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HomeMy WebLinkAbout1996-10-22 Info PacketCITY Or IOWA CITY INFORMATION PACKET October 11, 1996 IP1 IP2 IP3 IP4 IP5 IP6 IP? IP8 IP9 IP10 IPll IP12 IP13 IP14 IP15 IP16 Memorandum from City Manager: Compressors on Balconies Memorandum from City Manager: City Plaza Memorandum from City Manager: Civic Center Parking Lot Memorandum from City Manager: Public Works Projects Letter from City Manager to Edwin Barker: Sewer Line Memorandum from Police Chief: Invitation to City Council Memorandum from City Clerk: Meeting Schedule for Remainder of the Year Letter from R.A. McKeen, Plaza Center One, to Mayor: Downtown Parking Letter from Mayor to Gary Filosa: Parking Fines (Filosa letter included. previously received copies.) Letter from Sue Hickerson to Mayor: Shaw Shooting Incident Email from Benn Dunnington to Council Member Baker: Shaw Shooting Incident Letter from Thomas Bredeweg, Iowa League of Cities to City Officials: Legislative Objectives Ames Parks and Recreation Brochure: Local Option Sales Tax (Atkins) Counoi,35f . Cedar Rapids Gazette: Governor Warns Against Quick Passage of Homicide Law in_~_~ Accident Aftermath (Novick) Agenda for the Johnson County Board of Supervisors October 10, 1996, formal~(. agenda Internal (I.A.I.R.) Investigation Report #96-35, Internal Affairs Investigation Register~'~ City of Iowa City MEMORANDUM Date: To: From: Re: October 9, 1996 City Council City Manager Compressors on Balconies The Department of HIS staff brought the issue of the location of air conditioning compressors on balconies to the recent Board of Appeals meeting. None of the board members were concerned or apparently interested in pursuing an ordinance change as long as the compressors on a balcony were not blocking any type of required exit. Unless we would hear differently. we will take no further action. City of Iowa City MEMORANDUM TO: City Council FROM: City Manager DATE: October 7, 1996 RE: City Plaza As we now understand it, John Gross, who raised the issue of the name of City Plaza, does not now appear interested in pursuing it further. I would leave it as is. We can come-up with ideas on how to promote the City Plaza and use ped mall, pedestrian plaza, etc. cc: Joe Fowler Dale Helling City of Iowa City MEMORANDUM Date: October 7, 1996 To: City Council From: City Manager Re: Civic Center Parking Lot For some time we have planned to improve the Civic Center Parking Lot lighting, which is now underway. Also we plan to remove and replace the trees in the planting islands. Attached is a summary description prepared by TerB, Robinson which explains the basics of our thinking and plans. We plan to do this work in one day and will close the lot for that particular day, sometime during the week of October 21. The parking will be temporarily relocated. The trees will be removed, stumps ground and replaced during this work day. Attachment CITY OF IOWA CITY PARKS AND RECREATION DEPARTMENT CIVIC CENTER TREE PLANTING The species planted in the parking lot, Bradford Pear and Red Bud, are declining and are beyond any reasonable efforts to prolong their usefulness. I believe city funds would be better spent to establish new trees that can better handle the parking lot environment. My goal is to provide a canopy over the lot that will reduce the heat island effect and allow a better view into the lot. 1 believe we can accomplish this by selecting a more appropriate species. Bradford Peer and Red Bud are typically not long lived trees, unless they are planted on the perfect site. Obviously, the parking lot is not such a site. Over the past three years I have removed two Red Buds and one Bradford. The Red Buds simply died; the Bradford succumbed to storm damage. The Red Buds are all showing their age and beginning to decline. This is evidenced by the dieback in the tops and on the tips of the branches. This is typical of the species and I would expect to remove more branches and whole trees over the next three years. The Bradfords are exhibiting what the industry has found to be their flaw. If not pruned judiciously when very young to set up the proper scaffold branches, they will produce clumps of branches at one location on the trunk. Structurally, these branches are poorly attached; they grow rapidly for a number of yeare then break or split in storms. Pruning in later years is not a solution, as it leaves large gaps in already established canopies and is aesthetically very displeasing. The Bradfords are also beginning to thin, but it is a little less noticeable than the Red Buds. We have found that Bradfords are not the tree it was thought to be 20 yeare ago, and as a result we no longer plant them. mgr~reep]nt. CC City of Iowa City MEMORANDUM TO: FROM: DATE: RE: City Council City Manager October 4, 1996 Public Works Projects Some upcoming work activity: 1. Leaf removal is to begin on October 28. 2. "No bicycle riding on sidewalk" signs to be installed in CBD. Signs made by Iowa Prison Industries. "Share the Road" signs to be installed. Signs made by Iowa Prison Industries. Install a new 12" water main along south side of Highway 6 for Saddlebrook. Detours, signing for upcoming Hospice Road Race. Install additional lighting for Civic Center parking lot. We also plan to remove and replant most of the trees in the planting islands. October 7, 1996 Mr. Edwin K. Barker 6 Lime Kiln Lane NE Iowa City, IA 52240 CITY OF I0 WA CITY Dear Ed: Thank you for your letter of September 27 and your expression of understanding of these difficult times. I would like to respond to your question regarding the sewer line which is being built in connection with the new water plant and point you in the right direction for further discussions of this issue. You raise the concern that the capacity of this new sewer line will precipitate the annexation of property north of Iowa City's corporate limits. The construction of this particular line is not intended to act as a catalyst to that action but does allow for service to approximately 700 acres if that should ever be necessary. Some years ago the City constructed the River Corridor Trunk line which is a major sewer serving central Iowa City. This sewer was sized to allow service of up to approximately 700 acres north of Interstate 80. One of the concerns for the future, which was anticipated with this construction, was the possible failure of private septic systems in the River Heights area. The trunk line was sized to allow Iowa City to serve that ares in the future if needed. There was also contemplation of running a sewer line along the Iowa River toward Rapid Creek to serve an area north of the interstate. The line along the river has been abandoned as a concept. Future difficulties in River Heights are still possible. As part of our current comprehensive planning process, consideration will be given to the area north of 1-80 which could be part of Iowa City at some time in the future. I would suggest that you consult with Karin Franklin, our planning director, who can discuss with you the City's growth area. I would like to assure you that the City's policy regarding annexation has been and continues to be that annexation occurs under voluntary circumstances. Voluntary annexation consists of a property owner petitioning the City Council to be part of Iowa City. The only exception to this policy would be situations in which a very small parcel is standing in the way of annexation by a property owner of a much larger piece of land; in these instances, State law allows and encourages the annexation of the smaller parcel against the owner's wishes, 410 EAST WASHINOTON STREET · IOWA CITY. IOWA 32240-1826 · (319) ~$0-$000 · FAX (319) Mr. Barker October 7, 1996 Page 2 I do encourage you to talk with Karin regarding annexation and the future growth policy of the City in the context of the Comprehensive Plan. I also assure you that there are no intentions of the City to annex private property against the property owner's wishes in the foreseeable future. Please let me know if we can answer any more of your questions. Sincerely, cc: Karin Franklin City Council MEMORANDUM TO: FROM: RE: DATE: Steve Arkins, City Manager R. J. Winkelhake, Chief of Police INVITATION TO CITY COUNCIL October 4, 1996 This is an invitation to city council members to ride along with our officers. Friday or Saturday evening between the hours of 9:00 p.m. and 3:00 a.m. will provide a very different view of our downtown area than that which they may be used to. ;353(: City of Iowa City MEMORANDUM DATE: October 11, 1996 TO: FROM: Mayor and City Council Marian K. Karr, City Clerk ~,~)'"~"' RE: Meeting Schedule for remainder of the year Based on Council discussion at their October 7 work session the following meeting schedule has been prepared. Please adjust your schedule accordingly. Tuesday, October 8, Regular Formal - 7:00 Monday, October 21, Regular Work Session - 7:00 Tuesday, October 22, Regular Formal - 7:00 Wednesday, October 30, Special Work Session Joint meeting with Library Bd. - 4:00-8:00 Monday, November 4* Special Work Session - 5:30 Special Formal - 7:00 Wednesday, November 13, Special Work Session Joint meeting with Parks & Recreation Commission - 4:30" Monday, November 18, Regular Work Session - 7:00 Tuesday, November 19, Regular Formal - 7:00 Monday, December 2, Regular Work Session - 7:00 Tuesday, December 3, Regular Formal - 7;00 Monday, December 16, Regular Work Session - 7:00 Tuesday, December 17, Regular Formal - 7:00 Monday, December 30, Regular Work Session - CANCELED Tuesday, December 31, Regular Formal - CANCELED ' No meeting scheduled election night, November 5 ** Meeting to be held at Recreation Center Please note there are no meetings scheduled for Thanksgiving week and the last meeting of the year is December 17. Special formal meetings will be scheduled as needed. Council would return to their regular off week schedule on January 13 and 14. Extra budget work sessions will be scheduled in January. cc: Divisions and Departments cc~erk~chedule.doc PLAZA CENTi NE ~UITE '200 IOWA CITY. IO%V.A 5')')40 319-351-8698 /: ECEIV£D OCT 0 ? October 3, 1996 Mayor Naomi Novick Iowa City Council Civic Center 410 E. Washington Street Iowa City, Iowa 52240 Dear Mayor Novick: Periodically I have written the City Council in my capacity of Building Manager for Plaza Centre One on the walking mall in downtown Iowa City. My concern has always been the preservation of the parking agreement extended to those investing in the Urban Renewal development in downtown Iowa City. Discussion has been prominent as to the plans for the City to get involved in improvinG this area, thus my timing of my reminder of the City of Iowa City commitment to provide parking for the investors. The Urban Renewal agreement stated those developing in the area could not provide their own parking as the city would take that responsibility by providing the parking ramp structures. The ramps provide for both long term parking through the permits many businesses secure through the City Transportation Department and short term parking available for the continued assistance for the shoppers availin9 themselves the services of the Downtown Iowa City Merchants. I ask that the Council keep this commitment foremost in the con- siderations being proposed for the future of this area. I thank for your cooperation in reviewing my letter and passing it on to your fellow council members. you Sincerely~ R. A. (Dick) McKeen Building Manager Plaza Centre One October 10, 1996 Dr. Gary Fairmont Filosa II Box 1207 Iowa City, IA 52244-1207 Dear Dr. Filosa: This will acknowledge your letter of October 7, 1996, regarding the parking fines. The City attempts to enforce the parking laws consistently and equitably, including violations involving parking permit areas. If you feel you were unjustly cited on October 2, please complete the enclosed appeal form and return it to the City Parking Division. Your ticket will be reviewed and you will be notified of the findings of the review panel. CITY OF I0 WA CIT You are correct that it may, in some cases, be to one's advantage to pay a parking fine rather than to pay the appropriate fee. However, State law sets a fee of $5 for nearly all of the more common parking violations, the most notable exception being violations of accessible (handicapped) spaces. The City is thus prevented from setting fines which would more effectively deter parking violations. I hope this information is helpful to you. Sincerely, Naomi J, Novick Mayor Enclosure DR. GARY FAIRMONT FIL0$A II BOX 1207, Iowa City, Iowa 52244-1207 / 1-800-555-9044 7 October 1996 The Honorable Naom~Novick Mayor City of Iowa City 306 Mullin Street Iowa City, Iowa 52246 Good morning, Madame Mayor, the reason illegal parking is on t~e increase in our Oity is because it costs less to park for the day illegally than it does legally. When a motorist can park all day for $3 to $5' why bother paying more to legal meters or lots? Those who park in "permit only" areas suffer the most. They pay the City good money in good faith and than must struggles to find a place to park in an area designated exclusively for them while illegal parkers thumbs their noses and laugh at their protests. It is truly humiliating to these dispossessed permit payers and I might add highly destructive to the integrity and reputation of city governance. To add insult to injury permit parkers are often ticketed even when their permits are showing as I was on 2 October by officer #47. This inability to monitor permit parking areas ably deserves your attention and review. Only when punishment fits the crime does crime cease. This is basic criminal Jutsice 101, University of Chicago, et al. Fines for parking violations must exceed legal parking rates at a minimum. All fines in the City should be tripled at once I believe, and since we do not discriminate against the handicapped or any other citizen, raise violation of permit parking to $50 and the problem will cease at once. To promote however minute the "permissive society" is a disservice to every citizen and I know is not your intention. Increasing parking violation fees will also permit adding a "meter monitor" around the clock to monitor permit parking areas. ccs: The Honorable The Honorable The Honorable The Honorable The Honorable Ernie Lehman Larry Baker Karen Kubby Dee Norton Dean Thomberry The Honorable Dee Vanderhoff Mr. Stephen J. Arkins Dear Government Leader, There is no positive point-of-view to the grievous death of Eric Shaw. It is only t£agedy all around. The best we may hope to do is to assure that nothing like it ever happens again. To this end the city council should take steps toward two actions which may substantively protect citizens and police officers in future: 1) criminal charges should be brought against the officers involved, and 2) Police Chief Winklehake should be dismissed and replaced by a chief who emphasizes prudent procedure in the execution of law enforcement duties. Winklehake should be removed: The exercise of prudence by a police force is a basic essential. And the force-wide practice of prudence is the responsibility of the force's chief. Gillespie's, Kelsey's and Zacharias' immediate use of vastly unjustified force in circumstances where other options were obviously available and indicated was catastrophic. The grounds for suspecting burglary, while present, were ambiguous and inconclusive. A window was present to survey the interior activities. The door was ajar, and Eric Shaw's voice could have been listened to. Phone calls could have been made. We can understand the 'innocent intent' of the officers involved with all profound human compassion. But what happened was, sherely on the grounds that 'something appeared unusual', police drew their guns and shot an innocent man who had every right to be where he was, when he was, doing what he was doing, and this starkly reflects the omission of cautionary prudence as a dictum guiding this police force. And the officers suffered from it, and Eric Shaw and his family and the Iowa City business community and the whole community suffer heartbreakingly from it. The lives of officers and innocent citizens alike are jeopardized when a police force is not disciplined to prudence. Winklehake is not the man who should be in charge of a department of law enforcement. The officers involved should face criminal charges. Any wrongful death requires strong societal response. When the officers drew their guns and moved to enter the building and directly confront the person inside, the possibility of highest 'risk of harm to another' was blatantly present and clear. The officers' immediate use of force and failure to use other available means to first asses the nature of the situation is outrageous, heart-breaking recklessness. To leave such behavior unchallenged by very strong legal responses opens the door to frightening vistas of police abuse having far more extensive ramifications than attorney White's example of medical malpractice. The city council and leaders of the city government, whose responsibility is to oversee the wellbeing of citizens and the effectiveness of city law enforcement, need to move immediately to appropriately appeal and overturn Attorney White's decision not to prosecute the officers involved. This is necessary for checks and balances in a very powerful city department whose members CANNOT be allowed to misuse and exploit their powers to the point of murder of innocents with the only consequence being the loss of their job. This is not an issue of anger or vengence, but of checks and balances. It has to be part of the system. Although bringing criminal charges against the officers and dismissing the city's chief of police are tremendously sorrowful actions in everyone's heart, sadness added to sadness, never-the-less they are prudent and necessary to constructively address a real and grave problem that has been revealed in the Iowa City police department. Date: Thu, 10 Oct 1996 11:37:33 -0600 From: Benn Dunnington <bdunning@ccad.uiowa.edu> To: "L. Baker" <bakerl@blue.weeg.uiowa.edu> Cc: kkubby@blue.weeg.uiowa.edu, denorton@blue.weeg.uiowa.edu, Mkarr@blue.weeg.uiowa.edu Subject: Re: Shooting Issues Unresolved >Benn, > >I understand your concern about some of the apparent voids in information >available to the public and the Council. As you know, the ICPD internal >report will be available soon and will be almost completely unexpurgated. >Those parts withheld are not really a matter of subjective interpretation >by the City. The City Attorney should have a fairly rigid guideline about >what we cannot legally release. So, the City's version of events, as it >was compiled, will be overwhelmingly open to the public. >The DCI report is more troubling. I, too, and I suspect all the other >councilmembers, will be asking to a clearer explanation about what, and >why, something was withheld. I have been told that the DCI is not known >for being overly cooperative. >I urge you to get the sulmmary of the ICPD internal review now available. >Read the interview between White and Gillaspie. I hope it will show you >what it showed me---a horrible mistake, but not malevolent or >predictable. >Please keep me informed if you think anything speific needs to be >addressed in the future. ,o >Thanks .... ~ >LB _. o " Larry; Thanks for your thoughtful response. I too personally believe that this was a horrible and non-malevolent mistake, but it may still qualify as a crime under the law. I feel that the courts are the proper place to determine this, especially since neither you nor I have access to all the facts. Regarding the City Attorney's rigid guidelines: I'm sorry if I sound cynical but who is checking the City Attorney's adherence to these guidelines? This goes directly back to the trust issue. In light of the City Attorney's overly (in my opinion) defensive posture and actions following the shooting, I am not inclined to trust her interpretations (especially if she encountered items in "grey" areas which might reflect poorly upon various officials). As far as I can tell, there is only one sure cure for broken trust, and that is 100% openness and disclosure. I would propose that an independent committee (perhaps comprised of a local lawyer, doctor, factory worker, homemaker, business owner, social worker, and a member of the clergy) be appointed to review both investigations in their entirety and confirm that nothing important has been omitted. So far, all investigating, reporting, reviewing and summarizing has been done exclusively by government officials at various levels. This situation of "The Government" telling "The People" what they need to know seems fundamentally problematic in a would-be democracy. Please understand- I am not interested in punishing Mr. Gillaspie (although I think he should be permanently prohibited from owning or using handguns as he is presumably still free to do), nor do I believe that anybody can "pay" for what has happened. My concern here is with the future health of our community and setting this matter properly to rest, as well as examining -all- the facts so that we can make informed decisions about future policies, procedures, and the people involved. Sincerely, -Benn Dunnington ps- Do you know if the ICPD summary is available on-line? can one obtain a hard-copy? 10/10/96 Iowa City, Iowa If not, where Benn Dunnington/Media Coordinator Center for Computer Aided Design The University of Iowa 316 IATL/Iowa City, IA 52242-1000 bdunning@ccad.uiowa.edu (319) 335-2481 (fax: 335-3380) http://www.ccad.uiowa.edu/ http://www.ccad.uiowa.edu/~bdunning/ IOWA LEAGUE °t: CITIES October 1996 TO: FROM: SUBJECT: City Officials Thomas G. Bredeweg, Executive Director 1997 Legislative Objectives Enclosed you will find the 1997 Legislative Objectives for the Iowa League of Cities. These objectives were ratified unanimously by the membership at the annual business meeting in Cedar Rapids last month. This year's objectives include property tax reform, opposition to the so-called Taxpayers' Rights Amendment and reform of the law enforcement training program in Iowa, as well as seven other League priorities. City officials are encouraged to study each objective and determine the impact it will have on their communities. We urge city officials to contact legislators and legislative candidates now to describe these objectives and begin educating lawmakers about the effect of each issue. Also included is the following general statement of principles that will guide the League's broader legislative policy: The Iowa League of Cities strongly supports the concept and practice of municipal Home Rule and will work to protect the ability of cities to efficiently and effectively provide services as directed by citizens. The League adamantly opposes any statutory or constitutional measures that erode the ability of municipal constituents to govern themselves, especially state or federal mandates that impose financial commitments on cities without full reimbursement. If you have any questions regarding any of these objectives, please contact the League office at (515) 2~,n. 7282. DDS:gb Enclosure 317 SIXTH AVENUE o SUITE 14OO o DES MOINES, IOWA 50309-4122 o (515) 244-7282 o FAX ($15) 24,,1-O740 ~homas G IOWA LEAGUE of CITIES 1997 Legislative bjectives 10. 1997 Legislative Objectives Pursue legislation to simplify Iowa's property tax system to provide equitable treatment to alJ classes of pmper~y owners and to create a predictable, stable tax base that is prelected from erosion beyond local control. Pursue legislation to eliminate or modify the $8.10151,000 general fund limit. Oppose passage of the Sumley Amendment, or so-called Taxpayers' Rights Amendment, to the Iowa Constitution. Pursue legislation to empower and encourage the Iowa Law Enforcement Academy to provide law enforcement training alternatives that increase the availability of qualified officers at reduced costs to taxpayers. Pursue legislation to allow cities the option to test city police, fire and emergency medical employees for drug and alcohol use consistent with federal standards. Pursue legislation to study how Iowa's juvenile justice system affects the ability of cities to enforce laws. Pursue legislation to clarify the compliance process for and goals of solid waste reduction laws. Pursue legislation to require the state Alcoholic Beverages Commission to strongly consider city decisions that revoke or deny liquor licenses. Oppose legislation that limits city management of rights of way or restricts city authority to charge user fees and franchise taxes for the use of public facilities. OppOse takings or inverse condemnation legislation that requires governmental agencies to provide additional compensation to property owners for govemmemal actions that restrict the use of property or diminish its nru~rket value. Pursue legislation to modify Iowa Civil Service laws to eliminate current inefficiencies. LEAGUE _of CITIES 1997 Fact Sheets Simplify Iowa's property tax system Objective: Pursue legislation to simplify Iowa's property tax system to provide equitable treatment to all classes of property owners and to create a predictable, stable tax base that is protected from erosion beyond local control. Pursue elimination or modification of the $8.10151,000 general fund limit. For cities in Iowa, sound fiscal policy depends on a steady, predictable stream of revenue from which necessary services can be funded. For generations, property tax has provided this revenue. In more recent years, however, Iowa's system for levying and collecting property tax has become over complicated and cumbersome. Layer upon layer of artificial controls have made the system nearly incomprehensible. Mechanisms like the residential rollback and state tax credits. originally promoted as property tax relief measures, erode the local tax base and actually end up increasing the tax rate. Without these artificial and mismanaged controls, property taxes are among the most equitable and affordable way for citizens to fund the services they desire. Sales and income taxes are far less stable, and user fees would have to be astronomical to completely cover the costs of quality of life enhancements such parks and swimming pools. To combat rite problems Iowa's current property tax system creates for cities, the Iowa League of Cities recommends the following actions: 1) Allow cities the flexibility necessary to develop a more diverse revenue base to reduce their relial;ce on property taxes. In particular, allowing cities to implement a local option income tax and giving them greater latitude in local option sales tax requirements would help citizens find the best mix of revenue sources to fund the services they desire for their community. 2) Uncouple residential and agricultural property values for the purposes of detertinning taxable value. Because agricultural property values are determined by a productivity formula and residential values by market value, the coupling artificially suppresses residential values depending on the agricultural economy. Removing this inappropriate mechm-.io-m will not cause residential taxable values to skyrocket because state law prohibits taxable values to grow more than 4 percent annually. When residential property values statewide grow more than 4 percent, the percentage of residential value taxed will still decline. However, if coupling is not removed, the local property tax base will continue to erode, forcing business owners to continue to pay a disproportionate shar~ of property taxes. 3) Require the state to fully fund any property tax credits it ~ants. When the state grants a property tax credit and do~s not fulfill its obligation for reimbursement, local governments are forced to increase levy rates to make up for the shortfall. In the end, taxpayers wind up subsidizing their own or their neighbors' tax credits through increased tax rates. 4) Tighten the definition of tax-exempt property. To qualify for tax-exempt status, an organization should be required to disclose its financial records and provide tangible evidence of the contribution it makes to the community. Refocusing the definition of tax-exempt property will relieve citizens and businesses from subsidizing entities that receive broad exemptions for narrow contributions. Stop the Stanley Amendment Objective: Oppose passage of the Stanley Amendment, or so-called Taxpayers' Rights Amendment, to the Iowa Constitution. The Stanley Amendment is tou(ed as providing certain rights to the taxpayers of Iowa. In reality, the proposed amendment will replace representative government with guvemment by formula, which will substantially limit the fight of taxpayers to determine how they wish to be governed. In addition to philosophical flaws, the amendment contains several provisions that require governments to operate in a manner contrary to good management principles. For example, under the amendment, government will not .be provided the tools to manage proper financial reserves in a way that would maintain good credit ratings. As a result, bond interest costs will be driven up. The ambiguity and inconsistency of the language contained in the amendment would require substantial court interpretation. Other provisions would subject any government action to litigation by anyone in the state. The only fight this would provide taxpayers is the fight to pay huge legal fees. An amendment that proposes a formula as a singular solution to a complex set of issues is a simplistic approach that is destined to fail. The Iowa League of Cities suggests that all levels of government in the state stork together to resolve problems, real or perceived, rather than abdicating that responsibility to a formula. The League further suggests that all levels of government strive to eliminate inefficiency of any magnitude, rather than excusing waste because it is within certain parameters. City officials believe that is what government officials are elected to do under Home Rule. 2 Law enforcement training alternatives Objective: Pursue legislation to empower and encourage the iowa Law Enforcement Academy to provide law enforcement training alternatives that increase the availability of qualified officers at reduced costs to taxpayers. Since 1968, the Iowa Law Enforcement Academy 0LEA) has provided excellent training for the law enforcement officers who serve the citizens of Iowa. However, the limited capacit7 of this single-site system can no longer keep pace with the increasing demand for certified officers. Alternative law enforcement training approaches that would lower costs to taxpayers and increase access to training without sacrificing quality are available. The fixed physical capacity of the ILEA site does not always allow law enforcement agencies to get new recruits trained in a timely manner. Such delays leave communities understaffed or using uncertified officers until recruits can attend the academy. Already overloaded, the ILEA has not been encouraged to develop additional advanced training for law enforcement officers. Reducing the reliance on a single site could relieve this backlog of officers waiting to receive training and enhance the ability of the ILEA to deliver advanced training, as well as encourage identification of innovative law enforcement practices and explore the use of technology in law enforcement training. The ILEA could maintain its high standards of quality by certifying instructors and curriculum of other potential training sources and by conducting standardized testing of potential officers. Tbe availability of multiple ~aining sites could also reduce the costs to taxpayers. Under the current system, the average cost of training an officer is $15,000, including travel expenses and salary paid during the training period. Such costs place financial hardship on all cities, but especially small ones. An alternative system that used multiple training sites, such as setting up pre-employment course work at community colleges, could cut travel expenses and make potential employees bear some of their own training costs. Virtually all other public sector employers require potential employees to secure entry- level training at their own expense. Allow cities to test public safety employees for drug and alcohol use Objective: Pursue legislation to allow cities the option to test city police, fire and emergency medical employees for drag and alcohol use consistent with federal standards. Cities depend on public safety employees to provide services critical to the well being of residents. The public needs to have absolute confidence that the employees responding to a call for help are able to function at their peak capacity and a~ not inhibited by drug or alcohol use. City officials are concerned about drug and alcohol abuse not only because it weakeros public trust, but because: 1) An employee .impaired by drugs or alcohol constitutes a danger to the public, other employees and themselves, making the safety of others a priority over individual privacy. 2) Impaired employees represent an incalculable liability risk. There are a number of examples of impaired employees causing accidents that ultimately cost taxpayers millions of dollars in damages and court costs. This was a primary reason why Congress enacted drug and alcohol testing laws for transportation employees. 3) When public employees lose work time due to injury or illness caused by impairment, tax dollars are wasted. Impaired employees also increase the risk of accidents that destroy government property. By only allowihg employers to test employees for drugs and alcohol use under limited conditions, the current state law does not let cities adequately prevent employee impairment. Federal law allows random testing to prevent impairment, but dictates that cities test only certain classes of transportation employees. The situation does not recognize the other classes of employees that create a hazard to the public when they perform their duties under the influence of drugs or alcohol. 4 Study Iowa's juvenile justice system Objective: Pursue legislation to study how Iowa's juvenile justice system affects the ability of cities to enforce laws. The Iowa League of Cities requests that the 1997 General Assembly allocate time, resources and personnel to conduct an in-depth study of Iowa's juvenile .justice system. As crime statistics indicate an increasing ~nd toward crime perpetrated by youth, Iowa must examine the structure of current law and innovations that will make us better prepared to handle this problem in the future. Because this problem encompasses' so many elements of society, it is important that input be sought from a large, diverse group of individuals who play varied roles in the juvenile justice system. State justice officials, policy-makers, local government officials, local law enforcement officers, school officials, intervention agencies and citizens should be included to offer their unique perspectives. As policy issues are discussed. each group can benefit from seeing how policies affect the other groups and gain new insights as to what may constitute a workable solution. The Iowa League of Cities suggests that the study pay particular attention to following issues: 1) Cooperative efforts between local government and schools. 2) The role of parental responsibility in deterring juvenile crime. 3) The authority of local governing bodies in deterring juvenile crime. 4) The impact of prevention and intervention measures in deterring juvenile crime. 5) The impact of reduced federal or state resources in deterring juvenile crime. By addressing these issues, Iowa should be able to develop a blueprint to combat this trend into the 21st century. 5 Clarify solid waste reduction laws Objective: Pur~ue legislation to clarify the compliance process for and goals of solid waste reduction laws. The goal of the Iowa Solid Wa~te Reduction Act of 1988 was to reduce the amount of solid waste going into landfills. The goal h~s since evolved into a mandate with specific compliance requirements and a seemingly arbitrary methodology of calculating reduction goals. While city officials are supportive of reducing solid w~ste in landfills; the increased costs associated with certain compliance requirements merit renewed cost-benefit analyses. In some instances, it is less expensive to pay penalties than to attempt to comply with the goals. To retain the intent of the law, the League advocates reducing reliance on waste-abatement tables ,as a means to determine compliance and calls for the establishment of local performance standards to meet state waste reduction goals. The League further advocates legislation to enable regional entities to provide incentives to individual cities that meet reduction goals by waiving the current tonnage penalties. 6 Consider city decisions in liquorlicensing Objective: Pursue legislation to require the state Alcoholic Beverages Commission to strongly consider city decisions that r=voke or deny liquor licenses. Code oflowa Section 123.32 makes city councils responsible for approving or disapproving the issuance of liquor control licenses. Such decisions am now bas=d upon whether the license applicant meets the qualifications of good moral character as defined by the Code. This authority was granted to cities to r=duce or eliminate irresponsible operation of establishments rolling alcoholic b~vetages in the community. The decisions of the city councils are subject to review by the state Alcoholic Beverages Commission using the narrow definition of good moral character. If a license is denied, such a decision can be appealed by the applicant and overturned by the commission. City officials ate concerned that the current system has resulted in the issuing of licenses to establishments that have a history of violating alcohol beverage laws or that attract criminal activity. To preserve the intent of the law, city officials seek to have the Alcoholic Beverages Commission be required to consider an establishment's history of liquor law violations and pattern of criminal activities associated with the premises. City officials also seek support to prosecute chronic violators to the fullest extent. Currently the attontey general's office provides only one person to prosecute or assist in the prosecution of violators. Protect city management of public rights of way Objective: Oppose legislation that limits city management of rights of way or restricts city authority to charge user fees and franchise taxes for the use of public facilities. Iowa taxpayers have purchased and maintained rights of way for public purposes like streets and publicly owned utilities in their communities. To reduce costs and encourage orderly development, private utility companies also have been allowed to use the public rights of way for telephone and cable operations. Many cities charge fees and impose franchise taxes on these private, for-profit companies to recover purchase, management and maintenance costs. These fees are, in essence, rent paid by companies to taxpayers for the use of public property, and are much less than the costs companies would pay to acquire and maintain private rights of way. The need to establish and maintain public rights of way is essential to public safety and welfare. Rights of way allow people, goods and communications to move within our society, which is essential to economic and public activity. Government has traditionally exercised police power to protect and nurture this critical asset. Eroding the public ability to protect rights of way threatens public safety and economic well being. The federal Telecommunications Act of 1996 upholds local authority to manage these public rights of way. The law, clearly allows cities to charge fees to recover expenses and to manage such public properties. However, in lieu of a favorable federal response, telecommunications providers now seek action at the state level to circumvent taxpayer authority to manage rights of way through their local government. If for-profit companies are allowed to use publicly owned rights of way free of charge, taxpayers will be subsidizing private companies, many of which generate considerable profits that are funneled outside the community. This precedent could jeopardize the ability of cities to recover costs for private use of other public resources, which will increase the cost of government. More importantly, reducing the public control over rights of way reduces the ability of government to assure its citizens of a safe and vibrant community. 8 Prevent additional compensation for property takings Objective: Oppose talcings or inverse condemnation legislation that requires governmental agencies to provide additional compensation to ' property owners for governmental actions that resu'ict the use of property or diminish its market value. Recent federal and state proposals advocate the concept of inverse condemnation or talcings, which seeks to require government to further compensate property owners for governmental actions that results in a 50 percent or more reduction in the properry's fair market value. The Iowa League of Cities opposes this concept for the following reasons: 1) The 5th and 14th amendments to the U.S. Constitution provide for fai~: compensation for takings of property by public entities. 2) Talcings legislation would significantly increase the costs of enforcing local zoning and health and safety laws that protect community welfare and maintain the value of properr/For all property owners. The increase in costs could be of such a magnitude to have the effect of invalidating those laws. 3) If passed, takings legislation would severely restrict the ability of state agencies to develop rules that benefit all Iowans, parucularly in the area of environmental protection. Rather than m'a.VAng regulations costs prohibitive to enforce, the League advocates review and modification of regulations to achieve the maximum public benefit with the least amount of negative impact to regulated property owners. Modify Iowa Civil Service Jaws Objective: Pursue legislation to modify Iow~ Civil Service laws to eliminute current inefficiencies. Iowa Civil Service laws under Code of lows Chapter 400 were enacted more than 50 years ago to eliminate and prevent favoritism in hiring and promotions in city government. Since that original enactment, stat~ and federal employment laws, collective bargaining ~nd personnel practices in the cities have evolved to provide many of the same protections as Chapter 400. Due to this duplication, it has been proposed that Iowa Civil Service laws be eliminated completely. The Iowa League of Cities, however, advocates changing the current law in the following manner: 1) Modify the arbitrary limits placed on number of persons that can be placed on the hiring and promotional list used in the selection process. Also increase the time Civil Service Commissions have to certify the list of qualifters to allow adequate time for background checks. 2) Remove barriers in the law that prevent cities from making the most efficient use of manpower, such as requiring a city to get an employee's permission to transfer the employee to another depa~ment. 3) Shorten terms for commissioner~ to four years from six in order to attract more applicants. I0 LOCAL OPTION SALES TAX "A Tax that is an Investment in our Quality of Life" On November 4, 1986, the c~tizens of Ames approved a Local Option Tax of 1% to be used 60% for property tax relief and 40% for commu]nty benennent. Sixty percent offids tax will generate $2,074,483 m 1 996/97 which lowers the total tax level from $12.20 to $10.22. Therefore, if you own a home, you save approximately $2 for ever)' $1,000 of its taxable assessed valuation. The other 40%, or approximately $1,383,000, x~411 be used for community betterment whi ch pan/ally funds Human Services (ASSETT), Community Arts, and numerous City public improvements which are administered through several City departments -- Parks and Recreation, the Library, and Public Works. As an exmnple, of the $1,383,000 the Parks and Recreation Deparnnent receives approximately $250,000 annually to e]thance our community as the following pictures highlight. I ,I EAST RIIrER VALLEY PARK 150' Pedegrian Bridge -- $85,000 MOORE MEMORL41. PARK Con~9'ucted a large, wood pla)74rotmd slructure 125,000 ,. ... . .... ....... ~ .... Govern.or. warns .against quick passage of homicide law in accident aftermath By Rod Boshart He also was asked about a GazeRe Des Moines Bureau suggestion by University of Iowa SHAW RALLY DES MOINES -- Gov. Terry law Professor David Baldus that Branstad cautioned Tuesday Iowa lawmakers might consider against a "rush to judgment" to amend Iowa's criminal man- slaughter law in the emotional aftermath of a tragic incident in which an Iowa City police offi- cer shot and killed Eric Shaw. The governor' said he is will- ing to consider negligent man- slaughter or similar laws adopt- ed in other states to address ,-ircumstances where a person causing a death should have acted differently. However, he expressed con- cern over making changes to criminalize additional activities that might produce "unintended consequences" in future cases involving deaths that are acci- dental or caused by special cir- cuIllstances. "I thinh it's important for us not to overreact." Branstad said. "I think it's appropriate to review what la~vs they have in other states, but I thinh we need to recognize that each situation depends on the factual circum- stances there, and we've got to be careful about making a law just because of one particular situation where the county at- torney doesn't feel there's ade- quate evidence to prosecute." he said. The governor made his com- ments during a KCRG radio call.in show and a separate in- terview Tuesday. BRANSTAD WAS asked about an Aug. 30 incident in which former pohce officer Jef- frey Gillaspie killed Shaw, 31, while investigating a possible late-night burglary at Shaw's studio. creating a negligent homicide law like those in some other states. Last week, Johnson County Attorney J. Patrick White an. nounced he would not charge Gillaspie with a crime because none of the five options avail- able under Iowa criminal law fit the circumstances of the fatal shooting. The outcome angered Shaw family members and touched off some protestS by outraged resi- dents. Branstad expressed his sympa- thy to Shaw's family and other ~'ieving members of the Iowa City community but cautioned against using the fatal shooting as a basis for carving out a new criminal standard without care* ful consideration. 'Tin not going to rush in and say, 'Yes, we can put a new crime category in the Iowa code.' I want to look at it and review what indeed are the laws in other states," the governor said. "I know there's a feeling among many people that they'd like to do something. There's nothing you can do that can bring that life back. My concern is that in a very dispassionate way we review the situation before we decide what to do," he said. 'Tin a big believer in doing what we can to protect haman life, but I also respect and recog- nize that sometimes tragic mis- M A pul:)hc rally will be held at 5:15 p.m. Thursday at the Pedesthan Mall in Iowa City to prores, the process that resu~eO m a determination that no criminal charges will be filed against Jeffrey G~llasp~e. the former iowa C~ty pohce officer who shot and killed Eric Shaw. The Intemational Socmhst Orgamzation (ISO). which is sPonsonng the rally. questions why Johnson County Attorney J. Patrick White. who necessamy has a close relationship w~h the Pohce Department. should be the one responsible for making the Oetermmabon. 'me iSO thinks a ju~ should decide if cha~es are justifieO. takes can occur that are not anybody's fault," Branstad said during the radio show. "Even if you have a different crime category, you stKl have to prove beyond a reasonable doubt the crime, and usually in criminal matters intent is an important alement in that. So it's a very difficult thing from a criminal perspective." ORDINANCE AN TO CHANGE DIS WHEREAS* Karen J a A PARCEL LOCATED AT IN THE [,E SW AND THE S TION 14-83-5. LINN CO APPNOX 271 ACRES · New Purchases · 1st & 2nd Mortgages Competitive interest rates · Refinance your contract at low bank rates FAST CASH HOME EQUITY LOANS Bad Credit? If you've had a bankruptcy, collections. or have been declined credit. · Home Improvement · College Education · Consohdate Credit { · Vacations 5000 ItEARTHSIDE LENDING CORPORATION 378-458D/1o888-731 -$3§3 (to,! .--) : -.....,,, ......... ........ ............. ...... , MICROFILMED BY ES- INFORMATION TECHNOLOGIES R TAK Governor warns against quick passage of homicide law in accident aftermath By Rod Boshart Gazette Des Moines Bureau DIgS MOINES -- Coy. Terry Branstad cautioned Tuesday against a "rush to judgment" to amend Iowa's criminal man. slaughter law in the emotional aftermath of a tragic incident in which an Iowa City police offi* cer shot and killed Eric Shaw. The governor' said he is will. ing to consider negligent man. slaughter or similar laws adopt- ed in other states to address ,-h'cumstances where a person causing a death shou2d have acted differently. However, he expressed con- cern over making changes to criminalize additional activities that might produce "unintended consequences" in future cases involving deaths that are acci- dental or caused by special cir- cuInstances. "I think it's important for us not to overreact," Branstad said. "] think it's appropriate to review what laws they have in other states. but I think we need to recognize that each situation depends on the factual circum- stances there, and we've got to be careful about making a law just because of one particular situation where the county at* torney doesn't feel there's ade- quate evidence to prosecute." he said. The governor made his com- ments during a KCRG radio call.in show and a separate in- terview Tuesday. He also was asked about a suggestion by University of Iowa law Professor David Baldus that Iowa lawmakers might consider creating a negligent homicide law like those in some other states. Last week, Johnson County Attorney J. Patrick White an- nounced he would not charge Gillaspie with a crime because none of the five options avail- able under Iowa criminal law fit the circumstances of the fatal shooting. The outcome angered Shaw family members and touched off some protests by outraged resi- dents. Branstad expressed ins sympa. thy to Shaw's family and other grieving members of the Iowa City community but cautioned against using the fatal shooting as a basis for carving out a new criminal standard without care- ful consideration. "I'm not going to rush in and say. 'Yes, we can put a new crime category in the Iowa code.' 1 want to look at it and review what indeed are the laws in other states," the governor said. "I know there's a feeling among many people that they'd like to do something. There's SHAW' RALLY I A pubhC rally will be held at 5:15 p.m. Thursday at the Pedestrian Mall m iowa C~ty to protee' the process that resulted in a determmabon that no criminal charges wdl be flied against Jeffrey Gdlasp~e. the former Iowa City police officer who snot ano kdled Eric Shaw. The International Soc=ahat Organization (ISO), which ~s sponsonng the rally. quashone why Johnson County Attorney J. Patrick Whrte, who necessarily has a close relationship with the Pol,ce Department, should be the one responsible for making the determ~nahon. The ISO thinks a jury should decide ff char~es a:e juatified. takes can occur that are riot anybody's fault." Branstad said during the radio show. "Even ff you have a different crime category, you still have to prove beyond a reasonable doubt the crime, and usually in criminal matters intent is an important element in that. So it's a very difficult thing from a criminal perspective." nothing you can do that can . bring that life back. My concern is that in a very dispassionate way we review the situation before we decide what to do," he said. "I'm a big believer in doing what we can to protect human life, but I also respect and recog. n/ze that sometimes tragic mis. BRANSTAD WAS asked about an Aug. 30 incident in which former police officer Jef- frey GLUaspie killed Shaw, 31, while investigating a possible late-night burglary at Shaw's studio. C ORDINANCE AN TO CHANGE DtS FAST CASH HOME EQUITY LOANS Bad Credit? If you've had a bankruptcy, collections. or h~ bean declined credit. · New Pumhasas · let & 2nd Mortgages Compotdive interest rates · Refinance your contract at low bank rates · Home Improveme · College Educat~or · Consolidate Grad · Vacations CALL TODAY FOR A FREE CONSULT/ ]{EARTHSIDE LEIN. DING COR[ORATION 378 458011-888 731-5363 IOWA *t) Don Schr, Chairperson Joe Bolkcom Charles D. Dufi~ Stephen P. La¢ina Sally Stutsman BOARD OF SUPERVISORS October 10, 1996 FORMAL MEETING 1. Call to order 9:00 a.m. Agenda 2. Action re: claims 3. Action re: formal minutes of October 3rd. 4. Action re: payroll authorizations 5. Business from the County Auditor. a) Action m: l~Jmits b) Action re: reports c) Other 913 SOUTH DUBUQUE ST. P.O. BOX 1350 IOWA CITY, IOWA 52244-1350 TEL: (319) 356-6000 FAX:(319) Agenda 10-10-96 Page 2 9:00 a.m. - Public Hearing on Zoning applications, Zoning Ordinance and Platting applications: a) First and Second consideration of the following Zoning applications: Application Z9445 of Albert and Shirley Westcott, Iowa City, requesting rezoning of 38.22 acres fxom A I Rural to RS3 Suburban Residential of certain property described as being in the NW 1/4 of the NW 1/4 of Section 26; Township 80 North; Range 6 West of the 5th P.M. in Johnson County, Iowa (This property is located on the west side of Prairie Du Chien Road NE, approximately 1/4 of a mile north of its intersection with Newport Road NE in Newport Application Z9618 of Joe & Karen Stefrens, Swisher, requesting rezoning of 2 - 1.99 acres from A1 Rural to RS Suburban Residential of certain properly described as being in the NW 1/4 of Section 17; Township 81 North; Range 7 West of the 5th P.M. in Johnson County, Iowa (This property is located on the east side of Cou Falls Road NW, approximately 1.0 mile south of Swisher, Iowa in Jefferson Twp.). Application Z9637 of Thomas Dupler, Cedar Rapids, signed by Jeff Carlson, Solon, requesting rezoning of 4.03 acres fi'om A2 Resort to CP2 Planned Commercial of certain property described as Lunker Land being in the NW 1/4 of Section 9: Township 81 North; Range 7 West of the 5th P.M. in Johnson County, Iowa 0tds property is located on the east side of Highway 965 NW, approximately 3/4 of a mile north of 140th Street NW on the south side of Lunker Land in Jefferson Twp.). Agenda 10-10-96 Page b) First and Second consideration of the following Zoning Ordinance: An amendment to the Johnson County Zoning Ordinance by deleting 8:1.22:X 2.(d., and adding a new 8:1.22:X 2.(d. [At no time shall approval be granted to developments which include lots containing less than 50 percent of the lot area required, unless such a development is in an RS-3, RS-5, or RS-10 District. Developments in an RS-3, RS-5, or RS-10 District may include lots containing less than 50 percent of the required lot area, but not less than one (1) acre, provided that such developments utilize a "public water system," as defined by Chapter 455B. 171 (17), Iowa Code (1995). All systems are to be considered public water systems, but when a development has less than fifteen (15) service connections or regularly serves less than twenty-five (25) individuals, permitting and monitoring will be in accordance with requirements prescribed by the Johnson County Board of Health. An amendment to the Johnson County Zoning Ordinance by adding a new paragraph 8:1.9B RS-5 Suburban Residential District. Permitted Uses: The use of premises in the RS-5 Suburban Residential District shall be the same as those set forth for the RS-Suburban Residential District (see 8:1.9). Accessory Uses: Pr~u~ises in the RS-5 District shall be restricted to those accessory uses perurifted in article 8:1.20. An amendment to the Johnson County Zoning Ordinance by adding a new paragraph 8.1.9C RS-10 Suburban Residential District. P~smitted Uses: The use of premises in the RS-10 Suburban Residential District shall be the same as those set forth for the RS-Suburban Residential District (see 8:1.9). Accessory Uses: Premises in the RS-10 Disb-ict shall be restricted to those accessory uses perufitted in article 8:1.20. An amendment to the Johnson County Zoning OrdinaRc~ by adding to chapter 8:1.25 Area regulations. a new hneiERS-5~00 5 acres 5 acres* * Agenda 10-10-96 Page 4 An amendment to the Johnson County Zoning Ordinance by adding to chapter 8:1.25 Area Regulations. a new line, RS-10 100 10 acres 10 acres * * Discussion/action re: the following Platting applications: Application S9625 of Joe and Karen Steffens, signed by Karen Steffem, requesting pre 'hmimry and final plat approval of Deer View Subdivision, a subdivision described as being located in the NE 1/4 of the NW 1/4 of Section 17; Township 81 North; Range 7 West of the 5th P.M. in Johnson County, Iowa (l'his is a 3-1or, 14.42 acres, 1-lot farmstead split and 24ot residential subdivision, located on the east side of Cou Falls Road NW, approximately 1.0 mile south of Swisher, Iowa in Jefferson Twp.). Application S9647 of Steve Michel requesting preliminary and final plat approval of Michel Subdivision, a subdivision described as being located in the South 1/2 of Section 3; Township 78 North; Range 8 West of the 5th P.M in Johnson County, Iowa (This is a 3-1or residential with 1-cernete~3t lot, 39.83 acre, subdivision, located on the east side of Derby Avenue SW, just south of Derby Avenue SW and 470th Street SW intersection in Washington Application S9655 of Anne Strittmatter, executor of Rita Strabala Estate, requesting pre 'hminary and final plat approval of Slxabala First Subdivision, a subdivision located in the NW 1/4 of the SW 1/4 of Section 34; Township 78 North; Range 6 West of the 5th P.M. in Johnson County, Iowa (This is a 1-lot, 1.69 acre, farmstead split, located on the west side of Harry's Road SE, approximately 1/4 of a mile south of Oak Crest Hill Road SE and Harry's Road SE intersection in Liberty Twp.). Agenda 10-10-96 Page 5 4. Application S9656 of John Roeltin requesting preliminary and final plat approval of Joanne J. Roeflin's Subdivision, a subdivision located in the SW 1/4 of Section 21; Township 78 North; Range 7 West of the 5th P.M. in .Johnson County, Iowa (This is a l-lot, 3.46 acre, residential subdivision, located on the east side of Sharon Center Road SW at the intersection of 530th Street SW in Sharon Twp.). An application by Ronald and Virginia Stutsman requesting vacation of Lot A, a portion of the plat of Howe's First Addition, a subdivision of certain property described as being located in the South 1/2 of the SW 1/4 of Section 18; Townslfip 78 North; Range 6 West of the 5th P.M. in Johnson County, Iowa (Liberty Twp.). 7. Business from the Assistant Planning and Zoning Administrator. a) Discussion/action re: the following Platting application: b) l. Application S9637 of David Poula requesting preliminary and final plat approval of North Freedom Subdivision, Part III, a subdivision described as being located in the NW 1/4 of the NE 1/4 of Section 19; Township 81 North; Range 7 West of the 5th P.M. in Johnson County, Iowa (This is a 5- lot, 40 acre, residential subdivision, located on the southwest side of Blain Cemetery Road NW, approximately 3/4 of a mile south of the Blain Cemetery Road NW and Seneca Road NW intersection in Jefferson Twp.). 8. Business from the County Attorney. a) b) Report re: other items. Discussion/action m: assignment of scavenger tax cerhfieate #89-S- 193, regarding real estate taxed to Le Chateau Ltd., to the City of Coralville for $406.00, the total amount of delinquent taxes, pe,nnalty, interest and costs. ~:- ~, 9. Business from the Board of Supervisors. To~ IO~ £ITY £I~ F~m~ go Hoge~¥ 10-09-9§ 9~05m p. ? of 8 Agenda 10-10-96 Page 6 a) Motion authorizing Chairperson to sign Grants-To-Counties Application for FY 98 for Iowa Department of Natural Resources in the amount of $30,005.00. (This is for selecting wells for testing, plugging or rehabilitation will be on first-come first-serve basis when requests for Grants-To.Counties services are received by this dcparhnent from Johnson County residents.) b) Action re: appointment to the Region 10 Transit Planning Task Force. (This appointment will be a consumer for an indifferent length of time.) c) Discussion/action re: fireworks perafit. d) Other 10. 5:00 p.m. - Public Hearing on N & N Sanitation: Application Z9632 of L'louise Bowman, Inage Ku Chiba Shi, Japan, signed by Nicholas Yutzy, Coralville, Iowa, and John Beasley, Iowa City, Iowa, requesting rezoning of 12 acres from RS Suburban Residential to M_2 Heavy Industrial of certain property described as beIng inthe West 1/2 of the NW 1/4 of Section 35; Township 81 North; Range 7 West of the 5th P.M. in Johnson County, Iowa (This property is located on the east side of Iowa Highway 965 NE, approximately 2.0 miles north of North Liberty, Iowa in Madison Twp.). 11. Adjourn to informal meeting. a) Inquiries and reports from the public. b) Reports and inquiries fi~om the members of the Board of Supervisom. c) Report from the County Attorney. d) Other 12. Recess. (Dr 13. Reconvene to October 15, 1996 following the Informal meeting. 7o~ ]Oi}, Cli¥ I;LERi F~ot, Jo Bogir~4; 10-09-96 9~OSaa p. 8 of II Agenda 10-10..96 Page 7 a) Action re: submission of Intermodal Surface Transportation Efficiency Act projects. 14. Adjournment. IOWA CITY POLICE DEPARTMENT 4~o ~ST WAS~UN~rON s'n~, IOWA crrv, tow^ ~2240 INTERNAL INVESTIGATION REPORT'NO. 96-35 INTERNAL AFFAIRS INVESTIGATION REGISTER (I.A.I.R.) Cilty of Iowa City MEMORANDUM Date: To: From: Re: October 11, 1996 The Honorable Mayor Naomi J. Novick and Members of the City Council Linda Newman Woito, City Attorney p i~~,,_,~_~ Public Release of Intemal Investigation Re -t #96-35, Internal Affairs Investiga- tion Register (lAIR); August 30, 1996 Shooting Incident On October 8, 1996, I received an "open records" request from the iowa City Press-Citizen. After reviewing the law and the intemal investigation report in its entirety, I conclude that the report is a "public record" and may be released to the public, but only after confidential portions are redacted (edited). Thus, pursuant to Sections 22.1, .2, and .7, Code of Iowa (1995) and Hawk Eve v. Jackson, 521 N.W. 2d 750 (iowa 1994), I have redacted the confidential portions of the report so as to conform to Iowa law. This means the attached copy of the document known as the "Internal Investigation Report #96-35" can now be released as a "public record", see Des Moines School District v. Des Moines Reclister, 487 N.W.2d 666, 671 (Iowa 1992), [redaction of confidential portions of d~cument appropriate to permit release as "public record.'3. I am simultaneously releasing this copy to the media. Please call if you have questions. CC: R. J. W]nkelhake, Police Chief Steve Atkins, City Manager Marian Karr, City Clerk Dale Helling, Assistant City Manager City Attorney Office Staff Attorneys Jeff Gillespie, c/o Bruce Walker and John Beasley Pdnt and news media INDEX LOCATED AT BACK OF REPORT SEE #1 7 PERSONNEL ORDER 96-35 TO: FROM: RE: All Personnel - Read at Roll Call R.J. Winkelhake, Chief of Police INTERNAL INVESTIGATION DATE: September 4, 1996 Lt. Sellers and Lt. Fort have been assigned to conduct an internal investigation in regard to the shooting. I.A.I.R. # 96-10 CASE # 96607479 INC.# 96047129 PERSONAL INVOLVED: ICPD #43 KELSAY Written report received Found the open door #03 GILLASPIE ***Fired the shot that killed Shaw %12 ZACHARIAS Written report received Present when shot was fired Being trained by Officer Glllaspie #94 $GT. JACKSON Written report received First Command Officer on the scene #87 LT. JOHNSON Written report received Lt. in charge of the scene #95 SGT. WYSS Written report received #82 SGT. STEFFEN Written report received #27 HURD Written report received Taped off the scene #09 PRESTEGARD Transported Gillespie #36 LIPPOLD CST Report received #50 STEVA Lakeside Report received. Lakeside and Transported Zacharias #05 COX Guarded Building in the AM #25 MAURER Guarded the building in the AM FIRE PERSONAL: LT. BOK Took pictures In charge of the Firefighters present NYLE DEEDS Report received NATE HOPKINS ICFD person present at scene. AMBULANCE PERSONAL: STEVE SPENLER Written report received Stated Subject was dead. JOHN GRIER (Also a Firefighter for ICFD) THOSE WITH INFORMATION: SHOOTING INSTRUCTORS #04 Schultz #10 Duffy #05 Cox DCI AGENTS Doing criminal investigation DCI LAB Report on weapon Linda White Secretary to the Chief Training records. of Police OTHERS INVOLVED: DOCUMENT SERVICES Barb Coffey Arty. for Officer Gillaspie Bruce Walker IOWA CITY POLICE DEPARTMENT S UPPLEMENTAR Y REPORT CASE: 607479 INCII)ENT: 96047129 DATE: 08-30-96 TI/VIE: Approx. 2340 Firs LOCATION: ICPD On 08-30-96 at approximately 2340 Hrs, ICPD D~patch received a telephone call from a subject identifying himself as David Butitta. He was calling ~n reference to a shooflag incident that had taken place at 1132 S. C-~ben. Butitta was csllin§ f~om Des Moines on a phone card with limited time, so dispatch obtained his number and asked me to call him back. Upon talking with Butkta, he stated he was on the phone wR.h his fi'iend, Eric Shaw, when he heard him say som6hlng like, "What the...", heard a loud noise, and the phone drop, and then heard officers yelling on the radio for an ambulance and for a supervisor. He stated he thought he could hear some gasps of breath into the phone. Butirta stated he was worried b~ause Shaw had b~a in Des Moines earlier in the day and had broken up with his girlfriend. Butkta stated Shaw was very despondent and that he was worried about him According to Butitta, Shaw left Des Moines and drove back to Iowa CRY. Butkta stated that Shaw called him fxom Iowa CRy and was v~ry upset. Butilla stated Shaw had called him from Iowa Vending and explained that Shaw's parents owned the bu.~iness. He stated Shaw claimed he had tried to in'l! hlm~lieby "gass~lg" hlmse]f. Butitta s~ated he felt Shaw was b~ing sin¢~r~ and that he was s~riously commaplating suicide. He stated he tallted with Shaw for quite sometime and felt he had talked Shaw out of suicide and calmed him down when he heard the noises. I took But~a's information and told him I would inform the investigating officers about his call. I also told Butitta that an investigator would probably be in touch for a statement. I assuxed Butitta he would be couta~ted as soon as time allowed by one of the investigating officers to update him on the skuation. Paul J. Batcheller O~cer #20 Iowa City Police Dept. 6074?9 BAT~:t J gR..[CPD I A C D E F G H INCIDENT REPORT Iowa City Fire Department 52003 I 96-002085 I .00 I 08 30 96 TYPE OF SITUATION FOUND Emergency Medical Call FIXED PROPERTY USE Storai;e Property CORRECT ADDRESS 1130 S GILBERT STREET IOWA CITY. IA OCCUPANT NAME DAY OF WEEK ' ALARM TIME I ARRIVAL TIME Friday 6 23:47:00 23:49:00 TYPE OF ACTION TAKEN 32 Rescue Only 800 [ IGNITION FACTOR ICO- ITWN IZ'PCOOE 52 52240 OWNER NAME I ADDRESS METHOD OF AlaRM FROM PUBLIC Radio 911 USED E911 I NFIRS-1 [ ] DELETE [ ] CHANGE IIN SERVICE OO:10:00 MUTUAL AID 2 Rec~ ( ]G;ven A L L ITELEPHONE ROOM/APT NO ITELEPHONE 4 Medical Emergency 4 01 A 1 1 IPERSONNEL RESPONDED I ENGINES RESPONDED AERIAL APPARATUS OTHER VEHICLES 003 ) 001 000 000 I CENSUS TRACT N C I D N T INUMBER OF INJURIES FIRE SERVICE 000 OTHER NUMBER OF FATALITIES I ! FIRE SERVICE 000 OTHER 000 COMPLEX K AREA OF FIRE ORIGIN FORM OF HEAT OF IGNITION L M METHOD OF EXTINGUISHMENT TYPE OF M~TER~AL IGNITED LEVEL OF FIRE ORIGIN MOBILE PROPERTY TYPE A L EQUIPMENT INVOLVED IN IGNITION L F FORM OF MATERIAL IGNITED I R ESTIMATED LOSS ESTIMATED VALUE [ NUMBER OF STORIES N O EXTENT OF FLAME DAMAGE p DETECTOR PERFORMANCE Q IF SMOKE SPREAD BEYOND ROOM R OF ORIGIN TYPE OF MATERIAL GENERATING MOST SMOKE FORM OF MATERIAL GENERATING MOST SMOKE CONSTRUCTION TYPE EXTENT OF SMOKE DAMAGE SPRINKLER PERFORMANCE IAVENUE OF SMOKE TRAVEL S T IF MOBILE PROPERTY YEAR MAKE MODEL IF EQUIPMENT INVOLVED YEAR MAKE MODEL IN IGNITION IX] CHECK IF COMMENTS OFFICER IN CHARGE (NAME,'POSITION. ASSIGNMENT) U CHRISTOPHER BOK MEMBER MAKING REPORT (IF DIFFERENT FROM ABOVE) CHRISTOPHER BOK SERIAL NO SERIAL NO. LICENSE NO. DATE 08/31/96 DATE 08131/96 $ T R U C T U R A I 62003 INCIDENT REPORT lowat City Fire Department 96,.002086 O0 08 30 96 Ffida'y 6 23:4?:00 NARRATIVE 08/30/96 00:28 CHRISTOPHER BOK SEE MEDICAL REPORT. IFDID INCIDENT NO 52003 S6-00208g RESPONDING UNITS Iowa City Fire Department 00 08 :!0 $6 Friday 6 23:47:00 01 Iowa City Fire Department RE$1K3NSE C(:}OE AL.ARM )J~IVAI. 31 Code 3 from Station #1 23:47:00 23:49:00 00:02:00 ! TOTAL, UhTT$: I IFDID S2003 RESPONDING PERSONNEL iowa City Fire Department g6-00208~ 00 0B 30 96 Friday 6 23:47:00 I STAFF IO BOK HOPKINS DEEDS BOK, CHRISTOPHER HOPKINS, NATHAN B DEEDS, LYLE H ACTIVITY CODE M Medical incident M Medical Incident M Medical Incident PAY $¢L HRS HRS PD 0.50 0.00 0.00 0.50 0.00 0.00 0.50 0.00 0.00 TOTAL PARTICIP.,~ITS: 3 TOTA~ MAN HOURS: 1.50 Iowa City Fire Department Medical Incident Report '* CONFIDENTIAL '* Incident No: 96.002085 Total Ptnta: 001 Response Time: 00:02:00 Auto M/A: 0 None FDID: 52003 Total Units: 001 Date: 08/30/96 ,...~ ,,, ,,,,,-,. 6 Friday Alarm Time: 23:47:00 Arrival Time: 23:49:00 ALS Arrival: 23:49:00 Called By: 21 Local Police 911 Used: 1 E911 Occup: IOWA57 Addr: 1132 S GILBERT STREET City: IOWA CITY, IA 52240 Census: Dist: 01 Iowa City - Central Co.: 52 Johnson Twn.: Type: 59 Other Job Site Rm: Dispatcher: Exper Level: D EMT-Defib Med Direction: 4 Protocols Equipt Fall: 00 Not Applicable Officer Identification Member Making Report: Officer in Charge...: CHRISTOPHER BOK CHRISTOPHER BOK Date: 08/31/96 Date: 08/31/96 Shift: A Station: Member Signature....: Officer Signature...: Iowa City Fire Department Medical Incident Report ** CONFIDENTIAL '* Incident No: 96-002085 Total Ptnts: 001 Response Time: 00:02:00 Auto M/A: 0 None FDID: 52003 Date: 08/30/96 Total Units: 001 Day of Week: 6 Friday Alarm Time: 23:47:00 Arrival Time: 23:49:00 ALS Arrival: 23:49:00 Nan'ative 08/31/96 00:28 CHRISTOPHER BOK DISPATCHED FOR A MEDICAL EMERGENCY WITH GUN SHOTS FIRED. DISPATCH CONFIRMS POLICE ,ARE ON SCENE. ARRIVED WITH JCAS TO FIND APPROXIMATELY 30 YEAR OLD MALE PRONE IN THE OPEN DOORWAY OF A STRUCTURE. LARGE AMOUNTS OF COAGULATED BLOOD AROUND AND ON THE PATIENT. NUMEROUS POLICE OFFICERS AND VEHICLES ON SCENE. I ASKED OFFICER TROY KELSEY IF THERE WAS SOMEONE IN CUSTODY AND HE STATED THAT THE SCENE WAS SECURE. HE ALSO STATED THAT FOUR MINUTES HAD ELAPSED. AS E-1 CREW ASSISTED JCAS WITH EQUIPMENT, I ASKED ICPD LT. MATT JOHNSON IF THE SCENE HAD BEEN PHOTOGRAPHED. HE ADVISED IT HAD NOT. I RETRIEVED MY CAMERA FROM ENGINE 1 AND 3K THREE PICTURES OF THE PATIENT AND THE AREA IMMEDIATELY SURROUNDING HIM. · ,~E CARDIAC MONITOR SHOWED NO NOTICEABLE ELECTRICAL ACTIVITY. PARAMEDIC SPENLER ADVISED US THERE WOULD BE NO ADVANCED CARE EFFORTS. SHORTLY AFTER THAT, WE GAVE OUR NAMES AND HOME PHONE NUMBERS TO OFFICER HURD AND WERE RELEASED FROM THE SCENE. 09/04/96 15:21 CHRISTOPHER BOK TURNED MY F~LM OVER TO THE FIRE MARSHALL ON 913196. THIS MORNING, HE ADVISED ME THAT IT WOULD BE DEVELOPED BY 5:00PM TODAY. AFTER MEETING WITH THE FIRE CHIEF AND RELAYING THIS INFORMATION, HE OBTAINED THE NEGATIVES AND TURNED THEM OVER TO THE POLICE CHIEF. CHIEF ROCCA HAD BEEN TOLD THAT NO PICTURES HAD YET BEEN PRINTED. Iowa City Fire Department Medical Incident Report ** CONFIDENTIAL ** Incident No: 96-002085 FDID: 52003 Total Ptnts: 001 Total Units: 001 Response Time: 00:02:00 Auto M/A: 0 None Alarm Time: 23:47:00 Arrival Time: 23:49:00 PATIENT INFORMATION Patient #: 001 Name: SHAW, ERIC Addr: City: IOWA CITY, IA 52240 Sex: Male DOB: / / Age: 031 yrs 00 mos Initial Condition: Action Taken: Outcome: Prior Aid: 130 Patient Unconscious 1 Examine Only 4 DOA 99 Unknown [ X] Injury [ ] Illness Nature of Inj/]11: 91 Gun Comments Date: 08/30196 Day of Week: 6 Friday ALS Arrival: 23:49:00 Apt: Ph: SSN: Iowa City Fir-e Department Daily Log I Station 1 Date: 8f~0D6 BC: $tutzman It: Bok Capt: Smith Dr:. Hopkins Dr:. Smothers FF: Deed~ FF: Reyhons FF: Henry FF: 0700 Slxitt A on duty. (Off duty: Ju~tico 1900.0700; Wy,~ 24hi; D~Valk 24hi; Buser 0700-1900) 0730 R~scue conu~t~ee meeting. 1000 R___,' _,' _,' _,' _,' _,'~ commilto~ ughting over. 1025 T-1 emoute to Bus Barn for company training. 1110 £-1 in servico. 1130 T-I c~ew compl~'t~:l I hr. company Whining, ~.,add~r R~.~s', Do]all in.~tl~0r, B~iv firefighter Hemy in artendaac~ also. 11~$ T-I in quarts. 1200 1~-1 in qumle~. 1211 ~2079 Medleal emer~enl:~. E-I i'~SpOIX~g tO 300 E. College SL for a bicy¢lrdcar a~idcnt. See reed. 1226 £-1 in quat~rs. 1300 Open House for Terry Fiah~ in ptog~s. ~12081 Medio=! emee~,,,~,. ]~-1 n~on~ling to 220 E. Davenport St. for 101 y~ar old woman with chest pains. Se~ m~d. r~pon for details. 1421 E-I in quails. 1600 B. Hemy off duty. 1630 Open Hou~ over. Stallon #1 Daily Log 1710 E*I in 1820 ~2~ln~ ~.l~tcto~bl~of~eSLfor~s~Uofs~c. ~nfor ~S. 2320 2347 ~2~5 M~le.I e~n~. E-I ~g tO 1130 S. GU~n for a m~ cmcrgen~ ~ ~ho~ ~ I~D on ~. ~m ~ ~. ~ ~ ~n ~r ~Is. ~fi~o86 M~al eme~n~. ~-1 ~g ~O 2~ S. L~ St. for a m~ emergent. S~ m~. rein br ~s. 0219 E*I ~ q~. 07~ S~ A o~du~. S~fion#1DailyLog A REP .ORT 01~1/~ ~O:2l CHRISTOPHER BOK DISPATCHED FOR A MEDICAL EMERGENCY WITH GUN SHOTS FIRED. DISPATCH CONFIRMS POLICE ARE ON SCENE. ARRIVED WITH JCAS TO FIND APPROXIMATELY 30 YEAR OLD MALE PRONE IN THE OPEN DOORWAY OF A STRUCTURE. LARGE AMOUNTS OF COAGULATED BLOOD AROUND AND ON THE PATIENT. NUMEROUS POI. JOE OFFICERS AND VEHICLES ON SCENE. I ASKED OFFICER TROY KELaEY IF THERE WAS SOMEONE IN CUSTODY AND HE STATED THAT THE SCENE WAS SECURE. HE AL80 STATED THAT FOUR MINUTE~ HAD ELAPSED. AS E-1 CREW ASSISTED JCAS WITH EQUIPMENT, I A~KED ICPD LT. MATT JOHNSON IF THE SCENE HAD BEEN PHOTOGRAPHED. HE ADVISED IT HAD NOT. I RETRIEVED MY CAMERA FROM ENGINE 1 AND TOOK THREE PICTURES OF THE PATIENT AND THE AREA IMMEDIATELY SURROUNDING HIM. THE CARDIAC MONITOR SHOWED NO NOTICEABLE ELECTRICAL ACTIVITY. PARAMEDIC SPENLER ADVISED US THERE WOULD BE NO ADVANCED CARE EFFORTS. SHORTLY A~ [~.R THAT, WE GAVE OUR NAMES AND HOME PHONE NUMBERS TO OFFICER HURD AND WERE RELEASED FROM THE SCENE. NO CARE GIVEN. NO PATIENT INFO. NO MED REPORT. IOWA CITY I~OI, ICE $UPPLt/MENTAL REPORT INCID~ DATE OF ~: AUGUST 31, 1996 On August 30th, at approx 23:50 I was somewhere in the area of KMART. At this time I heard officer Kelsay on the radio asking something to the effect of had dispatch sent his request. He then stated that they, (dispatch) could disregard because he had obtained the assistance of a car going by. Officers 3 aid 12. At this time ! started towards the area of Boyr~m and Hwy 6 with the intention of checking the area of Gilbert Ct and Highland Court for the officers. I was working on the impression that officer Kelsay was in that general area working on a recent series of burglaries. Shortly after starting that way I heard officer Kelsay request that an ~mhulance a/]d supervisor respond to his location with a Code 3 response. Shortly after this ! heard officer Kelsay indicate that the requested response was due to a ~unshot wound to a center mass. At approx this time Sgt Jackson indicated that he was responding and requested the location of officer Kelsay. It was advised that it was in the 1100 block of Gilbert St at the Areneon Concrete. ! then headed towards the 1100 blk of Gilbert Court. Upon failing to locate the officers in the immediate area I then went to the area of Areneon Concrete bldg 11B2 S Gilbert. Upon ~y arrival at the scene Iowa City Fire Dept, Johnson County /~Abulance were on ~:he scene along with officers Kelsay, Gillespie, Zacharias and Sgt Jackson. Arriving at approx the same time was Sgt Steffen. Lt Johnson and SpT Wyse were also present at the scene at sometime during the initial period. ! asked Officer Kelsay and Lt Johnson if there was anyone whom I needed to be checking for. They indicated that the involved parties were currently present at the scene. Lt Johnson then stated that he wanted the scene "tapped" off. After speaking to Lt Johnson I spoke with LT Bok of the Iowa City Fire Dept. He stated that he had taken some pictures at the scene upon their arrival. Present on the Fire Unit with him were Lyle Deeds and Nate Hopkins. After the fire dept a~-ld Ambulance cleared the scene we tapped the area off, starting wi~h the area i~ediately around the antrance to the 1102 S Gilbert. During the tapping process ! obeerved a W/M laying on his back with what appeared to be a large quantity of blood on the chest. The subject was laying with the head facing in a Northerly direction. Upon completing the securing of the scene a subject was observed on the the SW corner of the Antique Mall bldg. This subject was identified as Upon speaking with he stated that he had been driving down Gilbert Street when he observed the Ambulance and Fire Dept pull in to the area. He parked a truck and walked over to the area to see what was going on. He stated that he had not been present when the incident occurred and that he was merely a curious bystander. Ha did state that as he pulled in to the area there were 2 W/M near the RR tracks to the E of the scene. The only physical were W/M wearing jeans and T-shirts, I than walked around the N side of the Antique Mall bldg but was unable to locate anyone. After the fire and medical persons left the scene ! remained with Sgt Steffen and Sgt Jackson along with officer Kelsay and Zachariss who was seated in a squad car. Officer Gillespie had left the scene with officer Prestegard. At around 01:00 a wht station wagon pulled up to the scene at a high rate of speed. Page 1 R!IPORTING Ol~I~IR: K. HURD #27 The male operator of ~he v~icle l~d ou~ of the car, ~d crossed barrier ta~ heard t~ards the d~r. He was initially restrained by Sgts ~ss ~d S~eff~. I ~ assisted in escorting ~e s~jec~ from the i~dia~e sc~e. By ~is ~ ~e f~le oc~p~t of ~e vehicle was ou~ of ~e car ~d s~se~tly l~yed d~ just ou=side of the ~aped perimeter. The s~]ects were idekiliad ~ ~e ~r~ts of the ~rson who had be~ sho~. Shortly prior to ~eir leaving the area in ~heir vehicle officer Lip~ld ~rive~ to take so~ DCI ag~s arrived at ~e sc~e at approx 05:25. Sgt Steff~ Officer Lip~ld ~d ~ were s~se~tly relayed shortly after 07:00 by officers Cox ~d Maurer. revised copy to follow Page 2 IOWA CITY POUCE DEPARTMENT INCIDENT REPORT CASE ft~6-607479 INCIDENT fI~6047129 S. JACKSON fit94 08/31196 8:44 AM This is a report of an incident that occun'ed on 30 August 1996 around 11:45 PM. The incident was a shooting involving an on-duty Iowa City Police officer. The shooting resulted in the death of one person. The Iowa City Police officer involved was Jeff Gillaspie, #3. The victim was Eric Shaw. The shooting occu~ed at 1130 South Gilbert Street, Iowa City, Iowa. Iowa City Police officers Troy Kelsay, #43 and Dan'in Zacharias, #12 were present when the incident took place. I am assigned as a patrol supervisor for the late night watch for the Iowa City Police Department. Around 11:35 PM I had started patrol in the watch commander's vehicle. At 11:44 PM, I heard Officer Troy Kelsay request an ambulance, he also requested a supervisor. Kelsay requested the ambulance and supervisor come to the his location at 1130 Gilbert Street, 'Code-3." I acknowledged the request and responded to from the 200 block South Gilbert Street. I arrived at the scene around · 11:46 PM. VVhen I arrived at 1130 Sout~ Gilbert, I observed an Iowa City Police car parked off the street on the west side of the Arens Concrete. Officers' Gillaspie and Zachadas were standing next to the ddver's side of the car. Officer Kelsay, who was in plainclothes, was standing in a doorway at the Northeast comer of the building. Gillaspie appeared to be highly agitated and was pacing. I went to Kelsay and observed a subject lying just inside the doorway of the building. There was a large amount of blood on the ground around the subject who did not appear to be conscious. IOWA CITY POLICE DEPARTMENT INCIDENT REPORT l~6047129 I asked Kelsay what happened. Troy said he had discovered the door aiar and had called for uniformed officers to investigate. Gillespie and Zacharis arrived to assist him. Kelsay stood by as the two uniformed officers prepared to enter the building. Gillespie had draem his firearm prior to making the ent~. Kelsay said as Gillespie pushed the door open he hear~ a shot. He saw Gillespie double over and thought Gillespie had been shot. When Kelsay got to Gillespie, Gillisapie's gun was on the ground and there was a subject lying in the doorway. Kelsay collected Gillaspie's weapon and called for the ambulance and supervisor. Kelsay said hs was unable to locate a pulse on the victim. Officer Kevin Prestegard arrived showy after I did. He was w~h Gillaspie and Zacharias. Gillespie was becoming hysterical. Gillespie was moved to the unmarked car Prestegard drove to the scene. I asked Gillespie what happened he said he shot the guy. He said as he opened the door he saw someone, saw their hands and something in the hands being raised. Jeff said he saw the object and shot. Jeff said the object turned out to be a telephone. Fire and ambulance had 1=;;,3 dispatched but went to Stier's, one block north of where we were. I directed them to come to our location. I also requested Lt. Johnson, the Investigations commander, be dispatched to the scene. Johnson areveal at the scene followed by Rick Wyss ~95, Jim Steffen #82, and other fire and police units. Lt. Johnson was informed the incident involved the discharge of a tirearm by an officer. Johnson County Ambulance personnel advised the victim was deceased. The scene was turned over to Lt. Johnson and I transported 2 IOWA CITY POLICE DEPARTMENT INCIDENT REPORT ~6047129 Gillaspie to the police department along wffh Officer Prestagard. Gillaspie was taken to an office in the investigations ae~on of the department. Prestegard stayed wJth Gillaspie. Chief Winkelhake and Captain Hamey were contacted. The Division of Criminal Investigation was called to inflate an investigation into the incident. 