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HomeMy WebLinkAbout1982-01-05 Resolution4 r. RESOLUTION NO. 82-1 RESOLUTION TO ISSUE CIGARETTE PERMITS WHEREAS, the following firms and persons have made appli- cation and paid the mulct tax required by law for the sale of cigarettes and cigarette papers; therefore, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA, that the applications be granted and the City Clerk be and he/she is hereby directed to issue a permit to the following named persons and firms to sell cigarette papers and cigarettes: R. T. Grunts, P.O: Box 2808 It was moved by Lynch and seconded by Perret that the Resolution as read be adopted, and upon rol cal there were: AYES: NAYS: ABSENT: Balmer x Dickson x Erdahl x Neuhauser x Perret x Lvnch x McDonald x Passed and approved this 5th day of January , 19 82 Attest: %7Ja )i u) ,Q�1.. y - C ty� Clerk =` —= 1 141CROFILMED BY 1 JORM'-"MICR+LA9- "-�- CEDAR RAPIDS DES MOINES f /5 i J� RESOLUTION NO. q?_p RESOLUTION SETTING PUBLIC HEARING ON DISPOSITION OF PUBLIC PROPERTY IVHEREAS, the City of Iowa City previously vacated the North 11 of Des Moines Street between Dubuque and -Clinton Streets and the alley be- tween Lots 4 and 5 in Block 11, County Seat Addition to the City of Iowa City in 1898 to the Rock Island Railroad for the purposes of construction of a depot; and WHEREAS, Ralph L. Neuzil and Arlene M. Neuzil, husband and wife, and Dale Sanderson have purchased said depot from the Trustee in Bankruptcy for the Rock Island Railroad; and IVHEREAS, it is now necessary for the City of Iowa City to convey by quit claim deed to the aforesaid purchasers the property previously vacated except for the North 30 feet of the alley between Lots 4 and 5 in order to perfect the purchasers' title; and WHEREAS, the City is required to hold a public hearing on the disposi- tion of the City's interest in this vacated portion, if any there be. NOW, THEREFORE, BE IT RESOLVED BY THE CITY OF IOWA CITY, IOIVA, that a public hearing be held on the proposal to dispose of the following property to Ralph L. Neuzil and Arlene M. Neuzil, husband and wife, and Dale Sanderson, which property is legally described as follows: An undivided one-half interest to Ralph L. Neuzil and Arlene M. Neuzil, husband and wife, and an undivided one-half interest to Dale Sanderson to the following described real estate located in Iowa City, Iowa: The North one-half ('1) of Des Moines Street between Dubuque and Clinton Streets in Iowa City, and the South 50 Feet of the alley between Lots Four (4) and Five (S), in Block Eleven (11), County Seat Addition to the City of Iowa City, Iowa. Public hearing is hereby set for January 19, 1982, at 7:30 P.M. in the Council Chambers of the Civic Center, 410 E. Washington Street, Iowa City, Iowa. It was moved by Iynrh and seconded by the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: x Balmer x_ Erdahl _x Lynch perret_ I I4ICROFI! PED BY - DORMMIC R+L. fIB ." CEDAR RAPIDS •DES MOINES I IF 7) x Neuhauser ..x Perret x McDonald x Dickson Passed and approved this 5th day of January 1982. 1. MAYUlt ATTEST: 4"!">CIN CLEH MICROFILMED BY .. A13 . JORM. -r.AICR+Lj a 4 CEDAR RAPIDS -DES MOINES It —Ad I cao 4 cao �r 2s5 City of Iowa City MEMORANDUM DATE: December 30, 1981 TO: Mayor and Council FROM: Robert W. Jansen RIjuv RE: Rock Island Depot Purchase by Neuzil and Sanderson, Attorneys Attached please find a letter from Neuzil and Sanderson, Attorneys at Law, addressed to me concerning that firm's recent purchase of the old Rock Island depot. The letter is in the nature of an offer to purchase that pro- perty that had been previously vacated by the City pursuant to an ordinance enacted in 1898. However, the 1898 ordinance vacated not only the north one- half (h) of Des Moines Street between Dubuque and Clinton Streets, but also vacated the entire alley between Lots Four (4) and Five (5) in Block Eleven, whereas Neuzil and Sanderson are only requesting to purchase the south 50 feet of the alley since the north 30 feet of same is now Wright Street and the depot building does not encroach upon that street. As indicated in the letter from Neuzil and Sanderson, the depot building it- self sits on the alley between the south 50 feet of Lots Four (4) and Five (5) and a portion of the turret sits on the north half of Des Moines Street. Although'the 1898 vacation ran to the Rock Island Railroad, the vacation it- self may not necessarily extend good title to a subsequent purchaser from the Rock Island. Therefore, in order to establish clear title in Neuzil and Sanderson, they are requesting that the City give a quit claim deed for the property vacated in 1898 except for the north 30 feet of the alley which is now Wright Street. A token consideration of $100.00 is being offered basically to defray any costs that might be incurred by the City in disposing of this property. I would recommend that the Council grant the request. If the Council is in- clined to grant this request, it will be necessary to go through the statutory disposal of property procedures. Accordingly, the Council will be asked to adopt a resolution at its regular meeting on January 5th to set the matter for public hearing and public notice. Enclosure MICROFILMED BY -"JORM MICR#LAB CEDAR RAPIDS • DES M01!!ES adl s J� AA RALPH L. NEUZIL DALESANDERSON Mr. Robert W. Jansen City Attorney for Iowa City 9 S. Linn Street Iowa City, Iowa 52240 NEUZIL & SANDERSON ATTORNEYS AT LAW 817 South Dubuque Street P.O. Box 1807 Iowa City, Iowa 52244 December 24, 1981 re: Rock Island Depot Problems Telephone: Iowa City (319) 3373187 Oxford (319) 6284175 Dear Mr. Jansen: We have purchased the Rock Island Depot from the Trustee in Bankruptcy and need a Quit Claim Deed from the City of Iowa City in order to clear up some po- tential title problems. Back in 1898, the Rock Island wanted to move their depot to its present location. The City of Iowa City granted the Rock Island the right to build the depot on its present location and vacated the North 15 of Des Moines Street betweeen Dubuque and Clinton Streets and the alley between Lots 4 and 5 in Block 11, County Seat Addition to the City of Iowa City. In return for the vacation of the North )I of Des Moines Street and the alley between Lots 4 and 5 in Block 11, the Rock Island constructed the depot and dedicated to the City of Iowa City the North 30 feet of Lots 4 and 5 in Block 11, County Seat Addition to the City of Iowa City. This North 30 feet is known today as Wright Street. The depot building itself sets on the alley between the South 50 feet of Lots 4 and 5 of Block 11 and a portion of.the turret sits on vacated Des Moines Street. Our concern is that an ordinance and vacation may not have been sufficient to convey all title to the property vacated and in order for us to be sure we can give a valid first .-mortgage on the property, we are requesting that a Quit Claim Deed from the City -of Iowa City be issued as follows: An undivided one half interest to Ralph L. Neuzil and Arlene M. Neuzil, husband and wife, and an undivided one half interest to Dale Sanderson to the following described real estate locatedin Iowa City, Iowa,: The North one-half (31) of Des Moines Street between Dubuque and Clinton Streets in Iowa City, and the South 50 Feet of the alley between Lots Four; (4) and Five (5), in Block Eleven (11), County Seat Addition to the City of Iowa City, Iowa. The above description conincides with the descriptions used on the City Ordinances passed in 1898 except that we are excluding the North 30 feet of'.the Alley between Lots 4 and 5 which is Wright Street. If there were other documents which would have cleared title to this, they have been lost. We are offering the City as legal consideration for the Quit Claim Deed $100.00 to defray the costs of this matter. we will be available to discuss this matter with you or the City Council at any time. Very Truly Yours, Ral' p11 L euzil llale San erson II MICROFIL14ED BY `JORM 'MIC R+LAB� /J ( CEDAR RAPIDS • DES MOINES 1 i I RESOLUTION NO. 82-2a RESOLUTION APPPIIVING PLANS, SPECIFICATIONS, FORM OF CONTRACT, AND ESTIMATE OF COST FOR THE CONSTRUCTIONT OFTHE RALSTON CREEK ESTABLISHING AMOUNT OF BID SECURITY TO ACCOMPANY EACH BID, DIRECT- ING CITY CLERK TO PUBLISH NOTICE TO BIDDERS, AND FIXING TIME AND PLACE FOR RECEIPT OF BIDS. WHEREAS, notice of public hearing on the plans, specifications, form of contract, and estimate of cost for the construction of the above-named project was published as required by law, and the hearing thereon held. NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA: 1. That the plane, specifications, form of contract and estimate of cost for the construction of the above-named project are hereby app 2. That the amount of bid security to accompany each bid for the construction of the above-named project shall be in the amount of 10% of bid payable to Treasurer, City Of Iowa City, Iowa. 3. That the City Clerk is hereby authorized. and directed to publish notice for the receipt of bids for the construction of the above-named project in a newspaper published at least once weekly and having a general circulation in the City not less than four (4) nor more than twenty (20) days before the date established for the receipt of bids. 4. That bide for the construction of the above-named project are to be received by the City of Iowa City, Iowa, at the Office of the City Clerk, 1t the Civic Center, rste, until 10.00_ a RI _ O° the 37th day of JannaYy �' and the bids will be opened by the City Engille or his designep thereupon referred to the Council of the City Of Iowa City, Iowa, for action upon said bids at its next meeting to be held at the Council Chambers, Civic Center, 82Iowa City, Iowa, at 7.30br _ O6 the second day of Feuary 3CL I .s , MICROFILMED BY `^ �.....-- JOii M. MIC R(�LAB" --j CEDAR RAPIDS DES MOINES V Page 2 Resolution No. 82-2a It was moved by Balmer and seconded by McDonald that the Resolution as read eta od pte3, and upon roll Ca t ere were: AYES:. NAYS: ABSENT: • 7 x BALMER x DICKSON r x ERDAHL x LYNCH i x McDONALD x NEUHAUSER x PERRET Passed and approved this 5th day of January , 1982. MAYOR ATTEST:givanJ21 7LA„ rJ'� CITY CLERK i Received E Approved BY T130 Department 3� MICROFILMED BY " `JORM MICRf�1.:40 CEDAR RAPIDS DES MOINES r� RESOLUTION NO 82-3 RESOLUTION AUTHORIZING AND DIRECTING THE SOLICITATION OF OFFERS TO PURCHASE LAND FOR PRIVATE DEVELOPMENT .9F. THE OLD PUBLIC LIBRARY SITE AND ALL, OR A PORTION OF, THE ADJACENT PARKING LOT. WHEREAS, the City Council of Iowa City, Iowa desires to sell the Old Public Library site for private redevelopment;'and WHEREAS, the City Council of Iowa City is willing to sell or lease All, or a portion of, the adjacent easterly parking lot in conjunction with the development and/or redevelopment of the Old Public Library; NOW, THEREFORE BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, that the City Manager is hereby authorized and directed to solicit offers to purchase for private development of the Old Public Library site and offers to purchase or to lease all, or a portion, of the adjacent parking lot. BE IT FURTHER RESOLVED, that the City Clerk is hereby authorized and directed to publish notice of such solicitation of Offers to Purchase the Old Public Library site and Offers to Purchase and/or Lease for all, or a portion of, the adjacent parking lot. It was moved by Balmer and seconded by Perret the Resolution be adopted, -and upon roll cal.l there.were: AYES: NAYS: ABSENT: x Balmer x Dickson x Erdahl x Lynch x McDonald x Neuhauser x Perret Passed and approved this 5th day of January 1982. l i l 0. l 1 A D.l MAYOR ATTEST: ?