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HomeMy WebLinkAbout1997-11-11 ResolutionPrepared by: Chuck Schmadeke, PW Director, 410 E. Washington St., Iowa City, IA 52240, (319)356-5141 RESOLUTION NO. RESOLUTION SETTING A PUBLIC HEARING ON PLANS, SPECIFICATIONS, FORM OF CONTRACT, AND ESTIMATE OF COST FOR THE CONSTRUC- TION OF THE CAPTAIN IRISH PARKWAY PHASE I IMPROVEMENTS PRO- JECT, DIRECTING CITY CLERK TO PUBLISH NOTICE OF SAID HEARING, AND DIRECTING THE CITY ENGINEER TO PLACE SAID PLANS ON FILE FOR PUBLIC INSPECTION. BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA: That a public hearing on the plans, specifications, form of contract, and estimate of cost for the construction of the above-mentioned project is to be held on the 18th day of November, 1997, at 7:00 p.m. in the Council Chambers, Civic Center, Iowa City, Iowa. That the City Clerk is hereby authorized and directed to publish notice of the public headng for the above-named proposal in a newspaper published at least once weekly and having a general circulation in the City, not less than four (4) nor more than twenty (20) days before said hearing. That the copy of the plans, specifications, form of contract, and estimate of cost for the construction of the above-named project is hereby ordered placed on file by the City Engineer in the office of the City Clerk for public inspection. Passed and approved this day of , 1997. ATTEST: CITY CLERK MAYOR App,,r, pved by City Attorney's Office pweng\res\irishpkw.res Prepared by: Chuck Schmadeke, PW Director, 410 E. Washington St., Iowa City, IA 52240, (319)356-5141 RESOLUTION NO. RESOLUTION SETTING A PUBLIC HEARING ON PLANS, SPECIFICATIONS, FORM OF CONTRACT, AND ESTIMATE OF COST FOR THE CONSTRUC- TION OF THE WATER FACILITY IMPROVEMENTS--WATER MAIN PHASE II PROJECT, ,DIRECTING CITY CLERK TO PUBLISH NOTICE OF SAID HEARING, AND DIRECTING THE CITY ENGINEER TO PLACE SAID PLANS ON FILE FOR PUBLIC INSPECTION. BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA: That a public hearing on the plans, specifications, form of contract, and estimate of cost for the construction of the above-mentioned project is to be held on the 18th day of November, 1997, at 7:00 p.m. in the Council Chambers, Civic Center, Iowa City, Iowa. That the City Clerk is hereby authorized and directed to publish notice of the public hearing for the above-named proposal in a newspaper published at least once weekly and having a general circulation in the City, not less than four (4) nor more than twenty (20) days before said hearing. That the copy of the plans, specifications, form of contract, and estimate of cost for the construction of the above-named project is hereby ordered placed on file by the City Engineer in the office of the City Clerk for public inspection. Passed and approved this day of , 1997. ATTEST: CITY CLERK MAYOR A~roved by ~ City Attorney's Office //"6"-q7 pwenCres\mainphas.wp5 Prepared by Marian K. Karr, City Clerk, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5041 RESOLUTION NO. 97-371 RESOLUTION TO ISSUE CIGARETTE PERMITS WHEREAS, the following firms and persons have made application and paid. the mulct tax required by law for the sale of cigarettes, therefore BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA, that the applications be granted and the City Clerk is hereby directed to issue a permit to the following named persons and firms to sell cigarettes: Maxie's - 1920 Keokuk Street Passed and approved this 11th day of November , 1997. A'r-rEST: Cl~ MAYOR City Attorney's Office It was moved by Norton and seconded by be adopted, and upon roll call there were: Lehman the Resolution AYES: NAYS: ABSENT: Baker Kubby Lehman Norton Novick Thornberry Vanderhoef clerk\cigperm,res ,37?0 Prepared by: Liz Osborne, Housing Rehab, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5246 RESOLUTION NO. 97-372 RESOLUTION AUTHORIZING THE MAYOR TO EXECUTE AND THE CITY CLERK TO ATTEST SUBORDINATION AGREEMENTS BETWEEN THE CITY OF IOWA CITY AND FIRST NATIONAL BANK, IOWA CITY, IOWA FOR PROPERTY LOCATED AT 3351 WINTERGREEN DRIVE AND 1804 HANNAH JO COURT, IOWA CITY, IOWA. WHEREAS, the City of Iowa City is the owner and holder of a HOME Investment Partnership Funds Agreement and a Mortgage in the amount of $48,000, executed by Greater Iowa City Housing Fellowship ("GICHF") for 3351 Wintergreen Drive and 1804 Hannah Jo Court on August 23, 1996 and recorded on December 20, 1996 in Book 2202, Pages 142 through 155 and Book 2202, Pages 156 through 160 in the Johnson County Recorder's Office covering the following described real estate: Lot 20, Village Green South, Part 3B, Iowa City, Iowa according to the plat thereof recorded in Book 34, Page 39, Plat Records of Johnson County, Iowa. Lot 13, Village Green South, Part 3A, Iowa City, Iowa according to the plat thereof recorded in Book 34, Page 38, Plat Records of Johnson County, Iowa. WHEREAS, the balance of the City's lien totals $48,000; and WHEREAS First National Bank, Iowa City, Iowa proposes to give a construction loan in the sum of $186,500 to GICHF for 3351 Wintergreen Drive and 1804 Hannah Jo Court and to secure the loan by a mortgage covering the real estate described above; and WHEREAS, it is necessary that said loan held by the City be subordinated to the lien of the proposed mortgage in order to induce First National Bank to make such a loan; and WHEREAS, once the homes on the above properties are sold, First National Bank will be paid off, then the City's lien will again be in first position; and WHEREAS, First National Bank has requested that the City execute the attached subordination agreement thereby making the City's lien subordinate to the lien of said mortgages to First National Bank; and WHEREAS, to facilitate the construction of affordable housing, it is in the public's best interest to subordinate this lien. · 3 Resolution No. 97-372 Page 2 NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA that the Mayor is authorized to execute and the City Clerk to attest the attached subordination agreements between the City of Iowa City and First National Bank, Iowa City, Iowa. Passed and approved this 11th dayof November ,1997. ATTEST: C~~K~,.~ '~. ~ City Attorney's Office It was moved by Norton and seconded by adopted, and upon roll call there were: Lehman AYES: NAYS: ABSENT: X X X X X X X ppdrehablres/wlntergr.d oc the Resolution be Baker Kubby Lehman Norton Novick Thornberry Vanderhoef SUBORDINATION AGREEMENT THIS AGREEMENT is made by and between the City of Iowa City, herein the City, and First National Bank Iowa of Iowa City, IA , herein the Financial Institution. WHEREAS, the City is the owner and holder of a certain HOME Investment Partnership Funds which at this time are in the amount of $ 48,000 and were executed byGreater Agreement Iowa City Housing: Fellowship (herein the Owner), dated August 23 19 96 , recorded December 20 , 19 96 , in Book 2202 , Page 142 through N/A, Johnson County Recorder's Office, covedng the following described real property: Lot 20, Village Green South, Part 3B, Iowa City, Iowa according to the plat thereof recorded in Book 34, Page 39, Plat Records of Johnson County, Iowa. Lot 13, Village Green South, Part 3A, Iowa City, Iowa according to the plat thereof recorded in Book 34, Page 38, Plat Records of Johnson County~ Iowa. WHEREAS, the Financial Institution proposes to loan the sum of $186,500 on a promissory note to be executed by the Financial Institution and the Owner, secudng a mortgage covedng the real property described above; and WHEREAS, to induce the Financial Institution to make such 10an, it is necessary that the HOME Investment Partnership Funds Agreement held by the City be subordinated to the lien of the mortgage proposed to be made by the Financial Institution. NOW, THEREFORE, in consideration of the mutual covenants and promises of the parties hereto, the parties agree as follows: Subordination. The City hereby covenants and agrees with the Financial Institution H ME In estment Partnership · that the above noted ~unds X~reement held by the City is and shall continue to be subject and subordinate to the lien of the mortgage about to be made by the Financial Institution. SUBORDINATION AGREEMENT Page 2 Consideration. The City acknowledges receipt from the Financial Institution of One Hundred and Fifty Dollars ($150.00) and other good and valuable consideration for its act of subordination herein. Senior Mortgage. The mortgage in .favor of the Financial Institution is hereby tlOM% Investment PartnershiPof the City. acknowledged as a lien supedor to the l~'unds A~reement Binding Effect. This agreement shall be binding upon and inure to the benefit of the respective heirs, legal representatives, successors, and assigns of the parties hereto. Dated this // ~' day of ~Io~ ~r . 19 9"7 By CITY OF IOWA CITY Attest: Mayor FINANCIAL INSTITUTION CITY'S ACKNOWLEDGEMENT ' City Attorr~ey's Office STATE OF IOWA ) ) SS: JOHNSON COUNTY ) On this //~ day of 1997, before me, the undersigned, a. Notary Public in and for the State of Iowa, personally appeared /q~rr~,' '~. /',~,~ir'l~. and Madan K. Karr, to me personally known, and, who, being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of the City of Iowa City, Iowa; that the seal affixed to the.foregoing instrument is the corporate seal of the corporation, and that the instrument was signed and sealed on behalf of the corporation, by authority of its City Council, as contained in (Ordinance) (Resolution) No. passed (the Resolution adopted.) by the City Council, under Roll Call No. of the City Council on the //~-/,- day of A[~:~- 19 ?7 and that /,,,]o,.~,~; ~. ~o,~;~/( and Madan K. Karr acknowledged the execution of the instrument to be their voluntary act and deed and the voluntary act and deed of the corporation, by it voluntarily executed. Notary Public in and for the State of Iowa SUBORDINATION AGREEMENT Page 3 STATE OF IOWA ) ) SS: JOHNSON COUNTY ) On this 7th day of October , A.D. 19 97 , before me, the undersigned, a Notary Public in and for the State ~of Iowa, personally appeared .~f P~.~ and ~,~.~ :T.- ~.~..h~ , to me personally known, who being by me duly sworn, did say that they are the First Vice President and Senior Vice President , respectively, of said corporation executing the within and foregoing instrument to which this is attached, that said instrument was signed and sealed on behalf of said corporation by authority of its Board of Directors; and that the said First Vice President and Senior Vice President as such officers acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and by them voluntarily executed. 188305 Notary Pu nd f Iowa My Commission Expires Januaq/17, 2000 SUBORDINATION AGREEMENT THIS AGREEMENT is made by and between the City of Iowa City, herein the City, and First National Bank Iowa of Iowa City, IA , herein the Financial Institution. WHEREAS, the City is the owner and holder of a certain MortRaRe which at this time are in the amount of $48,000 and were executed by Greater Iowa City Housing Fellowship (herein the Owner), dated August 23 , 19 96 , recorded December 20, , 1996 , in Book 2202 , Page 156 through n/a , Johnson County Recorder's Office, covering the following described real property: Lot 20, Village Green South, Part 3B, Iowa City, Iowa according to the plat thereof recorded in Book 34, Page 39, Plat Records of Johnson County~ Iowa. Lot 13, Village Green South, Part 3A~ Iowa City~ Iowa according to the plat thereof recorded in Book 34, Page 38, Plat Records of'Johnson County, Iowa. WHEREAS, the Financial Institution proposes to loan the sum of $186,500 on a promissory note to be executed by the Financial Institution and the Owner, securing a mortgage covering the real property described above; and VVHEREAS, to induce the Financial Institution to make such loan, it is necessary that the Mortgage held by the City be subordinated to the lien of the mortgage proposed to be made by the Financial Institution. NOW, THEREFORE, in consideration of the mutual covenants and promises of the parties hereto, the parties agree as follows: Subordination. The City hereby covenants and agrees with the Financial Institution that the above noted Mortgage held by the City is and shall continue to be subject and subordinate to the lien of the mortgage about to be made by the Financial Institution. SUBORDINATION AGREEMENT Page 2 Consideration. The City acknowledges receipt from the Financial Institution of One Hundred and Fifty Dollars ($150.00) and other good and valuable consideration for its act of subordination herein. Senior Mortgage. The mortgage in .favor of the Financial Institution is hereby acknowledged as a lien superior to the Mortgage of the City.. By Attest: Binding Effect. This agreement shall be binding upon and inure to the benefit of the respective heirs, legal representatives, successors, and assigns of the parties hereto. Dated this // day of CITY OF IOWA CITY Mayor FINANCIAL INSTITUTION By Senior Vice Pr&sident Cit~Clerk CITY'S ACKNOWLEDGEMENT ff.,~pproved By City Attorney's Office STATE OF IOWA ) ) SS: JOHNSON COUNTY ) On this /~'//-- day of ~o,~_.,~.,,.. , 199'/, before me, the undersigned, a Notary Public in and for 'the State of Iowa, personally appeared /~o,,,,; ~ ,q~;~_~ and Marian K. Karr, to me personally known, and, who, being by me duly swom, did say that they are the Mayor and City Clerk, respectively, of the City of Iowa City, Iowa; that the seal affixed to the foregoing instrument is the corporate seal of the corporation, and that the instrument was signed and sealed on behalf of the corporation, by authority of its City Council, as contained in (O~dlhanoc) (Resolution) No. ?7- ~ 7~ passed (the Resolution adopted) by the CityCouncil, under Roll Call No. - Of the City Council on the t/ "'-~- day of ~o~.