount of outstanding and pending issues are as follows: Commercial Housing Industrial I 0 Bond Issues: $ 11,285,000 $ 7,450,000 $ 35,126,610* Pending Issues: S -- $ 900,000 $2,200,000 *This is net of the Mercy Hospital refunding bond issue since it was not a new project. 3% of total assessed valuation equals $33,739,672 and 5% equals $56,232,786. TIMING OF APPLICATION REVIEW AND PROCESSING Timing quite often becomes a problem in the processing of applications for IRBs. It is not unusual for an applicant to expect immediate action by the City Council when they submit their application. It has been City policy to have the application reviewed by staff and by Design Review (if applicable) prior to submission to the Council. This review can take two to four weeks. In addition, there is often a problem with receiving agenda items from the applicant's bond attorney in time to permit adequate review by staff and the City's Bond Attorney prior to preparing the item to go on the Council meeting agenda. The Committee requests that the City Council and the City Manager support them in allowing sufficient time for the proper processing and review of materials. This could include the possible deferring of the placement of items on the Council Agenda if they are not received on time. The Policies very clearly state the time limitations which must be followed by the applicants. The procedures in the policies have been revised to permit the public hearing on any IRB issue to be adjourned to the next scheduled Council meeting. At that next meeting, the resolution to proceed with the bond issue will be considered. This will avoid having the public hearing and the resolution to proceed scheduled for the same meeting. Members of the Staff Review Committee will be at the July 2 informal Council meeting to answer questions on the revised policy drafts. Isp iasq ,46 INDUSTRIAL REVENUE BOND POLICY AND PROCEDURES .� R THEOF IOW CITY,-IOWA d �? NDUSTRIAL PROJECTS ` I. POLICY A. INTRODUCTION Chapter 419 of the Iowa Code grants authority to incorporated cities to issue Industrial Revenue Bonds (IRBs) for certain private enterprise projects (Section 419.1(2)). All IRBs issued pursuant to Chapter 419 are limited obligations of the municipality, with the principal of and interest on such bonds payable solely out of the revenues derived from the project.(Section 419.3). B. INTENT The intent of this policy is to provide an organized and consistent approach to, and mechanism for, the evaluation and processing of Industrial Revenue Bond requests. This policy statement will provide an outline of how an IRB request would be considered by the City Council. It should be emphasized that the intent of this policy is to assure that each IRB issue is in the best interests of the City, and will assist in the implementation of private projects which will improve and enhance Iowa City. The City is in noway obligated to issue an IRB upon an applicant's request, but will evaluate each application based on the criteria set forth herein. C. LEGAL COMPLIANCE All procedures leading to the issuance of an IRB, as well as the applicant's utilization of the proceeds from any IRB issue, shall be in compliance with applicable federal, state, and local laws, and the policies and requirements contained herein. The responsibility for compliance shall in all cases rest with the applicant. The only covenant or warranty which the municipality shall be required to make in connection with the proposed IRB issuance, either to the applicant or to any other interested party, is that said municipality is a corporation or political subdivision of the State of Iowa, organized and existing under the laws of said State. O. APPLICANT'S RESPONSIBILITIES Except as hereinafter provided, and except as required by law, it shall be the applicant's responsibility to provide all necessary documents, forms, and related materials, and to advise the City and other parties of all required actions. E. PUBLIC PURPOSE It is the City's intention to issue IRBs to serve the public purposes described herein for the overall benefit of Iowa City. It is not the City's intent to issue IRBs solely to decrease the cost of the project. F. POLICIES APPLICABLE TO INDUSTRIAL PROJECTS 1. Consistent with state law, the City will consider issuance of IRBs for industrial projects as follows: 121 ;a (a) Certain non-profit hospitals, clinics, and other non-profit health facilities (see Chapter 419.2); (b) Manufacturing or agricultural facilities that process, and/or assemble products which are especially appropriate for office/research park uses; (c) National, regional, or divisional offices of a company; (d) Commercial enterprises in storing, warehousing, and/or distributing; and (e) Pollution control facilities for industry, commercial enterprises, or utility companies. 2. A project utilizing an IRB must be located within the legal boundaries of the City. 3. The City will use the information provided by the applicant in the IRB Application Form to evaluate the proposed project in terms of fulfillment of the goals and objectives contained in the Co'rehensive Plan U date. Such evaluation will consider the impact of the pro,lec on ie provision o municipal services. 4. In order to evaluate a project's risk, the City requires that the appli- cant., prior to application, make a substantial good faith effort to obtain conventional financing upon such reasonable terms and conditions as prevail in the market place at that time. Such good faith effort should take the form of at least two letters or other documents stating the applicant has made a good faith effort to obtain conventional financing. If such financing is not available, the letters or documents should state those reasons for the unavailability of financing. 5. The City will consider and evaluate applications for IRBs on the basis of the following public purposes to be served through the issuance of IRBs for industrial projects. The application must provide documentation that the following public purposes are being served with the issuance of an IRB: a. The extent to which the proposed project will: (1) preserve existing employment; or (2) create new employment opportunities for low- and moderate -income residents, those currently enrolled in a government-sponsored job training program, recent community college and university graduates, and/or others. b. The extent to which the proposed project will increase the current property/building valuation. c. The extent to which the proposed project will enhance and strengthen the City as a manufacturing location and complement existing busi- ness. I?Sy 3 d. The extent to which the proposed project will upgrade and improve structures, improve site accessibility and usefulness, and otherwise provide for the public health, safety and welfare. e. The extent to which workers who are employed in the construction on the proposed project are drawn from the Johnson County labor pool. f. The extent to which the proposed project will promote energy conserva- tion. 6. The total aggregate amount of IRBs outstanding at one time shall not exceed, for industrial projects, 5% of the total assessed valuation of Iowa City. 7. The City reserves the right to select applications on a competitive basis. ON 4 II. PROCEDURES Requirements 1. It is in the public interest that the issuance of IRBs be made only after the City has been fully informed concerning the application, its current status and future plans; the protection of the City's interests require thorough investiga- tion of any request for IRBs. 2. The applicant will be required to submit certain information and assume the cost of the City's review and issuance of the IRBs. 3. Matters of confidentiality for public disclosure, relating to the applicant or his/her business, shall be honored to the extent that such information withheld is not required as a matter of law. 4. If the applicant retains its own legal counsel to prepare Council proceedings and legal documents, all such proceedings and documents must be reviewed and approved by the City's bond counsel. 5. The applicant must not incur any project costs other than those authorized by the Internal Revenue Code prior to the preliminary approval (Memorandum of Agreement) being authorized by the City Council. 6. The City Council reserves the right to deny any application for financing at any state of the proceedings prior to adopting the resolution which authorizes proceding with the issuance and sale of the bonds (this resolution is considered following the public hearing on the bond issue). 7. All applications, supporting materials and documents shall remain the property of the City. B. The applicant shall adhere to the following procedures in submitting a request and application to the City for the issuance of Industrial Revenue Bonds. Application and Review Procedures 1. Any person or firm desiring to request that the City of Iowa City issue IRBs shall first secure a copy of the City's Industrial Revenue Bond Policy and Procedures. 2. A written request accompanied by the application form, the required supplemental information and a non-refundable deposit shall be submitted to the office of the Director of Finance. The amount of the deposit will be defined by the Director of Finance based upon an estimate of the City's costs associated with an Industrial Revenue Bond issue. The applicant shall agree to reimburse the City for all expenses which exceed the deposit amount and which result from the review and evaluation of the request including but not limited to administra- tion, legal counsel, consulting costs, printing, publication costs and all other incidental costs or fees. 3. Following the receipt of the written request, the application form, the supple- mental information and the deposit, the City Manager will notify the City Council of the request and staff will review the project. easy In those instances when circumstances dictate review which requires expertise beyond that of the City, the proposal will be submitted to an independent consultant hired by the City. Before this expense is incurred, the applicant shall be notified and given an opportunity to withdraw its application. 4. The Staff shall prepare a recommendation on the advisability of the issuance of IRBs to be presented to the City Council at its next regularly scheduled meeting following completion of the staff review. When possible, this review will be completed within 30 days from the receipt of the request. It is not possible to expedite this process. The Council will not take formal action on the request until the review has been completed. 5. The City Council will then take preliminary action to approve or deny the applicant's request to issue bonds. If such preliminary approval is granted, the Memorandum of Agreement will be executed. If the applicant retains its own legal counsel to prepare Council proceedings and legal documents, all such proceedings and documents must have been reviewed and approved by the City's bond counsel and then received by the Director of Finance seven days prior to the Council meeting in order to be included on the agenda of that meeting. Any proceedings or documents received late will not be added to the Council Agenda. 6. The applicant should then request that the City Council schedule a Public Hearing on the proposal to issue the bonds. The Public Hearing provides the opportunity for any member of the public to speak for or against the bond issue. 7. The public hearing should be adjourned to the next scheduled Council meeting at which time the City Council will then vote on a resolution to determine whether or not to proceed with the issuance and sale of the bonds. If such approval is received, the applicant may then proceed with the preparation of final docu- ments. 8. The City will review all final documents and if the terms are mutually agree- able, the City Council will authorize final approval of the terms, execution and delivery of the bonds. �Rgq 6 INDUSTRIAL PROJECT REQUEST APPLICATION FOR INDUSTRIAL REVENUE BOND FINANCING IOWA CITY, IOWA Note: Three complete copies of this application form and all attachments must be submitted. All materials submitted with this application msut be legible and suitable for copying. I. APPLICANT INFORMATION ("Applicant" refers to the proprietor, general partner or corporate officer signing this application): Street Address City, Statean ip Code Telephone II. BUSINESS INFORMATION: A. B. Name of Business Current Address of Business City, State and Zip Code Telephone Proposed Address of Business City, Statean Zip Code Type of Business Date Esta s e easy ri III. PERSON WHO SHOULD BE CONTACTED FOR ADDITIONAL INFORMATION: Telephone Address City, State and Zip Code IV. Reason for IRB Application/How will IRB financing enhance your project? V. Information about Management (List the name of all owners, officers, directors, and/or partners. Provide the percent of ownership and the annual compensa- tion.): Name and Title of Ownership Address Name and Title of Ownership Name and Title % of Ownership i Address Name and Title of Ownership Address VI. Project Cost and Funding Complete and attach Exhibit A. VII. Attachments to be Provided (blank exhibit forms should be utilized): 1, Exhibit B, Supplemental Information. 