3 IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT REPORTING OFFICER: Lt. M.C. Johnson CASE NUMBER: 96-607479 INCIDENT NUMBER: 96047129 DATE: August 31. 1996 On 8-30-96 a! approximately 2350 has. I was conducting burglary surveillance and was located in th~ parkiag lot at the C~hill ~ I?O0 block of ]st Avenue. ] heard a radio transmission from Inv. Kelsay advising communications that they could disregard as units 3/12 w~re with him I then heard Kelsay request an ambulance and a supervisor. He repeated the request and asked the request to be cod~-3 (em~rgnmcy). Sg~ Jackso~ r~0om:kxl that be was 10-76. I ~ beard Kelsay give an advisory r~ardiag aaa~ of injuries which he descritnxt as a single g,~n~ho~ wound, c~ter mass. I was working burglary smweillaace with S8~ Wyss, Im~;~rioas Sgc, and I cornacted him via cell phone and ~ him to tbe sc~e of Kelsay's n~luest. I asked that he apprise me of the call s~ams wh~ be arrivod. I riga beard Sgt Jackson g~ out at the sc~e aed im~nediately reque~ tt~t I be dispatclg~l to the scene. 1 mspoeded and arrived shortly behind Sgt. Wyss. We parked facing north on file wgst side oftbe Ahrms ~ buikllng at 1130 S. Gilbert. I walked up on the scene and Ionkeri in aaopen ck)orway that would be part of the address 1132 $. Gilb~t Sm~, Iowa Vending. I ohsawed a white male being atteaded to by paramedics and ambulance personnel I observed a significant arnonat of blood about this person and on the floor aronad him. I th~n Iocag~ Sgt. Jackson and ask/nt him what tylg of sine,ion xve had. He stated ~ his immediate imprergsion was ~ Officer Gillaspie ~ discharged his duty v,~pon and Had hit tbe maJe being am~ted to in tbe doorway arm. I observ~ that Officer Gillaspie was sitting in the rear seat of a ramkeri unit in the alley to the east of the immediate area of the medical response. I inswac~d Jacksoa to stay with Gillaspie, pema~y, and not leave him alone. I al.so a~ked what the status of Gillaspie's v~apon was. I was advi.s~ that lay. Kelsay Had secured the weapon. I ~ 1oc_~_*_~ Sgt. Sud~m and advised him to mmai~ with Off. Zaccharias and get just a brief up a s~'ure l~rimegr aromxl tbe ar~ K¢lsay th~ brk:f~d me on what had transpired. He staled filat ~ too had b~a doing burglary surveillaace aad that be ~ located th~ door to the rgaz amt north side of file A.hrens building opeu. He had backed ofl: as be was in plainclc~s ancl did no~ warn to mte~ in that maaaer. He called via cell pbx to c~n~auaaicafious and asked for backup. At approximateb, the same time, he observed Gillaspie and Zaccharias drive by and flagged them clown. They exi~l and ~ssisted him in making an effort to secure the building. As they approached file door 0'{E corner of building) Kelsay took a position to the east of the doorway, Gillaspic was to the from of the door, and Zacchahas was to the west of the door. gelsay stated that G. illa~pie pushed the door open and a shot sounded. he stated that Gillaspie backed up and dropped his weapon and made several loud utt~aaces. Kelsay was un.mre at this point ff Gillaspie Had been shot. He then aplxoached and observed the male I l~q~ Sgt. Wyss in charge of the crime sc~e and responded to fi~ PD to apprise Chief Winkelhake, Captain Harney and the DCI of the incident At 1210 1 cornanted CR State radio and requested that they page ~ DCI agem on call I was cornanted by Joe Diaz who advised that he would defer to Baa~m ~ am~.~ to t~ PD. IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT REPORTING OFFICER: Lt. M.C. CASE NUMBER: 96-607479 INCIDENT NUMBER: 96047129 DATE: September 5, 1996 TRANSCRIFFION OF PBX/RADIO TRAFFIC TO COMlVlUNICAT!ONS 23:46:06 Lippold: 43, you need a CST? 23:46:11 KeLsay: I need a supervisor is what I tged. 23:46:15 Jason: 43, 94's earoute. 23:46..22 Jack.~c 94's out 23:46:24 Jason: 10-4, 94 23:47'94 Jaekso~ City fi'om 94 23:47'96 Jason: 94 23:47'97 Jacksoa: I m:ecl Lt. Jobasca down here also. 2.3:47'.29 Jason: 104 23:47:31 Jolm~m 10-4, ~ City. 23:47'.33 Jason 10-4, 87 Add. itional call to UIDPS fiutu J. Thomas apprising ttmn of call on S. Gilbert. - Call via pbx' 'maiat~d at 23:50:05, co,eluded at 23:50'~5 23:50:37 Husd: 23:50:41 Jason Ciqe, 27 will be 10-6 Copy 27, I 0-6 Call to ICPD Comzn Ct~. fxom ECP Crerst iuquiri~ what type of cal~ Ls occurring that i~vovled fire dept. Call 'aRiated at 23:54:17, concluded at 23:54:55. Call to ICPD Cmxun. Clx. fx~a JCSO Corem Ctr. re: iafovmatiou ca tbe call in progress at Ahrms. Call iaitiated at 23:55:42~ eamcluded at 23:55:55. Additional eau to UIDPS re updated status of S. Gilbert St. call Call 'mifiatt~d at 00:03:43. IOWA CITY POLICE DEPARTMENT CRIME SCENE TECHNICIAN REPORT INCIDENT INFORHATION Incident: Location: Responding 01'ricers: Ye/s~,~)~.~,//z,7, Weather Conditions: ~ ~/~ · 2~,~,~ C~T a~rtval time= ACTIVZTYSY~LOPSI$ Photographs taken: Latent Prtnts: Evidence Collected: Yes '~,~ No _ Yes -- No Yes .- No -.. Nu~ber of Photographs: Number of Lifts: Disposition= _ NARRATIVE MEMORANDUM TO: records FRO~: ERIE LIPPOLD #36 RE: 607479 DATE: AUGUST 31, 1996 It was informed by Sgt Jackson and Lt Johnson that I was needed o take photos of a shooting scene at 1131 S. Gilbert and responded to that adress. On arrival Sgt. Wyss, Sgt Steffen, Sgt Jackson, Officer Hurd and Officer Kelsey were presen~ and dealing with a very upset couple who wanted to enter the scene. Sgt Steffen dealt mainly with this couple and after approx 20 minutes they left. ! then took 35 mm color photos with the cst Minolta c_~mera of the scene starting in front of the building and stopping at the north door that was covered with a white sheet. This was at 0114 am]. I waited for the DCI until1 approx 0545 ~n and took additional pictures of a wln lying on his back just inside the north door. The wm had its head to the north its left arm across its torso and its right arm pointing west. There was a large ~pool of blood west of the body. There was a phone lying .~ ~ floor off the reciever just inside the door. I walked ~ugh the building with two DCI agents and took approx 36 ~' '40 pictures of 35mm color film asa 400 using a flash. ~s relieved by officer Cox and Mauerer at approx 0705 am. IOWA CITY POLICE ,NC . INCIDENT REPORT ~VENILE INVOLVED ; m ~ '::~-'-.- -..-- -.- · -....~.~;.-r ....... · M .....~--' ~'"- ~ ~{~'~ ~ '" '; L'" ' - ' I [~) ' ~"':"-'-' ~ST, FIRST. MiDOLEN~ ~ 18~ I~CE ~N/ ~ I0 HISP O UNK DOS . . AO~RE~, CiVeT, ~P PHONE - ~PE OF I~URY (~ ~ ~ ~e): [ ] T.~oft~ ~O.~r~ [] U.~~ [ } a-one REFER~S: ~N.~ [ } L-~ [ ~ M-~I ~ CHILDREN; [ ] U-presen~un~ ~r ~ NON-HISP ADDRESS, C TY. ST, ZiP TYPE OF INJURY (cl'~c~ uP to ~): LOSS ~ ~T, FIRST, MIDD~ ~E OWNER CODE ~OM~ER I VEH LOC~D ~ K~SlN VEH CONDIXON. ~RKS. ~E~S IPHONE (HM) (WK) [ ] B - broi(en ~ones/$kutl ftact~Jre [ ] N-none IEVIDENCE COLLECTED ( ] Dt~oto$ [ ] none [ ] ~ingerpnnt$ [ ] ortner ewelance IPHONE (HM) 0NK) IMODEL VlN 1-rY NO RECOVERY DATE RECOVERY TIME IBY I LOCATION LO~ C,O~.e: 1 - rm~e 2 - I~ 3- ~t~rf~te4 4- ~l~mag~d/d~tn;~ 5 * ~ LOSS ESTIM ITEM/]VIAKE/MODEL SERIAL# CODE QUANT 7 ost~ ~. unknow~ 9 *~und 10- I~1! EST, T~Y# NC~C VALUE CANCELLED _OSS J 81CYCLE BRAND/MODEL :ODE S~R~AL NO VALUE AGE =NCIDENT SYNOPSIS WHEEL SIZE SPEED MALE COLOR TRIM FEMALE l"rY~ DESCRIPTION COLORFRAME RE PO~TING OFFICER _ ,ZOROS DIST TO RE~:ORD$ C~DE .~ATE ~1 DOMESTIC :J BIAS ~J LEOKA TOT OTHER ~ATCH- TOT OFFICER. PI~...~ DATE [SUPV EXCEPTIONAL CLEARANCE: ;3 yes -3 no CASE STATUS ;3 juvenile - no c~st(x~y -~ cleared by arrest ;3 offender dead ;3 VIC refused coop '~ ac~ve ~1 extradition den~ed ;3 TOT o~era~ency .,~ unfounded UNDER INV REPORTING OFFICER ;~ TOT INVESTIGATIONS TOT OTHER AGENCY' ;3 REFERRAL SHEET REQ REVIEWER - I CST REPORTING PARTY SIGNAT'~fiE I OHS NOTIF~=ED DATE/r~ME yes ~ no JUVENILE [] YES ~ NAME ., CA~E NO:, C,~E STATUS I proceeded to the rear of the building (east side) while calling dispatch on my cellular phone... I did not want to use my portable radio in the event that it might be scanned by possible burglars. There were two windows to the rear. Although I could see that the lights were on, there was plywood or shelving blocking my view of the interior. I requested that a marked patrol unit be dispatched to the scene via MDT & that Sgt Wyss be notified via MDT (2342 hrs). As soon as I completed the call, I saw a marked patrol car northbound on Gilbert St nearing my location. I flagged the car down & advised dispatch to disregard dispatching a unit as Gzllaspie & Zacharias were already on the scene with me (2343 hrs). I pointed the open door out to Giilaspie & Zacharias. Gillaspie & I approached the door while Zacharias returned to his car for a flashlight, I took a position to the left (east) of the door with my flashlight in my left hand & my pistol in my right. Gillaspic was standing in front of the door with his flashlight & pistol... he bent over to examine the pry marks. As he pushed the door open a gunshot was fired. Gillaspie dropped his pistol & began to back away from the door while bobbing up & do~rn at the waist & exclaiming, "Oh fuck!" repeatedly. I was not certain whether Gillaspie had fired a shot or had been shot himself. I kep~my attention on the door & moved to where I could see in the opening created by Gillaspie (approximately six inches). I could see the t~p of Shaw's head & his face as he was on the floor just inside the door. He seemed to be having extreme difficulty breathing or convulsions. I requested an ambulance "Right Now!" & a supervisor (2344 hrs). I set my radio down to tend to Shaw & told Zacharias to stay with Gillaspic, who was continuing to back away saying, "Help him.,. Help him..." I pushed the door past Shaw & attempted to find a carotid pulse... I was unable to locate one. I repeated my request to dispatch for an ambulance "Code 3" for a gunshot wound... a single gunshot to centermass (2345 hrs). I pushed a table & some other clutter away from where Shaw was on the floor so that I could roll him to his back. I had been unable to find a pulse. He did not have any rhythmic breathing, however he did have occassional spasms. Initially, he was on his right side in a fetal position. There was a large amount of blood pooling beneath him from a wound to his chest. There was also some lesser bleeding from his back in the vicinity of his left shoulder- blade. Sgt Jackson arrived as did ICFD & JCAS. I relinquished my care of - Shaw to medical personnel on ,sSTO~nmo~nO~.~Pn~m.~x~c ........................... 0 the scene. ,S T;4EI~ A ~O~*CA~T bLO. ~ P I~ID, P~A~ X I~ ~0~ ............................ [] WAS '~1~ A w~'~E~l'ro 11~ ~lT~ P ~O, I~:~ X iq !~X. .......................... C} nF.6.SC~l~M'rI4~TW, f¥~f]~qI1C~GOWPI. I~I~JATTN~TJ~T~P~O.P'~q~EXlN BO~ ... ~} ,..~ 'w~ ~E~ ~'/1~ p ~,~. ~:~ x ~ ~gr.. ................................ 0 [cont.] RECORO~ OIb~J': PiN: Prior to Sgt Jackson's arrival, I had retrieved Gillaspie's pistol from che ground just outside the door... the hau~er was down. While caring for Shaw I moved several objects in the business, & removed Shaw's glasses & placed them on a table or bench in the business. I had never been able to locate a pulse on Shaw & the spa8ms had stopped prior to the arrival of medical personnel. JCAS personnel dete~ined that resuscitation efforts were futile. Medical personnel were removed from the scene. In addition to those already mentioned, Lt Johnson, Sgt Wyss, Sgt Steffen, &Ofc Hurd were rapidly on the scene (Hurd documented tile names of medical persons on the scene). After the medical persons left, an outer perimeter was secured with police tape. I located the spent shell-caming in on the gravel drive & marked/covered it with a paper cup. I reached inside the business & shut the light off (to prevent gawkers from nearby buildings). Sgt Wyse assisted me in taping a sheet over the open doorway. At 0030 hrs I relinquished control of Gillaspie's pistol.°. I placed it in a Zip-lok bag & placed it in the trunk of unmarked car ~43 (in Wyse' control) where it was secured by Wyse... the pistol was not cleared, but left as I found it. At about 0100 hrs I left the scene & went to the PD to wait for DCI's arrival. 08-31-1996 In an attempt to identify Shaw I had removed a nylon, tan & green, tri-fold wallet from a rear pocket. An IA picture DL was found in the wallet identifying Shaw. The DL was given to Sgt Jackson at the scene. At 0607 hrs this date, the wallet & remaining contents (assorted ID's, notes, & $2°°) was relinquished to DCI Special Agent Wade Kisner. ~ Oq.tgP~'T 8~ I,~dYTl~ ~ ~ P%,~q~E X m B~.. ................................. 0 ~3~4~t~ A Sj~sdf~r bLd~ IB~:~ I~ N~, [q.,~ X IM IIO~ .......................... wAS TI.~qE A Wl'f'k~ Tm 1'1~ OPPEN~t ~' ~, ~'1.,~ X tN ~3~r. ........................... ~F.,~C~TOI~'~T)~T!h~ngAT~mGMMOl'~! CCll/~EDAT~I31M?P NQ, P~K2X I~ !C~.... 0 w'~,,~. '.'~q]~:3~q. Am, N~ ~q~c~J'~ I1~ ~ Anl~T =' ¥*~"/· MD, PI-~ X ~ ~~,. ............. R EC,,QR[3~, DATE: PAGE'"~ '5%38SS1 V2R3MO 931217 ZCPD '- 08/31/96 0, User .......... : GARVEY DATA ~NS~R¥ - ~ . .', A~O GEO S~E- I I 03.Date Reported: 08/30/96 04.Time Reported: 2346 05.Shift: 3 06.Activity: 000PE OPEN ~R/WI~W 07.Priority: 2 (1)~ot:- 009502 ( )Fir: (.)~:' ( )Zone:. * 11.Apt~/," -' N~' Tel How Rec 16.Add: ~S CONC~TE 17.City 18.St: 45 o Line-1: 49. Line-5: 06/30 2316 ~R .... i*'lnttill ~llI ~i~d--'' ' "}~ -' '~" *' 06/30 2346 JASON 08/30 2347 JASON 08/30 2347 JASON 08/30 2351 JASON 08/30 23~1--,~80N 08/30 2359 08/31 0005 J~ON 08/31 0030 ~ON 08/31' 0116 J~0N ~8/31. 0116 '~ON 08/31 0156 J~ON <UNITS>: 0043 0003 0012 <liMIT>- 14DT .... .~="~a~l ~pd~ted--i* <UNITS>: 0043 0003.0012-'0094 ·. *** Calx .,Updated'. **. ~/ · <uNxq~--0043 - ~00~4~2--00~4~)087 ** Call Updated ** ** Call Updated ** .. :~at.~** Call~ L.** · . **_.Cal l, ated ;** .- ' CalX.. pdate, **' <~XTS>: O0 0082:009,4 ,' ** Call Updated 08/31 0156 JASON <UNITS>: OO95 0082" TIMET DATE :~ 6~ A '-CASE REPORT: 'CALLS FOR SERVICE DATE PRINTED: 08/31/96 06,ActivitY: OOOPE OPEN DOOR/WII~DO~ .... 07.Priority: 08,.City IOWA Cid_._____ 09,Loc 1130 GILBERT ST S DISPATCH WITHIN 5 10.B/R 0095 11,Apt# Name Tel How Rec Type .19.Rem: 1sT ST/2ND ST q9 DtsD 2346 Enrt 2346 Art 2346 Comp -- *Transp* Enrt 30.Off:--00095--- Arr Comp _ ~F'~> JOHNSON COUNTY AMBULANCE .... '"'"'~'~.'~S~'"'~' EMS ~ REPORT 3.996 ! Wal Ihift aul~rvieo~, along with Sgt. Jackson, on Friday August 30, 1996. ! was in my office ~rkLng on ~he foo~baL~ ove~ schedule ~hen 2 over he~d De~. Ke~sa~ on my ~Le. ~,lsa~ was ~ork~ng ~n p~a~n c~o~he2 checking businesses ~n ~he sou~hea~ s~de o~ ~o~ due to a rash o~ burql~es. Be ask~ d~,~ch ~f ~he~ had ~T h~s message. They said no. and ~n~ ~9 1130 S. ~l~. ! arrived at the same time as the fire and ambulance arrived. As I walked up the foll~wing l~ople w~re a'~. Ch* scene; L~. ~ Jo~son, Der. S~. ~18, Offic~ Kevin Hurd, Off,cot ~ Proo~eg~d (who web in clo~hee), Officer Jeff ~llla~pie, Officer D~in Zach~ia~, De=. Kelsay, and S~. Jackace. There was aleo the f~e ~d ~ul~ce ~r~o~el. One of ~ul~ce ~reo~el walk~ up to Lt. Ju~on and ~aid ~ha= he was "going ne~ ~he dooley. Inside ~he d~c I saw a wh~e ~le la~lnq wi~h his head to ~he noah. There was a l~qe ~1 of blood ~o~d =he body. Johnson in~ed me to lnte~i~ Zacharias. Hurd began ~aping off =he area and I walked over to my car and I started interviewing aC 23:58 zachariae routine day with a accident rapor~, watching Juveniles in the down=own, few parking ticketa. They had Just finished up handling a fight Lakeside. This turned out to be an unfounded call. They, Gillespie and he, were the third car &~ =he Lakeside call. The original call went out am involving knives, but ~ha investigation found out that nothing was going Page 1 way back they reviewed the dame ha~ninge. on the car down. the alley. then said 1100 blk. of S. Gilbert Zachar£ae noticed a gentle.an flagging the He did not riceSnile Kelaay at first bur did when they pulled in Ae he go~ out of the car, Kelemy told thom to be quiet. Keleay e~thing ~o Gillasp£a which Zacharias could not hear. The three walked towards the door. Zachari&l forgot his flashlight so he wlnt back to the o~. Gillespie positioned h~mlelf on the left side of the d~r. Kelley wan behind h~m. Gillespie l~okod over =o make cure (Wilt l~de). ZlChEill laid =hit Gilliepie reached up towards oho open. Zachariae said that 9illinpie then recall if Gillespie said anything prier to t-~lnedl&taly dropped hie gun a~d said, "Oh, he was unsure if Gillespie turned the door knob or pushed the door shot his gun. He could not shooting. He said Gillespie my ~od" and =hen walked back away from the door. Zacharial laid he looked in the door and saw a man hunched over. Gillespie aCte~ed to call in to dispatch but was unable. Kelley then called ~t in via radio. Kelley then picked up the gun and told Zech~iae to take care of Gillespie. Zachariae said that =he only thing Gillespie said was "Oh my ~od" over a~td over. Zachlrias said =hat he could no= see the person inside prior to the shooting. The interview was ended at 0022 hrs. Zachlriel was later taJv~n to ICPD by Sg~. Jackson. At approximately 0050 hrs. a white station wagon d~ova up from the north at a high rate of speed. The driver Jumped out of the car and ran towards the open door. S~. Wyes and I restrained him. The man, later identified as =he passenger got the taped off the police of victims father, was very upset and area. Both subJactl were covering up cried to hit Wyse. The female yelling. He was escorted out of yelling obscenities and accusing what had happened. After aJ3out 20 menu=es the Page 2 ~ 10747~J ~o~ 0700 ~l., a~ which t~ O~Acera ~x ~d ~urer ~k over. Page 3 · ~ I-'~¥~ [-'3~ iOWA CITYPOLICENARRATIVE Ic,~;~ ~ I"lY,, I"~ IOWA CITYPOI. ICENARfMITVE of IO%~ CITY POLIC~ SUPPL~!~TA~ RSPORT Ku~O!~I~ OI~IC~R: RIC~.~ D. WY$S C~E~ 96-607479 INCIDB~T! 96047129 DATE OF REPOF~: ~%UOUST 31, 1996 At approximately 11:45 pro, 30 August, 1996, I was working in plain clothes al~d in an unmarked vehicle, and heard over the police radio Officer Kelsay requesting an ~mhulance and a supervisor. His conversation on the radio indicated to me that there had been a shooting, and ! responded to the 1132 S. Gilbert Street. When I arrived on the scene, Fire and a~ulance personnel were already on the scene, as was S~. Jackson, Officers Prestegard, Zacharias, and Gillespie. Lt. Johnson arrived on the scene directly behind ~e. As I approached the scene, Lt. Johnson and I were briefed by Officer Kelsay, who stated that he was checking what he believed to be an open door, but since he was in plain clothes, he called dispatch on a portable phone, and requested an officer respond but also requested that the call not be put out on the police radio. He observed a patrol car on Gilbert Street, and flagged the officers (Gillespie and Zach~ias) and stopped to assist him. Officer Kelsay indicated that the open door was on the north side of 1132 S. Gilbert Street, and stated that Officer Gillespie was in front of the door, and that he (Kelsay) was on the left (east) side of the door. Officer Zacharias had returned to the patrol car, Kelasy believed that he was going to retrieve a flashlight. As Officer Zacharias was returning, the door to the building came o~ (Kelsay was not sure if Gillespie or the person inside had opened the door), but at that time Kelsay heard a shot. Kelsay stated that he did not see eny flash, and that Gillespie had buckled over, dropped his gun and dropped back yelling something, and Kelsay was not sure at that time if Gillaspie had been shot or if he (Gillaspie) had fired the shot. Kelsay stated that he had looked in and observed a person lying on the floor bleeding, and then noticed that Gillespie was fueling with his police radio. Kelsay stated that he called it in, and requested ~mbulance and a supervisor, then checked the victim. At some point, Officer Kelsay took control of Officer Gillaspie's gun, and still had it in his possession at this t~me. Page ~e o~ the ~u~oe att~O~t~ at the scene ~nd~cated that the~e was nothing ~at ~e~ could do ~o~ ~e v~ct~m, ~d we beg~ ~ecur~ng the ~cene. I loo~ed ~n the building, ~d obse~ed the ~od~ o~ a white male w~ b~o~ b~r l~ng o~ h~s b~ck on the ~oor, ~d noteO that the~e was a oon~der~le ~t o~ blooO on the ~1oo~ ~d on the v~ct~m's che~t a~ea. O~ce~ Ke~a~ ~e~ed the so~e~ ~0 tu~eO o~ the l~ghts to the bu~ng, ~d we ~laced cr~me ~c~e ta~e awa~ ~om the ~u~ld~ng to secure the a~ea. ~t. Jonson ~nfo~ed me ~at he was going to the Police Depar~ent to make ~e appropriate phone contacts, ~d inst~cted me to secure the area ~t~l the ~I ar~ves to take over the ~nvest~gat~on. I r~a~neO on the sc~e wi~ S~. Stella, Officer Kelsay, Officer Hurd ~d Sgt. Jackson. ~t 12:30 ~, Officer Kelsay placed Officer Gillaspie's weapon in a plastic bag, and the weapon was set, ired in the trtunk of my patrol car. At approximately 12:30-1:00 am, 31 ]~ugust 1996, I was notified by phone by Lt. Johnson that the parents of ~he victim were on their way to the scene. At that ti~ Officer Kelsay and I place a sheet over the doorway to restrict the view of the scene. A short time later, the parents arrived at the scene, end were extremely upset and emotional, and had to be physically restrained from entering the crime scene. Dmiring this time, Officer Lippold and Captain HarIley arrived on the scene. The parents of the victim left at approximately 1:15 am. ! remained on the scene until 5:05 am, at which time the scene was being secured by S9~. Steffen and Officers Hurd and Lippold. At approximately 5:19 am, I turned Officer Gillapie's weapon over to DCI Criminalists Vick Murillo end Karl Frane~ber. Richar~ D. Wyss #95 Iowa City Police Department Page 2 2-1. STATEMENT OF: DARIN ZACHARIAS DEPARTMENT:IOWA CITY POLICE DATE:AUGUST 30, 1996 LOCATION:1130 S.GILBERT ST. CASE #96-607479 INC. #96047129 TIME: 2346 ON 08-30-96, I WAS ON ROUTINE PATROL WITH OFFICER GILLASPIE. WE WERE ON OUR WAY BACK FROM A CALL AT LAKESIDE GOING TO THE POLICE DEPT., BECAUSE OUR SHIFT WAS ENDING. WE WERE DRIVING NORTH ON GILBERT ST. TALKING OVER WHAT HAD HAPPENED DURING OUR SHIFT. I NOTICED A PERSON ON THE WEST SIDE OF THE ROAD WAVING HIS ARM IN THE AIR TRYING TO GET MY ATTENTION. AS WE GOT CLOSER TO THE INDIVIDUAL I NOTICED THAT IT WAS DETECTIVE KELSAY. I PULLED THE PATROL CAR INTO AN ALLEY ON THE NORTH SIDE OF 1130 S.GILBERT ST. GILLASPIE AND I GOT OUT OF THE CAR, KELSAY TOLD US IN ALMOST A WHISPER THAT HE HAD AN OPEN DOOR. WE ALL STARTED TO WALK EAST DOWN THE ALLEY, I GOT ABOUT TEN TO FIFTEEN FEET FROM THE CAR AND REALIZED THAT I DID NOT HAVE MY FLASHLIGHT. I RETURNED BACK TO THE CAR TO RETRIEVE MY FLASHLIGHTt WHICH WAS ON THE FLOOR IN FRONT OF THE DRIVERS SEAT. I CLOSED THE DOOR SOFT AS I COULD SO I WOULD NOT MAKE ANY OR LITTLE NOISE, BECAUSE I DIDN'T KNOW WHAT BUILDING WE WERE GOING TO. AS I STARTED TO WALK BACK TOWARDS GILLASPIE AND KELSAY, I NOTICED THAT THEY WERE NEXT TO A DOOR ON THE NORTH SIDE OF THE BUILDING. KELSAY WAS ON THE EAST SIDE OF THE DOOR STANDING NEXT TO THE BUILDINGt GILLASPIE WAS STANDING ON THE NORTHEAST CORNER OF THE DOOR (HE WAS NOT STANDING RIGHT IN FRONT OF THE DOOR BUT IN AN OFF SET POSITION TO THE DOOR ABOUT ONE TO TWO FEET FROM THE DOOR). AS I APPROACHED THEM SAW THAT GILLASPIE HAD HIS WEAPON IN HIS RIGHT HAND ALONG SIDE HIS LEG, I DID NOT NOTICE IF KELSAY HAD HIS WEAPON IN HIS HAND BECAUSE GILLASPIE WAS BLOCKING MY VIEW OF HIM. THERE WAS A WINDOW ON THE EAST SIDE OF THE DOOR, BEHIND WHERE KELSAY WAS STANDING. THERE WAS SOME LIGHT COMING FROM A WINDOW, IT SEEMED FROM WHERE I WAS STANDING THAT THERE WOULD HAVE BEEN A SHADE IN FRONT OF THE WINDOW OR SOMETHING IN FRONT OF THE WINDOW BLOCKING THE VIEW OF WHAT WAS INSIDE. AS I WAS WALKING UP I TOOK MY WEAPON FROM THE HOLSTER AND HAD IT IN MY LEFT HAND ALONG SIDE MY LEG AND MY FLASH LIGHT IN MY RIGHT HAND. I STOPPED ON THE WEST SIDE OF THE DOOR ABOUT TWO OR THREE FEET FROM THE BUILDING. I COULD SEE A LITTLE LIGHT COMING FROM AROUND THE EDGES OF THE DOOR. GILLASPIE STEPPED IN CLOSER TO THE DOOR FROM THE EAST SIDE AND STARTED TO PUSH THE DOOR OPEN. I COULD NOT SEE WHAT WAS ON THE INSIDE, ALL I COULD SEE WAS THE DOOR (I WOULD NEED TO BE ON THE OTHER SIDE TO SEE IN). AS GILLASPIE WAS OPENING THE DOOR I TOOK A STEP CLOSER GETTING READY TO FOLLOW HIM IN. GILLASPIE OPENED THE DOOR SLOWLY ABOUT A THIRD OF THE WAY AND WAS INCHING HIS WAY IN. GILLASPIE DID NOT G~T THREW THE DOOR, HE WOULD HAVE BEEN IN THE DOOR FRAME. GILLASPIE SEEMED TO, ALL IN ONE MOTION STAND STRAIGHT UP AND FIRE HIS WEAPON INTO THE BUILDING. I COULD NOT SEE WHAT WAS IN THE BUILDING, DUE TO THE WALL AND THE DOOR WERE IN THE WAY FROM THE POSITION I WAS STANDING AT. GILLASPIE STEPPED BACK AND DROPPED HIS WEAPON ALMOST RIGHT IN FRONT OF ME. HE REACHED FOR HIS RADIO TO CALL IT IN BUT WAS UNABLE TO AND TOLD KELSAY TO CALL IT IN. KELSAY CALLED IT IN WHILE I LOOKED AROUND THE DOOR FRAME TO SEE WHAT WAS INSIDE THE BUILDING. INSIDE THE DOOR I SAW A WHITE MALE, DARK HAIR, WAERING GLASSES, I WOULDS SAY THAT HE WAS APPROXIMATELY THIRTY YEARS OLD. HE WAS ON HIS KNEES WITH HIS ARMS ACCROSSED HIS CHEST, CURLED UP ALSO MOST LIKE A BALL BUT NOT LAYING ON THE FLOOR, WITH HIS FACE LOOKING TOWARDS THE FLOOR. I NOTICED SOME BLOOD ON THE FLOOR BUT I COULD NOT TELL WHERE HE HAD BEEN SHOT. KELSAY TOLD ME TO GO STAY WITH GILLASPIE, GILLASPIE WAS YELLING AT KELSAY TO CHECK ON HIM(THE VICTIM). I HOLSTERED MY WEAPON AND WENT TOWARD GILBERT ST. WHERE GILLASPIE WAS PACING BACK AND FORTH. KELSAY PICKED UP GILLASPIES WEAPON AND SECURED IT, I DID NOT SEE WHERE HE PUT IT. I STAYED WITH GILLASPIE OUT BY GILLBERT ST. AND BY OUR'PATROL CAR. GILLASPIE KEPT PACING AND I WAS TRYING TO CALM HIM DOWN BUT I DID NOT SEEM TO HAVE ANY EFFECT ON HIM. I NOTICED A PATROL CAR COMING SOUTH ON GILLBERT ST., I FLASHED MY FLASHLIGHT A FEW TIMES SO THEY COULD SEE WHERE WE WERE AT. SARGENT JACKSON WAS THE FIRST ONE ON THE SCENE AND THEN CAME PRESTEGARD IN AN UNMARKED PATROL CAR. JACKSON TOLD ME MOVE MY CAR TO THE EAST SIDE OF THE ALLEY, I TOOK THE CAR AND PARKED IT ON THE BACK SIDE OF THE BUILDING. PRESTEGi~RD TOOK THE UNMARKED TO THE EAST SIDE OF THE ALLEY AND BLOCKED OFF THE ALLEY. JACKSON HAD GILLASPIE HAVE SEAT IN THE UNMARKED AND PRESTEGARD STAYED WITH HIM. A SHORT TIME LATER THEY TOOK GILLASPIE TO THE POLICE DEPT. THEY HAD ME SIT IN ANOTHER PATROL CAR IN FRONT OF THE BUILDING. I WAS TOLD THAT THEY WERE GOING TO TAKE ME TO THE BACK OF THE BUILDING BECAUSE THERE WERE GOING TO BE A LOT OF PEOPLE COMING TO THE SCENE. ABOUT A MINUTE LATER A WHITE VEHICLE PULLS INTO THE ALLEY FACING THE CAR I WAS IN. I COULD NOT SEE A LOT BECAUSE THE HEAD LIGHTS WERE SHINING RIGHT IN MY FACE. I DID SEE SOM~ ONE GO RUNNING WITH A COUPLE OF OTHERS RIGHT BEHIND THEM. AT ABOUT THAT TIME OFFICER STEVA CAME AND GAVE ME A RIDE TO THE POLICE DEPT. lAIR 96-10 09-13.96, 14:35 Interview of Lt. Bok, Iowa City Fire Department, by Lt. Fort and Lt. Sellers Fort' Fort' Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: This is Lt. Fort, Iowa City Police Department. This is regarding Internal Affairs Investigation Case No. 96-10. Today's date is 9-13-96. Time is 20, is 14:35. Present are Lt. Sellers, Iowa City Police, Lt. Bok from the Iowa City Fire Department. We are conducting this interview in the training room of the Iowa City Fire Department. Lt. Bok, can you giv~ me your rank? Lieutenant, Iowa City Fire Department, Name? Christopher Bok. Spell last name, please, B-o-k. And you have no badge number? No, Unit assigned to? Engine #1. Race? White. Sex? Male. Date of birth? 8-29-66. Were you on active duty the night this incident took place, which is 8-30-96 at 23:45? Yes I was. Number of months you have been with the Iowa City Fire...number of months and/or years with the Fire Department? Uh, approximately 3 and one-half years. I'm going to turn the tape recorder so the mike is closer to you at this time. Lt, Bok 09-19-96 Page 2 Bok: Fort: Bok: __ investigating the shooting of Mr. Shaw, in your own words I would like to tell you, like you to tell us how you received the call and from that moment on what your response was until about the time you came back to the Fire station. To the best of my recollection the call came in as a person or man down, with gunshots fired. And I believe at that time they said police were on the scene, but to confirm that I, once we were on the rig and responding, I asked dispatch to confirm that police officers were on the scene, which they did. And we responded to and, I thought the call came in at 1130, I believe since then I believe it was 1132 S. Gilbert Street. Uh, as we respondecl, the Johnson County Ambulance pulled out in front of us and we followed them and they pulled into a parking area. That was a liltle north of where we thought we might be heading, but there were two police officers, or two police vehicles in that parking lot with a civilian vehicle. And we stopped just short of entering the parking lot and one of the police officers in the lot pmnted for us to continue down the street which we did, and we arrived on the scene at 1132 S. Gilbert with Johnson County Ambulance. When you arrived on the scene what did you see? Urn, initially I was kind of scanning the area initially. I didn't see anything out of the ordinary from where we were parked. We were parked in the street. I did see various residents watching from their windows and doorways and things like that. And there were multiple police care in the area, I don't remember exactly how many, multiple police officers. And as we, Johnson County Ambulance parked right up near the doorway, and as I came around the ambulance I saw Mr. Shaw down on the ground in a prone position, head towards the door, feet towards the inside of the structure. Large amounts of blood on Mr. Shaw as well as on the ground. Urn, just a quick observation of the are again, there was soma bystandere and a quick glance inside I saw some model airplanes and things like that, and I think I saw a Coke machine or something to that effect nearby. Small desk and a table. And again because he was in the doorway it was kind of limited access for personnel and I believe one of our firefighters went in with one of the paramedics, stepped through the doorway. We had our medical equipment with us. They were getting their equipment off the rigs and at that time one of the Johnson County paramedics asked for a long board and we were moving that. And again, there was limited access to the patient. We had um two firefighters along with myself, as well as the two paramedics. There was as much room, er, the doorway was basically taken up by personnel and at that point I asked Lt. Matt Johnson if anybody had taken any pictures o! the scene and he said no one had. And I asked him if there were any photographers on the scene and he said no there weren't. And I asked if he minded if I took some pictures and he said no. I went back to the dg, fire engine, and got my camera out of my pocket that I carry. And I took I believe 3 or maybe 4 pictures of the scene and Mr. Shaw. And put the camera away. Spoke with the senior paramedic on the scene and he said, you know, what more can be done/what can I do to help you out and at that point they were hooking up the cardiac monitor and he was commenting that, there was some electrical activity on the monitor but it was, it was non-electrical activity that was wable. And I asked at that point "Are we.." Code and he said "no, th~s is a situation, situation where if the trauma __ there's not enough electrical activity to go with." So at that point knowing that we were not going to provide care, I instructed the firefighters to get out of the area. They took the equipment, we got back. Basically loaded the equipment back on the truck and Officer Kevin Heard, I told Lt. Bok 09-19-96 Page 3 Fort: Bok: Fort: Bok: Fort: Bok: Fort: Bok: Fort: Sellers: Bok: Seller: Bok: him, you know, I also just to let you know took some pictures. He said okay. He said I need to get your names and home phone numbers in case we need to get further statements from you, anything like that. So each of us gave our name and home phone numbers. And I believe Officer Wyss, I believe I also mentioned I had a camera to, I wanted to make sure everybody was fully aware that I had the camera and the film. And we cleared the scene shortly thereafter. I did see that the ambulance, as the ambulance moved, I don't think they were leaving the scene, I think they were moving their ambulance. I believe I saw Officer Troy Kelsay locate the ejected from a pistol and I set my flashlight in front of that to spotlight that and he put a paper cup over it to mark that spot. At which point I picked up the flashlight and loaded that on the rig also. I did forget shortly after arrival, I asked Officer Kelsay once we first arrived on the scene if there was a suspect in custody and was the scene safe and his response was the scene is safe. And I said okay. And then it afterwards I asked about the camera. When you said you're not going to run code, what does that mean to someone not in our business? Well, basically my question was, "Are we going to pedorm life saving efforts, are we going to start CPR and administer care?" and the response was, the answer was "No". Did he said why you weren't going to? He said it was a trauma code, and that there was no noticeable electrical activity on the monitor. Meaning the patient was most likely dead? Yes, that was my understanding. And my response to him was, I wasn't making a criticism, I was asking a question. I understand this was a question you were supposed to ask. Yea, and that's what I was asking, what I said to him was, you know, this is not a criticism. Just a question, because I didn't want him to take it that way either. Questions? Did you do an actual standard physical medical assessment yourself? I did not. I don't believe firefighters did. We had one of the paramedics that was inside, excuse me, as a firefighter here, he works part-time at Johnson County. Urn, again, I was getling equipment, I believe he was checking the pulse and hooking up the monitor at that time. But I didn't directly witness a lot of his activities. It wouldn't be unusual though for a firefighter if you were first on the scene to make a medical assessment? Not at all. Not at all unusual. Lt. Bok 09-19-96 Page 4 Sellers: Bok: Sellers: Bok: Sellers: Bok: Sellers: Fort: Bok: Sellers: Bok: Sellers; Bok: Sellers: Bok: Fort: Bok: Based on your training as a paramedic. Absolutely. And the simple fact that they arrived simultaneously and actually in front of our vehicle is the reason that I, I don't know that any firefighters actually, urn, contacted Mr. Shaw, or you know without incidental contact while hooking up the monitor or moving equipment. Urn, normally if we're not on scene first paramedics usually initiate care. You're to just basically back them up at that point? yes. Did you talk to any of the other officers other than the ones you mentioned? I'm not sure that I have. I don't have a real clear recollection of which officers were there, again, I know the ones that I mentioned. I believe I had spoken with each of them and I did see other officers there but I can't recall exactly off the top of my head who was there. Did any body mention what had happened? [wait for PA to stop] Did you want to ask me that again? make sure that you heard me. Did you talk to any of the officers other than the ones you've already mentioned. I don't recall if I did or not. I, I don't recall specifically. If I had it wouldn't have been a conversation as much as a comment in passing, with equipment or whatever. I don't recall. Was there anything said that you're aware of about what had happened? No, no there wasn't. Again, my question to Officer Kelsay was "Is there a suspect in custody and is the scene safe?" and his response was "The scene is safe". Is this per your standard operating procedure? Yes, that's our number 1 concern is of course our own safety. Do you have anything else you want to add at this time Just that I spoke with the Fire Chief, um, as a matter of fact the next day, I spoke with the Fire Chief and also told me that I had this film and, you know, explained my concerns about having the film and what I should do with it. The police hadn't asked for it and I didn't know if it, the Iowa City Fire Department, actually taken by me and my own film, but do we have a discrete means of, you know, taking care of something like this and he said, yea, talk to the Fire Marshal, which I did on, it was the next duty day that I worked, I don't recall off the top of my head what day that was. I handed the film to the Fire Marshal. He said he would take care of it. And then in a subsequent meeting with the Fire Chief he said that he gone and picked the film up Lt. Bok 09-19-96 Page 5 from the development place and had taken that to Chief Winkelhake. And that no prints had been made to the best of his knowledge. Fort: Anything else? This concludes the interview with Lt. Bok. Date is same, location is the same. Time is 14:47. I.A.I.R. # 96-10 DATE: 09-30-96 TIME: PRESENT: LT. FORT LT. SELLERS OFFICER GILLASPIE All from the ICPD. Also present a~e: BRUCE WALKER the ATTY FOR OFFICER GILLASPIE LOCATION: THIS INTERVIEW IS WITH OFFICER GILLASPIE REFERENCE T}~E SHAW SHOOTING I.A.I.R. FORMS //3, #4, #5,& #6 WERE FILLED OUT OFF TAPE FORM #7 WAS NOT USED. RANK NAME BADGE NUMBER UNIT OF ASSIGNMENT SEX RACE DOB DATE OF HIRE DUTY STATUS EMPLOYEE NUMBER Do you remember the statement you ~ave to the DCI on 12 SEPT. 1996. Is the~e anythint~ you would want to add to the statement you ~ave to the DCI on 12 Sept. 19967 Is there any correction you wish to make to the statement you ~ave to the DCI on 12 Sept. 19967 ADMINIITRATiVE IIRO~iiEDING PdGl'fT8 Given to Employee - Date: Time: Nlml of Employee Rank hdge Unit of A~ignmen~ Jeffrey A. Gil~laspie Officer #03 3-11 Watch Yo~ ere being advised of t~e following: 1. Any edmilsion m~de in the c~ur~e of thil sdmi~etrltivl ha~dng, ~' Interview may be used es the basis for di~cipllnery measures including discharge or cusparraign. You have the right to counsel of your choosing to be I~esent with you to advise you at this hearing, examination or interview and you may consult with counsel/repreaen-. tation as you deere. You have i right to be given · reasonable tima to obtain counsel of yoedr own choosing. You have no right to remain silent at this administrative proceedings. You have an obligation to truthfully answer questions put to you. You are advised that your statements or responses constitute an official police report. If you refuse to answer Guestions put to you, you will be ordered by a superior officer to answer the ~lUeStion. If you persist in your refusal after the order has been given to you, you are advised that such refusal constitutes a violatim of the Rules and Regulations of the Iowa. C.ity Police Department and will serve as e basis for your discipline. Yiu are fur*d~r advised that by law any admi~sim made by you during the c~se of this hea~ing, examination m imerview ~.nnot be used agah".st you in a subsequem criminal pregeeding. I, the Undersigned, do hereby acknowledge that I have been infmmed of the above righ13. WITNESSES PREPARE IN DUPLICATE: Original copy to investigator's file. Copy to employee. lAIR Fom~ e ADMINISTRATIVE PROCEEDINC) Name of Emp4oyae Rink Jeffrey A. Gillaspie Officer Unit of ~nment 3-11 Watch D~penment ladicy provides that you Ix advlaed of the following: 1. You have no right to remain alleat in an administrative investigation. You have an obligation to truthfully answer questions put to you. You are advised that your statements or responses constitute an official p(dica report. If ym~ refu~e to en~wer que~on~ put to you, yo~ will be ordered by a superiof officer to en~wer the question. If you persist in you~ refusal after the order has been given to you, you are advised that such refusal constitutes · violation of the Rules and Regulations of the Iowa City Police Department and will serve as a basis for which your discharge will be sought, You are further advised that by law any admission made by you during the course of this edmini~trativ~ hearing of inten~ew ~ be used againat you in · sub~equent criminal proceeding. I, the Undersigned, do hereby acknowledge that I have been infmzned of the above rlgt~m. '~'~ I~e of Empl(~ee Printed N~ WITNESSES PREPARE IN DUPLICATE: Original copy to investigator's file. Copy to employee. IA~ Form a WAIVER OF COUNSEL/REPRF.~F, NTATION/REQUF. ST TO SECURE COUNSEIJREPRF.~F. NTATION Name of Employ~ Jeffrey A. Gillaspie Rank Officer · of .4 ignm4 - 3-11 Watch WAIVER OF COUNSE*L./REPRESENTATION I, the Undersigned, hereby acknowledge that I have received and read the charges/allogation~ agai~t me and I knowingly and voluntarily wish to proceed with the hasring, examination, interview or interrogation withou~ having counaellrel~asentation of my own choosing present to adv~e me during this hearing, examination o~ interrogation. Date/Time (Signawe) [ ] REQUEST TO SECURE LEGAL COUNSEL OR REPRESENTATION I, the Undersigned, having been advised of my'right to co~nsal of my own choosing at all haaringe, examtna~ons and intorrogationa in oo~tactio~ with the charges/adlogatiorm agatrmt me which hav~ been gtv~ to me in writing and receipt of which i~ hereby acknowledged elect to secure ttm sefvi~s of counsel and egrN to p~ocl~d with ~sid haadng, txerninattoh or in~m~oga~ion .t houri, ;11 I~ o in ROOm , ~t which time said' , examination or interroga~on ~ be cOmmenced. by pl~cing my sigrmture upon ~ statement, I affirm my wish to secure ~akl counsel and agr~ to comply wtt~ Department hearing, examination or intsn'og~l~on scheduled on th~ date aforesaid. Date/T~me WITNESSES PREPARE IN DUPLICATE: Original copy to investigator's file. Copy to employee. lAIR F~'m 4 NOTIFICATION OF COMPLAINT/INVEITIOATION Name of Eml~o~a Rank Bilge Officer #03 3-11 Watch · Furthermore, Department policy provides that you have a right to be advised in writing of the C~l~'~t'lodged against you prio~ to any interviews of you concerning the allegation rngardles~ of the nature of the allegati~n and even if the allegation ig m~ch that it will not result in the filing of cWninal c~argea ~ the filing of separation charges. Accordingly. you are hereby advised that the following illegal of improper acts or allegesierra have been a~tributed to you: Investigation of the Shaw shooting incident. 0§-30-96 23:45 Hrs. 1100 Blk. $. Gilbert St. Iowa City, Ia. The undersigned hereby acknowledges receipt in writing of the charges allegations against him~er. WITNESSES PREPARE IN DUPLICATE Original copy to investigator's file. Copy to employee. RIQHI'O INVOLVING G'RIMINAI. PROS~¢UllON Given to Employee - Date: Time: i~leme of Employee Rank Badge Unit of Asalgnn~ent You are hereby advised that by law you are entitled to be informed of the following rights prior to interrogation: You have a right to remain silent. If you choose not to remain silent, anything you say can be used as evidence against you in a court of law. You have a fight to cc, neult with an attorney before answering any questions and you have a right to have an attorney present during any questioning. If you cannot afford an attorney, you have a right to have an attorney appointed to represent you before any questioning begins. You also have the right to have the appointed attorney present with you dufinq such questioning. 4. You have the fight to discontinue answering any question at any time you wish. The law further provides that any admissions made in the course of any hearing, interrogation or examination may be used as a basis for disc. lplinary measures including discharge from the Dapa~b,ent. I, the Undersigned, do hereby acknowledge that I have been informed of the above rights. (Signature) /~ Printed Name of Employee WITNESSES PREPARE IN DUPLICATE: Origir~l copy to investigator's file. Copy to employee. lAIR Fem~ 7 lAIR 96-10 09-30-96, 09:30 Interview of Officer GIIlasple by Lt, Fort and bt. Sellers Fort: This is It. Fort, Iowa City Police Department. This is Internal Affairs investigation No. 96-10. Date is 9-30-96. Time now is 09:30. Present are Lt, Fort, Lt. Sellers, Officer Gillespie, all of the Iowa City Police Department. Also present is Bruce Walker, the attorney for Officer Gillespie. Location is conference room, Bruce Walker's office building. This interview with Officer Gillespie is in reference to the Shaw shooting. Off tape, internal affairs fore'rs 3, 4, 5, and 6 were filled out. Form #7 was not used, but will be included in the intemal investigation file. Officer Gillespie, what is your rank? Gillespie: Fort: Gillaspie: Fort: Gillsspic: Fort: Gillaspie: Fort: GIIlaspie: Fort: Gillaspie: Fort: Gillaspie: Fort: Gillaspie: Fort: Gillaspie: Fort: Gillaspie: Fort: Gillespie: Fort: Gillaspie: I'm a police officer. Your name? Jeffrey A, Gillespie. Badge number? Badge number 3. Unit of assignment? Assigned to the 3 to 11 watch, patrol division. Sex? I'm a male. Race? I'm white. Date of birth? I was born February 8, 1970. Date of hire? October 1st of 1993. Duty status on the night of the 30th? I was the 3 to 11 Fro. Duty status now? I'm on administrative leave. Employee number?. Uh, it's in my wallet, I'll check. Employee number is 28565. OK, do you remember the statement you gave to the DCI on 12 September 19967 Yes I do. Officer Gillaspie 09-30-96 Page 2 Fort: Gillaspie: Fort: Gillasple: Fort: Walker: Fort: Is there anything you wish to add to the statement you gave to the DCI on 12 September 19967 No there's not. Are there any correction you wish to make to the statement you gave to the DCI on 12 September 19967 No there's not. Attorney Walker, is there anything you wish to adcl on the tape at this time? The only thing is Jeff wanted to add one thing to the statement at the time it was given, and I have advised him not to do that. And he's accepted my advice. There is the one thing, but that's It. This ends the interview. lAIR 96-10 09-19-96, 05:17 Interview of Sgt. Jackson by Lt. Fort and Lt, Sellers Fort: This is Lt. Fort, Iowa City Police Department. Internal affairs No. 96-10. Present in the room are Lt. Fort, Lt. Seliers, Sgt. Jackson, all of the Iowa City Police Department. Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Date is 9-19-96, time is 05:17. We are going to be interviewing Sgt. Jackson reference the night of the Shaw shooting. Sgt., what is your rank? Sergeant. Name? Sid Jackson. Badge number? 94. Unit of assignment. I'm assigned to the patrol division, late night watch. Sex? Male. Race? Black. Date of birth? 7-22-57. Date of appointment to the police department? August, 1982. Duty status, are you on-duty, were you active, or were you inactive? Active duty. Number of months in present assignment. Two months. And this is two months as a sergeant, right? As a sergeant, yes. Employee number?. 39589. I would like you to tell us in your own words how you received the call the night of the Shaw shooting and basically what you did and observed. Sgt. Jackson 09-19-96 Page 2 Jackson: Fo~: Jackson: Fo~: Jackson: Fo~: Jackson: Fo~: Well, I had just started patrol, actually I had just. just gone out to the, and gotten into the car and was beginning to start patrol, when I heard Officer Kelsay ask for an ambulance to his location. At that time I didn't know his location because I hadn't heard any radio traffic with him being assigned to a call. So then he asked for an ambulance and a supervisor, made a second request shortly thereafter asking for an ambulance and supervisor Code 3. At that time I was at the intersection of Gilbert and Burlington and asked the dispatcher what was his location. At that time when I found out his location I proceeded Code 3, lights and siren, to 1131 S. Gilbert Street. When I got there I pulled up into the parking lot of the car rental place that's just north of Ahrens Concrete. I observed two uniformed officers standing next to a squad car that was parked in front of the building. It was Officer Zacharias and Officer Gillaspie. Officer Gillespie appeared to be highly agitated and then I looked to the doorway of the building, just to the east and Officer Kelsay standing in the doorway. I, uh, briefly just looked over at Jeff Gillespie and Dardn Zacharias, then I went to where Kelsay was and when I got to the doorway I observed subject laying in the doorway itself. He was covered with blood from neck to about the mid-thigh area. He was on the ground. Didn't appear to be b~eathing. I asked Officer Kelsay what happened. At that time I had heard, in transit I had heard comment from Officer Kelsay about shot center mass. And figured out that the pereon that he was talking about was laying on the ground. I asked him what the condition of the person was, he said "1 couldn't get a pulse." t said, 'Recheck." He checked again while I was standing there and he said there's no pulse. And about that time Gillaspie became aware that the subject had been shot. Also pdor to that I asked where Gillaspie's weapon was. Kelsay said he had the weapon. I told him to hold onto it until we got things sorted out with the ambulance and...ambulance, then Officer Prestegard arrived. I had Prestegard put Gillespie in his car and ambulance personnel and fire personnel for some reason had parked there, had, I don't know if they staged or what they did, but they were in the parking lot at Stier's at Kirkwood and Gilbert. I had them come down to our location and also asked for Lt. Johnson to come to location also. When you asked Kelsay what had happened, how did he respond? He said he didn't see what happened, he said he heard a shot, he saw Gillaspie double over and lay his weapon on the ground, and back out of the doorway. He said at that time he didn't know if Gillaspie had been shot or Gillaspie had discharged his weapon. He said he retrieved the weapon and had Zachafias stay with Gillaspie while he checked the victim. Did Kelsay say what condition the weapon was in when he picked it off the ground? NO. Anything else strike you as abnormal? [Pause] No, I asked Jeff what happened, I said your going, you know, just tell me what happened. And he said that he was opening the door and he saw the person on the ground, or he saw the pemon, a person in a door and he was surprised or startled and saw his, saw some hand movement and he said he shot him. He, let me retract that, he didn't say that he shot him but he said that he didn't know it was a telephone, it was a phone. He said he saw a phone after he had shot him. Did you interview Gillaspie at the scene or just asked him what was.. Sgt. Jackson 09-19-96 Page 3 Jackson: Fo~: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Jackson: Fort: Sellers: Jackson: Sel(ers: Jackson: Fort: I just asked him what happened, because Kelsay said he didn't see it. He said that he wasn't in a position to see what was in the doorway when Gillaspie opened the door. I didn't have a chance to talk to Zacharias before. What happened to Gillaspie after you talked to him? I had him go to the car that Prestegard, Officer Prestegard was driwng He was driving an unmarked. I had him stay with Gillaspie because Gillaspie became upset, even more upset when he found out that the victim was dead. How long did Prestegard and Gl',laspie stay at the scene, if you know? I couldn't tell you. I don't know. Who brought Gillaspie to the Police station? I did with Officer Prestegard. Was there anything said enroute with you were in the car? Nothing other than Gillaspie was upset. We were trying to get him to calm down and to... Nothing about the incident? No, we didn't discuss the incident at all. No, no discussion about the incident. Anything to add? When you were first talking about It, you mentioned before about, he didn't know it was a phone until later. What did he say initially? He was, uh, initially he said that he saw, he saw his hand, he saw his hand move. or he saw some hand movement and he saw some hand movement and he said he didn't know it was a telephone. It was after he said that he was on the ground that he saw it was a telephone. Did you get the impression he might have thought it was a weapon? Yes. I got, and I don't want to read too much into it, but I got the impression that Jeff was, was startled as he was opening, opening the door. That, that he, he thought, he thought that somebody, that somebody was being aggressive towards him. That, I think it was a combination of him opening the door and that person being inside the doorway at the same time, and then the hand movement. He mentioned something about his hand oomlng up quickly, or the hands coming up and he said he didn't realize it was a telephone until after he had shot him and that he was on the ground. I'm going to ask you an opinion question, an opinion only. Did you get the indication from Gillaspie that the shot he fired was a deliberate act on his part? Or an accidental discharge from being startled? And this is an opinion of yours. Or maybe you didn't get an impression. Sgt. Jackson 09-19.96 Page 4 Jackson: Fort: Sellers: Jackson: My, my impression is, it was, it was, it was a reflex, it was almost as if he saw some hand movement at the same time that he was opening the door. It, they were investigating an open door and I don't think that he expected, given the times that we, or officers I would say going to open door situations, expected to find, I mean if you find someone you don't find someone standing right inside the door. And I think that he probably wasn't mentally prepared to find someone standing right there in the doorway. The indication I got that the person standing inside the doorway made some sort of movement to him that indicated a threat. That's, That's the impression that I got from Jeff. Whether or not he intended to discharge the weapon I don't know, I don't know. OK. Again, this was just an opinion question. Did they indicate they'd said anything as they were entering the building. From what, from what I could get from Troy's conversation and from Jeff's, there was no time at all. They had just propared themselves for entering the building. Uh, Gillespie took the point, Kelsay and Zacharias both took positions to the side of the door. Uh, so that when Gillespie went to open the door it happened so quickly, none of them had a chance to really observe what Gillaspie was seeing. Kelsay said that night I don't kPow what he saw, I didn't see it, I couldn't see it. It happened so quickly. Sellers: Jackson: Sellers: Jackson: Sellers: Jackson: Fort: But they never said anything. They never, they never said .... police. No vocalization of any kind. It didn't even sound like the door was even open that much when this all happened. Did Jeff say anything else to you later during the course of the...time you first arrived until you left him off at the station? Other than a lot of, expressed quite a few feelings of, of regret, guilt, feeling. He was really upset and that's what we talked about. It was his being upset and trying to get him to calm down, because he just basically changed from the time. His physical appearance changed and you could tell he was really upset. Ancl my concern at that point was making sure that he either didn't hurl himself or just lose control completely, so that he wouldn't be able to either talk to the investigators who were called in or anybody else. This ends internal investigation Interview with Sid Jackson. Case No. 96-10, this conducted in the watch commander's office, Iowa City Police Department. Time is now 05:32. I.A.I.R. #96-I0 DATE: TIME: PRESENT: LT. FORT LT. SELLERS OFFICER KELSAY All from the ICPD. LOCATION: This interview is with Officer Kelsay RANK NAME BADGE NUMBER · UNIT OF ASSIGNMENT SEX RACE DOB DATE OF HIRE DUTY STATUS HOW LONG IN PRESENT ASSIGHMENT BEFORE PRESENT ASSIGHMEN WHAT WERE YOU DOING EMPLOYEE NUMBER TELL US IN YOUR OWN WORDS WHAT HAPPENED THAT NIGHT STARTING WITH WHY YOU WERE WORKING. DID YOU FIND THE DOOR STANDING OPEN OR CLOSED BUT UNLOCKED DID YOU HEAR ANYONE IN THE BUILDING DID YOU OPEN THE DOOR PART WAY BEFORE YOU CALLED FOR BACK-UP HOW LONG AFTER BACK UP ARRIVED DID GILLASPIE OPEN THE DOOR HOW FAR WAS THE DOOR OPEN WHEN THE SHOT WAS FIRED. DID YOU HEAR ANYONE SAY ANYTHING BEFORE THE SHOT WAS FIRED. WHAT WAS SAID BY ANYONE RIGHT AFTER THE SHOT WAS FIRED. DID GILLASPIE DROP HIS WEAPON OR LAY IT DOWN. WHAT CONDITION WAS THE WEAPON IN WHEN YOU RECORVERED IT. DID GILLASPIE MAKE ANY STATEMENTS TO YOU AT THE SCENE. IN YOUR OPINION WHY DID GILLASPIE FIRE HIS WEAPON. Given to Employee - Date: ~ ..... ~ Time: Nlml of Employee Bedge Unit of Aalignment Troy A. Kelsay Officer De~ectives/Gangs You ere being advised of t~ following: Any admL~im~ m~cle In the cQ~rae of this edmi~et~etJve hemtng, ~ Interview n'~y be used as the basis fat disciplinary measures including discharge of euepanaiofi. You have the right to counsel of your choosing to be l~esent with you to advise you It this hearing, examination or interview and you may carmuir with counsel/represan., tation as yo~ driers. ® You have I right to be given a reasonable time to obtain counsel of your own choosing. You have no right to remain silent at this administrative proceedings. You have an obligation to truthfully answer questlofts put to you. You are advised that your statements or responses constitute an official police report. If you refuse to answer questions put to you, you will be ordered by a superior officer to enswer the question. e If you ~f~t i~ your refusal after the o~der has been given to you, you are advised that such refusal constitutes · vtolstto~ of the Rules and Regulations of the Iowa,C.ity Police Department and will serve as I basis fo~ your cliscipiine. Y~u are furt~r edvised that by law any edmiMion made by you during the cmJ~se of this hearing, examinafim~ m' intewtew cannot ba u~l against you in a subsequent criminal ptogeeding. I, the Ur~lers~gnad, do hereby acknowledge thet I have been infmTned of the alive right3. Pfinte~l Name of-Employee WITNESSES PREPARE IN DUFq. ICATE: Original copy to investigator's file. Copy to employee. ADMINISTRATIVE PROCEEDING Hlme of Employee Troy A. Kelsa¥ O~£~cer Unit of ~ Detectives/Gangs D~l~rtment policy p~oviilee that yo~ be advised of th~ following: You have P,G right to remain silent in an administrative InvestJostling. You have an obligation to truthfully answer questions put to you. You are advised that your statements or responses constitute an official p~lice rep~'L If you reErsa to answer questions put to you, ym~ will be ordered by a auperio~ officer to answer the question. If you persist in your refusal after the order has been given to you, you are advised that such refusal constitutes a violation of the Rules and Regulations of the Iowa City Police Department and will serve as a basis for which your discharge will be sought. You are further adv~ed that by law any admisaio~ made by you during the course of this administrative hearing or interview eann~ be ~ed against yo~ in a ~ubsequent criminal I~OCeedlng. I, ttm Undersigned, do hereby acknowledge that I hav~ been k~fmmed of the atmv~ right~ WITNESSES PREPARE IN DUPLICATE: Original copy to investigstor's file. Copy to imployal. I~,;'-' t h.~.~%"': Printed Name of Employee lAIR Fo~m B WAIVER OF COUNSELJRIEPRrr~ENTATION/REQUEST TO SECURE CO UN 8EI. JIilEPRESENTA'I1ON Nlme of EmpioyN Rank Officer · Unit of AMtgnm4fit' Detectives/Gangs [ ! WAIVER OF COUNSE~JI~EPRESENTATION l, the Undersigned, hereby acknowledge that I have received and read the chargea/allagitions against me and I knowingly and voluntarily wish to proceed with the hearing, examination, interview cr interrogitio~ without having counsel/repreeentitiofi of my own choosing present to advise me during this hearing, examinatien or interragaticm. Date/Time [ ] REQUEST TO SECURE LEGAL COUNSEL OR REPRESENTATION I, the Undersigned, hev~ng been echa~ed of my'right to coun~l of my own choo~ng at all hearings, ex~minit~ona and intarrogitio~ in cm~nectim with the charges/allegitiofi8 against me which hev~ been givm to me in wri~ng end receipt of which i$ hereby acknowledged elect to ~ the a~ of cQ~z~el · It which time said' !~.tng, ex~mlnalJon or intarrog81~,)n ~ be commenced. by p4~ing my lignitu~ upon statement, I affirm my wish to ~ecum Mid counsel and agree to cronply with Departmm~t hearing, axaminitim or interrogitJ~ scheduled m the date aforesaid. Date/T~me (Sagnat.re) WITNESSES PREPARE IN OUPt. ICATE: Original copy to investigator's file. Copy to employee. ~AIR Fm~n 4 NOTIFICATION OF ¢OMPLAINT/1NVEITIGATiON ~l.mt-of Employee Rank I~d~e Troy A. Kels_a¥ Officer #43 Detect~ve/Gah~p Departmont pelidy I~'ovidss that if y~u am to be charged with I {~mlnal offense o~ if your Sel~ratiofi from the I~pa~mlfit wfil be sought, you am to be tdviled in writing of the specific illegal o~ imm'ol~r ~cte slleged agairmt o~ at~ib~ted to yogi. Furthermore, Department policy provides that you have a right to be advised in writing of the co~plsint ledgad egainit you prier to any interviews of you concerning the allegation regardless of the nature of the allegation and even if the allegation is such that it will not result in the ~ing of criminal charges or the filing of separation charges. Accordingly. you are hereby advised that the following illegal or improper acts or allegations have bean attributed to you: Investigation of the Shaw shooting incident. 08-30-96 23:45 Hrs. 1100 Blk. S. Gilbert St. Iowa City, Ia. The undersigned hereby 8cknowledge~ receipt in writing of the charges or allegations again~ him/~r. WITNESSES Z/-~--'~ PREPARE IN DUPLICATE (Signature) -~. Original copy tc investigator's file. Copy to ampioyes. RIQHT~ INVOLVING G~IIIMINAL IIROaECUTiON Given to EmI~oYN - Time: Name of Employee Rank ~dge Unit of Aulgnment You are hereby advised that by law you are entitled to be informed of the following rights prior to interrogation: You have a right to remain allant. If you choose not to remain silent, anything you say can be used as evidence against you in a court of law. e You have a right to consult with an attorney before answering any questions and you have a right to have an attorney present during any questioning. If you cannot afford an attomay, you have a fight to have an attorney appointed to re~asent you before any questioning begins. YOU also have the right to have the appointed attorney present with you during such questioning. 4. You have the right to discontinue answering any question at any time you wish. The law f~lJ,er provides that any admissions made in the course of any hearing, interrogation or examination may be used as a basis for disc. iplinary measures including discharge from the Deparbr, ent. I, the Undersigned, do hereby acknowledge that I have been informed of the above rights. (Signature) WITNESSES Printed Name of Employee -' PREPARE IN DUPLICATE: Original copy to investigator's file. Copy to employee. UUR Farm 7 lAIR 9~.10 09-19-9~, 16:16 Interview of Officer Keleay by Lt. Fort and Lt, Sellers Fort: Kelsay: Fort: Kelsay: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: This is Lt. Fort, Iowa City Police Department, Internal Affairs Case #96-10, date is 09-19-96, current time, is 16:16. Present are Lt. Fort, Lt. Sel!em, Officer Kelsay, and Officer Huff. acting as a Union representative. All are from Iowa City Police Station, Iowa City PD. Location is the Intoxilyzer Room, Iowa City Police. This interview is with Officer Kelsay. Off tape we went through the notification forms, forms 3, 4, 4 and 6. We did not not use Form 7. We'll start the interview now with Officer Kelsay. Your rank? Poise Officer with the City of Iowa City, currently assigned to Investigations. Name? Troy Allen Kelsay Badge number? Sex? Male Race? White Date of Birth? 1-20-62 Date of Hire? July 29, 1991, I believe. Duty status? Administrative leave, currently. How long in present assignment? The 29th of last month was my first date in Investigations. How long before the present, what were you doing before your present assignment? Assigned Uniformed Patrol, uh, current assignment was to the clay watch and bike patrol. Employee number?. 43221. Do you want to tell us in your own words what happened the night of the Shaw shooting. starting with why you were actually working. Officer Kelsay 09-19-96 Page 2 Kelsay: The night before, I had gone out with Investigator Krei to keep an eye on some potential suspects, more likely they were not doing the burglaries, but if nothing else we could ehminate them as suspects. On this particular night, the night in question, the 30th Friday n~ght, while I was working that day I had been informed by Lt. Johnson that Sgt. Wyse was planning on going out and working a burglary detail again that n~ght. And Lt. Johnson was thinking of joining him. He asked if I was interested. I said that I might have some other conflicts, I was working the Fdday night concert that particular night. I worked the concert from 5:45 until 10:00 pm with Ofhcer Miller. Came back into the Police Department and down to the locker room to change where Lt. Johnson was also changing clothes, and asked me if I had reconsidered and was going tO join them. I sa~d I wasn't sure but if there were two of them going out already, LI. Johnson and Sgt. Wyss, that probably I would not be joining them. After I changed, I came back up to my office and placed a call to my wife at, I beheve it was 22:22 hourS. She was already asleep when I called her. i told her that since she was already in bed, if she didn't mind I was going to go out with Johnson and Wyse for a while, and she said that was fine. I caught up with Lt. Johnson and Sgt. Wyse in Sgt. Wyse' office. I learned that Officer Prestegard was also joining them, it was his early night. He was in plato clothes. They were all going out individually. I informed dispatch that I would also be out and I proceeded to drive by several houses in the vicinity of to check on some potential suspects, whether they were in or out. The vehicle that I was looking for that n~ght belonged to was already gone from his residence. I drove down to the Soho's lot and looked there, just kind of because th-3t was an area I was going, and I parked my car at the Johnson County Department of Public Health building in that parking lot and got out and just began to walk the businesses and check doors in that general vicinity. Uh, I worked across the railroad tracks and worked the businesses that run along Gilbert Street and farther north, Maiden Lane. I walked the alley that runs north-south on the east s~de of Gilbert Street, uh, checking businesses as I went. When 1 got to Benton Street I turned west, crossed Gilbert Street, and as I neared Dubuque Street I started working the businesses that are there on the west side, I'm sorry, the east side of Dubuque Street. I started working those back to the south. There I found my first open door, I believe the name of the business is Genesis, I'm not sure of the address. It's right there on the southeast corner of Dubuque and Benton. The door was closed, there was no sign of forced entry. However, when I stood to the side and turned the knob, it was not locked. I stepped back, walked around the building, there were no lights on. Again, no sign of forced entry. Went back to the door, stand~ng to the side, I turned the knob and pushed it open. I stood there and listened, didn't hear anylh~ng. I stuck my head in the door and shined with my flashlight. There was one door that went from the garage area into the business. I checked that door. It was secured. I let myself back out the way I went in. and proceeded with my building checks. It appeared that it had been either intentionally or inadvertently left open and had not been forced. Continued to work those businesses to the south, uh, when I came to the ~ntersechon of Kirkwood and Dubuque I encountered the only people that I ever actually had any contact w~th that night. They had stepped over the railing at the bddge there and were s~thng on one of the concrete pilings and I kind of startled them when I went by, it was a young couple. D~dn't have any conversation with them other than, kind of laughed at them and with them, so I walked by. Got to Kirkwood and went east, uh, past what is it R J, JR Insurance. I checked the doors on that and when ] got to Gilbert Street I turned back to the north and went and checked that httle building there that s~ts kind of across from McDonald Ophcal, it's got a hair salon place m ~t ancl a couple of other businesses that had been burglanzed [n the past. That was secure. so then I doubled back to the south, uh, passing behind Aero Rental, checking their doors. Over to Dodge Cleaners at the ~ntersection of Gilbert Street and First. Found an open exterior Ooor there that I had found in the past, I knew to be commonly left open. Ire a steel extenor door with a deadbolt that accesses a entry area where there are three more hollow core doors, one Officer Kelsay 09-19-96 Page 3 goes into the business, one goes upstairs to an apartment. and one goes just to a lilZle storage closet. Again, that door was unlocked, which wasn't unusual I stood outside and hstened. There were no lights on inside. I pushed the door open a little more, stuck my head ~n and shined my flashlight, there wasn't anything extraordinary there. Stepped inside. tried all three of those hollow core doom, all of them were locked. I let myself back oul, closing the door behind me. I then crossed Gilbert Street to Budget Car and Truck Rental, and beginning with that building started checking buildings to the south along Gilbert Street, there on the east side. Checked Budget Car & Truck Rental and started going over towards the nexl building. which would be Ahrens Concrete actually, or at least that's what I call it. As I approached there is a door on the north side of the building. The side of the building that the north, thars set toward the back. Uh, there iS an extedor light that is on the northeast comer of that building, that was on. There were lights on inside the bu[!ding in the back half of the building, there's two windows on the north side, I believe two windows. But one of which had lights, that in fact most of it had light coming out of it. It has some shelving or plywood or something that covers it up until 7 feet maybe. All I could see in was the upper portion of the interior of the building. Only th~ng that I remember even taking note of was there was parts of model airplanes, the kind that fly, there was a fusilage that I could see from there. As I neared the door, it became apparent that it was open and it was standing open. The door opened inward. It was standing open, uh, approximately 3/4 of an inch, half-inch to an inch. There was light coming out of that door. I could not see anything inside the door except the door jamb or wall just inside the door. Uh, I walked up to the door quietly, took a quick look. There were several marks along the jamb - the door opens in and the marks were, would be on the opposite side of the way the door opened. They could not have been made by the door opening and closing. These marks, there was one near the strike plate and there were some a little higher up too. I did not stand there. I was dressed in dark clothing. I d~dn't have anything on me that readily identified me as a Police officer and I didn't have my vest on, as I wasn't planning on doing any, anything that I needed that type, my job was basically surveillance that night. Uh, stood, stepped away from the door and stood there for a moment. D~dn't hear anything. I had brought a cell phone and portable radio with me. As I walked around the back of the building there were two more windows that had light coming out of them on the back of the building, that wou~d be the east side. Those also had shelving or plywood or something covering them except for the very top part of the window. Again, I couldn't see any body or any shadows, I couldn't see any sign that anybody was inside the building. I noted that there were more, there was the wing of a model airplane that I could see out of one of those. The only thing that I remember as far as what exactly as saw. While I was back there I was calling ~nto the Police Department. Laurie happened to answer the phone. Uh, I identihed myself. told her I was in plain clothes, that I had found an open door and I was requesting that she dispatch by MDT a marked unit to assist me with an open door. I also ask that she let Sgt. Wyss know by MDT that there was, that what I was out with and where I was at. The reason I p~cked Sgt. Wyss is I knew that he was driving the unmarked car that had the MDT in it, so I knew that she could contact him by MDT and let him know that. While I was on the phone w~th her. I continued to walk around the building. Back past th.e door and I swung really w~de m the alley, so that if somebody came out it would just appear that I was walking past. Walked around to the front where I got the correct address for her, I thought it was part of Ahrens Concrete. its the section of the building that is directly behind Ahrens Concrete. and Ahrens is 1130 S. Dubuque, I'm sorry S. Gilbert Street. Gave her that address, I hung up from her. Found the open door and started the call at using the times that are on the tape, and extrapolating back from there, it would have been at 23:42, Officer Kelsay 09-19-96 Page 4 I found the open door and started to call it in. When I hung up with Laune ~t was 23:43. It wssn't but a few seconds later I saw a marked patrol car northbound on G~!bert Street, approaching me. I stepped out to the curb and flagged it down. I had no idea who was dnving it or who was in it. It pulled into the alley there and stopped along s~de, along the north s~de of Ahrens Concrete, and about even or just past the front edge of the building. It d~d not drive back to where the open door was. It was occupied by Zachafias. who was ddving, and G~llaspie, who was the passenger. Jeff got out. I was. already had my portable out and was waiting for a break in radio traffic to adwse dispatch that I had a uniformed unit on the scene, a marked unit on the scene. Uh, I pointed back to the door and said something like 'Open door" to Jeff. About then I could get on the radio, I said something along the lines of "City. you can disregard my request. 