-.~,,,.. , 19 ~'7 and that A~..~,.~;' ~ I~,.,~.1/._ and Madan K. Karr acknowledged the execution of the instrument to be their voluntary act and deed and the voluntary act and deed of the corporation, by it voluntarily executed. Notary Public in and for the Slate of Iow~ SUBORDINATION AGREEMENT Page 3 STATE OF IOWA ) ) SS: JOHNSON COUNTY ) On this 7th day of October , A.D. 19 97 , before me, the undersigned, a Notary Public in and for the State of Iowa, personally appeared Jeff Peters and Lanny J. Benishek , tome personally known, who being by me duly sworn, did say that they are the First Vice President and Sen~.o~,;: Vice President , respectively, of said corporation executing the within and foregoing instrument to which this Is attached, that said instrument was signed and sealed on behalf of said corporation by authority of its Board of Directors; and that the said First Vice President - and Senior Vice President as such officers acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and by them voluntarily executed. '1BB305 ~m'~ My Commission Expires JanuarY ~7,2000 Notary Public in and for tht~ State of Iowa Prepared by: Doug Boothroy, HIS Director, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5121 RESOLUTION NO. 97-373 RESOLUTION APPROVING THE THIRD AMENDED AND RESTATED INTERGOVERNMENTAL AGREEMENT FOR THE ASSISTED HOUSING RISK MANAGEMENT ASSOCIATION (AHRMA). WHEREAS, the City Council of the City of Iowa City functions as the Iowa City Housing Authority; and WHEREAS, the Iowa City Housing Authority contracts with the Assisted Housing Risk Management Association (AHRMA) for insurance coverage; and WHEREAS, the Iowa City Housing Authority desires to renew its contract with AHRMA. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: Passed and approved this 1. the third amended and restated intergovernmental cooperation agreement is hereby approved and the housing administrator of the Iowa City Housing Authority is hereby authorized to execute, deliver, and take any and all other action necessary to implement the third amended and restated intergovernmental cooperation agreement. 2. The City Clerk is hereby authorized and directed to certify appropriate copies of this resolution with any necessary certificates as may be required by AHRMA. 11th day of November ,1997. CITY CLERK MAYOR~~' ~~ Approved~by City Attorney's Office hisadm~res~ahrma.doc Resolution No. 97-373 Page 2 It was moved by Norton and seconded by adopted, and upon roll call there were: Lehman AYES: NAYS: ABSENT: the Resolution be Baker Kubby Lehman Norton Novick Thornberry Vanderhoef Prepared by: James Brachtel, Senior Engineer, 410 E. Washington St., Iowa City, IA 52240; 319-356-5142 RESOLUTION NO. 97-374 RESOLUTION ACCEPTING THE WORK FOR THE STORM SEWER PUBLIC IMPROVEMENT FOR LOTS 1 AND 2 OF BLOCK 7 BRAVERMAN CENTER. WHEREAS, the Engineering Division has certified that the following improvement has been completed in accordance with the plans and specifications of the City of Iowa City, Storm sewer improvements for Lots 1 and 2 of Block 7 Braverman Center as constructed by Yordi Excavating, Inc. of North Liberty, Iowa. WHEREAS, a maintenance bond has been filed in the City Engineer's office; and NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA, THAT: Said public improvements are hereby accepted by the City of Iowa City, Iowa, and that all dedications of said public improvements are hereby formally accepted. Passed and approved this ].].l:h day of November' ,1997. Approved by /) / /// It was moved by Nor'ton and seconded ~'y~r~i~hrrlan the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: Baker Kubby Lehman Norton Novick Thornberry Vanderhoef pweng\res\bravctr.doc ENGINEER'S REPORT CITY OF I0 WA CITY November 11, 1997 Honorable Mayor and City Council Iowa City, Iowa RE: Storm Sewer for Lots 1 and 2 of Block 7 Braverman Center Dear Honorable Mayor and Councilpersons: I hereby certify that the construction of the storm sewer improvement for Lots 1 and 2 of Block 7 Braverman Center has been completed in substantial accordance with the plans and specifications of the Engineering Division of the City of Iowa City. The required maintenance bonds are on file in the City Engineer's Office for the storm sewer improvement constructed by Yordi Excavating, Inc. of North Liberty, Iowa. I recommend that the above-referenced improvements be accepted by the City of Iowa City. Sincerely, Richard A. Fosse, P.E. City Engineer 410 EAST WASHINGTON STREET · IOWA CITY, IOWA 52240-1826 · (319) 356-5000 · FAX (319) 356-5009 Prepared by: Jim Schoenfelder, City Architect, 410 E. Washington St., Iowa City, IA 52240; 319-356-5044 RESOLUTION NO. 97-375 RESOLUTION ACCEPTING THE WORK FOR THE CONSTRUCTION OF THE IOWA CITY PARKING RAMPS FACILITY UPGRADES TO THE CAPITOL & DUBUQUE STREET RAMPS PROJECT. WHEREAS, the Engineering Division has recommended that the work for construction of the Iowa City Parking Ramps Facility Upgrades to the Capitol & Dubuque Street Ramps Project, as included in a contract between the City of Iowa City and O.F. Paulson Construction Co. of Cedar Rapids, Iowa, dated March 3, 1997, be accepted and WHEREAS, the performance and payment bond has been filed in the City Clerk's office, NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City Council of Iowa City, Iowa. Passed and approved this 11th day of November , 1997. CIT'~-CLERK Approved by City Attorney's Office It was moved by Norton and seconded by adopted, and upon roll call there were: Lehman AYES: NAYS: ABSENT: pweng\res\pkgramp.res X X X X X X X Baker Kubby Lehman Norton Novick Thornberry Vanderhoef the Resolution be ENGINEER'S REPORT CITY OF I0 WA CITY November 11, 1997 Honorable Mayor and City Council Iowa City, Iowa RE: Iowa City Parking Ramps Facility Upgrades to the Capitol and Dubuque Street Ramps Project Dear Honorable Mayor and Councilpersons: I hereby certify that the construction of the Iowa City Parking Ramps Facility Upgrades to the Capitol and Dubuque Street Ramps Project has been completed by O.F. Paulson Construction Company of Cedar Rapids, Iowa in substantial accordance with the plans and specifications prepared by Shive- Hattery, Inc. The required performance and payment bonds are on file in the City Clerk's Office. The final contract price is $138,260.57. I recommend that the above-referenced improvements be accepted by the City of Iowa City. Sincerely, Richard A. Fosse, P.E. City Engineer 410 EAST WASHINGTON STREET · IOWA CITY, IOWA 52240-1526 · (319) 356-5000 · FAX (319) 356-5009 Prepared by: Steven Nasby, Assoc. Planner, 410 E. Washington St., Iowa City IA 52240 {319)356-5248 RESOLUTION NO. 97-376 RESOLUTION APPROVING AN AMENDMENT TO AN AGREEMENT BETWEEN THE CITY OF IOWA CITY AND THE IOWA STATE DEPARTMENT OF ECONOMIC DEVELOPMENT FOR STATE OF IOWA HOME INVESTMENT PARTNERSHIP (HOME) PROGRAM FUNDING, AND AUTHORIZING THE MAYOR TO EXECUTE AND THE CITY CLERK TO ATTEST THE SAME. WHEREAS, the State of Iowa has created the State of Iowa HOME program which utilizes U.S. Department of Housing and Urban Development funding to provide affordable housing for low income households in Iowa; and WHEREAS, the City of Iowa City deems it in the public interest to support affordable housing efforts for low income households in Iowa City; and WHEREAS, the Iowa State Department of Economic Development has agreed to make HOME funding in the amount of 9256,902 available to the City of Iowa City for the support of the Greater Iowa City Housing Fellowship affordable rental housing project; and WHEREAS, the project has been substantially completed and the Iowa Department of Economic Development proposes to provide operational funding to Greater Iowa City Housing Fellowship with this amendment to the Agreement. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA THAT: Passed ATTEST: The attached amendment to the Agreement for State of Iowa HOME funding (96- HM-202), a copy of which is on file in the office of the City Clerk, is hereby approved. The Mayor is hereby authorized to execute and the City Clerk to attest said Amendment to the Agreement for State of Iowa HOME funding. The City Manager is hereby authorized to execute all necessary documents required by the Iowa Department of Economic Development for the administration of these funds. and approved this l[th day of November' ,1997. City Attorney's Office jccoghs\res\ghtcfamd.doc Resolution No. 97-376 Page 2 It was moved by Norton and seconded by adopted, and upon roll call there were: Lehman AYES: NAYS: ABSENT: the Resolution be Baker Kubby Lehman Norton Novick Thornberry Vanderhoef HOME JOINT PROJECT ADMINISTRATIVE AGREEMENT Amendment #1 Between Iowa Department of Economic Development City of Iowa City Greater Iowa City Housing Fellowship WHEREAS, the City of Iowa City ("City") and the State of Iowa, through the Iowa Department of Economic Development ("Department"), desire to fund the acquisition and rehabilitation of 12 affordable rental units in Iowa City in the City of Iowa City ("Project") by the Greater Iowa City Housing Fellowship (Recipient"); and WHEREAS, it is the intention of the City and the Department to jointly fund this Project with HOME Investment Partnership Program ("HOME") funding; and WHEREAS, 24 CFR 92, which governs the use of HOME funds requires that in a jointly funded Project, the City shall be the designated recipient for State funds in order to avoid the duplication of administrative activities; and WHEREAS, the City is willing to act as administrator for the Project, whose duties shall include setting up the Project in the Cash and Management Information System ("C/MIS") in accordance with applicable Federal regulations. NOW, THEREFORE, in consideration of the mutual promises contained in the Agreement and other good and valuable consideration, the adequacy of which is'hereby acknowledged, the parties agree as follows: The Department hereby designates the City as the recipient of State HOME funds for the affordable housing Project located in the City of Iowa City and as specifically described in the State's HOME Program Agreement with the Recipient, attached hereto as "Attachment I", and the City's HOME Program Agreement with the Recipient, attached hereto as "Attachment 2" which are each incorporated herein and by the reference made a part hereof. The parties agree that the Recipient shall execute Attachment 1 and Attachment 2, including the applicable mortgages and agreements for covenants and restrictions, with the Department and the City and that these documents shall be construed as part of this HOME Joint Project Administrative Agreement. It is the intention of the parties that the City shall administer the HOME funding for the Project and shall act as agent for the Department throughout the construction phase of the Project. The City shall monitor and inspect the Project during the construction phase and shall be responsible for the · disbursement of all HOME funds from whatever sources to the Recipient, except State HOME funds budeeted for ActiviW # 13, Community Housine Development Oreanization (CHDO) Operating Expenses. For the duration of the construction phase of the Project, the City will also provide the Department with copies of all funding disbursements, the Project Set-Up Report, the Project Completion Report, regular periodic performance/status reports and all other reports necessa~ to keep the Department fully informed of the progress on the Project. The City will promptly notify the Department of any problems, including any Event(s) of Default under the City's HOME Program Agreement, Attachment 2, with the Recipient, that arise during the construction phase and throughout the term of affordability,. 4. The Parties specifically agree that notwithstanding the Recipient's direct obligations to the Department pursuant to Attachment I and the Recipient's direct obligations to the City pursuant to Attachment 2, this activity is one Project administered by the City and that the City shall be solely responsible for all Project monitoring during the conslxuction phase, until the Recipient has received a Certificate of Occupancy from the City, and thereafter until the Federally required affordabili.~.~ period has expired. 