2. Exhibit C, Brief History of Business. Ia3Y 8 3. Exhibit D, Description of educational, technical and business background for all people involved in ownership or management of the business. 4. Exhibit E, Personal History Statement - one must be submitted for each stockholder (20% or greater ownership), partners, officer and owner. 5. Exhibit F, Personal Financial Statement one must nettba dt d for toreach er stockholder (20% or greater ownership), partner, propr 6. Exhibit G'Financial Information - financial statements for the past three years, statements which are no older than 90 days for the current year, and earning projections for at least one year. 7. Exhibit H, Listing of co-signers and/or guarantors for the bonds. 8. Exhibit I, Listing of Equipment or fixtures to be purchased with bond proceeds. 9. Exhibit J, Rental Agreements. 10. Exhibit K, Listing of outstanding contracts, notes and mortgages payable. 11. Exhibit L, Summary of Collateral. 12. Exhibit M, Business Liabilities. VIII. INDUSTRIAL PROJECT INFORMATION As necessary, reference and attach information in response to questions in Section VIII. 1. General a. Description of product or service and how it is produced: b. Will Iowa City location be the main office/plant or a branch? c. Location of headquarters, if not in Iowa City: d. Name and location of other facilities operated by the applicant: e. Number and reason for any office/plant relocation since 1955: I'M 9 f. Synopsis of five year growth plan of firm (attach narrative if neces- sary): g. Provide a written narrative discussing, in specific terms, how the proposed project serves the public purposes described in the Policy Section of of the IRB Application: 2. Relationship to Iowa City's Economy a. Number of firms which already provide product or service within Iowa City: b. Description of other businesses this project might attract to Iowa City: c. Dollar amount by which the proposed project will increase the current property and/or building value: d. Specify items of equipment which will be purchased as a result of receiving IRB financing: 3. Employment Factors a. Number of current employees:full time part time. Number which are seasonal employees_: _ full_ time _ part time. b. Number of new employees: _ full time _ part time. and/or Number of employees retained: _ full time _ part time. c. New employment for: Yes No 1. Low and moderate income residents 2. Those enrolled in a government- sponsored job training program: ra$y IO 3. Recent university or community college graduates: 4. Others (specify) d. Minimum educational requirement of employees Less than twelve years education - number of employees: full time _ part time Twelve years education - number of employees: full time part time Sixteen years of education - number of employees: _ full time _ part time Sixteen + years of education - number of employees: _ full time part time e. Current payroll: E annual or E monthly. Projected payroll in Iowa City: E annual or E monthly. f. Will project construction employ: Workers from Johnson minty labor pool _ Yes _ No 4. Land Use a. Location of project - Attach plat, map or diagram b. Size of building(s): c. Amount of land required: d. Compliance with zoning: e. Compliance with storm water management ordinance: f. Landscaping of proposed facility and building design: OV9 11 5. Environmental Impact a. Air: b. Noise: c. Water: d. Energy conservation features incorporated in project: e. Facility location proximate to fragile area(s): 6. Municipal Services/Infrastructure a. Sewer 1. Effluent type and amount (GPM): 2. Toxic or hazardous waste if any: 3. Pretreatment methods: 4. Final treatment: _ municipal _ on-site 5. Location (on plot plan) of existing and proposed sewer lines: b. Water 1. Usage: _ gallons per day. 2. Location of existing and proposed water lines: c. Fire protection (approved fire rating): ESTIMATED PROJECT COSTS AND SOURCES OF FUNDING EXHIBIT A 1. COST: Land ............ Building: ( ) New ( ) Purchase ( ) Renovate . . . . . . . . Machinery & Equipment . . . . . . . . . . . . Leasehold Improvements . . . . . . . . . . . . Engineering . . . . . . . . . . . . Legal & Underwriting . . . . . . . . . . . . Other: TOTAL COST 2. FUNDING: Industrial Revenue Bonds Other: ............ S ............ $ TOTAL FUNDING S (Note: Total Cost & Total Funding must equal.) 3. THE APPLICANT MUST HAVE APPLIED FOR CONVENTIONAL FINANCING FOR THIS PROJECT. ATTACH LETTERS OR OTHER DOCUMENTS VERIFYING THAT THE APPLICANT HAS ATTEMPTED TO OBTAIN CONVENTIONAL FINANCING. Signature: Title: Date: ld8y EXHIBIT B - SUPPLEMENTAL INFORMATION I. BOND PURCHASER INFORMATION: Name: Address: (Attach copy of agreement which includes interest rate, maturities, amorization and pre -loan requirements.) 2. BOND RESERVE FUNDS, IF ANY (DESCRIPTION AND AMOUNT): 3. PROJECTED CLOSING DATE FOR ISSUANCE OF BONDS: 4. LOCAL ATTORNEY: Name: 5. BOND ATTORNEY: Name: Address: Address: 6. BANK(S) WHERE YOUR BUSINESS HAS AN ACCOUNT: Bank: Address: Bank: Bank: Signature: Address: Address: Title: Date: 081 EXHIBIT C 1. BRIEF HISTORY OF BUSINESS: EXHIBIT D 1. PROVIDE A BRIEF DESCRIPTION OF THE EDUCATIONAL, TECHNICAL AND BUSINESS BACKGROUND FOR ALL THE PEOPLE INVOLVED IN THE OWNERSHIP OR MANAGEMENT OF THE BUSINESS: Name: Management and Educational Experience: Name: Management and Educational Experience: Title: Title: Signature: Title: Date: 108y EXHIBIT E - STATEMENT OF PERS. .AL HISTORY NOTE: THIS FORM MUST BE FILLED OUT AND SUBMITTED AS FOLLOWS: (a) If a sole proprletonhlp, by the proprietor; (h) If a partnership, by each partner; (c) If a corporation or a dereloPent thapany. (d) My other carton, including a hired by each officer, dirttor, and additionally. manager, dm his author lty t0 tceai by each holder of 2De or more of the 101119 for and en®ftthe hutirov r In the stock; 1. NAME AND ADDRESS OF APPLICANT (FIRM NAME, STREET, CITY, STATE AND ZIP CODE): 2. PERSONAL STATEMENT OF (STATE NAME IN FULL). LIST ALL FORMER NAMES USED, AND DATES EACH NAME WAS USED. First Midd a Last 3. DATE OF BIRTH: _/ /_ 4. PLACE OF BIRTH: Month Day Year City/State/Foreign Country 5. U.S. CITIZEN: ( )Yes ( ) No 6. 7, PERCENTAGE OF OWNERSHIP OR STOCK OWNED: 8. PRESENT RESIDENCE ADDRESS: From To Address: Home Phone Number ( ) 9. IMMEDIATE PAST RESIDENCE ADDRESS: From To Address: SOCIAL SECURITY NUMBER: Business Phone Number BE SURE AND ANSWER THE NEXT 6 QUESTIONS CORRECTLY BECAUSE THEY ARE IMPORTANT. THE FACT ANAT YOU INCORRECTEAN ANSWERREST WILLOPROBABLYTION CAUSEECORD WILL NOT YOUR APPLICATIONCTOSBEILY TURNED DOWN. YOU. BUT 10. ARE YOU PRESENTLY UNDER INDICTMENT, ON PAROLE OR PROBATION? ( ) Yes ( ) No (If yes, furnish details.. List names under which held.) 11. HAVE YOU EVER BEEN CHARGED WITH OR ARRESTED FOR ANY CRIMINAL OFFENSE OTHER THAN A MINOR VEHICLE VIOLATION? ( ) Yes ( ) No (If yes, furnish details. List names under which charged.) 12. HAVE YOU EVER BEEN CONVICTED OF ANY CRIMINAL OFFENSE OTHER THAN A MINOR MOTOR VEHICLE VIOLATION? ( ) Yes ( ) No (If yes, furnish details. List names under which convicted.) 13. HAVE YOU EVER BEEN INVOLVED IN BANKRUPTCY OR INSOLVENCY PROCEEDINGS? ( ) Yes ( ) No (If yes, furnish details.) 14. HAVE YOU OR YOUR BUSINESS EVER DEFAULTED ON ANY BOND OR MORTGAGE COMMITMENT? ( ) Yes ( ) No (If yes, furnish details.) 15. ARE YOU OR YOUR BUSINESS INVOLVED IN ANY PENDING LAWSUITS? ( ) Yes ( ) No (If yes, furnish details in a separate exhibit.) Signature: Title: Date: 10184 EXHIBIT F - PERSONAL FINANCIAL STATEMENT PAGE 3 Saatl� d. M lto Dw1ed, (Lilt totn parcel tepeblaly Use IYOellmenlal Shad" if "C.Catlt.. faCA SAM 411181 be identified #11 lMMI4rMM la Inti lleteTtnl 0M stanN). (Allo earlier ePain*, wo"my Is Crlye4 0y title ineYlenCS. cos"ct of IIIh. w aatnl. 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(Alto dolor .Andy wtbany It comma kr lisle I"Yrtea. aalttln of us, ly alyAl. Title is is noted of Type of wooany Gress 41 waserlr iQ Mo Sblal 0,121141 Call 10 (mel (48) { Dote PnN41011 prutnt Muket Value { Tu Au4annat Val" S Nikko end Aarast of Mndr of Manpp (City end Statel Dab of Manpte 0,121"I Amuns l Balance a w4ulty Trane 0/ pannant Signature: Title: Date: PAGE 1 EXHIBIT G - FINANCIAL INFORMATION This is the most important part of your IRB application. All financial data must be Prepared in accordance with generally accepted accounting principles. Incomplete or inaccurate financial statements may result in the entire application being returned without action. Please read the following instructions carefully. You must comply with one of the two paragraphs below: 1. IF YOU ARE APPLYING AS AN EXISTING BUSINESS: A. Attach hereto financial statements consisting of a balance sheet AND a profit and loss statement for the past three fiscal years or since the start of the business, whichever is less. B. Attach hereto a balance sheet AND a profit and loss statement no older than 90 days from date of filing application. C. Reconciliation of Net Worth: 19_ 19_ Current Year to, Date Beginning Surplus or Net North , . Profit or Loss . . . . . . . . . . Dividends . . . . . . . . . . . . . withdrawals , . , , . . . . . . . . Paid In. . . . Revaluation of Assets , Other Additions (Explain) , other Charges (Explain) , . . . . . Ending D. Note: Aging Accounts receivable and Under 30 days accounts payable must 30-59 days reconcile with current 60-89 days balance sheet to be 90-119 days provided with Application.120 days 6 over Uncollectible Accounts Receivable Accounts Payable Totals i NOTE: (a) All of the above financial statements MUST be signed and dated by the owner, a partner or an officer of the business. (b) If financial statements are not available for prior years, or are inadequately prepared, copies of the business Federal Income Tax returns may be substituted. (c) All personally owned assets and liabilities such as home, household goods and so forth should not be included on the business financial statements. (d) If past earnings do not show the ability to repay the loan proposed and existing oblieations. attach a projection of earnings. 2. IF YOU ARE APPLYING FOR IRB'S TO START A NEW BUSINESS OR BUY AN EXISTING BUSINESS: A. A detailed projection of earnings moat be attached hereto. B. State below the reason the present owner (seller) is selling his business: C. Attach copies of the Seller's profit and loss statement for the past three years. D. Attach hereto a copy of the Purchase Agreement. SIGNATURE TITLE DATE la8y EXHIBIT G - FINANCIAL INFORMATION PROJECTION Business Name and Address SALES Beginning Inventory 8 Merchandise Purchased Total Less Ending inventory coat of Sales (;WSS PROFIT EXPENSES: Officers, Partners, or Owers salaries Labor Supplies A6vurtlsing Travel Depreciation Freight and Postage Insurance Expense Interest Expense Utilities Accounting and Legal Real B Personal Taxes Telephone Repairs a Mmintenaece Miscellaneous Expense Auto or Truck Expense Rent or Lease Expense TOTAL &V136E Operating Profit Other Ioco" Other Expense NET PROFIT (Before Incoma Taxes) Estimated loco" Taxes NIT PROFIT SIGNATURE FOR YEAR AMOUNT PAGE 2 TITLE DATE iAq EXHIBIT H 1. LIST BELOW THE NAMES OF ANY CO-SIGNERS AND/OR GUARANTORS FOR THE BONDS (YOURSELF, SPOUSE, PARTNERS, OFFICERS, DIRECTORS, OTHERS (A PERSONAL FINANCIAL STATEMENT MUST BE ATTACHED HERETO FOR EACH INDIVIDUAL LISTED): Name: Address: Name: Address: Name: Address: EXHIBIT I 1. LIST BELOW ALL EQUIPMENT AND/OR FIXUTRES TO BE PURCHASED WITH THE BOND PROCEEDS: COST NEW USED TOTAL EXHIBIT J 1. IF BUSINESS REAL ESTATE IS OR WILL BE RENTED, ATTACH A COPY OF THE LEASE. IF NOT AVAILABLE, STATE BELOW THE TERMS OF THE EXISTING OR PROPOSED LEASE. Signature: Title: Date: IaBy EXHIBIT K 1. PLEASE LIST ALL CONTRACTS, NOTES AND MORTGAGES PAYABLE AND RECONCILE WITH FIGURES ON BALANCE SHEET (INDICATE BY AN ASTERISK ITEMS TO BE PAID FROM LOAN PROCEEDS). DO NOT INCLUDE PERSONAL DEBT SUCH AS HOME MORTGAGES, DOCTOR BILLS, PERSONAL AUTO LOANS AND SO FORTH. INCLUDE ONLY DEBT OWNED BY THE BUSINESS. DO NOT INCLUDE TRADE ACCOUNTS PAYABLE BELOW, ONLY NOTES AND CONTRACTS WHICH CONSTITUTE A FIXED OBLIGATION OF THE BUSINESS SHULD BE ITEMIZED. ORIGINAL ORIGINAL PRESENT RATE OF MONTHLY TO WHOM PAYABLE AMOUNT DATE BALANCE INTEREST MATURITY PAYMENT COLLATERAL EXHIBIT L 1. SUMMARY OF COLLATERAL PRESENT MARKET COST LESS VALUE