&2A , & _'lO aAA2 dI w„� CITY CLERK ' V karolvoci & ATprovc i "y Ther189al Dep alimP I MicROrILMED BY L - DORM: MICR+I-AB 1.....j CEDAR RAPIDS • DES MOINES J� • J��! Cr" . �Y Authorization and Issuance Proceedings File No. IDR -3501 (Auth) Iowa City, Iowa January 5 1982 The City Council of Iowa City, Iowa, met in regular session on the 5th day of January 1982, at -3T o'clock _7p m., at the Civic Center in the City. The meeting was called to order and there were present Mary Neuhauser , Mayor,.in. the chair, and the following named Council Members: + Balmer. Dickson, Erdahl, Lynch, McDonald, Perret j I f Absent: None The Council investigated and found that notice of intention to issue Industrial Development Revenue Bonds, Series 1982 (Henry Louis, Incorporated ProjecE)rin the principal amount of $95,000, had as i directed by the City Council, been duly given according to law and'a ; hearing held thereon and the Council authorized the Issuer to proceed with the issuance of such Bonds. ; .i Council Member Perret introduced a Resolution entitled: - i "Resolution authorizing the issuance and sale of i an Industrial Development Revenue Bond (Henry Louis, Incorporated Project) of the City of Iowa City, Iowa, in the principal amount of $95,000, to finance the costs of acquiring and constructing certain leasehold improvements and equipment for Henry Louis, Incorporated, an Iowa corporation; 1 the execution of a Lender Loan Agreement with ! Iowa State Bank & Trust Company providing the terms and sale of such bond; the execution and delivery of a Loan Agreement with Henry Louis, Incorporated providing for the repayment of the loan of the proceeds of such bond, and related matters", and moved its adoption, seconded by Council Member Dickson After due consideration of said resolution by the Counci , t he Mayor put the question on the motion and upon the roll being called the following named Council Members.voted: Ayes: Lynch, McDonald, Neuhauser, Perret, Balmer, Dickson, Erdahl Nays: None Whereupon the Mayor declared said Resolution duly adopted and approval was signed thereto. -1- OELIN, HARRIS, HELMICK 8 HEARTNEY, LAWYERS, DES MOINES. IOWA MICROFILMED BY -JORM MICR4LAB -1 � 1 CEDAR RAI'I DS • DES MOINES � r RESOLUTION 82-4 "Resolution authorizing the issuance and sale of an Industrial Development Revenue Bond (Henry Louis, Incorporated Project) of the City of Iowa City, Iowa, in the principal amount of $95,000, to finance the costsof acquiring and constructing certain leasehold improvements and equipment for Henry Louis, Incorporated, an Iowa corporation; the execution of a Lender Loan Agreement with Iowa State Bank & Trust Company providing the terms and 'sale of such bond; the execution and delivery of a Loan Agreement with Henry Louis, Incorporated providing for the repayment of the loan of the proceeds of such bond, and related matters", I WHEREAS, the City of Iowa City, Iowa, in the County of Johnson, State of Iowa (the "Issuer") is an incorporated municipality authorized and empowered by the provisions of Chapter 419 of the Code of Iowa, 1981, as amended (the "Act") to issue revenue bonds for the purpose of financing the cost of acquiring, by construction or purchase, improvements and equipment, or any interest therein, suitable for the use of any commercial enterprise which the City Council finds is consistent with an urban renewal plan adopted by the Issuer pursuant to Chapter 403 of the Code of Iowa; and WHEREAS, the Issuer has made the necessary arrangements with Henry Louis, Incorporated (the "Company"), an Iowa corporation, for its acquisition by construction or purchase of certain leasehold improvements.and equipment suitable for use in its commercial enterprise, located within the Urban Renewal Area of the Issuer (the "Project"), which the Issuer has found to be consistent with the Issuer's Urban Renewal Plan, Project No. Iowa R-14, for the Urban Renewal Area designated in such plan; and ' WHEREAS, it is necessary and advisable that provisions be made for the issuance of an Industrial Development Revenue Bond, Series 1982 (Henry Louis, Incorporated Project) of the Issuer in the principal amount of $95,000 (the "Bond") as authorized and permitted by the Act to finance the cost of the Project to that amount; and WHEREAS, the Issuer will loan the proceeds of the Bond to the Company pursuant to the provisions of a Loan Agreement dated as of January 1, 1982 (the "Loan Agreement") between the Issuer and the Company the obligation of which will be sufficient to pay the principal of, redemption premium, if any, and interest on the Bond as and when the same shall be due and payable; and -3- 8ELIN. HARRIS, HELMICK 6 HEARTNEY. LAWYERS. DES MOINES. IOWA i I MICROFIL14ED BY j JORM MICR6LAE3 1 CEDAR RAPIDS DES t4018E5 ' i I � r' - f0 1 8 I i I —V WHEREAS, the Bond will be sold pursuant to and secured as provided by a Lender Loan Agreement to be dated as of January 1, 1982 (the "Lender Loan Agreement") by and between the Issuer and Iowa State Bank & Trust Company (the "Lender"); and WHEREAS, the rights of the Issuer in and to the Loan Agreement are assigned to the Lender under the Lender Loan Agreement; and WHEREAS, notice of intention to issue the Bond has been published ' and this Council has conducted a public hearing pursuant to such published notice, all as required by the Act, and has hereby determined that it is necessary and advisable to proceed with the financing of the Project; and WHEREAS, the Issuer has arranged for the sale of the Bond to the Lender. NOW, THEREFORE, BE IT RESOLVED by the City Council of the Issuer, as follows: I Section 1. Project Consistent with Urban Renewal Plan. The 1 Issuer will defray the cost of acquiring, constructing, improving and equipping a commercial enterprise consisting of a retail facility located within the Urban Renewal Area of the Issuer and consistent with Ii the Urban Renewal Plan by issuing the Bond and loaning the proceeds from the sale of the Bond to the Company. Section 2. Authorization of the Bond. In order to finance the cost of the Project, the Bond shall be and the same is hereby authorized, determined and ordered to be issued in the principal.amount of'i.S95,000. The Bond shall be issued as a single Bond in fully registered form, and shall be dated as of the date of issuance and delivery thereof and shall be executed, shall be in such form, shall be - 1 payable, shall have such prepayment provisions, shall bear interest at such rates, and shall be subject to such other terms and conditions as are set forth in the Lender Loan Agreement'and Loan Agreement. The Bond and the interest thereon do not and shall never constitute an indebtedness of or a charge against the general credit or taxing power of the Issuer, but are limited obligations of the Issuer payable solely from revenues and other amounts derived from the Loan Agreement and the Project and shall be secured by an assignment of the Loan Agreement and the revenues derived therefrom. Forms of the Lender Loan Agreement, the Bond and the Loan Agreement are before this meeting and are by this reference incorporated in this Bond Resolution, and the City Clerk is hereby directed to insert them into the minutes of the City Council and to keep them on file. -4- / j 1/ SELIN, HARRIS, HELMICK & HEARTNEY, LAWYERS, DES MOINES, IOWA 1 .. .... _ . .. 1. r' n j MICROFILMED BY I ` I DORM MICR6LAB- j CEDAR RAMIDS • DES MOINES 1 ! _ r Section 3 Lender Loan Agreement• Sale of the Bond. In order to provide for the sale of the Bond to the Lender and the conditions with respect to the delivery thereof, the Mayor and City Clerk shall execute, acknowledge and deliver in the name and on behalf of the Issuer, the Lender Loan Agreement in substantially the form submitted to the City Council, which is hereby approved in all respects. The - sale of the Bond to the Lender is hereby approved and the Mayor and City Clerk of the Issuer are hereby authorized and directed to deliver the Bond to the Lender. Deposit by the Lender to the credit of the . Issuer of the purchase'price, namely $95,000, in immediately available funds at the office of the Lender in Iowa City, Iowa shall constitute payment in full for the Bond pursuant to Section 1.02 of the% Lender Loan Agreement. The Lender shall be authorized as the Issuer's depository and agent to immediately deposit such purchase price in the Project Fund established by Section 1.03 of the Lender Loan Agreement to effect the making of the loan of the proceeds of sale of the Bond to the Company pursuant to Section 1.02 of the Lender Loan Agreement. Section 4. Repayment of Loan. The Loan Agreement requires the Company in each year to pay amounts as loan payments sufficient to pay the principal of, redemption premium, if any, and interest on the Bond when and as due and the payment of such amounts by the Company tothe Lender pursuant to the Loan Agreement is hereby authorized, approved and confirmed. Section 5. Loan Agreement. In order to provide for the loan of the proceeds of the Bond to acquire, and equip the Project and the payment by the Company of an amount sufficient to pay the principal of any premium, if any, and interest on the Bond, the Mayor and City Clerk shall execute, acknowledge and deliver in the name and on behalf of the Issuer the Loan Agreement in substantially the form submitted to the City Council, which is hereby approved in all respects. Section 6. Miscellaneous. The Mayor and/or the City Clerk are hereby authorized and directed to execute, attest, seal and deliver any and all documents and do any and all things deemed necessary to effect the issuance and sale of the Bond and the execution and delivery of the Loan Agreement and the Lender Loan Agreement, and to carry out the intent and purposes of this resolution, including the preamble hereto. Section 7. Severability. The provisions of this resolution are hereby declared to be separable and if any section, phrase or provisions shall for any reason be declared to be invalid, such declaration shall not affect the validity of the remainder of the sections, phrases and provisions. mi: 6ELIN, HARRIS, HELMICK & HEARTNEY. LAWYERS, DES MOINES, IOWA r MICROFILMED BY I I. _-JORM MICR¢LAB CEDAR RAPIDS • DES MOINES M1 _;o it 1 f ion S. ll resoltins heref in conflict therewithRare ahereby Arepealedutoo theaextenttofnd Parstsuchoconflict. Section 9. Effective Date. This resolution shall become effective immediately upon adoption. Passed and approved this 5th day of January, 1982 Mayor ran i SELIN, HARRIS, HELMICK & HEARTNEY, LAWYERS, DES MOINES, IOWA 1 MICROFILMED BY �. 1. -1 L� JORM E CEDAR RAPIDS DES MOINES] .'"_1 r"1 ' STATE OF IOWA COUNTY OF JOHNSON SS: CITY OF IOWA CITY .the undersigned, do hereby certify that I am the. duly appointed, qualified and acting City Clerk of the City of Iowa City, in Johnson County, State of Iowa, and as such'I have in my possession have access to ti, e complete corporate records of said City and its or Council and officers, that I have carefully compared the transcript hereto attached with the aforesaid corporate records and that said transcript hereto attached is a true, correct and complete copy of'all the corporate records in relation to the adoption of the resolution therein set out. WITNESS my hand and the corporate seal of said City hereto affixed this 5th day of January, 1982. -;w r. -7- SELIN, HARRIS, HELMICK 8 HEARTNEY, LAWYERS, DES MOINES, IOWA t 141CROFILI4ED BY I ....�_�.. �..�.. __JORM MICR#L'AB` ~A CEDAR RAPIDS • DES MOINES Ij 1 L1 / I CITY OF IOWA CITY, IOWA FlXIN HENRY LOUIS, INCORPORATED ,r LOAN AGREEMENT Dated as of January 1, 1982 r The interest of the City of.Iowa City, Iowa in this Loan Agreement and all amounts receivable hereunder have been assigned to Iowa State Bank & Trust Company, Iowa City, Iowa, as Lender. This instrument was prepared by: BELIN, HARRIS, HELMICK & HEARTNEY 2000 Financial Center Des Moines, Iowa 50309 Telephone (515) 293-7100 ----.__._.._.. 141CROFIL14ED BY L. .._JORM "MICR+LAB.. ..... _.._� _..� CEDAR RAPIDS • DES MOINES J{ $60 � I I I I i I i f I i s $60 MICROFILMED BY 1. "JORM MICR+L CEDAR RAPIDS • DES MOIYES � r'-: TABLE OF CONTENTS (This Table of Contents is not a part of this Loan Agreement and is only for convenience of reference.) ARTICLE I AMOUNT AND TERMS OF THE LOAN Section 1.01 The Loan -------------------------------------- 2 Section 1.02 Making the Loan------------------------------- 2 Section 1.03 Loan Repayment Installments------------------- 2 Section 1.04 Prepayments----------------------------------- 2 Section 1.05 Time and Place of Payments-------------------- 2 Section 1.06 Payment on Non -Business Days------------------ 2 Section 1.07 Use of Proceeds------------------------------- 3 Section 1.08 Investment of Proceeds Permitted ----------- 4 ARTICLE II CONDITIONS OF LENDING Section 2.01 Conditions Precedent to the Loan -------------- 5 Section 2.02 Further Conditions Precedent to the Loan------ 5 ARTICLE III REPRESENTATIONS, COVENANTS AND WARRANTIES Section 3.01 Representations, Covenants and Warranties of the Company ------------------------------ 6 Section 3.02 Representations, Covenants and Warranties of the Issuer------------------------------- 8 ARTICLE IV EVENTS OF DEFAULT Section 4.01 Events of Default----------------------------- 9 ARTICLE V MISCELLANEOUS Section 5.01 Amendments, Etc.------------------------------ 11 Section 5.02 Notices, Etc.--------------------------------- 11 MICROFILMED BY 1. "JORM MICR+L CEDAR RAPIDS • DES MOIYES � r'-: i I i I .I I ------------------ 11 Section 5.03 No Waiver; Remedies------ _ 11 Section 5.04 Accounting Terms-----------------------------__ 11 7 Section 5.05 Indemnity and Expenses-------- ---' 13 Section 5.06 Assignment of Issuer's Rights------- --'-- 13 Section 5.07 Special Arbitrage Certifications----------- 13 Section 5.08 Binding Effect; Governing Law--- -'- Section 5.09 Obligations of the Company Hereunder--_--_-_-- 14 Unconditional-------------------- Section 5.10 Distributions, Compensation and Long Term Debt 14 =---------------------- -- 15 .EXECUTION ------'-'------- I EXHIBIT A Description of Project and Estimated Project- 4 Costs EXHIBIT B Form of Requisition EXHIBIT C Addresses for Notices i r 4 1 � 1 `�. MICROFILMED BY ._.JORM.: MICR+L-AB_ CEDAR RAPIDS • DES MOINES ; t If 1 ''r LOAN AGREEMENT, dated as of January 1, IOWA CITY, IOWA, a municipal corporation of "Issuer") and Henry Louis, Incorporated (the 1982, between the CITY OF the State of Iowa (the "Company"). PRELIMINARY STATEMENTS (1) The Issuer is an incorporated municipality authorized and empowered by the provisions of Chapter 419 of the Code of Iowa, 1981, as amended (the "Act") to issue revenue bonds for the purpose of financing the cost of acquiring, by construction or purchase, land, buildings, improvements and equipment, or any interest therein, suitable for the use of commercial enterprises which the City Council of the Issuer as the governing body, finds is consistent with an urban renewal plan, adopted by the Issuer pursuant to Chapter 403 of the Code of Iowa. (2) The Issuer has adopted an Urban Renewal Plan, Project No. Iowa R-14 (the "Urban Renewal Plan") for the Urban Renewal Area. designated therein (the "Urban Renewal Area"). (3) The Company desires to borrow the proceeds of such bonds from the Issuer, pursuant to the Act, in order to acquire, construct and equip certain leasehold improvements and equipment to be located within the Urban Renewal Area (the "Project") consistent with and in furtherance of the Urban Renewal Plan and as more fully described in Exhibit A hereto suitable for use by the•Company in its commercial' enterprise. (4) The Issuer, in order to lend such proceeds to the Company, (i) has determined that it is necessary and advisable that the Issuer proceed with the issuance and sale of the hereinafter referred to Bond as authorized and permitted by the Act to finance all or a portion of the Project, (ii) has authorized the issuance of an Industrial Development Revenue Bond, Series 1982 (Henry Louis, Incorporated Project) in the aggregate principal amount of $95,000 (the "Bond") by resolution of the City Council of the Issuer adopted on January 5, 1982 (the 'Bond Resolution"), and (iii) has entered into a Lender Loan Agreement (the "Lender Loan Agreement"), dated as of January 1, 1982, with the Iowa State Bank B Trust Company, Iowa City, Iowa (the "Lender"), who will act as agent and fiduciary of the Issuer for all purposes in connection with this financing. (5) It is a condition precedent to the purchase of the Bond by the Lender under the Lender Loan Agreement that -the interest of the Issuer in this Agreement, except for the right to receive payment and YD r' r )' � 1 - MICROFILMED BY ...