2 and 12 are with me.' And Jeff corrected me and said '3 and 12'. And as I was saying this on the radio Jeff had started to walk over to the door. I followed Jeff and Zachadas was with us, somewhere. Got near the door, Jeff unholstered and had a flashlight out. I had my flashlight out. Also I bolstered and I stepped around to the back side of the building, the east side of the building. My intention was to stay around the comer and my initial thought was to let the two uniforms take it. Investigate it however they saw fit. Jeff was looking at the door. He was bent down looking at the marks on the door. Or at least that's what it appeared to me he was doing. I looked back to the patrol car, or to Zacharias, and Zachadas had gone back to the patrol car and was digging inside. It looked like he had forgot his flashlight and was pulhng ~t out. And it's taking me much longer to tell you than it actually took to occur. It occurred to me that Zacharias had very little time on with us and that for safety reasons it probably d~dn't make a lot of sense for him to go in with Jeff. So I stepped back around to the north side of the budding and stood as you face the door, immediately to the left of the door with my back up against the door. I did have my pistol out, as a said, and I had it pointed at the ground in front of me. Jeff was dght in front of the door, still kind of bent over a little bit. and i'm not sure where Zacharias was. He was some place between Jeff and the squad car, I don't know it he actually made it up to the building and was on the other side of Jeff or not. About that time Jeff reached out his hand and from where I was at it looked like he started to push the door open and almost immediately there was a shot. Uh, I was not sure. I never saw a muzzle flash, I never saw him pull the trigger. I never, I didn't know who had fired a shot. I heard it and ~mmediately Jeff started to back away from the door. He was k~ncl of bobbing up and down at the waist. He had dropped his pistol, it was laying on the ground just outside the door. Uh, he was saying a bunch of stuff, most of which I couldn't understand, but what I could understand was "Oh fuck, Oh fuck, Oh fuck'. I wasn't sure whether he had been shot in the stomach or if he had shot somebody, uh, when the shot went off I flattened myself up as flat as I could against the wall. As Jeff backed away then, I did swing around, brought my pistol up to the door, and ptvoted away from the wall, SO that I could look at the door. Jeff had pushed it open. Actually pushed it from where I had originally seen it, maybe 8 to 12 inches. But there is a wall just ~nside that door that extends maybe 8 inches, so even though it was pushed open maybe a foot more than it had been, it actually was only open into the room maybe 4 to 6 inches. As I swung around and was able to look in that crack, I saw the top part of Er~c Shaw's head. He was lying on the ground just inside the' door. His head was against the door and ~t wasn't touching the wall, it was pretty close to touching the wall. He was lying on his right s~de. I could see the top ol his skull and then, oh like down across the ears and about to the jaw line, or the angle I had. His eyes were open and fixed. He appeared to be gasping or hawng some k~nd Of convulsions. I looked back tO Jeff at that point. He was continuing to back away from the door. He was fumbling with his mike, trying to talk. That might have been even what brought my attention to h~m, I'm not sure. I sa~d something to him hke "Jeff, I'll take care of ~t" or "Jeff, I've got it". He continued to say a bunch of stuff that I couldn't understand. But, now part of what I could understand was "Help him, help him, help h~m". Uh, I went ahead and pushed the Officer Kelsay 09.19-96 Page 5 door open. I had to push it past Shaw and could see that he had a lot of blood coming from h~s chest or stomach area, somewhere in the front, he was lying in the fetal pos~bon. I told Zacharias to stay with, I'm not sure the exact order of this because it all took place so fast, but I told Zacharias to stay with Gillaspie. I got on my portab!e radio and told C~ty that I needed an ambulance immediately or right now, something like that. And that I needed a supervisor. I didn't wait for them to acknowledge. I don't know if I set my radio down or stuck ~t back m my holder, but, uh, while I was talking to them I was looking into the room, and there wasn't anybody else apparent in what I could see of the room, and I quickly discounted, discounted it as a threat. I figured if there were bad guys in there, if this was a bad guy and them were other bad guys in there, that they had found another way out. There wasn't anybody coming at me. if there were people that belonged in there, if this guy belonged in them, they'd be coming out to investigate. Uh, and I'd deal with them when they got there. I went straight to Shaw, uh, was reluctant to roll him over because if it was a chest injury and it had punctured a lung I didn't want to roll him over and have his lungs fill tip w~th fluid. I tr~ed to get a pulse while he was lying there on the ground. Uh, I wasn't able to get a pulse. I tried a few times or whatever, I tried in that little short span of time. When I wasn't able to get a pulse, I picked the radio back up, asked City if they'd acknowledged, or if they'd cop~ed me. Jason said that he had. I repeated that I needed everybody Code 3. It was for a gunshot wound. He asked ff I had any additional. I told him that it was a gunshot wound to. I was t~/mg to look at that point to see where it was, and I said 'center mass" because I couldn't tell, there was a lot of bleeding. Uh, center mass, single gunshot wound. He acknowledged that. I put the radio back down and I tried to, there wasn't very much room, there was a lot of clutter inside the shop area. There was a bench just behind the door, so it would only open about 90 degrees, and to the dght Of the door was you went in there was a makeshift table that had been made out of some kind of flat surface, placed on a couple of metal sawhorses. There was some, some boxes of something laying there on the ground just underneath that. Where he had fallen was really the only place to walk. I did notice that there was a phone, a wal~ phone, thal as I went in was just to the right of the door and the receiver was dangling down there, next to the wall, next to his head. Uh. I didn't pick up the phone. I never heard anybody on it, but I never checked to see if anybody was there. I didn't know ff he was talking to somebody or if he had knocked it off in the fall, or if it had been that way to start with, I wasn't concerned about the phone. Uh, pushed enough of the stuff away that I could kind of roll Shaw over, it was apparent that, I hadn't found any pulse and I had, I'd made the determination that what I was obserwng wasn't breathing. it was more just muscle spasms. I tried to straighten him out and roll h~m over onto his shoulder blades as much as I could as a and again check h~s pulse. Again, I couldn't find one. Uh, I could see a wallet in his back pocket, his hips were still kind of over on their side. Took his wallet out and about then Sgt. Jackson was arriving. Uh, I called h~m over to where I was. He never came ~n the building. I may have stepped outside and sa~d, I don't even know what I said, it was ve~ quick. "We were here for an open door, we started to go ~n and Jeff fired a shot, apparently hitting this guy', or something like that, I'm not sure what I said. But a very thumbnail sketch of it. I dug out an Iowa dnver's license out of the wallet that identified this guy as Eric Shaw and I gave that to Sgt. Jackson and he went away, I don't know where he went or what he was doing. But I went back to Shaw. I pushed the clutter as far away as I could. I pushed that makeshift table over against the wail. I shoved the boxes out of the way. There was a httle, I think it was a Rubbermaid type footstool that stands about 10 inches off the ground and il opens up and stores just a few rtems. Picked that up and moved it out of the way so that i had a little work space that I could actually roll Shaw over onto h~s back. I did that and started to check for vitals again and about then the first medical umt started to arrive on the scene. Fire and ambulance, I don't know who was first. I remember seeing Fire people, or dealing with Fire people, but I know ambulance was them also. And as soon as they got there and started to attend to Shaw, I exited and started locating the other supervisors Officer Kelsay 09-19o96 Page 6 who were showing up. Sgt. Wyss, Lt. Johnson, Sgt. Steffen. I know that Ofhcers Heard and Prestegard were there briefly, I don't actually recall Prestegard but I know that he, he took Gillaspie away, but I know Heard was there and Lippo!d showed up at a later hme. Somewhere during all of this Lippold asked me if I needed a supervisor, er if I needed a CST and I told h~m I needed a supervisor, Put that would have been just before Sid got there. I guess. Uh, ambulance people d~d a quick assessment of Shaw and said that there wasn't any use ~n trying to do anything for him. He was beyond that. They were removed from the scene, er from the inside of the building. They provided, my hands and arms were covered w~th blood and they provided me wilh a towel and some alcohol to t~y to clean that off as best I could. Uh, after they were done the ambulance, I don't know if that left or not. Fire pul~ed away, but they cleared the immediate area around the door. I had been looking for the shell casing. I found it on the gravel drive underneath where the ambulance was parked, when the ambulance left I found it. Dug out a plastic, era paper cup from some brush nearby ancl sat it over the shell casing and pointed it out to Sgt. Wyss. Uh, I had after my initial assessment of Shaw, I had picked Gillaspie's pistol up and tucked it in my belt. It was to my recollection, hammer down and decock lever up, it was in the ready to fire position. Uh, I don't, I don't remember Jeff alecocking it, I don't think he had time to do it. I don't remember decocking it. I remember looking at it on the ground and thinking, all right there it is, I need to take care of it as soon as possible, but first I want to check Shaw. I remember it being hammer down. After everybody left and we were securing the scene there were, there was at least one person w130 had come from those apartment, dght there on First Street that sit to the east of Budget Rental. I'm not sure who talked with that person. But because of the proximity of those apartments I reached in and shut the light off inside the building so that gawkers wouldn't see Shaw laying there. DCl had already been called, I was told that. I had asked for a sheet or actually the ambulance people volunteered to leave a sheet and I took it. I didn't want to cover Shaw, didn't want to contaminate the scene any more than I had to, I just laid it on the ground outside. When Wyss sometime later informed me that the family was on their way down, I went over and with some gauze, with some tape I guess, that the ambulance had left and with that sheet, I taped the sheet over the exterior of the door so that the family wouldn't see their son in there. and have to deal with that. And I figured it did not very much contaminate the scene, it didn't change the way the door was or anything inside there. Eventually the family did show up. They both charged the police tape. Three of the officers, er supervisors, three people there restrained the father and escorted him back out. Uh, myself and Sgt. Wyss d~d the same with the mother. I had earlier made an observation to Sgt. Wyss that Shaw Shaw that Zacharias when left alone seemed to be get'ting a little shock, the color seemed to be d raining, draining from his face and uh, when he was interacting with people he was doing alnght. After the family got there and charged the scene I sa~d something along the lines of "He doesn't need to be here to see this' and you know, and I don't either. At which point, I don't know, I think Steffen breuglnt Zacharias in, I'm not sure. But we said why don't you go on back to the Polme Department and I came back and the DCI was arriving about time and I dealt w~th Klsner, told him what had occurred. took him down and drove him around where I had walked. Went through the interview with him. He asked that I stick around until they were done processing the scene down there so that 1 could go in and show them to the best of my recollecbon where exactly things were and what I had moved, what I had touched. I told h~m what I had moved. I told him that I had removed Shaw's glasses and set them up on a bench. Uh, so I d~d that. While I was waiting I filled out my report and about 8:00 they called me down to the scene. I walked through it with them and about 9:00 then I got out of here to go home. At no time when I was outside the building, either when I was by myself or when Jeff was there, Jeff and Darren. did I ever hear or see anybody inside. Uh, the first bme I knew somebody was inside was after the shot was fired by Jeff, I know that now but I didn't know it at the hme. But Officer Kelsay 09-19-96 Page 7 Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: after a shot was fired and I pivoted around the door, I could see Shaw, Shaw laying on the ground just inside the door. It's your statement that the door was 3/4 inch open at the time you hrst saw it. approximately'~ CorreCt. Did you open the door any further before you called for backup. or while you wa~ted for backup'~ No I did not. But you did listen and didn't hear anybody inside talking or any commotion? Correct, I didn't stand there for any length of time. I walked out, took a look at the door. the jamb, like I said I noted some marks on it. I never illuminated them with my flashlight. i stepped to the side of the door for a few moments, maybe 5 to 10 seconds. D~dn't hear anything and proceeded on around to the back to try to look in the back. In that brae I never saw or heard anybody. About how long after backup arrived, i.e. Gillaspie, Zachiadas, before Gillaspie actually pushed the door open? If you recall. Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Uh, when I flagged them down I pointed out at the open door, at which time he and Darren started to get out of the car, if they hadn't already. I was calling in the, that 2 and 12 were with me. Jeff was still at the car walking away from it enough that he could catch me and say, "3 and 12' not 2 and 12. While I was completing that transmission he walked over to the door, probably took five seconds to walk over to the door. He probably spent another 10 seconds at the door. It was enough that wherever Darren had gone to, he realized apparently that he forgot his flashlight and went back, I had stepped around the back comer of the building, decided that wasn't the best taCtically, that I should be Jeff's backup, not Darren. And stepped around, I would say, I would say about my best guess would be a minimum of 20 seconds and a maximum of 30 seconds, between the time that Jeff started to walk from the squad car to the door, to the time thai he started to push the door open. And you think Gillaspie stood by the door, viewing the door, maybe 10 seconds'~ Yes. And he was close enough to the door at that point when he was bending down, he could have heard voices inside, had their been voices, or should have been able to? The alleyway, there's a gravel alleyway or drive, and then there's a short, maybe 3 feet, maybe not that much, little concrete sidewalk that goes from the alleyway up to the door, and that s~dewalk is bordered by, there's a little planter area made out of landscaping timbers. Jeff was stand~ng on that sidewalk, or at least his left foot was. He had his head down, probably w~thin a foot of the doorknob and strikeplate area of the door. looking at the marks. When he went to push the door open it wasn't as if he had to get any closer, all he had to do was extend out and push h~s hand. So that 10 seconds or however long he was there, I don't know whether he heard anything or not, but I was maybe another foot and a half to 2 feet away from h~m and I never heard or saw anything. You've answered how far the door is pushed open with this inset on the wall, how much wew of the rotenor do you feel he had at the time he fired? Officer Kelsay 09-19-96 Page 8 Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: Fort: Kelsay: If the door was as I saw it, very little. I don't know that it was though, Lieutenant, I don't know whether, I don't know whelher Jeff pushed it open that far, or as he was pushing ~t, ~t was also open from the inside. I don't know whether this person was lying against the door, but I had to push the door past him. He may have pushed the door farther closed as he fell on it, uh, the view that I had of it when I pi¥oted around. uh, being open that approximately 4 inches. The area that I could see was mostly to the right of the door as you went in, it was cluttered with this makeshift table. There wasn't even this little walk space that was behind the door. So I, I very, very little... [end of side 1] Continuing on side 2, internal affairs investigation 96-10, everybody still present. There's been no change except the tape was rotated to side b. Continuing in the interview with Officer Kelsay, although it's possible he could have had a bigger view than the victim actually fell, closing the door part way, couldn't it have been? Correct, I, from my vantage point as Jeff was pushing open the door, all I could see was this cream colored header board or wall that was just to the dght of the door as you entered. I could never actually see inside. My only view of inside was afler the shot and when I p~voted around. AS I said the victim Eric Shaw was lying up against the door, and may have actually caused the door to be closed some when he fell Did anybody say anything or did you hear anybody say anything prior to the shot be,ng fired? No I did not. I've heard one report that Gillaspie laid the weapon down. It's your contention that he actually dropped the weapon. I don't know how it went on the ground. I never saw him lay it down, perhaps he did. Perhaps that's where the bobbing came from when the shot went off, my reaction was to make myself as flat as I could against that wall. The next thing that I perceived was Jeff backing away from the door, from my point of view I thought he was bobbing up and down at the waist. I suppose it's possible that he laid it down and what i saw was him coming back up. I never saw that. I thought he dropped it and I still think he dropped it. Is it possible, given the conditions down there that night, that you decocked it? It is possible. I don't recall doing that but, safe handling of a pistol. If I picked one up that was hammer backed, I would decock it. Uh, again my recollection is when I went to, I had a wchm and I had a victim and I had a distraught officer and I had a rookie officer. Uh, the d~straught officer was leaving the scene, I sent the rookie with him. I now have a victim and a p~stol. My recollection was that it was hammer down at that point. That's one of the reasons why I went to the victim first, is it wasn't going to go off by itself or it wasn't going to go off w~th any, any kind of rough handling. I mean it would have taken, taken a very conscious effort to pull the trigger. Did Gillaspie make any statements to you at the scene other than the utterances you have already stated? No, as a matter of fact, I made it very much a point after people got there, and as people were arriving, to separate Gillaspie, Zacharias and I, uh, so that we wouldn't have any conversation with each other, because, it was obvious that something had happened that was going to be Officer Kelsay 09-19-96 Page 9 Fort: Sellers: Kelsay: Sellers: Kelsay: scrutinized no matter what had happened, and i didn't want to contaminate e~ther the scene or the witnesses. Lt. Sellers? This is a duty you volunteered for, correct? Correct. As i got your understanding, you were out hers checking buildings, going from one area to the next, and found the one, you said was Genesis? I think it's called Genesis, the address might be 123, I don't know why that sticks in my mind. Sellers: Kelsay: Sellers: Kelsay: Sel!ers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Is that Benton Street, or...? Benton Street, I believe. It's in that little complex, it's right there at Benton and Dubuque. And you never found anybody there? Correct. Any lights on in the building? No. Then you found an open door at Dodge Street Cleaners? Right, one that I've found previously, I knew it to commonly be left open. And you said, uh, one of the doors gOes in the business? Er, Dodge Street? Dodge Street, no Dodge Cleaners. Yes I believe so. One of the doors goes into the business, I think one of them accesses the apartment above and one of them, if I remember correctly from when they were open in the past, accesses a little storage unit. All of them were locked that night. For your information, two of them accessed the business, for future reference. OK. Any lights on in that interior area? Neon lights or some lighting inside, but not generalized like are in here now, or light in the backroom, just neon light type things....Signage hghts. When you were out at the first two open doors, did you call for backup? No I did not. What changed that for the third open door? Officer Kelsay 09-19-96 Page 10 Kelsay: Sellers: Kelsay: Sellers: Keisay: Sellers: Kelsay: There was a light on inside, the door was not just left unsecured, it was actually standing open. Uh, and there were marks around the doorway to indicate a possible forced entrance. But you already checked the building and it was totally black? Correct. OK, was your threat level any higher for the business that was totally black as opposed to one that has lights on? I thought it was higher for the one that had lights on. Why? The possibilities that I considered were that the business was occupied or it wasn't occupred. Uh, if it was occupied it could be occupied by people that belonged there, or people that didn't belong there. if it wasn't occupied it may have been left either unsecured and come open due to the wind or somebody walking by, I don't know, but it could have been unsecured or not properly secured by whoever had left there legitimately, and the door had come open or it Could have been just left that way by somebody that burglarized it. If I was betting, I would have bet that probably nobody was in it, and that it had been burgiarize. and that the people weren't there any more. But I didn't know, uh, someone had been there, the lights were on, you need light to see. There weren't any flashlights going around that building, there weren't any flashlights going around in the other ones I saw. But there was no, there was no indication of human presence at any of the other buildings and no indication that humans had forced their way into the building. This one, the door appeared to me to indicate that at least some time in the past someone had used, you know, had entered it by forcing the door. But regardless, even if, even if someone was there that belonged there, I mean just left it open, I thought that the best way to handle it would be to try to eliminate any possibility of miscommunication, rather than having me, dressed in dark clothing and carrying a pistol, even if I didn't display it, but carrying a pistol, walk in to a building and confront either burglars that made them outnumbered, maybe they'd run, and if I'd get lucky I could catch one of them. Or maybe they'd come at me, in which case nobody knows where I'm at, and I'm not easily identifiable as a police officer. or if people were there that belonged there, again I didn't want them to see dressed in dark clothing coming in and then either confronting me right off or grabbing me and now I don't know what's going on, and I'm fighting b~ck and I've got a pistol. And it just, regardless of whether it was empty or occupied by people that belonged there or occupied by people that didn't belong there, I thought the best course of action was to let my supervisor Wyss know where I was at, and to let a uniform handle it, that's what uniforms do. Uh, easdy identified as a police officer and at least dispatch knows where I'm at now. The other ones I d~cln't have any reason to believe there was anybody that had been recently in the building. They were dark, there were no flashlights apparent, there were no noises. This building, the door was actually open. the door was actually open, it wasn't as if it had been inadvertently left or intenhonally left unlocked, the door was actually standing open and thero lights on which would indicate to me that sometime after dark, someone had been there or continued to be there, because they need lights to see. I mean if I was a burglar, I think that it would, I don't know how burglars think, I'm not a burglar, but if I was a burglar I think that it makes more sense to go in and turn on a light m a place like that. You can't see in easily. Many people aren't going to know if you belong there or not ~f they do happen across you, as opposed to standing back there with flashhghts and shining them around and now whether it's the pohce officer or a passerby walks by, they see flashlights playing around in the backroom, I mean, I think it attracts a lot less attention to yourself, to use the available light, and the ones that I had investigated, uh, most recently, was the night before. Up at Brewery Square, they didn't go m, maybe they used flashhghts, maybe they didn't, but there are enough interior lights and lights that are left on in that business. in that Officer Kelsay 09-19-96 Page 11 Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Seller: Kelsay: Sellers: Kelsay: whole complex, that, that's what they used. I mean there was a light turned on downstairs, I don't know il they turned it on or if it was left on, but they used available light in there, and again, to me that makes the most sense if you're a burglar. To attract less attention to yourself. I didn't call it in as a burglary in progress, I didn't assume that it was a burglary ~n progress. It had some of the trappings of a potential burglary. It could have just as easily been somebody that belonged there and most likely it wasn't anybody there. But, I felt the proper person to investigate that was a uniformed officer. Would it be reasonable to assume that a burglar might secrete themselves m a dark building? Yes. Would it also be just as reasonable to assume that they might use a flashlight covered with a red plastic? Yes. Have you ever had that in your experience? I have never caught people doing that, but I, I'm aware that it's done, yes. I do it, I use the red lights when I worked late nights. In regards to flashlight, where was Officer Gillaspie's flashlight? I know that he took it out, Lieutenant, and at the time that he had it out, I remember h~m hawng his pistol out too and it was in his left hand. He had, he was using I believe it was a Stinger, but one of the miniature flashlights. He didn't have the SL2.0 with him. He had one of the smaller flashlights, and I believe P, was still in his hand. However, I'm not certain of that, he may have reholstered it. I know that his pistol was down, I had mine in my left hand. My pistol in my right hand and I was in a position abou~ like thiS. I know Jeff had his in h~s left hand and one time, but I'm not certain if he still had it or not. How was he opening the door?. He was pushing it with his left hand. He was in a position [demonstrate over here]. That's ok. Just explain it to me. OK. It will be easier for me. OK, he had his left foot forward, his nght foot back, kind of an type stance He was bent over a litlie bit, he had been looking at the strike plate on the door. He had his p~stol in his right hand and when he was looking at the striker plate on the door, he had ~t about belt h~gh to about __ button high here. He had his left hand out in front of him. When he started to open the door, he pushed with his left hand. At the same time bringing his p~stol up so that he never walked into the building. He never changed his position at all. He was JUSt pushing the door open from the outside, about like this. You indicated that the palm was forward in opening? That's, That's, I don't know whether he was holding a flashlight in there somewhere or not, but yes, he was like this. Officer Kelsay 09-19-96 Page 12 Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: You didn't happen to notice if the light was on? His flashhght, I know it was not on. He never turned his flashlight on. Anybody else have their flashlight on? no. Was there a need for it? No there was not. You indicated there was a light in the comer of the building? There was a light directly above where I would have been standing and the interior was lighted as well. So if somebody was inside looking out, would they have been doorway would have been silhouetted? , or somebody in the As Jeff pushed open the door, we probably would have been lit, been lit from above and a httle bit behind. The light, the light is pretty much, and the door is 3 feet from the northeast corner of the building, and the light Is fight there on the northeast comer of the building. So, uh, backlit to some degree especially by the other, the other light that was available. But the most predominant lighting would have been right above us, Did you measure that distance? No I don't. Approximately three feet, and approximately uh, maybe 11 feet above us, above ground level. l'm not certain. When were first there, perhaps may have been heard, not talking at all, but it is a gravel drive. If a squad car pulled in, that made more noise than anything else I did or we ever did as, as a group of officers after that. Still the door didn't come open, I mean I have no indication that anybody heard us, there wasn't any, any signs of anything. Uh, when we went up to the door everybody was quiet, nobody used their flashlights. Nobody could have seen us at that point because the door, even though it's open to the ~nterior is only open to a wall, so it would have been impossible for anybody to get their head in there to look out. Did you ever point your weapon inside the door?. After the shot was fired and after Jeff backed away, uh, again I wasn't sure whmh way the shot had gone, I wasn't sure what was going on. At that point rather than be a backup ofhcer, playing a secondary role to a uniformed officer going in, I became the lead officer and I didn't know which way the threat was going. I did swing around to the door and I never had to push the door open, but I kept my pistol pointed through the crack as I pivoted around unbl I could see his head. Did you see the door open when Jeff pushed on it? Did I see it start to open? Yes. How far did you track that, approximately? An tach, perhaps. Officer Kelsay 09-19-96 Page 13 Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: So you don't actually know, other than just the abutment... No, exactly, and I saw Jeff's hand go out, whether it had the flashlight in it or not, but I saw Jeff's hand go out and it appeared to me, by the way his ann was going and h~s Iland was going that he was pushing it open. However, it might just have easily been open from the other side. I don't know if it was pulled away from Jeff's hand or if he was pushing it. To me, it appeared like he was pushing it open. At the time of the shot, was he in a Weebet stance? yes. Both hands on the gun? No, no it was not. He was in, actually a Weeber stance is the triangle isn't it? No, it was not. He was more in the ..... [demonstrates] . OK, he did, in the Weebet stance except one hand wou!d have been out. But basic or Weeber, one hand , the other hand was out towards the door. Was the hammer dropped on the gun? I do not believe so. Uh, I asked myself that, and I've played over it. I really don't think so. That would have raised all so~ of warning flags with me, and nothing like that happened. Uh, if it was cocked I never saw it cocked. I was close enough to Jeff and close enough to the pistol that I believe I would have seen It be cocked or at least in the cocked position, and I did not, I have no recollection of that. I think it was hammer down in the ready to fire position. So you think it would have taken a double action? Correct. To fire the weapon? Correct. What happens with, to the weapons that we use in the department when that happens? What's the resulting action after you fire a double action? The slide is worked back by the ground going off, and it is left in the hammer back position or single action position. But you said eadier that when you picked it up, the hammer was down? Correct. But you also sa~d that you didn't recall that he...he decocked the weapon? I don't, and maybe I'm not giving Jeff enough credit, he didn't appear, he was having a very emotional reaction to the shooting. Like I said, I wasn't even sure that he hadn't been shot to start with. I don't know that he was together enough after the shooting to have thought decock, and if he did, I think that he would have lefl it alecocked, the alecock lever down instead of putting it back in the up position. However it is something we are all trained to do and he may have done it instinctively, I may have done it instinctively. My recollection is ~t was laying on the gravel outside [here, and it was hammer down. Uh, I, I assume that that happened during Officer Kelsay 09-19-96 Page 14 Sel~er. Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: Sellers: Kelsay: the fall. We have the in-line firing pin safeties on our pistols, so that even if the hammer would drop during a fall it would not discharge a round. That's what I believe happened, but I don't know. How far ground? Uh, 4 and one-half feet. There's a, I don't know whether it dropped on the concrete or not, there's that concrete walkway right there. Just the dght of if is like I said some landscaping timbers and then the gravel driveway or alley. Where I found it was actually Jn the gravel, uh, inches from the concrete walk and landscaping timbers, kind of on the right side of the walk right there where it goes out in the gravel. OK, you indicated DCl showed them where the gun was, the approximate... Approximately, I, I indicated when I was giving my narrative earlier that I took the gun and secured it. I didn't clear it, I left it as I recall finding it. Like I said, it is possible that I alecocked it. I don't believe that I did, Uh, later at 12:30 ! turned it over to Sgt. Wyss. I turned it over to him by placing it in a zip lock bag and placing it in the trunk of his unmarked unit and he shut and locked the trunk, and it was subsequently turned over to the DCI. When I went down there the following morning I indicated to the DCl approximately where I found the pistol. Did Lippold get to the scene before Sgt. Jackson? Sgt. Jackson, my recollection, is I'm certain he was the first person on the scene. After that it gets real fuzzy as to what order people got there. But there was no indication prior to the shot of anybody being in the business? Correct. Other than the open door with lights on inside, there was no noise, there were no shadows, there was no, no indication of any movement or voices or sounds or anything like that. The door was open and the lights were on. That was the indication that someone was or had been in the building. As far as whether it was presently occupied, there wasn't any sounds or sights or smells or anything like that. There's no other sensory input that would indicate currently occupied. What about your gut feeling? My gut feeling was that the building was empty and had been burgladzed, was my gut feeling. Sellers: Fort: Kelsay: I don't have any other questions at this point. I have one now, and that's a straight opinion question only. Since you were one of the ofhcers present, do you have any opinion, and this is strictly an opinion, of why Gillasp~e ever bred his weapon? I never saw or heard anything, I mean I don't have access to any of the input that Jeff had. I mean like I said my firat indication of it was when he pulled the trigger. However, my best hypothesis, my best guess as to what happened based on what ! saw and didn't see and didn't hear or heard or whatever, and what I know after the fact. You know the person was on the phone. That's been told to me, that that is definite, it's not speculation, he was on the phone. The entrance wound was in this area and the exit wound was lower and over didn't exit, or where it nearly exited, was lower and over one of the kidneys. I think Bozek or at least Officer Kelsay 09-19-96 Page 15 Fort: Kelsay: Fort: Kelsay: Fort: Sellers: Fort: Kelsay: it was reported that he was shot downward. I don't believe that to be the case, Jeff was on straight. Uh, I think that it's probably more likely it was like this. He was in a crouched position, you're saying? Right, or corning up, or going down, one of the other. The tape can't see what you're... OK, right. Uh, I, mean my best guess as to a scenario that fits the facts as I know them ~s that this person was sitting inside the door, on that little footstool thing that I found, that was near his legs that I moved away. That sits like I said about ten inches off the ground. Uh, it was told to me that the person he talked to, was talking to on the phone, recounted the events as he was talking to Shaw and Shaw made the statement of, 'What the hell,' and then there was a gunshot and then there was the sound of the phone hitting the floor. I don't know ~f thars true or not. But if it's true, again, my speculation is that he's sit'ting there inside the door maybe 4 feet, about where I found this stool, uh, he sees the door start to come open. He says "Whal the Hell' and starts to get up towards the door. Jeff is startled by somebody being where he didn't expect to see anybody. The guy was probably also startled, uh, I don't know whether it was discharged out of just pure startle reaction or whether the fact that the guy is coming up, Jeff perceives it as a threat, I don't know. Jeff's the only to answer that. Maybe they built on top of each other, maybe the one caused him to put his finger on the trigger and start to pull the trigger. He would have checked himself, however, now the person's coming up. but my best guess as far as what scenario fi~s the facts is this guy is sitting just inside the door, talking on the phone. He sees the door start to corne open. He doesn't know we're there. We don't know he's there. Until the door starts to come open, he starts to come up for whatever reason. Jeff pulls the trigger whether it was a misread of a potential threat or whether it was pure startle reaction. Or whether it was a combination of both, almost instantly if not as he was pulling the trigger, Jeff's rnind's processing it and says, bad call, you know, it's too late, the mund's away. Uh, he didn't double __ or train to double . My recollection is instantly he dropped, I mean, I heard the shot, Jeff's backing away and his gun's on the ground. It all happened that fast. I know now that Jeff was in shock, Jeff knew, like I said, immediately that he had made a mistake. I mean, maybe he would react that way if he shot a bad guy too. I don't know. But it appeared to me that he knew that he pulled the trigger, or inadvertently shot somebody that hadn't been , that's my read on it. I don't know. Uh, but that's my best guess as to what happened. Anything else? Nope. Officer Kelsay, anything else you want to state or make comments to, something that's come to your rn~nd that we haven't thought of. I just reiterate that I never saw or heard anybody inside the building. Uh, I don't beheve that Jeff ever did either until he started to push the door open. Uh, I was close enough to Jeff that I would have, I believe, perceived the same things he was perceiving until he started to push the door open. He had a vantage of the intenor of the building that I didn't. Nobody on e~ther side, Shaw did not yell at Jeff, Jeff did not yell at Shaw, I mean it all happened very. very. very fast. Uh, I think that what I did, what I did was appropriate, given a door that's standing ajar. rnarks on the doorway, rny not being in uniform, my lack o! certain protective equipment. uh. given the possibility that the building was occupied by good guys. bad guys, or not occupied. I think the appropriate response was for a uniformed officer to investigate. I th~nk that there are other ways to handle it, there are always other ways to handle it. But what I did I feel was very Officer Kelsay 09-19-96 Page 16 Fort: appropriate. After the situation went bad, I think that I and other people in the Police Department continue to act very professionally, uh, and handle the difficult situation well. I've replayed it over and over and over, and I would do the same things that I did, I think that they were appropriate. I had only know abou~ the new policy from what was reported. But I think we met many of the criteria that the new policy lays out. Uh, the door was standing ajar. it was a high crime area, and there were marks to indicate that it had been burgladzed. So even if we wouldn't be able to get a hold of a store owner now, and would follow the supervisor, I think that it would be appropriate to go ahead and make the building search in this case. I don't know ~ Jeff was making an entry in the building. I don't know if he was pushing the door open just to get a view of what was inside. He never, never made any attempt to enter, all he was doing was pushing the door open. Uh, I don't know what his intentions are, you're going to have to ask him that. Uh, I think it was handled appropriately, unfortunately I think statistics caught up to us this time. I know that's not a good enough excuse and, uh, just because statistics caught up with uS doesn't mean we shouldn't look to a better way to do things. Unfortunately for Jeff and Eric Shaw, I think that's what happened. Thank you Officer Kelsay. This ends this tape, number 96-10, time now is 17:14, same people still in the room. Room has not changed. lAIR 96-10 09-13-96, 13:45 Interview of Steve Spenler, Ambulance Serv]ca, by Lt. Fort and Lt. Sellers Fort: This is Lt, Fort, Iowa City Police Department. Present is Lt. Sellers and Steve Spenler from the Ambulance. Time is 13:45, date is 9o13-96. This is Internal Affairs Investigation Number 96-10. We will be talking to Mr. Spenler. Would you give us your name please? Spenler: My full name is Leonard Steven Spenler. Fort: Spell your last name please? Spenler: S-p-e-n-l-e-r. Fort: And your unit assignment or, duties are? Spenler: I'm a field supervisor with the Johnson County Ambulance Service. Fort: Sex? Spenler: Male. Fort: Race? Spenler: White. Fort: Date of birth? Spenler: January 7, 1956 Fort: Were you on duty in your normal capacity on 8-30-96? Spenler: Yes sir I was. Fort: Number of months in your present assignment, present_with the Ambulance people, years? Spenler: Three years, four months. Fort: Could yodu tell us how you received the call, and basically in your own words what transpired that evening? Spenler: Sure. Fort: And you need to speak up just a little bit. Spenler: Ok, I'll sit closer. We were dispatched, I don't recollect what time it was. Urn, on an unknown medical call, uh, per our normal dispatch method over pager, from Johnson County dispatch. Enroute, almost probably less than 30 seconds less than dispatch. Enroute, Code 3, lights and sirens. We encountered two squad cars at the corner ot, uh, Gilbert and Keokuk, yes Keokuk. We pulled in there thinking that was where the call was, and then they directed us down to the building next door to the car rental. So we made a u-turn there and went down there and arrived on the scene. Officer Troy Keisay was there. He motioned for us to roll down the window. He informed us S. Spenler 09-19-96 Page 2 Fort: Spenler: Fort: Spenler: that he had a single male with a gun shot wound to the chest. AT that point in time then I figured it would be a very quick time so I was driving and my partner, John Greet, was In the attendant's seat. I drove around and circled so we could point the ambulance out so we wouldn't have to do that after we were loaded. At that point in time we both got out and I told John that we were going to do this quick and he should get a long board and a collar and I would get the airway equipment and that's all we would do scene. Provide an aim/ay and stabilize. And he went over to get that and I grabbed the airway bag out and at that point in time I entered the scene. Saw the single, single male lying on the floor supine, Large amount of blood on the floor next to him, very large, appeared to be a huge clot. I would say 500cc to 1000, somewhere in there. Large amount of blood soaking his shirt. Urn, we were informed by Iowa City Fire who arrived almost simultaneously with us, that the patient was pulseless and in fact was no breathing, no pulse. At that point in time I did a body assessment and picked up his shirt to look at the wound. And I really never saw a wound, there was so much blood on his chest that it was very difficult to see where the entrance wound was. We were informed by Officer Kelsay that he possibly had ar~ exit wound, um, on his left, below his left shoulder, in the back. But we ~ever moved, moved him to look at that. At that point in time one of the firefightere said that he wasn't sure that this was a viable __ with the amount of blood, and I examined the patient's pupils and they were fixed and dilated and I also checked for, actually John my partner checked for a carotid pulse and there was no breathing. At that point in time then we decided that the patient was deceased and it wouldn't be to his benefit to do anything further. Um, we hooked up on monitor and the patient was with an occasional, I would say, one to two minute beats. AT that point we informed law enforcement on the scene that the patient was deceased and there was nothing we could do. And we basically left the scene to them. I had called University Air Care Dispatch on our arrival after finding out that it was a gun shot wound and told them, since they monitor our frequency, that we did have a gunshot wound to the chest and would be enroute with a very quick ETA. I then got on the telephone and called the emergency room after we declared the patient to be deceased and informed them that there was nothing that we could do. We were going to 10-8 and patient. Once back at the service then, I knew that, after I moved the truck away from the scene and we offered any assistance we could at the time to any of them or if they wanted us to do anything with the body. And basically they said no, they borrowed a sheet from us to put over the door. When I moved the, moved the truck away and I was walking back, I did, find a spent, urn, casing and pointed that out to the officere. That was approximately 2 feet, 2 from the door. Actually 2 feet. from the door. It was underneath the ambulance when we moved forward You didn't move the casing that you know of? I didn't touch the casing, no, I think one of the officere marked where it was and then took it. And when you drove in you didn't drive over the casing? No it was underneath us. I don't believe I would have driven over it. When we got back here something I should have done at the scene, but neglected to do. I called Medical Control and discussed the situation with the on-duty physician at the University S. Spenler 09-19-96 Page 3 Fort: Spenler: Sellers: Spenler: Fort: Sellers: Spenler: Sellers: Spenler: Sellers: Spenler: Sellers: Spenler: Sellers: Spenler: Sellers: and he agreed with my decision, although he wished that I would have done i~ at the scene. I agreed with him at that point what was going on. And do you know who that was? That was, uh, Dr. Carroll. Yes. Do you have any questions, do you? You mentioned earlier that you picked up the shirt, looking for the wound, but you did not see it? Yes, just picked it up from his waist and looked underneath, I didn't remove it at all or pick it up over his head. I just picked it up to look underneath. It was a shirt outside the belt or just hanging ..... It was hanging, hanging open. I didn't untuck I don't remember if tt was a button down shirt or if it was an undershirt, t-shirt. ? No, I don't believe it was a collar, I think it was, I think it was a t-shirt. I don't recall. Now was this a normal procedure then, as far as getting to a certain point with the patient and you don't go any further? Yea, you know, we...uh, no matter if you're a basic EMT or a paramedic, you all start out with the same, same point and that's assessing the airway breathing and circulation. And that's what we did in this s~tuation. Urn, I think it's fairly universal, some services may differ. It's fairly universal on traumatic, urn, death if you have no pulse nor respiration at the scene, there's extremely little likelihood of having a successful resuscitation, and so we called at the scene. Thars pretty much .... Did you talk to any of the officers other than Officer Kelsay? I might have asked one of the uniformed officers at the time if they wanted us to do anything else but I didn't talk with them about the situation. One of the firefighters had asked when we initially got there, if they had apprehended whoever the shooter was and that was under control and we didn't have to worry about it not being a safe scene. eve~thing under control The back of the shirt a hole in the shirt? shirt, do you recall, do you remember it looked like S. Spenler 09-19-96 Page 4 Spenler: Sellers: Spenler: Sellers: Spenler. Sellers: Spenler: Sellers: Spenler: Fort: Sellers: Spenler: Sellers: Spenler: Fort: NO. You said It was lot of blood. It was a large, large quantity of blood, and when I picked up the shirt there was a large quantit~ of blood on his skin and also exlremely large blood clots that were on the skin, on his shirt and on the floor. Based upon your experience as a paramedic, did that indicate anything to you? It indicates that there is much blood on the outside, there's probably twice as much loose on the inside. this guy lost a large amount of blood in a very short period of time. (inaudible) Is there anything else about the scene or be aware of? that night we should We were called back to the scene later on, I don't know if wanted to talk about that, when the parents had ardved at the scene. They wanted us to stand by just in case they needed us. We drove other there, parked in Nagle parking lot and stood by for a short period of time. They asked us, they told us that the parents were a little bit anxious that there was an ambulance around, so at that time we went about a block away and parked and finally they just released us. We never had any contact with anybody else. And then, uh, about an hour or two hours after that we were called down to the Police station and the Chief wanted us to check on Jeff and make sure his blood pressure was ok and that everything physically that we could __ to the best of our ability, looking at was okay with him, and also with the other officer involved, Dan'in. Dar~n Zachadas? Yea. He wanted us to check Anything else? Not at this time. I appreciate your coming. More than happy to. This concludes the interview. Time now is 13:58, interview took place down at the ambulance facilities. I. A. I. R # 96-~0 DATE: ~ 9' 1~-9 ~ TIME: I~' PRESENT: Lt. Fort Lt. Sellers Officer Zacharias All from the ICPD. LOCATION: This interview is with Officer Zschar~as RANK NAME BADGE NUMBER UNIT OF ASSIGNMENT SEX RACE DOB DATE OF HIRE DUTY STATUS HOW LONG IN PRESENT ASSIGNMENT EMPLOYEE NUMBER TELL US IN YOUR OWN WORDS WHAT HAPPENED THAT NIGHT STARTING WITH THE CALL AT LAKESIDE APTS. HOW FAR WAS THE DOOR OPEN WHEN THE SHOT WAS FIRED. DID YOU HEAR ANYONE SAY ANYTHING BEFORE THE SHOT WAS FIRED. WHAT WAS SAID RIGHT AFTER THE SHOT WAS FIRED. DID GILLASPIE DROP HIS WEAPON OR LAY IT DOWN. DID GILLASPIE MAKE ANY STATEMENTS TO YOU WHEN YOU WERE WITH HIM BY THE SQUAD CAR. IN YOUR OPINION WHY DID GILLASPIE FIRE HIS WEAPON. NOTIFICATION OF COMPLAINT/INVEIT!QATION NIm~ =f Em~oyee B~dgt Unit ~f A~gnment Darin R. Zacharias Officer #12 Field Training.Program Depirtment I~idy p~ovidse that if you ere to be cl~rged with I ~mlnll offense or if you~ separation f~Qm the Del~rtmefit will be Seught, you art to be Idvtasd in writing of the spaoif'~ filegel or iml~oper sots alleged against or attributed to yOU. Furthermore, Department policy provides that you have a right to be advised in writing of the complaint lodged sgeinat yOU prior to any lnt~wiews of you cortcerning the allegetim regardless of the nature of the allegetim end even if the Illegatio~ is such that it wfil not result in the filing of c~iminal charges o~ the filing of separation charges. Accordingly, you are hereby advised that the following illegal or improper acts or allegations have been attributed to you: Investigation of the Shaw shooting incident. 08-30-96 23:45 Hrs. 1100 Blk. S. Gilbert St. Iowa City, Is. The undersigned hereby acknowledges receipt in writing of lbs charges allegetior~s against him/t~er. WITNESSES PREPARE IN DUPLICATE Original copy to investigator's fils. Copy to employee, IAI.q Ito~n 3 WAIVER OF ¢OUNSEI,/REP~EIEKI'ATION~EQUE8T TO 8ECUI~ C0UNSEL/~EIIfiEIENTATION Nlma of Employ# Rank Darin R. Zacharias Officer · Unit of Al~gmneq~' Field Training Program WAIVER OF COUNSElREPRESENTATION I, the Undersigned, hereby acknowledga that I have received and read the charges/allegationa against me and I knowingly and voluntarily wish to proceed with the hearing, examination, interview or interrogatio~ without having counsellre;reaentafion of my own choosing present to advise me d~xing this hearing, examination or interrogation. Date/Time ~-- ~ ~' ;;-~ (Signature) /j~; 'J / [ ] REQUEST TO SECURE LEGAL COUNSEL OR REPRESENTAI~ON I, the Undersigned, having been advised of my'~ight to oocrmel of my own e, hc~ng at all hearingl, examinatl~ and imerrogeticxtl ~ ommectiofi with the chargfi/allegatio~o againat me which have beam give~ to me in writing end receipt of which i~ heraby acknowledged sie~.t to secure the eewk:~ of counsel and agree to Ixoceed with said hearC~g, examitmtioh or interrogattcm ~t · . houra, on . ~nel~k~, 19. , in Room , .t which hearing, ax m rmtion or ~ntarrogatWn shall be commenced. my ~gm~xe upon th~ statement, I a~rm my wLih to eec~q~ Mid ~ Ind ~grel to comply v~th aforesaid. Date/Time WITNESSES PREPARE IN DUPt. ICATE: Original copy to invaatigator'a file. Copy to am~31oyee. [AIR Fm, m 4 ADMINISTRATIVE PROCEEDING N~rn~ of Employ# Darin R. Zacharias Rank Officer Unit of A~ Field Training Program Del~rtment I~icy provii]es that you be advised of the following: You have no right to remain silent in an administrative investigations. You have an obligation to truthfully answer questions put to you. You are advised that your statements or responses constitute an official polics report. If you refuse to answer questiof~ put to you, you will be ordered by a augriot officer to answer the question. If you persist in your refusal after the order has been given to you, you are advised that such refusal constitutes a violation of the Rules and Regulations of the Iowa City Police Department and will serve as a basis for which your discharge will be sought. You are further advLled that by law any admissi~ made by you during the course of this administrative hearing or interview cannot be used against you in a subsequent criminal I~ocaecling. I, the Undersigned, do hereby acknowledge that I hav~ been i~formed of the above fights. WITNESSES PREPARE IN DUPLICATE: Original copy to investigator's file. Copy to employee. Printed Name of Employee lAIR Form ADMIM~rRATIVE PRC)C~iNNO RIOHTI Given to Employee - Time: Name of Employee Rank U~ of Aulgnment Darin R. Zacharias Officer #12 F~eld Traininc Promram You ere being adviasd of the following: 1. Any arline#ion m~da in tim co, fee of this sdmi~stretJve h~, or I~terv~aw may ~ used is ~ hill f~ di~i~i~ measles i~tudl~ ~mc~roo ~ I~. You have the right to counsel of your choosing to be Ixesent with you to advise you at this hearing, examination or interview and you may con~ult with counsel/represen-. tation as you deere. You have I right to tm given · reasonable time to obtain counsel of yo~r own choosing. You have no right to remain silent at this administrative proceedings. You have an obligation to truthfully answer questions put to you. You are advised that your statements or responses constitute an official police report. If you refuse to answer questions put to you, you will be ordered by a superior officer to answer the question. If you persist in your refusal after the order has been given to you, you are advised that such refusal cof~tftutes a violation of the Rules end Regulations of the Iowa.C.ity Police Department and will serve as a basis for your discil~ine. Y~ are further advised that by law any ~clmi&~ion made by you during the course of this hearing, examination or interview GgZ~O~T be used against yo~ in a subsequent oriminal procee(fi~g. I, the Undersigned, do hereby acknowledge that I have been informed of the above righta. Printed Name of Employee WITNESSES _//..--~ PREPARE IN DUPt. ICATE: Original copy to investigator's file, Copy to imployee, lAIR 95-10 09-19-96, 15:13 Interview of Officer Zachariae by Lt. Fort and Lt, Sellers Fort: This is Lt. Fort, Iowa City Police Department, internal Affairs Case #96-10, date is 09- 19-96, time is 15:13, Present are Lt. Fort, Lt. Sellers, Officer Zacharias, all from iowa City Police Station. This interview is being conducted in the Intoxilyzer Room of the Iowa City Police Station. This interview is with Officer Zacharias. Off tape we filled out Internal Affairs Form 3, 4, 5, and 6. We are not using Form 7. Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zach: For{: Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: What is your rank, Officer Zachadas? Patrol Officer. Your name? Darren Zacharias. Your badge number?. 12. Unit of assignment? In this case, I believe it would be field training program, is that correct? Yes. Race? White. Sex? Male. Date of birth? October 2, 1972. Date of hire? July 8, 1996. Duty status at current time? Administrative leave. Employee number? 99622. I would like to tell us in your own words what happened that night of the Shaw incident, 1 would like you to start with the call that you and Officer Gillaspie were on out at Lakeside. Officer Zacharias 09-19-96 Page 2 Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zach: We were called, dispatched to a call out at Lakeside, of a, it was, came out as a 10- 10, involving knives. When we got out there Officer Batcheller and Officer ...what is DJ's last name? Steva? $teva, We were on the scene, we got information that they were in this one apartment. We knocked at the door. The door was answered. We went in. There were two male subjects, an older female subject in the downstairs livingroom area. Three or four males starting walking downstairs. And then they started running back upstairs. Officer Steva, Batcheller and Gillaspie ran upstairs after them, I stayed downstairs with the two other males and the female. A few minutes later the three of them came downstairs with the males and two more females, um, the individual that there was no problem at the time. And we left. And then where did you go? Our shift was ending, um, we headed back towards the Police Department, and were heading south on Gilbert, when Officer Kelsay was flagging us down. Were you going south on Gilbert? North on Gilbert. OK, what happened after Officer Kelsay flagged you two down? I saw a man flagging us down. As I pulled up, I could tell it was Det. Kelsay, urn, I pulled into the side, in the alley, about even with the sidewalk. We got out. Kelsay advised us that, um, he had found an open door. He had cal~ed it in on his cell phone so there was no radio traffic. He asked for two, urn, a marked patrol unit to come. He told dispatch to regard, that, urn, me and Gillaspie were on the scene with him. Um, we started walking towards, down the alley, um, and I got about ten, fifteen feet away from the car and I realized I didn't have my flashlight, urn, and went back to the car. Got my flashlight and as I was returning, I noticed Gillaspie and Kelsay were, urn, standing by a door, on the north side of the building in an alley. They waited for me, I kept, I walked out. They waited for me, I got, it was probably three to five feet away from the door, urn, Jeff was not right in front of the door at the time, but he was in all set position. Kelsay was on the other side of the door, and I would have been on the left side of the door. Urn, I got close enough, G[llaspie started to go in. Urn, I couldn't see what was on the inside because the door was opening and all I could see was the door. Urn, I couldn't see in from where I was at. Kelsay might have been able to see in from where he was standing. Urn, I don't know how fast Jeff was opening up the door, urn, the door was about a third of the way open and he was right m about the door frame when all of a sudden it seemed to me he stood up and fired one shot. He backed away, his gun came out of his hand, he seemed like he almost three it, you know, up...brought his hand up and it landed approximately right in front of where I was at. He was-he had his radio right away, to try to call in, call it in. urn, he didn't seem to be able to do that. He told Kelsay to call it in. Kelsay called it in. Um, Jeff was yelling, yelled at Kelsay to check on him. I peeked around the corner of the door to see what was on the inside of the door. All I could see was, I saw a man, um, he was on his knees with his chest down towards his knees. Urn, his face was facing the ground, urn, I really didn't see what he looked like, I believe he had glasses on, dark Officer Zacharias 09-19-96 Page 3 Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zac h: Fort: Zach: Fort: Zach: Fort: Zach: hair. Urn, I think he had on a green shirt, I'm not too sure. Urn, Kelsay told me to go with Jeff. Jeff had backed away and was out of, sort of stunned. He was pacing back and forth. Um, stating 'Oh my God, Oh my God!" You know, telling Kelsay to check on him, see if he was allright. Gillespie went back towards Gilbert Street where the patrol car was, was pacing back and forth, I stayed with him, trying to get him, trying to calm him down. Urn, I mainly stayed with him, trying to calm him down. Kelsay was up by the building, I did see Kelsay pick up the weapon, urn, I don't know where he put it at the time. But I did see him pick that up and secure it. I was with Jeff out by Gilbert Street when, urn, I saw a patrol car coming south on Gilbert Street, and it was Sgt. Jackson. He pulled in. Then right after that I believe Prestegard pulled in in an unmarked. Prestegard stayed I believe with me and Jeff and then my patrol car and the unmarked patrol car were blocking the alley, so Sgt. Jackson had us move them to the back, other side of the alley, and with the patrol car back, Prestegard blocked the alley with the unmarked. Gillaspie went down to the other end of the alley. They had Gillasple have a seat in the back seat of the patrol car. Prestegard stayed with him there. I was standing by. They took Jeff to the Police Department, and then they had me sit in a patrol car out in front of,urn, out by Gilbert Street, in front of the building. Who brought you here to the Police station? OfficerSteva. I have a few questions. One of them is you said he threw the gun, he didn't lay it down? He didn't lay it down. He didn't throw it, he just dropped it. OK. Um, he, his hand was up, and it just came out of his hand, he just dropped it. And it landed about right where I was standing. Could you tell from your position how far the door was open prior to the shot? No I couldn't. Did you hear anyone say anything prior to the shot? I don't remember hearing anything. Did you say anything prior to the shot? No I didn't. Was anything said right after the shot, by any of the three of you? Right after the shot, I didn't know what was inside. Urn, Jeff probably would have been the first one to say anything, um,....I don't remember, I don't know if it was the first thing he said, but, urn, I know he tried to use his radio or call it in. And had Officer Zacharias 09-19-96 Page 4 Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: Sellers: Zach: Sellers: Zach: Kelsay call it in. I don't know if that was the first thing he said, or he said something before that. Um .... While he was walking up to the door or while he was opening the door, more important, could you tell where his weapon was? Officer Gillaspie's weapon. When he was opening the door I believe he was opening it with his left hand, his weapon would have been in his right hand. I believe he had it pointed towards, straight into the building. In your report you indicated at one time it was down by his leg.. It was down by his side, when I was walking towards..towards him and Kelsay from the car. He had it at his side and when he started opening the door, 1 believe he had it, had it pointed towards the inside of the building. And the reaction you saw from him, just prior to the shot, was what? Just pdor to the shot, he was opening the door, and I believe he was, like stood straight up and almost in a backward motion, um, he stood, I believe he stood straight up and pulled his hand up and fired. Was the gun in the extended position could you tell? Or was it tucked in towards his own chest? Do you recall? I honestly can't say. I don't I~ow. When you and GIIlaspie went over by the patrol car, did Gillaspie make any statements or utterances to you about the Incident? No, um, he used, just...'Oh my God', um, "Shit", you know, just, I was just..telling him to calm down. 'Everything will work out ok.' He said "No it won't, everything won't be ok" Urn, he just kept on pacing back and forth, urn, then I kept on trying to talk to him, to get him to settle down. But theta was no settling him down. He...really didn't seem to be paying too much attention to me. You know, I didn't know, just kept on pacing back and forth. I...I don't know how to explain his state, you know, that he was in. Um, To make it simple, he made no statements in reference why he shot? No. Ok, Lt. Sellers? Where was his left hand, just before his shot? I believe it would have been opening the door. Like trying to push open the door. Did it stay on the door as he shot? Honestly, I don't know. Officer Zacharias 09-19-96 Page 5 Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Do you know what a Weebet stance is? Yes I do. Was he in a Weebet stance? ...... [long pause] I can't say whether he was or not.....I, I don't know, Io tell you the truth. I can't honestly if he was or wasn't. Did you hear more than one shot? NO. You never heard the person who was inside the door say anything? No. No gasping, no words... NO. Was there anybody else In the alley, besides the three officers? I didn't see anybody else In the alley. Anybody else in the building? Not that I know of, I peeked around, um, from where I was standing from the door, and looked in. I didn't see, all I saw was the victim. I really didn't see too much else what was in the building. Did you see a phone? No I didn't, Did you see any objects that might have been in the victim's hands? No I didn't. Notice any blood on the victim? I saw a little bit of blood. Where was that? It would have been on the ground, right next to where the victim was at. Do you know what kind of pants the victim had on? Honestly, no I don't. How long would you say you're, you was from the victim? Officer Zacharias 09-19-96 Page 6 Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: I peeked around the comer, probably no more than ...5 seconds. Did you ever the building? No I didn't. You never touched the victim? No I didn't. The victim was not anybody you knew personally. No. When you were talking about Officer Gillaspie raising his hand, how far would you say he raised it, when... you mentioned that he had it pointed straight in, would that be about waist high, or midchest high? I would say he had it, when he fired he brought it back up, in an upward motion back towards his body. Urn, so he probably had it a little bit abow waist high.. Just after he fired, did you look right at the weapon? Not, I remember seeing the flash, the...it caught me off guard. I wasn't really expecting, you know, from where I was standing, I didn't see anything threatening, you know, I couldn't see in the building, I didn't see anything. I was pretty much in that all of a sudden a gunshot went off. I really didn't see, know, when he fired. I remember seeing the powder and like the flash of it. And then after that I remember his hand dropping the weapon, right like, almost in front of me. Did you have your weapon out? Yes I did. Where was it pointed? AT the ground, it was at my side. When he dropped the weapon, did it bounce? I don't believe it bounced, I think it just hit on its side and laid right there. Did he de-cock the weapon? I don't believe he did, no, I can't tell you if he did or not. But I don't think he had the time to de-cock it. Knowing the function, how the weapon functions, that we carry, would that be a standard practice? If somebody had shot, would they then de-cock the weapon? Officer Zacharias 09-19-96 Page 7 Zach: Fort: Sellers: Fort: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Fort: Zach: Fort: Zach: Fort: Zach: Fort: Zach: Fort: To de-cock the weapon, um if there is nothing threatening I would de-cock my own weapon. But if I was still firing and there was still a possibtlify of something else, that I might have to shoot, no I would not de-cock it. In fairness to your questions, he has not been to the range except for few minutes with Duffy... OK. And his familiarity with our weapons would be minimal at best. So you don't know if Jeff had his weapon cocked position.. Before he fired? Before he fired. I did not notice it cooked at that time. You didn't have yours cocked? No I did not. I can't think of anything else right at the moment. I have one opinion question. And this is your opinion of what happened down there that evening. Do you have any opinion, or could see any reason, why Officer Gillaspie would have fired his weapon into that building that night? I really don't have an opinion, because of where I was standing. I was blocked from the view of what was seen inside. Urn, I don't know what Officer Gillaspie saw, from what I saw dght around the comer was just a few seconds. So, really I don't have an opinion, you know, of why he fired because of my limited access of what, you know, I had seen, you know, prior to the incident. But from your personal knowledge, you heard nothing that would draw, that could cause reason to be suspicious? I don't remember hearing anything. You saw nothing that would cause a reason for an officer to become alert status? on an Not from my position, no. And you have no reason to know, no reason to justify him firing his weapon that you know of? NO. You know no reason to not to fire his weapon, that you know of, either. would you? Officer Zacharias 09-19-96 Page 8 Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Sellers: Zach: Fort: Zach: Fort: NO. I have a question. To go back a little bit further, the prior call. After you cleared the call at Lakeside what was your mental state? What was Jeff's mental state? We were on our way, urn, back to the Police Department, talking over what had transpired over the evening. Um, on our way to the Lakeside call, we had the windows down in the patrol vehicle and I remember, urn, something went out the window, I didn't, we were trying to figure out what may have gone out the window, if it was one of our reports, or something. We were discussing different activities that had gone on during the night, just basically going over how we handled calls, nothing unusual. There wasn't any leftover excitement from chasing people up the stairs? Not that I know of. Weapons drawn at the Lakeside call? I know Officer Steva had his weapon drawn, I did not have mine drawn. I can't tell you..Gillaspie had his drawn or Batcheller had his drawn. In your view, any indication that at the Lakeside call, they were pointing a weapon at anybody, or... I believe Officer Steva pointed his weapon at one individual. That would have been upstairs. Was he the first one to go up the stairs? Steva I believe was the first one to go up the stairs, yea. And Jeff never said anything about it when you were talking, conversation Lakeside where Officer Kelsay stopped you. Not really. We, urn, the four of us had all the individuals outside and were talking to them outside. Urn, one of the individuals was upset because Officer Steva had his weapon pointed at him, but that was the main problem that we had. Urn, nothing else was really said about anybody else pointing their weapons. During this conversation, anything else come to mind that you wish to have recorded at this time reference this incident. Nothing that I can think of. All right. If something else does come up, let us know. This ends the Interview with Officer Zacharias. Case #96-10. Location the same, same people present, time now is 15:37. Friday, October 11, 1996 PIN SCHOOL 43 ~'MATAI Annual Training 43 Accident Reconstruction School Officer Troy Kelsay FROM 5/11/92 6/7/93 8/23/93 12/6/93 12/6/9 3 3/24/94 5/1 O/94 5/16/94 5/17/94 10/31/94 43 Practical InvesUgaUon 43 80 hr Traffic Accident Reconstruction I 43 Traffic Accident Reconstruction I 43 ASP Baton Training 43 Laser/Lidar Treining 43 MATAI Conference 43 Midwest Assn of Tech Accident Invest 43 Basic ConversaUonal Spanish for Police 43 Advanced Hostage Seminar 2/1/95 43 Use of Force Policy Training 3/30/95 43 Police Cyclist Course 4/24/95 43 Investigation of Motorcycle Accidents 5/1/95 43 MATAI-Car/Pedestrian Accident Investig ,5/21/95 43 Use of Force Training 6/20/95 43 Spanish II 11/13/95 43 REID Child Abuse Interview Training 1/22/96 43 MATAI 5/13/96 43 F.A.T.$. Training 7/12/96 43 Gang Prevention Training 9/7/96 TO 5/13/92 6/18/93 8/24/93 12/17/93 12/17/93 3/24/94 5/10/94 5/18/94 5/19/94 11/28/94 HRS' LOCATION 24 West Des Moines 80 Kansas City, MO 16 Cedar Rapids 80 East Moline 80 East Moline, IL 8 Iowa City Police Dept 8 Iowa City PD 24 Waterloo 24 Waterloo 40 Mobile Team Unit IV Page1 L-INSTRU-CTOR MATAI Public Agency Treinir Mobile Team Trainin[ Northwestern Univ Tr R. Allan Mebus Laser Technology, In MATAI Warner Riley Rosa Knapp, Transla 2/1/95 3/3O/95 4/27/95 5/5/95 5/25/95 8 Cedar Rapids Police/~ FBI 4 Mobile Team Unit IV 32 Mobile Team Unit IV 40 Scott Corem Col, Daw Jim Barnes, Project 40 Uncoln, NE MATAI 6/2O/95 8 11/17/95 40 1/24/96 24 5/15/96 24 7/12/96 8 9/7/96 4 ICPD ICPD Mobile Team Unit IV Rosa Knapp, Transla Quad C~AJrport - IL Mobile Team Unit IV Kirkwood Community { Virgil A. Gooding, St., Friday, October 11,1996 Officer Jeffrey Gillaspie Page 1 PIN SCHOOL FROM ' TO 3 Defensive Tac~cs 11/23/93 11/23/96 3 Drug Interdiction Seminar 12/2/93 12/7/93 3 Field Training Officer 11/27/95 12/1/95 3 Governor's Highway Traffic Safety 3/14/95 3/16/95 3 ILEA 137th Basic Level I Training .~ 111/94 3/11/94 3 Police Bicycle Course 6/11/96 6/14/96 3 ReportW~ng 11/13/93 11/13/96 3 Use of Force Conlinuum 6/~,9/95 6/19/95 3 Use of Force Policy Training 3/29/95 3/29/95 3 VerbaIJudo 12/21/95 12/21/95 HRS LOCATION 8 Moline, IL 8 Cedar Rapids 40 Moline, IL 24 Des Moines, IA 400 ILEA 40 Mobile Team Unit IV 8 Moline, IL 3 ICPD 4 Mobile Team Unit IV 8 Sheraton - Cedar Rap INSTRUCTOR Mobile Team Training Mobile Team Training Iowa State University Field Services - State Mobile Team Training Mobile Team Training Lt. Widmer, Lt. Johnson Wednesday, September 18, 1996 PIN - SCHOOL' 12 8 Week Basic Level II ILEA Training I 1:2 F.A.T.S. Training FROM 7/11/96 ?..~,~,,, =. ~.~ Page 1 TO HRS LOCATION INSTRUCTOR 4/5/96 320 Hawkeye Community I ILEA 7/11/96 8 Qued City A~rport - IL Mobile Team Unit IV AKERS BERG BROTHERTON CAMPBELL CLA~K TAC .. /9 COATES COX CUMMINGS DRECKF~AN DROLL .. · . ~ DUFFY ...... FOg~ ........ FOiT GASS ..... GILLA~PIE IOWA CITY POLICE FIP~S TRAINING RECORD COURSE OF FIRE PRAC 1 ' PRAC 2 B T Q SHOT DATE: N FIRE ~ TAC HAPPEL HART. :_.. HEICK HEWLETT HUFF HUMRICHOUSE HURD JACKSON RANGE OFFICER NAME JACOBS JOHNSON KEATING KELSAY KNOCK KKEI LEIK LIHS LINN LIPPOLD LONG LORD MC PL4-RTIN I'~BUS MILLER MOOR~ MYERS NOBLE OCKENFELS PETERSEN PRESTEGARD REYNOLDS SCHULTZ IOWA CITY POLICE FIILEARM$ TRAINING RECORD COURSE OF FIRE TAC PRAC I PRAC 2 B T Q SHOT DATE: N FIRE N TAC RANGE OFFICER NAME SELLERS .- SINGLEMAN STEFF~I STRAND STROMMER SUEPPEL WIDHEI~ WYSS 10WA ClTY POLXCE FIP. KAI~S TRAIllING RIgCORD DATE: ¢0URSE OF TA¢ PRAC ! ?RA¢ 2 B T Q SHOT N FIRE ./ N TAC RANGE OFFICER ~ 8COR~S PIN 35 30 11 ¢5 40 1 16 5 12 7 46 10 92 33 28 3 24 88 48 31 34 15 26 27 19 41 87 82 43 8 21 14 23 91 93 36 25 37 39 42 2 18 49 22 17 Akers, Christopher M. Berg, Kevin J. Brotherton, Michul R. Brucber, David M. Campbell, Willis- A. Clark, James R. Coates, Vernon H. Jr. COX, Ralph E. Cu~ings, Frank J. Dreck~an, Deneel A. Droll, David A. Duffy, Steven P. Fort, Ronald R. Fortmann, Steven B. Gass, Robert J. Gillaspie, Jeffrey A. Happel, Robert H. Harney, Patrick L. Hart, Douglan S. Heick, Kevin P. Hewlett, Mark A. Huff, Harry W. Humrichoule, Gregory L. Hurd, Kevin J. Jaukson, Sidney B. Jacobs, Paul 1%. Johnson, Matthew C. Keating, Cletus W. Kelsay, Troy A. Knock, Gerald E. Krei, Brian L. Lalla, Vicki L. Leek, Martin L. Lihs, Craig g. Linn, James F. Lippold, Erik W. Lord, Michael T. Maurer, Larry W. McMartin, Edwin C. Mabue, R. Allan Miller, Scott A. Moore, Daniel F. Myers, Joel P. Nixon, David L. Noble, Tony M. Ockenfels, Catherine A. ¢ $ 2O 84 4? ~? 95 PIN NAI~ SCOPE 35 30 45 4O 1 16 5 12 7 10 92 24 48 Akers, Christopher M. Berg, Kevin J. Brotherton, Nickel Brucher, David N. Campbell, William A. Clark, JessE. Coates, Vernon H. Jr. Cox, Ralph H. Cu~ings, Frank J. Dreckman, Daniel &. Droll, David A. Duffy, Steven P. Fort, Ronald R. Fortmann, Steven E. Gass, Robert J. ~ Gillaspie, Jeffrey A. Happel, Robert H. Harney, Patrick L. Hart, Douglas S. Heick, Kevin P. 34 Hewlett, Bark A. 15 Huff, Harry W. 26 Humrichouse, Gregory L. 27 Hurd, Kevin J. ~_ 19 Jackson, Sidney B. 41 Jacobs, Paul A. 87 Johnson, Matthew C. 82 Keating, CletusW. 43 Kelsay, Troy A. 8 Knock, Gerald R. 21 Krei, Brian L. 14 Lalla, Vicki L. Leik, Mart/n L. 91 Lihs, Craig E. 93 Li~, Ja~es F. 36 Lippold, Erik W. 13 Lord, Michael T. 25 Maurer, Larry W. McMartin, Edwin C. 39 Me. bus, R. Allan 42 Miller, Scott A. Moore, Daniel F. 18 Myers, Joel P. 49 Nixon, David L. Noble, Tony M. 17 Ockenfels, Catherine A. _~__ 29 44 4 86 20 84 47 99 80 PIN 14 30 11 45 40 16 $ 12 7 10 92 33 3 24 48 31 34 15 27 19 41 87 8 21 14 23 91 93 3~ 13 25 37 39 42 2 49 22 17 29 IOWA CITY NAME Handgun SCORE Akers, Christopher M. Banta, Bryan R. Berg, Kevin J. Bro~herton, Michael R. Brucher, David M. Ca.bell, Willial~ A. Coates, Vernon }{. Jr. Cox, Ralph E. Cummings, Frank J. Dreckman, Daniel A. Droll, David A. Duffy, $te~en P. Fort, Ronald R. Fo~, Steven E. Gass, Robert J. Gillaspie, Jeffrey A. Happel, Robsr~ H. Harne¥, Patrick L. Hart, Dougla~ S. Heick, Kevin P. Hewlett, Mark A. Ruff, Harry W. Hu~richouse, Gregory Hurd, Kevin J. Jackson, Sidney B. Jacobs, Paul A. Johnson, Matthew C. ._~.' ..._ ~_ ~- Kei~ay, Tro~ A. Kaock, Gerald E. Krei, Brian L. Lalla, Vicki L. Le£k, Martin Lo Lihs, Craig E. Linn, Ja~es F. Lippold, Erik W. ~.ord, Michael T. Maurer, Larry W. Mc2dartin, Edwin C. Mebus, R. Allan Miller, Scott A. Moore, Daniel F. Myers, Joel P. Nixon, David ~,. Noble, Tony M. Ockenfels, Catherine Petersen, Debora R. :32 9 44 4 86 2O 64 47 80 Shotgun $¢0P~ 35 14 11 45 40 5 12 ? 