DEPRECIATION Land & Building Inventory Accounts Receivable Machinery & Equipment Furniture & Fixtures Other: TOTAL COLLATERAL EXHIBIT M 1. DOES YOUR BUSINESS HAVE ANY CONTINGENT LIABILITIES? ( ) Yes ( ) No If yes, please explain below. Accounts or notes receivable discounted or sold with endorsement or guarantee should be explained. Signature: Title: Date: E INDUSTRIAL REVENUE BOND POLICY AND PROCEDURESFUME CITY OF—rOMA--U ill IOWA COMMERCIAL PROJECTS I. POLICY A. INTRODUCTION Chapter 419 of the Iowa Code grants authority to incorporated cities to issue Industrial Revenue Bonds (IRAs) for certain private enterprise projects (Section 419.1(2)). The Iowa Urban Revitalization Act of 1979 has amended Chapter 419 to allow for the issuance of IRBs for commercial projects located within locally designated urban renewal or urban revitalization areas. All IRBs issued pursuant to Chapter 419 are limited obligations of the municipality, with the principal of and interest on such bonds payable solely out of the revenues derived from the project (Section 419.3). B. INTENT The intent of this policy is to provide an organized and consistent approach to, and mechanism for, the evaluation and processing of Industrial Revenue Bond requests. This policy statement will provide to an outline of how an IRB request would be considered by the City Council. It should be emphasized that the intent of this policy is to assure that each IRB issue is in the best interests of the City, and will assist in the implementation of private projects which will improve and enhance Iowa City. The City is in no way obligated to issue an IRB upon an applicant's request, but will evaluate each application based on the criteria set forth herein. C. LEGAL COMPLIANCE All procedures leading to the issuance of an IRB, as well as the applicant's utilization of the proceeds from any IRB issue, shall be in compliance with applicable federal, state, and local laws, and the policies and requirements contained herein. The responsibility for compliance shall in all cases rest with the applicant. The only covenant or warranty which the municipality shall be required to make in connection with the proposed IRB issuance, either to the applicant or to any other interested party, is that said municipality is a corporation or political subdivision of the State of Iowa, organized and existing under the laws of said State. D. APPLICANT'S RESPONSIBILITIES Except as hereinafter provided, and except as required by law, it shall be the applicant's responsibility to provide all necessary documents, forms, and related materials, and to advise the City and other parties of all required actions. E. PUBLIC PURPOSE It is the City's intention to issue IRBs to serve the public purposes described herein for the overall benefit of Iowa City. It is not the City's intent to issue IRBs solely to decrease the cost of the project. 144 F. AND OTHER PROJECTS PERMI 1. Consistent with state law, the City will consider issuance of IRBs for a project permitted by Chapter 404 of the Code of Iowa only if said project is located within the City's Urban Renewa ro3ect Area or within such urban revitalization areas as the City may hereinafter designate, pursuant to Chapter 419. (See Map A.) 2. All projects permitted by Chapter 404 and located within the City's Urban Renewal Project Area or within such urban revitalization areas as the City may hereafter designate, will be subject to design review by the Design Review Committee, pursuant to Resolution No. 74-48 , and shall be subject to design review and approval by the City Council. With respect to projects located on or adjacent to City Plaza, the design review procedures de- scribed in Chapter 9 of the Iowa City Code of Ordinances shall apply. 3. IRBs issued by the City shall be used to attract new commitments to downtown redevelopment. 4. In order to evaluate a project's risk, the City requires that an applicant, prior to application, make a substantial good faith effort to obtain conventional financing upon such reasonable terms and conditions as prevail in the marketplace at the time. Such good faith effort should take the form of at least two letters or other documents stating the applicant has made a good faith effort to obtain conventional financing. If such financing is not available, the letters or documents should state those reasons for financing unavailability. 5. The City will consider and evaluate applications for IRBs on the basis of the following public purposes to be served through the issuance of IRBs for the commercial projects. The application must provide written documenta- tion that the following public purposes are being served with the issuance of an IRB: a. The extent to which the proposed project will create new or preserve existing employment opportunities. b. The extent to which the proposed project will increase the current property/building valuation. C. The extent to which the proposed project will enhance and strengthen the designated area in Map A as the commercial, business, service, educational, and multi -family residential center for Iowa City and the surrounding area. d. The extent to which the proposed project will upgrade deteriorated or deteriorating structures, improve site accessibility and usefulness, and otherwise provide for the public health, safety and welfare as detailed in the Urban Revitalization Act (1979). e. The extent to which the proposed project will allow for preservation and restoration of buildings of historical or architectural signifi- cance. iasv r 3 f. The extent to which the proposed project will improve structural accessibility. g. The extent to which the proposed project will promote energy conserva- tion. h. The extent to which the proposed project will provide for-profit health services. i. The extent to which the workers who are employed in the construction of the project are drawn from the Johnson County labor pool, 6. The total aggregate amount of IRBs outstanding at any one time shall not exceed, for commercial projects in the urban renewal/urban revitalization areas, 3% of the total assessed valuation of Iowa City. 1. The City reserves the right to select applications on a competitive basis. (a8y 4 II. PROCEDURES Requirements 1. It is in the public interest that the issuance of IRBs be made only after the City has been fully informed concerning the application, its current status and future plans; the protection of the City's interests require thorough investiga- tion of any request for IRBs. 2. The applicant will be required to submit certain information and assume the cost of the City's review and issuance of the IRBs. 3. Matters of confidentiality for public disclosure, relating to the applicant or his/her business, shall be honored to the extent that such information withheld is not required as a matter of law. 4. If the applicant retains its own legal counsel to prepare Council proceedings and legal documents, all such proceedings and documents must be reviewed and approved by the City's bond counsel. 5. The applicant must not incur any project costs other than those authorized by the Internal Revenue Code prior to the preliminary approval (Memorandum of Agreement) being authorized by the City Council. 6. The City Council reserves the right to deny any application for financing at any state of the proceedings prior to adopting the resolution which authorizes proceeding with the issuance and sale of the bonds (this resolution is consid- ered following the public hearing on the bond issue). 7. All applications, supporting materials and documents shall remain the property of the City. B. The applicant shall adhere to the following procedures in submitting a request and application to the City for the issuance of Industrial Revenue Bonds. Application and Review Procedures 1. Any person or firm desiring to request that the City of Iowa City issue IRBs shall first secure a copy of the City's Industrial Revenue Bond Policy and Procedures. 2. A written request accompanied by the application form, the required supplemental information and a non-refundable deposit shall be submitted to the office of the Director of Finance. The amount of the deposit will be defined by the Director of Finance based upon an estimate of the City's costs associated with an Industrial Revenue Bond issue. The applicant shall agree to reimburse the City for all expenses which exceed the deposit amount and which result from the review and evaluation of the request including but not limited to administra- tion, legal counsel, consulting costs, printing, publication costs and all other incidental costs or fees. 3. Following the receipt of the written request, the application form, the supple- mental information and the deposit, the City Manager will notify the City Council of the request and staff will review the project. IdSq In those instances when circumstances dictate review which requires expertise beyond that of the City, the proposal will be submitted to an independent consultant hired by the City. Before this expense is incurred, the applicant shall be notified and given an opportunity to withdraw its application. 4. All commercial projects are subject to design review by the Design Review Committee and approval by the City Council. Specific information is required before this review can be undertaken, a copy of requirements for design review is available for the City. A Design Review Committee recommendation to the City Council on the project is required before formal preliminary action can be taken on the IRB request. 5. The Staff shall prepare a recommendation on the advisability of the issuance of IRBs to be presented to the City Council at its next regularly scheduled meeting following completion of the staff review. When possible, this review will be completed within 30 days from the receipt of the request. It is not possible to expedite this process. The Council will not take formal action on the request until the review has been completed. 6. The City Council will then take preliminary action to approve or deny the applicant's request to issue bonds. If such preliminary approval is granted, the Memorandum of Agreement will be executed. If the applicant retains its own legal counsel to prepare Council proceedings and legal documents, all such proceedings and documents must have been reviewed and approved by the City's bond counsel and then received by the Director of Finance seven days prior to the Council meeting in order to be included on the agenda of that meeting. Any proceedings or documents received late will not be added to the Council Agenda. The applicant should then request that the City Council schedule a Public Hearing on the proposal to issue the bonds. The Public Hearing provides the opportunity for any member of the public to speak for or against the bond issue. 8. The public hearing should be adjourned to the next scheduled Council meeting at which time the City Council will vote on a resolution to determine whether or not to proceed with the issuance and sale of the bonds. If such approval is received, the applicant may then proceed with the preparation of final docu- ments. The City will review all final documents and if the terms are mutually agree- able, the City Council will authorize final approval of the terms, execution and delivery of the bonds. 1018q MAP A ELIGIBLE AREA: INDUSTRIAL REVENUE BONDS Enabling Resolutions Containing Legal Descriptions Resolution No. 80-474 Resolution No. 81-266 Resolution No. 81-290 Resolution No. 81-271 Resolution No. 83-418 Resolution No. 84-122 easy 7 COMMERCIAL PROJECT REQUEST APPLICATION FOR INDUSTRIAL REVENUE BOND FINANCING IOWA CITY, IOWA Note: Three complete copies of this application form and all attachments must be submitted. All materials submitted with this application must be legible and suitable for copying. I. APPLICANT INFORMATION ("Applicant" refers to the proprietor, general partner or corporate officer signing this application): Street Address City, State and Zip Code Telephone II. BUSINESS INFORMATION: A. Name of Business Current Address of Business City, State and Zip Code Telephone B. Proposed Address of Bus ness City, State and Zip Code Type of Business Date Established 10 0 III. PERSON WHO SHOULD BE CONTACTED FOR ADDITIONAL INFORMATION: Telephone Address City, State and Zip Code IV. Reason for IRB Application/How will IRB financing enhance your project? V. Information about Management (List the name of all owners, officers, directors, and/or partners. Provide the percent of ownership and the annual compensa- tion.): Name and Title of Ownership j Name and Title % of Ownership Address Name and Title of OwnersPi—p Address Name and Title of Ownership Address VI. Project Cost and Funding Complete and attach Exhibit A. W, Gl VII. Attachments to be Provided (blank exhibit forms should be utilized): 1. Exhibit B, Supplemental Information. 