`., ) 1. _-JORM. MICR#LAB- I + CEDAR RAPIDS • DES MOINES jl � indemnification pursuant to Section 5.05 hereof, be assigned and pledged, respectively, to the Lender pursuant to the Lender Loan Agreement as security for the payment of all amounts now or hereafter payable under the Lender Loan Agreement and the Bond. NOW, THEREFORE, in consideration of the premises, the Company and the Issuer hereby agree as follows: ARTICLE I AMOUNT AND TERMS OF THE LOAN SECTION 1.01. The Loan. The Issuer agrees,* upon the terms and conditions hereinafter set forth, to make a loan to the Company on the date of the delivery of the Bond from the proceeds of the sale of the Bond to the Lender in the amount of $95,0100 in order to fifiance the Project (the "Loan"). SECTION 1.02. Making the Loan. On the date of the Loan and upon fulfillment of the applicable conditions set forth in Article II, the Issuer will make the Loan available to the Company in immediately available funds at the offices of the Lender at the address of the Lender set forth in Exhibit C hereto subject to the provisions of Sections 1.07 and 1.08 hereof. SECTION 1.03. Loan Repayment Installments. Until the principal of and the premium, if any, and interest on the Bond shall have been fully paid or provision for the payment thereof shall have been made in accordance with the Lender Loan Agreement and the Bond, the Company shall pay directly to the Lender, as a repayment installment of the Loan, a sum equal to the principal (whether at maturity, or upon redemption or acceleration), premium, if any, and interest due on the Bond as provided in the Bond and in the Lender Loan Agreement. Each loan payment installment paid pursuant to this Section shall at all times be sufficient to pay the total amount of interest and principal (whether at maturity or upon redemption or acceleration) and premium, if any, payable on the payment date to which it relates. SECTION 1.04. Prepayments. The outstanding principal of the Loan may be prepaid at any time in whole or in part in order to prepay the outstanding principal of the Bond in whole or in part as permitted or required by the provisions of the Bond. -2- MICROFILMED BY -JORM MICR/LAB CEDAR RAPIDS • DES MOINES 1 J _w SECTION 1.05. Time and Place o£Payments. The Company shall make each payment under t is Agreement an the Bond not later than the day when due in -lawful money of the United States of America to the Lender at its address referred to in Section 5.02 in immediately available funds, except as otherwise provided in the Lender Loan Agreement. SECTION 1.06. Payment on Non—Business Days. Whenever any payment to be made hereunder or under the Bond sha a stated to be due on a Saturday, Sunday or a public holiday or the equivalent for banks generally under the laws of the State of Iowa (any other day being a "Business Day"), such payment may be made on the next succeeding Business Day together with interest in respect of such extension. SECTION 1.07. Use of.Proceeds. All of the proceeds of the Loan are to be deposited in• the Project Fund created by Section 1.03 of the Lender Loan Agreement (the "Project Fund") and withdrawals therefrom may be made by the Lender and disbursed t'o the Company for'the following purposes and expenses only if such items were incurred subsequent to April 21, 1981 and for no other purposes or expenses upon the receipt of a written requisition from an authorized officer of the Company in the form set out in Exhibit B attached hereto: (a) Payment to the Company of such amounts, if any, as shall be necessary to reimburse the Company in full for all advances and payments made by it, whether prior to or after the delivery of the Bond, for expenditures in connection with the preparation of plans and specifications for the Project (including any preliminary utilities and other facilities necessary or desirable in connection with the Project), or reimbursement for any of the costs specified in subsections (b) through (g) hereof paid or advanced by the Company after the aforementioned date; (b) Payment of the legal, accounting and other fees and expenses, and printing and engraving costs incurred in connection with the authorization, sale and issuance of the Bond, the execution, delivery, filing and the preparation of all documents in connection therewith; (c) Payment for labor, services,'materials, and supplies used or furnished for site improvement in the construction' and acquisition of the Project, payment for the cost of the acquisition of any part of the Project and the installation thereof, payment for the cost of the construction, acquisition and installation of utility services or other facilities and all real and personal property deemed necessary in connection with the Project and payment for the miscellaneous expenses incidental to any of the foregoing items; —3— yo 141CROFILIIED BY --JORM MICR#LAU L) CEDAR RAPIDS • DES MOINES 1 1 _y (d) Payment of the fees, if any, for architectural, engineering, legal, financial and supervisory services with respect to the Project, and commitment fees and underwriting fees for the financing of the Project; (e) To the extent not paid by a contractor for construction or installation with respect to any part of the Project, payment of the premiums on all insurance required to be taken out and maintained during the acquisition and construction of the Project; (f) Payment of the taxes, assessments and other charges, if any, that may become payable during the acquisition and construction of the Project with respect to the Project; (g) Payment of expenses incurred in seeking to enforce any remedy against any contractor or subcontractor in respect of any default under a contract relating to the Project; r (h) Interest on the Bond or with respect to any other temporary financing during the construction of the Project; (i) Payment of any other costs permitted by the Act, which constitute a part of the costs of the Project in accordance with generally accepted accounting principles and which will not affect the exemption from federal income taxes of interest on the Bond. All monies remaining in the Project Fund after completion of the acquisition and construction of the Project and the payment in full of the costs thereof and after payment of all other items provided for in the preceding subsections (a) to (i) shall be used by the Company to prepay the Bond in part. In the event the proceeds of the Loan are not sufficient to pay the costs of the Project, the Company agrees to complete the Project and pay the costs thereof. The Issuer does not make any warranty, either expressed or implied, that the proceeds of the Loan available for payment of costs of the Project will be sufficient to pay all the costs which will be incurred in that connection. SECTION 1.08. Investment of Proceeds Permitted. Any funds held in the Project Fund may be invested or reinvested by the Lender upon written request of the Company in (i) obligations issued or guaranteed by the United States; (ii) obligations issued or guaranteed by any person controlled or supervised by and acting as an instrumentality of -4- MICROFILMED BY �- JORM MFCR+LA6" j CEDAR RAPIDS DES MOINES I !� 1 _y M J� the United States pursuant to authority granted by the Congress of the United States; (iii) obligations issued or guaranteed by any State of the United States or the District of Columbia, or any political subdivision of any such state or district; (iv) prime commercial paper; (v) prime finance company paper; (vi) bankers acceptances drawn on and accepted by banks organized under the laws of any state or of the United States; (vii) repurchase agreements (including with the Lender) fully secured by obligations issued or guaranteed by the United States or any person controlled or supervised by and acting as an instrumentality of the United States pursuant to authority granted by the Congress of the United States; and (viii) certificates of deposit issued by and savings accounts in banks (including organized under the laws of any state orofthe United States. The investments so purchased shall be held by the Lender and shall be deemed at all times a part of the Project Fund, and the .interest accruing thereon and any profit realized therefrom shall be credited to such fund and shall be separately accounted for. - • I ARTICLE II i CONDITIONS OF LENDING SECTION 2.01. Conditions Precedent to the Loan. The obligation and agreement of the Issuer to make the Loan is subject to the conditions precedent that the Bond be concurrently sold and paid for under the Lender Loan Agreement and that the Issuer shall have received on or before the day of the Loan the following in form and substance satisfactory to the Issuer: (a) The Lender Loan Agreement and the documents and showings set forth therein as a condition precedent to the purchase of the Bond and the making of the Loan thereunder; (b) Certified copies of the resolutions of the Board of Directors of the Company and of all documents evidencing all necessary corporate action and governmental approvals, if any, with respect to this Agreement, the Lender Loan Agreement and the other agreements and documents required by the Lender Loan Agreement; (c) A certificate of an officer of the Company certifying the names and true signatures of the officers of the Company authorized to sign this Agreement and the other documents or agreements to be delivered by the Company hereunder or pursuant to the Lender Loan Agreement. PrP MICROFILMED BY J 1 "-'JORM. MICR#LA13 l CEDAR RAPIDS DES MOI4E5 I _y I _y SECTION 2.02, Further Conditions Precedent to the Loan. The obligation of the Issuer to ma e t e Loan shal be su 3ect to the further conditions precedent that on the date of the following statemthe ents shall be true and the Issuer shall a have )received a certificate, signed by a duly authorized officer of the Company, dated the date of the Loan, stating that: (a) The representations and warranties contained in Section 3.01 i Of this Agreement are correct on and as of the date of the Loan as though made on and as of such date; and (b) No evnt has occu and ontinul the Loan, which -result from econstitutesrandEventlofcDefaultnbutoforouldthe requirement that notice be given or time elapse or both, ( and (ii) the Issuer shall have received such other a or documents as the Issuer may reasonably, request. pprovals, opinions 1 ARTICLE III REPRESENTATIONS, COVENANTS AND WARRANTIES SECTION 3.01. Representations, Covenants and Warranties Com an The Company represents and warrants as follows: ` the (a) The Company is a corporation duly incorporated, validly I! existing and in good standing under the laws of the jurisdiction in which it is incorporated and is standing under the laws of the Statelofefidiowo do business and in good (b) The execution, delivery and performance by the Company of this Agreement and other agreements required by the Lender Loan Agreement are within the Company's corporate authorized by all necessary corporate action,pdoenot contraveners have been (j) ! Company's charter or bylaws or (ii) law or any contractual restriction i binding on or affecting the Company, and do not result in or require the creation of any lien, security interest or other charge or encumbrance (other than pursuant hereto) upon or with respect to any of properties; (c) Except for the Aproceedings required by Iowa law with respect to ond, all of which have been taken and completed, no authorization i or approval or other action by, and no notice to or filing with, any i ( i MICROFILMED BY JORM MICR+L:AB i CEDAR RAPIDS • DES 14014ES Te J 1t. I I �1 governmental authority or regulatory body is required for the due execution, delivery and performance by the Company of this Agreement and other documents and agreements required by the Lender Loan Agreement; (d) This Agreement is, and the other documents and agreements required by the Lender Loan Agreement when delivered hereunder or pursuant thereto will be, legal, valid and binding obligations of the Company enforceable against the Company in accordance with their respective terms; (e) The estimated cost of the Project is as set forth -in Exhibit A hereto and has been determined in accordance with generally accepted engineering and accounting principles and all of the proceeds of the Loan will be used to finance the cost of the Project and no part of the proceeds of the Loan will be used to finance working capital or inventory of the Company; i (f) Acquisition and construction of the Project - commenced after April 21, 1981, the date upon which the governing body of the Issuer first took official action with respect to the Project and the issuance of the Bond; prior to April 21, 1981, neither the Company nor any related person entered into any binding agreement in connection with the construction of the Project, no on-site work had been commenced in connection with the construction of the Project, and no off-site fabrication of any portion of the Project had been commenced; (g) There is no litigation or proceeding pending, or to the knowledge of the Company threatened, against the Company affecting in any manner whatsoever the right of the Company to execute this Agreement or the other agreements required to be executed by the Company under the Lender Loan Agreement, or the ability of the Company to pay the payments required hereunder or to otherwise comply with its, obligations contained herein or therein; j (h) The Company will not take or permit to be taken any action which would have the effect, directly or indirectly, of subjecting interest on the Bond to federal income taxation; (i) The Company intends to operate or cause the Project to be ioperated as a "project", within the meaning of the Act, and agrees to operate the Project within the area of and w i.I:L ithe Urban Renewal Plan, until the date on which the Bond has been fully paid and is no longer outstanding; f' 1 � MICROFI LIAEO BY i l I JORM MICR#LAB CEDAR RAR10S - DES MOINES I I J� -I.e.