5. The Department's HOME funds for the Proiect will be designated in the C/MIS for the City, upon execution of this document andAttachment I and Attachment 2 by all applicable parties, and all administrative and fiscal requirements of the C/MIS will be the responsibility of the City. The parties agree that: (1) The City's obligations hereunder do not include the enforcement of security instruments entered into between the State and Recipient, including, but not limited to, security agreements, f'mancing statements, mortgages, and personal and/or corporate guarantees. All rights and obligations of the Department under the State's Master Contract with the Recipient with respect tO default by the Recipient and the enforcement of security instruments shall remain with the Department; and (2) The Department's obligations hereunder do not include the enforcement of security instruments entered into between the City and Recipient, including, but not limited to, security agreements, f'mancing statements, mortgages, and personal and/or corporate guarantees. All rights and obligations of the City under the City's HOME Program Agreement with the Recipient with respect to default by the Recipient and the enforcement of security instruments shall remain with the City. IN WITNESS WHEREOF, the Parties to this Agreement have affixed their signatures on the date specified below. Iowa Depart~ of Economic Development By d(~, Director David J. Ly ~ /::,.,,//i,'/ Date City of Iowa City MaWr, City(.~ff Iow[~ City Alc~,oem.h~,- I1.~ 19q 7 Date Greater Iowa C~JJy Hou~ng/F~el/lowship Charles Eastliam, President Date City Attorney's Office RECIPIENT: HOME MASTER CONTRACT NUMBER: HOME FUNDING AGREEMENT NUMBER:' AMENDMENT NUMBI~R: I~ AWARD TYPE:, AWARD AMOUNT': AMENDMENT EFFECTIVE DATE: The Iowa Department qf Economic Development HOME Investment Partnership Program Master~ Contract and Funding IAgreement AMENDMENT Greater 'Iowa City Housing Fellowship 96-HM-202 96-HM-202-27 2 I ~ Loan $~56,902 October 30, 1997 The Iowa Department of Economic Development hereby amends the above referenced HOME Investment Partnership Program Master Contract and Funding Agreement by revising the budget to include funding for Activity #13, Community Housing Development Organization (CHDO) Operating Expenses. ~ , , Therefore, said Master Contract and Funding Agreement by and between the Iowa Department of Economic Development ("Department or IDED") and Greater Iowa City Housing Fellowship ("Recipient") is amended as of the date stated above as follows: I Amend each Article ~in th6 Master Contract and Funding Agreement that refers to "Exhibit A" to "Exhibit A, as amended .... The fo!lowinl~ amendments will be made to the Funding Agreement: Amend Article 4.1 DOCUMENTS INCORPORATED BY REFERENCE. by changing the Ftrnding Agreement Exhibit A Program Schedule date to October 30, 1997. Except as otherwise revised ~above, the terms, provisions, and conditions ~of the Master Contract and Funding Agreement remain unchanged and are, ~n full force ~and effect. RECIPIENT: Greater Iowa. City Housijag FelloWship Charles Eastham, Presi~lent ' //- z7 '1 IOWA DEPARTME~T, xOF ECONOMIC DEVELOPMENT ^vm J ¥o s, ' DATE: ' {'/' / /¢ ,{ 7, , I HOME Amendment Format , Fmt. Revised 3/3/94 /OF RECIPIENT: ~ .GREEMENT #: ACTIVITY #28: I IOWA HOME PROGRAM, Greater Iowa City Itousing Fellowship City of Iowa City 96-HM-202-27 [ IOWA HOME PROGRAM SCHEDULE EXHIBIT A :~,(."1'1'~ rl'Y I)I~.%(:RIP 1'!O.% ACQUISITION WITH REttAB (RENTAL) $15,000 - $40,000 '10 BI: I II,l.l.;l) IN lot' I)1,1):.,.:.~ ()I{IGINAI, & MENI:IMI.:N !' h 2 I;I.I'I;.C i'IVI; D.VrF I 0:.111'97 [ ACTIVITY # 13: COMMUNITY HOUSING DE~)EL(~PMENT ORGANIZATION (CltDO) OPERATING EXPENSES ACTIVITY #28: ACQUISITION WITH REHAB (RENTAL) $15,000 - $40,000 Acquisition and rehabilitation of twelve (12) affordable rental units within the City of Iowa City. GICHF will acquire and rehabilitate six two-bedroom and six three-bedroom single-fanfily homes 12/31/98 Ten (10) Years and/or condominium units at scattered sites in Iowa City. ' '1 , I ~ i ] ACTIVITY #13: CHDO OPERATING EXPENSES / I ' ' An approved devloper fee of 5% will be funded as CHDO Operating Expenses. I "Operating Expenses" means reasonable and necessary costs for the operation of the CHDO. , The amount budgeted is based on 50% staff time for the CHDO administrator and compliance manager for iS_months (salaries and benefits) and bookkeeping services. .................................... ~.~, ...... ~.:~ ............................ 1 ............... '. ...................................................................... ~ ' ' TOTAL ELIGIBLE OTHiER ACTIVITY SOURCE OF FUNDS PROJECT HOME PROJECT HOME MATCtl FUNDS $208,432 $48,470 BUDGET · $208,432 $48,470 $171,490 $456,008 $60,000 $23,000 FUNDS $12,211 $60,000 ACTIVITY #28: ACQUISITION WITH REHAB (RENTAL) $15,000 - $40,000 ACTIVITY # 13: CHDO OPERATING EXPENSES FUNDS State - HOME, Activity #28 State - HOME, Activity # 13 , City - HOME $171,490 First National Bank $456,008 FHLB Affordable Housing Program I~ $t0,000 City - CDBG $25,000 TOTAL ALL FUNDS $712,498 $256,902 $969,400 $72,211 1. Present discounted cash value of the yield foregone of below-market interest rate loan (8.25%) versus .marketlrqte (estimated at 9%) plus waived origination fee. 2. Full value ofFHLB AHP grant. 3. Property tax exemption match will be repoJted to the City of Iowa City. ' I I h:\finance\cdbg\forms~home~attahm96.wk4 g ~o0 Prepared by: John Yapp, Associate Planner, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5247 RESOLUTION NO. 97-377 RESOLUTION APPROVING PRELIMINARY AND FINAL PLAT OF A RESUBDIVISION OF LOT 1 AND PORTION LOT 2, WEST SIDE PARK IOWA CITY, IOWA. WHEREAS, the owner, Smith-Moreland Properties, filed with the City Clerk the preliminary and final plat of a resubdivision of Lot 1 and Portion Lot 2, West Side Park, Iowa City, Iowa, Johnson County, Iowa; and WHEREAS, said subdivision is located on the following-described real estate in Iowa City, Johnson County, Iowa, to wit: Beginning at the Northeast Corner of Lot 1, West Side Park, to Iowa City, Iowa, in accordance with the plat thereof recorded in Plat Book 24, at page 45, of the records of the Johnson County Recorder's Office; Thence S00°05'29"W, along the East Line of said Lot 1, a distance of 111.96 feet to its intersection with the Northwesterly Right of Way Line of U.S. Highway No. 1; Thence S40°17'45"W, along said East Lihe and Northwesterly Right of Way Line 139.64 feet to the Southeast Corner of said Lot 1 and a point on the Northerly Right of Way Line of Mormon Trek Boulevard; Thence N51°46'23"W, along the South Line of said Lot 1 and Northerly Right of Way Line, 22.46 feet; Thence Northwesterly 269.18 feet, along said Line and a 858.51 foot radius curve, concave Southwesterly, whose 268.08 foot chord bears N60°45'20"W, to the Southwest Corner of Said Lot 1; Thence N18°46'07"W, along the West Line of said Lot 1 and the Easterly Right of Way Line of West Side Drive, 36.84 feet; Thence N16°49'38"E, along said West Line and Easterly Right of Way Line, 81.59 feet; Thence Northeasterly 148.47 feet, along said Line and the West Line of Lot 2, West Side Park and a 716.20 foot radius curve concave Northwesterly, whose 148.20 foot chord bears N10°53'18"E, to the Southwest Corner of Auditor's Parcel 97084, as recorded in Plat Book 38, at page 66, of the records of the Johnson County Recorder's Office; Thence N89°35'04"E, along the South Line of said Auditor's Parcel 97084, a distance of 302.58 feet, to the Southeast Corner thereof; Thence S00°05'29'5N, along the East Line of Lot 2, West Side Park, 187.10 feet, to the Point of Beginning. Said tract of land contains 2.50 acres, and is subject to easements and restrictions of record. WHEREAS, the Department of Planning and Community Development and the Public Works Department examined the proposed preliminary and final plat and subdivision, and recommended approval; and WHEREAS, the Planning and Zoning Commission examined the preliminary and final plat and subdivision and recommended that said preliminary and final plat and subdivision be accepted and approved; and 104 Resolution No. 97-377 Page 2 2 WHEREAS, the subdivision has been made with the free consent and in accordance with the desires of the owners and proprietors; and WHEREAS, said preliminary and final plat and subdivision are found to conform with Chapter 354, Code of Iowa (1997) and all other state and local requirements. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: The said preliminary and final plat and subdivision located on the above-described real estate be and the same are hereby approved. The City accepts the dedication of the easements as provided by law and specifically sets aside portions of the dedicated land as not being open for public access at the time of recording for public safety reasons. The Mayor and City Clerk of the City of Iowa City, Iowa, are hereby authorized and directed, upon approval by the City Attorney, to execute all legal documents relating to said subdivision, and to certify a copy of this resolution, which shall be affixed to the final plat after passage and approval by law. The City Clerk shall record the legal documents and the plat at the office of the County Recorder of Johnson County, Iowa at the expense of the owner/subdivider. Passed and approved this lZth day of November , 1997. ATTEST: ~4~ · CITY'CLERK ppdadmin\wsideplt.doc 800K 2374 PACE 105 Resolution No. 97-377 Page 3 It was moved by Kubb.y and seconded by adopted, and upon roll call there were: Lehman AYES: NAYS: ABSENT: X X X X X Baker Kubby Lehman Norton Novick Thornberry Vanderhoef the Resolution be 23'7,1 PACE STAFF REPORT To: Planning & Zoning Commission Item: SUB97-0023: Resubdivision of Lot 1 and a portion of Lot 2, West Side Park Prepared by: John Yapp Date: October 10, 1997 GENERAL INFORMATION: Applicant: Contact Person: Phone: Requested Action: Purpose: Location: Size: Existing Land Use and Zoning: Surrounding Land Use and Zoning: Comprehensive Plan: Applicable Code Requirements: File Date: 45 Day Limitation Period: BACKGROUND INFORMATION: Smith-Moreland Properties 1476 First Avenue Iowa City, IA 52240 John Moreland c/o Smith-Moreland Properties 338-8058 Preliminary and final plat approval To resubdivide Lot 1 and a portion of Lot 2 of West Side Park subdivision into three commercial lots The east side of West Side Drive, north of Mormon Trek Boulevard 2.5 acres Intensive Commercial, C1-1 North: Multi-family residential, RM-12 East: Commercial, County CH South: Intensive Commercial, C1-1 West: Multi-family residential, RM-12 and commercial office, CO-1 The Comprehensive Plan indicates that this area should have general commercial uses, Chapter 14-7, land subdivisions September 25, 1997 November 9, 1997 The applicant, Smith-Moreland Properties, is requesting a resubdivision of Lot 1 and a portion of Lot 2, West Side Park subdivision, into three commercial lots. In 1991, approximately 50 acres of property in the West Side Park subdivision was rezoned from Cl-1, Intensive Commercial, to RM-12, Low Density Multi-Family Residential and approximately 4 acres of property was rezoned from C1-1 to CO-1, Commercial Office. In September 1997, the 2 Commission recommended approval of the rezoning of .87 acres of property immediately to the north of the proposed commercial subdivision to CO-1. ANALYSIS: Compliance With Subdivision Regulations: The preliminary and final plat contained six minor deficiencies which must be addressed prior to consideration by the Commission. Because no direct access will be permitted onto Mormon Trek Boulevard or onto Highway 1, the proposed Lot 3 is essentially landlocked. The plat must show a permanent access easement being provided to Lot 3 off of West Side Drive. Similarly, a sanitary sewer must be extended to Lot 3, and a sanitary sewer easement must be shown on the plat. Other deficiencies and discrepancies are described below. Vehicular Access: The proposed access point off of Mormon Trek Boulevard for access to Lots 1 and 3 begins approximately 50 feet from the Mormon Trek Boulevard pavement. The potential land uses for this site, including a convenience store with gas pumps, a fast food restaurant, and a car wash, will potentially generate over 1,000 vehicle trips per day entering and exiting this site via West Side Drive. Staff is concerned that the primary access point for a commercial development this close to an arterial street intersection would negatively impact the public street system in the following ways: 1. Drivers will need to slow down to turn onto West Side Drive, and then make another turn into the commercial site; Fifty feet between the Mormon Trek Boulevard/West Side Drive intersection allows for only three cars to stack up to make the turn into the commercial site before the queue would extend into Mormon Trek Boulevard; 3. The large number of turning movements in close proximity, including turning movements at the Mormon Trek Boulevard intersection, the access drive for the Lepic-Kroeger building, and the proposed commercial subdivision will likely increase the accident rate at this location. Staff has raised these concerns with the applicant, and has received a conceptual alternative access drive design which has the south access drive approximately 25 feet to the north of what is shown on the plat. Staff will review this alternative design prior to the Commission's formal meeting on this application, and will be able to make a recommendation as to the acceptability of the alternative design prior to the Commission's formal meeting on this application. Sensitive Areas: The sensitive areas inventory map indicates the presence of hydric soils at the southeast corner of Lot 3. It must be determined if wetlands exist on the property, and a sensitive areas site plan must be submitted prior to development of this site. Storm Water Management: Provisions for storm water management have been taken care of with the previous subdivision of West Side Park. No additional storm water management facilities are required for this area.. Sidewalks: The east side of West Side Drive and the north side of Mormon Trek Boulevard will require sidewalks. The plat needs to note that all streets fronting on the proposed subdivision will have sidewalks, and cross sections of the existing West Side Drive and Mormon Trek Boulevard need to be shown, as well as proposed sidewalk locations, widths, and thicknesses. STAFF RECOMMENDATION: Staff recommends that SUB97-0023, a resubdivision of Lot 1 and a portion of Lot 2, West Side Park, be deferred, pending resolution of the deficiencies and discrepancies listed below. Upon resolution of these items, staff recommends approval, subject to the approval of acceptable access drives off of West Side Drive. DEFICIENCIES AND DISCREPANCIES: 1. Show existing contours at five foot intervals. 