2. Exhibit C, Brief History of Business. 3. Exhibit D, Description of educational, technical and business background for all people involved in ownership or management of the business. 4. Exhibit E, Personal History Statement - one must be submitted for each stockhold (20% or greater ownership), partners, officer and owner. 5. Exhibit F, Personal Financial Statement - one must be submitted for each stockholder (20% or greater ownership), partner, proprietor and guarantor. 6. Exhibit G, Financial Information - financial statements for the past three years, statements which are no older than 90 days for the current year, and earning projections for at least one year. 7. Exhibit H, Listing of co-signers and/or guarantors for the bonds. B. Exhibit I, Listing of Equipment or fixtures to be purchased with bond proceeds. 9. Exhibit J, Rental Agreements. 10. Exhibit K, Listing of outstanding contracts, notes and mortgages payable. 11. Exhibit L, Summary of collateral. 12. Exhibit M, Business Liabilities. VIII. COMMERCIAL PROJECT INFORMATION As necessary, reference and attach information in response to questions in Section VIII. 1. General a. Description of business and its services: b. Is this a renovation or expansion of a business currently in opera- tion? c. Location of business headquarters: d. Name and location of other facilities operated by the applicant: e. Number and reason for any relocation since 1955: oq 10 f. Synopsis of five year growth plan of business (attach narrative if necessary): g. Provide a written narrative discussing, in specific terms, how the proposed project serves the public purposes described in the Policy Section of of the IRB Application: 2. Relationship to Iowa City's Economy a. Description of other businesses this project might attract to Iowa City: b. Dollar amount by which the proposed project will increase the current property and/or building value: c. Specify items of equipment which will be purchased as a result of receiving IRB financing: 3. Employment Factors a. Number of current employees: full time part time. Number which are seasonal empTees _ full time _ part time. b. Number of new employees: full time _ part time. and/or Number of employees retained: _ full time _ part time. c. New employment for: Yes No 1. Low and moderate income residents 2. Those enrolled in a government- sponsored job training program: 3. Recent university or community college graduates: 081 II 4. Others (specify) d. Minimum educational requirement of employees Less than twelve years education - number of employees: full time mart time Twelve years education number of employees: full time part time i Sixteen years of education - number of employees: full time part time Sixteen + years of education - number of employees: _ full time part time e. Current payroll: $ annual or b monthly. Projected payroll in Iowa City: $ annual or E monthly. f. Will project construction employ: 1. Workers from Johnson County labor pool _ Yes No 4. Land Use a. Location of project - Attach plat, map or diagram b. Size of building(s): c. Amount of land required: d. Compliance with zoning: 5. Energy Conservation a. Description of energy conservation features incorporated in project. lasq EST II TED PROJECT COS^S AND SOURCES OF FUNDIhu EXHIBIT A 1. COST: Land ........ . ... Building: ( ) New ( ) Purchase ( ) Renovate . . . . . . . . Machinery & Equipment . . . . . . . . . . . . Leasehold Improvements . . . . . . . . . . . . Engineering . . . . . . . . . . . . Legal & Underwriting . . . . . . . . . . . Other: TOTAL COST 2. FUNDING: Industrial Revenue Bonds Other: ............E ............ E TOTAL FUNDING E (Note: Total Cost & Total Funding must equal.) 3. THE APPLICANT MUST HAVE APPLIED FOR CONVENTIONAL FINANCING FOR THIS PROJECT. ATTACH LETTERS OR OTHER DOCUMENTS VERIFYING THAT THE APPLICANT HAS ATTEMPTED TO OBTAIN CONVENTIONAL FINANCING. Signature: Title: Date: 198y EXHIBIT B - SUPPLEMENTAL INFORMATION 1. BOND PURCHASER INFORMATION: Name: Address: (Attach copy of agreement which includes interest rate, maturities, amorization and pre -loan requirements.) 2. BOND RESERVE FUNDS, IF ANY (DESCRIPTION AND AMOUNT): 3. PROJECTED CLOSING DATE FOR ISSUANCE OF BONDS: 4. LOCAL ATTORNEY: Name: Address: 5. BOND ATTORNEY: Name: Address: 6, BANK(S) WHERE YOUR BUSINESS HAS AN ACCOUNT: Bank: Address: Bank: Address: Bank: Address: Signature: Title: Date: ME EXHIBIT C 1. BRIEF HISTORY OF BUSINESS: EXHIBIT D 1. PROVIDE A BRIEF DESCRIPTION OF THE EDUCATIONAL, TECHNICAL AND BUSINESS BACKGROUND FOR ALL THE PEOPLE INVOLVED IN THE OWNERSHIP OR MANAGEMENT OF THE BUSINESS: Name: Title: Management and Educational Experience: Name• Title: Management and Educational Experience: Signature: Title: Date: 1999 EXHIBIT E - STATEMENT OF PER"AL HISTORY NOTE: THIS FORM MUST BE FILLED OUT AND SUBMITTED AS FOLLOWS: (a) If a axle proprietorship, by the proprietor; lel If a partner MlD. by each partner; (c) It a corporation or a derelomenl co.pmy, (d) Any other person, including a hired by aach officer, diretor, and additionally, onager, aho has authority to soeaa !y HCA holder of !pt or wre of the voting �aI d cc�nt oafttthehwt r 1n the atocki 1. NAME AND ADDRESS OF APPLICANT (FIRM NAME, STREET. CITY, STATE AND ZIP CODE): 2. PERSONAL STATEMENT OF (STATE NAME IN FULL). LIST ALL FORMER NAMES USED, AND DATES EACH NAME WAS USED. First (Middle) Last 3. DATE OF BIRTH: /_/,_ 4. PLACE OF BIRTH: Month Day Year City/State/Foreign Country 5. U.S. CITIZEN: ( )Yes ( ) No 6. SOCIAL SECURITY NUMBER: 7. PERCENTAGE OF OWNERSHIP OR STOCK OWNED: B. PRESENT RESIDENCE ADDRESS: From To Address: Home Phone Number 9. IMMEDIATE' PAST RESIDENCE ADDRESS: From To Address: Business Phone Number BE SURE AND ANSWER THE NEXT 6 QUESTIONS CORRECTLY BECAUSE THEY ARE IMPORTANT. THE FACT THAT YOU HAVE AN ARREST OR CONVICTION RECORD WILL NOT NECESSARILY DISQUALIFY YOU. BUT AN INCORRECT ANSWER WILL PROBABLY CAUSE YOUR APPLICATION TO BE TURNED DOWN. 10. ARE YOU PRESENTLY UNDER INDICTMENT, ON PAROLE OR PROBATION? ( ) Yes ( ) No (If yes, furnish details.. List names under which held.) 11. HAVE YOU EVER BEEN CHARGED WITH OR ARRESTED FOR ANY CRIMINAL OFFENSE OTHER THAN A MINOR VEHICLE VIOLATION? ( ) Yes ( ) No (If yes, furnish details. List names under which charged.) 12. HAVE YOU EVER BEEN CONVICTED OF ANY CRIMINAL OFFENSE OTHER THAN A MINOR MOTOR VEHICLE VIOLATION? ( ) Yes ( ) No (If yes, furnish details. List names under which convicted.) 13. HAVE YOU EVER BEEN INVOLVED IN BANKRUPTCY OR INSOLVENCY PROCEEDINGS? ( ) Yes ( ) No (If yes, furnish details.) 14. HAVE YOU OR YOUR BUSINESS EVER DEFAULTED ON ANY BOND OR MORTGAGE COMMITMENT? ( ) Yes ( ) No (If yes, furnish details.) 15. ARE YOU OR YOUR BUSINESS INVOLVED IN ANY PENDING LAWSUITS? ( ) Yes ( ) No (If yes, furnish details in a separate exhibit.) Signature: Title: Date: _ (a84 EXHIBIT F - PERSONAL FINANCIAL STATEMENT Nares and Address. fub\IIIYIE SubleM1 SOCIAL SECUIOTY NO. All of B *"us PAGE I I Please answer all ilwations using "Ne" or "None- where necessary I Caen m Hand L In Banks ............ S Accounts Payable .................. a Savings Account in Banks ............ Notes Payable to Bank$ ............... U. S. Go.ommant Bands .............. (Dsecrlbe b§IW - Swipe 7) Accaunts L Notes Mcelveble .......... Notae Payable to Others ............... Life Inaursnco{2311 SuN2ndar Valuer Only . • (Duolbs belay . Section 3) Other Stacks and Bends .............. In21211M t Account (Auto) ............. (Describe • (AVe"rrM - Section 31 Monthly Payments a Real Estate ...................... Installment Accounts (Dths.f..... t ..... . (Describe - DisaerelM - Section I) Monthly Payments a Automobile - Present Vales ........... Loans on Life Insteence .............. Other Partonsl Property .............. Mortgages an Real Estate ............. (Describe •.4recf2-cidf - section 3) (Describe • rarmeitde - Section 4) Other Assets ..................... Unpaid Taxes ......... A............ (Describe -mens-OW- Section y (Describe • n......r.e . Sectlm 7) Other Liabilities. . . . . . . . . . . . . . . . . . . ' (Describe - reverse alae - Section 8) Total Liabilities .................... Net worth ........................ Section I. Serves d Inctres .. ..........a CONTINGENT LIABILITIES Salary ......................... S As Endorser or Co•Maker............. 5 Net Invutman Income ............... Legal Claims and Judgments............ Real Estate Income ................. Provrelen for Federal Income Tu ........ Other Income fDeecrlbel ............. 10thow Soeclal Debt .................. Life Insurance Held (GIr1 feu 0~1 of Policies -an" or c2m4snr and beneflcHrteu 1 I Section 2. Naas Payable to Banks aa/ Othan I Amount of Leen I Terms of I Maaeity I Has, Endorsed. Guaranteed. IM rmut i EXHIBIT G - FINANCIAL 1NFORMA J This in the most important part of your IRB application. All financial data must be prepared in accordance with generally adapted accounting principles. Incomplete or inaccurate financial statements may result in the entire application being returned without action. Please read the following instructions carefully. You must comply with one of the two paragraphs below: 1. IF YOU ARE APPLYING AS AN EXISTING BUSINESS: A. Attach hereto financial statements consisting of a balance &heat AND a profit and loss statement for the past three fiscal years or since the start of the business, whichever is less. B. Attach hereto a balance sheet AND a profit and loss statement no older the 90 days from date of filing application. C. Reconciliation of Net Worth: 19_ 19_ Current Year to. Date Beginning Surplus or Net Worth , . Profit or Loss . . . . . . . . . . Dividends . . . . . . . . . . . . . Withdrawals , , , , , , , , , , . . Paid In , . . . . . . Revaluation of Assets . . . . . Other Additions (Explain) , Other Charges (Explain) , , . . . . Ending D. Note: Aging Accounts receivable and Under 30 days accounts payable must 30-59 days reconcile with current 60-89 days balance sheet to be 90-119 days provided with Application.120 days G over Uncollectible Accounts Receivable Accounts Payable Totals NOTE: (a) All of the above financial statements MUST be signed and dated by the owner, a partner or an officer of the business. (b) If financial statements are not available for prior years, or are inadequately prepared, copies of the business Federal Income Tax returns may be substituted. (c) All personally owned assets and liabilities such as home, household goods and so forth should not be included on the business financial statements. (d) If past earnings do not show the ability to repay the loan proposed and existing obligations, attach a projection of earnings. 2. IF YOU ARE APPLYING FOR IRB'S To START A NEW BUSINESS OR BUY AN EXISTING BUSINESSt A. A detailed projection of earnings must be attached hereto. B. state below the reason the present owner (seller) is selling his business: C. Attach copies of the Seller's profit and loss statement for the past three years. D. Attach hereto a copy of the Purchase Agreement. SIGNATURE TITLE DATE HE EXHIBIT G - FINANCIAL INFORMATION PROJECTION Business Name and Address SALES ieglaolux Inventory 3 Merchandise Purchased Total Less Ending Inventory Cust of Solea MOSS PROFIT EXPENSES: Officers, Partners, or Owners salaries ._ Labor Supplies A,:vurciaing Travel _ Depreciation freight and Postage Insurance Rxpense Interest Expense Utilities Accounting and Legal Real i Hrental Taxes Telephone Repairs i Maloteoamce Miscellaneous Expense Auto or Truck Expense Rent or Lease Expense TOTAL EXPOSE Operating Profit Other Incomes Other Expense NET PROFIT (Before Incom Tues) Estimeated Incom Taxes MET PROFIT SIGNATURE PAGE 2 FOR YEAR AMOUNT 3 TITLE DATE EXHIBIT H 1. LIST BELOW THE NAMES OF ANY CO-SIGNERS AND/OR GUARANTORS FOR THE BONDS (YOURSELF, SPOUSE, PARTNERS, OFFICERS, DIRECTORS, OTHERS (A PERSONAL FINANCIAL STATEMENT MUST BE ATTACHED HERETO FOR EACH INDIVIDUAL LISTED): Name: Address: Name: Name: Address: Address: EXHIBIT I 1. LIST BELOW ALL EQUIPMENT AND/OR FIXUTRES TO BE PURCHASED WITH THE BOND PROCEEDS: COST NEW USED TOTAL EXHIBIT J 1. IF BUSINESS REAL ESTATE IS OR WILL BE RENTED, ATTACH A COPY OF THE LEASE. IF NOT AVAILABLE, STATE BELOW THE TERMS OF THE EXISTING OR PROPOSED LEASE. Signature: Title: Date: easy EXHIBIT K 1. PLEASE LIST ALL CONTRACTS, NOTES AND MORTGAGES PAYABLE AND RECONCILE WITH FIGURES ON BALANCE SHEET (INDICATE BY AN ASTERISK ITEMS TO BE PAID FROM LOAN PROCEEDS). DO NOT INCLUDE PERSONAL DEBT SUCH AS HOME MORTGAGES, DOCTOR BILLS, PERSONAL AUTO LOANS AND SO FORTH. INCLUDE ONLY DEBT OWNED BY THE BUSINESS. DO NOT INCLUDE TRADE ACCOUNTS PAYABLE BELOW, ONLY NOTES AND CONTRACTS WHICH CONSTITUTE A FIXED OBLIGATION OF THE BUSINESS SHULD BE ITEMIZED. ORIGINAL