\ r 1 'V (e) The estimated cost of the Project is as set forth -in Exhibit A hereto and has been determined in accordance with generally accepted engineering and accounting principles and all of the proceeds of the Loan will be used to finance the cost of the Project and no part of the proceeds of the Loan will be used to finance working capital or inventory of the Company; i (f) Acquisition and construction of the Project - commenced after April 21, 1981, the date upon which the governing body of the Issuer first took official action with respect to the Project and the issuance of the Bond; prior to April 21, 1981, neither the Company nor any related person entered into any binding agreement in connection with the construction of the Project, no on-site work had been commenced in connection with the construction of the Project, and no off-site fabrication of any portion of the Project had been commenced; (g) There is no litigation or proceeding pending, or to the knowledge of the Company threatened, against the Company affecting in any manner whatsoever the right of the Company to execute this Agreement or the other agreements required to be executed by the Company under the Lender Loan Agreement, or the ability of the Company to pay the payments required hereunder or to otherwise comply with its, obligations contained herein or therein; j (h) The Company will not take or permit to be taken any action which would have the effect, directly or indirectly, of subjecting interest on the Bond to federal income taxation; (i) The Company intends to operate or cause the Project to be ioperated as a "project", within the meaning of the Act, and agrees to operate the Project within the area of and w i.I:L ithe Urban Renewal Plan, until the date on which the Bond has been fully paid and is no longer outstanding; f' 1 � MICROFI LIAEO BY i l I JORM MICR#LAB CEDAR RAR10S - DES MOINES I I J� -I.e.\ L, (j) No changes shall be made in the Project and no actions will be taken by the Company which in any way affect the qualification of the Project as a "project", as defined by the Act, or impair the exemption of interest on the Bond from federal income taxation; (k) The Project, as designed, complies with all presently applicable building and zoning ordinances; (1) The Company agrees that during the term of the Loan it will maintain its corporate existence, will remain duly qualified and in good standing in the State of Iowa, will not dissolve or otherwise dispose of substantially all of its assets and will not consolidate with or merge into another corporation or permit one or more other corporations to consolidate with or merge into it; provided that the Company may, without violating the agreement contained in this Section, consolidate with or merge into another corporation, or permit one or more other corporations to consolidate with or merge into it, or dispose of all or substantially all of its assets to another corporation, provided that the acquiring, surviving or resulting corporation, as the case may be, (i) assumes in writing all of the obligations of the Company herein and under any other agreements required by the Lender Loan Agreement, (ii) has a net worth at least equal to that of the Company immediately prior to such disposition, reincorporation, acquisition, consolidation or merger, and (iii) is a corporation organized under the laws of one of the states of the United States of America and is qualified to do business in the State of Iowa; (m) The Company will comply in all material respects with all applicable Paws, rules, ordinances, regulations and orders, such compliance to include, without limitation, paying before the same become delinquent all taxes, assessments and governmental charges imposed upon it or upon its property except to the extent contested in good faith; (n) The Company agrees to have an annual audit made by its regular, independent, certified public accountants and to furnish the Lender annually within 90 days of the close of the Company's fiscal year any, and such all, financial statements as the Lender may request, accompanied by an opinion of said accountants; (o) The loan of the proceeds of the Bond to the Company will induce the Company to complete the Project; (p) The Company as lessee under a Lease Agreement with Old Capitol Center Partners has an unrestricted right to use the site on i y� r 1' ' 141CROMWED BY i ) � "JORM MICR+LAB- ' CEDAR RAPIDS • DES MOINES � H Y which the Project is located, subject to the terms of said Lease Agreement, and warrants and will defend its right to use said site against the claims of all persons; (q) The Company agrees that the Issuer shall have no responsibility nor incur any expense for maintenance or preservation of the Project or for the payment of any taxes, assessments or other governmental charges assessed or levied with respect to the Project. SECTION 3.02. Re resentations, Covenants and Warranties of the Issuer. Issuer represents an warrants as oilows: (a) The Issuer is a municipality duly organized and existing under the constitution and laws of the State of Iowa; (b) The Issuer covenants that it will not pledge the amounts derived from this Agreement or the Projedt other than to secure the Bond. ARTICLE IV EVENTS OF DEFAULT SECTION 4.01. Events of Default. If any of the following events ("Event of Default") sha occur and be continuing: (a) Any representation or warranty made by the Company (or any of 'its officers) under or in connection with this Agreement shall prove to have been incorrect in any material respect when made; or (b) The Company shall fail to pay any installment of principal of the Loan within ten (10) days after it is due; or , (c) The Company shall fail to pay any installment of interest on the Loan within ten (10) days after it is due; or (d) The Company shall fail to perform or observe any other term, covenant, or agreement contained in this Agreement and any such failure shall remain unremedied for thirty (30) days after written notice thereof shall have been given to the Company by the Issuer or the Lender; or e any interest oropremium hthereon, fwhen ail tdue a(whether y any bbyoscheduledpany, or -9- yo 1 141CROFILMED BY ` L.-"JORM- MICR+LAB_ CEDAR RAPIDS • DES MOIRES + . I maturity, required prepayment, acceleration, demand or otherwise) and such failure shall continue after the applicable grace period, if any, specified in the agreement or instrument relating to such Debt, unless such failure shall be waived in writing or (ii) fail to perform or observe any term, covenant or condition on its part to be performed or observed under any agreement or instrument relating to any such Debt, when required to be performed or observed, and such failure shall continue after the applicable grace period, if any, specified in such agreement or instrument, if the effect of such failure to perform or observe is to permit acceleration of the maturity of such Debt; or any such Debt shall be declared to be due and payable, or required to be prepaid (other than by a regularly scheduled required prepayment), prior to the stated maturity thereof; provided, however, that notwithstanding any other language contained herein to the contrary that the Company shall not be deemed to be in default, if nonpayment of any such Debt is the result ofa bona -fide dispute or is being contested in good faith; as used herein, "the term "Debt" means (1) indebtedness for borrowed money (excluding the indebtedness evidenced by the Bond) or for the deferred purchase price of property or services in respect of which the Company is liable, contingently or otherwise, as obligor, guarantor or otherwise, or in respect of which the Company otherwise assures a creditor against loss and (2) obligations under leases which shall have'been or should be, in accordance with generally accepted accounting principles, recorded as capital leases in respect of which obligations the Company is liable, contingently or otherwise, as obligor, guarantor or otherwise, or in respect of which obligations the Company otherwise assures a creditor against loss; or (f) The Company shall (i) apply for or consent to the appointment of, or the taking of possession by, a receiver, custodian, trustee or liquidator of itself or of all or a substantial part of its property, (ii) admit in writing its inability, or be generally unable, to pay its debts as they become due, (iii) -make a general assignment for the benefit of its creditors, (iv) commence a voluntary case under the federal bankruptcy laws (as now or hereafter in effect), (v) be adjudicated a bankrupt or insolvent, (vi) file a petition seeking to take advantage of any other law relating to bankruptcy, insolvency, reorganization, winding up or composition or adjustment of debts, (vii) acquiesce in writing to, or fail to controvert in a timely or appropriate manner, any petition filed against the Company in an involuntary case under such bankruptcy laws, or (viii) take any corporate action for the purpose of effecting any of the foregoing; or (g) A case or other proceeding shall be commenced, without the application or consent of the Company, in any court of competent -10- 1 MICROFILMED BY 1- - JORM MICR#LAO CEDAR RAPIDS DES MOINES ' _y jurisdiction, seeking the liquidation, reorganization, dissolution, winding up, or composition or readjustment of debts, of the Company, the appointment of a trustee, receiver, custodian, liquidator or the like of the Company or of all or any substantial part of its assets, or any similar action with respect to the Company under any laws relating to bankruptcy, insolvency, reorganization, winding up or composition or adjustment of debts, and such case or proceeding shall continue undismissed, or unstayed and in effect, for a period of 60 days, or an order for relief against the Company shall be entered in an involuntary case under the federal bankruptcy laws (as now or hereafter in effect); or (h) An Event of Default shall occur and be continuing under the Lender Loan Agreement or any of the other agreements or instruments required by the Lender to be executed pursuant to the Lender Loan Agreement; then, in any event referred to in (f) and (g) above, the Loan, all interest thereon and all other amounts payable under this Agreement, j shall be forthwith due and payable without notice or demand, and in any ) other event referred to above, the Issuer or its agent may, by notice to the Company, declare the Loan, all interest thereon and all other amounts payable under this Agreement to be forthwith due and payable, whereupon the Loan, all such interest and all such amounts shall become and be forthwith due and payable, without presentment, demand, protest or further notice of any kind, all of which are hereby expressly waived by the Company, provided that the Bond shall be simultaneously accelerated pursuant to the Lender Loan Agreement. ARTICLE V MISCELLANEOUS SECTION 5.01. Amendments, Etc. No amendment or waiver of any provision of this Agreement, nor consent to any departure by the Company herefrom, shall in any event be effective unless the same shall be in writing and signed by the Issuer and the Company and consented to by the Lender and then such waiver or consent shall be effective only in the specific instance and for the specific purpose for which given. Section 5.02. Notices, Etc. All notices and other communications provided for hereunder s a e in writing (including telegraphic communiciation) and mailed or telegraphed or delivered to the persons Mae I