2. Show existing water main, sanitary sewer, storm sewer, and related easements. Extend a sanitary sewer to Lot 3 and show easement. 3. Show existing gas, electric, and cable television utilities. 4. Show cross sections of the existing West Side Drive and Mormon Trek Boulevard, as well as proposed sidewalk locations, widths, and thicknesses. 5. Include this note on the plat: "Direct vehicular access to Mormon Trek Boulevard shall not be permitted." 6. Revise the legal description to adequately reflect the proposed subdivision. ppdadmin\stfrep\97-0027.doc Approved by: ~'~ Robert Miklo, Senior Planner, Department of Planning and Community Development - / 0 0 0 0 E]AIEICI EIQIS J.SE~ Prepared by: Denny Gannon, Asst. City Engineer, 410 E. Washington St., Iowa City, IA 52240; 319-356-5142 RESOLUTION NO. 97-378 RESOLUTION APPROVING PLANS, SPECIFICATIONS, FORM OF CONTRACT, AND ESTIMATE OF,COST FOR CONSTRUCTION OF THE WOOLF AVENUE BRIDGE RECONSTRUCTION PROJECT [PROJECT NO. BRM-3715(4)--8N-52] AND DIRECTING CITY CLERK TO PUBLISH ADVERTISEMENT FOR BIDS. WHEREAS, this project involves the complete removal and replacement of the WooIf Avenue bridge spanning Highway 6 and the Crandic Railroad and the reconstruction of the WooIf Avenue pavement between Newton Road and Bayard Street along with the installation of sidewalk, water main, and storm sewer facilities; and WHEREAS, the construction cost estimate is ~ 1,203,000 of which approximately ~708,000 will be funded with Federal Aid Highway Bridge Replacement and Rehabilitation Program money; and WHEREAS, this project will be bid by the Iowa Department of Transportation (IDOT); and WHEREAS, bids will be accepted on December 12, 1997, at 9 a.m., Ames, Iowa at the Department of Transportation. WHEREAS, notice of public hearing on the plans, specifications, form of contract and estimate of cost for the construction of the above-named project was published as required by law, and the hearing thereon held. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: The plans, specifications, form of contract, and estimate of cost for the construction of said WooIf Avenue Bridge Reconstruction Project are hereby approved. The City Clerk is hereby authorized and directed to publish notice for the receipt of bids, to be let by the IDOT, for construction of the above-named project in a newspaper published at least once weekly and having a general circulation in the city. Passed and approved this l:[th day of November' ,1997. CITY CLERK pweng\res\woolfbrd.wp5 MAYOR Approved by City Attorney's Office Resolution No. 97-378 Page 2 It was moved bY Lehman and seconded by adopted, and upon roll call there were: Vanden'hoer the Resolution be AYES: NAYS: ABSENT: X X X X X X Baker Kubby Lehman Norton Novick Thornberry Vanderhoef Whereupon, the Mayor declared said Resolution duly adopted as follows: Resolution No. 97-379 RESOLUTION AUTHORIZING AND PROVIDING FOR THE ISSUANCE OF $5,540,000 GENERAL OBLIGATION BONDS AND LEVYING A TAX TO PAY SAID BONDS WHEREAS, the Issuer is duly incorporated, organized and exists under and by virtue of the laws and Constitution of the State of Iowa; and WHEREAS, the Issuer is in need of funds to pay costs of improvements and extensions to the Municipal Water Utility, an essential corporate purpose, and it is deemed necessary and advisable that General Obligation Bonds in the amount of $5,540,000 be issued for said purpose; and WHEREAS, pursuant to notice published as required by Section 384.25 of said Code, this Council has held a public meeting and hearing upon the proposal to institute proceedings for the issuance of said Bonds, and the Council is therefore now authorized to proceed with the issuance of said Bonds; and WHEREAS, pursuant to the provisions of Chapter 75 of the Code of Iowa, the above mentioned bonds were heretofore sold at public sale and action should now be taken to issue said bonds conforming to the terms and conditions of the best bid received at the advertised public sale: NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA: Section 1. Definitions. The following terms shall have the following meanings in this Resolution unless the text expressly or by necessary implication requires otherwise: "Beneficial Owner" shall mean, whenever used with respect to a Bond, the person in whose name such Bond is recorded as the beneficial owner of such Bond by a Participant on the records of such Participant or such person's subrogee. "Bonds" shall mean $5,540,000 General Obligation Bonds, Series 1997A, authorized to be issued by this Resolution. -3- Offo Council Member Vandprhnof moved that the form of Tax Exemption Certificate be placed on file and approved. Council Member Lehman seconded the motion. The roll was called and the vote was, AYES: Baker, Kubbv, Lehman, Norton, Novick, Thornberry, Vand~rhaef NAYS: None Council Member Kubby moved that the form of Continuing Disclosure Certificate be placed on file and approved. Council Member Norton seconded the motion. The roll was called and the vote was, AYES: Baker, Kubby, Lehman, Norton, Novick, Thornberry, Vanderhoef NAYS: None Council Member Norton introduced the following Resolution entitled "RESOLUTION AUTHORIZING AND PROVIDING FOR THE ISSUANCE OF $5,540,000 GENERAL'OBLIGATION BONDS AND LEVYING A TAX TO PAY SAID BONDS" and moved that it be adopted. Council Member Lehman seconded the motion to adopt, and the roll being called thereon, the vote was as follows: AYES: Novick, Thornberry, Vanderhoef, Baker, KIJhhy, I Phman, Nnrtnn NAYS: None -2- "Cede & Co." shall mean Cede & Co., the nominee of DTC, and any successor nominee of DTC with respect to the Bonds. "Continuing Disclosure Certificate" shall mean that certain Continuing Disclosure Certificate executed by the Issuer and dated the date of issuance and delivery of the Bonds, as originally executed and as it may be amended from time to time in accordance with the terms thereof. "DTC" shall mean The Depository Trust Company, anew York corporation, New York, New York. "Issuer" and "City" shall mean the City of Iowa City, Iowa. "Notice of Sale" shall mean the official Notice of Sale as published on October 14, 1997. "Participants" shall mean those broker-dealers, banks and other financial institutions for which DTC holds Bonds as securities depository. "Paying Agent" shall mean the City Controller, or such successor as may be approved by Issuer as provided herein and who shall carry out the duties prescribed herein as Issuer's agent to provide for the payment of principal of and interest on the Bonds as the same shall become due. "Project Fund" shall mean the fund required to be established by this Resolution for the deposit of the proceeds of the Bonds. "Rebate Fund" shall mean the fund so defined in and established pursuant to the Tax Exemption Certificate. "Registrar" shall mean the City Controller of Iowa City, Iowa, or such successor as may be approved by Issuer as provided herein and who shall carry out the duties prescribed herein with respect to maintaining a register of the owners of the Bonds. Unless otherwise specified, the Registrar shall also act as Transfer Agent for the Bonds. · "Representation Letter" shall mean the Blanket Issuer Letter of Representations from the Issuer to DTC, with respect to the Bonds on file at DTC. -4- "Tax Exemption Certificate" shall mean the Tax Exemption Certificate executed by the Treasurer and delivered at the time of issuance and delivery of the Bonds. "Treasurer" shall mean the Finance Director or such other officer as shall succeed to the same duties and responsibilities with respect to the recording and payment of the Bonds issued hereunder. Section 2. Levy and Certification of Annual Tax: Other Funds to be Used. (a) Levy of Annual Tax. That for the purpose of providing funds to pay the principal and interest of the Bonds hereinafter authorized to be issued, there is hereby levied for each future year the following direct annual tax on all of the taxable property in Iowa City, Iowa, to-wit: AMOUNT FISCAL YEAR (JULY 1 TO JUNE 30) YEAR OF COLLECTION: $722,715 1998/1999 $534,156 1999/2000 $520,750 2000/2001 $507,344 2001/2002 $493,938 2002/2003 $480,531 2003/2004 $467,125 2004/2005 $478,650 2005/2006 $463,950 2006/2007 $449,250 2007/2008 $434,550 2008/2009 $419,850 2009/2010 $405,000 2010/2011 $390,000 2011/2012 $375,000 2012/2013 $360,000 2013~014 $345,000 2014/2015 $330,000 2015/2016 $315,000 2016/2017 -5- (NOTE: For example the levy to be made and certified against the taxable valuations of January 1, 1997, will be collected during the fiscal year commencing July 1, 1998). (b) Resolution to be Filed With County Auditor. A certified copy of this Resolution should be filed with the County Auditor of Johnson County, Iowa, and said Auditor is hereby instructed in and for each of the years as provided, to levy and assess the tax hereby authorized in Section 2 of this Resolution, in like manner as other taxes are levied and assessed, and such taxes so levied in and for each of the years aforesaid be collected in like manner as other taxes of the City are i collected, and when collected be used for the purpose of paying principal and interest on said Bonds issued in anticipation of said tax, and for no other purpose whatsoever. (c) Additional City Funds Available: Principal and interest coming due at any time when the proceeds of said tax on hand shall be insufficient to pay the same shall be promptly paid when due from current funds of the City available for that purpose and reimbursement shall be made from _such special fund in the amounts thus advanced. Section 3. Bond Fund. Said tax shall be collected each year at the same time and in the same manner as, and in addition to, all other taxes in and for the City, and when collected they shall be converted into a special fund within the Debt Service Fund to be known as the "GENERAL OBLIGATION BOND FUND 1997 NO. 2" (the "Bond Fund"), which is hereby pledged for and shall be used only for the payment of the principal of and interest on the Bonds hereinafter authorized to be issued; and also there shall be apportioned to said fund its proportion of taxes received by the City from railway, express, telephone and telegraph companies and other taxes assessed by the Iowa State Department of Revenue. Section 4. Application of Bond Proceeds. Proceeds of the Bonds other than accrued interest except as may be provided below shall be credited to the Project Fund and expended therefrom for the purposes of issuance. Any amounts on hand in the Project Fund shall be available for the payment of the principal of or interest on the Bonds at any time that other funds shall be insufficient to the purpose, in which ~vent such funds shall be repaid to the Project Fund at the earliest opportunity. Any balance on hand in the Project Fund and not immediately required for its purposes may be invested not inconsistent with limitations provided by law or this Resolution. Accrued interest, if any, shall be deposited in the Bond Fund. -6- Section 5. Investments of Bond Fund Proceeds. All moneys held in the Bond Fund, provided for by Section 3 of this Resolution shall be invested in investments permitted by Chapter 12B, Code of Iowa, 1997 (formerly Chapter 452, Code of Iowa, as amended) or deposited in financial institutions which are members of the Federal Deposit Insurance Corporation and the deposits in which are insured thereby and all such deposits exceeding the maximum amount insured from time to time by FDIC or its equivalent successor in any one financial institution shall be continuously secured by a valid pledge of direct obligations of the United States Government having an equivalent market value. All such interim investments shall mature before the date ogwhich the moneys are required for payment of principal of