46 10 92 33 24 48 31 34 15 26 27 19 41 87 43 ll 14 23 91 25 37 39 42 2 18 49 22 17 29 Akers, Christopher Banta, Bryan R. Berg, Kevin J. Brotherton, Michael Brucher, David C~be11, Willi~ A. Coates, Vernon Cox, ~lph E. C~ings, F~k PrecOr, P~iel Droll, David ~ffy, Fort, Ronald For~, Stev~ Gees, Ro~rt J. Gillespie, Jeffre~ ~ey, Patrick H~, ~uglas ~eick, ~evin P. ~ewlett, ~ark Huff, Har~ H~richouse, Gre~ L. H~d, Kevin J. Jac~on, Si~e~ B. Jacobs, Paul KelsaF~ ' Troy ~ock, ~rald ~ei, Bri~ Lalla, Vic~ Leik, Martin Like, Craig E. Li~, J~s F. Lip~ld, Erik W. Lord, Michael Maurer, Lar~ M~a~in, Edwin ~iller, Scott ~oore, D~iel F. Mye~s~ Joel P. Nixon, David Noble, To~y Ock~fels, Ca~erina Petersen, ~ra :32 44 4 20 84 47 99 60 95 #idmor, ~om~y D. ¥inke~.hako, Wes, l~Lcha~d D. IOWA CITY POLICE DEPART~P R~R SC~S PIN SCORI~ 35 14 11 45 40 5 12 7 10 92 28 3 24 88 48 31 34 15 Z6 19 41 87 82 43 8 21 14 23 91 93 36 13 25 37 39 42 2 18 49 22 17 29 Akers, Christopher Barite, Bryan R. Berg, Kevin J. Brotherton, Michael R. Brucher, David M. Campbell, William Coates, Vernon H. Jr. COX, Ralph E. Cummings, Frank J. Dreckman, Daniel A. Droll, David A. Duffy, Steven P. Fort, Ronald R. For~, Steven E. Gees, Robert J. Gt 11aspie, Jeffrey ltappel, Robert H. Harney, Patrick Hart, Douglaa S. Heick, Kevin P. Hewlett= Mark A. Huff, Harry W. Humrichouse, Gregory L. Hurd, Kevin J. Jackson, Sidney B. Jacobs, Paul A. Johnson, Matthew C. Keating, Cletue W. Kelsay, Troy A. Knuck, Gerald Krei, Brian L. Lalla, Vick/ L. Leek, Martin L. Lihs, Craig E. Linn, Ja~ee F. Lippold, Erik W. Lord, Michael T. Maurer, Larry W. McMartin, Edwin C. Mehus, R. Allall Miller, Scott A. Moore, Daniel F. Myers, Joel P. Nixon, David L. Noble, Tony M. Ockanfels, Catherine A. Petersen, Debora R. 32 9 44 4 8~ 20 84 47 99 SO 95 20 Prestega~d, hvin O. ~ Ralmolds, Ray~oad A. Schultz, Edward P. Sellers, D~y K. Str~, ~ld H. Str~r, ~ck~ J. $ue~l, Paul C. Wi~elhake, R.J. ~ss, ~ard D. Gist, Ronnie J. Batcheller, Paul J. q~ ~ IOWA CITY PO~.ICE DEPARTMENT l~G~- SCORES SCO~ 35 20 14 3O 11 45 40 16 5 53 51 7 46 10 92 28 3 54 24 88 48 31 34 15 26 27 19 41 87 43 8 21 96 23 91 93 36 13 25 37 39 42 1 18 49 Akers, Christopher M. Batcheller, Paul J. Barite, Bryan R. Berg, Kevin J. Brotherton, Michael R. Brucher, David M. Campbell, Willia~ A. Coates, Vernon H. Jr. Cox, Ralph E. Davis, Jennifer L. Delaney, Michael F. Dreckman, Daniel A. Droll, David A. Duffy, Steve~ P. Fort, Ronald R. Fortmann, Steven E. Gist, Ronnie J. Gass, Robert J. Gillespie, Jeffrey A. Gonzalez, David A. Happal, Robert H. Herhey, Patrick L. Hart, Douglas S. Heick, Kevin P. Hewlett, Mark A. Huff, Harry W. Humrichouse, Gregory L. Hurd, Kevin J. Jackson, Sidney B. Jacobs, Paul A. Johnson, Matthew C. Kelsay, Troy A. Knock, Gerald E. Krei, Brian L. [.alla, Vicki L. Leik, Martin L. Lihs, Craig E. [.inn, James F. [.ippold, Erik W. [.ord, Michael T. Maurer, Larry W. McMartin, Edwin C. Mebus, R. Allan Miller, Scott A. Moore, D~nial F. Myers, ~oel P. Nixon, David L. ~? 29 86 2 6 ~0 99 80 95 Noble, Tony M. Ockenfels, ¢&~herine A. Petersen, Debora E. Platz, Kris~in E. Prestegard, !~evin O. Re~o~ds, ~nd A. S~ul~z, Edward P.- Sellers, D~y K. Shaffer, ~ise A. S~ngl~, Chiles E. St~ff~, J~e$ D. Steva, ~nald J. Str~d, ~nald ~. S~, Becki J. ~inkelhake, Firearms Qualification sept. 28 thru Oct. 2, 1992 Cedar Rapids Police Dept. Range Range Officers: Duffy, Schultz, Cox Scores Pistol Shotgun Night Fire Harney Patrick 98 Strand, Donald 98 P Widmer, Tommy 100 p Fort, Roneld 9& p Johnson, Matthew 94 p Sellers, Danny 100 P Lihs, Craig 100 p Keating, Cletus 100 P Sueppel, Paul 98 p Linn, James 100 p Wyss, Richard 100 p Clark, James 96 p Moore, Daniel 100 p Schultz, Edward 100 p Cox, Ralph 100 p SinEleman, Charles 100 p Dreckman, Daniel 95 p Knock, Gerald 90 p Preste§ard, Kevin 92 p Duffy, Steven 100 p Brotherton, Michael 100 p Cummings, Frank 100 p Lord, Michael 96 p Laila, Vicki 96 p Huff, Harry 100 p Coates, Vernon 96 p Ockenfels, Catherine 96 p Myers, Joel 100 p Jackson, Sidney 96 Steffen, James 98 p Krei, Brian 100 p Noble, Tony 100 p Leik, Marfin 98 p Happe], Robert 98 p Maurer, Larry 100 p Hurd, Kevin 98 p Gass, Robert 100 p Petersen, Debora 100 p Berg, Kevin 100 p Heik, Kevin 98 p Fortmann, Steven 100 p Hewlett, Mark 100 p Akers, Christopher 100 p Lippold, Erik 100 p McMarr/n, Edwin 100 p Long, Russell 98 p Mebus, Allan 100 p CampbeA1, William 100 p 100 92 100 100 100 100 94 98 100 90 98 100 100 96 96 98 98 100 96 100 82 90 100 80 98 100 96 100 96 98 100 100 100 98 90 96 100 92 98 100 98 100 100 98 100 88 Jacobs, Paul 94 l~tller, Scott 100 Eelsay, Troy 100 Reynolds, Raymond 100 Brucher, David Droll, David 100 100 P P P P P P 98 96 100 98 100 100 ICPD FIREAmS QUALIFICATIONS October 1991 NAME DAY FIRE NIGHT FIRE SHOTGUN AKERS, Chris BERG, Kevin BROTHERTON, Mike BRUCHER, David CAMPBELL, William CLARK, James COATES, Vernon COX, Ralph CUMMINGS, Frank DRECKMAN, Daniel DUFFY, Steven FORTMANN, Steven FORT, Ron GASS, Robert HAPPEL, Robert HARNEY, Patrick HEICK, Kevin HEWLETT, Mark HUFF, Harry HURD, Kevin JACKSON, Sidney JACOBS, Paul JOHNSON, Matthew KEATING, Cletus KELSAY, Troy KNOCK, Gerald KREI, Brian LALLA, Vicki LEIK, Martin LIHS, Craig LINN, James LIPPOLD, Erik LONG, Russell LORD, Michael MAURER, Larry McMARTIN, Edwin MEBUS, Allan MILLER, Scott MOORE, Daniel 95.6 98.4 98.8 100 99.6 96.4 91) .8 99.6 90.8 93.2 88.8 100 96.0 96.0 99.6 99.6 96.8 95.2 92 80.0 98.8 96 98.0 86.8 99,6 96.8 96.8 99.2 100 100 98.0 97.8 99.6 99.2 98.8 90,8 97.6 INJURY 92.8 P 96 P 87.2 P 91.2 P 84.8 P 84 P 84.8 P 97.6 P 91.2 P 94.4 P 98.6 P 79.2 P 88.8 P 86 P 90 P 86 P 97.6 P 99.6 P 84.0 P 90.4 P 78.0 P 88.8 P 94.8 P 98.4 P 93.5 P 94 P 84.8 P 94 P 92 P 100 P 92 P 97.2 P 70.0 P 92.4 P 98.8 P 95.6 P 82.8 P 92.4 P PAGE 2 NAME DAY FIRE NIGHT FIRE SHOTGUN MYERS, Joel 98 90 P NOBLE, Tony 96.4 98 P OCKENFELS, Cathy 96.8 87.6 P PETERSEN, Oeb 100 97.6 P PRESTEGARD, Kevin 96.8 92.8 ~ REYNOLDS, Ray 98.8 97.6 ROSS, Kevin 98 91.2 P SCHULTZ, Ed 98 97.6 P SELLERS, Dan 96.0 98.0 P SZNGLEMAN, Charles 94.4 83.6 P STEFFEN, James 94.8 90 P STRAND, Don 96.4 86.4 P SUEPPEL, Paul 82 90.4 P WIDHER, Tommy 100 99.2 P WYSS, Rick 91.2 80.8 P 2 3 4 IN RE: THE 5~TTER OF ) JEFFREY GILLASPIE ) SWORN STATEMENT OF JEFFREY GILLASPIE 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A P P E A R A N C E S MR. J. PATRICK WHITE, Johnson County Attorney, Johnson County Courthouse, Iowa City, Iowa 52240; Representing the State of Iowa. MR. BRUCE L. W;tLKER and MR. STEVEN REGENWETHER, Phelan, Tucker, Mullen Walker, Tucker & Gelman, 321 East Market Street, Iowa City, Iowa 52240; Representing the Witness. A L S 0 P R E S E N T MR. Ronald D. DeRooi, Special Agent, Iowa Division of Criminal Investigation, 22365 20th Avenue, Stockton, Iowa 52769-9261. (The following is the sworn statement of JEFFREY GILLASPIE, taken in the above-captioned matter, on the 12th day of September, 1996, between the hours of 9:40 a.m. and 11:50 a.m., at the offices of Phelan, Tucker, Mullen, Walker, Tucker & Gelman, 321 East Market Street, Iowa City, Iowa 52240.) 2 3 4 5 6 7 8 9 10 11 12 14 15 16 17 19 20 21 22 23 24 25 DeROOI WHITE INDEX Page 6, 79 61 2 P R 0 C E E D I N G S (September 12, 1996; 9:40 a.m.) MR. WALKER: Let's let the record reflect the presences; that this is a statement being given by Jeff Gillaspie voluntarily, and that before the statement begins, he would be placed under oath by you. MR. REGE~WETHER: Can we talk a minute? (A discussion was held off the record.) (Mr. Walker and Mr. Regenwether briefly left the room and returned.) Do you want it sworn? MR. WALKER: MR. WHITE: I'd prefer it. Given the choice, I certainly would, yes. MR. WALKER: Do you want to -- while I am dictating this, do you want Jeff to step out and explain the situation as you understand? (The Witness and Mr. Regenwether left the room.) 1 2 3 4 5 6 7 9 10 11 12 13 14 16 17 18 19 20 21 22 23 24 25 3 MR. WALKER: Before today, we were contacted by Special Agent DeRooi with a request to provide this statement; that I had offered to supply whatever information Officer DeRooi wanted, but he wanted the interview with Jeff Gallaspie. I then spoke to Mr. White and, again, repeated the offer to provide whatever information the investigation needed directly to him and did answer his questions, but the statement from Jeff was requested, that info=mation. on behalf of Jeff, in addition to providing We agreed, at that time, to allow Mr. White to take the statement from Jeff Gallaspie and he preferred to have the statement taken by Special Agent DeRooi; that before the statement is given today, we had requested any transcripts, notes or memorandum concerning any statements given by Jeff Gallaspie to the D.C.I. or to -- indirectly to any other persons the evening of this incident or the morning of this incident and they have not been supplied. I understand that they're in typing and that they are not available or at least they were when I made 1 2 3 4 5 6 7 9 10 ll 12 13 14 15 16 17 18 19 20 21 22 23 24 25 4 the request. We also reqqaested that all test results in the possession of the D.C.I. or any other agency or entity concerning tests performed on the weapon involved be made available before the statement and we have not been provided any such test results and, in fact, were told the test results were not completed or not done at that time. (The witness and Mr. Regenwether returned.) MR. WALKERe Jeff, initially and throughout our discussions, has been willing and wanted to cooperate and provide this statement. We have raised our objections. He has listened .to our advice, I think, and is still willing to give this statement voluntarily. Initially, we checked with his counselor that he is seeing for emotional, psychological reasons, %0 determine whether there is a reason emotionally why he shouldn't be giving such a statement and were told that there was no reason medically, emotionally or physically. We also tried to line the statement up on Wednesday of this week but because of the inability to get a written statement from 1 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 5 the City and its excess insurance carrier that they would not claim that he was failing to cooperate under 670.8, we were unable to line it up until today, but we are proceeding now with their understanding and knowledge. I have agreed to supply a copy of this statement to Charles Brooke, the attorney for the excess carrier in this case. And as I understand it, Special Agent DeRooi and Mr. White will be obtaining their copies. We have no intention, on our part, to disclose any of this to the public. We are not asking that the county attorney not disclose it to the public, but we understand that the D.C.I.'s copy will remain confidential until it is disclosed to the county attorney and then he has the decision to do what he wants with the transcript of the statement. Anything you gentlemen want to add? F=R. WHITE: Though, I think that record's accurate, I guess I would add that I understand and agree that you had an appropriate interest in the cooperation clause of the policy and that that was an 1 2 3 4 5 6 7 8 9 10 ll 12 13 14 15 16 17 18 19 20 21 22 23 24 25 6 entirely appropriate inquiz5, and whatever delay results from that is understandable. MR. WALKER: Anything you bare to -- MR. DeROOI: No. MR. WALKER: You ready to start, Jeff? (A discussion was held off the record.) JEFFREY GILLASPIE, the witness, was duly sworn to testify the truth, the whole truth, and nothing but the truth, was examined, and testified as follows: E X A M_I N A T I O N BY MR. DeROOI: Q. Jeff, for the record, could you state your full name, middle name last name for me? A. It's Jeffrey Q. Your date of A. -- G-I-L-L-A-S-P-I-E. February 8, 1970. Qe and last name and then spell your Gillaspie -- birth, Jeffrey? My date of Where were you born? I was born in Fairfield, Iowa. Fairfield High School. Well, junior high and high school. birth is Did you attend school there? I was -- yeah, I went through all my school at elementary school, 2 3 4 5 6 7 9 10 1! 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Qe A. Davenport, And graduating what year? 1988. You attended college? Yes. Where was that? I attended college at St. Iowa. Ambrose University in 7 Q. Okay. Your college education? Can you give me brief description on your majors, any employment you had during college? A. I -- I graduated with a degree in history from St. Ambrose. I worked -- I'm in the national guard myself. I play trumpet in the 34th Army Band. I -- in college I worked for the school as a security guard, I think my junior and senior year. I worked a ! 2 3 4 5 6 7 $ 9 10 11 12 13 14 15 17 19 2O 21 22 23 24 25 part-time for a while at a sporting goods store to make extra money. Q. What's the name of the supporting goods store? A. It's Winborn Sporting Goods on Harrison Street. 8 BY MR. DeR00I= Okay. Did you have a minor in college? I -- I got interested in criminal justice but I didn't have enough credits when I graduated. Q. St. A. Yes. Q. Your major was in history? A. History. Q. enforcement field, to actually make it They had the criminal justice degree at AarProse? a miRor Just briefly describe your employment in the law how it started and what departments 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 you were with. A. My Liberty Police Department. I don't I was hired. It was in the fall of first law enforcement job was with the West remember the date my senior year in college and then I got hired as a part-time police officer. I worked for them for less than a year, think, and then I was hired by the Iowa City Police Department. 9 I talked with Q. Who was your supervisor at West Liberty? A. Mark Koph. Q. Have you talked to Mark lately? A. I haven't talked to Mark, no. Q. When was the last time you spoke to Mark? A. I haven't spoken to Mark since the incident. He left a message on m~ answering machine. He didn't -- Bobby Hartman left a message on my answering machine expressing -- Q. Bobby Hartman; H-A-R-T-M-A-N? A. Yes. Q. Did you speak with Mark Koph prior to the incident? A. Sure. I keep in touch with him. him every -- once every couple of weeks. MR. WALKER: She's gonna need a spelling for Koph. 10 i THE WITNESS: K-O-P-H. 2 BY MR. DeROOI: 3 Q. After leaving West Liberty where did you go from 4 there? 5 A. I got hired by the Iowa City Police Department. 6 Q. Did you attend the Iowa Basic Law Enforcement 7 Academy? 8 A. Yes. 9 Q. When was that? 20 A. I got hired by the Iowa City Police Department 11 October 1st of '93. I was supposed to leave for the 12 academy that following Monday. I got appendicitis, 13 got to the hospital and they took my appendix out. I 14 don't believe I got to the academy until -- I think it 15 was January that following -- 16 Q. So how long academy was that? 17 A. I think it was a ten-week academy. 18 Q. I have an idea of the type of training you 19 received at the academy. 20 A. General basic law enforcement training to be 21 certified as a police officer in the state of Iowa. 22 Well, criminal law, search and seizure, driving 23 techniques, defensive tactics, physical fitness, 24 crisis intervention, firearms, baton training, all the 25 stuff. 1 2 3 4 5 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 11 Q. Did you, while with Iowa Cit~ in the initial stages of your employment after your academy training -- did you receive any type of field training? A. Yes. Q. And explain to me. A. I -- Iowa City has a field training program. went through field training with the field training officers. There's -- that field training program consisted of officers rotating through basically a month on each watch with a training officer on each watch: Day watch, evening watch and late night watch. And then after that, there was -- I can't remember how long a time period after that and then you were put out on your own after the field training officer said that you were ready for solo patrol. Q. Who were your field training officers? A. Kevin Heick, Steve Fortmann, Kevin Hurd, my three field training officers. There may have been other field training officers just because if a field training officer us with other ones. you know, if -- if I one or two days and some is sick or is on vacation, they put I don't remember specifically, had -- I think I had Harry Huff others. Q. Okay. Since your field training and going out as you say, on your ow~, as a patrolman, I take it 1 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 19 2O 21 22 23 24 25 that's your status A. Q. at that time? Yes. Did you receive any training between that period 12 of time and up till recent? A. Sure. Q. Okay. And what kind of training did you receive then? A. There's -- it's called MATS training every winter, which is Multi-Agency Training System, I think it stands for, and that involves recertifying us in CPR, defensive tactics, the county attorney's office to speak about topical And on top of that there training that was sometimes just a usually sends someone over issues in law enforcement. was departmental day of training or here and there. Yeah, we received training fairly often. It may -- I think the department's idea of training -- sometimes we would even have a 15-m{nute -- that kind of thing. Q. Bow about firearms training, was that part of your -- A. Yeah. Qo -- MATS? A. No, firearms -- MATS like watch a video class and is in the winter. Firearms Usually fall and spring. training is twice a year. 1 2 3 4 5 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Q. When was the service -- A. Q. last time you were 13 qualified in your It would have been spring. It's my understanding that the service revolver that you carry was a department-owned firearm? A. Yes. Department owns and issues the firearms. Q. And that the weapon that you qualified with -- A. Yes. Q. -- remained in your possession? A. Yes. Q. Have you ever had any other training other than what we have covered -- MATS training and the firearm training? A. Law enforcement training? Q. Right. A. I have been to some schools like when I went to they made me an F.T.O. I would go to F.T.0. I have been to drug interdiction school in Cedar Rapids. Q. All right. A. I have been to police bicycle schools, see if I could be certified to be a bicycle policeman. Team Urn-hum. I have been to schools like that. Who put on those schools? The -- F.T.O. school was put on hy Moh£1e 14 1 Training Unit and that's in East Moline, Illinois, and 2 the bicycle training school was put on with multi-team 3 training in the Moline Police Department. The drug 4 interdiction school was put on by D.C.I. or D.N.E. and 5 the Cedar Rapids Police Department. 6 Q. The firearm that you carried the night of August 7 30, 1996, that was utilized in the shooting of Eric 8 Shaw, had you made any modifications to that weapon at 9 all? 10 A. No. 11 Q. Had the depar~ent, to your knowledge, made any 12 modifications on that weapon? 13 A. No. 14 Q. Had that weapon ever been out of your control for 15 a period of time prior to this? 16 A. I left my weapon every night in the locker room, 17 police locker room. I didn't take it home with me. 18 Q. Secured in the locker? 19 A. Yeah. 20 Q. Was that weapon inspected by your firearms 21 people, officer? 22 A. I think the firearms instructors inspected the 23 weapons when they first issued them to us. We -- when 24 I came on, we originally carried a nine-millimeter 25 Beretta and then they upgraded to 40-caliber Berettas. 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 inspected when they first issued I think they were new weapons to us. Q. That weapon has been in your possession then how long? A. I think we changed from nine millimeters to calibers in the spring or summer of '94, so it's in my possession from the time it was issued to me until the night of the shooting. Q. Over two years? A. Yeah, that sounds right. Q. Through that two-year period, you know, had it ever been inspected, broken down or looked at by a trained fireaLms -- an armorer? A. I don't believe so. Q. To your knowledge, to the weapon? A. No. Q. Did you have malfunctioned -- A. No. Q. -- jammed? Did you have any weapon malfunctioned? MR o WALKER: A. No. for 40 been there's been no modification any complication with the weapon in%errupt. 15 the situation where the Excuse me. I don't mean to Please let him finish his 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 16 question before you answer. over that. THE WITNESS: MR. WALKER: just forgot. MR. DeR00I: Could you restate the question, please? (The previous question was read reporter.) We have been Yes. You've been doing fine. You last aloud by the I a~ a late car on the I come in at 3:15. I have 3:15. The shift's actually to 11:30 p.m. A. I -- on the range, I may have had a jam at some point but it wasn't a continuing problem. I think, since I have had the weapon, it may have jammed on the firing range maybe once but it was not a problem that continued so they assumed it was an ammunition problem and not a weapon problem, I guess. Q. Okay. The shooting of Eric Shaw occurred on what date? A. The 30th. Q. About what time did that happen? A. After 11:30. Q. Which shift were you working that day? A. I am on evening watch. evening watch. That means to be in the squad room at supposed to go from 3:30 17 i Q. And how long had you been on this shift? Did you 2 rotate -- your shifts rotate or is this a standard 3 shift for you, the shift that you work? 4 A. Yes, I had been assigned the three to eleven 5 watch. Before that I had been on what was called a 6 power watch or on the training watch and that was a 7 shift that went from seven p.m. to three a.m. but 8 my -- I'd been on three to eleven watch for a couple 9 months at least. 10 Q. What -- in your rotation, what day of the week 11 were you on as far as shift-wise? Was it the 12 beginning of the rotation? How did the rotation in 13 your schedule work? 14 A. I'm sorry, I don't remember. I wasn't -- I 15 hadn't just come off of days. They have days assigned 16 to us like A through G, and I'm a B, but I'm sorry, I 17 don't remember whether I was in the ~iddle of my week 18 or towards the end. I don't remember. 19 Q. Okay. August 30th, what time did you get up that 20 day? 21 A. 22 I have a tendency to sleep in. I go to bed about -- 23 11:30, 24 I 25 I usually sleep When I worked three to eleven's I usually get up -- usually leave the station -- if I got off at usually leave the station around midnight so probably don't get to bed till one. 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 18 till ten. Something like that. Q. What did you do after you got up? What was routine up until you went to work at 3:30 that your particular day? A. My routine, I guess, I get up, watch TV, maybe run some errands, grab lunch. Usually I had a habit of getting to the station fairly early, so I usually get to the station around two or 2:30. Either shower at the station or shower at home and go to work. Q. What did you do that day, though? A. I don't remember exactly what I did that day, if -- I -- I'm sorry. The days have run together. I don't think I did anything different than I usually do, but I don't remember anything out of the ordinary that I did that day. DO you recall what ti~e your shift started that day A. or what -- Well, we have to be at the squad meeting at 3:15 and so I -- I am sure I was in the locker room by 2:30 and getting dressed and sitting at a squad table at 3:15, and 3:15 to 3:30 they read what's called a Hot Sheet, which just has information regarding problem areas, stolen cars, officer safety issues, information 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 19 that they think needs to get out to the patrolmen. Q. Did they discuss any officer safety issues, in particular, that day that you recall? A. That particular day, I can't remember if they discu&sed any issues that -- Hot Sheet's a -- everyone gets one -- is a piece of paper and at the top it has today's date and the supervisors, then a list of officers that are working, what cars are assigned and what areas they're working and below that there's a -- a list of fairly recent stolen cars and below that is officer safety and below that is miscellaneous information that they want to put out. Q. Okay. Who prepares this document? A. That's put out by the watch commander or the patrol sergeant and that would have been -- my watch commander is Lieutenant Widmer, Sergeant Linn and Sergeant Lord, the three command staff people I have above me on three to eleven watch. Q. To your knowledge, was there any special investigation ongoing by the Iowa City Police Department at that particular time that was brought to your attention? A. We -- I don't know if there was that day or not. They had, within the last couple days prior to the incident -- they passed out a sheet of -- 1 2 3 4 5 6 7 8 9 l0 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 computer-generated sheet burglaries that had been concerned about there'd been a sharp increase in burglaries and they put out a computer-generated 20 like two or three pages -- occurring. Command staff was sheet that had showed all th~ commercial burglaries that had occurred over the last -- I think it was a couple months and they wanted us out, you know, as a presence and also to be aware in our situation -- aware of -- of Q. day, this situation and keep our eyes open. Okay. Your responsibilities that particular did they go beyond just being a patrolman? Did you have other functions that you were required to perform as a result of your employment with Iowa City? A. I'm a Field Training Officer so I had a trainee, a rookie officer, with me. Q. And explain to me the stages that he was in as a trainee, and I am sure it's similar to what you explained to us earlier but explain to -- explain as far as what your functions were and where he was at. A. He is step two. ~e had started, I believe, on day watch and had rotated from day watch after a month on day watch to me on afternoons. My responsibilities as an F.T.O. is to train, to teach, to evaluate, to document. I have these sheets of paper that are called D.O.RoS, Daily Observation Reports, that I have 1 2 3 4 5 6 7 9 10 12 14 15 16 17 19 20 21 22 23 24 25 to fill out on my trainee's status, progressing in the F.T.O. program, how he is if he is meeting 21 standards, if he's progressing at an acceptable level, and then at the end of that, end of a week, I am supposed to write out a weekly observation report and then the sergeant -- Sergeant Lalla, who is in charge of the trainee program, and I get together and talk about our trainee and then she talks to the trainee and tells him what he needs to work on, what he is doing good on and et cetera. Had -- and the officer that you were training Qe was? A. Q. Darrin Zacharias. Had Darrin been performing up to the that he was required to meet at this time A. Darrin was in step two. It's the step step one. Step one is a program, basically, trainee is just observing the F.T.O. do everything. Step two is where I start forcing the probationary officer to He was in his geography of the city. He was having some problems with, I think, asserting himself. He had a tendency to let me do everything, but these problems were not standards in step two? just above where the start asserting himself and doing things. not below average but he was not above average performance° He was having problems with 1 2 3 4 5 6 7 8 9 10 11 12 14 15 16 17 18 19 20 21 22 23 24 25 22 unusual in new officers. He was -- he was good in the fact that he was calm-headed. He didn't get into fights with people or get people angry at him or anything like that. So I had some concerns but they were concerns I felt that he would progress through a successful completion if he, you know, spent some time on working on the areas he was inefficient in. Q. How many officers had you trained besides Darrin? A. I trained -- before Darrin there was -- I had D.J. $teva, there was Jenny Davis. Let's see. I also had somebody else. I had Mike Delainey. I had -- also had at some point -- not as I had had a new officer named -- I can't think of his last name at all but been his primary F.T.0. Q. In those officers a primary F.T.O. but I can see his face. I hadn't So four, five. -- in those four or five officers they subsequently completed the F.T.O. program? A. All the F.T.O.s that I was a primary to. 5 6 7 8 9 l0 12 13 14 15 16 18 19 2O 21 22 23 24 25 1 2 3 4 BY MR. 23 (A discussion was held off the record.) (A recess was held from 10:13 a.m. to 10:17 a.m.) DeROOI: Q. I am gonna back up here just a minute. Jeff, I want to cover some items that -- on your background before we get into the particulars about August 30th, 1996, and just be specific here. When you talk about the incident, you're talking about the shooting of Eric Shaw that happened on August 30th, 19967 Yes. Okay. Do you have any me4ical disabilities at all? A. Q. Okay. appendicitis you talked about? A. I had a mole removed like when school, I think. Q. A. Any -- any surgery other than the was in high Okay. Your eyesight? What's your eyesight? I wear contacts or glasses. My eyesight's not real bad. I can still pass like on the driver's licensing exam without having glasses but when I was -- when I was in training with Kevin Hurd, he noticed on late nights that I started squinting at 1 3 4 5 6 7 8 9 l0 ll 12 13 14 15 16 17 19 20 21 22 23 24 25 license plates and so, you wear contacts or glasses. Q. Okay. A. Yes. know, You had contacts in MR. ~ALKER: A. would have been last when I was on duty, Let him finish, please. your eyesight? -- on August 30th? Yes, I did. Uncorrected, what is I don't know. Corrected, what is it? Qe think. Q. A. Q. A. Corrected, I assume it's 20/20. When was the last tiJme you had an eye exam? I got some glasses from Pearle and that probably fall. 24 I Fall of ninety -- Fall of -- well, it's '96 now. So fall of '95, I And that came from Pearle Vision located where? Cedar Rapids. Is that at the mall or where is it located at? Yeah, it's in -- I think it's in the big mall on the west side, I think. Before that, I got glasses from Eye Assooiates of Iowa City. They're in Towncrest Medical Plaza and then to prescribe my contacts, too. 1 2 3 4 5 6 7 8 9 10 ll 12 13 14 15 16 17 19 20 21 22 24 25 BY MR. MR. WALKER: Could we go off the record a second? (A discussion was held off the record.) MR. WALKERr We can go back on. (A discussion was held off the record.) DeROOI: 25 ! 2 3 4 5 6 7 $ 9 10 11 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Q. If I understand you correctly -- back to some medical questions here. Are you on any current prescribed medication? A. No, I'm not. Q. How about at the ti~e of the incident, August 30th? A. No, I was not. Q. Were you on any over-the-counter medication, like aspirin? A. No, I hadn't taken any medicine at all. thing I took every day -- or try to take every day is a supplemental vitamin. Q. What kind is that? A. One -- multi-vitamins. One-a-Day or something like that. Q. Okay. How about alcohol? A. No. Q. You have used alcohol or use alcohol? A. Have I used alcohol? Q. Yes. A. Yes. The only 1 Q. 2 A. 3 Q. 4 5 6 7 9 1! 13 14 15 16 17 18 19 20 21 22 23 24 25 27 On August 30th had you been drinking at all? No. When was the last time, prior to August 30, that you consumed any alcohol, beer? A. I -- I don't recall the last time. Probably within a two-week period. I'd had a couple of beers before that. Q. Would you have had those with somebody? A. I don't drink alone. beers in a two-week period, Alone? If I would have had any. it would have been with my girlfriend at dinner, I would guess. Q. Any illegal drug use? Anything that's not prescribed or not sold over-the-counter, is all I'm asking there. ~. WA?.KER: Just a minute. Are we talking about within a 48-hour period of the event? 'MR. DeR00I: Yes. A. No. 1 2 3 4 5 6 7 8 9 l0 ll 13 14 15 17 18 19 20 21 22 23 24 25 BY MR. DeROOI: Q. Jeff, in regards -- back to employment. In regards to employment, have you applied for any positions o~her than the Iowa City Police Department in the last year or two years? A. In the last two years? Q. Prior to that, any other law enforcement applications that you have completed or -- ae I wanted to be a police officer 28 Before I went to the Iowa City Police Department? Right. Yes. And what departments were those with? Well, when I was testing around, out of college, so I tested for 29 3 4 1 9 10 11 12 13 14 15 16 17 18 19 20 21 22 25 Davenport Police Department, Sco=t County, City of Dubuque, State Patrol, Bettendorf Police Department- Those are the ones that I remember going through, at least some of the test process, with. Q. Did you go completely through those test procedures with those departments that you named? A. I made the list at the Bettendorf Police Department when I was a junior in college, so yes, I was on their certified that year. Obviously, on -- I made their list. on the Dubuque test and I list. They didn't hire anybody with Iowa City, you know, I was I didn't score high enough didn't -- I didn't get through all the tests on all the departments. Q. were you ever denied testing with any of the departments you have talked about? A. Denied testing? Q. Yeah. A. NO. Q. You started your August 30th, 1996, is shift at approximately 3:30 on that correct? Yes. And during that time fra~ne, officer Zacharias was with you? A. Yes. Q. The entire shift? SANDRA E. EDWARDS 1 A. 2 3 4 A. 5 Q. 6 A. 7 Q. 9 10 ll 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Qe that night? He drove. The entire shift? I believe so, yes. Yes. Was he driving that night? Was he a passenger 30 If you could, in order of'sequence, describe to me the calls that you recall having that day, type of calls you were on, the type of incidents, the outcome of each call? A. The last incident that I recall very well was a -- a 10-10, a fight involving a knife, out at the Lakeside Apartments. That was the call -- the last call that we had prior to being flagged down by Detective Kelsay. As for calls that happened before that last.knife fight call, I don't have anything that's really jumping to mind specifically. I remember that call well and the one that occurred after that, but before that, I don't recall anything out of the ordinary in police work. Q. Do you remember the first thing you did on that particular day when you started your shift? A. I think the first thing I did was what Zacharias and I usually did and we'd get together and invariably, as a F.T.O., there's lots of paper work 1 2 3 4 5 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 31 that has to be done and I am assuming that's -- almost what we always did was at the start of the shift, I'd try to catch up on my F.T.0. paper work and we'd go out to the squad car. He, as a new officer, needs to set up the squad car, make sure the lights and sirens, radios working and all that kind of stuff and then, you know, check what area that we're assigned and that kind of stuff. Q. You did all that that day as part of your routine? A. I believe so. Q. You don't have any recollection of the type of calls you were on that day? A. If I had, you know, the C.A.D. printout of the calls that I was dispatched to that day, I am sure it would trip my memory on some of the calls. It seems like that it was basic -- a basic Friday and Friday's are traditionally busy and I know we went on lots of calls but the last thing that I remember clearly that, you know, sticks in my mind before the incident is the call that we were on right before that. I mean, I think I remember where we ate that night. I think we ate at Arby's in the mall, but I -- I'm sorry° The last call I really remember was the knife fight call out at Lakeside. 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 32 Q. And describe that to me. A. Well, it was -~ it was put out -- dispatched as a 10-10 involving a knife. Description was two black males, I think, on the north side of building 24 or 27. I can't remember for sure what building. We answered up to back on that. Q. Explain that statement. A. There's a primary unit -- is automatically sent and then back-up units get on the radio and answer up on the radio and advise dispatch that they will be back-up units and also go on that. It's one of those things where the dispatcher, if no one would have answered up to back -- where a dispatcher would get on the radio where he needed a unit to clear, to back the primary car on the 10-10 so I don't know if I answered up to back on the radio or if Darrin did. We answered up to back. We responded code three, lights and and we were the third car to arrive at the sirens, 10-10. Q. A. What happened after that? Officer Paul Batcheller and Officer Steva were already there ahead of us. Q. The primary unit? A. I think the primary unit was Steva, but I I believe, don't know if Batcheliot got there ahead of him 33 1 or at the same time, and those two squad cars were 2 setting there when we pulled up. Batcheller advised 3 on the radio that, from talking to a witness, who I 4 think was that 5 the problem and whoever the person -- possibly had the i 6 knife -- had moved into a-specific apartment. The 7 10-10 was supposedly -- I think -- I think that the 8 10-10 was supposedly on the south side and the person -- 9 people involved had moved to the north side of the 10 building, around the building, and gone into an 11 apartment. Zacharias and I walked up. Batcheller and 12 Steva walked up. Batcheller, Steva knocked on the 13 door. There was -- the door was answered. There were 14 numerous black males inside. Also, a black female. 15 And Officer Steva advised, you know, why we were there 16 and the information we had that they might possibly be 17 armed. I recognized one of the gentlemen there named 18 just 'cause the previous summer I had been 19 on many calls where he'd been involved and he'd been 20 arrested. I recognized some other people as people 21 that we had dealt with fairly regularly as police 22 officers. Officer Steva was standing in the doorway 23 and a black male came down the stairs and Officer 24 Steva saw him and said, "Come down the stairs." The -- 25 the black male then turned and ran up the stairs. 1 2 3 4 5 6 7 8 9 10 ll 12 15 16 17 18 19 20 21 22 23 24 25 34 Officer Steva ran up after him. He ran into a bathroom, I guess, and Steva told me afterward that he had ran up the stairs and started pouring something in the toilet. Steva didn't know if he was, I think, just discarding the weapon or drugs or what, but it ended up being -- the kid was just under age and had a 40-ouncer of beer. So we didn't find the knife. However, that got everybody really upset that Steva had run into the apartment and kind of tackled this guy in the upstairs bathroom so we probably spent the next 15 m4nutes at the call, once it was safe, you know, just explaining why this happened and the information we had at the scene. The black female wanted all of -- all of the males removed from the apartment because they didn't live there and she felt that they were troublemakers and didn't want any you A. trouble at her apartment. and after that we cleared. Who was the female? recall? had So they voluntarily left Who owned the apartment, do I think it was -- one of the other males was another person that dealt with several times before, and knew -- to see him, knew who he was. ! 3 4 5 6 7 9 10 Q. 11 A. 12 14 A. 15 Q. 16 A. 17 18 19 2O 21 22 23 24 25 35 Did you individual up the stairs with Officer Steva? A. Well, I followed Officer Steva upstairs. take part in chasing the male -- black diun't want him to go upstairs by himself and I know what he had. I just saw him running up the I didn' t stairs and I wasn't gonna leave him up there by himself in a dangerous situation so I ran up the stairs after him. What was he saying as he ran up the stairs? He was saying, "Stop. Stop, police. Stop." He grabbed the guy in the bathroom. Were there any weapons drawn at this point? Officer Steva had his weapon drawn. Did you have your weapon drawn? I can't remember if I had my weapon -- I think I had my weapon -- when we originally were approaching the house to make contact, I think I had my weapon drawn but just at my side, and then when we went into the apartment, I can't remember if I had reholstered it at that point or not. I think I had because there was some people in there and then when he went running up the stairs, I saw that Officer Steva had drawn weapon. I didn't see him pointing it at the guy. I got up the his As stairs, he was reholstering his weapon. 36 i He had the guy pushed against a corner in the bathroom 2 and he was reholstering his weapon. 3 Q. $o Officer Steva's attention was to the male 4 individual that he chased up the stairs at that time? 5 A. Yes. 6 Q. And Zacharias was where at this time? 7 A. He was downstairs -- when I was upstairs, is that 8 what you were asking me? 9 Q. Um-hum. 10 A. He was downstairs and I believe Officer 11 Batcheller was do~a~stairs. 12 Q. What were they doing at this time? 13 A. They had put some people -- once Officer Steva 14 ran up the stairs after this person that was, you 15 know, fleeing and disregarding his orders to stop, 16 everything kind of went into an uproar and I think 17 officers Batcheller and Zaoharias had people down on 18 the floor at gun point in the downstairs, and just 19 telling them to keep their hands where they could see 20 21 22 23 24 25 them and that kind of stuff. Q. And what was the purpose of that? A. When -- at that point I assumed that Officer Bateheller and Zacharias possibility of a weapon. you, were concerned about the I think to be honest with that their concern was heightened because, I'm 1 3 4 5 6 7 9 l0 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 37 sure, Officer Batcheller recognized some people that had been -- had problems with the police in the past regarding weapons and that kind of stuff, and they had determined the location of the knife, they were concerned with their safety. and crowded. Everyone was right on top Q. The persons that were ultimately told that property, did they have permission to be on that property~ do you know? until I think It was packed of each other. to leave -A. A~ far ao I know, --- I took their names. I don't remember them. As far as I know, they weren't on the lease and when she asked them -- told them to leave, they did. Q. Um-hum. Okay. left that call -- A. We cleared. Okay. After that -- after you Darrin was driving. I was -- I remember telling him that I was -- that I thought that he had done a good job as far as his code three driving. We have got fairly strict City about driving code three, him that he got there quickly properly. He hadn't cowboyed policies with the and, you know, I told and used the equipment it and gone through 1 2 3 4 5 6 7 8 9 l0 12 13 14 15 17 19 20 21 22 23 24 25 intersections against the red light really fast because I told him that that would do nothing but create problems for him in the future, and I was kind of congratulating him on a good job driving. Q. Did you prepare any reports on just went on? A. I did not. have got a policy that if any -- if that we're supposed to, you know -- do a report and I told Steva and Batcheller that, "You're gonna have to do a report, even though arrest was made." Guns were drawn and stuff. gonna need to be a report. Q. Is your -- you're not their supervisor, am I understanding that? A. That was -- no, I am not their supervisor. report guess I on his the incident you Officer Steva and Batcheller -- we force is used, we're supposed to 38 no There ' s -- I am not their That was just information for them? Yes. Do you know if they prepared a report? I don't know if they did or not. Have you ever had a chance to read prior if, in fact, they prepared a report? -- the A. No. So what happened next? We drove westbound on Highway Six. 39 We were Q. 2 A. 3 headed into the station. We were actually -- I'm sure 4 we were -- it was past 11:30, so we were gonna be 5 going cff duty. We turned northbound on Gilbert 6 Street and as we drove up Gilbert Street, Detective 7 Troy Kelsay waved us down. Q. Did you know at the time he waved you down that 9 was Detective Kelsay? 10 A. Yeah, I -- I mean, we were driving up the street 11 and as soon as I saw, you know, him standing there and 12 waving us'down, I recognized it as Troy. Q. Did he have reason to be there? 14 A. Troy -- well, from talking to him, I gathered 15 that after we pulled in and stopped. 16 Q. Did you know that he was out there some place, 17 patrolling? A. I didn't know Troy specifically was maybe out 19 that night. I know -- I think the night before 20 Detective Brian Krei and Troy had been out. They'd 21 been out, I think, fairly often in unmarked cars and 22 in plain clothes doing surveillance and also watching 23 buildings and stuff, trying to catch the commercial 24 burglars that were hitting Iowa City. 25 Q. You were flagged down by Officer Kelsay. What 1 2 3 4 5 6 7 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 4O did he tell you at A. We pulled in. in plain clothes. that time? Kelsay was standing there. He's He tells me that he's found an open door on a business. He points towards the building and says that there's an open door. He says that he hadn't -- didn't hear anything and that -- looks like there's a light on someplace inside. And I said, "Okay." And got out of the car and Darrin got out of the car, started to walk up towards the building and I remember at some point looking back over my shoulder because Da:rin was jogging back over to the squad car with like a sheepish grin on his face like he'd forgotten something. My impression was he'd forgotten his flashlight, left it in his car door. I don't know for sure. Walked up towards -- close to the building and Kelsay said that he wanted somebody with a vest to go through the door first. And I said, "Okay." And I understood that. He was in plain clothes. He didn't have a bullet-proof vest on. I did° I'm in uniform. Walked up towards the building, and there's a window to the right of the door, and there's a bunch oi -- I don't know what it was -- stuff piled in front of the window, so you can't see directly in but there's a -- there was a small space, if you're looking in, that went down at, I guess, a lower left angle and I looked 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 41 in. I could see there was a light on in the place someplace. I didn't see any movement. I didn't hear anything. Troy walked to the -- I guess it would be the northeast corner of the building. Darrin was someplace hahind me. I don't know where. I walked closer to the door. I looked -- I bent over and I up looked at the door plate, was some scratches on it. they were fresh or old. I guess it would be. There I couldn't determine if There was some scratches on the door plate. The door's open, maybe an inch and a half, two inches. I looked in, and from looking in, I couldn't see anything. I could tell there was a light on in the business. Didn't see anything. Didn't hear anything. There was no movement. There was no sound coming from inside the business that I could determine. I looked over at Troy and he -- I think he nodded at me or made some kind of a face like he was ready to go in. He unholstered his weapon. I unholstered my weapon. I assume Darrin unholstered his weapon. Darrin was someplace behind me. I got up fairly close to the door. Still didn't hear anything. Still didn't see anything. Troy nodded at me that he was ready to go in. He was gonna come in behind me. I had -- I had my -- I am right-handed. I had my service weapon in my right hand. I had my left hand 1 2 3 4 5 6 7 8 9 10 ll 12 13 14 15 16 17 18 19 20 21 22 23 24 25 42 against the door. I said something to Troy like, you know, "I can see there's a light inside." Started to push the door open and as I pushed the door open, there was a figure in front of me, startled me, and I was shocked that there was somebody right behind the door. I wasn't expecting anybody behind the door. There was a flash of movement. I think we startled one another. My gun went off. I never made a conscious decision to even pull the trigger. My gun went off. The figure fell to the ground and -- screamed, fell to the ground. I looked down, and I saw this guy lying on the floor and I saw a phone and I -- I started -- I started to freak out and at some point I dropped my weapon, and I started to scream into the radio, "Get help." I had staz~ed screaming, "City 3, City 3," I think is what I started to say. Troy told me to shut up or told me to knock it off, he'd put in the radio call. Troy got on the requested an ambulance or something. I -- I looking down and seeing my gun on the ground and I screamed at Troy to help him. I said, Help him." And Troy bent down in the was upset and Troy, I think, told Darrin care of me. Take care of me. Take care Darrin kept trying to tell me to calm down radio and remember "Help him. doorway, and I to like take of me. And and I was 1 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 43 screaming and he didn't understand what had happened -- gravity of what had just happened. Didn't understand. MR. WALKER: Why don't you take a minute to calm yourself (A discussion MR. WALKER: your stor~, down? was held off the record.) If they want you to continue you can continue after you compose yourself. MR. DeROOI: We can take a few minutes. MR. WALKER: I am not sure what it will take. (A discussion was held off the record.) A. I remember leaning against -- I guess it was my squad car and I was screaming, you know, "Oh, my God," or, "Oh, shit." I don't know. And Darrin was trying to calm me down and I looked over towards -- there was a building. I guess, if Budget Rental Car's here (indicating) and the shop place is here (indicating) there's -- the back side of the building here (indicating) and I reme~er seeing a man standing there looking at what the commotion was because I was screaming. And then Sergeant Jackson showed up, and Kevin Prestegard showed up in plain clothes in an unmarked car, and Sergeant Jackson put me in Kevin Prestegard's car and then I was sitting there and 44 i upset, and Jackson came back to me and I said -- I 2 said, "How is he?" And he said, "I don't think -- I 3 don't think he made it, Jeff." So I -- I realized the 4 gravity of what had happened, and I was -- they put me 5 in Sergeant Jackson's car and then they took me to the 6 station. Kevin Prestegard was in the back seat of 7 Sergeant Jackson's car and he leaned forward like this 8 (indicating), and holding me, holding me, and then we 9 got to the station and Sergeant Jackson and Prestegard 10 put me in Detective Petersen's office and Jackson left and told Prestegard to stay with me, and I was in that 12 office for a long time, and lots of people came in. 13 They called one of the police chaplins for me to talk 14 to and I don't think I was very nice to him and I 15 just -- telling him he didn't understand. And the 16 chief came in and Captain Harney had come in and 17 Lieutenant Johnson had come in and they were all 18 telling me that, they -- you know, calm down and get 19 it together. And I couldn't. I was upset. And at 20 some point I talked to the priest for a while and I 21 called my parents° I remember I was in the station 22 and I think it was -- I don't know what time it was, 23 but I heard a commotion come from another part of the 24 station and it was -- I heard a woman screaming 25 hysterically and a man -- a man's voice was screaming, 1 2 3 4 "Show me the fucker that fucker that shot my running to -- to -- 45 5 7 8 9 10 11 12 13 14 15 16 BY MR. 17 18 19 20 21 22 23 24 25 shot my son. Show me the son." And I heard officers like there was a confrontation or someone had to be restrained. I heard officers' footsteps running down the hallway and I knew -- I knew it was this guy's parents, and I was just sitting there and -- passing -- and I guess, crying, and then a guy -- they took me downstairs to the squad room, and I talked to one of your guys, a D.C.I. agent, and they called in some crisis guy from Cedar Rapids who talked to my parents, and then I went home and my parents took me back home to Fairfield. My parents' house in Fairfield. MR. DeR00I: Okay. Off the record. (A discussion was held off the record.) DeR00I: Q. When you were initially approached by Officer Kelsay, how was he dressed? A. He was in plain clothes. I don't remember the color of his clothing necessarily. I remember like a light-colored shirt and like slacks and a jacket. Q. Did he indicate to you at that time that he had called it in; had you received a call from radio dispatching you or -- A. He had -- he said that he had requested a back-up 46 i unit at the scene but then saw us driving up the 2 street, waved us down and he had gotten on the radio 3 and told whoever it was to back him up -- the back-up 4 to disregard. 5 Q. So he had called for back-up at some point? 6 A. Yes. 7 Q. ~ow did he do that, do you know? 8 A. ~e has a portable radio. 9 Q. Did he use that to do that? 10 A. I assume he did. 11 Q. was there any call made by yourself or Darrin 12 Zacharias for additional back-up besides your car? 13 A. No, not to my knowledge. I didn't call anybody. 14 I didn't hear Darrin call over the radio, no. 15 Q. Would it be protocol to call another unit with an 16 open door into a business that late at night? 17 A. Three officers on the scene, on a Friday night, 18 no. 19 Q. Did Officer Kelsay have a car? 20 A. ~e had his pickup truck. 21 Q. Where was it parked? 22 A. To the -- I guess north and east, I think, of the 23 business. It's a green Dodge pickup truck. 24 Q. You're basing your approach on the building based 25 on what Officer Kelsay told you he saw? 1 A. 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 ¥eah. Q. Is that correct? And describe to me, as can recall, what exactly he told you and what done prior to your arrival? A. H= ~old me, you know, "We have an open an open door." He -- he mentioned, I think, 47 best you he had -- there's that he and, I think, some of the other detectives had been out looking at businesses, checking on businesses, checking doors, snooping around. And I think he said that he had walked around the rear of the business and not found any other open doors. And that's the best I recall until he said that, you know, he wanted somebody with a vest to go in first. Q. Did he indicate to you whether he had any observations as far as his hearing or looked into windows of the building or made any type of observations in regard to that? A. Yes, he said that -- he said, "There's door." He said, "I listened." He said, "I anything." He said, "I don't see anything." that's all he said. (Mr. White left the room.) an open don't hear I think Q. On your approach to the building did you make determination to see if there was anyone in the any building? 1 2 3 4 5 6 7 8 9 l0 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A. I said -- I walked up and once I got close to building, first thing I did -- there's a window to right -- I looked in the window. I said -- there's in front of the window, but you could the lower left slanted and you could a light on in the business. I couldn't see any movement. stuff piled up kind of see -- kind of see. There's looked through that. didn't hear you know, I 48 the the I anything and then when I got to the door -- I bent over and I looked at the door I oouldn't tell or old. I didn't just barge in the I waited and I -- I listened, you total, I mean, textbook. I didn't just like run through the plate and there was scratches on it. if they were new door. You know, know, like it was listened. And we door or anything at all like that. I listened and looked at the door, and I didn't hear anything. didn't see anything. There was nothing that I could tell that would make me think that there was somebody inside. Q. Okay. Did you hear any compressors running, refrigerators running, would have masked any anything in the interior of the building? A. I don't specifically recall noises like that. There was, you know -- I'm sure there was traific air conditioners running that sign or signal or voices or 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 49 noise from Gilbert Street. You know, the sounds of the city around you but I don't have it -- anything in my memory that I'remember thinking to myself: That is a compressor running inside, or anything like that. Q. was t~are -- your squad car when you pulled up, you were pulled up silent -- what I would call silent; didn't have your red lights going or flashing or -- A. No. Of course not. Q. Darrin Zacharias stopped the car. Did he stop all the lights on the car? Was the car basically sitting there dark at the time that you -- A. I think the car was sitting there, dark. Q. Did you make any verbalization at the time you went in the building? A. No. Q. Was there a reason for that? A. No. Q. Was there a reason you didn't verbalize? A. Our standard operating procedure on open doors is for our personal safety and stuff we don't -- if there is a bad guy and stuff, we don't announce that the police are here and we are coming in, and the reason we don't do that is because we don't want to give them the opportunity to -- the opportunity to, I guess, have a tactical upper hand on us and -- 1 2 3 4 5 6 7 8 9 10 11 12 14 15 16 17 18 19 20 21 22 23 24 25 QG that, A. (Mr. White returned.) Okay. -- hurt us ~f they know we're coming in. Is that a written policy? I don't know. You just said it was your Jeff, if you could? I policy; you'd call it don't know if there -- if it's written policy. 50 I don't believe it's written policy on every open door that we go to, when we're after -- we initially go in, we don't -- we don't stand outside the door and announce "Police officers" and then walk in. I guess the reasoning behind it is we want to determine what's going on inside, if we can, you know, before we make our presence known, for our safety. Q. Did you see any other vehicles parked around the building when you pulled up? I think, in the Budget Rental Car I remember seeing Detective Kelsay's truck. I like parked next to the A. There was cars, lot. don't remember seeing any car parked? east of the That would be what I would refer to as behind the building or anything like that. Q. Where was Detective Kelsay's truck A. I think it was to the north and building and -- Q. SANDRA £ ED~'ARDS 51 1 2 3 4 5 6 7 8 9 10 12 13 14 building if you were looking at the building? A. Q. A. front of the I guess, yeah. Behind and to the right or to the left? If you're lo~k%ng at the building from the street. Q. A. From Gilbert? I guess it would be -- if you're looking at the building here (indicating) and there's -- this is the Shaw building (indicating), behind, somewhere over here Q. Okay. I guess his truck was back (indicating), I think. I guess northeast of the Shaw building, I guess. ae 15 16 Q. Was it running at all? 17 A. I don't know. I don't think so. 18 Q. You said you could ~ee there were lights on in 19 the building. Describe the intensity of those lights 20 for me. 21 A. It looked like a fluorescent-type of light. Like 22 a -- a hanging shop light. 23 Q. Was it what you would refer ~o as bright light? 24 A. I would refer to it -- I could tell there was a 25 light on inside the building, you know, and with the ! 2 3 4 5 7 8 9 10 ll 12 14 15 17 19 20 21 22 23 24 25 door, I could see that there was -- there was light, I could see there was a light on inside. I mean, from looking you know. mean, it wasn't blinding to me, in the window and -- Q. would it be similar as walking Wal-Mart store from darkness? A. I guess. into a K-Mart or 52 I Q. Was there an outside light at all? Was there exterior lighting on the outside of the building? A. I think there's like a street kind of light at Budget Rental Car, I think. There's on -- or a street -- there was some street light around. It wasn't pitch blauk. When you first observed the door, how far approximately, to the best of Okay. it open in inches, recollection? Approximately an inch ~nd a half, two inches An inch and a half, I guess. someone were standing in front of the door at was your A. maybe Q. that point, would you be able to see if they were there or not? A. You mean standing in front of the door like directly in front of the doorway? Q. The door's cracked and you can see light it. through Could you silhouette someone from the outside if 53 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 they were -- A. If they were looking out at me? Yes. A. I would think they would be able to see me, yes. Q. However, did you push the door open just prior to the shot going off? How far was that door open? A. My impression was that the door was open two and a half feet (indicating), two feet. Shoulder-width. Q. Do you remember what kind of sight picture that gave you of the -- of Eric Shaw standing there? A. All I remember is, you know, pushing the door open and being startled that there was a person just directly in front of me. I just had not expected someone to be right on top of me, just right there behind the door, standing there, Q. A. and there was just a -- this just like a yard from me. Three feet? Approximately three feet. person Q. When you saw him, did he do? A. I -- I remember a even know if it was -- don't know for sure. movement. I think I happened, and I just what were his actions? What blur of movement and I don't I think it was his hands but I I remember seeing just a blur of startled him, I think is what remen~ber a blur of movement, an 1 upward blur of movement. Just a (indicating), like 2 that. 3 Q. And about when you saw him, did you have full 4 visual -- did you have full view of his front or was 5 it a portion of him? 6 A. My impression was that I had -- that I 7 door and there's this person s~anding there. 8 can't say for sure if I had -- if I could 9 know -- I don't remember seeing all parts 10 but I -- you know, I don't know. ll Q. 12 that 13 burglarized, to go in with your weapons drawn? 14 A. Always. 15 Q. Why is that? 16 A. That's so -- that's what we were taught at the 17 academy. That's what we do with the police 18 department. If a building is being burglarized, 19 a felony-in-progress call. That's how they look on 20 it. It's a -- it's a very dangerous situation, an 21 officer to be searching a building that's being 22 burglarized, and we're taught to go in guns drawn. 23 24 25 54 opened the I -- I see, you of his body Is it standard procedure for you on a building is on -- that you believe, in your mind, is being it's Q. Why is that, though? A® For our -- so -- for our safety, to protect us. You indicated earlier that you recall coming away 1 2 3 A. 4 Q. 5 6 7 8 9 10 11 Q. 12 A. 13 14 15 16 17 18 19 20 21 22 23 A. 24 Q. 25 A. from the building and seeing someone standing -- appearing to observe what was going on? Yeah. Explain that to me again. remember right then. A. I just remember -- I think I was the squad car and saying, "Oh, my God. Q. This would have been how long after the actual shoot took place? A. Maybe a couple minutes. 55 Explain to me what you leaning against Oh, my God." Okay. I was saying, "Oh, my God," or something like that. Darrin was trying to calm me down and I just remember looking over and seeing a guy standing there. I think there was like an antique shop or building or -- with apartments or something. He was standing by that -- I think between that -- like the Budget Rental and he was just looking at me and looking at -- Sergeant Jackson had already showed up at this point, I think. Q. So were there other units on the scene at this point? Yes. With flashing lights? Yes. 56 2 3 4 5 6 Q. There was plenty of attention at that point? A. Yes. Q. Do you recall seeing anybody else around the building before you went up to it? Was there any other movement that you saw? Maybe other than traffic on Gilbert? 7 $ 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A. No. Q. ~ad you prior occasions? A. I don't ever Q. Okay. ever been to this business before on Ever had calls at this business? remember being there on anything. Do you ever remember driving by there and seeing a light on ever? A. I don't rem-mher that. Q. Okay. Were you wearing gloves that night? A. I think I had worn gloves at the fight call out at Lakeside. I don't remember if I was wearing gloves -- if I still had them on -- or lots of times I'd, you know, wear them and I would stick them back in my duty belt. I don't reme~%ber if I had them on or not at the shop business. Q. What's the purpose of that? A. Of the gloves? Just to protect my hands cuts, kind of stuff. Q. It's a safety thing? A. Yes, lots of us officers wear gloves. irom SANDRA £ EDWARD,~ 1 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Q. 0kay~ When you fired your weapon, Jeff, times do you recall firing the weapon? A. The night of the -- Q. Shooting? A. I just remember being shocked that my gun gone off, and one shot. Q. What did you do at that point What did you do with the weapon? 57 how many had after you shot? A. At some point after the shot and I -- and I -- you know, I saw Mr. Shaw on the floor, at some point dropped my weapon and I think I dropped my weapon and tried to yell into the radio. Q. Did you de-cock it, do you remember? A. I don't know. I don't think so. Q. Would your training dictate that you'd de-cock after one shot? A. Would my training indicate? Q. Um-hum. A. At the range when we fire sometimes, they will say, "Fire, you know, three rounds," and once you're done firing, they will say, "De-cock down and up," and you would de-cock and flip the safety back off again -- it's a -- first shot double-action shot, correct? Any subsequent shot but -- Q. Your weapon is designed is a ~,ANORA E EDWARD~: 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 after that is a single-action mechanism, which is gonna require what -- less pull from the weapon -- Right. -- than with the first round? That's right. You don't recall after you fired the one round that you indicated you fired, whether you de-cocked prior to dropping the weapon or not? A. I don't believe I did. Q. What happened to the weapon scene, stepped back? A. I don't know. I assumed somebody picked it up. I -- some -- if one of the responding officers picked it up after I dropped it, I don't know. Has anybody said anything to you about that at all? A. Q. A. that, 58 after you cleared the About what? What happened to the weapon? About the weapon itself? (Indicating.) I -- you know, it's on the paper you know, the chief wanted you guys to check it and make sure it was functioning properly but -- Q. Okay. A. That -- at the station they took -- at the -- once I was in Deb's office at some point they came in and took my gunbelt and my radio. 59 threat at 1 Q. What do you have on your gun belt? Let's talk 2 about equipment a little bit, at your disposal. 3 A. I got -- there's a gun, magazine holder, two 4 handcuff cases, latex glove holder and a radio on the 5 left side. I used to wear a Gerber pliers-tool thing 6 on it but I didn't have enough room so I took that off 7 and threw that in my briefcase. Oh, I wear a baton, 8 too. 9 Q. Okay. Have you prepared any police report 10 regarding this incident for your department? 11 A. I have not. 12 Q. Is there a reason for that? 13 A. They haven't asked me. They sent me home that 14 night and since then they haven't asked me to prepare 15 a report. 16 Q. Is it standard procedure, as you stated earlier, 17 to fill out a report any time there's force utilized? 18 A. Yes. 19 Q. The call that you had, that you backed up, on the 20 fight with knives just prior to this, you perceived a 21 threat, you'd indicated that you had your weapon out 22 on approach; perceived a threat on that? 23 A. 25 Yeah, we -- You also perceived a threat or did you perceive a 1132 South Gilbert where the shooting of 1 2 3 4 5 6 7 8 9 10 ll 12 14 15 16 17 18 19 20 21 22 23 24 25 60 Eric Shaw took place? Was there a threat, in your mind, at both those places? A. There was a threat in my mind as far as the possibility that there was a burglary in progress, and, you know, the danger of going into a building that was being burglarized, being the first one in. As far as that goes, yeah, there was a threat. Q. was there any difference in those two threats? A. Well, the threat at Lakeside call -- was a person armed with a knife and the threat at Gilbert Street was possible burglary in progress. Q. The call at Lakeside, did officers immediately go in that building? A. Officers were on the south side of the building, I think, and then they had talked to this Lakeside security guy and then said on the radio that the problem had just walked to the north side of the building at this apartment number. I don't remember the apartment n,,mher. And then I saw Officers Batcheller and Steva walking around -- I guess it would be the east side of the building, towards the apartment that they had gone into. And Officer Batcheller unholstered his weapon and listened at the window and you could hear lots of voices inside, and then they made contact. 1 2 3 4 5 6 7 8 9 10 11 13 14 15 16 17 18 19 20 21 22 23 24 25 61 Q. Okay. You weren't involved in the initial contact on that? A. Well, they walked up to the door and made contact when -- and we walked up right behind them. I mean, it was like they walked up and as they were walking up to the door, we were walking towards the apartment, you know, 15 feet behind them and walked up and they were making contact ~nd the door was open as Darrin and I walked up. (A discussion was held off the record.) MR. W~ITE: I would like to ask you a few -- I'd like to -- in three categories. One, is I want to go back to the actual incident for a couple clarifioations and then I have some policy clarification. Just a couple clean-up points. You used the word "flash" as part of what you observed and I'd just like to ask what that has reference to. Does that mean something in addition to the blur of movement that you saw? THE WITNESS: I -- I just remember a -- if you're saying -- asking me if I saw a specific object, I did not. I just saw a blur of movement and, you know, there was -- I -- I think I mean like, you know, the 1 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 62 flash of movement. I don't know if he had something in his hand or not. There was just a blur of movement and -- MR. WHITE: But still clearly recognizable to you as a person? THE WITNESS: As -- yes. MR. WHITE: Do you have any recollection -- you have described him as standing. Do you have any recollection of the relationship to the movement that you saw and your recollection that he was standing? THE WITNESS= My impression was that he was standing but -- but I don't remember like seeing anything from, you know,~bis waist on down. My impression was that he was standing but I don't know for sure if he was .or not. I just remember just a -- a startled -- I startled him and he startled me and I just saw like this flash of movement. My gun went off. I think I just got scared and flinched. I never made a conscious decision that said: This is a threat, I need to deal with this threat by pulling a trigger, or anything like that. just -- I flinched. 1 2 3 4 5 6 7 8 9 10 ll 12 13 14 15 16 17 18 19 20 21 22 23 24 25 MR. WHITE: Do yOU have any recollection his relative height at that point by 63 comparison to yourself? Was his head level with yours, below yours, higher than yours? THE WITNESS: I don't remember for sure exactly how I was standing or -- I don't think I was standing,'you know, straight -- straight up but I don't think I was crouched way down. My impression was that we were basically similar. I mean, not -- I don't remember looking down on him but I don't remember looking up at him. I just remember the relationship as being similar to me. mean, I don't remember -- yeah, looking down on him like he was shorter or I didn't look up to him like he was taller than I was. He was right there. M~. W~ITE: And, again, you have talked about a blur of movement and your recollection and observation didn't include any perception that he had a weapon, you just saw movement? THE WITNESS: No, he just startled me. I didn't think that he had a gun, oh, my God or anything. It was like, oh, my God, like I said, considerably 3 4 5 6 7 8 9 10 11 12 14 15 16 17 18 19 2O 21 22 23 24 25 there's a person in front of me, startled me. MR. WHITE: And I take it you're and it 64 satisfied -- you don't know anything about the testing of the weapon, nor do we at this point, but in your mind you're satisfied that the gun didn't accidentally discharge; that it discharged from your function? T~E WITNESS: I believe it discharged because I flinched. F~R. WHITE: Can you elaborate at all on what you saw within the instant after your gun discharged? Was Mr. Shaw immediately fully on the ground or did he drop to his knees or do you have any recollection? THE WITNESS: My impression was after I realized a shot had been fired, I heard Mr. Shaw scream and he -- he fel~ to the ground. I don't remember if he fell. I don't remember how he fell. I just remember, you know, there was a movement of him going remember looking down and seeing phone on sight of the him lying there and looking at a the ground next to him. MR. WHITE: That was your first 1 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 phone? THE WITNESS: phone. MR. WHITE: him, was it 65 That was my first sight of the The scream that you heard from just a sound or was it a word or can you recall? THE WITNESS: It was like a -- it was a scream of -- of fear and he didn't say a word or anything. He just went, you know, like, "Ahhh," and fell to the ground. MR. WHITE: And that sound ¢a~e as a result of being shot rather than preceding it? THE WITNESS: I think so. MR. WHITE: And was that the only sound that you ever heard from him-- or from inside? THE WITNESS: That's the only sound I ever heard from him, was a scream. MR. WHITE: As you were backing away, you described yourself telling Officer Zacharias that he didn't understand. You indicated that you used that statement more than once. Can you elaborate a bit on what it was that he wasn't understanding and do you recall any more of your conversation with him? THE WITNESS: He was trying to tell me to 1 2 3 4 5 6 7 8 9 10 11 12 14 15 16 17 18 19 20 21 22 23 24 25 66 calm down, know, was, and I kept saying to him, you he didn't understand. What I meant I just shot somebody, and he didn't understand that, happened. And I understand. You the gravity of what had just said, "You don't don't understand." He is like, "Jeff, calm down. Jeff, calm down," and I think I said to him -- I said, "There was a phone. There was a phone." You know, "I saw a phone." And I was -- and that's what I meant. You know, it's like I had shot a human being. MR. WHITE: I assume from what you had to say, too, it's fair to conclude that you recognized immediately that that person shouldn't have been shot -- THE WITNESS: Yes. MR. WHITE: -- or that he didn't need to be shot? THE WITNESS: Yes. MR. WHITE: Can you articulate any more about why that was your immediate perception as opposed to the an armed burglar? THE WITNESS: possibility that this was I never made the conscious 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 decision to fire my weapon. never -- I never trigger and so I You know, intentionally pulled knew right away, you 67 I the know, I hadn't even perceived -- I was startled. I hadn't perceived, you know, and then I guess, you know, in my mind looking down at him and seeing a phone near his body just brought into total understanding that an innocent person had just been shot badly by me, and there was no two ways around it. There was a phone next to hi/n, you know, and I just -- I felt awful and, you know, later 'at the station other officers were trying to tell me that, "Well, you know, you perceived a threat," or something, and I am like, you know, that's bullshit. I feel like Barney Fife. I flinched. You know, there was no decision on my part to protect myself. I to a couple of trying to the context in night. Both you just flinched. MR. MITE: I'd like to turn policy questions. I am just understand a little more of which you were working that and Kelsay had just been designated to become detectives? 1 2 3 4 5 6 7 8 9 10 1! 12 13 14 15 16 17 18 19 20 21 22 23 24 25 68 THE WITNESS: Yeah. MR. WHITE: Had he already begun that duty? THE WITNESS: Yeah. MR. W~ITE: And you were to do it like the next day? THE WITNESS: Monday, I was supposed to be made a detective. MR. WHITE: When he flagged you over and you got out of your vehicle, what is the relationship that you and he had at that particular scene? ~tre you equals or is he in charge of the scene? THE WITNESS: Well, he's a lot more senior officer than I am. He's been on longer than I have. He is also a detective. As far as -- .he's not my supervisor in the sense of like a sergeant where he can like discipline me or something but at the same time it's a fairly recognized relationship that the detective has more prestige or rank or whatever than a uniform patrolman. MR. WHITE: If I characterized your role there as providing assistance to him, would you agree with that? THE WITNESS: Yes. 1 2 3 4 5 6 7 8 9 10 ll 12 13 14 15 16 17 18 19 20 21 22 23 24 25 MR. WHITE: One of the things that I fully understand yet, is the characterization of this as a felony progress and that has to do with the question of how the department responds open doors, which I know is a bit of an 69 don' t in overall to oversimplification, us whether there are any differences .door scenarios? Would you, pursuant but can you explain to in open to departmental policy, with your weapon out? THE WITNESS~ If -- if enter every open door the information we have at the it is we' 11 scene leads us to believe that a possible burglary in progress yes, go in with our weapons out. If we find an open door on a residence -- lots of times what happens is people will call, you know -~ we'll get a call that there is an open door someplace or there's a -- you know, something fishy going on, they want the police to check it out, and then we'll go -- I remember going on another open door over off of Sunset Street -- there's a residence, and it was midnight or one o'clock in the morning, and there was a door 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 70 standing open and a garage door open and we -entered the house with guns drawn. MR. WHITE: Excuse me. In situations similar to that, does it -- does the policy sometimes -- is it affected by what the perception is of what may be in progress? Does it matter whether the perception is that there is a sex abuse in progress versus a robbery versus a burglary versus a trespass? THE WITNESS: Is the City policy affected by -- MR. %~HITH: Ye&h, your -- the departmental guidance which you have stated to draw a weapon, no~ announce and enter, does that policy var~ at all based on what you think the event may be? THE WITNESS: I -- I think the -- the policy is fairly, I believe, wide-open and it's an officer's perception thing. If an ofiicer perceives a specific event to be occurring, if -- if it's a -- if it's a criminal trespass kind of situation, I guess I don't -- I guess I don't understand exactly what you're asking. MR. WHITE: What I am -- I am looking for 1 2 3 4 ~5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 71 whether there are any shades of policy in terms of its direction to you to draw your weapon when you're entering a situation? THE WITNESS: I don't think there's any written policy that says one way or the other that entering a situation, you will or will not draw your weapon. I don't think there is any policy like that. It's based on an officer's perception what's occurring. I think flexible. MR. WHITE: of danger and of it's fairly The use-of-force report that is required of you, is use of force in that context defined? THE WITNESS: Defined as -- MR. WHITE: Well -- THE WITNESS: What levels or -- MR. WHITE: No, factually? What -- there's a definition of what it is that triggers the requirement that you prepare a use-of-force report -- does it matter whether you have to physically restrain an individual to cuff them? THE WITNESS: WHITE: Yes. Does it -- C;ANDRA £ EDWARDS ! 