ORIGINAL PRESENT RATE OF MONTHLY TO WHOM PAYABLE AMOUNT DATE BALANCE INTEREST MATURITY PAYMENT COLLATERAL EXHIBIT L 1. SUMMARY OF COLLATERAL PRESENT MARKET COST LESS VALUE DEPRECIATION Land & Building Inventory Accounts Receivable Machinery & Equipment Furniture & Fixtures Other: TOTAL COLLATERAL EXHIBIT M 1. DOES YOUR BUSINESS HAVE ANY CONTINGENT LIABILITIES? ( ) Yes ( ) No If yes, please explain below. Accounts or notes receivable discounted or sold with endorsement or guarantee should be explained. Signature: Title: Date: IRSY INDUSTRIAL REVENUE BOND POLICY AND PROCEDURES FOR THE CITY OF IOWA CITY, IOWA HOUSING PROJECTS I. POLICY A. INTRODUCTION Chapter 419 of the Iowa Code grants authority to incorporated cities to issue Industrial Revenue Bonds (IRBs) for certain private enterprise projects (Section 419.1(2)). The Iowa Urban Revitalization Act of 1979 has amended Chapter 419 to allow for the issuance of IRBs for residential projects located within locally designated urban renewal or urban revitalization areas. All IRBs issued pursuant to Chapter 419 are limited obligations of the municipality, with the principal of and interest on such bonds payable solely out of the revenues derived from the project (Section 419.3). B. INTENT The intent of this policy is to provide an organized and consistent approach to, and mechanism for, the evaluation and processing of housing project requests. This policy statement will provide an outline of how a housing project request will be considered by the City Council. It should be emphasized that the intent of this policy is to assure that each project issue is in the best interests of the City and will assist in the implementation of private projects to improve and enhance Iowa City and will aid in achieving the goals established in the Housing Assistance Plan. The City is in no way obligated to issue an IRB upon an applicant's request, and will evaluate each application based on the criteria set forth herein. C. LEGAL C014PLIANCE All procedures leading to the issuance of IRBs for housing projects, as well as the applicant's utilization of the proceeds from any bond issue, shall be in compliance with applicable federal, state, and local laws, and the policies and requirements contained herein. The responsibility for compliance shall in all cases rest with the applicant. The only covenant or warranty which the municipality shall be required to make in connection with the proposed bond issuance, either to the applicant or to any other interested party, is that said municipality is a corporation or political subdivision of the State of Iowa, organized and existing under the laws of said State. D. APPLICANT'S RESPONSIBILITIES Except as hereinafter provided, and except as required by law, it shall be the applicant's responsibility to provide all necessary documents, forms, and related materials, and to advise the City and other parties of all required actions. easy E. PUBLIC PURPOSE It is the City's intention to issue IRBs for housing projects to serve the public purposes described herein for the overall benefit of Iowa City. It is not the City's intent to issue an IRB solely to decrease the cost of the project. F. POLICIES APPLICABLE TO HOUSING PROJECTS 1. Consistent with state law, the City will consider issuance of IRBs for aproject permitted by Chapter 404 of the Code of Iowa only if said project is located within the City's Urban enewa ro3ect Area or within such urban revitalization area as the City may hereinafter designate, pursuant to Chapter 419. (See Map A.) 2. All projects permitted by Chapter 404 and located within the City's Urban Renewal Project Area or within such urban revitalization areas as the City may hereinafter designate, will be subject to design review by the Design Review Committee, pursuant to Resolution No. 74-48, and shall be subject to design review and approval by the City Council. With respect to projects located on or adjacent to City Plaza, the design review procedures described in Chapter 9 of the Iowa City Code of Ordinances shall apply. 3. IRBs for housing projects issued by the City shall be used to attract new commitments to providing housing for low income fami- lies, elderly, handicapped and disabled persons. 4. In order to evaluate a project's risk, the City requires that an ap- plicant, prior to application, make a substantial good faith effort to obtain conventional financing upon such reasonable terms and con- ditions as prevail in the marketplace at the time. Such good faith effort should take the form of at least two letters or other documents stating the applicant has made a good faith effort to obtain conventional financing. If such financing is not available, the letters or documents should state those reasons for financing unavailability. The City will receive and evaluate requests for a housing project on the basis of the following public purposes to be served through the issuance of an IRB for housing projects. Each request will be measured against the extent to which the proposed project will: a. Increase the number of dwelling units available to low income families, elderly, handicapped or disabled persons (as defined by the Department of Housing & Urban Development). b. Upgrade and improve existing housing stock and provide addi- tional choices. c. Increase property value and tax revenue from the property involved. Enhance achievement of goals established in the Housing Assis- tance Plan which is on file at the office of the City Clerk. (as4 3 e. Improve structure accessibility. f. Incorporate or improve energy conservation. g. The extent to which workers who are employed in the construction on the proposed project are drawn from the Johnson County labor II. PROCEDURES Requirements 1. It is in the public interest that the issuance of an IRB be made only after the City has been fully informed concerning the application, its current status and future plans; the protection of the City's interests requires thorough investigation of any request. 2. The applicant will be required to submit certain information and assume the cost of the City's review and issuance of the IRB. Matters of confidentiality for public disclosure, relating to the applicant or his/her business, shall be honored to the extent that such information withheld is not required as a matter of law. 4. If the applicant retains its own legal counsel to prepare Council pro- ceedings and legal documents, all such proceedings and documents must be reviewed and approved by the City's bond counsel. 5. The applicant must not incur any project costs other than those author- ized by the Internal Revenue Code prior to the preliminary approval (Memorandum of Agreement) being authorized by the City Council. 6. The City Council reserves the right to deny any application for financing at any stage of the proceedings prior to adopting the resolution which authorizes proceeding with the issuance and sale of the bonds (this resolution is considered following the public hearing). 7. All applications, supporting materials and documents shall remain the property of the City. B. The applicant shall adhere to the following procedures in submitting a request and application to the City for the issuance of IRBs. Application and Review Procedures 1. Any person or firm desiring to request that the City of Iowa City issue an IRB for a housing project shall first secure a copy of the City's Housing Industrial Revenue Bond Policy and Procedures. 2. A.written request accompanied by the application form, the required sup- plemental information and a non-refundable deposit shall be submitted to the office of the Finance Director. The amount of the deposit will be defined by the Director of Finance based upon an estimate of the City's costs associated with an IRB issue. The applicant shall agree to reimburse the City for all expenses which exceed the deposit amount and which result from the review and evaluation of the request including but not limited to administration, legal counsel, consulting costs, printing, publication costs and all other incidental costs or fees. 3. Following the receipt of the written request, the application form, the supplemental information and the deposit, the City Manager will notify the City Council of the request and staff will review the project. M011 In those instances when circumstances dictate review which requires expertise beyond that of the City, the proposal will be submitted to an independent consultant hired by the City. Before this expense is in- curred, the applicant shall be notified and given an opportunity to withdraw its application. 4. All projects are subject to design review and approval by the City Council. 5. City staff shall prepare a recommendation on the advisability of the issuance of an IRB to be presented to the City Council at its next regularly scheduled meeting following completion of the staff's -review. When possible, this review will be completed within 30 days from the receipt of the request. It is not possible to expedite this process. The Council will not take formal action on the request until the review has been completed. 6. The City Council will then take preliminary action to approve or deny the applicant's request to issue bonds. If such preliminary approval is granted, the Memorandum of Agreement will be executed. If the applicant retains its own legal counsel to prepare Council proceedings and legal documents, all such proceedings and documents must have been reviewed and approved by the City's bond counsel and then received by the Director of Finance seven days prior to the Council meeting in order to be included on the agenda of that meeting. Any proceedings or documents received late will not be added to the Council Agenda. The applicant should then request that the City Council schedule a Public Hearing on the proposal to issue the bonds. The Public Hearing provides the opportunity for any member of the public to speak for or against the bond issue. 8. The public hearing should be adjourned to the next scheduled Council meeting at which time the City Council will then vote on a resolution to determine whether or not to proceed with the issuance and sale of the bonds. If such approval is received, the applicant may then proceed with the preparation of final documents. The City will review all final documents and if the terms are mutually agreeable, the City Council will authorize final approval of the terms, execution and delivery of the bonds. 10181 MAP A ELIGIBLE AREA: INDUSTRIAL REVENUE BONDS Enabling Resolutions Containing Legal Descriptions Resolution No. 80-474 Resolution No. 81-266 Resolution No. 81-290 Resolution No. 81-271 Resolution No. 83-418 Resolution No. 84-122 easy 1 RESIDENTIAL PROJECT REQUEST APPLICATION FOR HOUSING BOND FINANCING IOWA CITY, IOWA Note: Three complete copies of this application form and all attachments must be submitted. All materials submitted with this application must be legible and suitable for copying. I. APPLICANT INFORMATION ("Applicant" refers to the proprietor, general partner or corporate officer signing this application): Name Street Address City, State and Zip Code Telephone II. BUSINESS INFORMATION: A. Name of Business Current Address of Business City, State and Zip Code Telephone B. Proposed Address of Business City, State and Zip Code Type of Business Date Established raBY G III. PERSON WHO SHOULD BE CONTACTED FOR ADDITIONAL INFORMATION: Name Telephone Address City, State and Zip Code IV. Reason for Housing Bond Application/How will Housing Bond financing enhance your project? V. Information about Management (List the name of all owners, officers, di— rectors, and/or partners. Provide the percent of ownership and the annual compensation.): Name and Title % of Ownership Address Name and Title o wners ip Address Name and Title of Owners—F—p Address Name and Title of Ownersh p ress VI. Project Cost and Funding Complete and attach Exhibit A. ia$y 0 VII. Attachments to be Provided (blank exhibit forms should be utilized): 1. Exhibit B: Supplemental Information. 2. Exhibit C: Brief History of Business. 3. Exhibit 0: Description of educational, technical and business background for all people involved in ownership or management of the business. 4. Exhibit E: Personal History Statement - one must be submitted for each stockholder (20% or greater ownership), partners, officer and owner. 5. Exhibit F: Personal Financial Statement - one must be submitted for each stockholder (20% or greater ownership), partner, proprietor and guarantor. 6. Exhibit G: Financial information - financial statements for the past three years, statements which are no older than 90 days for the current year, and earning projections for at least one year. 7. Exhibit H: Listing of co-signers and/or guarantors for the bonds. 