MICROFILMED BY -JORM -MIC R1jIL A['f- ) CEDAR RAPIDS • DES MOINES I \\ and addresses set forth in Exhibit C hereto, or, as to each party, at such other address as shall be designated by such party in a written notice to the other parties. All such notices and communications shall, when mailed or telegraphed, be effected when deposited in the mails or delivered to the telegraph company, respectively, addressed as aforesaid. SECTION 5.03. No Waiver; Remedies. No failure on the part of the Issuer to exercise, and no delay in exercising, any right under this Agreement shall operate as a waiver thereof; nor shall any single or partial exercise of any right under this Agreement preclude any other or further exercise thereof or the exercise of any other right. The remedies provided in this Agreement are cumulative and not exclusive ofi any remedies provided by law. SECTION 5.04. Accountin Terms. All accounting terms not specifically defined erein shall be construed in accordance with generally accepted accounting principles consistently applied, except as otherwise stated herein. SECTION 5.05. Indemnit and Expenses. (a) The Company will indemnify and save harm e% t e Issuer and its officers and employees from and against any and all losses, by it or them while it or they are acting in good faith to carry out the transactions contemplated by this Agreement or to safeguard its or their interests or ascertain, determine or carry out its or their obligations under this Agreement, the Bond Resolution, the Lender Loan Agreement or any law or contract applicable to said transaction. It is the intention of the parties that the Issuer shall not incur pecuniary liability by reason of the terms of this Agreement, or the undertakings required of the Issuer hereunder, by reason of the issuance of -the Bond, the adoption of and delivery of the Bond Resolution, the performance of any act required of it by this Agreement or the Lender Loan Agreement, or the performance of any act requested of it by the Company, including all claims, liabilities or losses arising in connection with the violation of any statutes or regulations pertaining to the foregoing; accordingly, if the Issuer (including any person at any time serving as an officer or employee of the Issuer) should incur any such pecuniary liability, then in such event the Company shall indemnify and hold harmless the Issuer (including any person at' any time serving as an officer or employee of the Issuer) against all claims by or on behalf of any person, firm or corporation, arising out of the same, and all costs and expenses incurred in -12- j //O 1 . Id IOROFl LMED DY . L--JORM. MICROLAB.. .. _.I �a. J CEDAR RAPIDS • DES MOINES i J _y connection with any such claim or in connection with any action or proceeding brought thereon. The Company releases the Issuer (including any person at any time serving as an officer or employee of the Issuer) from, agrees that the Issuer (including any person at any time serving as an officer or employee of the Issuer) shall not be liable for, and agrees to indemnify and hold the Issuer (including any person at any time serving as an officer or employee of the issuer) harmless from, (i) any liability for any loss or damage to property or any injury to, or death of, any person that may be occasioned by any cause whatsoever pertaining to the Project, or (ii) any liabilities, losses or damages, or claims therefor, arising out of the failure, or claimed failure of the Company to comply with its covenants contained in this Agreement, including, in each such case, any attorneys' fees. The Company agrees to indemnify and hold the Issuer (including any person at any time serving as an officer or employee of the Issuer) harmless to the fullest extent permitted by law from any losses, costs, charges, expenses (including attorneys' fees), judgments and liabilities incurred by it or them, as the case may be, in connection with any action, suit or proceeding instituted or threatened in connection with the transaction contemplated by this Agreement. If any such claim is asserted, the Issuer or any individual indemnified herein, as the case may be, will give prompt notice to the Company and the Company will assume the defense thereof, with full power to litigate, compromise or settle the same in its sole discretion provided, however, that the Issuer retains the right to employ separate counsel whose fees and expenses shall be borne by the Company, it being understood that neither the Lender, the Issuer or its agent nor any indemnified individual will settle or consent to the settlement of the same without the written consent of the Company. The obligation of the parties under this Section shall survive the termination of this Agreement. (b) The Company will upon demand pay to the Issuer or the Lender, as the case may be, the amount of any and all reasonable expenses, including the reasonable fees and expenses of their counsel and of any experts and agents, which the Issuer or the Lender may incur in connection with (i) the authorization, issuance and sale of the Bond (including expenses of counsel in connection with reviewing this Agreement and other related documents), (ii) the administration of this Agreement, (iii) the exercise or enforcement of any of the rights of the Issuer hereunder, (iv) the failure by the Company to perform or observe any of the provisions hereof, (v) the collection of payments due under this Agreement, or (vi) any other reasonable expenses of the Issuer or the Lender related to the Project or this financing which are not otherwise required to be paid by the Company under the terms of this Agreement. -13- MICROFILMED 13- MICRDnLMED DY I "JORM MICR46LAB' - CEDAR RAPIDS • DES MOINES 4/0 M _,y SECTION 5.06. Assignment of Issuer's Rights. As security for the payment of the Bond, the Issuer MI NNign to the Lender the Issuer's rights under this Agreement (except the right to receive payments, if any, under Section 5.05 hereof) and hereby directs the Company to make such payments directly to the Lender. The Company hereby assents to such assignment and will make payments under this Agreement directly to the Lender without defense or set-off by reason of any dispute between the Company and the Lender. SECTION 5.07. Special Arbitrage Certifications. The Issuer and the Company jointly and several covenant that s-0—Tong as the Bond shall remain unpaid (any provisions in this Agreement to the' contrary notwithstanding with respect to investment of monies, -whether such monies were derived from the proceeds of the Bond, or from any other source) no use will be made or directed to be made of any monies which, if such use could have been reasonably expected on the date of the issuance of the Bond, would have caused the Bond to be classified as an "arbitrage bond" within the meaning of Section 103(c) of the Code and further jointly and severally covenant 'to comply with requirements of said Section 103(c) and any Regulations promulgated thereunder, and shall execute such certificates as may be necessary to evidence such compliance. To the best knowledge and belief of the Company and the Issuer, there are no facts, estimates or circumstances that would materially change the foregoing conclusion. SECTION 5.08. Binding Effect; Governing Law. This Agreement shall be binding upon and inure to the benefit of the Company and the Issuer and their respective successors and assigns, except that the. Company shall not have the right to assign its rights hereunder or any interest herein without the prior written consent of the Issuer and the Lender. This Agreement shall also inure to the benefit of the Lender. This Agreement shall be governed by, and construed in accordance with, the laws of the State of Iowa. SECTION 5.09. Obligations of the Company Hereunder Unconditional. The obligations of the Company to make the payments required in Sections 1.03 and 5.05 and other Sections hereof and to perform and observe the other agreements contained herein shall be absolute and . unconditional and shall not be subject to any defense or any right of set-off, counterclaim or recoupment arising out of any breach by the Issuer of any obligation to the Company, whether hereunder or otherwise, or out of any indebtedness or liability at any time owing to the Company by the Issuer and until such time as the principal of and premium, if any, and interest on the Bond shall have been fully -14- r0 1 fA ICROIILMED BY � 1 JORM MICR6LAB L, CEDAR RAPIDS • DES MOINES 1 J _V _y paid or provision for the payment thereof shall have been made in accordance with the Lender Loan Agreement, the Company (i) will not suspend or discontinue any payments provided for in Sections 1.03 or 5.05 hereof, (ii) will perform and observe all other agreements contained in this Agreement, and (iii) except as provided in Section 1.04 hereof, will not terminate the term of this Agreement for any cause including, without limitation, failure of the Company to complete or occupy the Project,. the occurrence of any acts or circumstances that may constitute failure of consideration, eviction or constructive eviction, destruction of or damage to the Project, the taking by eminent domain of title to or temporary use of the Project or any portion thereof, commercial frustration of purpose, any change in the tax or other laws of the United States of America or of the State of Iowa or any political subdivision of either thereof or any failure of the Issuer to perform and observe any agreement, whether express or implied, or any duty, liability or obligation arising out of -or connected with this Agreement, it being the intention of the parties that the payments required hereunder will be paid in full when due without any delay or diminution whatsoever. Nothing contained in -this Section shall be construed to release the Issuer from the performance of any of the agreements on its part.cont'Ained in this Agreement. In the event the Issuer should fail to perform any agreement on its part contained in this Agreement, the Company may institute such action against the Issuer as the Company may deem necessary to complete performance so long as such action does not abrogate the obligations of the Company contained in the first sentence of this Section 5.09: SECTION 5.10. Distributions, Compensation and Long Term Debt. The Company covenants that it will not, without the prior written consent of the Lender (a) declare or pay any dividend or make any distribution upon its capital stock, or purchase or retire any of its capital stock, or consolidate, or merge with any other company, or give any preferential treatment, make any advance, directly or indirectly, by way of loan, gift, bonus, or otherwise, to any company directly or indirectly controlling or affiliated with or controlled by the Company, or any other company, or to any officer, director or employee of the Company, or of any such company, (b) grant any additional compensation for officers or directors of the Company above the respective levels of such compensation in existence on January 1, 1982, or (c) incur any Long Term Debt (that is, debt maturing more than one year after the date of incurrence). The granting of such consent will be within the discretion of the Lender and will be contingent in part upon a demonstration by the Company to the satisfaction of the Lender that the -15- ye • r J' ^ I i 141CROFILMED DY J -JORM MICR46LAB / Y.. ) � CEDAR RAPIDS • DES MOINES � i IF, Company has made satisfactory business progress, maintained adequate working capital and made adequate increases in its net worth and that the performance of the action requested by the Company will not impair the ability of the Company to repay the Loan. IN WITNESS WHEREOF, the parties hereto have caused t s Agreement to be executed by their respective officers hereunto dul authorized, as of the date first above written. HENRY IS, I ORP ED By ATTEST: 4 CITY �O�F� IOWA CITY, IOWA By—Y�11L� ��Q tQlnele�0 Mayor ATTEST: City Clerk n1 , (Seal) -16- 1 t MICROFILMED BY `JORM MICROLAB- CEDAR RAPIDS • DES MOINES I 1 l 1 I 1 I � �Y f i t i i I 1 i t I i i EXHIBIT A DESCRIPTION OF PROJECT This Project consists of the acquisition by construction or purchase of leasehold improvements, furniture, fixtures and equipment for a camera store to be operated by the Company, located in the Urban Renewal Area of the Issuer in the Old Capitol Center. Included in the Project are wall, ceiling and floor improvements, heating, ventilating and air conditioning systems, plumbing, shelving, telephone system and electrical improvements. ESTIMATED PROJECT COSTS Selzer Construction Co., inc. $58,706.81 Cedar Rapids Cash Register 2,810.74 Merchandising Systems, inc. 18,474.08 Spurgeon Alarm Systems, Inc. 760.00 Marv's Glass Specialties, Inc. Godlove Enterprises 2,159.51 50.00 'Kacena Signs 2,884.00 Fidelity Products Co. 205.93 City Electric Supply, Inc. 1,331.09 Hirsch Display Fixtures 93.19 Myron E. Sildon Associates 2,124.25 Plexiforms, Inc. 32.21 Northwestern Bell 247.31 69.95 Mid -State Distributing Co. 191.40 Freeman Locksmith, Inc. 320.00 Union Supply 135.00 Lenoch 6 Cilek 41.00 Fay's Fire Extinguisher City of Iowa City 2,000.00 479.23 Miscellaneous Costs Interest During Construction Bond Issuance Costs 4,000.00 Total Project Costs Bond Issue 95,000.00 Amount to be paid by Company, $ IdICROFI LIdEO BY � `JORM: MICR+LA13 CEDAR RAPIDS DES MOINES i Requisition No EXHIBIT B HENRY LOUIS, INCORPORATED REQUISITION 