2 3 4 5 6 7 8 9 l0 11 12 14 15 16 17 18 19 20 21 22 23 24 25 72 THE WITNESS: Basically, they came out with a memo a while back that said that -- in a narrative at someplace in a report, any time you use force, even if it's like, say, a -- a shoplifting kind of thing, where you just handcuff somebody and transport them to the jail, it has to be in the narrative that they are handcuffed and transported, without incident, even if there was no fighting or anything. But basically any time that we deprive a person of their liberty or anything, any kind of force, we're supposed to write it down, you know, what happened. MR. WHITE: To your knewledge, is anything done with those reports other than they just go into the case file? Is there any separate routing of use-of-force reports to your command staff? THE WITNESS: Everything's computerized over there so they can, you know, like pull up the information that they want. But to my knowledge, I don't -- in the policy manual it says that all use-of-force things -- I think it says go through the captain of field operations, which would be Captain 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 73 Harney. I think it says that, but to my knowledge, every time, you know, we handcuff or transport somebody, I don't think it says that report -- I don't think it goes across his desk. I don't know. MR. WHITE: Is drawing your weapon a use of force that you believe you would be required to do that sort of report on? THE WITNESS: I think if you drew your weapon and interacted with a citizen, yeah, you'd need to do a report on that. MR. WHITE: Whether there was a charge or not? THE WITNESS: The common logic was that it was -- it's safe to do a report. It's also safe to cover yourself and do a report. I think the idea behind it was in case there's a complaint in a future time or something like that. MR. WHITE: Would you be able to estimate the frequency with which you had drawn your weapon during your time with Iowa City P.D.? THE WITNESS: Iowa City is -- you know, it's not Chicago or L.A. but since I have been here we have increased the amount of -- 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 74 unfortunately, how many times we draw our weapons and it's been on the uprise and it has to do with the kind of calls we're doing; be it, you know, stopping a stolen car or responding to a fight where the people are armed or people pulling weapons on us and stuff, as my estimation drawn my weapon, it's gone up a lot. As far of how many times I have I can't give an accurate guess but I draw my weapon a lot of times since I have been on the Iowa City Police Department. All of us have. MR. WHITE: And can you make your best effort to put some numerical context with it? Once a week? Once a month? Two or three times a year? THE WITNESS: Definitely more than two or three times a year. MR. WALKER: Just a second. You don't want him to guess, do you? MR. WHITE: No, I don't. MR. WALKER: So long as you're not guessing, it's okay to estimate. THE WITNESS: Definitely more than two or three times a year. You know, any time we 1 2 3 4 3 6 7 8 9 10 ll 12 13 14 15 16 17 18 19 20 21 22 23 24 25 75 do a search warrant and then have to force entry into a house, you know, our guns are drawn. Clearing a building on a burglary call, our guns are drawn. Involved with dealing with people that have weapons, our guns are drawn until the situation is made safe, you know. Just -- we don't wave them around. You know, we're not cowboys out there. I would estimate I probably have drawn my gun in the last year -- that's what you're asking me? MR. WHITE~ That's fine. THE WITNESS: Twenty times. Maybe more. MR. WHITE: If someone were wanting to try to document that as precisely as possible, is there a way to do it? Would you or Bruce or Ron be able somehow to go into the departmental records and document that? THE WITNESS: ~robably not. The reason I say that is if we make -- you know, like, say, for instance, when you're clearing a building on a search warrant, you serve a search warrant on the house, your guns are drawn. There's no one home. It's probably not gonna be documented. Gonna be: A 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 'search warrant was served on the one was seized. 76 house, no found inside and these items were Or if officers who were responding to a burglary call like an open door and they clear the building but they don't find a burglary and they don't find the suspect, it's not gonna be logged on anything that at some point their weapon was out. On -- on things where there's gonna be charges, that's gonna be in there, you know, like if -- dealing with -- I remember, you know, like Platz and Ca~npbell dealt with a domestic where the son -- the grown son was mentally not well, c~e forward -- towards. them with a pocketknife in his hands and refused repeated orders for them to drop the knife and eventually he did. I know that will be there. But sometimes where we didn't have any contact with people and our weapons are drawn or it's probably not gonna be documented if -- MR. WHITE: But you think it would be ii the weapon were drawn in the presence of someone? THE WITNESS: I would -- I would think so, ! 2 3 4 5 6 7 8 9 10 12 13 14 15 16 17 18 19 20 21 22 23 24 25 77 yes. MR. WHITE: Do I understand that at the squad meeting this particular day -- and you can respond generally if you need to as well -- that you're not briefed about the fact that Kelsay and Prestegard are out in plain clothes? Would they not say, "You need to know tonight Kelsay is in south Iowa City in plain clothes"? THE WITNESS: I know they try to do that because, obviously, there's a safety issue there. I had known over the past couple days that detectives had been out in plain clothes and unmarked cars looking for burglars, but I can't recall specifically on that squad meeting they had said so-and-so's out tonight or not. I remember the night before, I think, Brian Krei and Troy Kelsay they said that those two would be out after dark looking for burglars but I don't remember if they did or didn't. go to my -- a couple here. One that Bruce I think he leit the MR. W~ITE: I want to of clean-up questions interrupted, I think. framework in which he will permit you to 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 1S 19 20 21 22 23 24 25 78 respond here. And that would be: Have you, within three years before August 30th of 1996, other than in your capacity as an officer in possession of the evidence, possessed any controlled substance? THE WITNESS: Never. M~. WHITE: Have -- how about since August 30th of 19967 THE WITNESS: Never. M~. WHITE: When you were talking about firing on the range and the one experience you had with the gun jaauning, you responded that they assumed that it was an ammunition problem rather than a weapon, and I'd like you to tell us who "they" is. THE WITNESS: They would be Ed Schultz, Steve Duffy, Ralph Cox. They're the firearms instructors at the police department. M~. WHITE: That's all'I have other than to ask you -- and you should consult with Bruce and Steve -- whether there's anything we haven't asked you about or haven't talked about that you'd like us to know about this? MR. WALKER: Before you say anything, we'll 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 BY MR. 79 see if Special Agent DeRooi has any more questions and then we can discuss that, decide whether you want to make any further statements before we close the record. MR. DeROOI: I just have one additional question which probably will lead to a couple of other questions. DeR00I: Q. When you trained with your 40-caliber, your Beretta, did you ever train in the single-action mode? Are you capable of pulling that hamumer back and then firing the weapon? Did you ever train in that method? A. ~o. Q. You always trained, the first round out of the gun was a -- A. Double action. Q. That night did you pull your weapon and have it in the single-action mode with the hammer back as you entered -- A. Never. If we did that on the range, we'd get jumped big time. MR. WALKER: Excuse me, Jeff. The question was: The evening of the event involving Shaw -- he wanted to know if you were in single-action mode as the you entered the door? 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2O 21 22 23 24 25 A. door. Q. A. 80 I did not cock my hammer before I entered the You went in, Yes. in the double-action mode? MR. DeR00I: I have nothing further. MR. WALKER: If we could take a few minutes to see if there is anything he has to say, I think we can close the record. (A discussion was held off the record.) (The witness, Mr. Walker and ~lr. Regenweuher briefly left the room and returned.) MR. WALKER: We can close the record. He has nothing further to say on the record -today. (The statement concluded at 11:50 a.m.) 81 1 2 3 4 IN RE: THE MATTER OF ) JEFFREY GILLASPIE ) CERTIFICATE OF COURT REPORTER 5 6 7 8 9 10 1! 12 13 14 15 16 17 18 19 20 21 22 23 I, Sandra E. Edwards, Certified Shorthand Reporter, hereby state that there appeared before me JEFFREY GILLASPIE, who was first duly sworn to testify to the truth, the whole truth, and nothing but the truth, and who was examined orally on behalf of th~ State of Iowa by Messrs DeRool and White; that I reported in machine shorthah4, correctly, the testimony of said witness and have set out in transcript form said testimony as contained in pages one through 80; said transcript being a full, true, and correct transcript of said'testimony, objections, if any made thereto, and all proceedings had on said statement. That the transcript of said statement was not submitted to, read, or signed by the respective witness. I further state that I am not employed by, related to, or attorney for any party to said action and I am not financially interested in the outcome of said action. IN WITNESS WHEREOF, I have hereunto set my hand this /~ day of September, 1996. SANDRA E. EDWARDS CERTIFIED SHORTHAND REPORTER 25 J, PiUt~k Whit~ Office of the Johnson County Attorney DATE: FAX COVER SHEET · TO: FAX NUMBER: 35;/° FROM: Nurnimr of pagu ~nr. Juding ~i~ one): ~.~ 93565449 P. 82 C~FFICE OF THE ~OWA STATE I~DICAt. EXAMINER ~ ' ~" ~ 'REPORT OF I~ES~GA~O~ BY MEDICAL ~MINER '-- DEC~ ~ ~ ~e~ ~ ~ ~ INF~N ~ DEC~ ~D ~l ~ ~ ~DY ' ~~ ~ ~C~E .,~ ~ ~ ~ . ~T ~~.~ ~ ~J~ ~ ~ .- . . .... , 813~ ~ . i~~, ~ ~ ~i~,~ ' ~N~ OF ~ ONATURAL ~IHO.M=ICIDE ,.[-[ACCIDENT r"IS01CID!~ ..[-tUNKNOWN [-IPENDING · .~) - ~e~iM'~ ~c=~. ]~c[p,e~ z ~x~ __.., . / & A.E~)RI~SS: NARRATIV~ Sm~a, RY OF ~R(I~IM~ ~IJRROU'ND~G DF. ATH (Add sheet ~H$~ U, OUNTV ATTORNEY To"rPL. P.~ AFT ."-RNOON WATCfl 1500-2300 Date: August 30, 1996 SGT.: Sgt. Linn ~93 Car~ 54 DIST Pin# Officer Car~ I E 28 Gass 828 ' , I L 50 Steva 51 2 E 40 Campbell 57 2 L 3 GlUaspie 49 2 L 12 Zacharlas 49R 3 E 38 Gist 36 I L 49 Nixon 849 4 L 37 McMartin 46- D~t.~'~'& 7wz.~ ~ (- ~ 2 E 32 PLatz 44 R L 20 Bateheller 52 DAY OFF: Dreckman Hart Humrichouse Hewlett Widmer STOLEN V~HICLES: 8-3 8-23 8-21 8-20 Droll Linn (working for Lord) 90 Black Geo Storm, ~ Red 85 Toyota Corolla, WtXFZ4~ from Muscatine Co. Silver 88 Olds Delta 88, ~, from 445 Westwinds Red Honda Moped-UJ9793 Oper w/o Owners Consent-Red 93 Merc Topaz-OGM717 EXT~ PATROL: 7-22 7-17 8-2 ' 8-2 OFFICER 8-13 8-26 721 Willow-Ongoing Van~ Grantwoocl School-Ongoing vandelilm, Hoover School-Vandalism Shimek. $chool-Juvent/e Beer Part/as SAFETY: Known to go armed-', possibly driving 4dr blue Chevy Lum/na (ICPD holds warrant for fa!_~e imprisonment, no bond) · has made threats against any officer that may in futtLre ticket his car there-Silver Ply Voyager, 8-26 -threats against U 6f I RADAR LOCATIONS: 8-1 1500-2100 Rochester 300-1100 N. Dubuque 200-1000 W. ~ntcn R EC KLESS DRIVER/SPEED--'-R ,2 ~: l~ LA2NTS: 8-2 Court at Upland 8-3 2300 Block Hollywood 8-23 Westrainster between Couxt & Washington IOWA CITY POLICE DEPARTMENT FAX TI~,NSMITTAL COVER ~BHEET FROM: IOWA CITY POLICE DEPART~ENT 410 East Washington Street Iowa City, Iowa 529-40 319-356-5275 Fax: $19-356-5449 Person: Phone #: TOTAL NUMBER OF PAGES INCLUDING THIS COVER SHEET: (~. REMARKS: IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT REPORTING OFFICER: Lt. M.C. ,lohoson CASE NUMBER: 96-607479 '- INCIDENT NUMBER: 96047129 DATE: September 14, 1996 buri~ the initial hours after the above numlm'ed incident was reponed~ the DCI had r~rieved a tape recording of the phone and radio trn~c surrounding this call. I had been r~uested by S/A DeR~oi to obtain a tr~tion of the tape through the City of Iowa City's documem service divi~on. ~n ~"d~g over the tcaz=c~on I observed ~ corr~lath~ time ofmessase was abse~ fzom each mes~§e 1~_ n-cribed, I also observed tba~ in the proces~ ofr~,ord~ the releva=t phone call and radio trnl~i¢ to Lhe incide~, ~t ~Jviry on s~ou~ phone and radio se~s ~ not ~ recorded. speaklag wi~ S/A De Rooi of the DCI, I learned ttmt he vnur~:l times printed nex~ each spoken n~_~=e pluase. He also was i~ as was SAC Beuts~ in retrieving Based on this l~ques~ I '~ed a r=trJevai oftha~ traffic and u~mscribed voice message to k~t ~ accompanying ~-- ofd~y next ~o each me_~e. I isolated each of the channels or phone se~ on the Dictaphone Prolog and u~d ~he time 23:30:00 on 8-30-96 as a time aad 01:30:00 on 8-31-96 as an e~l l~me. Tbe~ i~ some trat~ noted ttmt ~ outside thee parameters. This tr~t=r~ was included becm~e I Had personal knowledge tha~' either a radio call or phone call had been placed and made a search specie to ¢tuumel or phone se~ and time of day for th~ sI0~'~ ~. W'r~h this ~me bracket in plac, e I origin of the traff~,( i.e. PD*I, 911 from d~k, 911 su~r, tominc police se~ etc). I also included tho na~ of ~he s~ wbea I could identify them. I ~sembled the transcription I~sed on the ~1oca~on f~om when= it was retrieved. We~ th~ ~o be assembled by ~e of day there would be sore= overlap oftraff~ but a complete a=cou~ting oft='aflic r=l~ted ~o this incident on ~ channels would be in place. End. ~ 23:42:53 Loft: 23:42:54 Kelsay: 23:42:56 Loft: 23:42:57 Kslsay: 23:43:03 Lori: 23:43:05 Kelsay: 23:43:10 Loft: 23:43:12 Kelsay: 23:43:16 Lori: 23:43:17 Kelsay: 23:43:17 Lori: 23:43:19 Kelsay: 23:43:21 Loft: 23:43:22 Kelsay: 23:43:22 Lori: 23:43:22 Kelsay: 23:43:23 Lori: Iowa City Pollco Uhhh, this is Troy, who is this? This is Lori. Lori, could you MDT a car down to Ahrens Concrete on S. Gilbert, please, I've got an open door. Ahrens Concrete? And would you send one to Wyse, too, that I've got an open door over here. I don't want to go in, in plain clothes. No. No, the address is, I don't know, 1108 maybe, something like that. Okay. S. Gilbert. We'll get them down there. Thank you. 1130 it looks like. 11307 Yep. AIIr~ght. Bye. Bye. 1040 Burlington, was that correct? - (Happsi- unrelated call) That's correct, I'll send them to you. 23:43:59 23:44:05 Kelsay: 23:44:48 Keleay: 10-22. 2 and 12, 3 and 12 are with me. 10-4. City, 43, I need a 10-52 down here, dght now, 10-52 dght now. I'm also going to need a supervisor down here. 23:44:55 J.Thomas: 23:45:06 Jackson: 23:45:09 Jason: 23:45:20 Kelsay: 23:45:22 Jason: 23:45:26 Kelsay: 23:45:30 Jason: 23:45:36 Kelsay: 23:45:47 Sammons: 23:45:53 Thomas: 23:54:08 Disp: 23:54:10 David: 23:54:22 Disp: 23:54:23 David: 23:54:34 Disp: 23:54:35 David: 23:54:37 Disp: 23:54:41 David: 23:54:46 Disp: 23:54:48 David: 23:54:49 Disp: 23:54:50 David: 2 10-4. 82 or 94 City. 94. Where are they at? They're at I believe 1130 S. Gilbert, Ahmns Concrete. City, 43, did you copy? 10-4. 43, I have 94, 10-52 en mute. Code 3 on everybody please. This will be gunshot wound. 10-4. Code 3, do we have any additional? Negative, single gunshot wound, l'm not sure whether it's, looks like canter mass, City. City 47, 10-8, from Maxie's, Do you need me down there? 10-4, 47, 10-8. Iowa City Police, can I help you? Uh, I was talking, I'm in Des Moines now. I'm calling on a 7 minute calling card, and a friend of mine called me, who was very suicidal, from Iowa Vending Co. on Gilbert Street. OK. After a couple minutes, say a half hour conversation, the phone went down, I heard a lot of screaming, it sounded like policemen there, or something. And then there was a gunshot. Iowa Vending? Iowa Vending on Gilbert Street. Do you know what that address is on Gilbert, by any chance? Is it like 1100 Gilbert? Does that sound right?. Well, I was at 529 S. Gilbert, it was south of me by about 5 blocks, so yeh. OK, what's your name sir? My name is David Butitta. Can you spell your last name for me David? B, as in boy; UTITTA. He was a real good friend of mine, Eric Shaw. 23:54:56 23:54:57 23:55:03 23:55:07 23:55:10 23:55:11 Dlsp: David: Disp: David: Disp: David: 3 Eric Shaw. He's got parents in town that own the Iowa Vending, but I can't think of either of their names right now. I'm kinda shook up. Yeah, sir, how long ago did you hear the shots? I would say about two, three, four, five maybe OK, hold on just one second, would you David? Yes. 23:55:35 23:55:36 23:55:39 23:55:40 23:55:48 23:55:52 23:56:00 2~:56:03 23:56:16 23:56:19 23:56:28 23:56:34 23:56:36 23:56:40 Disp: David: Disp: David: Disp: David: Disp: David: Disp: David: Diep: David: Disp: David: David? Yes Okay, you said Eric, was sounding suicidal? Yes, he had a breakup with his girlfriend and he drove here and we spent like the whole day together and he talked to her on the phone and he drove off real hysterical. Okay, and you said he was at Iowa Vending, is where you think he was? I really do. Because, uh, he said he was calling from there. He was thinking of, uh, you know. Okay, and you said about two or three minutes ago you heard the phone drop? Drop and screaming, and I heard voices over it saying, uh, get a, get an officer down here. There's been a shooting, maybe it was a TV in the background or something, but that was it. It didn't sound like anyone was playing around. OK, David, can I have your phone number in Des Moines please? 515-252-1915. I'm sure my 7 minutes are going to be up here pretty soon. OK, um, I will call you back when this is up, because we do have something that we're going to definitely want to talk to ~,,o,_, ~_b_nL~! this. OK OK, he was at Iowa Vending and his parents are from Iowa Vending. Yea, I think that's what he told me that he was at Iowa Vending. 23:56:40 Dlsp: 23:56:44 David: 4 Yea. I'm going to call you right back since your calling card's going to go out, OK? OK 23:58:34 David: 23:58:36 Batch: 23:58:37 David: 23:58:38 Batch: 23:58:39 David: 23:58:39 Batch: 23:58:44 David: 23:58:47 Batch: 23:58:48 David: 23:58:57 Batch: 23:58:58 David: 23:59:51 Batch: 00:00:01 David: 00:00:06 Batch: 00:00:08 David: Hello? David? Yeh. This is Officer Batchelor from Iowa City Police. Hello. Hi, OK, real quick, can you run through everything. My friend was, today he came to Des Moines... He's what now? My fdend was in Des Moines today, and he broke up with his girlfriend. He broke up with Heather, he was real despondent. He told me he wanted to be with me today. So we hung out together. OK. He calls her up this afternoon around 5:00, I leave him alone, he's talking to her, like she's distraught. He gets in the car and he takes off to Iowa City. So he called me up, maybe half hour ago to tell me that everything was OK, he was in Iowa City. He made it to Iowa City. He knows that I was concemed about him. And that he had a fai~ed attempt at t~jing to, uh, gas himself out in the car with a vacuum hose attached to the exhaust pipe. So this was the conversation the way it's going, and I keep talking to him, you know, Eric you can't do this, you can't think like this, you know. You're going to see yourself through this, you know. So the conversation is going, it doesn't seem like he's, like he's working himself out down and then I hear the phone like, drop, and I can hear it drop, I hear this blood curdling scream and, I hear voices over like police officers, saying there's a shooting, and maybe it was a TV in the background, for all 1 know...but... No, it's, it's real. We don't know what's going on, but, we've got ambulance, we've got supervisors, and uh, detectives on the scene. It seems like they were on scene the second the phone drop. kept hearing voices over the phone. Right. Um. You don't know what's going on, huh? 00:0~):10 ~tch: 00:00:18 David: 00:00:20 Batch: 00:00:29 David: 00:O0:31 Batch: 00:00:34 David: 00:00:52 Batch: 00:00:53 David: 00:01:01 Batch: 00:01:02 David: 00:01:06 Batch: 00:01:22 David: 00:01:34 Batch: 00:01:40 David: 00:02:01 Batch: 00:02:02 David: 00:02:05 Batch: 00:02:06 David: 00:02:08 Batch: No, all's, like I said, all we heard was that we've got a shot fired, we've got one victim, dispatch an ambulance, and that's, that's it. That's what I was hsadng, for real. Yah, so, uh, let me see here, what did he say right before the last part. I heard him screaming... Well, right before he started screaming... I don't know if he said anything, I was just talking to him, explaining that I had empathy for him, I know it was tough. I wasn't trying to tdvialize it, you know. I think I was.....I don't really recall at that moment, it was just such a shock. Verbatim, what happened, OK I mean, seconds later I'm hearing it on the phone, and I'm hearing, breathing on the phone and I hear someone saying we need a supervisor down here. Uh, huh. How could a policeman be on site so quickly? Yah, well, I don't know the circumstances and I don't want to speculate, just because, urn, I wasn't there. And I'm not there investigating. I do know that we had an officer that had called in an open door at a place... It's his dad's business, officer called in an open door...I think he said 'What are you doing?' or something, I do remember him saying something, it was a question or something. 'What's going on?' or something. Yah. OK. And he just said what are you doing?, and then all of a sudden... It sounded like, it sounded like someone was in a way defending themself, like he was saying, you know, I don't remember. But I remember he sounded like, some sort of confrontation, the phone dropped, uh, crazy blood curdling scream and then breathing on the phone. And someone saying we, we got to dispatch down here. We got to get what? We've got to get a supervisor out there, code something. Yah, We're talking a matter of less than 45 seconds maybe. Ok, so you heard just one shot fired. 00:02:11 David: 00:02:20 Batch: 00:02:32 David: 00:02:34 Batch: 00:02:44 David: 00:02:47 Batch: 00:02:51 David: 00:02:57 Batch: 00:02:59 David: 00:03:00 Batch: 00:03:03 David: 00:03:05 Batch: 00:03:06 David: 00:03:07 Batch: 00:03:11 David: 00:03:15 Batch: 00:03:18 David: 00:03:20 Batch: 00:03:24 David: 00:03:25 Batch: 00:03:26 David: 00:03:29 Batch: 00:03:32 David: 00:03:34 Batch: 6 I don't even know if I heard a ahot fired. It sounded like a phone that was dangling on a cord, that hit the ground, you Imow, the phone was hanging on the ground. I can't even say I heard any fire. OK, David, um, we're real busy and what I'd like to do is get all of your information and them I'm going to have the watch commander or whoever is In charge of Investigating this when they know something to give you a call, does that sound OK? That sounds... OK. So it's David, is it B-U-T-I-T-T-A? Right. Is there a way to contact his parents? Just a second here and I'll get that. Um, OK, David what's your address in Des Moines? ...Tawana Drive. Can you start over? 4706. 4706 Twana Drive Twan Drive? Twana. OK. I didn't, can you spell it again one more time? T as in Tom, A as in apple, W as in William, Uh, huh. I'm son~, Tawana. OK, I got it. Is it Tawaria Ddve. And that's Des Moines? Des Moines, Iowa. And what's the zip? 50310. OK, I've got your phone number. Uh, can I get your date of birth real quick? 6-16-58. 6-16-58. And your Social Secudty number? 00:03:37 David: 00:03:43 Batch: 00:03:45 David: 00:03:45 Batch: 00:03:59 David: 00:04:01 Batch: 00:04:07 David: 00:04:09 Batch: 00:04:12 David: 00:04:17 Batch: 00:04:18 David: 00:04:25 Batch: 00:04:36 David: 00:04:40 Batch: 00:04:47 David: 7 352-56-2077. David, are you going to be at this number for a while? I'm going to be here all night. OK, it could be an amount of time before they get back to you, I don't know. You can always call back here, but I'm not guaranteeing anyone's going to be able to tell you anything differant. Urn, because obviously the number one priority is trying to get thls person ...... I just wanted to call you guys, and let you know what I... I appreciate you calling, that's great. And I'm sure we're probably going to at some point have to have a statement from you. How about his folks, his morn and dad? Yeh, do you know where they live? They live, I know they live north of, they live in town, they live... in Iowa City? In Iowa City, they ow~ Iowa Vending, They have an answering machine that will forward your messages if you call Iowa Vending. OK. Do you know the number there at all? I can get it. OK. Do you happen to know Eric's date of birth or about how old he is? Yea, he just told me how old he was, 30 years old. 30. OK. We're going to work on it and I'll have someone get back to you as quick as we can, OK David? OK, Thank you. IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT KEPORTI~IG OFFICER: CASE NUMBER: 96-607479 INCID~Tr NUMBER: 96047129 DATE: S~mb~ 5, 1996 TRANSCRIFYION OF PBX/RADIO TRAFFIC TO COMMUNICATIONS 23:46:06 Lippold: 23:46:11 Kelsay: 23:46:15 Jason: 23:46 '.22 Jackso~ 23:46:24 Jason: 23:47:24 Jackson: 23:47'.26 Jasov: 23:47'.27 Ja~ 23:47'.29 Jason: 23:47:31 Johnson 23:47:33 Jason 43, you n~i a cs'r? I need a supervisor is w'aat Iaeed. 43, 94's ~route. 94's o~t 10-4, 94 CRy from 94 94 I need Lt, John~ d~a here also. 10-4 10-4, ~li~t City. 10-4, 87 Addkioml call to UIDPS fixnn J. Thomas apprising ~aem of c. all oa S. Gilba't, Call via pbx in'aiated at 23:50:05, coacluded at 23:50'.25 23:50:37 Hm'd: 23:50:41 Jason CRy, 27 vn3.1 be 10-6 Copy 27, 10-6 Call w ICPD Corem Ca'. from ECP Getst inqu'a'hag what type of call is occurring that invovl~d fa'e dept. Call 'initiated at 23:54:17, concluded at 23:54:55. Call to ICPD Cm,~ Ca'. fr~n JCSO Ct-?.. Ca'. re: infunnation o~ the _~!l ha progn~ at Ahrms. Call initiated at 23:55:42, concluded at 23:55:55. Additioaal call w UIDPS re updated status orS. GiIbert St. call. Call 'mitiat~ at 00:03:43. IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT REPORTING OFFICER: Lt. M.C. Joa~o~ CASE NUMBER: 96-607479 INC[DEI~F~ N7o'MBF. J{: 96047129 DATE: Septeml~ 11, 1996 TRANSCRIFrIoN OF PBX/RADIO TRAIrFIC TO COMMUNICATIONS Off FPA ¢hanael ~:48:36 Bok: 23:48'39 L~: 00:09:47 Boic 00:53'36 Lori: City, ea..o~- l's ou sc~ WR1 be Gilbert S~ree~ Fir~ c, ommand. Engine 1 ou sceo~ 23:49 City, Gilbert S~ Fire Commuxl is ta-minated. Engine 1 in Di~ulct I, mgine 1, test pa~ o~fly. Disr~d. Off911 Fire set 00'.26'.21 I~: 00'.26'.23 Shaws: 0o'96:35 Disp: O0:26-.36 Blossom: 00.96..39 Disp: 00'.27:28 Disp: 00:27.99 Blossom: 00:297:30 Disp: 00'.27:37 Blosram~ 00'29:19 ~ 00:29~1 Jay: 00:29:21 G~: Iow~ CRy, 911 We just b~ a fri~mt call~ a~i said ~ha~ flm~ was a shoo~g down ~p~~, 1132 S~ ~e? We~~~ ~ ~ ~'m~~ Jay S~w. O~j~am~p~~~ Y~. ~'~ ~ c~g ~ ~ C~d y~ ~ld ~ f~js~ a P~? ~ E ~ fu~ ~'ve ~d of~ ~ y~ ~ld ~ Y~. ~? Y~. 00'.29'.22 Jay: 00:29'.23 C,n~: 00',29:24 Jay:. 00-.29'.26 ~ 00:29'.31 Jay: 00'31:09 00-31:56 Ga-st 00:31:$$ Jay: 00'31:58 ~ 00:32:02 * Jay:. 00'32:0O Cm~.~ 00'32:09 Jay:. 0O'.~2:12 ~ 00'32:19 Blossom: 00-32'.21 Cna~'t: 00:32:31 Jay:. 00'32'.32 ~ 00'.~2'38 Blo~: 00'33:19 Jay:. 00:33 '.21 Blossom: I txx~k over ~ phone. AM who am I speaking with, sir? This is Jay Shaw. OK, Jay, ify~ want to hang oa for ju.~ a s~.oad, I apologize to put you oa hold f~r so ,oa8. I'm g~ting someone to come to speak to you, OK? OK. (conversatic~ ~ ~ people on Shaw ead- f-cn~l¢) "...and he said the poli~,....laad come to check the door b~.. door Ol~a. Now how does he know tl~,, I m~aa I doa't ~" (male- "No I doa't either") (f~.~e- "TI~ doesn't make any ...aad he gave me his....praakst~ for all I imow, I doa't kaow Dave Bmitm's voice") (mal~- "We,11, let's jus~ drive down there Sir? Yes. OK, I'm son-y to keep I~ YOU on hold he~e, l'm trying to aa offic~ to ~ to you. this? OK, I doa't imow a !or of a~?_ ri~ now. l'm ia the Um :.,-..~ Is ~ ~ot aa office~ available? door l:ml~ in abo~t lixirty se~nlds. Can you ha~g o~ just a second? IVlaam, I doa't have aay i~onm~o~ I apolog~ to keep t~lling _ena. ~ to you but at rials poiat I aeod you to haug oo for my officer long? OK. OK, (in backgroua~. "eni~ does not make s~ze~) (in backi!rouad..."yes") *No ~ traffio located on 911 Fire set* OffPD-TAC-I 01:11:05 01:l l:0g Jason: 01:11:14 Jacksou: 01:l 1'.26 Ja.so~ 94 on Tac-I 94. Would you show 95, 82, '94, 27, and 36 o~t 10-4 00:34:44 00'35:06 Shaw res. 00:35:08 Hamey: 00.35:08 Bk~som: 00:35:09 Hamey: 00'35:12 Jay:. 00'.35:13 ~ 00'.35:15 Jay: 00:35:17 ~ 00'.35'90 00:35'.23 Ham~. 00:35'96 Jay:. 00'.35'98 00'.35'30 Blossom: 00'35.34 00'35'.t6 Shaws: 00-.35:39 Hatmy:. 00'.35:40 Jay:. o0..35:58 00:36:10 00'.36:17 (call-busy signal) Hello, Is ~ Blossom? Y~s. Y~, this is Captain ~ at the Iowa City Police Y~, this is Jay Shaw. Jay, a.t~ you 8uiag to be hom~ there f~r a litll¢ bit? Y~, what W~11, th~'s ~ an ac~ide~ a. ud i warn ~ ~ out aad talk to Well, th~ was a shooting What ha0pe~? Well, that's wh~t i'd l~e to e~plaia to you what happen~l. What do you mean, lry to ~lain? Wha~ did you do, kill our son? A polic~ offi~ did, y~. Yeab, I know. She's scrmah~ a~-y huag up. I aou't lmow if they're gx~ana (can (busy sigaal) 01:57:16 01:58:45 (eau from Lyn~ss in rmpome to being pa~ as Coumy/~ oa. call. She is connecmt w C~ Wi~elh~¢ wbo appris~ b~r of sivaafi~ rhat DCl is in r~gc~d w PD) (call from Lyrics w PD ends) Off Fired charnel 23:4S:06 Lori: 23:45:30 Fire: 23:46:08 23:46:30 Loll: 23:46:35 23:46:41 00:17:09 Bo~ (£a~ pa&e) District 1, e~iae 1, me~k~ ~, ualmown problem, 1130 Sou~ ~ 1130 South Oiibe~ City, mSize 1 n~ocedi~ m 1100 bk~ South Oiro~ what's FrogJoe 1, this would be 1130 South Gilbert, 1-1-3-0 South Oilben, f~ repert of Suo.~aet Poilce o~ on sc~e requesting code-3 respome. Swilh Eagioe I copie~, 8ua.slx~ fired 1100 block SouIh Gilbert aad you OtfPD-2 ~ 00:~3.'07 Hm'd: 00:S3:10 ~ 00:S3:14 Hurd: 00:53'.21 ~ 00:53:26 Hurd: 00:53'.32 'D~:mtch: 01:17:03 01:17~5 01:18'.34 27m2. 27, you hay= traffic for city? just smad by, if ~ey have oue available? 10-4. 10-4 43 r~s~s~ squ~ to Chauacey rax~. 22 r~po~ds 22 ¢lar~ r~qu~st ~o me~ a~ Chaunc~y IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT REPORTING OFFICER: Lt. M.C. $otmsoa CASE NUMBER: 96-607479 INCIDENT NUMB£R: 96047129 DATE: $~0tmatm' 9, 1996 TRANSCRIFrlON OF PBX/RADIO TRAFFIC TO COMMUNICATIONS Off Routi~ Polic~ S~t 23:45:17 S/0 Disp: 23:45:17 Chris: 23:45'.34 S/O Disp: Sha-ii~s This is Chris fi~m City. We n~d aa ambulanc~ ~route to 1130 S. ~ We d~'t know what's goiag oa, w~ju~ ~d an officer OK, no problurt 23:50:05 UI Disp: 23:50:06 Jason: 23:50'.22 UI Disp: 23:50'22 Jasm: Uaivmity Pubtic saf~ No ra~o traffic but v~ we~just out at an ognm door and s~xnly got ~bot l'm not su~ if it was aa oflic~ or a ~ or who. No radio traffic, if they waat to know just call em in and let tiaa know and as so~n as I have ad6itioml I'll let you know. 00:03:41 UI Disp: 00:03:44 Jasco: 00:03:44 UI Disp: 00:03:47 Jason: 00:04:11 UI Disp: Uaiv~ity Public Satiny. It souads l~e w~ just iamTugt~ a sui¢i~ Oh. ~_ _~,xse w~'ve g~ a caller c~ PBX b~ says 1~ was just talking to somSoody down at thax right next door at 1132 East or South Gilb~ that was talking suicide a~l whatnot aad be h~ard a shot fmxl aM line wmt d~xl so I don't think w~ have a~y officer injury or a~ing l~e that but I th~k that's the ~rio. OK, OK, thank h~a...thaaka f~r l~xiag me Imow, Bye. 00:17:54 00:17:55 00:18:01 00:18:02 00:18:04 00:18:06 00:I 8:09 00:18:10 00:18:11 00:18:14 00:18:17 00:18:18 00:18'.31 00:18:34 00:18:34 Jaso~ Dave: D~ve: Jason: Dave: Jason: Dave: J~: Jafa~: Iow~ City Police This is Dave Buliu~ I was on the phoue with a inciclmt with Eric Shaw. OK I r~call now his lmr~nts name he that wo~ld be a help. OK, if I coold g~t tl~se fxom you, sir. $a¥ and Blossom Shaw Blo~som? That's her name. And Shaw was the last name? Yeah, his dad's name, his dad's ,~e is Jay. OK, do ~ou lmow wher~ they live? Th~ live in Iov~ City, tb~ liv~ en t~..l d~'t exactly know gae street. I know they live o~ the northeast side oftt~ tov~ I'm sure 00'.25:00 fxom dispal~h phot~: answ~ng machi~ pickin~ up from St PaI's 00:53'.33 S/O Disp: 00:53.'35 Jaso~ 00:53:55 S/O Disp: 00:53:58 Jason: 00:54:01 S/O Disp: 00:54:03 Jason: 00:54:04 S/O Disp: Slm~ff's ofice Hi, Jason, City. Need an ambulance only, code-2, to stand by at the scene of our shooting. The pann~ ar~ ther~ now and v~'d like th~n to park at Nagle Lumber just to stand by and if somettgng the~ but, OK. OK, .just for standby? Year, the folks are pm'ty dieu ~.o_o~t. so... Is ~ 10-427 Yes. OK. 09:.54:04 .~asoa: OK. 09:54:0~ $/O Disp: 00:$4:05 IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT REPORTING OFHCER: Lt. M.C. Jolmso~ CASE NUMBER: 96-607479 I3[CIDENT NUMBER: 96047129 DATE: S~ptmmlxx 11, 1996 TRANSCRIPTION OF PBX/RADIO TRAF~C TO COMMUNICATIONS Routine Fir~ s~: 23:54:17 Barb: 23:54:18 23:54:19 Barb: 23:54:22 23:54'.25 Baxb: 23:54'.27 ~ 23:54'98 Barb: 23:54:32 G~st: 23:54~3 BaHre: 23:54'.34 ~ 23:54'.36 Barb: 23:54:49 23:54:50 Barb: 9_3:54:53 9_3:54:55 Barb: 23:54:56 Gemst: 23:54:56 Barb: Iowa City Police Hi Barb, this is Davax You guys busy there? Y~p. What bat~cna~.. I'm bei~ nosy because I almost go~ nm over by a bunch of fire trucks. What's going o~ at the concrete place? We 1~! a sboofi~ Nope, I dou't imow, v,~ &m't imow who it was y~ They just fouad a 'v~X;~ in the? We dou't know. OK We doa't imow flit was, if it just hapln~d or if it !~ppe~xl wheu they gut fia~e, or fi~-y fouad i% w~ dou't lmow. We don't kuow who it was y~t, I &~'t think it was au oiScer though. You doo't kuow for sur~? We dou't kuow for suru. OI~ I'm go-,~ come back OIL Bye. Bye. 23:55:42 Barb: 23:55:43 S/O Disp: 23:55:45 Barb: Iowa City Police Hi, thi~/s fi~e Sheri.6f's Office Hi. S/O Di~: 23:55:4~ BJ,"o: 2~:55:50 S/O D~: 23:55:51 l~-b: 2.t:55:53 S/O Dis-p: 2t:55:53 Barb: Is Item soma guy nmaia8 aro~l with a gun or dld you catch the We ~loa't lmow what's 8oing OK. Bu~ tl~t's all vm lmow. or,, tUaks. OK, 00'99..22 00'.29:58 C~ to Cha~laia Arnold (r~lu~ning that ~ ~ ia) Call eomple~L 00:41'~1 00:41'~2 00:41~6 Cnn~t: 00:41'.39 Jobzls(~ 00:41:42 Chest: 00:41:43 Jolmsoa: 00:41:48 00:41:48 00:41:50 00:41:51 Jdmsoa: 00:41:51 Cnxst: 00:43:06 Lori: 00:43:07 Bok: 00:43:08 Loft: 00:43:09 00:43:16 Lod: Ra~o Do YOU haw Ligpokl ~s CST tonight, is he in? He's/a ~d b~ just...Y~b. Have/xi~ pick up a caa~ra aocl mea Sgt. Wyss at the some. OK Pol~rokl? No, ao, 35 Og, I'lhell him. B~ Bye. Io~a C~ Police Hi, i¢s Bok aga~ H~l/o. Sorry to ke~p boOm/rig y~u, I know y~u guy~ at~ busy. l just did a rml nice job of dispatching that. Taaak you. 00:43:17 00:43:2.5 00:43'.26 00:43'.27 00M3~1 ~:43~2 OK. So ~uyw~y... Y~ak, our new disinter ~ ~ I'm sorw abou! that. We'll Well, but y~ guys I ~_,2~. a~ ~ ~ ~ ~ ~ ~d a O~ ~ y~ Y~'~ ~ B~. 00:44~5 (call fr~m S~ Wyss n~a~st~ to ~ wi~ I.,~ .Iolmso~- call ~ransfa, rod to Joi~.~a) 00:55:17 (Call frc~ IC Fi~ (Bd0 in r~l~me W paS~. Fir~ was paled Prm~u~2y o~ code 2 r~s~ f~ ~almlaw~ ONLY m stancl by · (Call fi-om Fi~ m~.) 00:56:56 OffPD-1 Set 00:41:09 tot. i: 00:41:14 Stgffm: 00:41:15 Lori: 00:41'.30 Steffm: 00:41:38 Lori: Uuit 82 Iowa Go Ahead N~ y~t~ 10-21 ~cut~ li~ I'm no~ ~oin~ to have a !and ~ne to ~alL All I hay, is $gt. Wyss' 1o.4. 00:46:08 Lcri: 00:46:14 Steffea: 00:46:17 Lori: 00:46'.21 St, elfin: 00:46'.26 Lcri: 82, Iow~ City on PD-2. Go ~ Can y~ have a car check theh' MDT f~r a merman? Yeah, ~n you send k to 27 or, Yeah 27'H be closer. 10-4 00:55:12 Jstc. kson: 00:55'.20 00:55'.22 Jackson: 00:55-.29 Jasc~ 00:55:33 Steva: 00:55'.3? Jase~ 00:55'.39 Jackson: 00::55:43: Stew: (Brntks squelch) 94, do y~ bav~ tmfSc f~r city? 10-4, Ineed a unit f~r a 10-5, th~ location. 10-4, Unit f~r a 10-5, 1130 Soulh Gilbert. 50's GiToert and Jefferson. 10-4, 50. 50, n~ak~ it 2rid Strut and G~ll~rc 10-4. IOWA CITY POLICE DEPARTMENT SUPPLEMENTAL REPORT REPORTING OFFICER: Lt. M.C. Johnson CASE NUMBER: 96-607479 INCIDENT NUMBER: 96047129 DATE: SEPTEMBER 16, 1996 O~ 9-16-961 c~m~! Iow~ City Poli~ D~!~tmmt fixtures imtruc~rs ~ w~poos armotto ia ~ tx) a mqu~s~ f~o~ I:~-'I S/A De. RooL I waa~d to fiad o~,t ffit~-~ had 10,c~ shy work done I also oblaiaed fro- S/A De, Rooi ~t~ is.~mx~ list th~ is _~m~,,t by Field O~o~s Commander offic~ to whom R is issu~xL h ~klitioo to ~s I ol:~aiood a copy of fl~e or~..-~.~ purchase order ~ shows the dam ~ ~ o£wnix~ w-as ordis~l (Juae 1994). TI~ information was seat via FAX ~o S/A DcRooi in D~ Moils a~ #$15-242-6297. DATE J'Ot~ 27, 1994 P 55605 TO ~777 H ,t2~l-d ST ~UI~F, i// 53007-/.725 SHIP PREPAID TO., POLICE D [P.ULTi'!gt~ IOWA CITY Ii' 52240 Instructions: VENDOR INVOICE # CONFIRMING ORDER -- DO NOT DUPUCATI: PHONE I"l FAX I-} IN PERSON PLEASE INITIATI~ THIS ORDER. [] F.O.B. IOWA CITY. [] PICKED UP ~-I PREPAY FREIGHT AND AOD TO iNVOICE QUANTITY UNIT DE~C. RI FTION UNIT TOTAL COST AMOUNT 62 EEI~TTA 96 40 C~L. ~/NITE SITES 186 CLIPS W/TRADEINS OD0 P 55605 Questions on thi$ ordar?. CoFct PAT XAKNgY ll. 172.g0 5275 &t356- ~/U s9 ~ 7 DEPARTMENT FILE COPY ~WA CI~ POLICE DEPARTMENT .ST OF A~BIGIIED WEAPONS TO O~TICEI~S BERETTA .40 ~.ALIBER MODEL 96 AUG. 26, 1996 OFFICER SERIA/, 9 AKgRS BATCHELLER BERG BROTHERTON BRUCHER CAMPBELL COATES COX DAVIS uELA~y DRECKMA/~ DROL/, DUFFY FORT FOR~ GASS GI~SPIE GIST GONZOLEZ ~PPEL ~Y RT HEICK BER029894M BER029903M BER029856M BER029904M BER029859M BER029878M BER029888M BER029861M BER02455?M BER029882M BER029854M BER029884M BER029864M BER029587M BER029881M BER029910M BER029879M BER029915M BER029895M BER029890M BER029880M BER02985?M BER02990?M BY NAME. ' 'WLETT HOEPT HUFF HUMRICHOUSE HURD JACKSON JACOBS JOHNSON KELSAY KNOCK KREI LEIK LI~ LIPPO~ LO~ MC~TIN MEBUS MI~ER MO0~ ~ERS ~XON NOBL~ PETERSEN ~_KE~ELS BER029897M SER029889M BER029893M BER029921M BER029896M BER029847M BER029901M BER029891M BER029892M BER029858M BER02991?M BER029849M BER029914M BER029913M BER029855M BER029918M BER029906M BER029916M BER029911M BER029848M BER029885M BER029920M BER029908M BER029853M BER029898M BER029902M BER029850M $AMMONS SCHULTZ SELLERS S I N~LE~ STEFFEN STEVA WIDER WI~E~E BER029883M BER029919M BER029886M BER029853M BER02990§M BER022967M BER0298§RM BER029909M BER024§?4M BER029944M BER029862M BER029860M BER209860M BER029912M SPARE SPARE SPARE SPARE BER024578M BER024579M BER024580M BER029899M IOWA CITY POLICE DEPARTMENT General Order 92-03 INTERNAL AFFAIRS INVESTIGATIONS DR TE OF ISSUE 22 September 1992 REFERENCE Department Disciplinaw Philosophy SECTION CODE ADM-06 EFFECTIVE DATE 1 October 1992 CANCELS All Previous Orders in Conflict DISTRIBUTION C INDEX Internal Affairs Investigations Register (lAIR) lAIR Forms 1-13 Internal 'Affairs Investigations Knowingly Providing False Information PURPOSE: The purpose of this order is to establish the policy and procedures for the investigation of complaints made against Department personnel, policies and/or procedures. This order provides the guidelines and procedures for the prompt, fair, and impartial investigation and . disposition of citizen complaints and allegations. This order consists of the following numbered sections: I. Policies II. Definitions I11. Authority and Responsibility IV. Internal Affairs Investigation Register V. Reporting Procedures VI. Investigative' Procedures VII. Guidelines for Investigation VIII. Investigation Summary of Finding IX. Disposition of Internal Investigation Findings X. Confidential Nature of Investigations XI. Disciplinary Authority XII. Effective Date ADM-06.2 II. It shall be the policy of the Iowa City Police Department to investigate all complaints made against Department members and/or against Department. policies and procedures, regardless of the source of such complaints. This policy shall include the investigation of alleged or suspected violations of law, ordinances or Department rules, regulations, policies, procedures or orders (written or oral) as reported to Department managers and supervisors by: Members of the Department in any of the following manners: in writing, orally, by telephone, or by correspondence (signed or anonymous). Citizens (including prisoners) who report to any Department member in any of the following manners: in writing, orally, by telephone, or by correspon- dence (signed or anonymous). 3. Supervisors who observe or suspect violations by Department personnel. The thorough, standardized investigations of these types of complaints demon- strates the Department's desire to provide honest, efficient police service and will inspire public confidence in Department personnel. A regulated program of complaint review is established to ensure the fair and impartial treatment of Department members who may become subject to the internal review procedure. Clearly defined policy and procedures permits employees to know what to expect; reassures the public that discipline will be administered, if necessary; and provides a pre.determined method for informing both the public and employees of .the disposition of the complaint. DEFINITIONS A, ~:OMPLAIN~' A complaint is defined as an act of expressed dissatisfaction which relates to department operations, personnel conduct, or unlawful acts. Generally, complaints are based on ~ of misconduct or violations of procedure. A complaint may be filed either internally, that is by a Department member who wishes to report infractions or violations by another member, or externally, that is when a citizen complains about a member of the Department. B. NON-DISCIPLINARY INCIDENTS .OR VIOLATIONS Non-disciplinary incidents or complaints shall mean complaints or allegations which do not involve violation of law, rules, regulations, general orders or procedures of the Police Department. III. ADM-06.3 C. NON-_PUNITIVE INCIDENTS OR VIOLATIONS Non.punitive incidents or violations shall mean incidents or complaints alleging minor infractions of rules, regulations, general orders, or proce- dures by Police Department personnel for which the appropriate disciplinary action is limited to counseling and/or oral or written reprimand by use of the Critical Incident Form. D. PUNITIVE INCIDENTS OR VIOLATIONS Punitive incidents or violations sh~11 mean incidents or complaints alleging violation of the law, rules, regulations, general orders, or procedures by Police Department personnel for which the appropriate disciplinary response consists of punitive action ranging from loss of privileges to suspension and/or dismissal. AUTHORITY AND RE~ffONSIBILITY A. ~OMMANDING OFFICER. FIELD OPERATIONS The Commanding Officer, Field Operations, shall be responsible for the internal affairs investigation function of the Department. The Commanding Officer, Reid Operations, shall report directly to the Chief of Police about the progress of complaint Investigation and the'disposit. ion of all such investigations. The Chief of Police may assign the investigation of internal affairs cases to personnel from other divisions, sections or units within the Department, if it is determined that this course of action is in the best interests of the Department. If the complaint is against the Commanding Officer, Field Operations, the complaint will be submitted directly to the Chief of Police who either may assign the investigation to another command officer or may handle it personally. After first notifying the Chief of Police, the Commanding Officer, Field Operations, shall contact the County Attorney's Office when internal investigations concern possible violations of criminal law. This contact may be for notification and/or legal advice or assistance in case prepara- tion. All contacts must be noted in the Report of Inquiry. ADM-06.4 I¥. ALL SUPERVISORY AND COMMAND PERSONNJ~L 1. Each supervisor or commander will perform the duties and assume the obligations of their rank in the investigation of complaints or allegations of misconduct against members of the Department, and will cooperate fully dudrig the investigation of a complaint against a member or employee of the Department. 2. Supervisory and command personnel will initiate an investigation when the subject complained of or observed is an infraction/violation of State Code, City ordinance or Department policy and within the scope of their authority; they will not need look to higher authority for the initiation of this action. ALL DEPARTMENT PERSONNEL It shall be the duty of all Department personnel to report the violation of laws, ordinances, rules, regulations, policies, procedures, or orders by any other Department n~ember to the immediate supervisor of the employee committing the violation. INTERNAL AFFAIRS INVESTIGATION REGISTER The Internal Affairs Investigation Register (lAIR) is designed to provide the iowa City Police Department with a control device to assur~ that every complaint received by the Department, or which originates through action of a Departmental member, will be investigated. The lAIR will be maintained by the Commanding Officer, Field Operations Division. Entries in the lAIR shall contain sufficient and accurate information of both the allegations and the disposition of the investigation. The lAIR will be maintained in a secured area within the Commander's office. Complaints logged in the lAIR will be reported to the Chief of Police by the Commanding Officer, Field Operations. To ensure that the investigations are being completed within a reasonable time, periodic inspections of the lAIR will be made by the Commanding Officer, Field Operations and status reports will be forwarded to the Chief of Police. The Commanding Officer, Field Operations shall assign a control number to each complaint received and record the number in the lAIR, and on the copy of the complaint form. 1. The numbering system shall be sequential, profixed by the year, i.e. 91- 001, 91-002. ADM-06.5 REPORTING PROCEDURES A written record of all complaints against the Police Department or its personnel shall be maintained regardless of the nature, scope, or reasonableness of the complaint. Compliance with the following procedures is the responsibility of the supervisor and/or member initiating the investigation. 1. Conduct a preliminary examination of the complaint. Ensure that the complainant understands the state statute concerning 'obstructing justice' and false reports to law enforcement authorities. (Attachment A) 3. Complete a Report of Inquiry Form (lAIR Form 2) a] If there is a clear indication that the officer or employee did nothing improper, then the Initiating Report Form shall be completed, indicating same, and forwarded through the chain of command to the Commanding Officer, Reid Operations Division. b] If the complaint or allegation is minor and within the scope of the supervisor's authority, the supervisor may resolve the complaint by use of the Report of Inqui~, Form, and forward the report and results through the chain of command to the Commanding Officer, Field Operations Division. for entry into the lAIR with a control number. c] When it appears that an officer or employee may have violated Da13artment policies and procedures, the Report of Inquiry shall be forwarded to the Commanding Officer, Field Operations, within 24 hours. d] When it appears that an officer or employee may have committed an illegal or criminal act or may have violated a person's constitu- tional rights, the Report of Inquiry shall be forwarded to the Chief of Police within 24 hours. e] All Report of Inquiry forms shall be reviewed for approval at the Division Commander level prior to being forwarded to the Chief of Police. Within 72 hours of receipt of a complaint requiring investigation by the Command- er, the accused member shall be advised of the complaint and that an investigation has been initiated. VIa ADM-06.6 The Commanding Officer, Field Operations Division, shall contact the complainant within seven (7) calendar days of receiving complaint informing complainant of receipt (lAIR Form 1) and status of complaint. Internal investigation complaints shall be completed within thirty (30) calendar days of receipt of initial complaint. An extension may be granted by the Chief of Police where extenuating circumstances exist. Status reports on complaints shall be submitted to the Chief of Police every seven (7) calendar days to assist in this determination. [J:~/.~,,~.J{~ ATIVE PROCEDURES A. The Chief of Police may require an employee to submit to a medical or laboratory examination, to be photographed, to submit financial disclosure statements, or participate in a line-up, when such information or actions are specifically directed and narrowly related to a particular internal affairs investigation. Failure to follow a direct order of this nature shall constitute a separate infraction and may result in termination. (However. if an internal investioation is of a criminal nature. emolovees will be afforded all their leqal or constitutional riohts.) 1. The City Manager may re(luire same when the complaint is directed toward the Chief of Police. An employee under investigation cannot be compelled to submit to a poiygraph, Voice Stress Analysis, or any other instrument de~-igned to detect deception. However, an employee under investigation may voluntarily submit to such examination after being made aware that such actions are strictly voluntary, and refusal to submit does not imply any guilt or admission of the violations. The results of the examination shall not be used in any commission hearing, court or trial as evidence of guilt or innocence. The Commander conducting an internal investigation shall conduct the investiga- tion fairly and impartially toward both the complainant and police personnel. The Commander shall conduct such interviews as are deemed necessary in order to accumulate all necessary evidence and facts pertaining to the complaint. The Commander shall follow the state law, City ordinance, and labor contracts concerning Peace Officer Disciplinary Acts utilizing the appropri- ate forms depending on the alleged violation. a] Notification of Complaint/Investigation (lAIR Form 3). b] Request/Waiver of counsel (lAIR Form 4). Administrative Proceeding Rights Form for non-punitive infrac- tion/violation that do not involve termination (lAIR Form 5). ADM-06.7 d] Statutory Rights Form for punitive Infraction/violation that could involve separation from the Department (lAIR Form 6). Criminal Rights Form for alleged violations of Criminal Law (lAIR Form 7). At the conclusion of the investigation, the Commander shall submit an Internal Investigations Report to the Chief of Police for review and approval, in the format as outlihed in lAIR Form 8. The Commander, upon completing the internal investigation, shall conclude the report by classifying the case into one of the following categories: el Unfounded: The investigation indicates that the act(s) complained of did not occur or did not involve police personnel. b] Exongr~ted: Acts did occur, but were justified, lawful, and proper. c] Not Sustained: The investigation fails to discover sufficient evidence to clearly prove or disprove the allegations made in the complaint. ~: The investigation disclosed sufficient evidence to clearly prove the allegations made in the comlolaint. a! Policv Failure: Investigation reveals that the alleged acts did o~:cur and were improper; however, the officer was acting in accordance with established Department policy. When the act complained of is a criminal offense, and the evidence establishes probable cause that the crime was committed, the Commander shall forward the information to the Chief of Police and request a decision as to whether: a] the County Attorney's Office shall be notified; and b] the accused persons should be arrested forthwith; or C] a warrant for arrest should be first obtained; or d] criminal action should be delayed pending further investigation; or el request assistance from another law enforcement agency. ADM-06.8 VII, GUIDELINES FOR INVESTIGATION The following guidelines will be used by the assigned investigator and will outline a Department employee's rights and obligations during an internal investigation. The investigation of Departmental employees shall be at a reasonable hour, preferably when they are on-duty, unless the circumstances dictate otherwise. Where practicable, interviews should be scheduled for the daytime. Overtime will be compensated. The interviews shall ~ake place at a location and time designated by the investigating officer. 3, Department personnel who are under investigation will be informed of the nature of the investigation before any interviewing commences, including the name of the complainant and sufficient information to reasonably apprise the member of the allegation{s). Personnel will be advised if they are being questioned as witnesses or as employees whose conduct is being challenged. Rest periods shall be allowed each hour. Opportunity will also be provided for personal necessities, meals, and telephone calls. Department members shall not be subjected to any offensive language nor shall they be threatened with transfer, dismissal or other disciplinary punishment by the investigating officer. No promises of reward shall be made as an inducement to answering questions. Interviews shall be recorded mechanically or by a stenographer. There will be no 'off the record" questions or statements. If the investigation is criminal in nature, the accused shall be given the appropriate criminal warnings. At no tirpe will the investiQator infringe on the riohts of the emolovee as those rights are defined by constitutional provision an~ court interpretation. If the investigation is to be administrative in nature, the accused member shall be given the appropriate administrative warnings required by State law, City Code, Department policy, and labor contracts, Refusal to answer pertinent questions or to cooperate in the investigation when it is administrative in nature may result in disciplinary action against that member, up to and including dismissal from the Department. 10. The assigned investigator can order any member to deliver or make available any property, document or other item needed in the investigation. This requirement is applicable or~ly to Administrative Investigation. All legal and constitutional rights of the employee will be adhered to by the investigator. VIII. INVESTIGATION SUM~IARY OF FINDINGS IX. ADM-06.9 Ae Upon final receipt of Internal Investigation Report (lAIR Form 8), the Commanding Officer, Field Operations, shall review the report for completion, which shall include the following information: 1. Prior disciplinary action against the employee. e Prior commendations or mentions of exceptional performance of the employee. Recommended disciplinary action believed to be appropriate, based on the investigation results and the employee's employment history. Be In cases involving complaints against the Commander, all matters will be handled by the Office of the Chief of Police. In cases where complaints are against the Chief of Police, all matters will be handled by the City Manager or designee. De Final approval of internal investigation recommendations will rest with the Chie[ of Police except under Subsection C. DISPOSITION OF iNTERNAL INVESTIGATION FINDINGS Upon approval of the Final Internal Investigation Report by the Chief of Police', the records of the investigation shall be forwarded to the Commanding Officer, Field Operations, for completing of the lAIR. Complaints that are classified *sustained' will be filed in the employee's personnel file. All reports that result in an "unfounded,' 'exonerated," or *not sustained' finding shall be filed in the internal investigation file with the Commanding Officer, Field Operations, and shall not be entered in the employee's personnel file. The officer or employee who is the subject involved in the investigation shall be' notified of the disposition by lAIR Form 9, as will any outside complainant by lAIR Forms 10, 11, 12, 13. .~QI~FIDENTIAL NATURE OF iNVESTIGATIONS Ae Many mistaken or even deliberately false reports and accusations are made against police officers. In some instances, the most conscientious and hard-working officers will be the subject of such reports. In order to ensure the integrity of the Department, it is necessary to investigate completely and thoroughly all reports and accusations from all sources. This must be done. At the same time. reputations and oood names of innocent police officers m~Jst be protected. This is important to Department and individu.al morale, and to the effectiveness of police operations. Xl. XlI. ADM-06.10 Sustained cases and the disciplinary actions taken are a matter of public information. All other cases will be regarded as confidential and the records of such cases will be maintained in the office of the Commanding Officer, Field Operations. DISCIPLINARY AUTHORITY A. Any Department Supervisor may impose an emergency suspension against a member or employee when it appears necessary to preserve the efficient and safe operation of the Department. The supervisor shall then notify the Commander, who will in turn notify the Chief of Police. 1. Any person so suspended shall be instructed to report to the Office of the Chief of Police at 9:00 a.m. on the next business day, unless otherwise instructed. a] The Supervisor imposing or recommending the suspension will report at the same time. B. Other disciplinary measures supervisory personnel may take: 1. Written recommendation for penalties. Employee evaluation. 3. Oral reprimand with documentation. C. Final De13artment authority and responsibiliW rests with the Chief of Police. De The Chief of Police has full power and authority to reprimand, suspend, demote, or terminate any Department member for disciplinary purposes. Such employee retains all rights of appeal under applicable laws and collective bargaining agreement. EFFECTIVE DATE The effective date of this order is 1 October 1992. KELHAKE POLICE DISTRIBUTION: All unit~, sworn and civilian pemonnal. I have read the above order and fully understand ADM-0§.I 1 Signature ATTACHMENT 'A' 718.6 False Reports to Law Enforcement Authorities (Iowa Code) A person who reports or ~uses to be reported false Information to a fire department or a law enforcement authority, knowing that the Information Ls false, or who reports the alleged · occurrence of a criminal act knowing the same did not occur, commits a simple misdemeanor. 71 9.3' Preventing Apprehension, Obstructing Prosecution, or Obstructing Defense (Iowa Coc~e) A person who, ~ intent to prevent the apprehension or obstruct the prosecution or defense of any person, knowingly does any of the following act~, commits an aggravated misdemeanor: 1. Destroys, alters, conceals or disguises physical evidence which would be edmissibie in the trial of another for a public offense, or makes available false evidence or furnishes false Information wtth the Intent that it be used in the trial of that case. 2. Induces a witness having knowledge material to the subject at issue to leave the state or hide, or to fall to appear when subpoenaed. - ices and Jefendant. if know'n ~ay designate "n~rne lame or general de ~orlze5 a wm're~lt to county or city where -nag~strate with the 5. 4536. C73, §4187, .39. §13462: C46.50, ~4.5' C79.81, §804.2] dorsed on warrant. u-rant be bailable. the ake an endorsement defendant, when at- u the stun of ............ moas of release)." ,?. §5185:C24 27. 31. 62.66.71.73.75.77. ed to any peace officer nv county m the state. ~i §5186; C24.27.31. 62.66.71.73.75.77. :son Into custody when .d b? law. mcluding re- persofts submission to ~50 §4545. 4551. 4557- -4211: C97.§5193.5194; 3466; C46. 50.54.58.62. 5 2. C79.81. §8o4..5) ~ make an arr~t- mt shall be made only :ases- an arrest may be 54~7 COM]~:,NCF,~EblT OF ACTIONS -- ARREST -- DISPOSFrlON$ OF PRISONERS. §804.11 made by a peace officer or by a private person as provided m this chapter. [R60. §4546: C73. §4198: C97. §5195; C24.27.31, 35.39. §13467; C46. 50. 54.58. 52. 66, 71.73.75. 77. §755.3; C79.81. §804.6] 804.7 Arrests by peace officers. A peace officer may make a~ arrest in obedience to a warrant delivered to the peace officer; and without 1. For a public offense committed or attempted m the peace officer's presence. 2. Where a public offense has m fact been com- mitted. and the peace officer has reasonable ground for believing that the person to be asrested has ~m. mir t~l it. 3. Where the peace officer has reasonable ground for believing that ~.n edictable public offense has been committed flied ha~ reasonable grotrod for heyfog that the person to be arrested has ca,,,,~itt~l it. 4. Where the peace officer has received from the department of public safety, or from any other peace officer of this state or any other state or the United States an official communication by bulletin. radio. telegraph. telephone. or otherwise. informing the peace officer that a warrant has been issued and is bemg held for the arrest of the person to be arrested on a designated charge. 5. If the peace officer has re~onable grounds for believing that domestic abuse, as defined in section 236.2. has occurred a~d has removable grounds for believing that the person to be arrested has c~mmit. ted it. 6. As required by section 236.12. subsection 2. [C51, §2840; R60, §4547. 4548; C73. §4199. 4200; C97. §5196; C24.27, 31, 35.39. §13468; C46. 50, 54. 58. 62.66, 71,713, 75. 77. §755.4; C79, 81, §804.7] 85 Acts, ch 175. §12:86 Acts. ch 1179, §7 804.7A .4a-recta by federal law enforcement officers. 1. For purposes of this section, 'federal ~ en- forcemen t officer" me-n, a person employed full time by the United States government who is empowered to effect an m'rest with or w~thout a warrant for a vldlation of the United States Code and who m au- thorized to carry a fnmatin in the performance of the person's duties as a federal law enforcement officer. 2. A federal law enforcement officer has the same anthonty, as ptuvided m section 804.7, subsec~on 3, and has the same/mmumty from emt m th~s stare as a peace officer, as defined in sect/on 801.4. subsec- Uon 11. when making/m arrest in this state for a nonfederal crune if either of the follow/rig emsto: a. The federal {aw enforcement officer has tea. sonable grounds for believing that an indictable pub- lic offense has been committed m~d has reasonable grounds for believing that the person to be arrested has committed it. h The federal law enforcement officer ,s render. mg asslsUance to a peace officer of :hl.~ state In an emergency or at the request o! the peace officer 90 Ac~. ch 1014. §1 804.8 Use of force by peace officer making A peace officer. while wakmg a lawful arrest. j usnfled in the use of any force which the peace officer reasonably believes to be necessary. to effect the arrest or to defend any person from bedily h arm while maYarig the arrest. However. the use of deadly force ~s only justtried when a person cannot be captured any other way and either 1. The person has used or threatened to use deadly force in coroxrotting a felony or 2. The peace officer reasonably believes the per- son would use deadly force against any person unless im-,ediately apprehended A peace officer making an arrest pursuant to an invalid warrant ~s justified m the use of any force which the peace officer would be justified in usmg if the warrant were valid. unless the peace officer knows that the warrant is invahd. [C51. §2844; R60. §4553. C73. §4205: C97, §5200; C24.27. 31.35.39. §13472; C45, 50. 54, 58.62. 71. ?3. 75.77, §755.8; C79, 81. §804.8] 804.9 Arrests by private persons. A private person may make an arrest: 1. For a pabhc offense comm~t~ or attempted Ln the person's presence. 2. When a felony has been committed. and the person has reasonable ground for believing that the person to be arrested has committed it. [C51. §2846; R60. §454g; G73. §4201: C97. §5197; C24.27. 31.35.39. §13469; C46.50.54, 58. ~2.66. 71, 73. 75, 77, §755.5; C79, 81. §804.91 804.10 Use of force in arrest by private per- A private person who makes or assists another private person m m~kirig a lawful arrest is ~ust~fied in using any force which the person reasonably be- lieyes to be necessary to make the arrest or winch the person reasonably believes to be necessary to prevent serious uljury to any person. A private person who is s-mmoned or chrected by a peace officer to assist m makang an arrest may use whatever force the peace officer could use under the cu'cum,~t,~nces. pro'.qded that. if the arrest is unlaw- ful. the private person assisting the officer shall be justriled as if the m'rest were a lawful arrest. unless the person knows that the arrest ~s unlawful. [C79. 81. §804.10} See §7O4 1-,'04 ~ 804.11 Arres~ of materia] witness. When a law enforcement officer has probable cause to believe that a person is a necessary. and material w~mess to a felony and that such person m2ght be participants and thus garner support for their cause. It is therefore incumbent upon the Department to cope with disruptive situations in a professional manner which will minimize potential for violent confrontations. 514 USE OF FIREARMS 514.1 NECESSITY THAT OFFICERS BE ARMED. As long as members of the public are victim~ of violent cdmes and officers in the performance of their duties are confronted with deadly forc.~e, it will remain necessary for police officers to be properly armed for the protection of society an~l themselves. 514.20 REASON FOR THE USE OF DEADLY FORCE. An officer is equipped with a firearm to defend the officer or others against deadly force. An officer does not necessarily shoot with the intent to kill; the officer shoots when it reasonably appears necessary to prevent the individual from completing what he/she is attempting. When a firearm is used by an officer. it must be with the realization that the death of some person may occur. not necessarily with the intent that such will be the result. 514.30 JUSTIFICATION LIMITED TO FACTS KNOWN TO OFFICERS. Justification for the use of deadly force must be limited to what'reasonably appears to be the facts known or perceived by an officer at the time the officer decided to shoot. Facts unknown to an officer, no ma~ter how compelling, cannot be considered in later determining whether the shooting was justified. 514.40 SELF DEFENSE AND DEFENSE OF OTHERS. The law of justifiable homicide authorizes an officer to use deadly force when it reasonably appears necessary to protect the officer or others from what reasonably appears as an immediate threat of great bodily harm or from imminent peril of death. The policy of the Department does not limit that law. 514.50 SHOOTING AT FLEEING MISDEMEANANTS. Officers may not use deadly force to effect the arrest or prevent the escape of a misdemeanant. 514.60 FIRING WARNING SHOTS. Warning shots should notbe fired in an attempt to induce the surrender of a suspect. 515 HOSTAGES. Criminals who use hostages to effect their escape are desperate individuals who, if allowed to escape, will pose a continuing threat to their hostage and to the public at large. Assurance that a hostage will be released unharmed is a meaningless promise. The Department does not have the ability to protect the safety of a hostage who is allowed to be removed from the presence of officers. The safety of hostages can be best assured by keeping them in the presence of officers and by preventing their removal by the suspect. Officers should use every verbal and tactical tool at their disposal to secure the arrest of the suspect w~thout harming the hostage. However, officers should realize that exceptional situations could arise where considered judgment might dictate allowing removal of a hostage, such as where there is imminent and probable danger to a large group of persons. 516 OFFICERS SURRENDERING WEAPON. Police officers may be at the mercy of an armed suspect who has the advantage but experience has shown that the danger to an officer is not reduced by the officer giving up their gun upon demand. Surrendering their weapon m~ght mean g~v~ng away their only chance for survival: therefore. an officer should use every tactreal tool at their disposal to avoid surrendering their weapon. 517 BARRICADED SUSPECTS 19 as its exists. Therefore, ar~officer may enforce any Federal, Sta~e, or local statute which ~s valid on its face without fear of abrogating the constitutional rig13ts of the person violating that statute. An officer who lawfully act~ within the scope of their authohty does not deprive persons of their c~wl liberties. The officer may, within the scope of their authority, make reasonable inquiries, conduct investigations, and arrest on probable cause. However, when an officer exceeds their authority by unreasonable conduct, this violates the sanctity of the law which they are sworn to uphold. 205 USE OF FORCE, In a complex urban society, officers are daily confronted with situations in which control must be exercised to effect arrests and to protect the public safety. Control may be achieved through advice, waminq, and persuasion, or by the use of ~3hvsical force. While the use of reasonable physical force may be necessary in situations which cannot be otherwise controlled, force may not be resorted to unless other reasonable alternatives have been exhausted or would clearly be ineffective under the particular circumstances. Officers are permitted to use whatever force that is reasonable and necessary to protect others or themselves from bodily harm. 206 INTEGRITY. The public demands that the integrity of its law enforcemerit officer be above reproach, and the dishonesty of a single officer may impair public confidence and cast suspicion upon the entire Department. Succumbing to even minor temptation can be the beginning of a malignancy which may contribute to the corruption of others. An officer must scrupulously avoid any conduct which might compromise the integrity of the officer, a fellow officer, the Department, or the City. 207 ENDORSEMENT OF PRODUCTS AND SERVICES. The Deparl~nent's position of providing fair and impa~al service dictates that each employee must scrupulously avoid using their official capacity, title, or position in the Department to endorse any organization, program, product, or service when such endorsement is not approved and required in the performance of their duties as defined by the Chief of Police. 208 COURTESY. Effective law enforcement depends on a high degree of cooperation between the Department and the public it serves. The practice of courtesy in all public contacts encourages understanding and apprecialion; discourtesy breeds contempt and resistance. The majodty of the public are law abiding citizens who rightfully expect fair and courteous treatment by Depa~t~T~ent employees. While the urgency of a situation might preclude the ordinary social amenities, discourtesy under any circumstance is indefensible. The practice of courtesy by an officer is not a manifestation of weakness; it is, on the contrary, entirely consistent with the firmness and impartiality that characterizes a professional police officer. 209 OFFICER CONTACTS WITH THE PUBLIC. In each of their contacts with the public, police officers must be aware that thetr actions, appearance, and statements are those of the Department. For that reason, and because of the inherent potential for conflict in many police contacts, an officer must develop a fair, impartial, and reasonable attitude and perform tasks in a professional manner. Officers' statements must be the result of considered judgment and be absent from personal opinion, bias, or editorial comment. Extended conversation whmh reflects the officer's personal opinions will normally be considered inappropriate. 210 COMPLIANCE WITH LAWFUL ORDERS. The Department ~s an organization w,th a clearly defined hierarchy of authonty.- Th~s is necessary because unquestioned obedience of a super~or's lawful command ~s essential for the safe and prompt performance of law enforcement operations. The most desirable means of oDtain~ng compliance are recognition and reward of proper performance and the positive encouragement of a wilhngness to serve. However. negative 8 200PERSONAL CONDUCT 201 STANDARD OF CONDUCT. The Law Enforcement Code of Ethics is adopted as a general standard of ~onduct for officers of the Iowa City Police Department. LAW ENFORCEMENT CODE OF ETHICS Primary Responsibilities of a Police Officer. A police officer acts as an official representative of government who is required and trusted to work within the law. The officer's powers and duties are conferred by statute. The fundamental duties of a police officer include serving the community; safeguarding lives and property; protecting the innocent; keeping the peace; and ensuring the rights of all to liberty, equality and justice. Performance of the Duties of a Police Officer. A police officer shall perform all duties impartially, without favor or affection or ill will and without regard to status, sex, race, religion, political belief or aspiration. All citizens will be treated equally with courtesy, consideration and dignity. Officers will never allow personal feelings, animosities or friendships to influence official conduct. Laws will be enforced appropriately and courteously and, in carrying out their responsibilities, officers will stdve to obtain maximum cooperation from the public. They will conduct themselves in appearance and deportment in such a manner as to inspire confidence and respect for the position of public trust they hold. Discretion. A police officer will use respons~ly the discretion vested in the position and exercise it within the law. The principle of reasonableness will guide the officer's judgments and the officer will consider all surrounding circumstances in determining whether any legal action shall be taken. Consistent and wise use of discretion, based on professional policing competence, will do much to preserve good relationships and retain the confidence of the public. There can be difficulty in choosing between conflicting courses of action. It is important to remember that a timely word of advice rather than arrest-which may be correct in appropriate circumsTances--can be a more effective means of achieving a desired end. Use of Force. A police officer will never employ unnecessary force or violence and will use only such force in the discharge of duty as is reasonable in all circumstances. Force should be used only with the greatest restraint and only after discussion, negotiation and persuasion have been found to be inappropriate or ineffective. While the use of force is occasionally unavoidable, every police officer will refrain from applying the unnecessary infliction of pain or suffering and will never engage in cruel, degrading or inhuman treatment of any person. Confidentiality. Whatever a police officer sees. hears or learns, which is of a confidenbal nature, will be kept secret unless the per/ormance of duty or legal provision requires otherwise. Members of the public have a right to secudty and pnvacy, and information obtained about them must not be improperly divulged. Integrity. A police officer will not engage ~n acts of corruption or bribery. nor w~11 an officer condone such acts by other police officers. 6 the Department in labor disputes is maintained by its remaining at all times impartial regarding the parties and issues involved and by taking appropriate action whenever criminal wolations are observed or reported. 403.3 ENFORCEMENT OF LAWS AT LABOR DISPUTES. The Department seeks to minimize criminal violations connected with labor disputes by providing guidelines for the conduct of the parties and the area of the sidewalk to be used, These guidelines are discussed with management and labor officials at which time it is emphasized that the use of public sidewalks and roadways, the free access to public places, and the rights of persons to enter and leave private premises are to be preserved. In cases where there is a denial of those rights, the Department will take prompt and impartial police action. Violations of court orders and injunctions do not ordinarily constitute criminal offenses for which the Department will take enforcement action. 403.4 LIAISON WITH LABOR AND MANAGEMENT. The Department maintains special liaison with management and labor officials to obtain information and to explain the Department's policies and procedures in relation to labor disputes. By seeking the cooperation of the parties involved, tensions are reduced and self-discipline is encouraged so that the parties may police their own conduct. 404 LIAISON WITH CRIMINAL JUSTICE SYSTEM 404.1 CRITICISM OF CRIMINAL JUSTICE SYSTEM. The Department shares responsibility with the Judiciary and other law enforcement and prosecution agencies in the criminal justice system. All elements of the system work toward common objectives and each element is functionally complementary. The cooperative and harmonious working relationships which are essential in attaining those objectives are impaired by unnecessary criticism of others engaged in the administration of criminal justice. For that reason officers should be aware of the effect upon law enforcement of any comments they make which might be interpreted as being critical of other law enforcement or prosecution agencies or individual members of the Judiciary. However, it is not intended that there be any infringement of an officer's right to express his/her personal views regarding the criminal justice system in general or any trends which seem destructive of its efficacy, 404.2 COOPERATION WITH OTHER LAW ENFORCEMENT AGENCIES. The Department will maintain a close working relationship with other law enforcement agencies, and will make available to them information concerning techniques and procedures developed or used by the Department. 500 LAW ENFORCEMENT OPERATIONS 501 THE NATURE OF THE TASK. Law enforcement operations consist of many diverse activities which are directed toward the attainment of Department objectives. Actiwt~es such as patrolling, conducting field interwews, and issuing traffic citations are not objectives in themselves; rather. they are methods of achieving the real objectives of preventing and deternng Chine, arresting criminal offenders. and preventing traffic accidents. Decisions in law enforcement operations frequenUy must be made in an instant, and the lives of officers and others may depend upon the quality of those decisions. An officer ~s confronted in stress situations with both criminal and non-cnmmal behavior, and the officer must be capable of making a reasonable response in both cases. An officer must base his/her conduct and action m each instance upon the facts of the s~tuatlon as they reasonably appear. relying upon the 15 officer's experience, training, and judgment to guide the officer toward morally justified and lawful decisions and actions. 502 POLICE ACTION BASED ON LEGAL JUSTIFICATION. What is reasonable ~n terms of appropriate police action or what constitutes probable cause varies with each situation, and different factors may justify an investigation, a detention, a search, an arrest, or not action at all. The requirement that legal justification be present imposes a limitation on an officer's action. In every case, an officer must act reasonably within the limits of his/her authority as defined by statute and judicial interrelation, thereby ensudng that the rights of both the individual and the public are protected, 503 ALTERNATIVES TO PHYSICAL ARREST, BOOKING, OR CONTINUED DETENTION. Once a violator has been identified, it is the function of the Department to initiate the criminal process; however, there are circumstances when a crime may occur and the Department will not make a physical arrest. There may be a report wdtten and an application for a complaint made; or in some cases, when the offense is of a minor nature, a verbal warning or other direction may be given. The decision to not make an arrest will be guided by Department policy and the factual situation involved, not by the personal feelings of the officer. An arrest does not dictate a booking, and booking does not dictate continued detention. When circumstances so indicate, an arrestee should be released without being booked, and if booked, should be released from further detention. 