8. Exhibit I: Listing of equipment or fixtures to be purchased with bond proceeds. 9. Exhibit J: Rental Agreements. 10. Exhibit K: Listing of outstanding contracts, notes and mortgages payable. 11. Exhibit L: Summary of collateral. 12. Exhibit M: Business Liabilities. VIII. HOUSING PROJECT INFORMATION As necessary, reference and attach information in response to questions in Section VIII. 1. General a. Description of housing project and its services: b. Is this a renovation or expansion of a residential project currently in operation? C. Location of business headquarters: 10 d. Name and location of other facilities operated by the applicant: e. Provide a written narrative discussing in specific terms how the proposed project serves the public purposes described in the Policy Section of the Housing Industrial Revenue Bond Applica- tion: 2. Relationship to Iowa City's Economy a. Description of how this project might relate to the number of units available to low and moderate income families, elderly, handicapped/disabled. b. Dollar amount by which the proposed project will increase the current property and/or building value: c. Specify what will be provided as a result of receiving IRB financing that would not be provided with conventional financ- ing. 3. Land Use a. Location of project - Attach plat, map or diagram b. Size of building(s): c. Amount of land required: d. Compliance with zoning: 4. Projected monthly rent schedule: $ /one bedroom $ /two bedroom b /three bedroom f /other ( OLD r, ESTIMATED PROJECT COSTS AND SOURCES OF FUNDING EXHIBIT A 1. COST: Land . . . . . . . . . . . . Building: ( ) New ( ) Purchase ( ) Renovate . . . . . . . . Machinery & Equipment . . . . . . . . . . . . Leasehold Improvements . . . . . . . . . . . . Engineering . . . . . . . . Legal & Underwriting . . . . . . . . . . . . Other: TOTAL COST 2. FUNDING: Industrial Revenue Bonds Other: ............ E TOTAL FUNDING (Note: Total Cost & Total Funding must equal.) S 3. THE APPLICANT MUST HAVE APPLIED FOR CONVENTIONAL FINANCING FOR THIS PROJECT. ATTACH LETTERS OR OTHER DOCUMENTS VERIFYING THAT THE APPLICANT HAS ATTEMPTED TO OBTAIN CONVENTIONAL FINANCING. Signature: Title: Date: ja84 EXHIBIT 8 - SUPPLEMENTAL INFORMATION 1. BOND PURCHASER INFORMATION: Name: Address: (Attach copy of agreement which includes interest rate, maturities, amorization and pre -loan requirements.) 2. BOND RESERVE FUNDS, IF ANY (DESCRIPTION AND AMOUNT): 3. PROJECTED CLOSING DATE FOR ISSUANCE OF BONDS: 4. LOCAL ATTORNEY: Name: Address: Name: Address: 6. BANK(S) WHERE YOUR BUSINESS HAS AN ACCOUNT: Bank: Address: Bank: Address: Bank: Address: Signature: Title: Date: easy EXHIBIT C 1. BRIEF HISTORY OF BUSINESS: EXHIBIT D 1. PROVIDE A BRIEF DESCRIPTION OF THE EDUCATIONAL, TECHNICAL AND BUSINESS BACKGROUND FOR ALL THE PEOPLE INVOLVED IN THE OWNERSHIP OR MANAGEMENT OF THE BUSINESS: Name: Title: Management and Educational Experience: Name: Title: Management and Educational Experience: Signature: Title: Date: Id8y EXHIBIT E - STATEMENT OF PERSONAL HISTORY NOTE: THIS FORM MUST BE FILLED OUT AND SUBMITTED AS FOLLOWS: (a) If a sole proprietorship. by the proprietor; (b) If a partnership, by tach partner; (c) If a corporation or a developvent cnepeny, lo) any other person, Including a hired by each officer, oiretor, and additionally. meager, ,am has authority to speer by each holder of 2p1 or anre of the voting for and colt the borrower in the stock; unagewent of the bustmss. 1. NAME AND ADDRESS OF APPLICANT (FIRM NAME, STREET, CITY, STATE AND ZIP CODE): 2. PERSONAL STATEMENT OF (STATE NAME IN FULL). LIST ALL FORMER NAMES USED, AND DATES EACH NAME WAS USED. First (Middle) Last 3. DATE OF BIRTH: / / 4. PLACE OF BIRTH: MonthDay Ytar City/State/Foreign Country 5. U.S. CITIZEN: ( )Yes ( ) No 6. SOCIAL SECURITY NUMBER: 7. PERCENTAGE OF OWNERSHIP OR STOCK OWNED: 8. PRESENT RESIDENCE ADDRESS: From To Address: Home Phone Number " Business Phone Number ( ) 9. IMMEDIATE PAST RESIDENCE ADDRESS: From To Address: BE SURE AND ANSWER THE NEXT 6 QUESTIONS CORRECTLY BECAUSE THEY ARE IMPORTANT. THE FACT THAT YOU HAVE AN ARREST OR CONVICTION RECORD WILL NOT NECESSARILY DISQUALIFY YOU. BUT AN INCORRECT ANSWER WILL PROBABLY CAUSE YOUR APPLICATION TO BE TURNED DOWN. 10. ARE YOU PRESENTLY UNDER INDICTMENT, ON PAROLE OR PROBATION? ( ) Yes ( ) No (If yes, furnish details.. List names under which held.) 11. HAVE YOU EVER BEEN CHARGED WITH OR ARRESTED FOR ANY CRIMINAL OFFENSE OTHER THAN A MINOR VEHICLE VIOLATION? ( ) Yes ( ) No (If yes, furnish details. List names under which charged.) 12. HAVE YOU EVER BEEN CONVICTED OF ANY CRIMINAL OFFENSE OTHER THAN A MINOR MOTOR VEHICLE VIOLATION? ( ) Yes ( ) No (If yes, furnish details. List names under which convicted.) 13. HAVE YOU EVER BEEN INVOLVED IN BANKRUPTCY OR INSOLVENCY PROCEEDINGS? ( ) Yes ( ) No (If yes, furnish details.) 14. HAVE YOU OR YOUR BUSINESS EVER DEFAULTED ON ANY BOND OR MORTGAGE COMMITMENT? ( ) Yes ( ) No (If yes, furnish details.) 15. ARE YOU OR YOUR BUSINESS INVOLVED IN ANY PENDING LAWSUITS? ( ) Yes ( ) No (If yes, furnish details in a separate exhibit.) Signature: Title: Date: easy EXHIBIT F - PERSONAL FINANCIAL STATEMENT PAGE 3 Swlw t. Roo lesson (hatmmid. (list nae eYCtl tnotmtolt. Un tuemltnNnul tnUs it needs f. Caen tent "St W Ido.till" IS m tmmeltnwmt to nn sttuntoet ani toped). (Atte 49.1188 .moths, oreoortt It <ws,N or gotta intone". totvmtt of talo, ar math 1. PAGE I EXHIBIT G - FINANCIAL INFORMATION This is the most important part of your IRB application. All financial data must be prepared in accordance with generally accepted accounting principles. Incomplete or' inaccurate financial statements may result in the entire application being returned without action. Please read the following instructions carefully. You must comply with one of the two paragraphs below: 1. IF YOU ARE APPLYING AS AN EXISTING BUSINESS: A. Attach hereto financial statements consisting of a balance sheet AND a profit and loss statement for the past three fiscal years or since the start of the business, whichever is less. a N Attach hereto a balance sheet AND a profit and loss statement no older than 90 days free date of filing application. Reconciliation of Net Worth: 19 Beginning Surplus or Net Worth , Profit or Loss , , . , , , , , , , Dividends . . . . . . . . . . . . . Withdrawals , , , , , , , , , , , , Paid In , Revaluation of Assets , Other Additions (Explain) . . . . . Other Charges (Explain) . . . , . , Ending D. Note: Aging Accounts receivable and Under 30 days accounts payable must 30-59 days reconcile with current 60-89 days balance sheet to be 90-119 days provided with Application.120 days i over Uncollectible 19_ Current Year to, Dats Accounts Receivable Accounts Payable Totals NOTE: (a) All of the above financial statements MUST be signed and dated by the owner, a partner or an officer of the business. (b) If financial statements are not available for prior years, or are inadequately prepared, copies of the business Federal Income Tax returns may be substituted. (c) All personally owned assets and liabilities such as home, household goods and so forth should not be included an the business financial statements. (d) If past earnings do not show the ability to repay the loan proposed and existing j obligations, attach a projection of earnings. 2. IF YOU ARE APPLYING FOR IRB'S TO START A NEW BUSINESS OR BUY AN EXISTING BUSINESSt A. A detailed projection of earnings must be attached hereto. I B. State below the reason the present owner (sellar) is selling his business: C. Attach copies of the Seller's profit and loss statement for the past three years. D. Attach hereto a copy of the Purchase Agreement. SIGNATURE TITLE DATE �a84 EXHIBIT G - FINANCIAL INFORMATION PROJECTION FOR YEAR Business Naw and Address AMOUNT SALES S 6e8100101t Inventory Merchandise Purchased Total Less Ending Inventory oust of Sales (;LOSS PROFIT EVENSES: Officers, Partners, or Owners salaries Labor Supplies A,:vurtlsing Travel -- Depracistloa ' rreltht and Postage Insurance Expanse Interest "sea utilities Accounting and Legal Real 6 Personal Taxes Telephone Repairs i Nslntaesace Miscellaneous Expense Auto or Truck Expanse Rest or Lease Expense TOTAL EAEIISE operating Profit Other Incow Other Expanse NET PROFIT (Motors Incow taxes) Eatfauted Incow Taxes NET PROFIT SIGNATURE PAGE 2 TITLE DATE 1"AV EXHIBIT H 1. LIST BELOW THE NAMES OF ANY CO-SIGNERS AND/OR GUARANTORS FOR THE BONDS (YOURSELF, SPOUSE, PARTNERS, OFFICERS, DIRECTORS, OTHERS (A PERSONAL FINANCIAL STATEMENT MUST BE ATTACHED HERETO FOR EACH INDIVIDUAL LISTED): Name: Address• Name: Address• Name: Address: EXHIBIT I 1. LIST BELOW ALL EQUIPMENT AND/OR FIXUTRES TO BE PURCHASED WITH THE BOND PROCEEDS: COST NEW USED TOTAL EXHIBIT J 1. IF BUSINESS REAL ESTATE IS OR WILL BE RENTED, ATTACH A COPY OF THE LEASE. IF NOT AVAILABLE, STATE BELOW THE TERMS OF THE EXISTING OR PROPOSED LEASE. Signature: Title: Date: Ip3 FXHTRTT K PLEASE LIST ALL CONTRACTS, NOTES AND MORTGAGES PAYABLE AND RECONCILE WITH FIGURES ON BALANCE SHEET (INDICATE BY AN ASTERISK ITEMS TO BE PAID FROM LOAN PROCEEDS). DO NOT INCLUDE PERSONAL DEBT SUCH AS HOME MORTGAGES, DOCTOR BILLS, PERSONAL AUTO LOANS AND SO FORTH. INCLUDE ONLY DEBT OWNED BY THE BUSINESS. DO NOT INCLUDE TRADE ACCOUNTS PAYABLE BELOW, ONLY NOTES AND CONTRACTS WHICH CONSTITUTE A FIXED OBLIGATION OF THE BUSINESS SHULD BE ITEMIZED. ORIGINAL ORIGINAL PRESENT RATE OF MONTHLY TO WHOM PAYABLE AMOUNT DATE BALANCE INTEREST MATURITY PAYMENT COLLATERAL EXHIBIT L 1. SUMMARY OF COLLATERAL PRESENT MARKET VALUE Land & Building Inventory Accounts Receivable Machinery & Equipment Furniture & Fixtures Other: TOTAL COLLATERAL COST LESS DEPRECIATION EXHIBIT M 1. DOES YOUR BUSINESS HAVE ANY CONTINGENT LIABILITIES? ( ) Yes ( ) No If yes, please explain below. Accounts or notes receivable discounted or sold with endorsement or guarantee should be explained. Signature: Title: Date: cagy City of Iowa City MEMORANDUM Date: June 28, 1984_ To: City((Counci From: Don 'Schme' irector of Planning 8 Program Development Re: Paul -He en Bu lding Renovation and Blackhawk Mini -Park Design The Blackhawk Mini -Park was built in 1973-1974 and is in need of extensive renovation and repair. The mini -park land is included in the City's Urban Renewal Plan (Parcel 65-2) and is intended to be used for public purposes. The Council's most recent decision (August, 1983) regarding this parcel concerned its sale for commercial purposes; the decision was to retain the property for public use and to restore the mini -park. The Design Review Committee, Project GREEN, and the staff have been working on a design plan for reconstruction of the mini -park. On May 31, 1984, the Design Review Committee met and informally (due to lack of a quorum) recommended approval of a design concept dated May 28, 1984. Copies of the design are included in your packet. The proposed renovation of the Paul -Helen Building will require changes in the design for the mini -park's improve- ment but it need not change the use of the area as a public park or plaza. The Paul -Helen Building abuts the eastern boundary of the mini -park and the west wall of the building displays the Blackhawk mural. In response to City staff questions regarding the possibility of a lease or easement agreement for maintenance or repainting of the mural, the current owners of the Paul -Helen Building, through their spokesperson Helen Osmondson, have indicated that they do not wish to encumber the building with a lease or an easement. The west wall of the Paul -Helen Building is in need of repair; the owners anticipate either repairing or reconstructing the wall within the near future or selling the entire building. Arthur Small of the Mears, Zimmerman, Mears law firm has an option to buy the building and has approached the City regarding the restoration of the building. The project proposed by Mr. Small would include continuing the facade of the building on Washington Street around the corner onto the west wall of the structure. An entrance point on this west wall into the the mini -park is envisioned. Mr. Small has also suggested the purchase of the 20' by 32' area in the extreme southeast corner of the mini -park parcel for extension of the Paul -Helen Building, flush with the existing west wall, to meet the Dain -Bosworth building. This 20' by 32' area is currently not part of the "used" part of the mini -park and is essentially a vacant piece of land. A second entrance is envisioned for the use of the extension. This entrance could be on the existing building or the proposed extension. Both entrances would access directly from the mini -park. The design concept recommended by the Design Review Committee was done with the existing adjacent buildings and spaces in mind and does not provide, therefore, for