or interest on the Bonds as herein provided. Section 6. Bond Details, Execution and Redemption. (a) Bond Details. General Obligation Bonds of the City in the amount of $5,540,000, shall be issued pursuant to the provisions of Section 384.25 of the City Code of Iowa for the aforesaid purpose. The Bonds shall be designated "GENERAL OBLIGATION BOND", be dated November 1, 1997, and bear interest from the date thereof, until payment thereof, at the office of the Paying Agent, said interest payable on June l, 1998, and semiannually thereafter on the 1st day of December and June in each year until maturity at the rates hereinafter provided. The Bonds shall be executed by the manual or facsimile signature'of the Mayor and attested by the manual or facsimile signature of the Clerk, and impressed or printed with the seal of the City and shall be fully registered as to both principal and interest as provided in this Resolution; principal, interest and premium, if any, shall be payable at the office of the Paying Agent by mailing of a check to the registered owner of the Bond. The Bonds shall be in the denomination of $5,000 or multiples thereof. The Bonds shall mature and bear interest as follows: -7- Interest Rate Principal Maturity Amount June 1st 4.875% 4.875% 4.875% 4.875% 4.875% 4.875% 4.900% 4.900% 4.900% 4.900% 4.900% 4.950% 5.000% 5.000% 5.000% 5.000% 5.000% 5.000% 5.000% $290,000 1999 275,000 2000 '275,000 2001 275,000 2002 275,000 2003 275,000 2004 275,000 2005 300,000 2006 300,000 2007 300,000 2008 300,000 2009 300,000 2010 300,000 2011 300,000 2012 300,000 2013 300,000 2014 300,000 2015 300,000 2016 300,000 2017 (b) Redemption. Bonds maturing after June 1, 2006, may be called for redemption by the Issuer and paid before maturity on said date or any date thereafter, from any funds regardless of source, in whole or from time to time in part, in any order of maturity and within an annual maturity by lot. The terms of redemption shall be par, plus accrued interest to date of call. Thirty days' notice of redemption shall be given by ordinary mail to the registered owner of the Bond. Failure to give such notice by mail to any registered owner of the Bonds or any defect therein shall not affect the validity of any proceedings for the redemption of the Bonds. All bonds or portions thereof called for redemption will cease to bear interest after the specified redemption date, provided funds for their redemption are on deposit at the place of payment. -8- If selection by lot within a maturity is required, the Registrar shall designate the bonds to be redeemed by random selection of the names of the registered owners of the entire annual maturity until the total amount of bonds to be called has been reached. Section 6.1. DTC - Registration. All of the Bonds shall be registered in the name of Cede & Co., as nominee for DTC. Payment of semiannual interest for any Bond registered in the name of Cede & Co. shall be made by wire transfer or New York Clearing House or equivalent next day funds to the account of Cede & Co. on the interest payment date for the Bonds at the address indicated in or pursuant to the Representation Letter. Section 6.2. The Bonds shall be initially issued in the form of separate single authenticated fully registered bonds in the amount of each separate stated maturity of the Bonds. Upon initial issuance, the ownership of such Bonds shall be registered in the registry books kept by the Paying Agent and Registrar in the name of Cede & Co., as nominee of DTC. The Paying Agent and Registrar and the Issuer may treat DTC (or its nominee) as the sole and exclusive owner of the Bonds registered in its name for the purposes of payment of the principal or redemption price of or interest on the Bonds, selecting the Bonds or portions thereof to be redeemed, giving any notice permitted or required to be given to registered owners of Bonds under the Resolution of the Issuer, registering the transfer of Bonds, obtaining any consent or other action to be taken by registered owners of the Bonds and for all other purposes whatsoever; and neither the Paying Agent and Registrar nor the Issuer shall be affected by any notice to the contrary. Neither the Paying Agent and Registrar nor the Issuer shall have any responsibility or obligation to any Participant, any person claiming a beneficial ownership interest in the Bonds under or through DTC or any Participant, or any other person which is not shown on the registration books of the Paying Agent and Registrar as being a registered owner of any Bonds, with respect to the accuracy of any records maintained by DTC or any Participant; with respect to the payment by DTC or any Participant of any amount in respect of the principal or redemption price of or interest on the Bonds, with respect to any notice which is permitted or required to be given to owners of Bonds under the Resolution, with respect to the selection by DTC or any Participant of any person to receive payment in the event of a partial redemption of the Bonds, or with respect to any consent given or other action taken by DTC as registered owner of the Bonds. The Paying Agent and Registrar shall pay all principal of and premium, if any, and interest on the Bonds only to Cede & Co. in accordance with the Representation Letter, and all such payments shall be valid and effective to fully satisfy and discharge the Issuefs obligations with respect to the principal of and premium, if any, and interest on the Bonds to the -9- extent of the sum or sums so paid. No person other than DTC shall receive an authenticated Bond for each separate stated maturity evidencing the obligation of the Issuer to make payments of principal of and premium, if any, and interest. Upon delivery by DTC to the Paying Agent and Registrar of written notice to the effect that DTC has determined to substitute a new nominee in place of Cede & Co., the Bonds will be transferable to such new nominee in accordance with Section 6.6 hereof. Section 6.3. In the event the Issuer determines that it is in the best interest of the Beneficial Owners that they be able to obtain Bond certificates, the Issuer may notify DTC and the Paying Agent and Registrar, whereupon DTC will notify the Participants, of the availability through DTC of Bond certificates. In such event, the Bonds will be transferable in accordance with Section 6.6 hereof. DTC may determine to discontinue providing its services with respect to the Bonds at any time by giving notice to the Issuer and the Paying Agent and Regismr and discharging 'its responsibilities with respect thereto under applicable law. In such event the Bonds will be transferable in accordance with Section 6.6 hereof. Section 6.4. Notwithstanding any other provision of the Resolution to the contrary, so long as any Bond is registered in the name of Cede & Co., as nominee of DTC, all payments with respect to the principal of and premium, if any, and interest on such Bond and all notices with respect to such Bond shall be made and given, respectively to DTC as provided in the Representation letter. Section 6.5. In connection with any notice or other communication to be provided to Bondholders by the Issuer or the Paying Agent and Registrar with respect to any consent or other action to be taken by Bondholders, the Issuer or the Paying Agent and Registrar, as the case may be, shall establish a record date' for such consent or other action and give DTC notice of such record date not less than 15 calendar days in advance of such record date to the extent possible. Notice to DTC shall be given only when DTC is the sole Bondholder. Section 6.6. In the event that any transfer or exchange of the Bonds is permitted under Section 6.2 or 6.3 hereof, such transfer or exchange shall be accomplished upon receipt by the Registrar from the registered owners thereof of the Bonds to be transferred or exchanged and appropriate instruments of transfer to the permitted transferee. In the event Bond certificates are issued to holders other than Cede & Co., its successor as nominee for DTC as holder of all the Bonds, or other securities depository as holder of all the Bonds, the provisions of the Resolution shall also apply to, among other things, the printing of such certificates and the method of payment of principal of and interest on such certificates. -10- Section 6.7. The officers of the Issuer are hereby authorized and directed to prepare and furnish to said purchaser, and to the attorneys approving the legality of said Bonds, certified copies of such proceedings, ordinances, resolutions and records and all such certificates and affidavits and other instruments as may be required to evidence the legality and marketability of said bonds, and all certified copies, certificates, affidavits and other instruments so furnished, including any heretofore furnished, shall constitute representations of the Issuer as to the correctness of all facts stated or recited therein. Section 7. Registration of Bonds; Appointment of Registrar; Transfer: Ownership: Delivery; and Cancellation. (a) Registration. The ownership of Bonds may be transferred only by the making of an entry upon the books kept for the registration and transfer of ownership of the Bonds, and in no other way. The City Controller is hereby appointed as Bond Registrar under the terms of this Resolution. Registrar shall maintain the books of the Issuer for the registration of ownership of the Bonds for the payment of principal of and interest on the Bonds as provided in this Resolution. All Bonds shall be negotiable as provided in Article 8 of the Uniform Commercial Code and Section 384.31 of the Code of Iowa, subject to the provisions for registration and transfer contained in the Bonds and in this Resolution. (b) Transfer. The ownership of any Bond may be transferred only upon the Registration Books kept for the registration and transfer of Bonds and only upon surrender thereof at the office of the Registrar together with an assignment duly executed by the holder or his duly authorized attorney in fact in such form as shall be satisfactory to the Registrar, along with the address and social security number or federal employer identification number of such transferee (or, if registration is to be made in the name of multiple individuals, of all such transferees). In the event that the address of the registered owner of a Bond (other than a registered owner which is the nominee of the broker or dealer in question) is that of a broker or dealer, there must be disclosed on the Registration Books the information pertaining to the registered owner required above. Upon the transfer of any such Bond, a new fully registered Bond, of any denomination or denominations permitted by this Resolution in aggregate principal amount equal to the unmatured and unredeemed principal amount of such transferred fully registered Bond, and bearing interest at the same rate and maturing on the same date or dates shall be delivered by the Registrar. (c) Registration of Transferred Bonds. In all cases of the transfer of the Bonds, the Registrar shall register, at the earliest practicable time, on the -11- Registration Books, the Bonds, in accordance with the provisions of this Resolution. (d) Ownership. As to any Bond, the person in whose name the ownership. of the same shall be registered on the Registration Books of the Registrar shall be deemed and regarded as the absolute owner thereof for all purposes, and payment of or on account of the principal of any such Bonds and the premium, if any, and interest thereon shall be made only to or upon the order of the registered owner thereof or his legal representative. All such payments shall be valid.and effectual to satisfy and discharge the liability upon such Bond, including the interest thereon, to the extent of the sum or sums so paid. (e) Cancellation. All Bonds which have been redeemed shall not be reissued but shall be cancelled by the Registrar. All Bonds which are cancelled by the Registrar shall be destroyed and a certificate of the destruction thereof shall be furnished promptly to the Issuer; provided that if the Issuer shall so direct, the Registrar shall forward the cancelled Bonds to the Issuer. (f) Non-Presentment of Bonds. In the event any payment check representing payment of principal of or interest on the Bonds is returned to the Paying Agent or if any bond is not presented for payment of principal at the maturity or redemption date, if funds sufficient to pay such principal of or interest on Bonds shall have been made available to the Paying Agent for the benefit of the owner thereof, all liability of the Issuer to the owner thereof for such interest or payment of such Bonds shall forthwith cease, terminate and be completely discharged, and thereupon it shall be the duty of the Paying Agent to hold such funds, without liability for interest thereon, for the benefit of the owner of such Bonds who shall thereafter be restricted exclusively to such funds for any claim of whatever nature on his part under this Resolution or on, or with respect to, such interest or Bonds. The Paying Agent's obligation to hold such funds shall continue for a period