1 January 14, 1982 date Iowa State Bank & Trust Company Iowa City, Iowa 52244 Gentlemen: Pursuant to, and in accordance with, the provisions of Section 1.07 of the Loan Agreement dated as of January 1, 1982 (the "Agreement") between the City of Iowa City, Iowa (the "Issuer") and Henry Louis, Incorporated (the "Company") you are hereby requested to pay to the Company from the Project Fund (the "Project Fund") established pursuant to Section 1.03 of the Lender Loan Agreement dated as of January 1, 1982 between the Issuer and Iowa State Bank & Trust Company (the "Lender") the sum of $95,000 , which amount is to be used [include name and address in either (a) or (b)]: (a) to reimburse the Company for payments made to various Parties listed on Exhibit "A" in the amount of $12;445.83; or (b) to pay Iowa State Bank & Trust Company, Iowa City Iowa $82,554.17. Such amount represents payment for [describe goods or services]: payment for short term bank loans incurred to pay various sums described upon IT IS HEREBY CERTIFIED THAT: (a) None of the items for which this payment is being made has formed the basis for any payment heretofore made from the Project Fund; i (b) The obligation with respect to which this payment is being made has been properly incurred in accordance with the Agreement after April 21, 1981 and is a proper charge against the Project Fund; _y 141CROFILMED BY JORM-MICR6LAB f CEDAR RAPIDS • DES MOINES i ,�� '• (c) The Company has no notice of, and is not otherwise aware of, any mechanics', materialmen's, laborers', suppliers', vendors, or other liens or rights in respect thereof which should, in accordance with the Loan Agreement, be satisfied or discharged before this payment is made; and (d) This payment does not include any amount which the Company is entitled to retain pursuant to any contract or agreement providing for the retention by the Company of a portion of the price paid thereunder. t (e) No Event of Default is coninuing under Agreement. HEIOUIS, IIX0jt�,O I - A . JTED T MICROFILMED BY JORM -MICR+t.:AB CEDAR RAPIDS • DES MOINES, J Issuer: Lender: Company: V EXHIBIT C -ADDRESSES FOR NOTICES City of Iowa City Civic Center 401 E. Washington Iowa City, Iowa 52240 ATTENTION: City Clerk Iowa State Bank & Trust Company, Iowa City, Iowa P. 0. Box 1700 Iowa City, Iowa 52244 ATTENTION: John Roza, Vice President Henry Louis, Incorporated 506 East College Street Iowa City, Iowa 52240 ATTENTION: President Idi LROF I LMED BY 1-,"- -'DORM"MICR�LAB- CEDAR RAPIDS •DES MOINES I V .i 1 i I . t I i V IF CITY OF IOWA CITY, IOWA AND IOWA STATE BANK & TRUST COMPANY, IOWA CITY, IOWA ,- LENDER LOAN AGREEMENT Dated as of January 1, 1982 This instrument was prepared by: BELIN, HARRIS, HELMICK & HEARTNEY 2000 Financial Center Des Moines, Iowa 50309 Telephone (515) 243-7100 fI� I 1 MICROFILMED BY "DORM-- MICREdCAB— CEDAR RAPIDS • DES M01NES I � 7 1 . -�v • i i -1 I I 'I 1 I CITY OF IOWA CITY, IOWA AND IOWA STATE BANK & TRUST COMPANY, IOWA CITY, IOWA ,- LENDER LOAN AGREEMENT Dated as of January 1, 1982 This instrument was prepared by: BELIN, HARRIS, HELMICK & HEARTNEY 2000 Financial Center Des Moines, Iowa 50309 Telephone (515) 243-7100 fI� I 1 MICROFILMED BY "DORM-- MICREdCAB— CEDAR RAPIDS • DES M01NES I � 7 1 . -�v • 7 -1 I I I , j� 9 i I i` _ i i ■ i TABLE OF CONTENTS (This Table of Contents is not a part of this Lender Loan Agreement and is only for convenience of reference.) ARTICLE I ARTICLE II CONDITIONS OF LENDING Section 2.01 Conditions Precedent to the Loan and the Purchase of the Bond------------------------ 3 Section 2.02 Further Conditions Precedent to the Loan and the Purchase of the Bond-------------------- 4 Section 2:03 . Agency Relationship--------------------------- 4 ARTICLE III REPRESENTATIONS AND WARRANTIES Section 3.01 Representations and Warranties of the Issuer-- 5 Section 3.02 Representations of the Lender----------------- 5 ARTICLE IV COVENANTS OF THE ISSUER Section 4.01 Affirmative Covenants------------------------- 6 Section 4.02 Negative Covenants---------------------------- 6 Section 4.03 No Recourse Against Issuer-------------------- 6 ARTICLE V EVENTS OF DEFAULT Section 5.01 Events of Default ----------- -i- l 141CROFILMED BY 'JORM MICR+LAB- _ CEDAR RAPIDS • DES MOIRES j E • _�o J� _r4\ AMOUNT AND TERMS OF THE LOAN Section 1.01 The Loan-------------------------------------- 1 Section 1.02 Making the Loan--=---------------------------- 2 Section 1.03 Project Fund; Use of Proceeds; Agency; Standard of Care---------------------------- 2 Section 1.04 Interest and Repayment; Prepayment------------ 2 Section 1.05 Payments and Computations--------------------- 3 Section 1.06 Payment on Non -Business Days------------------ 3, Section 1.07 Special Obligation---------------------------- 3 ARTICLE II CONDITIONS OF LENDING Section 2.01 Conditions Precedent to the Loan and the Purchase of the Bond------------------------ 3 Section 2.02 Further Conditions Precedent to the Loan and the Purchase of the Bond-------------------- 4 Section 2:03 . Agency Relationship--------------------------- 4 ARTICLE III REPRESENTATIONS AND WARRANTIES Section 3.01 Representations and Warranties of the Issuer-- 5 Section 3.02 Representations of the Lender----------------- 5 ARTICLE IV COVENANTS OF THE ISSUER Section 4.01 Affirmative Covenants------------------------- 6 Section 4.02 Negative Covenants---------------------------- 6 Section 4.03 No Recourse Against Issuer-------------------- 6 ARTICLE V EVENTS OF DEFAULT Section 5.01 Events of Default ----------- -i- l 141CROFILMED BY 'JORM MICR+LAB- _ CEDAR RAPIDS • DES MOIRES j E • _�o J� _r4\ IF I ^l t MICROFILMED BY --DORM"'MICR#L'A9--..�.-- Y j CEDAR RAPIDS • DES MOINES � I 1 r ' 7 ARTICLE VI 8 MISCELLANEOUS Section 6.01 Amendments, Etc .------------------------------ Section 6.02 Notices and Communications-------------------- Section 6.03 No Waiver; Remedies --------------------------- Section 6.04 Accounting Terms ------------------------------ Section 6.05 Binding Effect; Governing Law----------------- Section 6.06 Satisfaction and Discharge-------------------- Section 6.07 Reliance; No Financial Liability-------------- Section 6.08 Assignment; Acceptance ------------------------ EXECUTION---------------------------------------------- EXHIBIT A Industrial Development Revenue Bond Form ^l t MICROFILMED BY --DORM"'MICR#L'A9--..�.-- Y j CEDAR RAPIDS • DES MOINES � I 1 r ' 7 8 8 1 8 8 8 8 9 9 I; 9 i ii f i LENDER LOAN AGREEMENT, dated as of January 1, 1982, between the City of Iowa City, IOWA, a municipal corporation of the State of Iowa (the "Issuer"), and the Iowa State Bank & Trust Company, Iowa City, Iowa (the "Lender"). PRELIMINARY STATEMENTS (1) The Issuer is an incorporated municipality authorized and empowered by the provisions of Chapter 419 of the Code of Iowa, 1981, as amended (the "Act") to issue revenue bonds for the purpose of financing the cost of acquiring, by construction or purchase, land, buildings, improvements and equipment, or any interest therein, suitable for the use of commercial enterprises which the City Council of the Issuer as the governing body, finds is consistent with an urban renewal plan, adopted by the Issuer pursuant to Chapter 403 of the Code, of Iowa. (2) The Issuer desires to borrow money by issuing and selling to the Lender an Industrial Development Revenue Bond, Series 1982 in the principal amount of $95,000 (the "Bond") pursuant to Chapter 419 of the Code of Iowa, 1981, as amended (the "Act") in order to lend the proceeds of sale of the Bond to Henry Louis, Incorporated (the "Company") pursuant to a Loan Agreement (the "Agreement") between the Issuer and the Company, dated as of the date hereof, to finance the costs of acquiring and constructing certain leasehold improvements and equipment (the "Project") suitable for use by the Company in its commercial enterprise, to be located within the Issuer, which Project the Issuer finds is consistent with its Urban Renewal Plan Project No. Iowa R-14, adopted by the City Council of the Issuer pursuant to Chapter 403 of"the Code of Iowa. The Project, is more completely described in Exhibit A to the Agreement. (3) The Lender is prepared to lend such money and accept delivery of the Bond as evidence of such loan upon the terms and conditions herein. (4) To facilitate the making. of the Loan, as hereinafter defined, the Lender and the Issuer are entering into ad agency relationship whereby the Lender agrees to act as agent and fiduciary for the Issuer for all purposes in connection with this financing. NOW, THEREFORE, in consideration of the premises, the Issuer and the Lender hereby agree as follows: yo N MILROIILMED BY t - "-J OF1 M. MICF:P#L CEDAR RAPIDS • DES MDI4E5 I t ARTICLE I AMOUNT AND TERMS OF THE LOAN , SECTION 1.01. The Loan. In order to provide for the sale of the Bond by the Issuer and the purchase of the Bond by the Lender, the Lender agrees, on the terms and conditions hereinafter set forth, to purchase the Bond and thereby make a loan (the "Loan") to the Issuer in the amount of 595,000. SECTION 1.02. t4aking the Loan. Not later than 11:00 A.M. (Iowa time) on the date of the Loan and upon fulfillment of the applicable conditions set forth in Article II, the Lender will purchase the Bond and make the Loan available to the Issuer in immediately available funds as provided in Section 1.03 hereof at the Lender's address as set forth in Exhibit C to the Agreement. SECTION 1.03. Project Fund; Use of Proceeds; Agency; Standard of Care. The Lender on behalf of the Issuer shall establish a separate non -trusteed commercial bank account at the Lender to be designated "Iowa City, Iowa, Industrial Development Revenue Bond (Henry Louis, Incorporated Project) Project Fund" (the "Project Fund") and the Issuer hereby appoints the Lender as its agent and depository. The Lender shall deposit all of the proceeds of the Loan into the Project Fund. Moneys in the Project Fund shall be disbursed by the Lender to the Company only in accordance with the provisions of Section 1.07 of 'the Agreement and shall be invested and reinvested by the Lender in accordance with the provisions of Section 1.08 of the Agreement. The Lender, as the Issuer's agent and depository, shall keep and maintain adequate records pertaining to the Project Fund and all disbursements therefrom (investment earnings shall be separately accounted for) and after the Project has been completed, the Lender shall, upon written request by the Company orrthhelIssuerssuer deliver a summary of its disbursements to the Company r So long as any amounts remain in the Project Fund, the assignment by the Lender of its rights, duties and obligations under this Lender Loan Agreement and the transfer of .the Bond shall be subject to the prior approval of the governing body of the Issuer. The Lender hereby accepts its responsibilities hereunder and i �I agrees to perform its duties and obligations set forth herein. The t' Lender agrees to discharge its duties and obligations hereunder and -2- MICROFILMED BY JORMMIC R46CAB- ! III CEDAR RAPIDS DES MOINES ! I F r under the Agreement in accordance with a standard of care and skill in their exercise as a prudent person would exercise or use under the circumstances in the conduct of his or her own affairs. SECTION 1.04. Interest and Re a Ment; Prepayment. The aggregate unpaid principal amount o the Loan shall e repaid with interest thereon in accordance with the Bond attached as Exhibit A hereto, evidencing the indebtedness resulting from the Loan and delivered to the Lender pursuant to Article II hereof. The Bond may and must be prepaid in accordance with, and only as allowed by, the provisions of the Bond. SECTION 1.05. Payments and Computations. Each payment under the Bond, the Loan Agreement or this Lender Loan Agreement shall be made not later than the day when due in lawful money of the United States of America to the Lender at its address as set forth in Exhibit C to the Agreement, in immediately available funds. As long as the Bond, as initially issued and delivered under this Lender Loan Agreement, is held by the Lender or assigns, loan repayment installments made in compliance with Section 1.03 of the Agreement and this Lender Loan Agreement shall constitute a like payment on the Bond. SECTION 1.06. Payment on Non -Business Days. Whenever any payment to be made hereunder or under the Bond shall be stated to be due on a Saturday, Sunday or a public holiday or the equivalent for banks generally under the laws of the State of Iowa, (any other day being a. "Business Day"), such payment may be made on the next succeeding Business Day together with interest in respect of such extension. SECTION 1.07. Special Obligation. The Bond, together with the interest thereon, and all other amounts payable pursuant to this Lender Loan Agreement, are not general obligations of the Issuer or an indebtedness of the Issuer within any constitutional or statutory limitations, but are limited obligations payable solely from revenues of the Issuer derived and to be derived pursuant to the Agreement. The Bond and all other amounts payable by the Issuer pursuant to or by reason of this Lender Loan Agreement do not and shall not constitute an indebtedness of the Issuer within the meaning of any State of Iowa constitutional or statutory provision and do not and shall not constitute or give rise to a pecuniary liability of the Issuer or a charge against its general credit or taxing powers. ARTICLE II CONDITIONS