any entrances to what is now a solid wall. The Committee wished to create an area for seating and conversation apart from lxB OF PRECEDING DOCUMENT City of Iowa City MEMORANDUM Date: June 28, 1984_ To: City//Counci 1 From: Don' chme' irector of Planning 8 Program Development Re: Paul -He en Bu lding Renovation and Blackhawk Mini -Park Design The Blackhawk Mini -Park was built in 1973-1974 and is in need of extensive renovation and repair. The mini -park land is included in the City's Urban Renewal Plan (Parcel 65-2) and is intended to be used for public purposes. The Council's most recent decision (August, 1983) regarding this parcel concerned its sale for commercial purposes; the decision was to retain the property for public use and to restore the mini -park. The Design Review Committee, Project GREEN, and the staff have been working on a design plan for reconstruction of the mini -park. On May 31, 1984, the Design Review Committee met and informally (due to lack of a quorum) recommended approval of a design concept dated May 28, 1984. Copies of the design are included in your packet. The proposed renovation of the Paul -Helen Building will require changes in the design for the mini -park's improve- ment but it need not change the use of the area as a public park or plaza. The Paul -Helen Building abuts the eastern boundary of the mini -park and the west wall of the building displays the Blackhawk mural. in response to City staff questions regarding the possibility of a lease or easement agreement for maintenance or repainting of the mural, the -current owners of the Paul -Helen Building, through their spokesperson Helen Osmondson, have indicated that they do not wish to encumber the building with a lease or an easement. The west wall of the Paul -Helen Building is to need of repair; the owners anticipate either repairing or reconstructing the wall within the near future or selling the entire building. Arthur Small of the Mears, Zimmerman, Mears law firm has an option to buy the building and has approached the City regarding the restoration of the building. The project proposed by Mr. Small would include continuing the facade of the building on Washington Street around the corner onto the west wall of the structure. An entrance point on this west wall into the the mini -park is envisioned. Mr. Small has also suggested the purchase of the 20' by 32' area in the extreme southeast corner of the mini -park parcel for extension of the Paul -Helen Building, flush with the existing west wall, to meet the Dain -Bosworth building. This 20' by 32' area is currently not part of the "used" part of the mini -park and is essentially a vacant piece of land. A second entrance is envisioned for the use of the extension. This entrance could be on the existing building or the proposed extension. Both entrances would access directly from the mini -park. The design concept recommended by the Design Review Committee was done with the existing adjacent buildings and spaces in mind and does not provide, therefore, for any entrances to what is now a solid wall. The Committee wished to create an area for seating and conversation apart from IaBS the pedestrian flow of City Plaza and to provide a stage area for small- scale events to take place. Mr. Small and representatives of the Design Review Committee and Project GREEN agree that renovation of the building and the design of the park should be compatible and complementary. There is no intention of abandoning the use of the approximately 6600 square feet of park space. If the Paul -Helen Building project proceeds as envisioned by Mr. Small, a new design for the mini -park will be prepared. Mr. Small will discuss the Paul -Helen building proposal with the Council at the informal session July 2. Members of the Design Review Committee and Project GREEN have been invited to attend. SALE OF A PORTION OF PARCEL 65-2 After reviewing Mr. Small's proposal, the Council may wish to consider the sale requested. The property will need to be considered for sale under the requirements of the urban renewal disposition process. The Urban Renewal Plan, approved in 1969 and amended at various times, will require an additional amendment to permit disposition of the approximately 640 square feet under discussion. Amendments in the past have been done by resolution after a public hearing; the change is also subject to HUD approval. The property must be competitively bid and proceeds credited to the Community Development Block Grant fund. With HUD approval, notice requirements, and disposition procedures, a completed sale would probably take at least five months. Plans for the design and repair of the mini - park could be finalized during this period. cc: Nancy Seiberling, Design Review Committee Emilie Rubright, Project GREEN tp5 /3 POSSIBLE TIME LINE PAUL -HELEN BUILDING RENOVATION PROJECT 7/2 City Council review of project proposal approve reject 7/18 7/31 8/14 1 request HUD approval of amendment to R-14 plan 1 response - rejection approval Marketing documents 1 prepared public hearing on amendment and sale (optional, but 1 advisable) resolution for amendment of R-14 plan and resolution to dispose Staff work with Design Review Committee and Project GREEN on design concept for mini -park bid period and bid evaluation (as determined by CounciZ) 10/9 selection of preferred developer and notice of intent to convey redesign of (30 days); HUD approval of --i• mini -park developer title opinion 11/20 resolution to approve preferred developer and authorization to convey 0, 1 .�- . le. . , I . -1 . %- : � , . . rar A, a �-L EGENU-i 14 Elk NCH A' Y1 r L NEWSPAPER 'PE. L.' :.T -SC ,12 -1 W. M ;t 'IT -ORO ', X ' REFUSE :' At" ke Z 40 k�l e—A L-1 0 SERVICE BUILDING it -q-A-{1A-P--- 41 if f a 91`\ r`•`�e Ja \ A,. �T ' r s e+ It ' 1 TAT R•!.v[r VTc.. •. ��♦ , 0 DUBUQUE STREET PLS 1 " U ' t`.. .. _- .. .. .. _. t, :.-.1 ,(I) it -- T - __ � n. .._.. •:;>.,.,. __ ___ '__ — -- .r. �_ I ' iS+`4`n�•iLOI�]•t1Y.+.•�•tf'.lq �^I': M�..�..�' � r' L❑ / �.� ox 7i 4 FF 1 .. .. _ ..NJ DUBUQUE T PLAZA ADDITION DESIGN DUBUQUE BION DESIGNj � s t U t5 r' / 5 4. �J City of Iowa CiY MEMORANDUM Date: June 29, 1984 To: Neal Berlin, City Manager i From: Frank Farmer, City Engineer ':•� Re: FY85 Asphalt Resurfacing Program - Additional Streets Since bids came in much lower than expected, we can add approximately -582,000 worth of additional streets to the asphalt overlay program. Listed below are streets that I believe are desirable to add to the program. Sycamore south to City limits for oil & chips $18,400 Capitol Street from Court to Prentiss- $21,300 Johnson Street from College to Bowery $33 600 ' 3,3 This would leave approximately $9,000 for any overruns that may occur. However, it is possible that our quantity estimates may be conservative and if funds still remain after completion of the selected streets, Wilson Street from Seventh Avenue to College Street, estimated at $19,800, will be added to the program. Please advise if you concur. bj4/11 R i. r -- City of Iowa City MEMORANDUM Date: June 28, 1984 To: City Manager and City Council From: Lyle Seydel Re: Changes to Assisted Housing Programs Several changes have been published recently pertaining to both Section 8 and Public Housing programs. Some of these changes will require implementation immediately and others will be implemented at a later date. This memo is provided to give you an idea of the many changes occurring in the Assisted Housing pro- grams. The major items are described below. A. Income limits for Section 8 have been revised as follows: A of Persons in Household 1 2 3 4 5 6 7 8+ Lower income $16,500 $18,900 $21,250 $23,600 $25,100 $26,550 $28,050 $29,500 Very low• $10,350 $11,800 $13,250 $14,750 $15,950 $17,100 $18,300 $19,450 Lower income means not more than 80% of median income for Johnson County. Very low is 50% of the median income for Johnson County. B. Income limits for Public Housing are 90% of the Section 8 income limits. This will probably change in the near future. C. Except with the prior approval of HUD, NO LOWER INCOME FAMILY other than a VERY LOW INCOME FAMILY shall, after July 1, 1984, be approved for admission to any unit covered by the programs administered by this authority. This could have a negative affect on our Public Housing programs where our source of income is strictly the rent that the tenants pay. D. Adjusted income definition has changed. This change will not be effective until October 1, 1984, and will be utilized for all new participants as they enter the program and will be utilized for present participants at their annual review. This will require additional work. We will have to compute two rents. If the tenant pays more rent using the new definition, then there is no adjustment. If the tenant pays less rent using the new definition, then the Housing Authority will be required to refund the difference between rent computed using the new definition and what they actually paid retroactive to the first of October. Adjusted income is annual income less (1) $480 for each dependent, (2) $400 for any elderly family, (3) Medical expenses in excess of 3% of annual income for any elderly family •and (4) Child care expenses. lag, 2 As can be seen above, only elderly families get medical expense deductions. This is a change. f YW �$ m T W TH f S / z 3 y S ' 8AM-Magistrate 8AM-Ma istrate Courtg(Chambers) HOLIDAY Court (Chambers) 6:30PM-Informal 2PM-Bid Opening Room)SS 2PM-Space Committe (Conf Room) Council (Goof Rm 7:30PM-Informal e(CMMonf 5(Coon Room)erved 7(Chambers)al P&Z P&Z (Law Library 7: 30PM-Council (Chambers) y /� a /z /s �v 8AM-Magistrate Court (Chambers) 8:30AM-Waste Hate Proj Review Com 9AM-Grievance Mtg (Conf Room) 8AM-Magistrate Court (Chambers) (Conf Room) LOAM -Staff Meeting Room) 7:30PM-Charter LOAM-Journalism(Conf Class (Chambers) 3PM-Se for Center Comm (Senior Ctr) 7:30PM-Airport Coon Review Commissio 4PM-Urban Environ- 4:30PM-Board of (Conf Room) (Conf Room) ment Ad Hoc Com Adjustment (Chamb (Conf Room) 7preserlvation Comm (Conf Room) :.VP -Parks & RecA Comm (Rec Ctr) /S /6 )7• /9 .ZO / 8AM-Magistrate 8AM-Ma istrate court (chambers) court(Chambers)(g 8AM-Staff Meeting 8ppealHousing SPM on - Reserved (Conf Room) Appeals Board 6 ounciInformal (Conf Room) 7:30PM-Riverfront (Conf Room) Council (Conf Rm 7(ChambCouncil Comm (Law Libra g Comm 1(Conf 7:30PM-Informal (Chambers) Room) - P&Z (Law Library 7. 1OPMM-Pormal P&Z iConE ROO.c 7•PO -CCN Library)) zZ 23 � LOA Z7 z8 8AM-Magistrate BAM-Broadband M -Staff Meetinc (Conf Room) SAM -Magistrate Court (Chambers) To lecommunicatio s Court (Chambers) Comm (Conf Room) 7:30PM-Human High s 4PM-Library Board Comm (Senior Ctr (Public Library) 7:30PM-Charter Review Commissio (Conf Room) J9 30 31 SAM -Magistrate Court (Chambers) 6:30PM-Informal 5PM on -Reserved Council (Conf Rm (Conf Room) 7:30PM-Informal 7:30PM-Council P&Z (Law Lib) (Chambers) PROPOSED v,.d DESCRIPTION: ICDC EXECUTIVE tECTOR 1. Job title: Executive Director. 2. Salary range: $35,000-545,000, salary will be commensurate with education and experience. 3. Benefits: includes car and local club membership. 4. Residency: not required. 5. Experience: SA (MA preferred) with 5+ years experience. 6. Major skill requirements: economic and industrial development experience promotions, marketing and advertising communication skills work with private and public sectors 7. Descriptor terms: entrepreneurial, aggressive, innovative, knowledgeable, proven leadership, experienced, articulate. 8. Job duties: A. Program 1. Effect and promote economic development for the greater Iowa City area. 2. Create and implement an advertising/promotional program. 3. Solicit funds. 4. Implement a business retention and expansion program. S. Identify industry sites. 6. Attract new industries which are complementary to existing busi- nesses. 7. Coordinate industry needs with federal and state job training programs. B. Administration 1. Direct operational and financial activities. 2. Exercise functional and administrative supervision over all other staff. 3. Prepares and presents recommendations, reports and submitted to participating agencies, public, clients, and other groups if neces- sary. 4. Actively markets land and availability of skills. 5. Be able to perform demographic analysis and projections, public facilities planning, economic analysis, and surveys. Net Balance $0.00 �aB9 • Iowa City Development Cox :ation-- F.Y. 85 (plus) Budget, - Proposed by the Budget sub -committee of the ICDC Board (Lyle Miller, Chair.) Preliminary Item Amount Payment in Kind Amount INCOME Beginning Balance _ 0.00 0.00 Investments (Fund Raising) 30,900.00 30,900.00 Gov't Revenues (Appropria- tions and Grants) 40,000.00 40,000.00 Interest 1,000.00 1,000.00 Services, Sales, and Misc. 500.00 48,000.00 48,500.00 Total Income $72,400.00 $48,000.00 $120,400.00 EXPENSES President 35,000.00 Support Staff 29,000.00 Employment Taxes 3,000.00 Employment Benefits Insurance 1,800.00 _ Pension Fund (108 of salary) 3,500.00 Memberships 750.00 Other 2,500.00 Total Personnel Expense 75,550.00 Office Rent 2,500.00 Utilities 500.00 Maintanence and Supplies 200.00 Insurance 400.00 Total Building Expense 3,600.00 Equipment and Maint. 