equal to two years and six months following the date on which such interest or principal became due, whether at maturity, or at the date fixed for redemption thereof, or otherwise, at which time the Paying Agent, shall surrender any remaining funds so held to the Issuer, whereupon any claim under this Resolution by the Owners of such interest or Bonds of whatever nature shall be made upon the Issuer. (g) Registration and Transfer Fees. The Registrar may furnish to each owner, at the Issuer's expense, one bond for each annual maturity. The Registrar shall furnish additional bonds in lesser denominations (but not less than the minimum denomination) to an owner who so requests. -12- Section 8. Reissuance of Mutilated. Destroyed, Stolen or Lost Bonds. In case any outstanding Bond shall become mutilated or be destroyed, stolen or lost, the Issuer shall at the request of Registrar authenticate and deliver a new Bond of like tenor and amount as the Bond so mutilated, destroyed, stolen or lost, in exchange and substitution for such mutilated Bond to Registrar, upon surrender of such mutilated Bond, or in lieu of and substitution for the Bond destroyed, stolen or lost, upon filing with the Registrar evidence satisfactory to the Registrar and Issuer that such Bond has been destroyed, stolen or lost and proof of ownership thereof, and upon furnishing the Registrar and Issuer with satisfactory indemnity and complying with such other reasonable regulations as the Issuer or its agent may prescribe and paying such expenses as the Issuer may incur in connection therewith. . Section 9. Record Date. Payments of principal and interest, otherwise than upon full redemption, made in respect of any Bond, shall be made to the registered holder thereof or to their designated agent as the same appear on the books of the Registrar on the 15th day of the month preceding the payment date. All such payments shall fully discharge the obligations of the Issuer in respect of such Bonds to the extent of the payments so made. Payment of principal shall only be made upon surrender of the Bond to the Paying Agent. Section 10. Execution. Authentication and Delivery of the Bonds. Upon the adoption of this Resolution, the ~Mayor and Clerk shall execute and deliver the Bonds to the Registrar, who shall authenticate the Bonds and deliver the same to or upon order of the Purchaser. No Bond shall be valid or obligatory for any purpose or shall be entitled to any right or benefit hereunder unless the Registrar shall duly endorse and execute on such Bond a Certificate of Authentication substantially in the form of the Certificate herein set forth. Such Certificate upon any Bond executed on behalf of the Issuer shall be conclusive evidence that the Bond so authenticated has been duly issued under this Resolution and that the holder thereof is entitled to the benefits of this Resolution. · Section 11. Right to Name Substitute Paying Agent or Registrar. Issuer reserves the right to name a substitute, successor Registrar or Paying Agent upon giving prompt written notice to each registered bondholder. -13- Section 12. Form of Bond. Bonds shall be printed in substantial compliance with standards proposed by the American Standards Institute substantially in the form as follows: (6) I i (6) I (7) I I (8) I (1) I <2> I I (3> I I <4> I I <~> I (9) [ (9a) I (10) (Continued on the back of this Bond) I (11)(12)(13) I I (14) I I (15) I FIGURE 1 (Front) -14- (lO) (Continued) (16) (17) FIGURE 2 (Back) -15- The text of the Bonds to be located thereon at the item numbers shown shall be as follows: Item 1, figure 1 "STATE OF IOWA" "COUNTY OF JOHNSON" "CITY OF IOWA CITY" "GENERAL OBLIGATION BOND" "ESSENTIAL CORPORATE PURPOSE" Item 2, figure 1= Rate: Item3, figurel = Maturity: Item 4, figure 1= Bond Date: November 1, 1997 Item 5, figure 1= Cusip No.: Item 6, figure 1= "Registered" Item 7, figure 1= Certificate No. Item 8, figure 1= Principal Amount: $ Item 9, figure 1 = The City of Iowa City, Iowa, a municipal corporation organized and existing under and by virtue of the Constitution and laws of the State of Iowa (the "Issuer"), for value received, promises to pay from the source and as hereinafter provided, on the maturity date indicated above, to Item 9A, figure 1 = (Registration panel to be completed by Registrar or Printer with name of Registered Owner). Item 10, figure 1 = or registered assigns, the principal sum of(principal amount written out) THOUSAND DOLLARS in lawful money of the United States of America, on the maturity date shown above, only upon presentation and surrender hereof at the office of the City Controller, Paying Agent of this issue, or its successor, with interest on said sum from the date hereof until paid at the rate per annum specified above, payable on June 1, 1998, and semiannually thereafter on the 1st day of December and June in each year. Interest and principal shall be paid to the registered holder of the Bond as shown on the records of ownership maintained by the Registrar as of the 15th day of the month next preceding such interest payment date. Interest shall be computed on the basis of a 360-day year of twelve 30-day months. This Bond is issued pursuant to the provisions of Section 384.25 of the City Code of Iowa, for the purpose of paying costs of improvements and extensions to the Municipal -16- Water Utility, in conformity to a Resolution of the Council of said City duly passed and approved. Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation ("DTC"), to the Issuer or its agent for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized representative of DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein. Bonds maturing after June 1, 2006, may be called for redemption by the Issuer and paid before maturity on said date or any date thereafter, from any funds regardless of source, in whole or from time to time in part, in any order of maturity and within an annual maturity by lot. The terms of redemption shall be par, plus accrued interest to date of call. Thirty days' notice of redemption shall be given by ordinary mail to the registered owner of the Bond. Failure to give such notice by mail to any registered owner of the Bonds or any defect therein shall not affect the validity of any proceedings for the redemption of the Bonds. All bonds or portions thereof called for redemption will cease to bear interest after the specified redemption date, provided funds for their redemption are on deposit at the place of payment. If selection by lot within a maturity is required, the Registrar shall designate the bonds to be redeemed by random selection of the names of the registered owners of the entire annual maturity until the total amount of bonds to be called has been reached. Ownership of this Bond may be transferred only by transfer upon the books kept for such purpose by the City Controller, the Registrar. Such transfer on the books shall occur only upon presentation and surrender of this Bond at the office of the Registrar as designated below, together with an assignment duly executed by the owner hereof or his duly authorized attorney in the form as shall be satisfactory to the Registrar. Issuer reserves the right to substitute the Registrar and Paying Agent but shall, however, promptly give notice to registered bondholders of such change. All bonds shall be negotiable as provided in Article 8 of the Uniform Commercial Code and Section 384.31 of the Code of Iowa, subject to the provisions for registration and transfer contained in the Bond Resolution. -17- And it is hereby represented and certified that all acts, conditions and things requisite, according to the laws and Constitution of the State of Iowa, to exist, to be had, to be done, or to be performed precedent to the lawful issue of this Bond, have been existent, had, done and performed as required by law; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the territory of the Issuer for the payment of the principal and interest of this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the real and personal property of the Issuer are irrevocably pledged for the prompt payment hereof, both principal and interest; and the total indebtedness of the Issuer including this Bond, does not exceed the constitutional or statutory limitations. IN TESTIMONY WHEREOF, the Issuer by its Council, has caused this Bond to be signed by the manual signature of its Mayor and attested by the manual signature of its City Clerk, with the seal of said City impressed hereon, and to be authenticated by the manual signature of an authorized representative of the Registrar, the City Controller, Iowa City, Iowa. Item 11, figure Item 12,. figure Date of authentication: This is one of the Bonds described in the within mentioned Resolution, as registered by the City Controller. CITY CONTROLLER, Registrar By: Authorized Signature Item 13, figure 1 = Registrar and Transfer Agent: City Controller Paying Agent: City Controller SEE REVERSE FOR CERTAIN DEFINITIONS Item 14, figure 1 = (Seal) Item 15, figure 1 = [Signature Block] CITY OF IOWA CITY, IOWA By: (manual signature) Mayor -18- ATTEST: By: (manual signature) City Clerk Item 16, figure 2 = It is certified that the following is a correct and complete copy of the opinion of bond counsel issued as of the date of delivery of the issue of which this Bond is a part. (manual/facsimile signature) City Clerk [Opinion of Bond Counsel] Item 17, figure 2 = [Assignment Block] [Information Required for Registration] ASSIGNMENT · For value received, the undersigned hereby sells, assigns and transfers unto (Social Security or Tax Identification No. ) the within Bond and does hereby irrevocably constitute and appoint attorney in fact to transfer the said Bond on the books kept for registration of the within Bond, with full power of substitution in the premises. Dated (Person(s) executing this Assignment sign(s) here) SIGNATURE ) GUARANTEED) IMPORTANT - READ CAREFULLY The signature(s) to this Power must correspond with the name(s) as written upon the face of the certificate(s) or bond(s) in every particular without alteration or enlargement or any change whatever. Signature guarantee must be provided in -19- accordance with the prevailing standards and procedures of the Registrar and Transfer Agent. Such standards and procedures may require signature to be guaranteed by certain eligible guarantor institutions that participate in a recognized signature guarantee program. INFORMATION REQUIRED FOR REGISTRATION OF TRANSFER Name of Transferee(s) Address of Transferee(s) Social Security or Tax Identification Number of Transferee(s) Transferee is a(n): Individual* Corporation Partnership Trust *If the Bond is to be registered in the names of multiple individual owners, the names of all such owners and one address and social security number must be provided. The following abbreviations, when used in the inscription on the face of this Bond, shall be construed as though written out in full according to applicable laws or regulations: TEN COM - TEN ENT - JT TEN as tenants in common as tenants by the entireties as joint tenants with right of survivorship and not as tenants in common IA UNIF TRANS MIN ACT - ............ Custodian ............ (Cust) (Minor) under Iowa Uniform Transfers to Minors Act ................... (State) ADDITIONAL ABBREVIATIONS MAY ALSO BE USED THOUGH NOT IN THE ABOVE LIST Section 13. Contract Between Issuer and Purchaser. This Resolution constitutes a contract between said City and the purchaser of the Bonds. -20- Section 14. Non-Arbitrage Covenants. The Issuer reasonably expects and covenants that no use will be made of the proceeds from the issuance and sale of the Bonds issued hereunder which will cause any of the Bonds to be classified as arbitrage bonds within the meaning of Sections 148(a) and (b) of the Internal Revenue Code of the United States, as amended, and that throughout the term of the Bonds it will comply with the requirements of statutes and regulations issued thereunder. To the best knowledge and belief of the Issuer, there are no facts or circumstances that would materially change the foregoing statements or the conclusion that it is not expected that the proceeds of the Bonds will be used in a manner that would cause the Bonds to be arbitrage bonds. Without limiting the generality of the foregoing, the Issuer hereby agrees to comply with the provisions of the Tax Exemption Certificate and the provisions of the Tax Exemption Certificate are hereby incorporated by reference as part of this Resolution. The Treasurer is hereby directed to make and insert all calculations and determinations necessary to complete the Tax Exemption Certificate in all respects and to execute and deliver the Tax Exemption Certificate at issuance of the Bonds to certify as to the reasonable expectations and covenants of the Issuer at that date. Section 15. Severability Clause. If any section, paragraph, clause or provision of this Resolution be held invalid, such invalidity shall not affect any of the remaining provisions hereof, and this Resolution shall become effective immediately upon its passage and approval. Section 16. Continuing Disclosure. The Issuer hereby covenants and agrees that it will comply with and carry out all of the provisions of the Continuing Disclosure Certificate, and the provisions of the Continuing Disclosure Certificate are hereby incorporated by reference as part~ of this Resolution and made a part hereof. Notwithstanding any other provision of this Resolution, failure of the Issuer to comply with the Continuing Disclosure Certificate shall not be considered an event of default under this Resolution; however, any holder of the Bonds or Beneficial Owner may take such actions as may be necessary and appropriate, including seeking specific performance by court order, to cause the Issuer to comply with its obligations under the Continuing Disclosure Certificate. For purposes of this section, "Beneficial Owner" means any person which (a) has the power, directly or indirectly, to vote or consent with respect to, or to dispose of ownership of, any Bond (including persons holding Bonds through nominees, depositories or other intermediaries), or (b) is treated as the owner of any Bonds for federal income tax purposes. Section 17. Additional Covenants, Representations and Warranties of the Issuer. The Issuer certifies and covenants with the purchasers and holders of the Bonds from time to time outstanding that the Issuer through its officers, (a) will make such further specific -21- covenants, representations and assurances as may be necessary or advisable; (b) comply with all representations, covenants and assurances contained in the Tax Exemption Certificate, which Tax Exemption Certificate shall constitute a part of the contract between the Issuer and the owners of the Bonds; (c) consult with bond counsel (as defined in the Tax Exemption Certificate); (d) pay to the United States, as necessary, such sums of money representing required rebates of excess arbitrage profits relating to the Bonds; (e) file such.forms, statements and supporting documents as may be required and in a timely manner; and (f) if deemed necessary or advisable by its officers, to employ and pay fiscal agents, financial advisors, attorneys and other persons to assist the Issuer in such compliance. Section 18. Amendment of Resolution to Maintain Tax Exemption. This Resolution may be amended without the consent of any owner of the Bonds if, in the opinion of bond counsel, such amendment is necessary to maintain tax exemption with respect to the Bonds under applicable Federal law or regulations. Section 19. Repeal of Conflicting Resolutions or Ordinances. That all ordinances and resolutions and parts of ordinances and resolutions in conflict herewith are hereby repealed. PASSED AND APPROVED this //~ day of ,1997. ATTEST: PGOODRIC\ 111175\1\107 i 4044 -22- CIG-3 9/91 CERTIFICATE STATE OF IOWA COUNTY OF JOHNSON ) ) ss ) I, the undersigned City Clerk of Iowa City, Iowa, do hereby certify that attached is a true and complete copy of the portion of the corporate records of said Municipality showing proceedings of the Council, and the same is a true and complete copy of the action taken by said Council with respect to said matter at the meeting held on the date indicated in the attachment, which proceedings remain in full force and effect, and have not been amended or rescinded in any way; that meeting and all action thereat was duly and publicly held in accordance with a notice of meeting and tentative agenda, a copy of which was timely served on each member of the Council and posted on a bulletin board or other prominent place easily accessible to the public and clearly designated for that purpose at the principal office of the Council (a copy of the face sheet of said agenda being attached hereto) pursuant to the local rules of the Council and the provisions of Chapter 21, Code of Iowa, upon reasonable advance notice to the public and media at least twenty-four hours prior to the commencement of the meeting as required by said law and with members of the public present in attendance; I further certify that the individuals named therein were on the date thereof duly and lawfully possessed of their respective city offices as indicated therein, that no Council vacancy existed except as may be stated in said proceedings, and that no controversy or litigation is pending, prayed or threatened involving the incorporation, organization, existence or boundaries of the City or the right of the individuals named therein as officers to their respective positions. WITNESS my hand and the seal of said Municipality hereto affixed this 12th day of November , 1997. City Clerk, Iowa City, Iowa SEAL PGOODRIC\82569\I\ 107 14044 Prepared by: Kevin L. Doyle, Assistant Transportation Planner, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5253 RESOLUTION NO. 97-380 RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO A'I-rEST AN EXTENSION AGREEMENT FOR FY97 PARATRANSIT SERVICE BETWEEN THE CITY OF IOWA CITY AND JOHNSON COUNTY. WHEREAS, there is an existing 28E Agreement for. FY97 paratransit service between the City of Iowa City and Johnson County; and WHEREAS, the parties have extended said agreement to October 31, 1997. WHEREAS, ongoing negotiation for FY98 paratransit service has produced the need for a fifth extension to the FY97 Agreement; and WHEREAS, Section IV "Duration" of the FY97 Agreement permits an extension of the Agreement by mutual agreement of the parties; and WHEREAS, representatives of the City of Iowa City and Johnson County have negotiated a fifth extension of the FY97 Agreement for a period of thirty days, to November 30, 1997. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: The Mayor is authorized to sign and the City Clerk to attest the extension Agreement for FY97 paratransit service between the City of Iowa City and Johnson County. In accordance with Section 28E Code of Iowa (1997) the City Clerk is authorized to file said extension Agreement with the Secretary of the State of Iowa and County Recorder of Johnson County, Iowa. Passed and approved this 11th day of November ,1997. CIT'YX3LERK jccogtp\res\paratra5.doc MAYOR City Attorney's Office Resolution No, 97-380 · Page 2 It was moved by Kubb.y and seconded by adopted, and upon roll call there were: Vanderhoef the Resolution be AYES: NAYS: ABSENT: Baker Kubby Lehman Norton Novick Thornberry Vanderhoef Extension Agreement for FY97 Paratransit Service Between the City of Iowa City and Johnson County s This extension agreement is made and entered into by and between the City of Iowa~Oi~, Iow~a0'~ ~7'AT£ and Johnson County, Iowa. /~J~ ~8 8 00 WHEREAS, there is an existing 28E agreement for FY97 paratransit service between the City of Iowa City and Johnson County; and WHEREAS, the parties have extended said agreement to October 31, 1997; and WHEREAS, ongoing negotiations for FY98 paratransit service have produced the need for a fifth extension to the FY97 agreement; and WHEREAS, Section IV, "Duration," of the FY97 agreement permits extensions of the current agreement by mutual agreement of the parties. NOW THEREFORE, it is agreed by and between the City of Iowa City and Johnson County: That the existing 28E agreement for FY97 paratransit service between the City of Iowa City and Johnson County is hereby extended for a period of thirty (30) calendar days to November 30, 1997. For the extension of the FY97 paratransit service agreement from November 1, 1997 to November 30, 1997, Johnson County shall be reimbursed $47;182 by the City of Iowa City. All fares collected over $2,567 shall be returned to the City of Iowa City. In all other respects, the terms of the FY97 28E agreement for paratransit service shall remain in effect. This extension agreement represents the entire extension agreement between the City of Iowa City and Johnson County for paratransit service. It may be amended only by a written instrument signed by all parties. Dated this // day of /Uo~,~- ,1997. CITY OF IOWA CITY, IOWA BY: Na/~mi j. ~ov,~,' Mayor ATTEST: City'Clerk Approved by: /~J~OH NSON C~UNTY, IOWA By: /~2:,&/4'~/~/'2'~2~ 'Sally StutsYnan, Ohairperson Board of Supervisors Oounty Auditor City Attorney's Office Page 2 CITY Of IOWa CITY ACKNOWLEDGMENT STATE Of IOWa ) ) SS: JOHNSON COUNTY ) On this // day of 19 ?7 before me, Notary Public in and for the State of Iowa, personally appeared Naomi J. Novick and Marian K. Karr, to me personally known, and, who, being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of the City of Iowa City, Iowa; that the seal affixed to the foregoing instrument is the corporate seal of the corporation, and that the instrument was signed and sealed on behalf of the ~orp?r~ation, by authority of its City Council, as contained in (Ordinanoc) (Resolution) No. ?7- 3 ;~0 passed by the City Council, on the // -~- day of ,~,,,~,~_~ , 19 ?';' , and that Naomi J. Novick and Marian K. Karr acknowledged the execution of the instrument to' be their voluntary act and deed and the voluntary act and deed of the corporation, by it voluntarily executed. Notary Public in and for tl~e State of Iow~. JOHNSON COUNTY ACKNOWLEDGMENT STATE OF IOWA ) ) SS: JOHNSONCOUNTY ) O~,/~.,r~this Z~ . _ dj~y of ~'~ ' , 19 ~, before me, .~/'.,-'/ .~'-~ ,/~.7~--~-X.~ , a ~o~ry publi(; in and for the State of Iowa, pers~'nally appeared Sally Stutsman and-'~"~ ~-~,~.c¢~, of the County Auditor's Office, to me personally known, and, who, being by me d.~sworn, did say that they are the Chairperson of the Board of Supervisors and -,/~; , respectively, of the County of Johnson, Iowa; that the seal affixed to the foregoing instrument is the corporate seal of the corporation, and that the instrument was signed and sealed on behalf of the corporation, by authority of its Board of S.u_.~isors, as contained in t!)e Motion adopted by the Board of Supervisors, on the ,/~ ',~ day .of //~'~.-t_/ , 19 ~---, and Sally Stutsman and~'o-)~ ,.~4~t._,~. ~ acknowledge the execution of the instrument to be their voluntary act and deed and the voluntary act and deed of the corporation, by it voluntarily executed. Notary Publid'in and for the State of Iowa jccogtp~agt~,oaratr6.doc PAUL D. PATE SECRETARY OF STATE November 18, 1997 HOOVER BUILDING STATE OF IOWA DES MOINES, IOWA 50319 TEL (515) 281-5204 FAX (515) 242-5953 Marian K Karr City Clerk 410 E Washingon St Iowa City, IA 52240-1826 RE: Filing of 28E Agreement between the City of Iowa City and the Johnson County Dear Ms. Karr: We have received the above described agreement which you have submitted to this office for filing, pursuant to the provisions of Chapter 28E, Code of Iowa. You may consider the same filed as of November 18, 1997. Sincerely, Paul D. Pate Secretary of State PDP/kfw Enclosures Extension Agreement for FY97 Paratransit Service Between the City of Iowa City and Johnson County This extension agreement is made and entered into by and between the City of Iowa City, Iowa and Johnson County, Iowa. WHEREAS, tl~ere is an existing 28E agreement for FY97 paratransit service between the City of Iowa City and J~nson County; and WHEREAS, the p~es have extended said agreement to Oct, ober 31, 1997; and WHEREAS, ongoing~egotiations for FY98 paratransit servic~ have produced the need for a fifth extension to the FY97 ~,r~ement; ~d WHEREAS, Section IV, ~,Duration, of the FY97 agreement permits extensions of the current agreement by mutual agreb~'nent of the parties. / NOW THEREFORE, it is agr~d by and between the Cid/of Iowa City and Johnson County: wa 1. That the existing 28E a'~eement for FY97 p~ratransit service between the City of Io City and Johnson County~.s hereby extend0d for a period of thirty (30) calendar days to November 30, 1997. \ / - \ 2. For the extension of the FY9~/\paratran.s~i't service agreement from November 1, 1997 to November 30, 1997, Johnson ~ounty/~hall be reimbursed $47,182 by the City of Iowa City. All fares collected over $2,5~,ball be returned to the City of Iowa City. 3. In all other respects, the terms of/~ e FY97 28E agreement for paratransit service shall remain in effect. This extension agreement represent, F"the entireextension agreement between the City of Iowa City and Johnson County for paratrahsit service. !,t may be amended only by a written instrument signed by all parties. Dated this day of ,,- / CITY OF IOWA CI'I~,Y, IOWA Naomi J. Novick, or / / ATTEST: / ",..,,JOHNSON COUNTY, IOWA By: Sally ~3tutsman, Chairperson Board d~.,Supervisors ATTEST: County Auditor Prepared by: Dennis Gannon, Asst. City Engineer, 410 E. Washington St., Iowa City, IA 52240; 319-356-5142 RESOLUTION NO. 97-381 RESOLUTION APPROVING, AUTHORIZING AND DIRECTING THE MAYOR TO EXECUTE AND THE CITY CLERK TO ATTEST AN AGREEMENT BY AND BETWEEN THE CITY OF IOWA CITY' AND NNW, INC. OF IOWA CITY TO PROVIDE ENGINEERING CONSULTANT SERVICES FOR THE RIVER STREET RECONSTRUCTION PROJECT. WHEREAS, the City of Iowa City desires to reconstruct the River Street pavement from WooIf Avenue to Riverside Drive and install water main and storm sewer facilities; and WHEREAS, the City of Iowa City desires to contract for the following relative to the project: design, letting services, project administration and construction inspection; and WHEREAS, an Agreement for professional engineering services has been negotiated with NNW, Inc. of Iowa City, Iowa; and WHEREAS, it is in the public interest to enter into said Consultant Agreement with NNW, Inc. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: The Consultant's Agreement attached hereto is in the public interest, and is approved as to form and content. The Mayor and City Clerk are hereby authorized and directed to execute the attached Consultant's Agreement, in duplicate. Passed and approved this ].lth day of Novernbe~' ,1 997. pweng\riverst.wp5 Approved by City Attorney's Office MAYOR Resolution No. 97-381 Page 2 It was moved by Vanderhoef and seconded by adopted, and upon roll call there were: Norton AYES: NAYS: ABSENT: , X X X X X X the Resolution be Baker Kubby Lehman Norton Novick Thornberry Vanderhoef CONSULTANT AGREEMENT THIS AGREEMENT, made and entered into this // *~ day of , by and between the City of Iowa City, Iowa, a municipal corporation, hereinafter referred to as the City and NNW. Inc. of Iowa City , hereinafter referred to as the Consultant. WHEREAS, the City desires to reconstruct River Street from WooIf Avenue to Riverside Drive including the installation of storm sewer and watermain facilities. This agreement includes the design and preparation of bidding documents, letting services, project administration and construction inspection. NOW THEREFORE, it is agreed by and between the parties hereto that the City does now contract with the Consultant to provide services as set forth herein. I. SCOPE OF SERVICES Consultant agrees to perform the following services for the City, and to do so in a timely and satisfactory manner. Work shall begin immediately on the Design Phase. A. Design Phase: 1. The City will provide aerial survey data to supplement University survey data. The Consultant shall make cursory topographic survey of area primarily for utility location; 2. Meet with City staff, appropriate City Commissions, University Staff and neighborhood groups to determine aesthetic and neighborhood considerations for the project; 3. Determine necessary Right-of-Way requirements and construction easements required for the project and provide plats with legal descriptions of each parcel. 4. Evaluate the project for compliance with the Sensitive Areas Ordinance. Prepare a summary of the findings; 5. Design of project staging and traffic control; 6. Design of geometric layout including jointing details, spot elevations and intersection layout; 7. Design of storm drainage system including outlet system to the Iowa River; 8. Design of existing watermain replacement including securing IDNR Permit for watermain; 9. Prepare detailed plans, specifications, contract documents and engineer's estimate required for City of Iowa City letting. Project Specifications shall include Notice of Hearing and Letting, Instruction to Bidders, Bid Forms, Bond Forms, Agreement Forms, General Conditions of the Construction Contract, Supplementary General Conditions and Detailed Construction Specifications. The Project Manual will be developed using the Iowa City engineering consultant dossier (most recent issue) as a guide; 10. Provide necessary prints and calculations for review by City; 11. 12. 13. Obtain permit from Coq~s of Engineers for outletting storm water into Iowa River; Obtain flood plain development permit from the City's Development Regulations Specialist regarding work in the flood plain; Organize and hold the City's preconstruction meeting to be held with the successful bidder to answer technical questions regarding construction of the project. Letting Services: Print and Distribute plans and specifications to contractors and plan rooms. For budget purposes it is estimated that fourty 24x36 plan sets and specifications will be duplicated and distributed. A non-refundable deposit may be charged to the contractors to recover the actual cost of printing the plans and specifications; Assist in the preparation of the formal Notice of Hearing and Letting. Publication costs shall be borne by the City. Prepare and disseminate an informal notice to contractors concerning the upcoming project. Answer questions from contractors prior to letting and issue addenda as appropriate to interpret, clarify or expand the bidding documents; Be present when bids and proposals are opened, make tabulation of the bids for the City, and recommend award of contract to City. After the award is made, assist in assembling the contract documents for the project included herein. Project 1. 2. o o Administration Phase: Provide project administration; Prepare field alignment and elevation information and provide construction staking one time for each stage; Make timely visits to the project during the course of construction; Negotiate, prepare, and obtain approval of all change orders required by the construction, including submission of verification information; Conduct weekly construction meetings; Review monthly pay estimates and submit to City Engineer with recommendations; Keep public information board on site up-to-date. (Board shall be furnished and erected by City.); Have available at site, in office, or by phone or pager 24 hrs./day a full time representative who can answer citizen's inquiries; Keep project material, labor and inspection records; 10. 11. 12. 13. 14. 15. Upon completion of the project, determine final contract quantities and submit final pay estimate to the City; Prepare certifications of completion for City Council acceptance; Attend necessary meetings of the City Council and Neighborhood Association both during the course of construction and at the time of final project acceptance; Prepare as-built drawings; Provide City with mylar copy of as-built drawings; Review detailed shop and erection drawings submitted by the contractor for compliance with the design concept of the proposed project. Construction Inspection Phase: 1. Provide full-time on-site inspection and documentation utilizing a technician or engineer experienced in the inspection and construction of concrete pavement; 2, Provide assurance construction is substantially in accordance with the plans and specifications; 3. Provide certified concrete inspector as required; 4. Provide City with copies of daily diary entries and results of materials testing and certification, E. Special Services Preparation of elementary sketches and supplementary sketches required to resolve actual field conditions encountered; Assist the City as expert witness in litigation arising from the development of construction of the project and in hearings before various approving and regulatory agencies. II. TIME OF COMPLETION The intent of the City is to begin construction during the spring or summer of 1998. The Consultant shall strive to complete the following phases of the Project in accordance with the schedule shown. Final Plan Phase - Submit Check Plans to City - January 15, 1998. Submit Final Plans to City - February 5,1998. Project Administration and Construction Inspection Phase - The target Letting Date for this project is March 3, 1998 III. GENERAL TERMS The Consultant shall not commit any of the following employment practices and agrees to prohibit the following practices in any subcontracts. To discharge or refuse to hire any individual because of their race, color, religion, sex, national origin, disability, age, marital status, sexual orientation or gender identity. To discriminate against any individual in terms, conditions, or privileges of employment because of their race, color, religion, sex, national origin, disability, age, marital status, sexual orientation or gender identity. Should the City terminate this Agreement, the Consultant shall be paid for all work and services performed up to the time of termination. However, such sums shall not be greater than the "amount not to exceed" amount listed in Section IV. The City may terminate this Agreement upon seven (7) calendar days' written notice to the Consultant. This Agreement shall be binding upon the successors and assigns of the parties hereto, provided that no assignment shall be without the written consent of all Parties to said Agreement. It is understood and agreed that the retention of the Consultant by the City for the purpose of the Proj'ect shall be as an independent contractor and shall be exclusive, the Consultant shall have the right to employ such assistance as may be required for the performance of the Project. Eo It is agreed by the City that all records and files pertaining to information needed by the Consultant for the project shall be available by said City upon reasonable request to the Consultant. The City agrees to furnish all reasonable assistance in the use of these records and files. Fo It is further agreed that no Party to this Agreement shall perform contrary to any state, federal, or local law or any of the ordinances of the City of Iowa City, Iowa. At the request of the City, the Consultant shall attend such meetings of the City Council relative to the work set forth in this Agreement. Any requests made by the City shall be given with reasonable notice to the Consultant to ensure attendance. The Consultant agrees to furnish, upon termination of this Agreement and upon demand by the City, copies of all basic notes and sketches, charts, computations, and any other data prepared or obtained by the Consultant pursuant to this Agreement without cost, and without restrictions or limitation as to the use relative to specific projects covered under this Agreement. In such event, the Consultant shall not be liable for the City's use of such documents on other projects. The Consultant agrees to furnish all reports, specifications, and drawings, with the seal of a professional engineer affixed thereto or such seal as required by Iowa law. The City agrees to tender the Consultant all fees in a timely manner, excepting, however, that failure of the Consultant to satisfactorily perform in accordance with this Agreement shall constitute grounds for the City to withhold payment of the amount sufficient to properly complete the Project in accordance with this Agreement. 4 Ko Lo Should any section of this Agreement be found invalid, it is agreed that the remaining portion shall be deemed severable from the invalid portion and continue in full force and effect. Original contract drawings shall become the property of the City. The Consultant shall be allowed to keep mylar reproducible copies for the Consultant's own filling use. Fees paid for securing approval of authorities having jurisdiction over the Project will be paid by the City, IV. COMPENSATION FOR SERVICES The City agrees to pay for services stated in this agreement on an hourly basis at the hourly rates shown in Appendix A, attached hereto, with a maximum not to exceed amount for each phase: A. B: C&D. Final Plan Phase: Fifty Eight Thousand Six Hundred dollars ($58,600.00). Letting Services: Five Thousand One Hundred dollars ($5,200.00) Project Administration Phase and Construction Inspection Phase: a combined maximum not to exceed of Fifty Five Thousand Four Hundred dollars ($55,400.00). MISCELLANEOUS All provisions of the Agreement shall be reconciled in accordance with the generally accepted standards of the Engineering Profession. It is further agreed that there are no other considerations or monies contingent upon or resulting from the execution of this Agreement, that is the entire Agreement, and that no other monies or considerations have been solicited. Before commencing work, the Consultant shall submit to the City, for approval, a Certificate of insurance meeting the requirements herein, to be in effect for the full contract period. The consultant shall notify the City in writing at least thirty (30) calendar days prior to any change or cancellation of said policy or policies. Cancellations or modification of said policy or policies shall be considered just cause for the City to immediately cancel the Agreement and/or to halt work on the project, and to withhold payment for any work performed under the Agreement. Any policies of insurance purchased by the Consultant to satisfy its responsibilities under this Agreement shall include contractual liability coverage, and shall be in the following type and minimum amounts: 1. Comprehensive General Liability Each Occurrence Aggregate (a) Bodily Injury $250,000.00 $500,000.00 (b) Property Damage $100,000.00 Motor Vehicle Liability and Property Damage Insurance Bodily Injury (b) Property Damage Per Person Per Accident $250,000.00 $500,000.00 $100,000.00 Workers' Compensation insurance as required by Chapter 85, Code of Iowa. FOR THE CITY Title: Date: FOR THE CONSULTANT Date: /~/~"-/~ ~' /~. Koproved By_ . City Attorney's ~3ffi~e. APPENDIX A NNW, INC. ENGINEERING SERVICES Provided for THE CITY OF IOWA CITY PROFESSIONAL COMPENSATION The fee for professional services shall be based upon the following hourly rates for services by principals, employees, and/or sub-consultants assigned to the project. 1. Labor Rates Description Principal Structural Engineer Structural Engineer (Grade 7) Structural Engineer (Grade 6) Structural Engineer (Grade 5) Draftsman/Technician Clerical Ra~/Hour $80.00 $65.00 $55.00 $45.00 $30.00 $25.0O