OF LENDING SECTION 2.01. Conditions of the Bond. The obligation o MD r I, MICROFILMED BY -JORM MICRbLA6 CEDAR RAPIDS • DES M014ES Loan e Loan is su ct yo _y J� to the conditions precedent (i) that a loan be made by the Issuer to the Company concurrently under the Agreement and that the conditions precedent to such loan under the Agreement shall have been made and (ii) that the Lender shall have received on or before the day of the Loan the following, in form and substance satisfactory to the Lender: " (a) The Bond dated as of the date of the Loan duly executed by the Issuer; (b) The Loan Agreement duly executed by the Issuer and the Company (the Issuer and the Company are hereafter referred to jointly i as the "Loan Parties" and individually as a "Loan Party"); (c) A Security Agreement dated as of even date herewith from the i Company to the Lender (the "Security Agreement") granting a security interest in certain Collateral as described therein (this Lender Loan Agreement, the Agreement and the Security Agreement are hereinafter referred to collectively as the "Loan Documents" and individually as a "Loan Document"); (d) A favorable opinion of Messrs. Belin, Harris, Helmick & Heartney, Des Moines, Iowa, Bond Counsel, relating to the legality of the Bond, the exemption from Federal income tax of interest on the Bond and such other matters as the Lender may reasonably request; (e) Such other certificates, opinions,.documents and instruments in form and substance satisfactory to the Lender which the Lender may request. SECTION 2.02. .Further Conditions Precedent to the Loan and the Purchase of the Bond. The obligation of the Lender to make the Loan shall be subject to the further conditions precedent that on the date of the Loan (a) the following statements shall be true and the Lender j shall have received (i) a certificate signed by a duly authorized officer or official of each Loan Party (as to each Loan Document to which it is a party), dated the date of the Loan, stating that the representations and warranties contained in Section 3.01 of this Lender Loan Agreement and in Section 3.01 of the Agreement are correct on and as of the date of the Loan as though made on and as of such date, and i (ii) a certificate signed by a duly authorized officer of the Company, dated the date of the Loan, stating that no event has occurred and is continuing, or would result from the Loan, which constitutes an Event of Default or would constitute such an Event of Default but for the requirement that notice be given or time elapse or both; and (b) the L I Lender shall have received such other approvals, opinions, payments or documents as the Lender may reasonably request. -4- r - r MICROFILMED BY -DORM-MICR�ICAB - -) CEDAR RAPIDS DES MD I4E5 I 109 _V SECTION 2.03. Agency Relationship. The obligations of the Issuer to issue the Bond and the obligation of the Lender to make the Loan is conditioned upon the creation of an agency relationship between the Issuer and the Lender pursuant to which the Lender agrees to act as agent and fiduciary of the Issuer for all purposes in connection with this financing. The execution of this Lender Loan Agreement by the Issuer and the Lender shall be deemed acceptance of the terms and conditions of said agency relationship by both parties. As agent and fiduciary of the issuer, the Lender agrees to undertake all acts its deems necessary or which the Issuer may reasonably request to insure the Company performs its obligations and responsibilities in connection with this financing, including but not limited to all of the Company's obligations and responsibilities under the Agreement. ARTICLE III i REPRESENTATIONS AND WARRANTIES SECTION 3.01. Representations and Warranties of the Issuer. The Issuer represents and warrants as ollows: i (a) The Issuer is a municipal corporation of the State of Iowa; (b) There is no litigation pending or, to the knowledge of the issuer or its counsel, threatened, in any court, either State or Federal, calling into question the creation, organization or existence of the Issuer, the validity of this Lender Loan Agreement, the Bond or the Agreement or the authority of the Issuer to finance the Project, to make or perform this Lender Loan Agreement or the Agreement, or to ` issue the Bond. SECTION 3.02. Representations of Lender. The Lender represents it is acquiring the on or its own account for the purpose of investment and not for resale or distribution thereof and has no present intention of selling, negotiating or otherwise disposing of the same. The Lender hereby acknowledges that the principal of, premium, if any, and interest on the Bond and any other amounts (the "Other Amounts") due and owing to the Lender as holder of the Bond, as assignee of the Agreement and as secured party under the Security i 1 I -5- i i h � r i 1 MICROFILMED BY _JORM- MICR#LAB'- - 1 CEDAR RAPIDS • DES M01RE5 ' I � ` Agreement (as defined in the Agreement) are payable solely from revenues derived from the Project, including the debt obligation of the Company under the Agreement and are not general obligations of the Issuer or indebtedness of the Issuer within any constitutional or statutory limitation and do not constitute nor give rise to a pecuniary liability of the Issuer or a charge against its general credit or taxing powers. ARTICLE IV COVENANTS OF THE ISSUER SECTION 4.01. Affirmative Covenants. So long as the Bond shall remain unpaid, the Issuer will, un ess t e Lender shall otherwise consent in writing: (a) Take all action and do all things which it is authorized by law to take and do in order to perform and observe all covenants and agreements on its part to be performed and observed under the Loan Documents; provided, however, that upon the valid assignment of the Agreement, pursuant to Section 6.08 hereof and Section 5.06 of the Agreement, the Issuer shall not be obligated to take any action to enforce the Agreement against the Company; (b) Execute, acknowledge where appropriate, and deliver from time to time promptly at the request of the Lender all such instruments and documents as in the opinion of the Lender are necessary or desirable to carry out the intent and purpose of any of the Loan Documents. The Issuer shall be under no obligation to take any action or execute, prepare or deliver any instrument or document under this Section 4.01 until it shall have received assurances satisfactory to it that the Company shall pay or reimburse it for its reasonable expenses incurred or to be incurred in connection with the taking of such action (including reasonable attorneys' fees) and shall be indemnified against any possible liability arising out of the taking of such action. SECTION 4.02. Negative Covenants. So long as the Bond shall remain unpaid, the Issuer will not: (a) Take any action which, directly or indirectly, adversely affects its existence or status as a municipal corporation of the State of Iowa; H1CR0(ILt�ED 61' _ _I 1 !-"JORM "MICR4LAB I j CEDAR RAPIDS • DES MOINES ' ' W _;o (b) Take any action impairing any authority, right or benefit given or conferred by any resolution adopted by the City Council of the Issuer authorizing execution of the Memorandum of Agreement, preliminary to or in connection with the issuance of the Bond, or approval and execution of this Lender Loan Agreement, the Agreement, the Bond or any other document necessary in connection therewith; (c) Take any action which would cause the Bond to be an "arbitrage bond" within the meaning of Section 103(c) of the Internal Revenue Code. SECTION 4.03. No Recourse Against Issuer. No recourse under or upon any obligation, covenant or agreement contained in this -Lender Loan Agreement or in the Bond hereby secured or under any judgement obtained against the Issuer or by the enforcement of any assessment or by any legal or equitable proceeding by virtue of any constitution or statute or otherwise or under any circumstances under or independent of this Lender Loan Agreement shall be had against the Issuer. ARTICLE V EVENTS OF DEFAULT SECTION 5.01. Events of Default. If any of the following events ("Events of Default") shall occur and be continuing: (a) Any representation or warranty made by any Loan Party (or any of its officers) under or in connection with any Loan Document shall prove to have been incorrect in any material respect when made; or (b) Any installment of principal on the Bond shall not be paid within 10 days after it is due; or (c) Any installment of interest on the Bond shall not be paid within 10 days after it is due; or (d) Any Loan Party shall fail to perform or observe any other term, covenant or agreement contained in any Loan Document on its part to be performed or observed and any such failure shall remain unremedied for thirty (30) days after written notice thereof shall have been given to such Loan Party by the Lender; or (e) 'An Event of Default shall occur and be continuing under any Loan Document; -7- 1 MICROFILMED BY I "JORM" MICR+LAB` J .� ti.. CEDAR RAPIDS DES MOINES r then, in any event referred to in subparagraphs (f) and (g) of Section 4.01 of the Agreement, the Bond, all interest thereon and all other amounts payable under this Agreement shall be forthwith due and payable without notice or demand, and in any other event referred to above, the Lender may, by notice to the Issuer and the Company, declare the Bond, all interest thereon and all other amounts payable under this Agreement to be forthwith due and payable, whereupon the Bond, all such interest and all such amounts shall become and be forthwith due and payable, without presentment, demand, protest or further notice of any kind, all of which are hereby expressly waived by the Issuer. All moneys received pursuant to any right given or action taken under the provisions of this Section or under the provisions of Article IV of the Agreement and all moneys in the Project Fund at the time of the occurrence of an Event of Default shall be applied first to the Payment of any amounts due the Issuer under Section 5.05 of the Agreement, secondly to the payment of the costs and expenses of the Lender incurred in the collection of such moneys, thirdly to reimburse to Lender for any amounts advanced by the Lender under the Security Agreement, and fourthly to the payment of the outstanding principal and interest accrued on the Bond. ARTICLE VI MISCELLANEOUS SECTION 6.01. Amendments, Etc. No amendment or waiver of any provision of this Lender Loan Agreement or the Bond, including any . change, amendment, waiver, or consent, to or under this Lender Loan Agreement or the Bond, nor consent to any departure by the Issuer therefrom, shall in any event be effective unless the same shall be in writing and signed by the Lender and the 'Issuer and consented to by the Company and then such waiver or consent shall be effective only in the specific instance and for the specific purpose for which given. This provision is intended expressly for the benefit of the Company. SECTION 6.02. Notices and Communications. All notices and other communications provi ed or hereon er sha a in writing (including telegraphic communication) and mailed or telegraphed or delivered to the addresses and persons set forth in Exhibit B hereto, or, as to each party, at such other address as shall be designated by such party in a written notice*to the other party. All such notices and communications shall, when mailed or telegraphed, be effected when deposited in the CF -IM MICROFIL14ED BY JORM MICR6LA13 CEDAR RAPIDS DES MOINES f I I -V r mails or delivered to the telegraph company, respectively, addressed as aforesaid. A copy of each notice given hereunder shall be sent to the Company, provided that no failure to send such a notice to the Company shall have any effect whatsoever with respect to the rights and duties in connection with which such notice was sent and such notice shall be fully effective regardless of such failure. SECTION 6.03. No Waiver; Remedies. No failure on the part of the Lender to exercise, and no delay in exercising, any right under any Loan Document shall operate as a waiver thereof; nor shall any single or partial exercise of any right under any Loan Document preclude any other or further exercise thereof or the exercise of any other right. The remedies provided in the Loan Documents are cumulative and not exclusive of any remedies provided by law. SECTION 6.04. Accounting Terms. All accounting terms not specifically defined herein shall be All in accordance with generally accepted accounting principles consistently applied, except as otherwise stated herein. SECTION 6.05. Binding Effect; Governing Law. This Lender Loan Agreement shall be binding upon and inure to the benefit of 'the Issuer and the Lender and their respective successors and assigns. This Lender Loan Agreement and the Bond shall be governed by, and construed in accordance with, the laws of the State of Iowa. SECTION 6.06. Satisfaction and Discharge. When all amounts now or hereafter payable under this Lender Loan Agreement and the Bond, whether for principal, interest or fees, expenses or otherwise, have been paid in full, the Lender shall cancel the Bond and return it to the Issuer, and deliver a copy of the cancelled Bond to the Company. SECTION 6.07. Reliance; No Financial Liability. Anything in this Lender Loan Agreement to the contrary notwithstanding, it is expressly understood and agreed by the parties hereto that (i) the Issuer may rely conclusively on the truth and accuracy of any certificate, opinion, notice or other instrument furnished to it by the Lender or the Company as to the existence of any fact or the state of affairs required hereunder to be noticed by the Issuer; (ii) the Issuer shall not be under any obligation hereunder to perform any record keeping or to provide any legal services, it being. understood that such services shall be performed either by the Lender or the Company; (iii) none of the provisions of this Agreement shall require the Issuer to expend or risk its own funds or otherwise incur financial liability in the IM r� 141CROFIL14ED BY I 1 "JORM MICR#LA j CEDAR RAPIDS DES MOINES I 7 0 performance of any of its duties or in the exercise of any of its rights or powers hereunder, unless it shall first have been adequately indemnified to its satisfaction against the cost, expenses and liability which may be incurred thereby. SECTION 6.08. Assignc ment; Acceptane. The Issuer hereby assigns • and grants a security interest in all of its right, title, interest and remedies in the Agreement (except the right to receive payments, if any, under Section 5.05 thereof) to the Lender for the purpose -of securing the Bond and the payments to be made thereunder. The Issuer agrees that the Lender, as agent of the Issuer, may enforce all of the Issuer's rights in the Agreement (except the right to receive payments, if any, under Section 5.05 thereof). The Issuer hereby covenants and agrees with the Lender to execute, deliver and record such documents as the Lender deems necessary or desirable to perfect the Lender's security interest in the interest of Issuer in the Agreement assigned hereby. IN WITNESS WHEREOF, the parties hereto have caused this LAnder Loan Agreement to be executed by their respective officers thereunto duly authorized, as of the date first above written. CITY O11F,, --IOWA CCITY, IOWA By l �R 111'I M 1 I AOA Mayor Attest: JJ %1/md'd,.