504 CALLED FOR SERVICES 504.1 PROFESSIONAL STANDARD OF SERVICE. The Department cannot be aware of each circumstance in the city in which police action or assistance may be required. The Department is dependent upon members of the community for such information. The people in return expect the Department to respond to requests for police service within a reasonable time and to satisfactorily perform the necessary service. A person calling for police assistance expects, as a matter of dght, to be provided with a service. As a practical matter, the extent of the service may necessarily be limited, but, regardless of its extent, a professional quality of service must be rendered in all cases. 504.2 PRIORITY OF HANDLING CALLS FOR SERVICE. It is not always possible for the Department to respond to every call for service; therefore, the Deparb.ent must organize available resources to give the highest level of efficient service possible. Priority of cell assignment depends on many factors, and it is normally the responsibility of communications personnel to make such assignments; however, an officer in the field may be required to decide whether to continue on an assigned call or handle a citizen's complaint or other observed event and cause a call to be reassigned. Such determination should be based upon the comparative urgency and the r~sk tO life and property of the assigned call and the ~ntervening incident. When ~t ~s impossible for an officer to handle a cibzen's complaint or an ol3served event, the officer should, if circumstances permit, either give direction for obtaining such assistance or initiate the necessary notification. 505 PRELIMINARY INVESTIGATION 505.1 SCOPE OF PRELIMINARY INVESTIGATION. The scope of preliminary ~nvest~gat{on by a uniformed officer may be very restricted or ~t may constitute the entire mvestigabon of the crime. In a particular cr~me, the scope of the preliminary investigation may be limited to ~nvest~gat~ve policy. and m all cases it is limited by an officer's assignment workload. Consistent w~th other responsibilities. an officer should continue a preliminary ~nvestigation to the point where the delay 16 A*I'I"ACHMENT "B* 804,8 I.l~e of fort~ I~ ~ ~ n~kin~ an arregt. A ~ ofil~r, while making e .le~. I eJTeal, is Justified In the use of any force which the peace ~ re~oneJ~/believes to ~e necesse~ to effect the arrest or to defend any person from bedily ha,'m while rn~ng ~ a~resL However, the use of deadly force is only justified w~en a person rannot be ceptur~l any other way and either The person lies used or threatened to use deadly force In committing a felony, or The peace officer reasonat~y bellev~ the person would use deadly force against any person unles~ Immediately apprehended. A pe~ce officer m~Jng an arrest pursuant to an Invalid warrant is justified in the use of any force which the peace officer would be jusl~fled in using If the warrant were valid, unless the peace officer knows that the werr~nt is Invalid. ///////77/'/// FOLLOWING IS BEST DOCUMENT AVAILABLE USE OF FORCE MODEL - FUNCTIONAL PROFILE COMPLIANT MENTAL PREPARATION LEVEL I COOPERATIVE CONTROLS ~ Perception Skills · '~ Risk Assessment ~ Survival Orientation SPATIAL POSITIONING ICOMMUNICATION SKILLS HANDCUFFING POSITIONS [HANDCUFFING TECHNIQUE SEARCHING TECHNIQUES SPECIALIZED SEARCHING TECHNIQUES I CANINE OPERATIONS ARREST TECHNIQUES I ESC-ORT CONTROLS TRANSPORT CONTROLS Officer Stance Body Language Relative Positioning Verbal Non Verbal Wall Standing Prone Kneeling Controlled Wall Standing Prone Kneeling Opposite Sex Frisk Strip Presence Single Officer Team Tactics Single Officer Multiple Officer Single Officer Multiple Officer USE OF FORCE MODEL - FUNCTIONAL PROFILE RESISTANT (Passive) LEVEL II CONTACT CONTROLS ENFORCEMENT ELECTIVESI CO_ N_FLICT MANAGEMENT TECHNIQUES Single Subject Multiple Subjects CONTACT CONTROLS Arm Wrist Hand ARREST TACTICS MASS FORMATION Escort Techniques Transport Techniques USE OF FORCE MODEL - FUNCTIONAL PROFILE RESISTANT (Active) LEVEL III COMPLIANCE TECHNIQUES ,:.~ -..-, .... .-,..-, ,., ' , ~,., · -, Neck Ne~e compressibn Technlq'uea:::,: N~uro-Musculau' Controls -+ A~m ,:"i'.-):?,:/,,:,:{i.':*,~,.: ,:'.:,' ,.:( ",}: '. : ' ,,':i"' '!'"' '; ',,, .i'" "."': ,' -ILeg !Control Tactics: .......... ;" :~: ......'~'-' ";0:- -, 'Paih:co'mpl nce traight Baton:'~;, .... -':~ {BlC'~'Cle:.," · -~ Take Down Techniques [.C.A!~!NE OPERATIONS: -;:~: ' ~ _!. :;'Apprehensi .on of Felon_s Defensive Tactics USE OF FORCE MODEL - FUNCTIONAL PROFILE ASSAULTiVE (Bodily Harm) LEVELIV DEFENSIVE TACTICS ENFORCEMENT ELECTIVES: I, I!, & III PERSONAL WEAPON DEFENSES Head Hands Elbows Feet Knees IMPACT WEAPONS (PR-24. 26", ASP) Blocks Strikes Jabs OTHER WEAPONS Canine Operations Tazer Other Options Canine Operations: Bark/Bite Bark/Hold WEAPON RETENTION TECHNIQUES (Non-Lethal) Front Rear Side USE OF FORCE MODEL - FUNCTIONAL PROFILE ASSAULTIVE (Serious Bodily Harm/Death) LEVEL V DEADLY FORCE E~NFORCEMENTELECTIVES: I, II, III, & IV ATTACK DEFENSE Weapon Weaponless 'Weapon Retention Techniques (Lethal) LETHAL FORCE UTILIZATION Service Weapon s~pl~le~ental Weapon Other Options Other options: Forcible Stopping Techhiques'~ -~ Contact Roadblock Warning Shots IOWA CITY POLICE DEPARTMENT General Order 95-03 Use of Force 8ATE OF ISSUE 05-08-95 INOEX ,45: Force Management Levels af Force Use af Force Use of Force Models OPS-03 EFFEC7/i~ DA 05-08-95 CAIICEZ$ 91-03 DI$11tlDIITIDfi C The purpose of ~is order is to establish the professional philosophy and practices of the Iowa City Police Department retattve to proper force ~lizafion in the officer's pedormance of service to the community of Iowa City. This order consists of t/m following numbered sections: II. Ill. IV. V. VI. Principles Utilization of Force Documentation of Force Investigation of Use of Force Force Protocols Effective Date OPS-03.2 PI~J,NCIPLE$ Officers of the Iowa City Police Deparl~ent will use only that force which is reasonably necessa~J in con~rmity w~ the statutes and constitutions of the State of Iowa and ~ United States. II. III. ~JTI~IZATION OF FORCE Force utilization shall be consistent wilh Force Management Program founded upon the Iowa City Police D~pa~b,,en~s Use of Force Model (see attached). Officers of the lows City Police Department must generally employ the tools, tactics, and timing of forge uffiizafion consistent ~ the Model's proscription and training protocols. Due to the fact that officerlc'~izen confrontations occur in environments that are p~tentially unpredictable, 'tense, uncertain, and rapidly evolving" (Graham V. Connor, 4g0 U.S. 386, 1989) the Officer may utilize tools. tactics, and timing outside the parsmeters of the Model. However, these applications for force must meet rite same test of reeaonal~ettess as those which have been previously p(~CUMENTATION OF USE OF FORCE offcars shall docoment force utilization inclusive of Level II and above, and with the application of any restraint devices. This repo~ shall be made within a reasonable time following the actual force ulilization and forwarded to the Captain in charge of Field Operations. Any confrol3tation resulting in medical attention to either the officer or the citizen shall follow depa~lmental protocols. INVESTIGATION~ OF USE OF FORCE A. An investigation of a use of fome incident shall follow departmental guidelines pertaining to officer dghts and lxivileges, rules of privacy. special assignment criteria, etc. 0PS-03,3 FORCE PROTOCOLS The following Model components and force ~or~elations are approved by fie Iowa City Police Deparlment: LEVEL ! Reasonable Officer's Perception of Subject Behavior - Com=laint Reasonable Officer's Response. Coo~e~u~e Controls Func'donal Profile- Level I Training Protocols -Level I LEVEl. II Reasonable Officer's Perception of Subject Behavior -Resistant (Passive) Reasonable Officer's Percep'don of Response - Contact Controls Functional Profile- Level II Training Protocols -Level II LEVE~ III Reasonable Officer's Perception of Subject Behavior * Resistant (Active) Reasonable Officer's Response -Combllance Controls Functional Profile - ~.evel III Training Protocols - Lev_~ Reasonable Officer's Perce~on of Subject Behavior -Assaulfive (Bodily Harm) Reasonable Officer's Response - pefsn.~ive Tactics Functional Profile - Level IV Training Protocols o Level IV LEVEL V Reasonable Officer's Perception of Subject Harm/Death) Reasonable Officer's Response - Deadly Force Functional Profile - Level V Training Protocols o Level V Behavior -Assaultive (Serious Bodily Vl. EFFECTIVE DA'i'~ The off~ve data of this o~ler I~ 8 May 1985, J. WINKELI-lAKE CHIEF OF POLICE DISTRIBUTION: All units. swom and civilian personnel. I have read the above order and filly un~r~tand It. Signature MEMORANDUM TO: R.J. WINKELHAKE, CHIEF OF POLICE FROM: R. FORT, POLICE LIEUTENANT RE: I.A.I.R % 96-10 DATE: SEPTEMBER 19, 1996 Lt. Sellers and ! have done the following on this case. Received from Captain Harney the Internal Investigation case # and a copy of all the forms'we are to use. Reviewed all ICPD policies, rules, regulations, and General Orders reference this case. We have copies of all the reports written by the ICPD officers involved. We have copies of the report on the last call Officers Gillaspie and Zacharias were on Just before the Gilbert Street call. (Lakeside knife call) We have copies of all the written reports from the ICFD officers involved. We have copies of the written report from the ambulance people involved. We have copies of the Autopsy reports. We have copy of the B&E list the officers were working from on the night of the shooting. We have set up a computer file that can access to keep each other up to doing. only Lt. Sellers and I date on what we are I talked to the brother of Mr. Shaw (the father) and asked him if we could view the building. I also asked him if the family wanted to talk to us or if the family had any thing they wanted us to do for them. (No further response or contact from the family.) We have interviewed (on Tape) the a~ulance person who worked on Shaw. We have interviewed (on Tape) the Fire Department that was in charge of the fire fighters at the scene. I have talked to DCI and asked them to check Officer Gillaspie's weapon to make sure that it is working within factory specifications. I have talked to the DCI about when we can talk to Officer Glllaspie. I have advised Lt. Johnson, Sgt. Officer Zacharias that we would Sept. 16. 96. Jackson, Officer Kelsay, and interview them the week of STILL TO DO:: Get a weather report for that night. Interview Lt. Johnson, Sgt. Jackson, Officer Kelsay, and Officer Zacharias. Contact Atty. Walker to see when we can interview Officer Gillaspie. Get the DCI report on the weapon. Read and review the DCI investigation report. Get the range scores and training records for the three officers involved. I am sure there is some items that we may need yet that I have overlooked when I wrote this memo. We have held off on some of the last interviews with the ICPD Officers at the request of the DCI. They wanted to get done with their investigation first. I understand the DCI is done as of 09-16-96 We should be done this week with everything except the interview with Officer Gtllaspie as his arty. wants to present. be After all the interviews are done we will have them transcribed and give you our report. MEMORANDUM TO: FROM: RE: DATE: R. J. Winkelhake, Chief of Police R. Fort, Police Lieutenant POLICE SHOOTINGS September 25, 1996 Fatally shot by police in Iowa City. 19667 Fin & Feather - B&E suspect was firing at officers. Officers returned fire. Suspect hit & fatalled shot by a bullet from the 44- 40 rifle. Bullet had hit something in the store and then hit the suspect Officers - Captain Lee, Dreyer, & Etheridge 1996 1132 S. Gilbert Currently under investigation Officers Gillaspie, Kelsay, & Zacharias Injured by police in Iowa City. 197577 Roseland Grocery (now gone) comer of Maiden Lane and Benton Street. B&E suspect shot in the hand by a Deputy Sheriff Lost little finger on right hand. 197877 Espree Motors (now Hawkeye Country Auto) 1947 Waterfront Drive 2 B&E suspects were shot. 1 in the head and 1 in the rear. Both lived. Officers Kidwell, Harris, & Young 198577 Seville Apts. West Benton Street Armed suspect shooting at police. Shot and injured. Officers Huff, Hazelett, & Cummings 2 fatally shot and 4 injured since 1965 (1 of the 4 was injured by a Deputy Sheriff) M~M0~ANDUM · O: R.J. WINKELHAKE, CHIEF OF POLICE FROM: R. FORT, POLICE LIEUTENANT RE: I.A.I.R. 96-10 DATE: SEPTEMBER 25, 1996 Document Document Need to have a meeting with report. I am requesting extra time =o finish this investigation. REASONS: Need to see the DCI Investigation Report. Need to see the DCI lab report on the weapon. Can not ~alk to Officer Glllaspie until 09/30/96. Services will need to do Gillaspie's interview. Services is not done with three interview tapes yet. Sellers and do the final The following since 8-3-g6. is a list of business burglaries reported to this It appears many of these have a similar MO. agency Location- Varsity Cleaaers/930 S Gilbert Front door pried Date Reported-Time Reported-Day 8-3-96 1055 hrs Sat Southgate Development/2051 Keokuk St Front door pried 8-5-96 1504 hrs Mon Jiffy Lube/1455 1st Ave 8-10-96 0724 hrs Window in an over head door was smashed out. Cash taken. Sat Crowded Closet/1121 Gilbert Ct 8-11-96 1626 hrs Sun Pried the rear door. Suspect appeared to have been looking for cash. Wash Tub Laundry/923 S Riverside Dr 8-13-96 0827 hrs Broke through a wall, from area of restroom. Cash taken. Tues Unk/929 Maiden Ln 8-18-96 0929 hrs Sun Hair Designers/14?§ 1st Ave Rear door pried. 8-18-96 0335 hrs Sun Dairy Queen/1851 Lower Muscatine Ave Unk point of entry. Cash taken. 8-18-96 1056 hrs Sun Jacob's Chiropractic/421 Highland 8-19-96 Front door was pried, no entry gained. May hrs, on the 18th. 0615 hrs Mort occurred prior to 0900 White Anderson Dental/757 W Benton St 8-19-96 Forced a side door to gain entry. Cash taken. Unk Mon Bradley Cahoon/1929 Keokuk St 8-21-96 Rear door was pried and cash was taken. 0713 hrs Wed State Farm/1929 Keokuk Cash taken, Door damaged 8-21-96 0713 hrs Wed Eicher Florist/502 N Dodge St 8-21-96 0803 hrs Wed rear door was pried to gain entry. Cash and a Cell phone were taken. Aoeshe Rest./624 S Gilbert St 8-22-96 0545 hrs Officers responded to an alarm. Open door. Nothing missing. Thurs Swingmasters/1935 Broadway Rear door pried. Cash missing. 8-25-96 1105 hrs Sun Carey Dental Office/2500 Muscatine 8-24-96 0707 hrs Entry gained by removing an air conditioner fan. Cash taken. Fri Hair Quarters/215 Iowa Ave 8-24-96 Entry was gained through a side door. Cash taken. 0736 hrs Fri West Music/1705 1st Ave 8-24-96 Pried the rear door. Two ~uitars taken. 0840 hrs Fri Proctor and Gamble/1705 1st Ave 8-24-96 Rear door pried. Desk drawers forced open. 0840 hrs Fri Precision Design/1705 1st Ave 8-24-96 Side window broken to gain entry. Cash missing. 0840 hrs Fri Century 21 Real Estate/1927 Keokuk St 8-25-96 Rear door pried. Sony boom box taken. 0835 hrs Sun Creative World Fre School/2717 Northgate 8-26-96 Forced the side door. TI; VCR taken. 0622 hrs Sat Chiropractic Arts Center/536 Southgate 8-26-96 Pried the side door. Cash taken. 0815 hr$ Mon Iowa City Insulation/140 Stevens Dr Pry marks found on a side door. 22nd. 8-26-96 1100 hrs Mort May have occurred between the 20th and Brenneman's Seed/1500 1st Ave 8-27-96 0522 hrs Officer found front window broken out. Fish supplies taken. Tues Little Ceasars/1911 Broadway 8-27-96 0531 hrs Officers responded to an alarm. Rear door pried. Cash taken. ~h/es The Frame Station/601 Hollywood Blvd 8-28-96 0451 hrs The rear door on the east side of the building was pried. missing. Wed Nothing was Cottage Reserve Salon/601 Nollywood Blvd 8-28-96 0451 hrs Items removed from business, but recovered by officers. Wed Perfect Look/601 Hollywood Blvd 8-28-95 Change from the pop machine was taken. 0451 hrs Wed #1 Sun Tan/501 Hollywood Blvd Nothing taken. Alarm was activated. 8-28-96 0451 hrs Wed This list is u~dated as of 8-29-96. CITY OF IOWA CITY PRESS RELEASE September 6, 1996 FOR IMMEDIATE RELEASE The City of Iowa City will have a News Conference at 8:30 a.m. on Monday, September 9, 1996. The News Conference will be held in the City Council Chambers of the Civic Center. The City Manager, Stephen Atkins, and Police Chief, R. J. Winkelhake, will provide an update as to the actions that have been taken to date as well as the future actions to be taken by the City due to the tragic shooting death which occurred on August 30, 1996. Authority: Stephen Atkins, City Manager 356-5010 Offi of the Johnson County Attorney Phone (31~) 33~6100, FKx (31~) 33~-6149 J. PatHok White CQunty Attorney September 3, 1996 FOR IMMEDIATE RELEASE Additional details surrounding the death of Eric Shaw: Iowa City has experienced a recent rash of burglaries. Officer Troy Kelsay was on patrol on foot in plain clothes in the area in response to those burglaries. Kelsay observed the north door to the building slightly ajar with a light on inside. He suspected a burglary in process and requested unifo=h~ officers be sent to his location. Kelsay then observed a patrol vehicle with Officers Gillaspie and Zacharias passi~ on South Gilbert Street and he signaled them to stop. Officer Gillaspie took a position at the door with Officers Kelsay and Zacharias to the sides. Gillaspie began slowly to open the door to check on the suspected burglary. A single shot from Officer Gillaspie's handgun was discharged which struck Eric Shaw in the chest. Search of the pren%ise revealed Shaw did not have a weapon. He was talking on a telephone with an acquaintance in Des Moines at the time he was shot by Officer Gillaspie. The telephone was located i~nediately inside the north door of the business. Division of Cri~nal Investigation Laboratory cri~nalists investigated the scene. Additional and follow-up interviews are anticipated by the DCI during this week. A full written report by the DCI will be submitted to the Johnson County Attorney. That is estimated in approximately three weeks. -30- Questions: SAC Rick Benson Division of Criminal (319) 396-7144 Investigation J. Patrick White Johnson County Attorney (319) 339-6100 PRESS RELEASE Officers Troy Kelsay and Dam'In Zacha~las were at 1132 S Gilbert at the t~h~e of the shootin~ which ocaul~l'ed at approxfi~tely 1150 pro, Au~'t~sl 30, 1996. Neither Officer Kelsay nor Officer Zaehartas discharged their handL~ns. Officer Jeffrey Glilaspie has been an Iowa City Police Officer since October 1, 1993. Officer Kelsay has been an Iowa City ]Police Officer since July 29, · Officex, Zacha~las has been an Iowa City Police Office~, since July 8, 1996. REVISED PRF~S P~L~J~E 31 August, 1996 At apprnx/~ately 11:50 pro, 30 August, 1996, Eric Fielding Shaw, age 31 of Iowa City was shot by Iowa City Police Officer Jeffrey A. Gillasp/e, of Iowa City, who was on a possible burglary in progress call at 1132 South Gilbert Street in Iowa City at the time of the shooting. Shaw, who died at the scene, was at that location by reason of his affiliation with a business. The Iowa Division of Criminal Investigation is investigating the inc/dent. The Johnson County Attorney's Office was contacted and is involved with the /nveetigation. The Iowa City Police Department is cooperating fully with the investigation, Officer ~illaspie has been placed on administrative Leave during the investigation. Normal procedures for the Police Department is to place officers involved in this type of incident on administrative Leave. The investigation is ongoing by the Iowa Division of Criminal Investigation. The Iowa Division of Crheinal Investigation will release additional information by fax as it becomes available. This revised release replaces the e~rlier release of this date. J. Patrick White County Attorney Office of the Johnson County Attorney Johnson County CouP'route · 417 Sou~ CIl~ton Street * P.O. Box 2450 · Iowa City, IA 52244 Phone (319) 339-6100. Fax (319) 339-6149 September 3, 1996 FOR IMMEDIATE RELEASE Civll-4uvm,,11~ Criminal Child Additional details surrounding the death of Eric Shaw: Iowa City has experienced a recent rash'of burglaries. Officer Troy Kelsay was on patrol on foot in plain clothes in the area in response to those burglaries. Kelsay observed the north door to the building slightly ajar with a light on inside. He suspected a burglary in process and requested uniforme~ officers be sent to his location. Kelsay then observed a patrol vehicle with Officers Gillaspie and Zacharias passin9 on South Gilbert Street and he signaled them to stop. Officer Gillaspie took a position at the door with Officers Kelsay and Zacharias'to the sides. Gillaspie began slowly to open the door to check on the suspected burglary. A single shot from Officer Gillaspie's handgun was discharged which struck Eric Shaw in the chest. Search of the premise revealed Shaw did not have a weapon. He was talking on a telephone with an acquaintance in Des Moines at the time he was shot by Officer Gillaspie. The telephone was located immediately inside the north door of the business. Division of Criminal Investigation Laboratory criminalists investigated the scene. Additional and follow-up interviews are anticipated by the DCI during this week. A full written report by the DCI will be submitted to the Johnson County Attorney. That is estimated in approximately three weeks. -30- Questions: SAC Rick Benson Division of Criminal Investigation (319) 396-7144 J. Patrick White Johnson County Attorney (319) 339-6100 9119196 FAX IOWA CITY POLICE DEPARTMENT TO: FROM: Bruce Walker 354-6962 Lt. Fort FAX: 319-356-5448 NOTIFICATION OF ¢OMIILA~IT/llWII~IGAIlON Nmne ,~f Emptoy~ Jeffrey A. Gillaspie Officer t03 3-11 Watch · ~ wdt]ng of tf~ apaoific illegll oc imlxopar i~ alleged agelrmt ~ a~'ib~ecl to yQ~l. Furth~rmMa, Department policy provides that you have a right to be advtaed in wdfi~ of ~e complaint lodged againIt you pri;~ to any ~t~v~wa of cm~erning the allegetim regardleu of the nature of the allegetim and avlfi If th~ allegation is,ugh that it will not rasutt in the filing of criminal charge~ m' the filing of ,aperation charges. Accordingly. you are hereby advised that the following illegal o~ improper acta or allegations have been a~tributed to you: Investigation of the Shaw shooting incident. 08-30-96 23:45 Hrs. 1100 Blk. S. Gilbert St. Iowa City, Ia, The undersigned hereby acknowledges receipt in writing of the charges or allegetioa~ againa~ him/her. WITNESSES (Signature) PREPARE IN DUPt. ICATE Original copy to inv~stigetor'a file. Copy to employee. WAIVER OF ¢OUNIB,/R~/gilINTATIONJRIGUIIT TO ~ECURI ¢OUN~EL/RIPRIIINTATION Nima of Eml~oy# _Jeffrey A. G~.l].asP:[e Rank Officer 3-11 Watch WAIVER OF C0UNSE'L~EPRESENTATION I. the Undersigned, hereby acknowledge that I have received and read the charges/allegations against me and I knowingly and voluntan'ly wish to proceed with the hearing. examination. interview or interrogotio~ without having counsel/relxeaentotio~ of my own choosing present to advtla me during ~ hearing, examination ~ interrogation. Date/Time (Signature) [ ] REQUEST TO SECURE LEGAL COUNSEL OR REPRESENTATION I, the UndetldgndKI, hev~ng been edviled of my'right to counsel of my own choo~ng at all haitiriga, txaminatio(~ end interrogatio~8 ks conn~on with the chargeslallogatlofm agab~t me which hav~ ~ given to me in receipt of which l~ hereby acknowledged elect to somas the and agree to IXO~ with laid helling, Ixlmksll:ioh or i(ltlfTog~ It houri· 911 I1~ .' in Raail · It which time ~l~l' , ex~mdnedon or interrogat~ d~l be r, emmenc~d. by ~ my ~Ignat~t u~3ort ~ ~tatement. I I~ my wi~ to ~ ~ ~ I~ ~ to c~ ~ Oe~ ~a~, e~ml~d~ ~ ~~ ~ ~ ~ ~ af~e~id, Date/Time (Si~nat~e) WITNESSES PREPARE IN DUPLICATE: Original copy to investigator's file. Copy to employee. ~AIR From 4 ADMINISTRATIVE I~10CEIDING Naf~e ef ~ml~¥ee Jeff]:ey A, Gillaspic Rink o£ficer Unit of 3-11 Watch Dll~lm~t IX~icy i.ovR!ee that you be edvt~d of the following: You have no right to remain liEant in an administ~ative investigation. You have en obligation to truthfully answer questions put to you. You are advised that your statements or responses constitute an official police repo~t. If you refuse to answer (luesttons put to you, you will be ordered by a IoNrim' officer to answer the question. ** If you persist in your refuel after the order has been given to you, you are advised that such refusal constitutes a violation of the Rules end Regulations of the Iowa City Police Department and will serve as a basis for which your discharge will be sought. You ere further adviaa<l that by law any admission made by you during the cours~ of this administrative bearing or inter~ew ~nnnot be used against you i~ a aube~ClUent criminal proceeding. I, the Umlersigned, do hereby acknowledge that I hav~ been infmmed of the abev~ rlght~ (Signature) Printed Name of Employee WITNESSES PREPARE IN DUPLICATE: Original copy to i~v~stlgator'a file. Copy to employee. Nlmt of Employee Rink Unit of A&~gnment Jeffrey A. Gillaspic Officer #03 3-11 Watch You are being edv~sd of the following: 1. Any adml~to~ m~de ~ ~ c~ of ~ ldmi~ld~ ~, ~ ~w ~y ~ used ~ ~ ~111 f~ di~i~i~ mea8~ Inc!~l~ d~rgl or ~l~. You have the right to counsel of your choosing to be present with you to advise you at this hearing, examination or interview and you may cor~ult with counsel/represen-. tatio~ as yo~ desire. e You have · right to be given a reasonable time to obtain counsel of your own choosing. You have no right to remain silent at this administrative proceedings. You have an obligation to truthfully answer questions put to you. You are advised that your statements or responses constitute an official police report. If you refuse to answer Questions put to you, you will be ordered by a superior officer to answer the quedion. If you i~rsist in yo~ refusal after the order has been given to you, you are advised that such refuel cor~[;[utel a violation ~f the flutes and Regulatior~ of the Iowa,C~ Police Department and will serve es I ~ for your discipih~e. e Y~u are fixthat edvbed that by law any Idmiseion made by you during the course ~f this hearing, examinatto~ o~ interview ~3EOt be used against yo~ in a subsequent criminal Ixoosad:.ng. I, the Undersigned, do hereby acknowledge that I have been informed of the above rights. (Signature) WITNESSES Printed Name of Employs& PREPARE IN DUPt. ICATE: Original copy to investigator's file. Copy to employee. lAIR F~ O Shooting of Mr. Shaw at 1130/1132 08-30-96 23:45 Mrs. By an Iowa City Police Officer. Officers Involved: #03 Gillaspie #43 Kelsay #12 Zacharias S. Gilbert Iowa City, Ia. Police Officers who arrived after the fact: #87 L%. Johnson #94 Sgt. Jackson #95 Sgt. Wyss #82 Sgt. Steffen #27 Hurd #09 Prestegard #36 Llppold #50 Steva #05 Cox #25 Maurer Fire Personal: Lt. Bok !le Deeds ,~ate Hopkins Ambulance Personal: Steve Spenler John Grief (Firefighter for ICFD) I.A.I.R. # 96-10 09-05-96 #86 Lt. Sellers & #92 Lt. Fort assigned to the IA investigation. Short meeting with Chlef Winkelhake and Capt. Harney, 09-06-96 #92 Meeting with Capt. Harney to received the case # and forms. #92 Called DCI Agent Benson and asked him to ask the DCI lab to check the weapon to see if the weapon had been altered and if the trigger pull was within factory limits. PBX # 319-396-7144 #92 Copied all of the reports in case file. Case # #96-607479 Inc. # 96047129 Issue: In situations that require action, perception is reality. If an officer perceives a threat, even where none exists, he will act on that perception. While his perceptions are, of course, affected by the characteristics of the situation, they are also affected by experience, arousal level, and training. 09/09/96 #92 Talked tO Mr. Shaw (Uncle of victim). Met him at 18:20 Mrs. in Watch Commanders Office. Asked for family input into the investigation and asked if Lt. Sellers and I could view the part of the building where the incident took place. Gave him my card and home phone %. **As of 09-29-96 no one from the family has made further contact with me. Made copies of parts of the General Orders that may address this investigation. n9/10/96 dks. started reviewing use of force policy and general rules and · gulations. Rules and Regulation manul Section 330 Firearms. Se¢.330.2 Sub. C. use of weapon. Additional Conduct of Investigation Sec.345.06.Issued December 1,1995. 09/11/96 #92 Got the names of the Amb. crew who were at the scene. Received a copy of the Amb. crews report. #92 Got a copy of case # 96607477 inc. 964711B Fight in Progress call at Lakeside. Last call Gillispie was on before the shooting. #92 Talked to DCI Agent Ron DeRooi advised him of what we were going to do and asked if we should hold off on anything. He asked me not to interview Officer Gillaspie until he was finished with him. Me stated he would advise me when he was done with his final interview. 09/13/96 #92 Received Medical Put in file. Examiner Autopsy Report. 9/13/96 #92 & 86 Interviewed the ambulance personal and the ICFD Lt. in charge of the fire fighters on scene. This was done on tape. Chose not to interview the other two firefighters who were on this call. Received copies of all the Fire Department records reference this call. 09/17/96 #92 Memo to Chief of Police about the investigation. Copy of Memo put in IA file. Received copy of the radio log and traffic on the radio from Lt. Johnson. Received a copy of some of the phone conversations which were on the same %ape. Received this from Lt. Johnson. 09/18/96 #92 Made apt. with Officer Kelsay for an interview 09-19-96 at 16:00 Hrs. on Left a message on Officer Zacharias's ans. contacted his mother to have him call me. Had a short meeting with Officer Zacharias and set up a time to interview him. machine and in my office Took 2 tapes to word processing Given to Barb Coffey (Document Services) 09/19/96 #92 & #86 #92 & #86 Interviewed Sgt. Jackson in the AM. 04:00 to 05:00 hrs. Interviewed Officers Zachariaz and Kelsay in the PM This was done at ICPD. Internal Investigation forms were signed by both officers. 15:00 to 18:00 hrs. 09/20/96 #92 The three tapes were taken to word processing. Given to Barb Coffey (Document Services) #92 Talked to Bruce Walker (Arty. for Gillaspte). Set interview time of 09-30-96 at 09:30 Hrs. to talk to Officer Gillaspie at Walker's office. Date was at the request of Walker. Sent a FAX of internal affairs forms to Arty. Walker up a 9/21/96 #92 Talked to Arty. Walker in my office He gave me a copy of the statement Officer Gillaspie gave to the DCI (Agent DeRooi) on 12 Sept. 96 09:00 to 10:00 hrs. 09/22/96 #92 Started putting investigation material into book form. 09/24/96 #92 Picked up tapes and interview reports for Kelsay and Zacharias from Barb Coffey 09/25/96 #92 Memo to Chief requesting extra time to finish. Memo in IA file.-- Extra time not granted by Chief. As it turned out the extra time was not necessary. #92 Reviewed material from Barb Coffey. )/26/96 ~92 Talked Talked up the to Lt. Sellers 05:00 Hrs. ref. case. to Arty. Bruce Walker in an attempt to move interview date. Nu~bered book and brought everything up to date. Received Shooting Scores from Der. Schultz. Arty. Walker called back and stated he could not reach Officer Glllaspie. 09/27/96 #92 Went over I.A.I.R. 96-10 reports with Lt. This was done around 05:00 Mrs. Sellers Talked with Police Chief. He asked me finished by Monday afternoon 09-30-96. Advised the Chief I saw no problem with this time. if we cound be this deadline at #92 Picked up the tapes and reports from Barb Coffey. Lt. Bok ICFD and Spenler from the Amb. service. Picked up the tape and report from Barb Coffey. Sgt. Jackson 9/28/96 #92 & #86 Went over the entire case file, Put in rough draft of our findings. Put the case file in final order. This was done around 04:30 hrs. #92 Gave the entire case file ~o the City Mgr. review. 11:30 Hrs. for him to 09/29/96 %92 Received the entire case file back from the City Mgr. 09:45 Hrs. 09/30/96 %92 & 86 Interviewed 09:30 Hrs. Officer Gillaspie. This was done on tape. #92 #92 Took tape to Barb Coffey. Waited for her to get done with it. & #86 filled out and signed the findings on all Officers involved. cnree 09/30/96 Entire case file turned over to R.J. Winkelhake, for the City of Iowa City, Iowa. Chief of Police TO: FROM: SUBJECT: DATE: R.J. WINKELHAKE, CHIEF OF POLICE Lt. R. Fort #92 Day Watch Commander Lt. D. Sellers 986 Late Night Watch commander INCIDENT# 96047129 IAIR # 96-10 09-30-96 EMPLOYEE RANK: Officer Iowa City Police Department NAME: JEFFREY A. GILLASPIE BADGE #: 03 UNIT OF ASSIGMMENT: Field Training Officer SEX: Male DOB: 02/08/70 DATE OF APPOIR"PMENT: 10/01/93 DUTY STA~3S: Date of Incident-Active Duty Current time-Administrative leave NUMBER OF MONTHS IN PRESENT ASSIGNMENT: EMPLOYEE N~3MBER: 28565 COMPLAINANT: Investigation into the shooting death of Mr. Shaw by a Iowa City Police Officer. Date: 08-30-96 Time: 23:40 Hrs. Location: 1130/1132 South Gilbert St. Iowa City, Ia. VICTIM: Shaw, Eric Fielding 529 S. Gilbert St. Iowa City, Ia. D0B 06/02/65 Taped interviews taken from ~he witnesses and Police Officers involved. Reports from all involved were reviewed. SUCTION: Iowa City Police Officers Glllaspie, Kelsay, & Zacharias were checking out an open door found by Officer Kelsay. Eric Shaw was fatally shot by Officer Gillaspie. FINDINGS: Allegations:::::=:::::::FOUNDED. Officer Gillaspie went from situation risk assessment to · se of deadly force. (Level 1 to Level 5) his was done without Justification. 16-A £COMMEN~ATI ONS: Officer Glllasgie be removed from duty. DATE INITIATED: DATE COMPLETED: ELAPSED TIME: Received Assigned 09-30-96 08-30-96 for Internal j~ Working days investigation 09-04-96 INVESTIGATORS~ Lt. R. Fort #92 Lt.nD~ellers #86 16-B TO: FROM: Lt. SUBJECT: R.J. WINKELHAKE, CHIEF OF POLICE Lt. DATE:09-27-96 R. Fort #92 Day Watch Commander D. Sellers #86 Late Night Watch Commander INCIDENT# 96047129 IAIR # 96-10 EMPLOYEE: RANK: NA~E: BADGE #: 43 UNIT OF ASSIGNMENT: SEX: Male DOB: 01/20/62 Officer Iowa City Police Department TROY A. KELSAY Investigations DATE OF APPOINMENT: 07/29/91 DUTY STATUS: Date of Incident-Active Duty Current time-Administrative leave NUMBER OF MONTHS IN PRESENT ASSIGNMENT: EMPLOYEE NUMBER: 43221 COMPLAINANT: Investigation into the shooting death of Mr. Shaw by a Iowa City Police Officer. Date: 08-30-96 Time: 23:40 Mrs. Location: 1130/1132 South Gilbert St. Iowa City, VICTIM: Shaw, Eric Fielding 529 S. Gilbert St. Iowa City, Ia. DOB 06/02/65 Taped interviews taken from the witnesses and Police Officers involved. Reports from all involved were reviewed. SUMMATION: Iowa City Police Officers Gillaspie, Kelsay, & Eacharias were checking out an open door found by Officer Kelsay. Eric Shaw was fatally shot by Officer Gillaspie. We find that Officer Kelsa¥ committed no violations of Iowa City Police Department Rules, Regulations, or General Orders. iNDINGS: Allegation:::::::::UNFOUNDED. No violation of Iowa City Police Degartment Rules, or ~enerel Orders. No violation of any State or Federal Laws. Regulations, DATE INITIATED: DATE COMPLETED: ELAPSED TIME: Received 08-30-96 Assigned for Internal 09-27-96 ~ Working days investigation 09-04-96 INVESTIGATORS: Lt. R. Fort #92 ~1. · ~ ~.~lers #86 16-C TO: R.J. FROM: L%. R, Lt. D. SUBJECT: DATE: WINKELHAKE, CHIEF OF POLICE Fort #92 Day Watch Commander Sellers #86 Late Night Watch Co~unander INCIDENT# 96047129 IAIR # 96-10 09-27-96 EMPLOYEE: RANK: Officer Iowa City Police Department NAME: DARIN R. ZACHARIAS BADGE #: 12 UNIT OF ASSIGNMENT: Field Training SEX: Male DOB: 10/02/72 DATE OF APPOINMENT: 07/08/96 DUTY STATUS: Date of Incident-Active Duty Current time-Administrative leave ~ER OF MONTHS IN PRESENT ASSIGNMENT: EMPLOYEE NUMBER: 99622 COMPLAINANT: Investigation into the shooting death by a Iowa City Police Officer. Date: 08-30-96 Time: 23:40 Rrs. Location: 1130/1132 South Gilbert St. VICTIM: Shaw, Eric Fielding 529 S. Gilbert St. Iowa City, Ia. DOB 06/02/65 of Mr. Shaw Iowa City, Taped interviews taken from the witnesses and Police involved. Reports from all involved were reviewed. Officers SUMMATION: Iowa City Police Officers Gillaspie, Kelsay, & Zacharias were checking out an open door found by Officer Kelsay. Eric Shaw was fatally shot by Officer Glllaspie. we find that Officer Zacharias co~nltted no violations of Iowa City Police Department Rules, Regulations, or General Orders. INDINGS: Allegation::::::::::::UNFOUNDED. No violation of Iowa City Police Department or Oeneral Orders. No violation of any State or Federal Laws. R%~l es, Regulations, DATE INITIATED: DATE COMPLETED: ELAPSED TIME: Received 08-30-96 Assigned for Internal investigation 09-27-96 ~_~LWorking days 09-04-96 INVESTIGATORS: Fort #92 Lt. ellers 986 I.A.I.R. % 96-16 REPORT INDEX #01 (A) (B) #02 (A) PERSONNEL ORDER 96-35 LIST OF PERSONNEL INVOLVED REPORTS (Alphabetical :::::::::::::::::::::::::::::::: #20 OFFICER BATCHELLER (ICPD) (B) --- LT. BOK (C) #27 OFFICER HURD (D) 994 SGT. JACKSON (E) #87 LT. JOHNSON (F) #36 OFFICER LIPPOLD (G) #43 OFFICER KESLAY (H) --- SPENLER, STEVE (I) 982 SGTo STEFFEN (J) #50 OFFICER STEVA (K) #95 SGTo WYSS (L) #12 OFFICER ZACF,%RIAS (ICFD) (ICPD) (ICPD) (ICPD) (ICPD) (ICPD) (JOHNSON COUNTY AMBUL~CE) (ICPD) (ICPD) (ICPD) (ICPD) #03 TAPED INTERVIEWS (A) --- LT. BOK (B) #03 OFFICER GILLASPIE I.A.I.R. FORMS (C) #94 SGT. JACKSON (D) #43 OFFICER KELSAY I.A.I.R. FORMS (E) --- SPENLER, STEVE (F) #12 OFFICER ZACHARIAS I.A.I.R. FORMS (Alphabetical ::::::::::::::::::::::: (ICFD) (ICPD) (~CPD) (ICPD) (J.C. AMBULANCE) (ICPD) #04 (A) (C) #05 #06 #07 #08 #09 #10 TRAINING RECORDS #03 OFFICER GLASSPIE %46 OFFICER KELSAY %12 OFFICER ZACHARIAS (Alphabetical (ICPD) (ICPD) (ICPD ::::::::::::::::::::::: Received these from 904 Detective Schultz One of the range officers for ICPD. 903 OFFICER GILLASPIE #43 OFFICER KELSAY %12 OFFICER ZACHARIAS None in file (ICPD) (ICPD) (ICPD) INTERVIEW OF OFFICER GILLASPIE BY THE DCI:::::::::::::: (Provided by Arty. Bruce Walker on 09-20-96) TRANSCRIPTIONS OF PBX/RADIO :::::::::::::::::::::::::: Prepared by Lt. Johnson (ICPD) WEAPONS ASSIGNED TO OFFICERS OF THE ICPD.:::::::::::::: (List gotten from Capt. Harne¥ by Lt. Johnson) (List prepared and kept current by Lt. Fort for Capt. Harney) RULES, REGULATIONS, & GENERAL ORDERS OF THE ICPD.:::::: Those WHICH WERE IN place on 08-30-96 General Order 92-03 Internal Affairs Investigation General Order 92-01 Internal Affairs Investigation State Code 804.8 Use of Force by peace officers 514 Use of Firearms 205 Use of Force 500 Law Enforcement Operations General Order 95-03 Use of Force #11 MEMO'S TO THE CHIEF OF POLICE:::::::::::::::::::::::::: #12 LIST OF B & E REPORTS OFFICERS WERE WORKING FROM::::::: #13 PRESS RELEASES::::::::::::::::::::::::::::::::::::::::: #14 FAX SENT TO ATTY. BRUCE :::::::::::::::::::::::::::::: #15 #16 (A) (C) LIST OF TIMES & DATES OF WHEN THINGS WERE DONE::::::::: :::::::::::::::::::::::::::::::::::::::::::::::::::::: OFFICER GIL!~SPIE (ICPD) OFFICER KELSAY (ICPD) OFFICER ZACHARIAS (ICPD) October l, 1996 R. $. Winkelh~ke Chief of Police City of Iowa City 410 E. Wa~hiagton Strut Iowa City, IA $2240 D~r Chief Winkelhake, I wish to r~sign my position with the Iowa City Police Deparu'nent effective immediately. V~'y truly youre, ~3illaspie CITY OF I0 WH CITY INFORMATION PACKET October 18, 1996 October 21 WORK SESSION AGENDA ITEMS IP1 IP2 IP3 IP4 Memorandum from Finance Director: Wastewater/Water Fees ~)~. Memorandum from Finance Director to City Manager: Ideas for Changes in the Schedule.Y~ of Wastewater/Water Fee Code of Ordinances Letter from Dale and Helen Shires to Mayor: Friendship/Shamrock Storm Drainage ,-~ Letter from Dale and Lynette Arens to Mayor: Friendship/Shamrock Storm Drainage MISCELLANEO'US ITEMS IP5 IP6 IP7 IP8 IP9 IP10 IP1 1 IP12 IP1 3 IP14 IP1 5 IP16 IP17 Memorandum from City Manager: Riverside Drive - South Corridor Memorandum from City Manager: City Police Academy Memorandum from City Manager: Employee Art Fund Memorandum from Lisa Handsaker and Marian Karr: Council Pictures Memorandum from Planning Maintenance Memorandum from City Clerk: Memorandum from City Clerk: Memorandum from City Clerk: Memorandum from City Clerk: and Community Development Director: Publication on Hotel-Motel Taxes for the Arts Retention of Hard Copy Internet Messages October 2 Work Session October 7 Work Session Memorandum from Airport Manager: Master Plan Implementation Memorandum from City Manager to Police Chief: Iowa Law Enforcement Academy Memorandum from Police Chief to City Manager: Emergency Contact Information Cul-de-sac~_._~ Memorandum from Officer Mebus to Police Chief and Captain Harney: TIPS Training Information Packet 10/18/96 page 2 IP18 Memorandum from City Manager to ACT area businesses and residents: Update Highway I Traffic Signal Project in ACT Vicinity and Associated Arterial Street Extension Issues IP19 Letter from City Manager to Johnson County Board of Supervisors: Federal Welfare Reform Legislation IP20 Letter from City Manager to Thomas Bredeweg, Iowa League of Cities: Federal Welfare,~., Reform IP21 Memorandum from Director Planning and Community Development to City Manager:.~_ Staff Appointment IP22 Email from Council Member Baker to Johnson County News: (Responses also included) IP23 IP24 IP25 IP26 IP27 IP28 IP29 Shaw Shooting~ REAP City Parks andS( Letter from State of Iowa DNR to Parks and Recreation Director: Open Space Grant Letter from Assistant Director Planning and Community Development to Julie Furmeister:~---~, Concerns about Traffic on West Side Drive Iowa Department of Human Services Income Limit Table Agenda of Downtown Strategy Committee October 24 Meeting Agenda of Johnson County Board of Supervisors October 15 Informal Meeting Agenda of Johnson County Board of Supervisors October 17 Formal Meeting Memorandum from City Manager to City Council and Library Board: Joint Meeting Wednesday, October 30 (separate document- Councilonly) Copies of Articles regarding Shaw shooting incident, and the resignation of a Human Rights Commissioner. Memo from City Engr. regarding Friendship/Shamrock Creek Improvements. Agenda of the ]0/22 meeting of the Board of Supervisors. Memo from Jeff McClure to Rick Fosse regarding Friendship Street/Shamrock Drive Creek Channel Improvement Project. "Slamming the Door" article on subsidized housing units distributed by Dee Norton. Jessica Kardon letter regarding Shaw shooting incident. Comparison of Current monthly sewer & water charges, average residential users - - sample Iowa cities. Revised 10/96. Copy of a policy proposal to adopt a Police Citizen's Review Board. Memo from City Mgr. regarding Cedar Rapids - Sales Tax Update. Information Packet 10/18/96 page 3 . Memo from City Mgr. regarding low-income discount, and pre-design meeting - First Ave. - Bradford to Muscatine. Memo from Library Director regarding Library Building Tour. Letter from City Mgr. to Mary Sue Coleman, University President regardin Welfare Reform. Letter to Police Dept. from Concern for Women regarding appreciation & support.._~4/~ Letter from University of Iowa to Police Dept. regarding appreciation for ~, contribution to the Sesquicentennial event. Claim for Damages, Death of Eric Shaw. ~)~ City of Iowa City MEMORANDUM Date: To: From: Re: October 16, 1996 City Council and City Manager Don Yucuis, Finance Director Wastewater/Water Fees You have asked that I review with you the current policy that is in place regarding how Wastewater/Water Fees are calculated. The current policy in place is to accumulate 20% of the estimated project costs in cash which will then be used to pay for the projects as they occur, and therefore reduce the amount of bonds to be issued. Using this assumption, wastewater fees need to generate an additional $7.5 million by Fiscal Year (FY) 2000. Water fees need to accumulate approximately $10.7 million by FY 2001. Any rate increase also needs to pay for any new debt service on bonds issued for projects that are currently in progress. This includes the $18.3 million sewer revenue bond issue dated March, 1996 and the $6.1 million (water) General Obligation Bond Issue date March, 1996. This policy can best be reflected in showing the cash balances for each fund at July 1, 1995 compared to projected cash balances at June 30, 1997, Cash balance at July 1, 1995 Estimated ending balance July 1, 1997 Increase in cash balance Wastewater Fund $3,182,71 6 $5,725,365 $2,542,649 Water Fund $2,393,296 $3,49O,522 $1,097,226 Attached you will find the most recent calculation of what rates need to be to comply with the 20% cash accumulation policy. These rates reflect the actual debt service on the bonds that were issued in March of 1996. Question: Do you want to continue the current policy of accumulating 20% of the project cost to pay cash for part of the projects? If you do want to change the policy what would you like the policy on rates to be? [m~o~/10 3 5.wp5 WASTEWATER PROJECTS - PHASE IN, OPTIONS: NO CASH OR ACCUMULATE 20% CASH BY THE YEAR 2000 AFTER ~18.3 MILLION BOND SALE- 20% CASH iN 2000 NO CASH Monthly Monthly Estimated Residential Estimated Residential Annual Rate Cost for Annual Cost for Flacal Year Adjust Wastewater Rate Adjust Wastewater FY 1995 35% 18~90 35% 18.90 FY 1996 15% 21.74 15% 21.74 FY 1997 10% 23.91 5% 22.83 FY 1998 10% 26.30 5% 23.97 FY 1999 8% 28.40 5% 25.17 FY 2000 5% 29.82 5% 26.43 FY 2001 -10% 26.84 0% 28.43 FY 2002 ! 0% 26.84 5% 27.75 FY 2003 0% 26.84 0% 27.75 FY 2004 0% 26.84 5% 29.14 FY 2005 5% 28.18 0% 29.14 FY 2006 0% 28.18 5% 30.60 Sample Options- Large User Average Average Commercial Monthly Cost Monthly Cost FY 1995 35% ,5,828 35% 5,828 FY 1996 15% 6,702 15% 6,702 FY 1997 10% 7,372 5% 7,037 FY 1998 10% 8,109 5% 7,389 FY 1999 8% 8,758 5% 7,758 FY 2000 5% 9,196 5% 8,146 FY 2001 -10% 8,276 0% 8,146 FY 2002 0% 8.276 5% 8,553 FY 2003 0% 8,276 0% 8,553 FY 2004 0% 8,276 5% 8,981 FY 2005 6% 8,690 0% 8,981 FY 2006 0% 8,690 5% 9,430 Industrial FY 1995 35% 26,000 35% 26,000 FY 1996 15% 29,900 15% 29,900 FY 1997 10% 32,890 6% 31,395 FY 1998 10% 36,179 5% 32,966 FY 1999 8% 39,073 5% 34,613 FY 2000 5% 41,027 5% 36,344 FY 2001 -10% 36,924 0% 36,344 FY 2002 0% 36,924 5% 38,161 FY 2003 0% 36,924 0% 38,161 FY 2004 0% 36,924 5% 40,069 FY 2005 5% 38.770 0% 40,069 FY 2006 0% 38,770 5% 42,072 C:tWATSEWt SEWR~$6.XLS[ SEW RAT CAMP N0V 10/17/~6 WATER FUND - IMPACT TO USERS BASED ON CURRENT 20% CASH ACCUMULATION POLICY AND NO CASH/ALL BONDS TO FINANCE PROJECTS CURRENT POLICY NO CASH 20% CASH ALL BONDS Average Average Rates Monthly APRIL 1996 - Monthly estimates at Residential Estimated Residential October Cost for Annual Rate Cost for Flecal Year 1996 Water Adjust Water FY 1995 40% 14.98 40% 14.98 FY 1996 30% 19.47 30% 19.47 FY 1997 22% 23.75 15% 22.39 FY 1998 20% 28.50 15% 25.75 FY 1999 20% 34.20 15% 29.61 FY 2000 15% 39.33 12% 33.16 FY 2001 15% 45.23 10% 36.48 FY 2002 -10% 40.71 10% 40.13 FY 2003 -5% 38.67 5% 42.14 FY 2004 0% 38.67 5% 44.25 FY 2005 0% 38.67 -10% 39.83 FY 2006 0% 38.67 0% 39.83 Sample Options-Large User Average -- Average Monthly Monthly Commercial Cost for Cost for FY 1995 40% 3,150 40% 3,150 FY 1998 30% 4,095 30% 4,095 FY 1997 22% 4,996 15% 4,709 FY 1998 20% 5,995 15% 5,415 FY 1999 20% 7,194 15% 6,227 FY 2000 15% 8,273 12% 6,974 FY 2001 15% 9,514 10% 7,671 FY 2002 -10% 8,563 10% 8,438 FY 2003 -5% 8,135 5% 8,860 FY 2004 0% 8,135 5% 9,303 FY 2005 0% 8,135 -10% 8,373 FY 2006 0% 8,135 0% 8,373 Industrial FY 1995 40% 16,800 40% 16,800 FY 1996 30% 21,840 30% 21,840 FY 1997 22% 26,645 15% 25,116 FY 1998 20% 31,974 15% 28,883 FY 1999 20% 38,369 15% 33,215 FY 2000 15% 44,124 12% 37,201 FY 2001 15% 50,743 10% 40,921 FY 2002 -10% 45,669 10% 45,013 FY 2003 -5% 43,386 5% 47,264 FY 2004 0% 43,386 5% 49,627 FY 2005 0% 43,386 -10% 44,664 FY 2006 0% 43,386 0% 44,664 C:~WATSEW't WATRg~.XLSI APR~6 RAT OPT NOCASH 101t7R6 City of Iowa City MEMORANDUM Date: October 18, 1996 To: From: Re: Stephen Atkins, City Manager Don Yucuis, Finance Director ~ Ideas for Changes in the Schedule~f Wastewater/Water Fee Code of Ordinances. I met with other City staff members to discuss options available when calculating and projecting the March 1, 1997, rate increases for Wastewater/Water fees. Below are some ideas that staff came up with: Reduce the minimum usage from 200 cubic feet to 100 cubic feet. Reduce the minimum charge by half for all meter sizes. Try to maintain the minimum charge at the new reduced level per 100 cubic feet or increase the minimum charge at a lower percentage increase than in the overall increase in the fee charged past the minimum. We did an increase of this nature in Mamh 1995 when we increased the minimum charge 24% and increased additional usage fees by 40%. 2. Eliminate or alter the following fees related to various services: Eliminate $3.00 delinquent water service account fee, estimated annual receipts are approximately $10,300. Eliminate $30.00 inspection and removal fee for disconnecting and removing a single- purpose water meter--minimal revenue. Eliminate the $20.00 fee for resetting or reading water meter or for restarting service on all accounts in lieu of minimum fee. (Currently $49,000.} Alter or change certain deposit fees for combined City water and/or sanitary sewer and/or solid waste collection accounts. Reduce residential tenant account deposit from $100.00 to $80.00. Eliminate residential account deposit fee of $75.00. Any collection can be done through the lien process and the delinquent deposit fee section of the Code. Eliminate deposit fee for solid waste collection only accounts of $50.00. If there are problems with accounts, the City already has in place a delinquency deposit fee that is equal to an average two-month billing for a delinquent account. This is put into place when an account is late in paying at least three times in a twelve- month period. The deposit is then held until twelve consecutive months of payments are made on time. Staff and I will be happy to discuss any and all options at the October 21, 1996 informal meeting with you. Please call me at 356-5052 if you have any other questions. Helen and Dale Shires 3229 Friendship St. Iowa City, IA 52245 319-338-0921 October 22, 1996 Dear Mayor Novick: Although I hope to be at the City Council meeting Monday night when you consider the Friendship/Shamrock ditch problem, I express my concerns better in writing. We neighbors may ask for the "right" work by the City this time (compared to the partial project of about a dozen years ago), but I believe the most expensive alternative, a buried tube, is not the right alternative. Such a tube is not problem-free. We see cave-ins beside such tubes; the inlets for local surface drainage either have openings large enough to be a danger for tots and toys or small enough to become blocked with trash causing localized flooding; and the concept assumes an affordable design that can handle whatever the future brings. Further, it removes all aesthetics of the creek. Many of us chose our Iols seeing the open creek as an advantage even though we expected occasional flooding. While the newer developments above us and the added plug-prone grate below have increased problems, appropriate measures with an open ditch can provide adequate flood protection. Just as the expensive buried tube would require an easement, an easement of 10' or 15' along each side of the rear property line first to clean and align the ditch also could be written to eliminate compost piles and the planting of trees and shrubs near the ditch. For years the neighborhood has awaited "impending" City action, and neglect allows dead branches and trees to fall into the creek which, in turn, plug the outlet grate. With no overhanging trees, annual reminders in the neighborhood newsletter and a "neighborhood watch" should keep trash from plugging the grate. Stabil/zing the lower portion of the channel with a half-tube or rock baskets would help maintain design capacity. Sloping banks with vegetation would add capacity while maintaining some naturalhess. Please give serious consideration to this moderate-cost approach which should greatly reduce flood risk while maintaining the open atmosphere. Sincerely, Dale Shires October 13, 1996 To: Naomi Novick 306 Mullin Avenue Iowa City, Iowa 52246 From: Dale & Lynette Areas 3222 Shamrock Drive Iowa City, Iowa 52245 Re: Shamrock Drive Creek Recently I received a letter referring to the ongoing decision making proems of"should we or should not we" fix the creek on Shamrock Drive. The leuer suggested that we contact you to express our feelings so that they could then be articulated at the upcoming megting. I would be remiss if I did not state that i am somewhat concerned about how the decision making process is distracting us all fi'om the real issue. I am aware that one particular property owner has had Karen Kubby out to our neighborhood to view thc project. The primary purpose of this letter is to offer insight to the problem, from file perspegtivc of a property owner who Ls directly affexted by the ravag~ of this creek. I would also like to invite you to come out to our home and view the problem yourself prior to the meeting on October 21. Additionally, I would like to remind thc council and thc city engineers ofthe reasons we are cven discussing this creek project. Some borine background: We have owned our home now for just over eight years. Ours is the only property on Shamrock that is bordered on two sides by creek, because of this we have the unique perspective of obaerving the creek at it's end point before going underground. We are the ones who routinely call Bud Stockman's office to have someone come out and romovc debris fi'om the grate protecting the underground opening. Let it be said that they have always responded well when I call. We have two children ages 5 & 9 who are never allowed to play in the creek nor near it when it has recently rained, for fear of their well-being. Observations from the "enasl": When we bought our home eight years ago, it was hard to recognize that a creek even existed on our property. The creek was densely ovgrgrown with weeds and volunteer trees, something that I quickly cleaned up and now try to maintain. We did much landscaping and some plantings. We made plans to add other plantings, a small garden and to build a small storage shed. Back then rains brought additional water flow, heavy rains brought some upstream debris, but never did the creek leave it's banks on our properly. The creek did appear to overflow occasionally onto both neighbors directly to the east and the two neighbors to the north and northeast. Any floodting was relegated to especially heavy rains. Recent years correlating with the developments east of Petersen and north of Court sweets brought noticeable and very troublesme results. * Now any rain causes the ereek to quickly fill und a hard rain eauses it to spill it,s banks within minutes. To give you some perspective on the extent to which this problem has grown in recent years let me share the following observation. During the record rains on 1993 we had fewer problems with water flowing across oar property than last year and this year. The problem is clearly getting worse. * Erosion is huge. We have lost about two feet of our yard in some places within the past five years. I have personally stood on my deck and watched large chunks creek bank fiall into the current. During one particular heavy rain this past spring while I was helping one of the city workers clear the plugged culvert, I wimessed a 20 foot section of the bank slide into the charmel. Additionally, 1 am often asking unsupervised children to stop pulling rocks Erom the ombankment and throwing them into the ercck. I carmot imagine how many rocks I have retrinved from the main ~anncl, or how many "child ennst~ucted" dams I have dismantled. The croak brings with it peripheral problems that cannot be overlooked. Some ofthes~ probl~ns actually make the flonding worse, others arc problems that we thankfully have not yet had to deal with. Particularly disturbing to me is that beamuse of where our property is located (end of the linc), I witness the fo]lowing problems firsthand and I know they are not coming from my immediate neighbors to the upstrento ~st. · The yard waste and other debris that floats downstream and bccome$ caught in the culvert opening causing it to plug. TMs happens regardicss of the amount ofraln we r~ccivc, and v/aen the culvert is eyre partially plugged, the flooding is even worse. I have seen just about everything you can imagine stuck in the grate, plugging the culvert opening. For instance, yard clippings, txce branchea, fire wood, bottles, cans, toys, n~vspapers, need I go on? It was suggested that the grate that covers the culvert con,butts to the problem by "catching" all the debris that floats down stream. This is true, bul it also helps deter children from entering the underground cuiverL On henry rains this refuse oRm is lef~ stranded ou my property for mc to clean up. I personally realiy Strllggle with this whole issue Ix~aus¢ I lmow where the division on this whole creek improvement project is occurring. It's the "apstrcam versus the downstxenm," however the "downstreamers" are ones who arc Ix~ng fiood~xl. Ouec, s where the waste and debris that plugs the culvert is coming from. Weeds! The cre~k widens substantially on our proper~ and is very high maintenance. Spraying for v, xa:~s in the cree. k is taboo because of it being a waterway. The alternative is using a pov~rcd weed lylmmer, hov~ver the ~ v~xa~d$ thcla pose a problem in regard to becoming callghl oll the grate that coves the culvert. Bagging these weeds would cost a fortune with the city mandat~ bags. · We are unable to further improve our property. As previously mentioned, we have plans to landscape and make plantings, however the erosion and flooding make it impossible to do cithex. We arc enjoying l~ss of our prolx:n'y than we used to because it is eroding downs~am or underwater more than ever before. ~' The soli saturatJon is very high n~ar our hous¢. Our sump pump rans every 3-4 minutes all y~tr long. Five y~xs ago the switch on this pump became stuck and burned out the too{or causing the pump to quit working. The result was a floo<led basement costing nearly $7000 in damage. We have since added a backup sump sy~'tem and purchased a gas powered generater should there be a power outage. I am convinc~l that soil would be le~s saturated if the channel were tiled completely. · The current situation is dangerous to children. This is the problem that I referred to earlier by saying that we have thankfully not had to deal with yet. Hopefully wc n~ver willl But just because something has no{ yc~ happened does not mean it never will. I am no{ "crying wolf' on this issue, the current can be cxlremcly s~rifi and turbulent during and ai~er heavy rains. In the spring of the yoar when the problem is at it's worst, there is a serious unsupervised children problem. I have asked dozens of childrein to leave the creek for fear of their safety. I have had to ask childr~m to leave whom I recognized, the children are coming from some-place upstream. I suspecI the apartments on Peterson or Shamrock Place apartments where there are lots of children. It do~ not really matler where they arc coming from, what does matter is that they are there and they arc in harms way without even knowing it. The current widens and deepens dramatically on our prowtry before crashing against the culvert opening. There is no way a txagedy could be averted should any child fall in this creek when it is flowing full. W~nosc liability is it should this happen? CIosine thoul~hts: Soon it will have been two years since we received our first letter from JeffMcClure regarding this project. During the time that has expired since then, the problem has only worsened. I am ofthc opinion that JeffMcClure and Rick Fox and any others who worked on evaluating this project have done their job very well. They are obviously u'ained and experienced in identifying problems and solving them. There is no question that a problem exists and that problem is worsening. Do not ignore the problem, it will not go away. A couple of weeks ago I saw Ms. Kubby on the local cable channel speaking on this topic. She made rcfcrcncc to the fact that she had visit~ the site and had conversations with the Randalis regarding the problurt. I only caught a bit ofthc discussion, however thorc was a rcfer~cc made in cffcct that there is, "Lot's of dsmagc that would be done in fixing this problem." And, "Some have the fals~ impr~sion that fixing the crock would rcsult in their back yards always re:naining dry." I may have caught this wrong bccanse it was in passing that I heard it, hov,~ver if thcs~ parapkras~ statemonts are in csscnce true, th~n I am ~:cially lyonbled by how the probiota is being repro:ed. I would submit that neither the RandalIs or Ms. Kubby have little ifuny perspective as to whal "damage" is corr~tiy being done when it rains. After all they ar~ "high & dry" and there is no probi~n with the creek from their vantage point. As for the comment r~arding the false impression that the backyards would remain dry. That is simply not true. JeffMcClure made it clear that this was no cure-all for rainfall. Hc did however, when askel directly what in his opinion was the ~ solution to the identified flooding problem, answ~, "Putting it underground." Those of us who have prop~y near the ond of this creek would clearly have to sucrificc the mos'~ rcgardi~s of what action Is taken or not t~ken. If yon viow the ~..s~nm~s that the ~ginccrs are suggesting, I have NO yard that Is no~ aff~ctel. Fur,.hcrmore, access to the projca has to come from my prowtry. Forgive me, but I am in not interestel in hearing whining aboLl! losing some ~ccs and shrubs when I will lose gvervthin£ in our backy~d and the side yard, and the mc ofit as well. Tr~s and shrubs arc, aRer all, ren~v~bie resources that can and will grow again. If nothing is done to solve the probitre, wc will revisit this issue ov~ and over again. It is not going to go away. I think it is ffmc that you profcssionally and logically deal with this issue. Much of the work has already b~n done. The problem has Ix=a identified by the engineos. Solutions have tx~m presented by the engines. Now it is up to the council to exercise leadership. The notion that a vote of the property owners would reach ~ was coveardiy and ill conceived. It should surprise no one that w~ arc probably divided almost entirely by geography. Why should anyone who Is unaffected by floodling vote to have it fixed? Why would s~ncune who has lots of problems with flooding vote against having it fixel? I would encourage yo~ to look at the defined probitre, w~igh the eagimxrs' solutions, and make a decision Kathy Leaven John Erickson Frank & Dolores Burns JeffMcClure 3213 Friendship Street 3228 Shamrock Drive 3304 Shamrock Drive Iowa City Engineering Dcpar~cnt City of Iowa City MEMORANDUM Date: October 16, 1996 To: City Council From: City Manager Re: Riverside Drive -- South Corddot On August 29, I met with Bob and Erma Wolf and others to discuss the Wolfs' proposal to lease a small portion of Mesquakie Park for a sewage package plant. This plant was to serve the Wolfs' new manufactured housing park south of the airport. Our position in talking with the Wolfs was that the park should be in the City since it is an urban density development and the sewage treatment facility should be owned and operated by the City. The Wolfs are not adverse to annexation at some time but maintain their desire to own and operate the package plant to keep the costs down for their tenants. Our conversation turned to the issues I raised in a memorandum sent to you previously about the South Corridor. These issues concern the overall development plan we, the City, wish to see in this area, both within the current corporate limits and in our growth area. The proper land uses, the potential for industrial development opportunities, compatibility of the housing park with the airport and future industrial uses, and the appearance of the corridor (Riverside Drive) as an entry to Iowa City, all came up in our discussion. We agreed that the Wolfs and the City have mutual concerns related to ;[hese issues since the success of the Wolfs' park may depend upon the desirability of the area. We resolved to look into some short and long-term planning in this area, to determine the priorities this area has for the City, in what time frame we might extend municipal sewer across the river, what benefit sewering this area could have for industrial and commercial opportunities Riverside Drive -- South Corridor October 16, 1996 Page 2 here, and how the provision of municipal service might act as a catalyst to cleaning up this entryway. Steps we might take would be tied to obligations on the part of the Wolfs to annex their property and eventually connect to the municipal sewer. At some point, our efforts and their obligations would be set forth in an agreement. The Wolfs stated their intention to open their park and serve approximately 200 units on a package system they will construct on site, in the mean time. This system should accommodate them for 11~ to two years. Subsequent to my meeting with the Wolfs, two events occurred. The Wolfs called to say they were not interested in an agreement that would rely on annexation and connection to the munici- pal system, citing the rates their tenants would then need to pay for sewer and water as a concern. At the Council's CIP work session, construction of the Willow Creek Interceptor was moved from beyond 2002 to FY98. If this project goes forward, planning for this area will need to be accelerated regardless of the Wolfs' decision. Adoption of the Airport Master Plan and changes associated with the plan also draw attention to this area. I have directed the Planning staff to make this area a priority in their long-range planning work. A district plan similar to the South District Plan will be completed over the next two years. This plan will address land uses, infrastructure, and the aesthetics of the South Corridor. Some outside assistance may be used to develop a design plan for the Riverside Drive Corridor to Highway 1 and 6. This plan will be coordinated with our efforts to market the seven acre parcel (the current Public Works site) at the corner of Riverside Drive and Highways 1 and 6. The Council will be apprised of our planning effort as it progresses. Irn~lf 016 ,~p5 City of Iowa City MEMORANDUM Date: To: From: Re: October 18, 1996 City Council City Manager Citizen's Police Academy At their most recent Wednesday session, our Citizen's Police Academy participants were ex- plained the issues associated with driving under the influence. They were asked to bring their own alcohol; that is, those who chose to participate; and each was provided a "baby-sitter." The purpose was to show them the effect of alcohol, the use of the breathalyzer, and other issues associated with driving under the influence. The issues of driving under the influence are part of the academy curriculum. City of Iowa City MEMORANDUM TO: FROM: DATE: RE: City Council City Manager October 18, 1996 Employee Art Fund Several months ago, Cathy Eisenhofer spoke with me about creating a City art collection. The collection is funded by proceeds from the City employee break room vending machine. A committee was formed to handle the project, comprised of Cathy, Lisa Handsaker, and Pam Sinnott. The Art Committee worked with Mary Lea Kruse of Artists Concepts, Ltd. Ms. Kruse donated her time to assist the Committee with selection of pieces and proper display. I think you will be pleased when you see the initial prints purchased- they represent City Plaza, and are created by a local artist. Another project paid for by the City Employee Art Fund was framing of Iowa City historical pictures which were discovered in a Planning and Community Development storage area. They are displayed in the Treasury Customer Service waiting area. cc: Cathy Eisenhofer Pam Sinnott City of Iowa City MEMORANDUM TO: FROM: DATE: RE: City Council Lisa Handsaker and Marian Karr October 18, 1996 Council Pictures You may be aware of our intention to increase and improve public relations. A good quality group Council photograph could be very useful. The current group Council photograph is a bit dark for black and white reproduction and does not show each Council Member clearly. For those reasons, we are requesting a new photo be taken. Due to scheduling difficulties, we are unable to take the picture at 12:30 p.m., Monday, October 21; therefore, the shoot is scheduled prior to the formal council meeting Tuesday, October 22, at 6:45 p.m. Please meet in the City Manager's Conference Room. This year we are also revising the format of the Annual Report in order to make it more citizen-friendly. Action photos of each Council Member "in the field" would be interesting to include. Please think of what activity best represents your interests as a Council Member-examples would be speaking to a group, performing volunteer work, or talking with constituents. Jerry Nixon will be contacting each of you to arrange a time he can shoot the photographs. Thank you for helping us out with this. City of Iowa City MEMORANDUM Date: To: From: Re: October 16, 1996 city Oo.nc, Karin Franklin, Director, P Cul-de-sac Maintenance At a recent Council meeting the question arose as to who was responsible for the maintenance of cul-de-sacs and medians. On arterial streets the City is responsible for maintaining any medians. On collector or local streets the responsibility for maintenance of either medians or cul- de-sacs rests with adjacent property owners. The two specific areas in question at the Council meeting were the median on Walden Road and the cul-de-sac within the Hunter's Run subdivision. Both of these specific areas are the responsibility of adjacent property owners. The legal papers for the Hunter's Run subdivision include covenants on the lots surrounding the cul-de-sac which requlre that the property owners of these lots be responsible for care of the cul-de-sac. Cul-de-sacs clearly provide a very localized benefit and are appropriately maintained by neighboring property owners. If medians are considered desirable on collectors for the community good, it may be more appropriate for the public (the City) to take on the responsibility of maintenance. Such a move would have implications for the operations budget. We will continue with the maintenance practice cited in the first paragraph, unless the Council directs otherwise. cc: City Manager City of Iowa City MEMORANDUM Date: To: From: Re: October 17, 1996 Mayor and City Council Marian K. Karr, City Clerk\(~- Publication on Hotel-Motel Taxes for the Arts Council Member Norton requested a copy of the funding pamphlet entitled 'Hotel-Motel Taxes for the Arts". The report was done by AMS Planning and Research for the National Assembly of Local Arts Agencies' (NALAA) Institute for Community Development and the Arts. A copy of the pamphlet is attached. · m mm m m m mm m mm Hotel-lqorel Taxes for the Arts Writ en by AMS Plann,ng and Reseat, oh Edited by Ra.