1,000.00 Supplies and stationary 1,000.00 Telephone 1,50D.00 Postage 500.00 Total Office Expense 4,000.00 Car 3,500.00 Travel Expenses 6,000.00 ! Entertainment and Expenses 7,500.00 j Training and Meetings 500.00 Total Travel and Enter. Expensel7,500.00 Dues and Subscriptions 250.00 Professional Fees 1,000.00 Advertising 6,000.00 Research and Committees 5,000.00 Capital Expenditures 2,500.00 Reserve- Contingency 5,000.00 Other Expense 19,750.00 Total Expense $120,400.00 Net Balance $0.00 �aB9 FIRST CAPITOL DEVELOPMENT, INC. F.Y INCOME STATEMENT INCOME ' Balance Forward Investments Governmental Revenues Interests Service and Misc. Payment in Kind Total Income EXPENSES President Staff Salaries Employment Taxes Employment Benefits Total Personnel Disbursements Rent Utilities Maint/Supplies Insurance Total Bldg. Disbursemr_nts Equipment/Maintenance SUPplies Telephone Postage Total Office Disbursements Car Travel Expenses Entertainment and Expenses Training and Meetings Total Travel/Meetings Dues/Subscriptions Professional Fees Advertising Research and Committees Copital. Expenditures Fc -c rvc �1t 01 Pnpenscs 00 DTetal Balance BS MONTH F.Y. 85 BUDGET BALANCE F.Y. 85 CASH u nnn nn INVESTMENTS F.Y. 85 F.Y. 86 F.Y. 87 GOVERNMENTAL REVENUES City of Iowa City PAYMENT IN KIND Chamber University of Iowa PLEDGED BALANCE CURRENT MONTH F.Y. 85 BALANCE CURRENT MONTH F.Y. 85 BALANCE �) DEPOSITS: Petty Cash: Hills Bank Checking Hills Bank Savings Investment Uncollected 'City of Iowa Cit. MEMORANDUM DATE: November 21, 1977 To: Dick Plastino, Director of Public Works FROM: Robert A. Edberg, Zoning Inspector RE: Junk in ROW at 130 Ferson Ave. e act' As a result of a complaint an nspection of the premises at 130 Ferson Ave. and of the premises just south of that was made last week. It is my belief that this matter properly belongs with your department. The complaint was registered by Mr. John Menninger of 130 Ferson Ave. The properties along Ferson at this point abut in a deep ravine at the bottom of which is a small stream bed tanning in a north -south direction. Mrs. Menninger tells me that the stream bed is incled in a 30 foot City ROH' e which ns along the bottom of this ravine. ?S-Acm. ..7c.• Several different kinds of junk have been deposited in this stream bed in an apparent attempt to divert it to a more easterly path. The junk includes tree limbs, tails of old fence, waste sheetplastic and metal, and at one /point an old television set. 16•.,1. µ� , iiM;. /i Mr. G Mrs. John Menninger have seen Dr. John Kammetmeyer, who lives ifrthe house directly south of the Menningers, throw several items of junk into this stream bed at�l�are willing to so testify if iteEss lary. The stream bed in the past has been a walkway for a number of neighborhood children on their way to school and music lessons. It is now impossible for them to use it because\(of the hazards caused by the junk. r'1'") Request that you have one of your engineers, who is familiar with City ROW's make an inspection of these premises to detetmine.what action can be taken to have this junk removed and to see that no more refuse is thrown into the stream bed. Sincerely yours, Robert A. Edberg cc: J. Menninger U 130 Ferson Avenue Iota City, IA 52240 1 December 1977 Yr. Robert A. 3dberg Zoning Inspector City of Iowa, city Civic ;enter 4]^-shirrton St. lc'.•r: 'it:/, IA 5724? Der.. dbrr;, Thrnk you rcr forwrard:rp. to the proper officials our concerns shout thr.• dcl:ris in tic rrvine enst a.7 nur hone. T':ere were, however, zlnc nisstrtc-:%ents in your letter to 1.:r. cinstino thrt +•r• should lil:e tc ,:PL s•tr-ir•ht; ] 1!r'ct and rncirc':fico we shored You is located cast of our hrn:re ]?n -a rznr. ;venue D••. Jr:^.n }:r�yrr:•cycr, Who O'.n s the lot esst of us, does not 'ivc s-'!* ,f our 1:onoc. His fr. D:•. l:•r] Ko-.:ncracyer sc!:a::.^Yur. at .. , lives two doors. Is ::e :'t:rt'. errd tc }:::u, t:^.e te]evizion Ort at the 1•ottcm of the rry:re was rc-.cvcd nfter t'a wrote Dr. John rrrnerseyer ct 2 Woolf Avenue Court, leua l;i:^, rr•rcrsir.- our ernee•'n about 1hr hnzcrdoes debris: at the bottom of the rnv'rc. While t.l:e television Ss ro .lon•:cr ;:resent the other items you rcr.tirred In •+cur rrr.crandu:. to F'r. ilastino are still there: -This r•-aterinl. is nc:: s-:'.ewl:nt concealed h;• tke snow, which m-kes the hr:znrd to children even rrre dnrrcroun. Y s':o••id r'^c like to know what action you rare contemplating in respect o.^ the %eight cr the fence to the east cf our hare. '•:r aro w:rh to know whether the de'ibernte divcrsiop of water courses or 'i oil !s 'r'•:. :.'c hnvc Leon, !.c]d l:y Dr- Km:uneMcym• that the dunk In the hott.or n.^ !hr r..v'rr. was -]need there to divert ntotn t::t.er flow. Sincerely, John R. Menninger -. 130 Ferson Iowa City, Iowa 57240 May 24, 1972 Vr. Dick Plantino Director of Public Works City of Iowa City Civic Center Iowa City, Iowa 52240 Derr Mr. Plastinot Lest November we consulted with ivr. Robert A. Fdberg, toning inspector of Ione City, on a fence adjoining our property's east boundary at 130 Fern, Iowa City, and about junk in the ravine northeast of our prDperty. We ere aloo concerned about deliberate diversion of the stream bed it the ravine. The 20 foot width at the bottom of the ravine Is, we unierctand, a city -owned rirtt-of-way and apparently under the jurisdiction of ,your office. We received a copy of a me:orandur. that Mr. Edberg sent tc your attention on November 21, 1977, corrections and amendments to which we sent hip in a letter dFted December 1, 1977. To dote we h%ve heard nothing of any action contemplated or taken by ,your office. The junk still resides at the bottom of the ravine, now no longer covered by snow and eery to inspect, and still presents a health and s•.fety hazard tc childrhn trying to walk and hlny there. This junk includes bed springs, rip, le olnntic roofing, iron stakes, sacks of concrete, rolls of old fencing, etc. 9T:ere is al.o an overwhelming quantity of tree cu'.tings, inereas.rr regularly, th--t obstructs the use of the ravine, al�heuEh this rnturel rsterial is not as hczardrus as the rest of the trash. We certainly ondorse the reauest by Mr. Pdberg that the junk be ra:.oved and that steps be taken to nee that no more refuse is thrown into the stream bed, whAever the justification may be. Would you please let us know promptly whether you intend to inspect this problem and initinte action to allevicte whet has become an unnecessarily long-lived neighborhood nuisance? Yohn truly yours, R. Menninger cc. R.A. Edbrrp — Lenley . Yen ninger 1990 CITY OF CIVIC CEN(ER 410 E. WASHINGTON ST. June 6, 1978 Mr. and Mrs. John Menninger 130 Ferson Iowa City, Iowa 52240 Dear Mr. and Mrs. Menninger: IOWA CITY IOWA CITY IOWA 52240 (319) 354.180D Thank you for your letter of May 24 regarding the gully adjacent to properties on Ferson Street. Your letter is difficult to answer since it is obvious you feel very strongly about the actions taken by your neighbors, the Kammermeyers. By any standards relative to violation of a City ordinance, the gully and adjacent properties are extremely well maintained. The main difficulty here seems to be a violation of an aesthetic standard which the City does not directly regulate. The Kammermeyers have installed a fence for reasons which seem valid to them. In a tour of their facilities, I noted that they have made extensive landscaping improvements and Mr. Kammermeyer tells me that vines have been planted which will eventually obliterate the fence. There are a few rolls of wire and other materials that have been placed in the gully by the Kammermeyers to prevent erosion against the base of the fence. The City is faced with a dilemma in this matter. It appears that both you and the Kammermeyers are environmentally sensitive people, yet there are ill feelings between the two parties. It appears two courses of action are open. The first course of action is for you to file charges against the Kammermeyers through private legal action. The second course of action, and one which may be preferred, is for you and the Kammermeyers, on your own initiative, to sit down and discuss mutual problems and how the two of you might work together to solve them. The conditions surrounding this case seem favorable toward a mutual solution without City interference. V�* tstino blic liorks BJP/jp cc: Bob Edberg HE IL AIrk is t V m� t I ALLEY 71 0 DUBUQUE STREET PLAZA 'I li SITE PLAN -FIRST FLOOR SCALE' IAB'• f-0" .r -a6 Joint City/County Meeting June 27, 1984 Joint City Council Meeting: June 27, 1984, 4:00 p.m. in the Public Library, Room A, in Iowa City, Iowa. County Present: Ockenfels, Sehr, Myers, Langenberg, Donnelly. City Present: Ambrisco, Baker, Dickson, Erdahl, McDonald, Strait, Zuber. Others Present: Berlin, Helling, Jansen, Karr, Peters, Grimes, White, Te PaskeMme. Moderator: Clayton Ringgenberg. Tape Recorded: 84-051, Side 1, 45 -End and Side 2, 1 -End. Ringgenberg stated the purpose of the joint meeting is for the City and County officials to discuss matters of common concerns and update each other on current activities. Environmental and Conservation Issues: McDonald explained that the City has recently formed a committee to identify and preserve fragile environmental areas within the city. The City would like to involve the County in identifying the fragile areas on the fringes of Iowa City, especially at the entrances to Iowa City. Baker reviewed the membership to the committee and suggested it would be a good idea to have a county representative on the committee. Joint Human Services Facility: Mintle stated that the City and County need to proceed with their commitment for a facility. Mintle and Te Paske reviewed the OPP grant process and application deadlines. The City Council and Board of Supervisors discussed building alternatives, including privatization, purchasing a facility, building a new building and using the Paul -Helen Building. Mintle stated that 11 agencies are definitely committed to a joint facility with two other agencies interested if space is adequate. White suggested contacting the state block grant officials for an analysis of the probability of obtaining the grant. Te Paske will get in contact with OPP officials. The City and County agreed to continue pursuing the joint human services facility concept. County Building: The City Council and Board of Supervisors discussed the proposed purchase of the Elm Grove Park parcel by the County. Berlin noted the possibility of the Cito the possible efuturegparkingsmaller thearcels County. White treviewedElm Grove the draft of the purchase agreement and stated that the County would like the City to consider sale of the Elm Grove Park parcel promptly. Jansen stated that the Council and Citycuss Clerkthto pexecute theosal y deed, andpass s set public hearingolution fortheMayor 7 Berlin said that the County could do test borings and preliminary site 2 planning immediately. In response to Strait, White said a clause could be added to the agreement requiring the County to provide the City with a copy of the proposed plan specifications and a form of the contract in advance of the public hearing. White also stated that the offer is subject to compli- ance by the City of all applicable statutes and ordinances. Areas of City -County Jurisdiction: The airport overlay zone, fringe area agreement, and specific current zoning concerns were discussed. Members agreed that unless there was strong objection to development applications the City Council would not go on record approving or denying the application but instead would send a letter acknowledging receipt and review of the proposal. Other Business: 1. Ockenfels inquired about the status of the congregate housing plans. Strait stated that service providers will be making presentations to the Housing Commission at upcoming meetings. Berlin stated that the next step is to decide who will provide planning assistance for congregate housiCounty will be contactedthat a faboutdfuture congregate housingittee will meetings. The 2. Ockenfels asked about City architect selection. Berlin stated that the City has a new process for consultant services selection and is currently using several different architects on various projects. 3. nextgfiscal stated year. thBthhCityxandeCountywill off cialsheld agr edmidway thatthrough day's meeting was valuable. Meeting adjourned at 5:30 p.m.