> Woaa� Bn�I.�u% City Clerk ^V V— (Seal) IOWA TAT & TRUST COMPANY, Iowa ,i' , wa �1 A e Ptelident 0010 ( 1 i1 I; MICROFILMED BY I 1. -DORM MICR#LA9 CEDAR RAPIDS DES MOINES II (Seal) _y ��1 i f i I EXHIBIT A UNITED STATES OF AMERICA STATE OF IOWA COUNTY OF JOHNSON CITY OF IOWA T INDUSTRIAL DEVELOPMENT REVENUE BOND, SERIES 1982 (Henry Louis, Incorporated Project) $95,000 FOR VALUE RECEIVED the i(the "Issuer"), HEREBY PROMISES aTOSPAY, but hsolely frome CITY OFOWA theCITYsource0and as hereinafter provided, to the order of IOWA STATE BANK & TRUST COMPANY, IOWAICITY, IOWA, together with its successors and assigns (the "Lender") the principal sum of Ninety -Five Thousand Dollars ($951000) as hereinafter provided, together with interest on the principal sum remaining from time to• time unpaid as hereinafterpmoney of the United rovided, both principal and interest being payable in lawful States of America to the Lender at its principal place of business in Iowa City, Iowa, in immediately available funds. ' Interest on this Bond shall be payable on February , 1982, and , on the -day of each month thereafter until the total principal, if any, been paid in fll. Th annumuof interestawhichtthistBond haveshall bear fromu utime toe etimeeshper all be determined as follows: i A. From the date hereof, the outstanding principal of this Bond shall bear interest at the rate determined in accordance with the Interest Rate Formula (as hereinafter defined) until the next succeeding Anniversary Interest Payment Date as hereinafter defined). 1 B. From the date of each Anniversary Interest Payment Date, the aggregate principal amount of this Bond outstanding on such Anniversary Interest Payment Date shall bear interest from such Anniversary Interest Payment Date at the rate determined in accordance with the Interest Rate Formula (as hereinafter defined) on such Anniversary Interest Payment Date until the next succeeding Anniversary Interest Payment Date except as the provisions hereinafter set forth with i respect to prepayment prior to maturity may become applicable hereto. i C. As used herein, the term "Interest Rate Formula" shall mean Base Rate x .70 = Interest Rate; the term "Base Rate" shall mean the rate of interest charged by the Lender on such Anniversary Interest A-1 4 T� MICRDFILMED BY ` 1 ) JOiiM MIC R¢L L' I CEDAR RAPIDS • DES MDI RfS _y Payment Date on 90 -day unsecured commercial loans to its prime commercial borrowers; and the term "Anniversary Interest Payment Date" shall mean the calendar date of this Bond in each of the years 1983 through 1991, inclusive. Except as the provisions hereinafter set forth with respect to prepayment prior to maturity may be applicable hereto, the principal of this Bond shall be payable in 120 installments commencing February 1982, and continuing on the day of each month thereafter to and including January _, 1992 in the amounts set forth in the Amortization Schedule attached hereto. This Bond is issued pursuant to Chapter 419 of the Code of Iowa, 1981, as amended (the "Act") for the purpose of funding a loan by the Issuer to Henry Louis, Incorporated (the "Company"), an Iowa corporation, such loan made pursuant to a Loan Agreement dated as of January 1, 1982 (the "Agreement") between the Issuer and the Company for the purpose of financing the costs of the acquisition by construction or purchase of certain leasehold improvements and equipment (the "Project") suitable for use by the Company in its commercial enterprise, located within the corporate boundaries of the Issuer and within the'Urban Renewal Area designated in the Issuer's Urban Renewal Plan Project No. Iowa R-14. ; This Bond is transferable by the Lender only to a bank, savings and loan association or other institutional investor who shall deliver to the Issuer in writing notice of such purchase and its agreement to [ accept and faithfully perform the duties and obligations of the Lender under the Lender Loan Agreement in accordance with standard of care i contained in Section 6.08 thereof. Such transfer and assignment is i) subject to the prior written approval of the Issuer and the Company. Notwithstanding the foregoing, the Lender may participate any interest in this Bond to any bank, savings and loan association or other institutional lender without the consent of the Issuer or the Company so long as the Lender remains fully responsible to discharge its obligations and duties under the Lender Loan Agreement. The outstanding principal of this Bond is subject to mandatory j prepayment in whole in the event that: (a) the Agreement shall have become void or unenforceable; (b) interest on this Bond shall become subject to federal income taxation as a result of any event [other than an Event of Taxability, as herein defined, resulting in a Determination of Taxability, as herein defined and other than as a result of the holder of the Bond being a "related person" or 11substantial user" as such terms are defined in Section 103(b)(9) of the Internal Revenue Code of 1954, as amended (the "Internal Revenue Code")), including any change in the Constitution or laws of the United States or the State of ,L Iowa; or (c) the occurrence of a Determination of Taxability. As used I i A-2 i - r 1' MICROFILMED BY -............` ) I `JORM MICR6LAB- Y CEDAR RAPIDS DES MOINES 1 / � herein, "Determination of Taxability" means any determination, decision or decree made by the Commissioner of Internal Revenue or any District Director of the Internal Revenue Service, or by any court of competent jurisdiction, which holds in effect that the interest payable on this Bond is includable in the gross income for federal income tax purposes of a holder thereof by virtue of the occurrence of an Event of Taxability, as herein defined, if and so long as such determination, decision or decree is not being appealed or otherwise contested in good faith by the Company. As used herein, an "Event of Taxability" means the occurrence of any event by virtue of (i) the taking of any action of the Company or any other "principal user" of the Project, or (ii) the Company's or such principal user's failure to take any necessary action which results in the interest payable on this Bond becoming includable in the gross income of a holder thereof pursuant to Section 103(b) of the Internal Revenue Code and the rules and regulations promulgated or proposed thereunder (other than a holder who is a "substantial user" or "related person" as such terms are defined in the Internal Revenue Code). In the event principal of this Bond is to be prepaid as a result of an event described in (a) or (b) above, such principal shall be subject to prepayment within 60 days of such event at a price of 1009 of the outstanding principal amount thereof prepaid plus accrued iinterest to the date of prepayment. If called for prepayment due to the event specified in (c) above, this Bond shall be subject to prepayment by the Issuer in whole within 120 days of such event, at a prepayment price of 1009 of the principal amount thereof plus accrued interest to the prepayment date. In addition, for any period commencing with the Event of Taxability, and ending on the prepayment date, each holder of this Bond during such period shall receive a premium equal to the interest payable on this Bond for that portion of such period that such holder was the holder of i this Bond. Such premium shall be the total compensation due the Iss and the holders of this Bond as a result of uer the Determination of Taxability and of an Event of Taxability, if any, and for breach of the covenants contained in Section 3.01(h) of the Agreement and in satisfaction of the Company's obligations under Section 1.03 of the Agreement. The principal Of' this Bond is also subject to mandatory prepayment in part in inverse order of maturity at a prepayment price of 1009 of the principal amount hereof prepaid plus accrued interest to the date of prepayment as provided in Section 14 of the Security'Agreement referred to in the Lender Loan Agreement (the "Security Agreement"). The principal of this Bond is also subject to prepayment at any time at the option of the Company in whole or, if in part, in inverse order of maturity at a prepayment price of 1009 of the principal amount prepaid plus accrued interest to the date of prepayment. A-3 r� 1� 141CROFILMED BY DORM MICR46LAB I CEDAR RAVI05 • DES MOINES J _y Any prepayment of principal of this Bond in part shall not reduce the amount of the installment payments due hereunder. This Bond is the Bond referred to in, and is entitled to the benefits of, the Lender Loan Agreement dated as of January 1, 1982 (the "Lender Loan Agreement"), between the Issuer and the Lender. The Lender Loan Agreement, among other things, contains provisions for acceleration of the maturity hereof upon the happening of certain stated events. This Bond constitutes a limited obligation of the Issuer, and the principal of and interest on this Bond, and all other amounts payable pursuant to the Lender Loan Agreement and this Bond, are payable solely from revenues of the Issuer derived and to be derived from the Project and pursuant to the Agreement. All payments made as provided above ishall, to the extent of the sum or sums so paid, satisfy and discharge the liability of the Issuer upon this Bond or under the Lender Loan Agreement, as the case may be. THIS BOND DOES NOT NOW AND SHALL NEVER CONSTITUTE AN INDEBTEDNESS OF THE ISSUER WITHIN THE MEANING OF ANY STATE OF IOWA CONSTITUTIONAL PROVISION OR STATUTORY LIMITATION, AND SHALL NOT CONSTITUTE OR GIVE RISE TO A PECUNIARY LIABILITY OF THE ISSUER OR A CHARGE AGAINST ITS GENERAL CREDIT OR TAXING POWER. I j This Bond is issued with the intent that the laws of the State of Iowa will govern its construction. i IT IS HEREBY CERTIFIED, RECITED AND DECLARED that all acts, f conditions and things required to exist, happen and be performed precedent to the issuance of this Bond do exist, have happened and have been performed in due time, form and manner as required by law; and the issuance of this Bond, together with all other• obligations.of i the Issuer, does not exceed or violate any constitutional or statutory limitation. IN WITNESS WHEREOF the City of Iowa City, Iowa, has caused this Bond to be executed in its name by its Mayor and attested by its City Clerk, and its corporate seal to be hereunto impressed, all as of the 5th day of January, 1982. CITY OF IOWA C/�ITY, IOWA BY "UI�11 Mayor Attest: i L City Clerk '--U (Seal) I A-4 I _ MICROFILMED BY I JORM_. MICR#LAB... ....� _) •� J CEDAR RAPIDS • DES MOVES I� i This Bond has not been registered under the Securities Act of 1933, Iowa Uniform Securities Act or the securities laws of any other , sold or transferred only if registered jurisdiction and may be offered pursuant to the provisions of the Iowa Uniform Securities Act or in any other jurisdiction in which registration may be required, unless an exemption from registration is available. I I ; i 1 A-5 I i I MICROFIL14ED BY ""JORM MICR+L:,4B- LCEDAR RAPIDS • DES MOINES II/ J •, , EXHIBIT B ADDRESSES FOR NOTICES Issuer: City Of Iowa City Civic Center. 401 E. Washington Iowa City, Iowa 52240 ATTENTION: City Clerk Lender: Iowa State Bank & Trust Company, Iowa City, Iowa P. 0. Box 1700 Iowa City, Iowa 52244 ATTENTION: John Koza, Vice President Henry Louis, Incorporated 506 East College Street Iowa City, Iowa 52240 ATTENTION: President MICROFILMED BY JO R M MICR#LAM- CEDAR RAPIDS - DES MOINES M mupoC ILI'I[D iD CORM MIC RO10 AB I CCUAIt N41'IOS DCS'•ID19CS _y