~dy Cohen Introduction The use of hotel:motel taxes to fund cultural programs ~nd facilities in the United States is now widespread and consid- ered'a popular form by which to dedicate tax dollars to the arts. At the same time, there are tremendous differences in the ways these taxes have been established, the level of taxation allocated to the arts and the purposes for which funds are disbursed. This pamphlet will examine the emergence of the hotel- motel tax with a general overview and then a series of case studies from around the country. Each o[ these cases is unique, yet there are common themes and experiences which provide insights and direction to agencies and municipalities now considering the hotel- motel tax as a funding source for cultural development. Background The hotel-motel tax has emerged over the last 15 y~ears as a means to finance activities which encourage tourists and visitors. With the phenomenal growth of tourism in the 1980s and the declining fiscal situation in many cities, leadershi? has sought new means by which to pro'mote and develop their tourist industries without placing an additional burden on residents. American and foreign visitors are now spending close to $450 billion a year in the United States, while at the same time the federal contr,bunons to cities and counties has dropped by more than two thirds since 1980. Not surprisingly then, state and local governments around the country have created and/or raised taxes on meals, rental cars, alcoholic beverages and hotel-motel rooms. The hotel-motel tax is c~nsidered the major generator of tourism taxes. ^ 1992 su~'¢y shows that 42 states have a local option accommodation tax, meaning that municipalities and/or countie~ in those states can elect to add z hotel tax. The local tax is usually collet:ted and disbursed by that jurisdiction. In a 1991 survey by the National Conference of State Legislatures. the hotel tax in 25 cities ranged frbm a low of six percent in Sioux Falls, S.D., to a high of 19.25 percent in New York City, anl:l averaged 11.1 percent (these include state Hotel-motel taxes, together with other tourism taxes,. have historically been used for a broad range of services and activ. tries - from operating support for visitors' bureaus to funding for summer concerts and fireworks displays. More recently, they have been established as economic development tools to build tourism infra- .struqture. This might include convention centers, sports stadiums and cultural facilities. For the' arts, hotel tax funding can be dedicated t.o a specific facility, re-granting programs or events with some relation to local tourism. Funds can be forwarded. · to a local arts agency or paid directly to arts presenters/ ~roducers by a local commission which manages fund distribution. In addiuon, the level of funding can be fixed b'y.statute or be left at the discretion of the taxing ~ody. With these profqund differences, u is best to consider specific examples. Greater Miami Dade County, Florida A two percent bed tax was established in 1978 by state enabling legislation, local referendum and county ordinance. By m'dinance, 20 percent of the annual proceeds from the tax are dedicated to the Dade County Cultural Affairs Council. Another 60 percent goes to the county-wide convention and visitors bureau, with the balance to the City of Miami f9r renovations to the Orange Bowl. Funds are delivered to the Cultural Affairs Council to support a full-range of cultural activities. Bed tax revenues to the Council ~n 1995 will total $1 5 million. roughly 35 percent of their annual budget. The 1995 amount is down from a high of $1.88 million received in 1993, before which fund~ had increased every year since the ~nception of the tax. Funds used to support the Co6ncil's annual administration.and operations are disbursed as part of the Council's $2.5 million ~n grants to nonprofit cultural organizations and individual artists. There are more than 70Q individuals and organizations who apply annually to the Council's competitive grants programs; on average, 350 apph- cants are awarded grants. The Council has successfully managed the administra- tion of this signifi.cant funding inittar, ire on behalf of the county. earning praise and support from county and community leaders. In fact, the local arts commu- nity was actively involved in advocating for the 20 percent dedicated allocation of the bed tax. The Council has also developed a strong relationship w~th the local sourism industr~y. They have worked together to secure this funding stream and pursue other dedicated revenues. and to butld numerous programs and services which link culture and tourism m Dade County. Representatives from the Cultural Affairs Council and the Convention and Visitors Bureau s~t on each others' committees and boards. Currently, these two groups have ironed'with economic development interests in Dade County to pursue the establishment of a food and beverage tax. Th~s will provsde an additional dedicated source of funding.for the county's cultural acuvlties, tourism advertssing and promotion. and economic development inittatlves in underserved communities. Finally, the county has committed proceeds from the Convention Developme.he Tax (an additional three percent bed tax) to plan, develop, and construct the new Performing Arts Center in downtown Miami. This revenue is anticipated to yield $140 million in bond proceeds. ' San Diego, For many years, San Diego has C~11fornla t . had a Transient Occupancy Tax. Starting in the 1980s, a portion of that tax revenue was allocated to the City of San Diego Commission for Am and Culture for re-granting to local am and cultural programs. In 1988, in conjunct!on with the increase of the tax to nine per.cent, the Arts Commission convinced the city council.that the arts should receive a more substantial portion of the tax revenue. From 1988 to 1993. annual allocations ranged from $4;500,000 to In 1994, ~ a result of an intensive lobbying effort .and an extended ~egotiation, the Arts Commission was able to secure a one cent dedication of the tax, ~'hich was concurrently increased to 10..5 percent. This amend- ment has recently been enacted and will likely result in a 10 percent increase in local arts funding. The 1995 allocation i's budgeted at $5,600,000. The Arts Commission splits funding into four pots: one per. cent is a public art fund, which is in addlti9n to capital improvement projects funded elsewhere; two percent goes to neighborhood arts programs; seven percent goes to administration of ~he programs; and the remaining 90 perce~t is re-granted to local arts organi- zations as organizational support ($5 million in 1995). There were 90 applicants for these funds in 199.5'; 84 will receive some support. Accorditlg to the Arts Commission, the key to getting the i'ncrease and the dedicated income stream from the occupancy tax was a strong relationship with the Convention and Tourist Bureau. They made a number of joint presentations to the city council and have maintained a close relationship. The Commission alsot maintains a standing committee on cultural tourism. Stamford, the In Connecticut, there is a state- Co~stal Fairfield . wide bed tax of 12 percent, ' Colmty Tourism Agency and the proceeds of which are paid to State of the state. Up until 1994, a Connecticut share of these tax revenues was paid back to 19 tourism districts, made up of area communities participating on a voluntary basis. In 1994, the state completec~ a re- structuring of its tourism industry, placing all commu- · nities into 11 tourism districts and determining that 4.,5 cents of the 12 cent tax collected in each district would be returned to that area's t~urism office and to programs and facilities of p~rticular importance to regional tourism. The Coastal Fairfield County Tourism Agency receives almost $1 million annually for the development and execution of a regional marketing plan. While none of these funds are invested in arts programs and fatalities. the state pays another sum directly to the Stamford Center for the Arts, which is deemed to be one o! the state's major tourist destinations. Annual lunding for the Stamford Center for the Arts has ranged from S950,000 to $1,050,000 over the last several years. The amount of funding is ued directly to the amount of tax collected from hotels in the district. Payments are made b3 the state each month. Thus, budgeting this income stream is a challenge for the Center. Their solution is to run ~/n annual statistical analysis which projects tax revenues based on potential hotel viutations, economic trends and past experience. Colutnbtls, Ohio The City of Columbus began · arts funding in 1973 through the (~reater Columbus Arts ' Council (GCAC). In 1978, · the source of these funds was , changed from general funds to hotel-motel tax funds. In 1982, the city revised its tax code to increase the municipal room tax and dedicate a 20 percent portion to the GCAC and its grants program. These<hanges were the result of an intensive advocacy effort under- taken by the GCAC and its member organizations. In 1985, the allocation to the arts was increased to 25 .percent and the total tax increased from four to six percent. Fundin~ for the arts has thus continued to rise since the beginn~ing of the program. The 1982 alloc.a- tlon to tile GCAC was $425,000. By 1990, the all&o- rion had grown to $1.7 million. For 1995, that total has increased to $2.2 million, representing approximately 50 percent of the GCAC total budget· Funds ~re distributed to approximately 50 organiza- tions each year. Grants are available for projects, management assistance and operating support. Funds also help the ~CAC deliver services such as technical assistance, training, information services and residency p.r.ograms. The GCAC maintains a close relationship with the ' tourism industry in Columb~. Their premier annual event is the Columbra Arts Festival, which brings 500,000 people to downtown Columbus. They also fund a number of downtown special events for residents and visitors. In addition, Arts Council board members and staff sit on boards of the Convention and Visitors Bureau and the Chamber of Commerce, acting as a conduit between the arts and tourism industries. Though there is no legiilation which'guarantees the arts allocation of the hotel.motel tax, the income stream is relatively secure due to the clear benefits that this allocation provides to the arts, the tourism industry and the community as a wl~ole. Conclusions m Creating, increasing or dedicating~ ro~)m tax to the arts has'proven to be a popular 'means to fund the arts as a '~ basic city or county service. Because th~ source of these funds can be specifically identified and then' dedicated to a particular·purpose, they are politically attractive, as t}le tax is not ~(athered from local residents/taxpayers/voters but from renters of a city's local hotel rooms. This dedicated revenue · . stream is also less competitive than a ciry's ~neral fund, which supports core services like policing. fire protect[on arid garbage collection. · Obtaining a portion of a local bore} tax requires a strong argument that the arts contribute to local tourism, either through arts programs or facilities. In order to make'this argument, a close relationship with the local tourism industry is mandatory. This is a real challenge, as the hotel operators who collect the tax must be convinced of its long term beneftt to their business· II The downside to a dedicated income stream is that funds can vary from year to year in relation to the health of the local tourism business. Yet, if properly managed by a local arts agency as one of several funding sources, room tax revenue can provide meaningful support for local arts groups, as well as capital and/or operating funds for arts facilities. Getting S~r~d For the local arts agency seeking hostel-motel tax fundial:, here are some preliminary steps: · Create a working group with community-wide participation to invest.iga. te and pursue hotel-motel tax funding. · Research the local tourism i?dustry and the broad role played by the arts in bringing visitors to the community. · Contact your state travel office or the National Conference of State Legislatures to determine in which states tourism taxes are authorized (303.830.2200). · Co~tact NALAA for sample local hotel,motel tax legislation (202.371.2830). , . · Implement a campaign strategy and build commu- nity support, using a strong theme. In St. Louis -- to demonstrate that it is out-of-towners who pay the tax and not voters - supporters used the slogan, "You never paid it, you never will!' · · City of Iowa City -MEMORANDUM Date: October 18, 1996 To: Mayor and City Council From: Marian K. Karr, City Clerk/~ Re: Retention of Hard Copy Internet Messages The present procedure for Internet messages is as follows: City Clerk checks Internet twice a day (usually first thing in the morning, and late in the day). · Messages are printed and deleted. Any messages addressed to the City Council will be accepted on the next Consent Calendar agenda. Items not addressed to City Council but rather "cc:" will be in the next information packet. Messages will be distributed and added to the agenda if a meeting is held that evening. Other messages will wait until the next packet or agenda. All messages are copied to the City Manager and retained for a short period of time in the office of the City Clerk. Messages distributed to Council through the agenda or packet will be indexed and maintained in the Clerk's permanent file. I am suggesting the following changes to the procedure outlined above: A separate City Council address will be added to Internet. All messages will come through my office but will enable the public to better access City Council with that name rather than my name. · Any message sent directly to me, and absent of a reference to City Council, will not be forwarded to the City Council. · No hard copies will be retained by the City Clerk's office unless they are addressed to the City Council or City Council "cc:". · Any Council Member utilizing Internet and desiring to have copies forwarded to Council should indicate a "cc:" on the bottom of their correspondence, · All messages will be copied and sent to the City Attorney (in addition to the City Manager). I will implement the following changes next Monday, October 21. Please notify me with any questions you may have. City of Iowa City MEMORANDUM Date: October 16, 1996 To: Mayor and City Council From: City Clerk Re: Council Work Session, October 2, 1996 - 7:00 p.m. in the Council Chambers Mayor Novick presiding. Council present: Novick, Baker, Kubby, Lehman, Norton, Thomber~/, Vanderhoef. Staff present: Atkins, Helling, Woito, Karr, Franklin, Davidson, Schmadeke, Fosse, Yucuis, Trueblood, Mitchell. Tapes: Reel 96-117, Side 2; 96-118, All. Meeting transcriptions are available in City Clerk's Office upon request, DOWNTOWN STRATEGY COMMIq-rEE Reel 96-117, Side 2 PCD Director Franklin reviewed proposed Downtown Strategy Committee membership list. Majority of Council supported Gary Lundquist to represent Old Capitol Mall and to add an additional young person to the Committee. Staff Action: Staff will contact prospective members to ascertain their interest In serving on the committee. (Franklin) ClP DISCUSSION Reel 96-117, Side 2 PCD Director Franklin facilitated the ClP discussion. Following staff members responded to Council questions about the proposed ClP: Arkins, Franklin, Davidson, Schmadeke, Fosse, Yucuis, and Trueblood. Council made the following recommendations to the proposed CIP: · #410 pave First Avenue. Move to FY98. · #282 Court Street extended. Move to FY98 with conditions. · #254 East-west parkway Sycamore detention basin. Move to FY99. · #280 Sycamore city limits to L. Move to FY2001. · #294 Willow Creek interceptor sewer. Move to FY98. · #292 Gilbert/Highway 6 dual left line. Move to FY99, · #415 Highway 6 sidewalks/drainage. Move up, break in phases. · #403 Benton/Orchard to Oak Knoll. Move to FY2000. 2 ICAD DISCUSSION Reel 96-118, Side 2 City Manager Atkins reviewed Baker's July 14, 1996, memo regarding ICAD information. After discussion Council directed Arkins to contact ICAD and ask them to prepare a response to requests outlined in the memo. Staff Action: City Manager will contact ICAD. (Atklns) CITIZEN REVIEW BOARD DISCUSSION Reel 96-118, Side 2 City Manager Atkins and City Council reviewed Atkins' September 27, 1996, Police Citizen's Review Board (PCRB) draft proposal. Council directed Atkins to prepare a re.draft of the PCRB proposal to include receipt to the complainant within five business days of receipt; a contingency fund budget; and PCRB administrative procedures. Staff Action: City Manager preparing another proposal based on discussion. COUNCIL AGENDA/TIME Reel 96-118, Side 2 1. Mayor Novick announced that the Fire Department is holding an open house on Sunday, 1to 4 p.m. 2. Novick requested Council Members to turn in their human rights breakfast reservations to City Clerk Karr. 3. City Clerk Karr reminded Council of a .-~oecial formal/executive session, Monday, October 7. The Mayor noted a memo was forthcoming on November/December scheduling. Meeting adjourned at 10:15 p.m. cle~,/cc 10-2.1~ f City of Iowa City MEMORANDUM Date: October 18, 1996 To: Mayor and City Council From: City Clerk Re: Council Work Session, October 7, 1996 - 7:10 p.m. in the Council Chambers Mayor Naomi Novick presiding. Council present: Novick, Baker, Kubby, Lehman, Norton, Thornberry, Vanderhoef, Staff present: Atkins, Helling, Woito, Karr, Franklin, Davidson, Schmadeke. Tapes: Reel 96-119, Side 2; 96-120, All; 96-121, Side 1. Meeting transcriptions are available In City Clerk's Office upon request. PLANNING AND ZONING MATTERS Reel 96-119, Side 2 PCD Director Franklin presented ~he following planning and zoning items for discussion: MOTION SETrING A PUBLIC HEARING FOR OCTOBER 22 ON AN ORDINANCE AMENDING TITLE 14, CHAPTER 7, ENTITLED "LAND SUBDIVISIONS," ARTICLE A, ENTITLED "GENERAL SUBDIVISION PROVISIONS," SECTION 4, ENTITLED "ESTABLISHMENT OF CONTROL," PERTAINING TO CITY REVIEW OF SUBDIVISIONS LOCATED WITHIN TWO MILES OF THE CITY'S BOUNDARIES. MOTION SETTING A PUBLIC HEARING FOR OCTOBER 22 ON AN ORDINANCE AMENDING TITLE 14, CHAPTER 6, ENTITLED "ZONING," ARTICLE M, ENTITLED "ACCESSORY USES AND BUILDINGS," SECTION 1, ENTITLED "PERMITTED ACCESSORY USES AND BUILDINGS," TO ALLOW SATELLITE RECEIVING DEVICES SMALLER THAN ONE METER IN DIAMETER IN ANY YARD OR ON THE ROOF OF ANY STRUCTURE IN RESIDENTIAL AREAS. Assistant City Manager Dale Helling presented information. MOTION SETTI'ING A PUBLIC HEARING FOR OCTOBER 22 ON AN ORDINANCE AMENDING TITLE 14, CHAPTER 6, ENTITLED "ZONING," ARTICLE I~ ENTITLED "PUBLIC ZONE," SUBSECTION 4, ENTITLED ".__SPECIAL EXCEPTIONS," TO ALLOW COMMUNICATIONS TOWERS AS A SPECIAL EXCEPTION IN THE P, PUBLIC ZONE. MOTION SETTING A PUBLIC HEARING FOR OCTOBER 22 ON AN ORDINANCE AMENDING TITLE 14, CHAPTER 6, ENTITLED "ZONING," ARTICLE B, ENTITLED "ZONING DEFINITIONS," TO ADD DEFINITIONS ASSOCIATED WITH WIRELESS COMMUNICATIONS FACILITIES, INCLUDING "COMMUNICATIONS TOWER," "COMMUNICATIONS EQUIPMENT BUILDING," AND "COMMUNICATIONS STATION." PUBLIC HEARING ON A RESOLUTION APPROVING THE VOLUNTARY ANNEXATION OF APPROXIMATELY 7.12 ACRES LOCATED WEST OF DUBUQUE STREET AND SOUTH OF THE IQWA RIVER. (GLASGOW/ANN96-0002) PUBLIC HEARING ON AN ORDINANCE AMENDING THE ZONING ORDINANCE BY CHANGING THE USE REGULATIONS OF APPROXIMATELY 7.12 ACRES LOCATED WEST OF DUBUQUE STREET AND SOUTH OF THE IOWA RIVER, FROM COUNTY RS, SUBURBAN RESIDENTIAL, TO P, PUBLIC. (GLASGOW/REZ96-0016) ORDINANCE VACATING THE PORTION OF ST. MATTHIAS' STREET (FORMERLY KNOWN AS ST. MA']-I'HIAS' ALLEY), RIGHT-OF-WAY LOCATED NORTH OF DODGE ST. AND ST. JOHN'S ALLEY, LOCATED BETWEEN ST. CLEMENT'S STREET AND ST. MATTHIAS' ST. (ROBERTS HOME TOWN DAIRY/VAC94-0004) (SECOND CONSID- ERATION) ORDINANCE VACATING A PORTION OF LEE STREET, AN UNDEVELOPED RIGHT-OF- WAY LOCATED BETWEEN RIVER STREET AND O~i'O STREET. (BARKANVAC96- 0001) (PASS AND ADOPT) ORDINANCE AMENDING TITLE 14, CHAPTER 6, ENTITLED "ZONING," ARTICLE H, ENTITLED "INDUSTRIAL ZONES," SECTION 1, ENTITLED "GENERAL INDUSTRIAL ZONE (I-1)" TO ADD A SPECIAL EXCEPTION TO ALLOW LIMITED RETAIL SALES IN THE I-1 ZONE. (PASS AND ADOPT) RESOLUTION APPROVING A FINAL PLAT OF GALWAY HILLS, PART THREE, A 21.29 ACRE, 53cLOT RESIDENTIAL SUBDIVISION LOCATED SOUTH OF GALWAY DRIVE AND EAST OF HIGHWAY 218, IOWA CITY, IOWA. (SUB96-0014) Public Works Director Schmadeke and Attorney Chuck Mullen, representing DAV-ED Limited presented information. RESOLUTION APPROVING THE FINAL PLAT OF HUNTERS RUN, PART 8, A 7.58 ACRE, 17-LOT RESIDENTIAL SUBDIVISION LOCATED ON THE NORTH SIDE OF ROHRET ROAD, EAST OF GOLDENROD DRIVE. (SUB96-0019) City Atlorney Woito presented information. Council noted the word "packet" should be changed to "plat" in the comment section of the agenda and directed Franklin to consider screening provisions in the subdivision regulations. RESOLUTION RESCINDING THE PRELIMINARY PLAT OF SADDLEBROOK ADDITION, A 222.62 ACRE, 10-LOT RESIDENTIAL SUBDIVISION, AND FINAL PLAT OF SADDLEBROOK ADDITION, PART I, A 62 ACRE, 4-LOT SUBDIVISION, LOCATED SOUTH OF HIGHWAY 6 AND HEINZ ROAD. (SUB95-0012/SUB95-0028) RESOLUTION APPROVING PRELIMINARY PLAT OF SADDLEBROOK ADDITION, A 222.62 ACRE, 10-LOT RESIDENTIAL SUBDIVISION, AND A FINAL PLAT OF SADDLEBROOK ADDITION, PART 1, A 62 ACRE, 4-LOT SUBDIVISION, LOCATED SOUTH OF HIGHWAY 6 AND HEINZ ROAD. (SUB96-0018) Ralph Stouffer, Landmark Surveying and Engineering, presented information. MOTION TO AUTHORIZE THE MAYOR TO FORWARD A LETTER TO THE JOHNSON COUNTY BOARD OF SUPERVISORS RECOMMENDING APPROVAL OF A REQUEST 3 TO REZONE 38.22 ACRES LOCATED ON THE WEST SIDE OF PRAIRIE DU CHIEN ROAD, APPROXIMATELY 1/4 MILE NORTH OF NEWPORT ROAD FROM A1, AGRICULTURAL, TO RS-3, SUBURBAN RESIDENTIAL. (CZ9445) Kubby requested that "to the extent possible" be deleted from the Council recommendation paragraph of the letter forwarded to the Board. PROSPECT HILL DISCUSSION Reel 96-120, Side 1 Franklin stated Council will receive information prior to their next meeting. In response to Novick, Franklin stated she would check on who will be responsible for maintaining the landscaped area in the cul-de-sacs. Staff Action: A memorandum concerning this Issue will be forwarded to Council. (Franklin) PARKING IMPACT FEES Reel 96-120, Side 1 PCD Director Franklin presented information. Council directed Franklin to prepare information about increasing the opportunities and encouragement of commercial development, parking, revenue for parking facilities, and density of residential development. Vanderhoef requested staff look at a parking facility on the north side of the central business district. Staff Action: Pursue as directed. (Franklin) NEAR SOUTH SIDE PARKING FACILITY LOCATION Reel 96-120, Side 1 PCD Director Franklin and Assistant PCD Director Davidson presented information. Franklin stated the staff will continue negotiations with St. Pat's and GSA regarding south of courthouse location for parking. Staff Action: As noted above. DOWNTOWN STRATEGY Reel 96-120, Side 2 Council directed staff to contact Dick Summerwill (downtown property owner) to be a representa- tive on the Downtown Strategy Committee and to pursue two other representatives, a nonuser and young person representative for that committee. Staff Action: As directed. (Franklin) STATE ELECTION LAW Reel 96-120, Side 2 In response to Baker, Council agreed to support the effort to make it possible for municipalities to have as an option mail balloting. Staff Action: Letter being prepared. (Helling) 4 COUNCIL MEETING SCHEDULE Reel 96, 120, Side 2 Council decided to reschedule the November 5 formal meeting to November 4 and move the work session of that evening to 5:30; and schedule a November 13 joint meeting with Parks and Rec from 5 p.m. to 7 p.m. COUNCIL AGENDA/TIME Reel 96-120, Side 2 In response to Baker, Novick stated she will not read the Kelly proclamation during Council's formal meeting. 2. In response to Baker, Atkins stated information regarding graffiti is being prepared. (Agenda Item #4F(1)--Freda Hieronymous regarding downtown). Kubby requested response be sent to Freda Hieronymous. 4, (Agenda Item #~4F(2)--Sycamore Street housing assistance property). Kubby noted correspondence was received regarding a housing assistance property. Atkins stated information will be provided to area residents, (Agenda Item #4F(3)---Correspondence from Curt and Nancy Ska¥ regarding 828 St. Anne's Drive). Kubby asked staff to prepare a response to the Skays, o (Agenda Item #4F(5)--John Gross downtown beautification). Kubby raised concerns about removing trees from the downtown area. In response to Kubby, Atkins stated he is preparing information on the Police Citizens Review Board. Kubby said Council should give the Animal Advisory Board some direction regarding grandfathering of pigeon lofts and the prohibited and restricted animal list. No direction was given. 9. Norton requested that work be done on the City's low income policy, 10. In response to Norton, Atkins stated he can prepare a list of the short-term proposals for downtown plaza area maintenance. 11. Vanderhoef noted more cleanup is needed after homecoming parade and suggested a Saturday morning cleanup. 12. Vanderhoef requested information about the legal use of cemetery property. The City Attorney will follow-up, 13. Vanderhoef requested information regarding how often a car is ticketed when illegally parked. 14. Novick stated she received complaints about noise from the 400 block of South Dubuque Street. 15. Norton noted that he received complaints regarding band practice at 7:15 a.m. 16. 17, APPOINTMENTS HCDC-Jim Harris Meeting adjourned at 10:15 p.m. $ Novick stated that the city Team Committee is doing cleanup and weatherization work on November 2. Kubby noted that she is collecting Hospice Road Race pledges. Reel 96-121, Side I IOWA CITY MUNICIPAL AIRPORT 1801 South Rwers~de Drive Iowa City, Iowa 52246 Office Phone (319) 356-5045 MEMO DATE: October 8, 1996 TO: Iowa City City Council FROM: Ronald J. O'Neil, Airport Manager~O. RE: Master Plan implementation As part of the Airport Master Plan, a general schedule for implementation of capital improvement projects was developed (see attached Chapter 7). The schedule for the majority of the "air side" projects will be determined by the availability of funding from the Federal Aviation Administration. Air-side projects are those directly affecting aircraft movement, such as runways, taxiways, navigational aids, and safety areas. Because of the significant capital investment required by some of the capital improvement projects, it is not probable that local funding will be available for most of the projects before a grant has been offered. Relocating Dane Road and the construction project for our primary runway are examples of these projects. However, there are two projects that require immediate attention. One is obstruction removal and the other is land acquisition and avigation easements. We are doing some obstruction removal on City owned property. This consists of tree trimming/removal, lowering or eliminating a light pole and leveling some terrain. The majority of off site obstructions will be mitigated when FAA funding becomes available. property owners acquisition and clarification by any undeveloped prohibit future A project of more immediate concern is land acquisition and avigation easements. While the Master Plan was being conducted, preliminary contact was made with most of the people that have property effected by this project. It would be beneficial to the and the Airport to begin the process of land avigation easements. Because of a recent the FAA, we know we will be required to purchase land in the Runway Protection Zone (RPZ) and to obstructions from being built in these areas. Avigation easements will be required for the property in RPZs that is already developed. In a cooperative effort between the City and a property owner, some avigation easements west of the Airport have already been obtained. ,! By following FAA acquisition procedures, 90% of the cost of the project is reimbursable through the FAA Airport Improvement Program. This would include land acquisition, avigation easements and relocation assistance. There are several dwelling units involved in the project. After discussing the need to proceed with land acquisition with the City Manager and the City Attorney's office, the Commission decided to advertise for a consultant to assist with the project. Before the scope of services is finalized, additional meetings with City staff will determine what can be done "in-house" and what expertise will be needed from a consultant. The Request for Proposals are due November 1, 1996, and will be reviewed at the November Commission meeting. By aggressively moving forward with this project, we are sending a message to the FAA that we are very serious about our Airport and are doing what we can to provide a safe environment for those flying in and out of the Airport, as well as those on the ground. We are also providing a clearer picture of our responsibility to those who own property in the safety areas. The Council will be kept informed as the project progresses. If you want additional information, please contact me at 356-5045. Airport Commission Steve Arkins, City Manager Linda Newman Woito, City Attorney Eleanor Dilkes, Assistant City Attorney CHAPTER SEVEN DEVELOPMENT SCHEDULE CAPITAL COSTS DevelopmentPhases The analysis conducted in the previous chapters considered various alternatives that would accommodate existing and future levels of aviation activity. The proposed capital improvements considered safety flint as well as the present investment in airport facilities. Current FAA design standards were considered together with vadous development alternatives in preparation of the Airport Layout Plan, (ALP). implementation of the pmpesed capital projects is expected to take place over a period of years. Development will be in response to need as well as the availability of funding. The development schedule is presented in two (2) five year phases and one (1) ten°year phase. Phase One extends from 1996 to 2000 while Phase Two covers the pedod 2001 through 2005. Phase One 1996 - 2000 Phase Two 2001 - 2005 Phase Three 2006- 2015 Phase One: 1996 - 2000 Within the period 1996 - 2000, an effort should be made to mitigate as many obstructions as is feasible to do so. The proposed extension to RW 6, together with the 'modification to design standard', will create a new established airport elevation. The new established airport elevation is 16 feet higher than the present elevation of 668 feet ASL. A number of objects that at present penetrated the airport imaginary surfaces would no longer do so. The recommended closure of RW 17/35 will eliminate a number of obstructions. In addition, a 20;1 approach slope is recommended on Runways 6, 12 and 30 while a 34:1 approach slope is to be maintained on RW 24. The proposed actions noted above will mitigate a number of obstructions noted on the Aimort Obstruction Chart (OC 882 surveyed November 1990 - 8th edition). The November 1990 survey by the National Oceanic and Atmospheric Administration (NOAA) is being updated in 1996. The acquisition of land in fee to accommodate the 800 foot extension to RW 6 should be given a priority. Approximately 22.8 +/- acres of land in fee should be acquired beyond RW 6 so as to accommodate the following: · Relocated Dane Road · Relocated VVillow Creek Drainageway 400' x 1,000' Runway Safety Area (RSA) · 800' x 1,000' Runway Obstacle Free Area (ROFA) 150' x 800' Runway 6 Extension * Part of the Runway Protection Zone (RPZ) Obstruction Mitigation: Power line, trees, terrain The acquisition will incJude agdculturel ground, 28 unit mobile home park and a single family residence. An additional 8.3 acres +/- of land in easement should be acqulr~l to accommodate that area of the RPZ beyond airport prope[ty owned in fee title. A number of obstructions beyond RW 6 can not be mitigated until an interest in the property is acquired and grading is accomplished. To accommodate improvements associated with RW 24, the acquisition in fee (1.3 acres +/.) of a three (3) unit apartment and eleven (11) unit motel is recommended. Acquisition in fee of no fewer than eleven (11) mobile home pads is also recommended. The eleven mobile home pads are located on 1.7 acres. The acquisition would accommodate the following: · Runway Obstacle Free Area (ROFA) (Part) · Obstruction Removal 7-1 Also proposed is the acquisiUon in fee of that area of the Runway Protection Zone (RPZ) extending beyond RW 12. Approximately 12.4 acres of land is recommended for acquisition. Avigation easements should be acquired for that area of the Runway Protection Zone extending beyond Runway 24 and 30 that are not presently owned in fee. The relocation of Dane Road and Willow Creek may commence once the land has been acquired and the mobile home park removed. The Dane Road would be located on land acquired for the RPZ extending beyond RW 6. An 80 foot road-ddght-of-way with a 31 foot B-B street Is racommended. A construction easement should be obtained over that portion of the Dane property not acquired in fee so as to remove terrain obstructions. Grading associated with Willow Creek may commence at the same time. Power lines extending along Highway One should be placed underground or the poles lowered so as to mitigate the obstruction. A power line extending along Dane Road should be rerouted or placed underground in an easement extending through airport property. The grading associated with the extension of RW 6 should coincide with the Dane Road and Willow Creek relocation. The grading would provide for a Runway Safety Area 400 feet in width and 1,000 feet in length beyond the RW 6 threshold. Proposed is the construction of a 150' x 800' extension to RW 6. A modification to design standards was approved by FAA so as to allow a two (2) percent runway centerline provide grade. A vertical curve not-to-exceed 1.5 percent would be constructed by removing a portion of the existing runway pavement. Runway longitudinal grade and traverse grade limitations associated with RW 6/24 are depicted in Figure 4-6. The pavement should be designed to support a 45,000 pound dual wheel loading (DWL). The pavement wheel loading would be consistent with the rating given to existing runway pavements. Proposed is 7-inch PCC over a 6- inch granular base. Relocation of the existing precision approach path indicator lights (PAPI), units on Runways 6 and 24 will be required. A medium intensity approach light system (MALS) is proposed on RW 24. Runway 6 should be equipped with runway end identifier lights, (REIL). The existing threshold lights on RW 8 will be relocated and the medium intensity runway edge light system extended. The threshold on RW 24 is presently displaced. It is recommended that the threshold be relocated 140 feet and the threshold displaced 810 feet. Declared distances computed for RW 6/24 are shown on the ALP and discussed on Page 5-4. The non-precision instrument (NPI) markings should he maintained on RW 6/24. The construction of a full parallel along RW 6/24 is proposed. The grading associated with the taxiway should be accomplished in conjunction with the runway extension. Paving, lighting and marking of the parallel taxiway may be accomplished in another phase. Associated with the taxiway grading is a storm sewer designed to provide drainage within the area between the runway and taxiway. · Parallel Taxiway RW 6/24 · Connecting Taxiway-Apron 41,079 SY 1,943 SY Reconstruction and expansion of the apron is considered a higher priority than construction of a full parallel taxiway. The existing apron is constrained. The apron, like the parallel taxiway associated with RW 6~24, may be constructed in phases. Proposed in Phase One Is the removal of the existing apron and construction of a new apron supporting 25 tiedowns. · Remove existing apron 9,444 SY · Construct new apron 13,381 SY · Install 25 tiedowns Within Phase One, the demolition of the 'Old United Hangar' is proposed. A new 10,000 square foot conventional hangar should be constructed no[1.h of the terminal building. This facility would provide space for FBO operations to include limited storage. The existing FBO shop may be converted to storage. Within Phase One, RW 17135 may be closed, Consideretlon then may be given to the development of a commercial/industfial paW, north of RW 6~24. Ownership of the land should remain with the airport and long term land lease provided. A public street should be constructed 7-2 J FIGURE 7-1: Airfield 'PHASE I IMPROVEM~NTS 7-3 I I ]"I-'l--f' 'I-'T'T l['-J iI x i/eli I IVI IVI I^1 · I^1 II \1 I/ \1 ..d_ PHASE I IMPROVEMENTS NO SCALE 1. Remove "Old" United Hangar. 2. Construct FBO Maint enanc · / Storage Hangar. 3. Apron/Taziway 4. Terminal Build: Renovat i~n. FIGURE 7-2 Terminal Area Phase I Improvements 7-4 from Highway One to Riverside Ddve to provide access to the commercial/industrial lot(s). Two commercial lots may also be developed along... Riverside Drive. The land leases should reflect J the capital cost of providing access and{ infrastructure, An additional lot(s)may be) developed south of RW 12/30 and east of RW 'i7/35, The cost to relocate the NDB and ASOS unit should be reflected in the land lease, Renovation of the existing terminal building is recommended. The renovation may coincide with the construction of the FBO hangar with office, classroom, administrative, weather and pilot lounge conconlrated in the north one-half of the structure. Public space would remain in the center part of the structure. Space on the second floor and south part of the ground floor may be renovated and leased. Phase Two: 2001 * 2005 Phase Two extends from the year 2001 to 2005. Wlthln Phase Two, the apron may be expanded. The partial parallel taxiway extending from the apron to RW 30 is recommended for construction. A turnaround should be constructed on RW 12. Rehabilitation of RW 12/30 beyond non'hal maintenance should be considered. Runway 12 and 30 should be equtpped with visual guide slope indicator lights (VGSI) and runway end identifier lights, (REIL). Construction of additional hangar units are recommended only in response to demand. The private sector is encouraged to construct conventional hangars for corporate use on ground leased from the airport. The Airport Commission may consider the construction of a 10-unit tee hanger should demand exist. Phase Three: 2006 - 2015 Within the pedod 2006 to 2015, capital expenditures are expected to be Ilmlted to hangar construction In response to demand. As in Phase Two, the private sector will be encouraged to construct corporate hangars. The Airport Commission may consider the construction of a 10.unit tee hanger within Phase Three. Phase Three projects should place an emphasis on those related to preservation of existing airport facilities. Project Develop, merit Table 7-1 summarizes the project priority ranking system used by the Iowa Department of Transportation. The Iowa City Municipal AIq3ort is a Level II aiq~ort within the state system. As noted, obstruction removal Is given the highest priority. Expansion projects are given the lowest priority. 7-5 FIGURE 7-3 Airfield PHASE II IMPROVEMENTS 7-6 I T__,TAT Jl PHASE II IMPROVEMENTS PHAS[ II NO NOte: 1. Hangars may be constructed in response to demand. 2. The private se, will be encour, to develop the two (2) commer lots adjacent Riverside Driv 3. Apron/Taxiway 4. Vehicle Parkin FIGURE 7-4 Terminal Area Phase II Improvements 7-7 TABLE 7-1: IOWA AlP PROJECT PRIORITY RANKING SYSTEM Project Type/Kind SAFETY: 1. Ohstruction removal/displacement 2. Land for clear zone protection 3. Safety/security fencing 4. Runway treatment for skid prevention 5. Other as documented (based on safety inspection/analysis) Prtortt~ Rank Lowest is Highest Pdority Level II Level 111 Level IV 1 2 3 3 4 {5 4 6 8 5 8 11 PRESERVATION: 1. Primary runway surface preservation or repair/replace lights/REILa/slope indicators 2. Taxbray surface preservation or repair/replace edge lights 3. Airfield navigation aids redair/replace wind Indlcators/NDBslect. 4. Other than sur/ace prlmary/ta.,dway preservation L e. drainage, ROW preservation, etc. 5. Secondary runway sun'ace preservation Including edge lights/REILs/slope indicators 6. Aprons/rampsJother surface preservation including edge lights 7. Other preservation projects as documented 8 12 13 9 14 19 12 18 24 13 20 27 15 22 29 16 24 32 II1 STANDARDS: 1. Land acquisition/preparation 2. Pdmary runway improvement/extension including edge lights/REICs/slope indicators 3. AiReld Items including wind Indtcators~NDBsletc. 4. Tax~way construction/extension including lights 5. Secondary runway construction/extension Including edge I!ghts/REILs/slope indicators 6. Aprons/ramps construction/extension including edge lights 7. Other standards projects as documented 17 26 35 19 28 37 20 30 40 21 32 42 23 34 44 24 36 46 25 38 48 IV EXPANSION: 1. Land acquisition/preparation 2. Primary runway improvement/extension including edge [ights/REILs/slope indicators 3. AJr~eld items including wind indicators NDBsletc. 4. Tax~way construction/extension including lights 5. Secondary runway construction/extension Including edge lights/RElLs/slope indicators 6. Aprons/ramps constru~on/extenslon Including edge lights 7. other expansion projects as documented 27 39 49 28 41 50 29 42 51 31 43 52 32 45 53 33 47 54 35 48 55 NEED: Pnodty ranking can be affected by transportation need O.e. use) end by economic development need. NOTE: Adjustments can be made by the Iowa Transportation Commission for unique situations/circumstances. SOURCE: IDOT 1991 IOWA AVIATION SYSTEMS PLAN The capital projects proposed at the Iowa City Municipal Airport consist of safety and preservation projects. The RW 6 extension may be considered as a project not only to enhance safety by providing desired runway obstacle free areas beyond the thresholds, but a project to satisfy design standards as well. WEb the exception of the apron, none of the proposed capital projects eligible for state and/or federal assistance are considered expansion type projects. The apron Is Inadequate in size and does not provide appropriate space to accommodate taxiways, taxilanes and airplane parking areas. 7.8 C~it~l Costs An estimate of cost for each phase was calculated. The cost estimates were based upon average 1994/95 pricing. Since the final design has not been completed, the cost associated with site grading, drainage, paving, and lighting may vary from the estimate of cost provided herein. Other capital costs may also vary depending on several parameters such as construction conditions, specification requirements, and time of construction. Future costs may be updated by comparing Engineering News Record Construction Cost Indexes and applying those to the average 1994195 construction costs. The capital cost estimated incJude a five (5) percent contingency for unforeseen circumstances. An additional 17 percent was added to the coml~nent costs for engineering, legal, and administrative costs. The total cost represents the sum of construction costs, engineering, legal, and administrative costs. PHASE ONE: 1996 - 2000 Land Acouisition Item Desc~ption 1. Land in Fee - RW 6 A, Parcel 176-004 (14.7Ac~,./-) B. Parcel 176-005 (1.1 Ac+l-) C. Parcel 176-001. 176-002 · Mobile home park (26) · Single family dwelling 2. Lend in Fee RW 24 A. Parcel 47%004 · Mobile home park (11) · Structure on site B. Parcel 352-001 · Motel (11 unit) ,, Apartment (3 unit) 3. Land Fee - RW 12 A. Parcel 364-001 (12.7 Ac +/.) 4. Land-in*easement - RW 6 A. Parcel 177-002 B. Parcel 17%001 C. Parcel 176-004 D. Parcel 151-003 E. Parcel 151-0n2 5. Land-in-easement RW 24 A. Parcel B. Parcel C. Parcel D. Parcel E. Parcel F. Parcel 6. Land-in-easement RW 30 A. Parcel 327-001 B. Parcel 502-001 (Railroad) C. Parcel 326-002 D. Parcel 326-003 E. Parcel 326-004 F. Parcel 326-005 G. Parcel 330-001-005 H. Parcel 328-001 I. Parcel 252-003 (The Parcel Map beyond RW 24 has not I~en finalized by the Johnson County Audlto0 17 Acres +/- in easement Total $367,500 38,500 380.000 233,860 403,565 354,000 5,500 4,000 20,500 1,000 5O0 85.000 13,000 8,050 3,489 6,950 2,531 1,865 4,153 250 562 7-9 7. Surveying/ROW Files 8. Appraisals 9. Negotiations 1 0. Legal 11. Relocate mobile homes 12. Contingency 1 3. Subtotal Fenelna 1. Chain link fence 2, Gates - (3 - 267 3. Contingency 4. Engineering, legal, admin. 5. Subtotal Gradlne/Dralneae o RW 6 1. Mobilization 2. Clearing 3. Top soiling 4. Excavation 5. Drainage (Hwy 1) 6. Erosion control, Rip Rap 7. Seeding 8. Contingency 9. Engineering, legal, admin. 1 0. Subtotal Dane Read Relocation 1. Excavation 2. Subgrade compaction 3. 31' B/B, 7-1nr. h PCC 4. Storm sew~rldrainage 5. Contingent7 6. Engineering, legal, admin. 7. Subtotal Lane Relocation - Dane Out Bulldines 1. Subgrade compaction 2. Gravel (12' width) 3. Contingency 4. Engineering, legal, admin. 5. Subtotal Dane Road - ----Exlstina 1. Subgrade compaction Asphalt (22' width) 3. Contingency 4. Engineering, legal, admin. 5. Subtotal RW 6 Extension {150' x 800') 1. Mobilization 2. Subrede preparation 3. 6' Granular base 4. 7" PCC Pavement 5. Shouldering 7-10 20,000 40,000 20,000 20,000 370,000 119.239 $2,504,014 $48,825 1,950 2,539 8,632 $61,946 $20,000 36,000 34,688 875,000 50,000 20,000 55,096 54,539 185,433 $1,330,756 $31,938 6,788 112,000 60,000 10,536 $35.823 $257,085 $1,425 4,100 276 $939 $6,740 $600 5,775 319 ~;1,084 $7,778 $20,000 20,318 67,725 666,666 13,950 7. 8. g. 10. 11. 12. Subdrains - 8' Recycle aggregate base Marking entire RW (D.T.) PCC Removal (1,200 x 150) Contingency Engineering. legal, admin. Subtotal Parallel Taxiway - R,W 6t24 Item Description 1. Excavation 2. Subgrade preparation 3. 6' Granular Base 4. 7" PCC Pavement 5. Shouldering 6. Subdrains - 6' 7. Marking 8. Storm Sewer- 12' intake g. Contingency 10. Engineering, legal, admin. 11. Subtotal RW 6~24, Taxiway - Liohfina 1. MIRL - RW 6 Extension 2. MITL / Guidance signs 3. Relqcate PAPI 4. MALS - RW 24 5. REIL$ - RW 6 6. Contingency 7. Engineering, legal, admin. 8. Subtotal Aoron Reconstruction Item Desc,,dptton 1. Excavation 2. Pavement Removal 3. 6' Granular Base 4. 7' PCC 5. Subgrade Preparation 6. Subdrains - 4' 7. Storm Sewer Imp. 8. Tiedowns 9. Marking 10. Contingency 11. Engineering, legal, admin. 12. Subtotal Connectin[Taxiway~ {Anton) Item Description 1. Excavation 2. 6" Granular Base 3. 7' PCC 4. Subgrade preparation 5. Edge drains 6. Marking 7-11 65,000 40,533 20,000 100,000 50,710 $172.413 $1,237,315 Total $46,667 37,466 124,385 464,200 18,596 111,580 10,000 t50,000 48,148 163.692 $1,174,734 $23,188 122,100 10,000 160,000 13,000 16,413 $400,487 Total $26,763 47,220 68,445 267,620 20,534 24,000 48,000 7,500 2,000 25,804 87,054 $624,740 Total $17,421 22,545 85,420 6,764 20,000 1,000 8. 9. 10. MlTL/Guidance Signs Contingency Engineering, legal, admtn. Subtotal Obstrucqon Removal Item Description 1. Demolition United Hangar 2. Power line - RW 6 Hwy 1 3. Power line - RW 6 Dane Rd. 4. Obstructions - Power poles - Trees 5. Contingency 6. Engineering, legal, admin. 7; Subtotal FBO Maintenance Facility Item Description 1. Site Preparation 2. Hangar- FBO 3. Contingency 4. Engineering, legal, admin. 5. Subtotal Tenrnlnal BuildlnQ Renovation item Description 1. Renovation $81,600 2. ConUngency 3. Architectural 4. Subtotal 19,360 8,626 29.327 $210,4~3 Total $10,000 170,000 90,500 25,000 30,000 16,275 55,335 $397,110 Total $30,000 350,000 19,000 30,400 $429,000 Total 81,600 4,080 13.872 $99,552 TABLE 7-2 PHASE ONE: CAPITAL PROJECTS: 19962000 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. Land Acquisition $2,504,014 Fencing 61,948 Grading/Drainage - RW 6 1,330,756 Dane Road Rolocation 257,085 Lane Relocotlon 6,740 Dane Road Existing 7,778 RW 6 Extension 1,237,315 Parallel Taxiway-RW 5124 1,174,734 RW 6 & Taxiway Ughting 400,487 Apron Reconstruction 624,740 Connecting Taxbray 210,483 Obstru~on Removal 397,110 Subtotal FBO Maintenance Hangar 429,000 Terminal Building Renovation 9~ Subtotal Landside Total Phase One Capital Costs 8,213,166 $8,741,720 7-12 PHASE TWO CAPITAL. PROJECT8: 2001 o 2005 RW 12/30 - Rehabilitation Item Description 1. Repair 2. Asphalt overlay - 2-inch 3. Marking 4. Contingency 5. Engineering, legal, admin, 6, Subtotal Partial Parallel Taxlwav - RW 301Tumarouncl RW 12 Item Description 1. Excavation 2. 6' Granular Base 3. 7' PCC 4. Subgrade Preparation 5. Edge Drains 6. Marking 7. Seeding 8. Contingency 9. Engineering, legal, admin. 10. Subtotal Alston Expansion Item Description 1. Excavation 2. Pavement Removal 3. 6' Granular Base 4. 7' PCC 5. Subgrade Preparation 6. Sulxlrains - 4' 7. Storm Sewer Imp. 8. Tiedowns 9. Marking 10. Contingency 1 I. Engineering, legal, admin. 12. Subtotal RW 12/30 1 MITL Item Des~ption 1. MITL/Guidance Signs 2. PAPI 3. REIL 4. Contingency 5. Engineering. legal, admin. 6. Subtotal Total $20,000 208,000 14,000 12,000 41,140 $295,240 Total $55.998 45,43O 168,940 45,340 42,000 2,000 4,000 18,185 61.830 $443,723 Total $21,924 13,085 54,810 218,880 16.443 28,000 48,000 5,400 2,000 20,427 69.452 $498,421 Total $48,400 48,000 26,000 6,120 20.808 $149,328 7-13 Acces~'Pa~inq Lot Rehab..and ExJ~anston Item Description 1. Asphalt overlay - 2" 2. Parking lot expansion 3. Commercial access (24') 4. Contingency 5. Engineering, legal, admin. 6. Subtotal Fencino Item Description 1. Chain link fence 2. Gates/Opener 3. Contmgency 4~' Engineering, legal, admin. 5. Subtotal Total $12,800 22,752 72,000 5,378 18.284 $131,214 Total $14,000 14,000 $28,060 1,150 TABLE 7-3 PHASE 'P:VO CAPITAL PROJECTS: 2001 - 2005 2. 3. 4. 6. 7. 8. RW 12/30 Rehabilitation $295,240 Partial Parallel Taxiway - RW 12/30 443,723 Apron Expansion 498,421 RW 12/30 - MITL 149.328 TOTAL AIRSIDE Access/Parking Lot Rehab. 131,214 Fencing 28,0~0 Hangar- 10 Untt Tee Demand Hangar- Conventional Demand TOTAL LANDSIDE Total Phase Two Capital Cost 1,386,712 $1,64~,956 Those improvements with the hlghest priority were placed in Phase One. The total capital cost _~_~clated 'with airside Improvements was placed at $8,213,168.00. An additional $528,552.00 was allocated to terminal (landside) capital projects. Phase Two projects focus on Improvements to RW 12/30 and completion of the apron began in Phase One. Capital costs associated with airside facilities wss placed at $1,386,712.00. An a~ditlonal $150,274.00 was allocated to landside improvements. The total capital expenditure anticipated within the perled 1996 to 2005 was placed at $10,2.87,70~.00. There are no aireMe capital projects anticipated In Phase Three (2006 . 2015). Hangar facilities may be constructed in response to demand. 7-14 City of Iowa City MEMORANDUM Date: October7, 1996 To: Chief of Police From: City Manager Re: Iowa Law Enforcement Academy As we are both aware, the Iowa Law Enforcement Academy provides the training for Iowa City Police Officers. Recognizing that we use our own field training program to assist our officers in acclimating to the Iowa City community, I still believe the training program by the Academy has a substantial impact on how the community receives, as well as how our officers perform their policing responsibilities. I would like for you to secure a general outline of the course work and be able to provide some substantNe descriptions to me of the various training, work, exercises, etc. that occur at the Academy. It will be important to the future policing of our community that our citizens be aware that their community standards, that Is the nuances of Iowa City, be a critical component of training. I recognize our field training program is to help assist in such work; however, the basics are established by the Law Enforcement Academy. if we are to rely on this Law Enforcement Academy for our basic police officer training, I believe we need to be more critical of the curricu- lum and its other related activities. As soon as you secure the information I have requested, let me know. I also want to involve Dale in this critique. cc: Dale Helling MEMORANDUM · Stephen Atkins, City Manager FROM: R.J. Winkelhake, Chief of Police .~'[/.-/ RE: EMERGENCY CONTACT INFORMATION DATE: October 15, 1996 The department has printouts of all business billings from the Finance Department and the call back information from the Fire Department. We have worked through the process of placing the information into the Computer Aided Dispatch system. The input and the retrieval of the information has been checked and is functional. The lists are being integrated and prepared to be entered into the system. We are hiring temps to do the data input. At this time I do not have a time line for completion. October 14, 1996 TO: Chief R.J. Winkelhake Captain P.'Harney FROM: R.A.Mebus #39 REF: T.I.P.S. Training A brief note to bring you up to date. WE have completed another TIPS Class. The Union Bar sent staff to a class at the Civic Center on October 14, 1996. We are having another class at Carlos O'Kelly'$ on October 15, 1996. This class will include all serving staff of the restaurant as well as staff from the Union Bar and possibly Vito's. Another class is scheduled for October 20, 1996. This will complete the training for the Fieldhouse Bar, Union Bar, Bo-James and nearly finish the staff of Vito's. To date the following bars have completed or are started in training their entire staff in the TIPS Program: The Fieldhouse, The Union Bar, The Deadwood Tavern, Vito's Bo-James, and Carlos O'Ksllys. The following businesses have expressed an interest in training their people: One Eyed Jakes , The Airliner, Chaunceys, Maxies. I will notify you again as classes are scheduled. City of Iowa City MEMORANDUM Date: October 11, 1996 To: ACT area businesses and residents From: Re: City Manager Update on Highway 1 traffic signal project in ACT vicinity and associated arterial street extension issues Our evaluation of the City Council's preferred alignment for extending Phase I of the proposed northeast area east-west arterial street is proceeding. This is the segment between Dodge Street and the west boundary of ACT's property. However, we have been delayed in receiving some of the field data required for our analysis. We are now hoping to have our review finished by the end of October. Once we have located the specific alignment of the proposed street, you will all be notified so that you can assess the impact on your respective properties. We will also be meeting with ACT representatives to discuss adjustment of the right-of-way for Phase II of the proposed east-west arterial, which is already dedicated across ACT property. I also want you to know that the City Council discussed the City's seven-year Capital Improvements Program on September 30 and October 2. They established the following priorities for street extension projects in your immediate area: Fiscal year 1997: Establish the alignment for Phase I of the proposed northeast area east-west arterial street, and install traffic signal at intersection of Dubuque Road and Highway 1. Fiscal year 199& Construct Phase I of the northeast area east-west arterial between Dodge Street and ACT west property line. Fiscal year 199E. Construct extension of First Avenue between current north terminus and Phase I of northeast area east-west arterial. Extension of a new finished water line will also occur in FY98 along the alignment of the proposed arterial street extensions. This water line is being constructed between the Rochester Avenue water storage facility and the new Iowa City water treatment plant. 2 If you have any questions regarding the projects I have outlined, feel free to contact Transporta- tion Planner Jeff Davidson at 356-5252. cc: Chuck Schmadeke Karin Franklin Jeff Davidson Rick Fosse City Council Jw/a¢l.sa October 17, 1996 Johnson County Board of Supervisors 913 S. Dubuque St. PO Box 1350 Iowa City, IA 52244-1350 CITY OF I0 WA CITY Dear Don and Members of the Board: I wanted to take a moment to correspond with you concerning the issue of the recently- enacted Federal Welfare Reform legislation. I must admit that I do not know the details of all the changes in federal requirements with respect to welfare and its related services, but I suspect it could have a bearing upon local government service---particularly those pro- vided by the County. I have spoken with Cheryl Whitney of your Department of Human Services and she has been most helpful in providing me with general information about the changes in federal legislation. My primary concern is I would like to make sure that the Community Develop- ment Block Grant (CDBG) money that we have available is put to the most productive use. It appears we will be receiving new rules and regulations concerning CDBG and, therefore, I would expect our respective communities of interest to be affected. As Cheryl explained, a likely outcome of welfare reform will be the need for job creation-specifically the work workfare component. If the Federal government holds true to form, they will likely modify existing programs of federal aid to help meet their policy changes. I would suspect our social service agencies and City housing programs could be adversely affected. By this I mean the CDBG money will be redirected toward job creation efforts and therefore, the funds we would normally direct toward our social service agencies and housing programs may be more limited. We will need to await the full impact of federal welfare reform, but I would ask that you keep me advised as to any changes that you might observe and I will for you, particularly as we proceed to prepare budgets for our respective organizations. The CDBG program has been declining in available federal moneys over the years and, if that continues as well as having additional responsibilities or a change in direction were to occur, I am sure you can see it could have an adverse effect on our social service agencies and related housing programs. Sincerely, Stephen J. Arkins City Manager cc: Cheryl Whitney Director of PCD City Council Irn~sa 1014.doc 410 EAST W^SHIHGTON STRE]ET e IOWA CITY, October 18, 1996 CITY OF I0 WA CITY Thomas Bredeweg, Executive Director Iowa League of Cities 317 Sixth Avenue, Suite 1400 Des Moines, IA 50309-4122 Dear Tom: Attached is a letter I directed to the Johnson County Board of Supervisors concerning the relationship between the newly enacted federal welfare reform and the CDBG program. Specifically, it may be something that the Iowa League of Cities needs to watch and in particular try to find some way to share with the state government in the design of new welfare systems. I believe we will see a redirection of the available CDBG moneys toward fulfilling certain welfare objectives. It is a typical federal response, that is they will change legislation in one program and modify another so that moneys are truly not eliminated or substantially reduced-just changed in the redistribution of those funds. As you will note, I point out in my letter that in doing so some of our social support agencies here in Iowa City and in particular our initiatives in housing might suffer. Purpose of this letter is merely a "heads up." Sincerely, Stephen J. Atkins City Manager cc: City Council Director of PCD Imasa 10142.doc CIVIC CENTER · 410 E WASHINGTON ST. IOWA CITY IOWA }2240-1826 City of Iowa City MEMORANDUM Date: To: From: Re: October 16, 1996 er,~. Steve Atkins, Ci~ Manag Karin Franklin, D~rector, PC~ Staff Appointment Maurice Head has been appointed to the Affordable Housing Advisonj Council of the Federal Home Loan Bank of Des Moines. The Council advises the Board of Directors of the bank on low and moderate income housing needs and programs in conjunction with the bank's Affordable Housing Programs. In 1997 the Federal Home Loan Bank contributed approximately $9.8 million to affordable housing programs, Maurice's term is for one year beginning September 1996, His role on the Council should keep him in touch with housing programs throughout the state of Iowa, Date: Sat, 12 Oct 1996 17:46:22 -0500 (CDT) From: "L. Baker" <bakerl@blue.weeg.uiowa.edu> Reply to: JC-NEWS@netins.net To: jc news <jc-news@netins.net> Cc: mike@lankford.com Subject: Shaw shooting(note: VERY LONG. Print or skip? ) The following posting will offer another perspective on the Eric Shaw shooting. I offer it now because most of the recent JCN and letters to the PC have become one-sided, heavy-handed, and self-defeating. Okay, that opening has offended some people, which might be unavoidable. But, let's admit it, JCN is not a representative cross-section of Iowa City. We are more connected to technology, more politically motivated, more opinionated. But, often we are a choir singing to itself. Now that I've got everybody,s attention, and dander up, let's begin. First, what follows is not in any way a criticism of how the Shaw family has reacted to the death of their son. I have three children. If any one of them were to die in any way as tragically, my grief would not be restrained, my anger would not be repressed; my actions, whether public or private, would not have to be justified. Eventually, I hope the Shaws will find some peace in their hearts, and some forgiveness. The Shaws are not the issue. The real issue is how the rest of us are handling this tragedy. In particular, how the Council, individually and collectively, ~ the public have responded. By analyzing the Council, I will assume responsibility for some of our collective failure. As I wrote in a 9/10/96 posting, I could have asked for a special CC meeting to discuss how to respond. Any councilmember could have, even Karen Kubby, but none of us did. We waited until our next scheduled meeting, but by then the actions of the City Attorney and Police Chief were shaping public opinion of us as a group. knd, our LACK of action was also shaping that public perception. I recognized that lack of action as a moral failure and a potential political disaster. (Sorry about interjecting "politics" into this, but why not admit the truth.) Karen Kubby, Dee Norton, and I met at Dee's house on 9/7/96 to discuss a strategy for the Council. In an e-mail message to KK and Dee, I urged us to be more conciliatory and less confrontational. This was right after the City Attorney was quoted as saying that the city was preparing "to do battle" with the Shaws. A dumb, inflammatory, and insensitive statement, but which was defining the city's "response." In the CA's defense, however, everyone should remember that the Shaws had retained a lawyer with 24 hours of the shooting and he was lambasting the police and city i~u~diately. The CA and the CC had the right to feel defensive about anything we did or said. A point of clarification: it was reported that the City Manager had instructed us to be silent. Not true. Steve Arkins was very clear to me, that we should be very careful about what we said at such a volatile time. Careful, clear, and precise--but not silent. All of us were acutely aware that most media could not be trusted to get any quote contextually right. (Even the CA's remarks had a context that was ignored by the press.) Dee, K/~ren, and I met and a statement was discussed. Condolences and sympathy. More importantly, we wanted the CC to specifically and publicly reprimand the CA for her statements and her actions in hiring a private investigator. (Actually, that hiring was done at the request of the insurance company) We wanted the CC to say that the CA's actions were "premature" and her comments "inappropriate.,, Norton called the Mayor, who refused to support the statement. At the 9/9/96 meeting, Karen and I both argued that the CC could expect a growing public outrage about the shooting and our response to it. The Mayor's response was a Hallmark card. The majority of the CC refused to do more than force the mayor to open the next night's meeting with a watered down version of the statement that KK,DN, and I had prepared that weekend, but a statement that only expressed feeling--not action. Now, about that 9/10/96 public meeting. Karen has been criticized for her public advocacy of the demonstration and her subsequent clapping during the public co~ents at the meeting itself. The first criticism was off-base. Ever%; councilmember has done some version of that public prompting at some time on some issue. No big deal. Karen's choice of language in her posting might have been more judicious, and it might have been inflammatory in some reader's eyes, but that's hindsight nit-picking. Several people who had a positive experience with the police department had talked to me about their coming down to the meeting that night to express support for the department. I suggested that they do not. Intense, and contradictory, emotions in a large crowd, I thought, might lead to some ugly confrontations that everyone would soon regret. I was wrong. I wish I had urged those people to come down and say what was on their minds. Again, hindsight wisdom. However, Karen's behavior at the meeting itself, her applauding various speakers---that was probably inappropriate. Karen might argue that she only applauded when she agreed, and that she did not applaud when some of the more outrageous statements were made, but those are distinctions that were understandably lost on most of the viewing audience. Remember the scene. That crowd was upset and confrontational. Their emotions were directed at the Police Chief, the Department, the City Manager, the CA, AND the CC. In the minds of many of those speakers, the CC was the villain. The effect of Karen's applauding was to separate herself from the Council, to agree with the crowd. To confirm that hostile perception. The rest of us, in contrast to Karen, seemed disconnected from the crowd. But that is a misunderstanding of our role in those kinds of public discussions. That part of the agenda is for the PUBLIC to express itself. Many of the things that were said that night were debateable, but any response from the CC other than agreement would have been fuel on the fire, and we would have been seen as hostile to their emotions. In many ways, the CC was in a no-win situation. Our role was to listen. In time, we would have plenty to say. Consider this: if Karen was right in her behavior at that meeting, and the rest of us were wrong, then all seven of us should have been applauding. Think about THAT scene. The crowd ripping us a new body orifice and us applauding them. The crowd, and the viewing audience at home, would have thought we were, at best, condescending to them; at worst, that we had lost touch with reality. But, on a scale of importance, Karen's applauding was a minor blip on the screen. Six councilmembers were justifiably offended by it, not just Dean, and Karen could have quietly and privately later admitted her mistake to those on the CC who were most upset by it. And we could go on to the really important matters. But her applauding does raise a larger guestion. What exactly is the proper role of the CC, and individual CC members, in such a crisis? Were our actions, or lack of them, indicative of an institutional/structural flaw in our form of local government? Or a matter of personal failings? I would suggest that our perceived lack of action is not institutional. Does anyone have any doubts that if the previous CC had been in power that our response would have been dramatically different, dramatically better? If Sue Horowitz had been mayor, and Bruno Pigott and Jim Throgmorton had been councilmembers .... would we have waited and been as tentative? Hardly. Jim, Bruno, Karen, and I would have been the majority that pulled the rest of the CC along. Sue, whatever her political views, would have been an emotionally warm and more articulate representative of those collective concerns. That previous majority would have gone into that 9/10/96 CC meeting already having clearly expressed its feelings to the public and the Shaw family, and it would have outlined a series of specific actions that the CC was undertaking. That previous CC would have required a public apology from the CA for her co~ents, or, at least, a precise clarification about her actions. After the 9/10/96 meeting, I sent a private 9/13 memo to the CC suggesting a role we should take in the near future. Two things needed to be done: "1) acknowledge our mistakes in the past and set goals for the future; 2)announce specific and i~mLediate actions we are taking." I also said that "so far, the public has not been able to see any Council initiative. Lack of initiative will lead to a lack of identity. Lack of identity will lead to our being judged only by the actions of others." This memo was sent prior to the joint public meeting with Pat White. I thought that the CC had to take a leadership role at THAT moment. The Friday before the Tuesday meeting, two councilmembers called me to express their enthusiastic support for such an approach. (I had also suggested five specific i~u~ediate actions in that 9/13 memo) Monday night before that press conference with Pat, those two councilmembers were silent. Except for Karen, the CC ignored those suggestions, and thus missed its last opportunity to re-shape public opinion and restore some public trust. At that time, I wanted to tell the five hesitant CC mer~bers that their inaction would create a void of leadership. A void which would be filled by someone, somehow. By KAren Kubby. Karen was a friend of the Shaws even before the shooting. Thus, her response has been, probably to a degree that cannot be measured, personal as well as political. She is an intelligent, forceful advocate for those issues she cares about. But she will also admit that her "style" might be different from other councilmembers. As for me, my style is to work privately with councilmembers or the public to fashion some workable answer to a problem. Something that a lot of people can agree on. Sometimes that approach works, sometimes not. The problem with this CC is that not enough other CC members want to talk privately, and honestly, about their concerns. That is why a strong Mayor is important. Someone who can work behind the scenes to bring CC members closer together. Naomi Novick is not that person. But, to be blunt, neither is Karen Kubby. For THIS particular CC, Ernie Lehman should be mayor. But, that's another debate. The distinction between me and Karen also illustrates another problem with this CC and how we function as a group. Karen and I have different styles, but we both need to have the same goal: we need to make the whole CC work better and therefore look collectively better. You might argue that an individual CC member does not have an obligation to make the others look good. But, to achieve our individual agendas, we need to bring others along with us. One vote might get public praise; four votes gets a tangible result. This Council, as a group, made lots of mistakes in the aftermath of the Shaw tragedy. Those mistakes are the sum of our individual failings. But a never-ending, obsessive preoccupation with what we did wrong will eventually become an even bigger mistake. Where do we go from here? Not just the CC, but also that concerned and outraged public. First, we need to put the Police Citizen Review Board into place. The CC set a 90 day deadline for itself, and we have progressed remarkably fast. Soon, the public will have an opportunity to help us fine-tune that Board. The IC Police Department had less than a dozen complaints filed against it last year. Less than a dozen with the public. Still, a PCRB is now a public confidence in the Department. But, let me go back to how I began does not mean I am going to start over. out of probably 50000 contacts necessity in order to restore this posting. (Calm down, that Patience, we're close.) To my comment about those "one-sided, heavy-handed, and self-defeating" public pronouncements by certain people. The public, as well as the CC, has a responsibility to help "heal" this community. Rhetoric that borders on being a caricature of the 1960s is not helpful. Calling the ICPD "murderers, racists, thugs"...saying that "we live in a police state, that cops have a license to kill, that we ought to be more afraid of the police than the criminals .... "those sentiments, as intensely as they might be felt, are .... wrong. I urge all of you to get the internal report on this incident that was prepared by the ICPD. (If you are too cynical to trust anything prepared by them, you are only going to be f~strated for the rest of your life) Read the interrogation of Jeffrey Gillaspie. If you still believe that he is a "murderer" after you read his response, then, to be candid, you will never allow this community to be healed. Your call for justice is actually a call for revenge. Should Gillaspie have criminbal charges filed against him? Exactly, what is "just" in this case? How is the memory of Eric Shaw honored by the imprisonment of Gillaspie? Did Pat White do the right thing? I was surprised by his decision. I thought Pat would feel the political pressure to charge Gillaspie with something. I under-estimated him. A week before his announcement, Pat was praised by Jeff Cox in a letter to the PC. Jeff said that Pat was one of the few elected officials who understood their responsibility to the public. Responsible one week; irresponsible the next? My point is not that Pat White is a hero, or even that Pat White was correct. But the response to Pat is more proof that there is no simple, clear, and singularly "right" answer in this case, no agreement about "real justice." I appreciate the patience of those who have waded through this long statement by me. I wanted to add another layer to this debate, not to simplify it. Thanks for reading, and listening. Date: Sun, 13 Oct 1996 13:17:26 -0600 From: john robertson <jroberts@inav.net> To: bakerl@blue.weeg.uiowa.edu Subject: Re: Shaw shooting (long response) Lary, thanks for your insightful and detailed account of the CC in the wake of the Shaw killing. I appreciate your concern and understand your approach towards this issue. I also join you in believing the response of the City initially was clumsy at best and perhaps fatally flawed. Certainly the "war footing" didn't help anything. Clearly the old council would have been more assertive, and its co~,Elents more tactful. I am a practicing attorney in Johnson County, where much of my work involves criminal defense, In addition, I teach in the criminal justice program at Mount Mercy College in CR, and have since 1978 worked in and around the criminal justice system (until 1990, primarily in the juvenile justice arena). My wife and I have lived here for approximately five years, and consider IC our permanent home. In my brief law practice experience here in Iowa City, I have had the opportunity to see a different side of the criminal justice system. From that, I have become quite concerned about many of the normal operating procedures and practices in the ICPD. Many of my criminal clients express anger about their law enforcement experience. Much of that can be chalked up to the typical me versus them attitude criminal defendants often display. But I also see quite a number of indications that should and do raise concern. First, although many of my clients arrested by the ICPD tell me things that raise concern, very few of my clients arrested by Coralville officers, or JC Sheriff's Deputies report the same experiences. Second, I do not know of a single criminal defense lawyer who does not have the same experience. Third, many of the complaints raised by clients are of a kind that I think would not be made up. Like my drunk driving client who told me the officer gave the breath test BEFORE giving the field sobriety test. Or, the client who reported being physically assaulted by an ICPD officer two years ago.Or the street person I had who was run over by a car. The independent witnesses initially reported that my client was drunk. But the investigator we hired found out from the witnesses that they said he was drunk because the responding officer told them the client was drunk when he took their initial statements. Or, the client accused of indencent exposure who was arrested after an off duty officer spent three days peeking in his windows and videotaping him, all without the complete knowledge or permission of the Department. Or the elderly woman who told about the officer who pulled her over for a minor traffic offense and then verbally abused and cussed at her when she became confused. Or the friend I have who the other day was stopped by an officer for riding her bike on the sidewalk and grilled for ten minutes about her physical attributes, place of business, etc. Or the officers in uniform in the courthouse, the day after the CC demonstration meeting, who were overheard bad mouthing Eric Shaw and the citizens who were upset. These stories surely cannot all be dismissed. Nor is my concern directed at raising hostility towards the ICPD. Indeed, MOST of my clients do not raise conerns and almost all my professional experience with the ICPD has revealed them to be professional and proper in all regards. But I do think there is plenty of evidence that problems exist. Certainly in the wake of the Shaw killing and the assorted other war stories we now know about, it is in everyone's best interests for the City and the community to intervene to ensure whatever goes on in law enforcement fits our co,m~n notions of fairness and quality. Therefore, I believe what is needed goes beyond the formation of a citizens review board and accredidation. I support and ask your support for the formation of a Police Commission geared towards reviewing and assessing the practices of the Department on an ongoing basis. That entity ought to first review a host of materials regarding crime in Iowa City, policies and procedures of the Department in response to that crime rate, training requirements, etc. Second, the Cor~mission should authorize, in conjunction with the Department and City leaders, a range of policy initiative designed to ensure that the Department's activities fit and are congruent with the needs and values of the community. Having a policy requiring officers to enter buildings with their ~uns drawn clearly does not fit the needs and values of IC. having officers contact business and homeowners and then proceeding with caution and patience does fit those values. Likewise, I think there is a strong need for expanded connectedness between the Department and the community. This canbe accomplished in a variety of ways. The adoption of community policing principles not just in an experimental way but across the board ought to occur. The development of a reserve officer system should also be considered. The community academy program should be expanded. Consideration should be given towards shifting police resources away from controlling student behavior (which focuses primarily on petty offenses and eats up tremendous resources) and towards establishing and enhancing the law enforcement in the larger community. Officers should be trained not to issue citations and arrests for many of the offenses now routinely charged (example: interference with official acts) but instead to utilize discretion and a more constructive problem solving approach. I don't want to ramble anymore, so I'll end this note. Thanks again for your post and your concern. John Robertson Date: Sun, 13 Oct 1996 20:02:52 -0500 From: James Walters <jpwalter@blue.weeg.uiowa.edu> Reply to: JC-NEWS@netins.net To: JC-NEW$@netins.net Subject: Re: L. Baker comments <snip> > The IC Police Department had less than a dozen complaints filed >against it last year. Less than a dozen out of probably 50000 contacts >with the public. This really says nothing about the merits of those particular complaints or whether it is likely that complaints will be filed in a community where they are unlikely to be listened to. <snip> > The public, as well as the CC, has a responsibility to help "heal" >this community. Rhetoric that borders on being a caricature of the 1960s >is not helpful. Calling the ICPD "murderers, racists, thugs"...saying >that "we live in a police state, that cops have a license to kill, that >we ought to be more afraid of the police than the criminals .... "those >sentiments, as intensely as they might be felt, are .... wrong. <snip> Well, yes, that's true. But there is another side to this. As hard as it might be for Councilperson Baker to visualize any implicit threats to his person being white, middle-aged, well-heeled, properly ID'd, driving a nice car, etc. - from the ICPD, there is a series of nagging incidents (the Honore, Monter Glasper, and Dodge Cleaner incidents come i~,,~diately to mind) that suggest some very real problems in this department. I don't want the ICPD to treat my son - a black teenager - any differently that they treat Mr. Baker. Do you think I sit at home, confident that this will happen? Nope. The buck in the police department should stop on the chief's desk. When something happens on the chief's watch, it is his responsibility. The council doesn't seem to have the spine to point this out - and they're not getting any help from the city manager, county attorney, or anyone else. How about doing one thing? When this chief arrived in Iowa City, one of the first things he did was to hang shotguns in the windows of all the patrol cars. A cheap, and almost obscene gesture in a community where street crime consists mostly of jaywalking. How about putting those ~uns back under the seat? And maybe the silly dark glasses could go too? Jim Walters Date: Sun, 13 Oct 1996 18:49:05 -0500 From: Gary Barrett <garyb@DHINTERNET.COM> Reply to: JC-NEWS@netins.net TO: jc-news@netins.net Subject: More on the IC police rules A question NEVER answered in the internal affairs report: 1. The "Use of Force" model by the IC Police Department and the department's rulebook state that deadly force is NOT to be used except as a last resort. 2. In the internal affairs report, the three officers involved in the investigation of a possible breakin at Iowa Vending-Troy Kelsey, Jeffrey Gillaspie and Darin Zacharias, all stated they had their guns "unholstered" or drawn-meaning they were poised with fingers on the triggers of those Beretta .40 cal. weapons prepared to fire. 3. In his sworn statement to the DCI and Pat White, Jeffrey Gillaspie said: "Our standard operating procedure on open doors is for our personal safety and stuff we don't--if there is a bad guy and stuff, we don't announce that the police are here and we are coming in, and the reason we don't do that is because we don't want to give them the opportunity to--the opportunity to, I guess, have a tactical upper hand on us..." 4. ONLY Officer Gillaspie was found to have violated police procedure-even though all three did NOT use verbal warnings or other means of assessing the situation before they drew weapons (and remember, the policy says weapons drawn means they must e~qoect to kill) and prepared to enter. Question to Chief Winkelhake and the city council: WHY is Gillaspie singled out? WHY weren't Kelsay and Zacharias at least given reprimand for drawing weapons at a scene where it could NOT be determined that a threat existed? IS is the "unwritten policy" of the department for officers to not give verbal warning as Gillaspie stated in his sworn statement, and if so, WHY when the written policy clearly puts warnings as priority to use of force? (By the way, all of the information I've quoted is available in the Iowa City Police Deparment's "Internal Investigation Report No. 96-35 Internal Affairs Investigation Register" made public on Friday by the Iowa City City Attorney's office and you're encouraged to request a copy-it's public record- for reading) Gary Barrett KCRG Newsradio1600 Date: Sun, 13 Oct 1996 23:24:09 -0500 (CDT) From: jeff cox <jlcox@blue.weeg.uiowa.edu> Reply to: JC-NEWS@netins.net To: jcnews <JC-NEWS@netins.net> Subject: complaints about the police I would like to respond to one point in Larry Baker's interesting article on the Shaw affair. He asserts that there have been fewer than a dozen complaints about the police durin9 the last year. He is referrin9 to the Police Department's own account of how many complaints they have received directly. A few years ago I served as President of the Hawkeye Chapter of the Iowa Civil Liberties Union. In that capacity, I received at least one complaint a month about the police. At least that's how I remember it--my spouse claims it was more. It is not easy to find out the name of the president of the Hawkeye Chapter of the Iowa Civil Liberties Union. We have no phone listing, and none of our literature encourages people to call us about the police. I was usually forced to tell the callers (after listening sympathetically) that there is no place to complain about the police in Iowa City, except to the chief of police. That is obviously unsatisfactory, since the callers feared retaliation from the police. The Human Rights Co~Lu~tission is not set up to deal with routine complaints about the police unless they fall under some fairly narrow legal categories. Under our system of city government, and according to conventional wisdom about how a city council member should behave, a member of the city council can do little more than a citizen, i.e. go directly to the chief of police. An active city council member who took an aggressive role in the area of police complaints would of course soon be ostracized by the city council majority, insulted by an angry white male on the council, and condemned in a Press-Citizen editorial. I usually advised callers to consult an attorney if they were unwilling to complain to the chief of police. The current president of the Hawkeye Chapter, Barbara Eckstein, is receiving far more than one complaint a month, and I believe several a week. If obscure, and powerless, civil libertarians are receiving complaints in a larger volume than the police force itself, it's reasonable to conclude that there is a problem. But you can be certain that a proposal for a civilian board of review would have gone nowhere before a police officer recklessly, and without provocation, 9unned down an innocent citizen. Larry Baker's deference to the police in answering the question, "how many complaints are there about the police per year?", is just more evidence of the council's ne91igence in supervising the police, and their broader negligence in deferring to "professionals" in matters of city government. This is not a problem that is limited to city government. When the central administration of the school district (i.e. Barbara Grohe and Tim Grieves) brought forward jointly with Chief Winkelhake a proposal to put an armed police officer in each of our two junior high schools, a majority of the school board was privately opposed to it. But only one member of the board, Betsy Hawtrey, spoke out in public (and she was defeated in her re-election bid last month) The others closed ranks, stood together with those in authority, praised school administrators for their hard work on this matter, and refused to vote the measure up or down. Instead they let the issue fester for months before it finally died out of sheer public hostility. That is not the way elected officials should behave. It is their responsibility to speak for the community to those who govern us, i.e. unelected (for the most part) professionals. That is what Karen Kubby has been doing, and no one else on the council. The proposal to put a police officer in each junior high, by the way, would almost certainly have gone through if Chief winkelhake had agreed to leave the weapons outside. That is what the school board hoped he would do, so they could resume their habit of rubber stamping any proposal brought forward by respected leaders of the co,unity. But the police department argued that "professional" police officers always carry weapons. Officer Lalla, the department's "gang" specialist, told an assembled crowd of anxious and angry parents at South East Junior High that, for a police officer, carrying a weapon in school was "no big deal". That I believe is more evidence that "professionalism" is not the solution to the problems of the police department, but a large part of the problem. The police department does not need accreditation; it needs supervision by those elected to supervise it. Jeff Cox ~RRY E. BRANSTAD. GOV~:RN0~ October 14, 1996 Terry Trueblood Parks and Recreation Department 220 South Gilbert Iowa City, IA 52240 DEPARTMENT OF NATURAL RESOURCES LARRY J. WILSON, OiRECTO~ Dear M~. Trueblood: Congratulations!! A REAP City Parks and Open Space grant has been awarded to the City of Iowa City for the Iowa River Dam Trail Connection project. The amount awarded is $142,000. This amount is $8,000 less than requested because there are not sufficient funds in the REAP account to fund the entire request. The unfunded portion of the project will be first on the reserve list. Kathleen Moench from the DNR Budget and Grants Bureau will be sending a grant agreement to you soon. This agreement is the formal contract between our two agencies that governs the actual transfer of funds. General information on how to proceed with grant processing will also be included with the agreement. I have attached the matrix that presents scores for each criterion for all.city applicat!ons that were submitted for the August 1996 round of REAP grants. The number m each box ~s the average score of the 5 members of the project review and selection committee. Each member used a range of 0 to l0 for each criterion to score the projects. The weight factor, or multiplier shown on the top of each column is also reflected in the scores. Following is an example of a calculation: Criterion: Quality of Site and/or Project Weight factor: 3 Scorer #1 - 8 Scorer #2 -- 6 Scorer #3 -- 8 Scorer 04 -- 5 Scorer #5 -- 9 TOTAL .....36 X 3 (weight factor)= 108 Number placed in box: 108/5 = 21.6 NOTE: This example box has 30 total possible points. I have also attached a brief description of all city projects that are receiving a grant from this round. Thank you for your interest in REAP. Kevin R. Szcodronski Coordinator Resource Enhancement and Protection Program (REAP) WALLACE STATE OFFICE BUILDING / DES MOINES, IOWA 50319 / 515-281-5145 / TDD 515-242-59~7 / FA~ 515-281-8895 3N,,3 October 16, 1996 Julie Furmeister 151 West Side Dr. Iowa City, IA 52246 Re: Your concerns about traffic on West Side Drive CITY OF I0 WA CITY Dear Ms. Furmeister: Information from your discussion with John Yapp of our department was forwarded to me for response. I have also reviewed the correspondence sent to you by Joe Fowler, City of Iowa City Director of Parking and Transit, regarding bus service in your neighborhood. I believe Joe has satisfactorily stated the City's position, indicating that overall there has been a positive response to the operation of transit service on West Side Drive. With respect to traffic conditions on West Side Drive, I would like to make a generalization at the beginning of my comments which pertains to all of your concerns. The City attempts to provide a transportation system to the citizens of Iowa City which is above all other things, safe. This system includes transportation for cars, trucks, buses, bicyclists, and pedestrians. We take our commitment to safety very seriously and are always evaluating ways to make streets and side- walks safer for all users of the transportation system. We evaluate changes to traffic control systems very carefully; proceeding only if there is a reasonable expectation that a modification will help alleviate a documented problem. This can be frustrating to citizens such as yourself, when it appears that the City will not take an action that seems to make all the sense in the world from your perspective. A good example is the use of stop signs to slow down traffic in residential neighborhoods. We constantly receive requests from neighborhoods for stop signs to slow down traffic. A study at a location a few years ago showed that installation of such a stop sign actually increased the speed of traffic. Motorists were so annoyed by what they perceived as an unnecessary stop sign, that they sped away from the intersection, and 100 feet down the road were actually going faster than they were before the stop sign was installed. Conflicts between motorists, bicyclists, and pedestrians will always exist in an urban environment; try as we may, we cannot ever completely eliminate them. will now attempt to address each of your points which were forwarded to me. Need to have speed limit $i,~lns within the neighbo,hood. Most of the City's speed limits signs are located on arterial streets, which are the major thoroughfares. These are the streets that have the most traffic, and also have the most variation in speed limits. The speed limit on all local residential streets in Iowa City, except school zones, is 25 miles per hour. This is established by Title 9, Chapter 3 of the City Code. Although it is not unheard of to post a speed limit sign on a residential street such as West Side Drive, this is typically met with resistance from the person in whose yard the sign would be placed. If there is an ongoing problem with motorists exceeding the speed limit on West Side Drive, the City may evaluate installation of a speed limit sign. There needs to be batten enforcement of the speed limit. There have been additional officers added to the police force in the past year to address neighborhood concerns including speeding Ms. Furmeister October 16, 1996 Page 2 traffic. I will indicate to the Police Department that there is a desire for increased enforcement on West Side Drive. Eliminate on-street perking o/~ Wast Side Olive. In the correspondence you received from Joe Fowler, it is noted that in 1994 on-street parking on West Side Drive was eliminated from the inside portion of the street. On-street parking remains on the outside portion of West Side Drive. The City provides streets for the movement of motor vehicles, bicycles, and pedestrians. Whether or not there is on-street parking is largely a decision of the adjacent neighborhood. When there is a request to have on-street parking removed, we send a survey to the affected residences or businesses to see what everyone's opinion is. From my experience in other neighborhoods, I would be very surprised if the residents of West Side Drive would vote to have on-street parking eliminated entirely. We typically find that residents in neighborhoods like yours prefer on-street parking on at least one side of the street. If you feel I have reached this conclusion in error, let me know and we may be able to survey your neighborhood to see how people feel about eliminating on-street parking. I would also point out, since you have concerns about speeding traffic, that on-street parking creates what we call "side friction" as one proceeds down the street. This has the effec~ of slowing down traffic. I can almost guarantee you that if we were to eliminate on-street parking it would cause an increase in the speed of motor vehicles on West Side Drive. Install "watch for children" signs. You will find municipalities generally do not install these types of signs because they create a false sense of security. Just because a sign of this nature is installed does not mean there will be the desired effect on traffic, nor should children be led to believe they can be any less cautious. Install marked crosswalks for ch#dren. Crosswalks are installed at controlled intersections {traffic signal or stop signs) and in school zones, and serve two purposes: to guide pedestrians in the proper path to cross the street, and warn motorists of a pedestrian crossing point. As a rule we install crosswalks at intersections where there is substantial conflict between vehicles and pedestrian movements. Crosswalks are not usually installed in residential neighborhoods except in school zones. Typically in residential zones pedestrians cross the street somewhat indiscrimi- nately; if you are going to walk across the street to your neighbors house you will walk directly across the street and not go to the end of the block to cross at a crosswalk. Ms. Furmeister, I realize you will not agree completely with these responses; however, I hope they will provide you with some basis for the City's position on traffic control in your neighborhood. Give me a call at 356-5252 if you have any questions. Sincerely, Jeff Davidson, Assistant Director Department of Planning and Community Development CC,* City Council City Manager Department of Public Works Im~jd 1014.wp5 Iowa Dept. of Human Services 9/96 DESK AID COVERAGE GROUP Food Stamps Regular Welfare R~form FIP and riP-Related Medicaid RESOURCE LIMIT if age 60 or older $2,000 all other applicant HI{ Gross Net $5,000 per participant HH Allot. Welfare Reform $2,0~9 per applicant HH $5.0~0 per Test 1 recipient HH Test 2 Regular $1.000 per HH Test 3 Mothers and $10,009 per Children (MAC) HH Medically Need)' SSI-Related Medicaid $10.000 per HH $2,000 for 1 .$3.000 for a couple Poverty Level Pgwm~ Infants 133% Children 1-5 109% Children 6-18 Born after 9/30/83 Specified Low- Income Medicare Beneficiaries · 'M.0O0 for 1 $6,000 for a couple Poverty Level 100~ but not over 120% Qualified Medicare Beneficiaries (QMB) Qualified Working and Disabled $4.000 for $6,000 fo~ a couple $4.000 for $6.000 for a couple INCOME LIMITS Household Size 1 2 3 4 5 6 7 $ 810 $1087 $1364 $1642 $1919 $2196 $2474 $ 623 $ 836 $1050 $1263 $1476 $1690 $1903 $ 119 $ 218 $ 313 $ 397 $ 472 $ 566 $ 626 Household Size 1 2 34 5 6 7 $ 675.25 $1570.65 $2020.20 $2469.75 $1330.15 $1824.10 $2249.60 $ 365 $ 719 $ 849 $ 986 $1092 $1216 $1335 $ 183 $ 361 $ 426 $ 495 $ 548 $ 610 $ 670 Household Size 1 2 34 5 6 7 $1194 $1598 $2092 $2405 $2809 $3213 $3617 $ 858 $1149 $1439 $1729 $2020 $2310 $2601 $ 645 $ 864 $1082 $1300 $1519 $1737 $1955 Medically Needy Income Level (MNIL) Household Size 1 2 3 4 5 6 7 $ 483 $ 483 $ 566 $ 666 $ 733 $ 816 $ 891 1 $ 470 Household Size 2 (Couple in own home) $ 7O5 Family Size Income Over But no More Than 1 $ 645 $ 774 2 $ 864 $ 1036 I Poverty Household Size Level 1 2 100% $ 645 $ 864 1 Poverty Household Size Level 1 2 200% $129t) $1727 Medicare Part ; Premium (Effective 1-1-196 .$42.50 AGENDA DOWNTOWN STRATEGY COMMITTEE MEETING THURSDAY, OCTOBER 24, 1996 4:00 P.M. - 6:00 P.M. ROOM 202 - SENIOR CENTER A. Introductions B. Review of Committee's Charge and Committee's Process C. Brainstorming Session D. Schedule Next Meeting E. Adjournment Any questions about Downtown Strategy Committee activities or agenda items may be referred to David Schoon, Economic Development Coordinator, at 356-5236. DOWNTOWN STRATEGY COMMITTEE PERSPECTIVE Downtown Retailer .................................... Downtown Service Provider ........................ Downtown Property Owner ........................ Old Capitol Mall Representative .................. Restauranteur/Bar Owrler ........................... UI Administrator ........................................ Libraly Board Member/Patron ...................... Downtown Worker .................................... Downtown Worker .................................... UI Student ................................................ User of Downtown .................................... User of Downtown .................................... Architect/Designer ..................................... Person from the Arts Community ................ Senior ...................................................... Young Person ............................................ COMMITTEE MEMBER Victoria Gilpin John Gross Dick Summerwill Gary Lundquist Nancy Burhans Joanne Fritz Stephen Greenleaf Bruce Sottell Suzanne Gleason Marc Beltrame Gretchen Holt Bob Finch Marty Haynes Shirley Wyrick Marge Dane Matt Hirst f:\downt won~dcrnernber.doc ?m IO~A CIT~ CLE~ Fzoa, Jo Ilogart~; 10-14-96 9~07am p. 2 of 3 J~ ~unly Don Schx, Chairperson Joe Bolkcom Charles D. Duffy Steph~n P. L~cina Sally Slutsman BOARD OF SUPERVISORS October 15, 1996 INFORMAL MEETING Agenda 1. Call to order 9:00 a.m. 2. Review of the formal minutes of October 10th. 3. Business from the CounOy Engineer. a) Discussion re: b) Discussion re: hearing. c) Discussion re: d) Other Kansas Avenue Bridge and construction budget. Muscatine County Line Bridge and set date for public Tri-County Bhdge. 4. Business From the Board of Supervisors. a) Discussion re: Intermodal Surface Transportation Efficiency Act projects. b) Discussion re: designation of floating Christmas holiday for Board of Supervisors office. c) Reports cD other 913 SOUTH DUBUQUE ST. P.O. BOX 1350 IOWA CITY, IOWA 522,14-1350 TEL:(319)356-6000 FAX: (319) 356-6086 Agenda 10-15-96 Page 2 2:00 p.m. ~ 3:00 p.m. - Department Head Meetin~ a) Review of budget memo sent to Depm~ment Heads. b) Discussion of the following: 1. Staff Training 2. Capital expenditures 3. Space needs 4. Family Medical Leave Act ¢) Discussion of meeting with areas legislators. d) Reports/updates from Department Heads. e) Other 0 Adjourn. Discussion from the public. Recess. BOARD OF SUPERVISORS October 17, 1996 FORMAL MEETING Agenda 1. Call to order 9:00 a.m. 3. 4. 5. Action re: claims Action re: Action re: formal minutes of October 10th. payroll authorizations Business from the County Auditor. a) Action re: txa'nfits b) Action re: xeports 1. Clerk's September monthly report. 2. County Auditor's quarterly report of fees collected. 3. County Recorder's quarterly report of fees collected. c) Other 6. Business from the Planning and Zoning Administrator. a) Final consideration of application of Z9445 of Albert and Shirley Westcott. b) Final consideration of application ofZ9618 of Joe and Karen Steffens. c) Final consideration of application ofZ9637 of Thomas Dupler. 913 $oLrrH DIJBUQUE ST. P.O. BOX 1350 IOWA CITY, IOWA 52244-1350 TEL:(319)356-6000 FAX: (319) 356-6086 Agenda 10-17-96 Page 2 d) Final consideration of the following Zoning Ordinance: o An amendment to the Johnson County Zoning Ordinance by deleting 8:1.22:X 2.(&, and adding a new 8:1.22:X 2.(d. [At no time shall approval be granted to developments which include lots containing less than 50 percent of the lot area required, unless such a development is in an RS-3, RS-5, or RS-10 District. Developments in an RS-3, RS-5, or RS-10 District may include lots containing less than 50 percent of the required lot area, but not less than one (1) acre, provided that such developments utilize a "public water system," as defined by Chapter 455B. 171(17), Iowa Code (1995). All systems are to be considered public water systems, but when a development has less than fiiteen (15) service connections or regularly serves less than twenty-five (25) individuals, pexufitting and monitoring will be in accordance with requirements prescribed by the Johnson County Board of Health. An amendment to the Johnson County Zoning Ordinance by adding a new paragraph 8:1.9B RS-5 Suburban Residential District. Pc,~fitted Uses: The use of premises in the RS-5 Suburban Residential District shall be the same as those set forth for the RS-Suburban Residential District (see 8:1.9). Accessory Uses: Premises in the RS-5 District shall be restricted to those accessory uses peri,fitted in article 8:1.20. An amendment to the Johnson County Zoning Ordinance by adding a new paragraph 8.1.9C RS-10 Suburban Residential District. Permitted Uses: The use of premises in the RS-10 Suburban Residential District shall be the same as those set forth for the RS-Suburban Residential District (see 8:1.9). Accessory Uses: Premises in the RS-10 District shall be restricted to those accessory uses permitted in article 8:1.20. An amendment to the Johnson County Zoning Ordinance by adding to chapter 8:1.25 Area regulations. a new line, RS-5 100 5 acres 5 acres* * An amendment to the Johnson County Zoning Ordinance by adding to chapter 8:1.25 Area Regulations. a new line, RS-10 100 10 acres 10 acres * * Agenda 10-1%96 Page e) Motion setting public hearing for Zoning and Platting applications and a Conditional Use Permit. 0 Other 7. Business fi'om the Assistant Planning and Zoning Administrator. a) Discussion/action re: the following Platting application: 1. Application S9625 of Joe and Karen Steffens, signed by Karen Steffens, requesting preliminary and final plat approval of Deer View Subdivision, a subdivision described as being located in the NE 1/4 oftheNW 1/4 of Section 17; Township 81 North; Range 7 West of the 5th P.M. in Johnson County, Iowa (This is a 3-1ol, 14.42 acres, 1-1or farmstead split and 2-1or residential subdivision, located on the east side of Cou Falls Road NW, approximately 1.0 mile south of Swisher, Iowa m Jefferson Twp.). Business fi:om the County Attorney. a) Report re: other items. Report/discussion fi"om Sher Hawn, Program Director for Employee Wellness/Commtmity Health Promotion re: Johnson County Cardiovascular Project. 10. Business from the Board of Supervisors. a) Action re: appointment to the Region l0 Transit Planning Task Force. (Ibis appointment will be a consumer for an indifferent length of time.) b) Motion authorizing Chairperson to send a letter to the League of Women Voters of Johnson County regarding the appointment procedures for Boards/Commissions. c) Action re: designation of floating Christmas holiday for Board of Supervisors office. d) Other Agenda 10-17=96 11. Adjourn to informal meetin~ Page 4 a) Inquiries and reports from the public. b) Reports and inquiries from the members of the Board of Supervisors. c) Repor~ from the County Attomey. Other 12. AdjouFrtmenL City of Iowa City MEMORANDUM Date: To: From: Re: October 18, 1996 City Council and Library Board City Manager Joint Meeting -- Wednesday, October 30 The joint meeting has been scheduled for Wednesday, October 30 at 4 p.m. in the City Council Chambers. Attached is a packet of miscellaneous information concerning the library project proposal. This information has been accumulated over the last several months. Also attached is a discussion outline which I will use as your facilitator. Attachments CITY COUNCIL / LIBRARY JOINT MEETING OCTOBER 30, 1996 CITY COUNCIL CHAMBERS - 4 P.M. DISCUSSION OUTLINE Introduction · All of the people at the table are equal. While differing responsibilities generate different interest, that is the City Council and Library Board have very different agendas, one narrow, one broad; for the purpose of this discussion each person represents one "vote", as an equal participant. We will use consensus as a means to arrive at a resolution of issues. Consensus is defined as general agreement, an opinion held by all or most. If judgement of the facilitator is questioned during the process, a formal vote/showing of hands/majority rule will be used. What are the areas of discussion that are off limits? It is to be a facilitated discussion of a capital project proposal, not a question of library operating policies or procedures. Legally defined relationship with the Library Board to the City Council is not in question. How to change operating services to fulfill the demand for expanded service capability is not part of today's question. 1. We have an agreement from the group that the library needs to expand its services and facilities. The specific purpose of this joint facilitated session is to arrive an acceptable. ~!an/strategy for a City capital investment to provide expanded/improved library service. Expansion means the ability to meet new service demands for capital investment in facilities. 3. What are the elements of the expansion project that are cdtical to the success of the proposed project? Who are the interests that we serve? 4. What are the priorities of each of these elements? 5. What are the inhibiting factors we are presented with concerning the project proposal and priorities? 6. What are the positive factors we are presented with? 7. Review each of the factors, positive and negative, and balance factors leading to a plan/strategy. 8. How do we achieve community support for the proposal? 2 MISCELLANEOUS FACTS, FIGURES, AND INFORMATION CONCERNING THE LIBRARY PROJECT PROPOSAL · Library space needs and alternatives report · Downtown City-owned property (map) · Timeline: Expansion/renovation · Expansion alternatives summary · Background information memo -- May 24, 1996 · Library project issues memo -- June 11, 1996 · Cost to build under mall memo -- July 10, 1996 · Answers to questions raised by Councilors -- July 12, 1996 · Library building maintenance needs -- July 17, 1996 · Library building repairs --August 30, 1996 IOWA CITY PUBLIC LIBRARY LIBRARY SPACE NEEDS AND ALTERNATIVES July 7, 1993 UPDATED October 3, 1996 David R. Smith Consulting Librarian TABLE OF CONTENTS Page Summary ............................................................... S - 1 Findings, Conclusions ............................................... S - 1 Recommendations ................................................ S - 3 Introduction ......................................................... 1 - 1 City Planning Considerations ........................................ 1 - 2 Population Projections, 1980 - 2010 ................................... 1 - 3 Library Space Projections ................................................ 2 - 1 Library Building Expansion Altematives ...................................... 3 - 1 Expansion on the Present Site ....................................... 3 - 1 Expansion of the Library on to Adjacent Property ......................... 3 - 1 Branch Library(s) ................................................. 3 - 2 Bookmobile Service ............................................... 3 - 3 New Central Library ................................................. 3 - 4 Conclusions ....................................................... 3 - 4 ACKNOWLEDGEMENTS 1993 Iowa City Public Library Space Needs Assessment The individuals and groups noted provided both information and insight to the study of the space needs of the Iowa City Public Library. Facilities Planning Committee Stephen Greenleaf Anne Hatgrove Kent Swaim Charles Traw Susan Craig Lolly Eggers Debb Green Carol Spaziani Iowa City Public Library Staff and Board Community Rer~msentatives Steve Atkins, City Manager Art Koffron, Architect Kadn Franklin, Director of Planning 1996 Update Iowa City Public Library Board Charles Traw, President Margaret Cox Stephen Greenleaf Philip Hubbard Mary McMurray Mark W. Martin Jesse Singerman Anne Spencer Jim Swaim Susan Craig, Library Director SUMMARY Recognizing the growing shortage of space and other related library building problems, the Iowa City Public Library Board initiated this study of library building needs in 1993 to determine the best alternative for the future. A Facilities Planning Committee working with a consulting librarian gathered and reviewed information related to the public service needs of Iowa City through 2010. This report was reviewed and updated in August of 1996 to insure its accuracy and timeliness. Since 1993, two of the alternatives proposed in the odginal study (adding a third floor and moving west) have been pursued through the schematic design/cost estimating phases. That information is now included in this report. FINDINGS - THE EXISTING SITUATION The Iowa City Public Library has experienced heavy and increasing use over the past fifteen years. 67% of the library service area population have library cards and the annual per capita circulation of materials is 13 items for every service area resident. These measures of use place the Iowa City Public Library among the most productive public libraries in the country. Iowa City is the fastest growing area in the Upper Midwest. The current 1990 census library service area population of 77,122, an increase of 16% since 1980, is projected to grow to 86,404 (12%) by 2000 and 94,651 (9.5%) by 2010. The present, 47,350 square feet, 1981 library building was downsized during planning, approximately 4,135 square feet, from the programmed library of 51,485 square feet de- signed to serve a population of 70,000. The library build!ng was designed so that an additional 7,200 square feet could be added to the partial second floor. [A 1993 structural analysis found that with reinforcement, the building could accommodate a partial or complete third floor for a potential total building area of approximately 79,000 square feet. This proved to be a very expensive option.] CONCLUSIONS - LIBRARY SPACE NEEDS AND ALTERNATIVES A variety of new services and the impact of advancing technology has resulted in increased space required to accommodate new library material formats such as CD's and videos and new information sources - Internet, CD-ROM, databases and automated catalogs. At the same time, the publication and acquisition of print materials has reached new highs. The library collection is projected to grow by 11.5% in the next ten years. Both the population the Iowa City Public Library was designed to serve and the original conservative space per capita projected, .7 of a square foot, were exceeded before 1990. Based on the population, use and service projections of the library, a minimum per capita library space allocation of .8 square feet, should I~e used in planning. S-1 The "shortfall" in library space needed based on minimum population projections ranges from 19,000 square feet in '1996 to 27,500 square feet in 2010. Population Gross Library AreQ Additional Library Space Needed 1990 77,122 x .8 61,700 14,350 sq. ft. 2000 86,404 x .8 69/123 21,773 sq. ft. 2010 94,651 x .8 75,720 28,370 sq. ft. To meet library building needs, the Iowa City Public Library should add 21,773 square feet of space by2000 and possibly an additional 6,597 square feet (total of 28,370) square feet by 2010 depending on the impact of technology and the actual population growth. The addition of library space can be accomplished in the following way: Expansion - Off-site to Adiacent Proper'b/. Of the four alternatives - across the alley to the north, across College Plaza to the south, underground to the south, or on to commercial property to the west - design considerations, cost and availability of property eliminate all but possibly the west expansion from further consideration. Expansion - On-site. The completion of the second floor and the addition of a complete third floor would bring the library within approximately 5,000 square feet of the projected 2010 minimum space needs. However, the cost of reinforcing the existing building is considerable and the possibility of maintaining library service from the facility during construction is unlikely. Branch Libraries. Due to the compact library service area, the strong city commercial and service center and the fact that concentration of library resources will result in their best and most efficient use, the consideration of branch libraries should be delayed until the using population exceeds 100,000 and has dispersed substantially beyond the present two-mile radius of the library. The development of branches may then be a suitable long-range expansion altemative. Bookmobile Service. A bookmobile would not alleviate library space needs but could be used to enhance services to special populations such as children and the elderly. A New Central Library A new library in the immediate vicinity of the existing library could be designed to serve long term community needs with long term expansion capability. The existing library could be converted to other uses. The cost of a new library building on city-owned property would be less than expanding the existing library. S-2 RECOMMENDATION Since both on-site expansion and off-site have been rejected due to cost, the remaining, least expensive and best solution is to construct a new library on an adequate site in the immediate area. Planning will require: Selection of another site; Possible revision of the detailed library building program; Architectural design and layout drawings; Further engineering cost; Detailed estimates of cost; and Determining an alternate use for the existing library. S-3 INTRODUCTION The Camegie libraries which heralded the development of public library service in the early part of the century have even in the smallest communities run out of sufficient space years ago. In many cities like Iowa City, the Camegie Library was added on to one or more times and then abandoned in favor of a new public library designed and sized to meet the needs of the present time and the immediate future. For Iowa City, this resulted in a 1981 47,000 square foot library serving a 1980 city/county service area population of 60,347. The past fifteen years have been by any form of performance measure very productive in terms of delivery and use of public library service in Iowa City. This success and a vadety of other factors have resulted in a library which has been out of growing room for at least three years. Factors which have had an impact include: HiQh Levels of Public Libraw Use for the Existin(3 Population. The demographics in terms of education, age, economics and location have made the Iowa City Public Library one of the most heavily used public libraries for its size in the entire country. This places demands on all areas. Continuin~ Population Growth. The service area population increased by 16% from 1980 to 1990, 77,122, and is projected to increase by 12% to 86,404 in 2000 and by 9.5% to 99,651 by 2010. Increasincl K - 12 School Enrollment. The Iowa City Community School District projections, 1993 - 2002, anticipate that "enrollments in all grades is projected to grow by approximately 700 students (8 percent growth) in the next four years with total enrollment remaining stable at the new high level for the remainder of the decade." Total projected enrollment - 9,797 in 1995 to 10,202 in 2002. Non-public school enrollment, 1992 - 1993, including home schoolers (55) is 953. Regina Catholic School's current enrollment of 805 is projected to grow by approximately 30 annually to reach 970 by 2000. The other schools also anticipate proportionate growth. Increasing Technolo(~ical Opportunities. The library offers access to information on the Intemet and other remote databases, as well as in-house collections of CD-ROM database titles and multimedia. In total, over 70 computers and terminals and over 150 pieces of audio-visual equipment are in use. Space to accommodate needed technology is very restricted. Growth of Staff. The staff complement needed to serve community needs has increased from 26 FTE staff in 1981 to 30 full-time and 60 part-time staff and 75 regular volunteers. Adequate work and service space is critical. Shelvinq and Seatin(~ at Capacity. Seating has been reduced by over 10% due to crowding. The library collection would exceed shelving capacity if the circulation wasn't so high. Community Based Activities. A national trend is reflected in the Iowa City community of a growing use of library facility for both individual and group activities. The library is a destina- tion point, not just a place to house collections. The Iowa City Public Library is one of the finest public libraries in the country but needs adequate space to meet the community's needs, CITY PLANNING CONSIDERATIONS 1-1 From the City of Iowa City Department of Planning and Community Development and the Iowa City Comprehensive Plan as amended March 2, 1993. Both Iowa City and Johnson County experienced an 18% increase of populations from 1980 to 1990. Iowa City became the sixlh largest city in Iowa at 59,738. Current estimates, calculated in March of 1996, placed the population of Iowa City at approxi- mately $4,000. This reflects an increase of about 7.5% since 1990. Although growth continues, the rate of growth has moderated since the decade between 1980 and 1990. Expectations are that growth will continue but at a lesser rate than the previous decade. A basic assumption, "the posture of the community will continue to be one of maintaining the quality of life residents of Iowa City have come to expect while accommodating growth as it occurs." ExistinQ Policies Iowa City's approach to growth has been to encourage development to take place in a compact manner contiguous to existing development. Annexation is approached conservatively, with annexation advocated only within the twenty year growth area where municipal services can be easily provided. ANALYSIS The conditions which support the maintenance of a strong central library with no branches are: 1. Under 100,000 population in the library service area; Little dispersion of the bulk of the using population -- within 2 miles and/or fifteen minutes of the existing library; Central Io~tion with convenient access to the existing library with substantial public parking available within a three block area; and Location of existing library in the strongest retail, business and activity center of the community. Location of branch libraries in other high traffic areas of the community would not remedy the space problems of the Iowa City Public Library. However, it would dilute the concentration of resources and possibly the quality of library service. 1-2 POPULATION PROJECTIONS. 1980 -2010 Number and Percent Change by Decade Projections from City of Iowa City Planning Department, May 1996. Chart prepared by the ICPL. The service area of the Iowa City Public Library estimated in 1996 at approximately 82,896 is projected to grow to 86,404 by 2000 and 94,651 by 2010. 1980 1990 2000 2010 IOWA CITY 50,500 59,738 (18.3%) 67,000 (10%) 73,395 (10.6%) a) Student (U of I) 18,300 21,700 (18.6%) 21,000 20,400 est. 78% of enrollment b) Non-student 32,200 38,039 (18.1%) JOHNSO~j COUNTY 81,960 a) Student (U of I) b) Non-student c) Unincorporated 46,000 (18%) 96,118 (17.3%) 107,800 (9.2%) ICPL SERVICE POP. [1 + 2c] 66,347 59,995 (17%) 118,092 (10%) 22,600 22,000 85,200 86,092 15,847 17,385 (9.7%) 19,404 (9.2%) 21,256 (9.5%) [19% of tctal] [18% of total] [~ 18%] [@ 18%] 77,122 (16%) 86,404 (9.9%) 94,651 (10.4%) 10,347 (35%) 11,998 2,925 (43%) 3,666 1,05o (8%) (32%) 14,986 JOHNSON COUNTY TOWNS WITH LIBRARIES Coralville 7,687 North Liberty 2,046 Solon 969 Oxford 663 11,378 (1%) JOHNSON COUNTY TOWNS WITHOUT LIBRARIES Hills 3 547 663 Lone Tree 2 1,014 979 Shueyville 3 287 ?.23 Tiffin 3 413 460 Uni,rersity Heights 3 1,069 1,042 3,330 3,366 Served by contract (special census 1992) (special census 1994) Served by State reimbursed reciprocal borrowing program (Open Access) Served by non-residential fee cards - 60 - 70 family cards 1-3 LIBRARY SPACE PROJECTIONS Contrary to the notion of a few years ago that computers, CD-ROM's and microfilm storage of information would see a drastic reduction in space needed in libraries, the introduction of new technology and formats of information storage have, in fact, resulted in increased space require- ments for libraries. There has been no diminishment in the need to acquire and store print material and there has been a substantial increase in the materials being published within just the last decade. The new formats require storage of a unique type plus equipment to access the informa- tion. Two basic methods may be used to calculate library space needs. The first method, usually done in general planning studies such as this, calculates gross square footage needed using American Library Association formulas established through many years of public library building activities of this type. See the following table. The second and most accurate approach is to quantify all detailed requirements for shelving, seating, public services and staff. This is done with the development of a detailed written library building program for the actual planning and construction of a library building. This method was pursued when the best alternative is identified. Based on further building program development, the need for a 79,000 square foot central library was determined. A 185 page building program Iowa CiW Public Library: Library Buildin(~ Expansion Proqram was adopted in September 1994. In the 1976 - 77 library building program of 51,485 gross square feet, .74 square feet of library space per service area resident was provided for a design population of 70,000. The actual gross building size was 47,000 square feet, equaling .67 square foot per capita for 70,000. Based on what now are conservative formulas established by the American Library Association, a minimum of .7 feet of library space per capita was right on in 1980 but now results in a shortfall which is increasing with the growing population. ICPL Building Sq. Ft. Short- Population Area Per Capita fal~l 1980-census 66,747 47,000 .7 1990-census 77,122 47,000 .61 6,985 1996 - estimate 2000 - projected 82,896 47,000 .57 11,027 86,404 47,000 .54 13,483 2010 - projected 93,600 47,000 .5 18,520 The use of .7 square feet per capita in a very active library situation such as Iowa City's is too low. On a national basis, .8 to 1.0 per capita is viewed as more realistic. This ,serves to increase the future shortfall of library space even further. 2000 - 86,404 pop. x .8 = 69,123 sq.ff. 22,123 sq.ff. needed 2010 - 93,600 pop. x .8 = 74,880 sq.ff. 27,900 sq.ff. needed 2-1 LIBRARY BUILDING EXPANSION ALTERNATIVES Based on use and the physical requirements to house the library collection, users and staff, four alternatives were examined in the 1993 Space Needs Assessment. These alternatives included: Expansion of the Iowa City Public Library on the present site Expansion of the Iowa City Public Library building onto adjacent property · Branch library(s) * constructed or leased · Bookmobile service A fifth alternative, a new central library, has been added since 1993. In the last five years, two of the five alternatives, expansion on the present site and expansion onto adjacent property have been developed through preliminary schematic design and cost estimating phases. The architectural firm of Meyer, Scherer and Rockcastle of Minneapolis and CPMI, Inc. a professional construction management firm from Des Moines with a Coralville office have developed these proposals. ALTERNATE 1 - EXPANSION ON THE PRESENT SITE In January 1995 a proposal to completely renovate and remodel the existing library building and add 27,500 square feet by finishing the existing partial second floor and adding a new third floor was made. Construction costs were estimated at $11,525,794 in 1997 dollars. Other costs would have added approximateJy an additional 25% to that amount. A structural engineering report stated, "The vertical supports, including the columns and pile foundation are designed for a two story building. The addition of a third sto~j will require major modifications to these elements." Mechanical engineers recommended the "existing (plumbing) system would be almost completely removed and a new system would be installed" and "the existing HVAC system be removed and replaced." The electrical system would be severely impacted by the structural modifications made to footings which would interrupt power distribution each time one of the thirty five interior columns was improved and also by the required X bracing columns which would necessitate removal of adjacent lighting fixtures, circuit ~ring, data or phone lines. All engineering reports stated that it would be extremely difficult and costly to maintain library service in the building during construction. Due to the cost and the probable need to relocate for twelve to eighteen months this proposal was set asidewhile other options were pursued. ALTERNATE 2 - EXPANSION OF THE LIBRARY ON TO ADJACENT PROPERTY The second option designed and costed was expansion of the library on to adjacent property. No off-site expansion is possible to either the east (Linn Street) or the north (alley). To the south is the pedestrian plaza. The second proposal developed called for purchase of the building directly to the west of the Library known as the Lenoch and Cilek building. The structure presently on that site would be demolished and the library building extended to the west. Current commercial space on the first floor and in the basement would be retained with new library space added primarily on the second level. The building was designed to accommodate a third and fourth floor, either for library or other uses. 3-1 · The proposal included extensive renovation and remodeling of the current library building similar to that required if a third floor was added. The resulting 104,530 square foot building would have included 25,250 square feet of commercial space and 79,280 square feet for library use. Construc- tion cost estimates (based on construction starting in January of 1998) were $12,422,000. An additional 25% for other costs and purchase of the site would have also been needed. This proposal was presented to the Iowa City City Council in Apd11996. It received little Council support due to the cost and the proposed acquisition of commercial property and disruption of current tenants. A preliminary examination of the concept of adding the needed expansion of space. below grade to the south of the existing building resulted in a construction cost estimate of $11,210,000. ALTERNATE 3 * BRANCH LIBRARY(S) Existing Situation: There is no branch library at present. The Coralville Library, a recent 18,000 sq. ft. building, serves some crossover from the southwest portion of Iowa City and there aro libraries in the small communities surrounding Iowa City. There has been limited annexation particularly for residential development which has contained urban spread. However, this may change. Analysis: The major Iowa City retail aroa outside of the central business district is in the southeast part of the Iowa City on Highway 6 from Westpod Plaza to Pepperwood Place and Sycamore Mall. Significant retail development is also occudng in the southwest along Highway 1 with recent additions of Walmad and Menards. See the analysis of City Planning Considerations on Page 1 - 2. A branch library should be located in high traffic retail areas using the same cdteria applied to the existing library. Shopping areas in decline are not considered a good location for investment of community resources through a branch library. Residential locations can consume a groat deal of operating resources with low outputs and return on investment. Types of branch libraries include: Storefront Branch. leased space - 1,200 - 3,600 square feet. $110,000 to $165,000 annual operating cost Small Branch - owned - 5,000 - 7,500 square feet $185,000 to $215,000 annual operating cost Medium Branch - owned - 10,000 - 15,000 square feet $340,000 to over $550,000 annual operating cost Example: 10,000 square foot branch Site 2.0 acres (~ $125,000 $ 250,000 Building 10,000 sq. ff.(~$150 1,500,000 3-2 Construction, Furnishings and Equipment Collection 35,000 items (acquire and process @ $25) $1,750,000 875.000 $2,625,000 Now and in the near future, most users of the present Iowa City Public Library will be within two miles of the existing library, 10 to 15 minutes drive with 2,300 parking places in the vicinity. Sixty to eighty percent of potential users of a branch library will also use the main library, so that the branch library requires substantial operating resources without reducing the space needs of the main library in a compact populated area. Once opened, even the least productive branch library is very difficult to change or eliminate because a core of users will fight to keep it.. The presence of a strong existing library and the compact nature of the city offer no cost or service effective potential for branch libraries at this time. In the distant future, this may change as the city spreads. Consideration of branch libraries shou!d be delayed until the using population exceeds 100,000 and are dispersed substantially beyond the present two-mile radius of the library. Of the ten largest cities in Iowa, four, all larger than Iowa City, have branch libraries: Des Moines - 5, Cedar Rapids - 2, Davenport - 1 and Sioux City - 2. ALTERNATE 4 - BOOKMOBILE SERVlCE Existing Situation: There is no bookmobile. Analysis: o The minimum cost of a new bookmobile unit, 26' to 36', can range from $80,000 to $150,000. · Annual operating costs will run $65,000 to $90,000. The addition of a bookmobile would enhance outreach, children's services and service to seniors but would not reduce library space needs. Of the ten largest cities in Iowa, only three operate bookmobiles -- Davenport, Sioux City and Ames. 3-3 ALTERNATE 6 - NEW CENTRAL LIBRARY Given the high costs associated with the two alternatives recommended in the 1993 study--on-site expansion and expansion on two levels to the west a new option should be considered. As costs were prepared for building altematives it was estimated that a new 79,600 square foot building with design features and elements consistent with the two expansion and renovation projects proposed for the existing facility could be built on city owned property for $9,950,000 in construction costs. Advantages of building a new central library are the cost, which is comparable to the extensive renovation and addition projects, and the ability to maintain uninterrupted library services during construction, and an opportunity to develop- design unencumbered by an existing building(s). Site selection might be a difficult issue. Analysis: The anticipated presence of a major regional mall in Coralville may weak downtown commercial activity, but no other Iowa City location is preferred. The loss of a nearby parking lot adds pressure to include some parking adjacent to a new building. CONCLUSIONS: The addition of bookmobile or branch library service would not have any significant impact on the space needs of the Iowa City Public Library. The expansion alternatives are not acceptable due to cost or site requirements. Building a new central library and selling or adapting the existing library to another use is the only viable long term solution to the identified space needs of the Iowa City Public Library. The estab- lished criteda for an adequate library site still identifies the property south of the present building on Col!ege Plaza (Parcel 64-1A) as the next most desirable site for a new public library building. See the 1976 site study - Site # 2. If the site is not publicly owned the cost benefits of building a new central library would, most likely, be lost. A central business district location, Accessible to adequate public parking, High level of community visibility and identification, Within a high pedestrian traffic area, and Potential for long term future expansion. I~bm,~adraln~spec~d~, u~x$ 3-4 IDOWNTOWN CITY-OWNED PROPERTY~ UNIVER$1T'Y OF IOWA Z JEFFERSON Z )N COURT ST BI.~¢I~MAWK WASHINC~ I I Ld P- 0 Z ~ Pib,~l N G HARRISON ~k January 1993 July 1993 December 1993 September 1994 December 1994 January 1995 May 1995 September 1995 Jan/Feb 1996 April 1996 TIME LINEs IOWA CITY PUBLIC LIBP. ARY RENOVATION AND EXPANSION PROJECT Library consultant, David Smith, hired to prepare a study of the library space needs. Final Library Space Needs Assessment Report adopted unanimously by Library Board. Report recommends a 28,000 square foot addition to the current library facility and redesign of interior spaces. Three options listed: vertical expansion, expansion to the south and expansion to the west. Architect Jeff Scherer of Meyer, Scherer and Rockcastle hired. Library Building Program prepared by David Smith adopted unanimously by Library Board. Copies sent to City Council. Architect directed to prepare designs to add a third level to current library building. Cost estimates of nearly $12 million and a recommendation that the building be vacated during construction cause Library Board to examine other options. Library Board chooses to pursue expansion to the west of current facility. Architect directed to prepare preliminary designs. Facilities Planning Committee begins discussions with owners regarding purchase of adjacent property. Appraiser hired. Update given to City Council at their review of capital projects session. Board urged by Council to retain commercial space at ground level and in basement. Special meeting held to update new Board members and review the expansion and renovation project. City Council members and candidates invited to attend. At regular meeting Library Board votes unanimously to proceed with plans to expand to the west. Offer to purchase property contingent on successful passage of a referendum made through City Attorney, counter offer received. Presentation to City Council on the progress of the project, presentation of preliminary designs and construction cost estimates. IOWA CITY PUBLIC LIBRARY. EXPANSION ALTERNATIVES ' ~ ~;~ '= ~ .........~': dWest =Build3rdFI0or =' ': BuildNewon'64;~:' Estimated cost Advantages Estimated construction cost of entire project (includes commercial space) of $12.4 million, added costs bring project costs up to $15.1 without land acquisition Services maintained' and library remains open during construction. Utilizes current building. · . Allows for future expansion. Upgrades current commercial space. Most complicated and expensive of proposed projects. . Current commercial tenants must vacate · during construction. Disadvantages July 15, 1996 Estimated construction cost of $12 million, total costs of $15 million. Estimated construction cost of $9.95 million, total costs of $12.43 million. Utilizes current building. Does not require purchase of a site. Simple to explain. Least expensive. Simple to explain. Services maintained and library remains open during construction.. Expensive structural support work requkes closing or relocating the library during construction, actual costs difficult to estimate. Doesn't utilize current building. Eliminates other options for 64 IA although structure could be built to support additional floors for varied use in the future. 1owa City Public Ubrary 123 South L~nn. Iowa City. Iowa 52240-1820 Susan Craig, Director Information (319) 356-5200 Business (319) 356-5206 Fax (319) 356-5494 TO: FROM: DATE: RE: City Council Iowa City Public Library Board of Trustees 5/24/96 Background info~,~tion for Joint Meeting, 5/28 The attached background information has been prepared for your review prior to our joint meeting on May 28. ***DRAi Frequently Asked Questions: IOWA CITY PUBLIC LIBRARY RENOVATION/EXPANSION PROJECT Why does the Library need more space? The Iowa City Public Library has experienced steadily increasing use since the current 47,000 square foot facility opened in 1981. With a circulation of 1.2 million per year and 600,000 annual visits the building traffic is far heavier than was predicted when space needs were assessed in the late 70s. In addition, during the actual design of the current building, the size was reduced to lower the cost of the project. Part of these large increases are attributable to unusually high library use per capita at ICPL when compared to national and state averages, and'part to significant but unanticipated population growth--17%--between 1980 and 1990. Steady growth has taken place since 1990 and is expected to continue. How does the Library hope to acquire space? After studying and evaluating needs and options for four years the Library Board believes the best option for library expansion is to remain in the current downtown facility and expand by completing the current second floor, purchasing the property to the west (current location of Freshens, Subway, Yen Ching, Third Coast, Lenoch & Cilek and APAC), and reRlacing that two level building with a new three level structure which is blended into a remodeled library building. This would acco~u~Lodate continued commercial use on the first level and basement levels and provide additional library space on the second floor. The combined buildings would provide 104,850 square feet; 79,600 for the library, 25,250 for other commercial uses. What needs to be done to the current building? Structurally the current building is sound, but wearing out in many respects. After fifteen years of very hard use, extensive renovation is needed. The roof and the carpet already need replacing and all the major mechanical systems, including the heating, air conditioning, computer and phone networks, must be replaced or modernized. Public rest rooms need to be upgraded, enlarged and relocated. With a shift of more services to the second floor, a new and wider stairway and an additional public elevator will be required. Most interior walls must be demolished and rebuilt to meet the space needs described in the building plan. Finally, the exterior of building will receive a face lift to match the brickwork and windows of the new construction. Although the basic structure remains, the building will take on a new appearance and be modernized throughout. What will the project cost? The estimated total cost of the project as currently proposed is $15 million plus the cost of property acquisition with about $13 tO $14 million to be paid from property tax. At least $1 million will be raised from private funds and about $2.5 million will be paid for from revenue generated from the 25,000 square feet of commercial space. New Space Construction Costs Remodeling/Renovation SqFt $/SqFt Total 55,590 121.73 $6,767,000 48,940 115.55 $5,655,000 Total Construction Costs 104,530 Equipment, furniture, professional fees, miscellaneous & contingency (22%) 118.84 $12,422,000 2.732,840 *$15,154,840 (*does not include property costs) The City Finance Department has estimated that the cost to an owner of a house appraised at $100,000 is less than $5 a month, a homeowner with a house valued at $200,000 would pay less than $10 a month. This assumes selling $14 million worth of bonds to be paid off over 20 years. Could it be done for less? The construction costs (which are figured for an 18-mouth construction period starting January 1998) compare favorably to similar projects. Combining renovation and new space the square foot construction cost is $119. In 1993 the estimate on a proposed public building for cultural and conference uses, Center Space, was $103.00 per square foot for construction costs. If escalated at 3% a year that figure in 1999 dollars would be $123, slightly over the estimate for the library project. West Des Moines opened a new $6.9 million, 50,000 square feet library in April 1996. That comes to $138 per sq foot. The Pappajohn College of Business building, built from 1991- 1993 cost about $160 per square foot for engineering and construction costs. No equipment or furnishings are included in that figure. Buildings like the Iowa City Public Library which get especially heavy use require safe, durable materials and comfortable but low-maintenance furnishings. The initial cost may need to be above average. The library occupies a prominent spot can provide a positive enhancement to that block. Design features such as on the downtown plaza and the current appearance of the covered walkway add to the pedestrian nature of the plaza. The project would be a solid investment in maintaining Iowa City's unique downtown. What other options were considered? The Library Board has been exploring various alternatives for expansion since 1992. The original plan called for adding a third floor on the existing building. Unfortunately, the current building was constructed to hold a completed second floor, but not to add a third floor. The expense and, most importantly, the physical disruption of reinforcing the footings at each of the 67 columns and temporarily moving the library to another location prompted the Library Board to explore other options. Recent discussion of the uses for parcel 64 1A (currently a parking lot across from the library) included the possibility of meeting all or part of the Library needs on that property. Since that parcel was reserved until very recently for development of an arts/cultural/conference facility it was not a viable option for serious Library Board consideration. In addition, the Library Board believes that dividing library services between two buildings would be confusing and expensive to operate with staff required in two locations. If all library services (75,000- 80,000 sq ft) were designed for construction on 64 1A, it would be difficult if not impossible to accommodate other desired uses for that space. The Board believes the current building should be retained for library use rather than abandoned. Any public use of the current building would require a substantial sum for necessary repairs and remodelling for new uses. Why not a branch? The Library Board began studying space needs in 1992, adopting a library consultant's report in 1993 which identified a minimum space need of an additional 28,000 square feet by the year 2010. This report did not support branch libraries until the city's population exceeds 100,000 or is dispersed substantially beyond the present two-mile radius of the library. The report stated, The presence of a strong existing library and the compact nature of the city offer no cost or service effective potential for branch libraries at this time. In the distant future, this may change as the city spreads. In addition, the report continued, Location of branch libraries in other high traffic areas of the community would not remedy the space problems at the Iowa City Public Library. However, it would dilute the concentration of resources and possibly the quality of library service. Branches are less expensive to build than central library facilities, but the duplication of staff required to operate a branch create major annual operating expenses that escalate in cost each year. Why keep co~ercial space in a public building and what will happen to the current tenants? When the current proposal was discussed with City Council members in 1995 they indicated it was a priority to maintain the commercial uses currently in the building. The size and design of the building easily accommodates some commercial use and the location is appropriate and desirable for a variety of uses. New spaces will allow each ground floor tenant direct access to the plaza, improving their visibility to customers. Interesting, attractive shops and restaurants will enhance nearby businesses. The project temporarily dislocates commercial tenants, but eventually returns a similar amount of space to private use. Several current tenants have indicated an interest in returning to the new building, indicating the viability of the space for commercial uses. Project costs includes assistance for each tenant with relocation, either temporary or permanent. What are the major features of the expanded library? Growing from 47,000 to 79,000 square feet provides much needed space in every area of the library. The main floor becomes home to a children's room increased by 45% with additional space for collections, programs, seating and equipment. Near the children's area, the adult popular library spreads out to allow ready access to collections such as the movie videos which consisted of 83 titles in 1981 and now contains 3,400 volumes. The new circulation area relieves current congestion and adds a self-service option. A larger lobby will allow civic functions such as early voting without blocking library doorways. An additional medium size meeting room joins the three rooms currently available and can open into the larger room increasing its size. Teleconferencing ability and access to the Iowa Communications Network is planned. The new second floor houses Information Services, expanded computer access, increased seating and new study and conference rooms as well as reference, nonfiction and periodical collections. A training room for public and staff will provide space and equipment for classes on new technology. The Library Friends Foundation will have an office and staff areas have been expanded to accommodate growth. A covered walkway on the plaza side and a canopy at the Linn Street public entry will provide shelter and lead to the visually prominent entrances. The interior spaces will be extensively rearranged with particular attention paid to traffic flow and improved public restrooms. Glass is used extensively on both levels to link the library with the activity in the pedestrian area and provide daylight to the interior spaces. At this point preliminary designs have been prepared to show that the required space needs can be met and for preparing accurate cost estimates. After financial approval is obtained through a bond referendum the design can be further discussed and altered and public input sought on both the interior and exterior of this important public building. What is the timeline of this project? The timeline is dependent on many factors but the Library Board is trying to achieve the following schedule: August 1996 City Council votes to include library proposal on November general election ballot November 1996 Successful passage of referendum issue which requires 60% positive vote. November 1996 thru 1997 Private fund raising is conducted. Designs are completed, bid documents prepared and contracts awarded. January 1998 Construction begins. Library remains open at current location and services are moved into new spaces as completed. June 1999 Project completed (18 years after current facility opened in June 1981) How does a modern central library benefit the downtown? Six months after the present facility opened in 1981 the Iowa City Area Chamber of Co~u~erce presented the library with its annual Economic Development award. ICPL is the largest library in a twenty mile radius and has earned a state-wide reputation for excellence which, combined with the state's reciprocal lending program, draws regular users from around the region. Downtown business people recognize that the library's customer's (600,000 a year) are potential customers for them as well. During recent conversations, several tenants in the building the library proposes to purchase emphasized that their location was enhanced by the library's proximity. Doesn't all the new iuformation technology mean libraries won't be needed in the future? It is difficult to predict the distant future, but for the next twenty or thirty years it is clear that technology has and will continue to require additional library space, not less. Books and mass market magazines are being published in higher numbers than ever before. Reading a book is--and will remain for the foreseeable future--a more pleasurable and comfortable experience than reading a computer screen. Information stored and retrieved electronically is meant to be referred to now and then for brief periods, not consumed hours at a time in whatever environment you find most relaxing. In fact fulfilling the library's mission to offer information in whatever available format suits the user--printed page, spoken word, video image, computer monitor--requires a library to not only provide chairs and tables but video players, multimedia computers, and network access. And as the information highway becomes essential to living in a modern world we must educate out-of-school adults in the new technology and provide citizens who do not to have computers in their homes access to information networks and the skill to use them. What assistance has the Library Board sought in this process? Due to the high level of use of the library and complexity of the project the Library Board has sought the advice of experienced professionals through every step of planning. David Smith, a nationally recognized building consultant prepared the initial space needs assessment and later wrote the building plan, each of which was adopted unanimously by the Board. At his advice an architect was hired early to assure careful planning of a complicated project. A constzuction management firm was also hired to assist with phasing the project and maintaining library services throughout construction. The architect selected through a competitive process, Jeff Scherer of Meyer, Scherer and Rockcastle in Minneapolis opened three midwest libraries in the last month, two in Iowa. His credentials include a major renovation and expansion of the busiest branch of the Hennepin County Library System in Minneapolis. The construction management firm, CPMI, is Iowa based and has a local office in Coralville. Iowa City Public Library 123 South Lmn, Iowa C~ty, Iowa 52240-1820 TO: Councilor Dean Thornberry Iowa City City Council FROM: Charles Traw, President, Library Board of DATE: 6/11/96 RE: Library Project Issues RECEIVED JU q 1 2 1996 Trustees Susan Craig, Director Informabon (319) 356-5200 Business (319) 356-5206 Fax (319) 356-5494 ,L.- Based on the meetings we have had and the questions raised privately, I am not unmindful of your concerns about the financial impact the proposed Library expansion project will have on the city's overall budget. I would like to address some of those concerns and suggest some options you may not have considered. First of all, the capital cost of the building project is appropriate and affordable. The cost per square foot is similar to that of other comparable projects. The Board has sought expert advice on this project throughout the planning stage. Both the City Manager and the Finance Director have indicated that the City can afford the capital expense of the library project. There is no other public or private facility that meets as many public needs and accomodates as much traffic as your library. The nature of the library's facility needs does not allow for incremental expansion, but rather, requires a single large project that is planned to accommodate anticipated needs for many years. Since the library was built, less than $100,000 of capital expenditures have been spent on the facility--a roof repair, remodeling the circulation desk, and adding office space. During the same time millions of dollars have been spent on other civic projects: the Mercer Park Aquatic Center, addition to and remodeling the Civic Center, refurbishing the Recreation Center, the Chauncy Swan Parking Ramp, water, sewer and street improvements. The Board has always attempted to provide public service and meet public demands in a fiscally responsible manner. However, now is the time for the cycle of public improvements to address the library facility. Its time has come. The Library Board does not expect that the property tax support portion of the project cost will exceed $14 million. Obviously, until the project is completed, we can't guarantee these expectations will be met. However, the contingenicies of this project are no different than most. Routinely, city contracts 2 are awarded that vary significantly from estimated costs, both high and low. In the final calculation the result usually coincides very closely to the budgeted amount. The Library Board has been asked to scrutinize the project details, which is being done. The Council has available financial options that would reduce the project cost such as spending money up front for fees, furnishings and equipment or to assist with property acquistion over the next three years to reduce interest pas~ments. Library records show that only twice since 1981 has any city money been allocated from conuingency funds to support library needs--once for a roof repair and once for expenses associated with planning this project. Whether or not the payback for bonds issued for this project should be added to or included in other city capital expenses is a Council decision. If the public votes to incur this debt, they assume an overall increase in their property tax bills and the city can continue to fund items not requiring a referendum vote at a similar level as currently exists. Certainly, the Council may chose to lessen the amounts spent on other capital projects, but that is its decision. The ongoing operating costs, I agree, are more troublesome. It is ironic, however, that the current project proposed by the Library Board be criticized on this issue, particularly by proponents of branch libraries. Operating costs per square foot for a branch are estimated at six times the operating costs of the planned expansion. Branch libraries solve none of the problems with which the library is confronted. They would simply increase operatin~ costs, while leaving the public with an undersized, understaffed and deteriorating main library. We are researching the anticipated growth in maintenance costs if the building is exl~anded. The expansion of library space is approximately 65% A corresponding increase of maintenance expense is not expected. New systems will be more energy efficient than the current operating plant. The Library is currently the only city facility that uses contract cleaners on a daily basis, rather than employ janitorial staff. This measure is taken to save money and is anticipated to continue. In the 2.5 to 3.0 new pe£~%anent staff needed to operate the expanded library a .75 position would move a fifteen hour temporary maintenance person into a 30 hour permanent position. This brings the total maintenance staff for a building open 64 hours a week and servicing pedestrian traffic of 600,000 annually to 1.75 FTE. We recognize concerns about the staffing necessary to meet the public's needs and provide realistic services. Keep in mind this project is a product of public use. It is the public's use that 3 generates both capital expenditure and staff needs. The future need for staff to support library services may be at an increased level without regard to any extra space! General fund property tax has not supported any new permanent staff at the Library since FY92 when a half time position was added. The Library is one component of a finely tuned system of city services, many of which have requested staff positions that remain unfilled. We wait for staff, as do most city departments. When compared to the ten largest libraries in Iowa, we rank second only to Ames in circulations per FTE, so we know our staff is productive and used efficiently. The city is currently at the 8.10 general fund levy cap. The grimmest of financial scenarios is certainly a matter which all citizens are entitled to know. If it comes to pass, the libra~-y, as all city departments, will be required to adjust current operations. We have been very fortunate in this community to experience steady growth; that could change, but population and tax base continue to increase. All cities in Iowa experience the same problems we do, and the League of Cities is preparing to lobby the '97-'98 Legislature heavily on topics important to cities. Many of the League's positions are supported by the Iowa Library Association. Financially, the state is in good shape and it is just as likely that the pendulum will swing back to a positive state-municipal relationship as to assume the situation will worsen. In fact, one bright note in state funding is support of public libraries. Our library has been participating in a statewide reciprocal borrowing plan which is moving into its fifth year and finally appears to be stable enough that we believe it will continue. In the past the Board has allocated that income (which has grown to between $40,000 and $50,000 annually) for one time expenditures and not spent money until it has been received. Although the level of funding at times has not allowed reimbursement for the entire year, a conservative amount could be allocated to staff. Another source of funding is derived from t~e current contract for services between the library and Johnson County. The terms of that agreement insure that the county pay a portion of the library operating budget similar to the use rural county residents make of the library. If current patterns hold steady, about 8% of all new expenses to the library's operating budget will be covered by the county. Further, library fines, which have been exceeding projections for several years, and are due to be adjusted, could offset some of the increased operating costs as well. The City faces exciting times and many challenges as it looks to provide safe water, an improved airport, expansion of the downtown area and recreational spaces, adequate parking and, we hope, a library facility to support current and future use that will continue to draw citizens and area residents to the downtown. Marketing the last urban renewal parcel to include public space provides another opportunity to build on our strengths as a community and we welcome the proximity of CenterSpace, feeling we can be great neigh_bors and mutually .supportive. I hope the Council will enthusiastically support a library referendum in November and look forward to the day the new facility is open to the community. cc: Steve Arkins City Manager 1owa City Public Library 123 South Linn, Iowa City, Iowa 52240-1820 TO: Dee Vanderhoef FROM: Susan Craig DATE: 7/10/96 RE: Cost to build under pedestrian mall Susan Cra,g, D,rector Informabon (319) 356-5200 Bus,hess (319) 356-5206 Fax (319) 356-5494 Our construction manager's estimate of costs to construct library space below grade in the pedestrian mall area is attached. At $214 per square foot, the costs are considerably higher than the $122 for new space above grade. The high costs are partially due to excavation of such a large area in a very confined, urban environraent. Also, two levels would be required to accommodate the space needs and no option {or easy expansion in the future would be available. Although not challenged at this time our estimator believes that the City supplied figure of $50,000 to relocate utilities is low. If you have any further questions please let me know. cc: Other Councilors ~teve Arkins SCHEMATIC DESIGN COST MANAGEMENT REPORT IOWA CiTY PUBLIC LIBRARY RENOVATION and EXPANSION IOWA CITY, IOWA 27 JUNE 1996 COST FEASIBILITY STUDY SUMMARY I~ELOW GRADE CONSTRUCTION AT PEDESTRIAN MALL DESCRIPTION - Renovation scope of work ~s to :e."nmm as est,mat6c in :he 4/18/96 Schernatlc Oes:c~n $;GSF CONSTRUCTICt~ COSTS · Expansion constructio~ co~t of $0,676,000 ~r~,luCed 8,100 GSF of building expansion at the second floor. This dollar amount is associated with the 8,100 GSF. 98.15 $795,000 · Remaining building area calculations are as follows: Building Expansion - 4/18/96 55,590 Eliminate second floor expansion (8,1OO) Commercial space not required (25,250) Total 22,240 GSF Construct a new 22,240 GSF library expansion under the south pedestrian mall. An assumption was made that 18,900 GSF is on one level and 3,340 GSF is one level below. Includes approximately 30' x 60' Atrium Space. TOTAL CONSTRUCTION COSTS AMOUNT 214.03 141.40 $4,760,000 $11,210,000 NOTE: Total construction costs of 811,210,000 for 79.280 GSF compares to $10,138,000 for 79,280 GSF (-~127.87/GSF) as presented 18 April 1996. NOTE: Library expansion construction costs include an allowance of $50.000 for utility re-distribution. This issue warrants further study to provide an accuratc cost. Iowa City Public Library 123 Sou~h L~nn. iowa City, Iowa 52240-1820 Susan Craig, D~rector Informabon (319) 356-5200 Bus~ness (319) 356-5206 Fax (319) 356-5494 TO: FROM: DATE: RE: City Council Library Board 7/12/96 Answers to questions raised by Councilors A variety regarding in formal following of questions have been asked by council members the proposed library expansion/renovation project, some meetings, others in memos or conversations. The information attempts to answer some of those questions. 1. Can the design be altered to lower costs? The Board has examined options-prepared by the architect and the construction manager and believes up to $1 million dollars in possible cuts to the construction cost of the project could be made. The largest item, at $769,000 is the structural capacity to build a third and fourth level at some time in the future. Smaller amounts can be saved by altering the design. Other substantial reductions can only be made if significant cuts to square footage are made or if the project is moved to city owned property which eliminates the cost of property acquisition. 2. Could we use space below grade in the pedestrian mall which is already owned by the City? The estimate of construction costs for below grade space is $214 per square foot, considerably higher than the $122 for new space in the current proposal. The costs are high because of the construction constraints related to building in such a confined area. Although not challenged at this time our construction manager believes the City figure of $50,000 to relocate utilities is very low. Given the costs, the lack of any opportunity to expand in the future and the aesthetics of below grade space this option is not one the Board favors. 3. What are the library's mission and goals? Attached is a copy of the library's long range plan adopted in 1994. The plan which was developed by a 28 member team, 21 of whom were community volunteers, is used to guide the development of library services and programs. One of the Goals is to, "Provide a suitable and inviting environment which promotes and enhances the delivery of library service." The primary strategy under that goal is to, "Develop and implement a facilities expansion plan," a task which the Board has been working on for three years. Annual objectives are approved by the Library Board and biannual reports are made. The library has a strong history 2 of long range planning and is proud of it's ongoing efforts to reflect community priorities. 4. What has been done to address access issues, primarily related to parking? Iowa City is lucky to have a bustling downtown area. Parking immediately adjacent to the library is in. high demand. Temporary parking for drivers returning library materials is provided and two ramps providing over 1100 spaces are within a block and a block and a half of the entrance, no more than the distance between Younkers Department Store and the Capitol Street ramp. The Library is located within a block of the Senior Citizens Center (which provides some permit parking) allowing the convenience of visiting both facilities in one trip. The transportation hub of mass transit in Iowa City is the downtown. All downtown residents, including the library, need to work with the community and the City Council on the parking problem. Ease of returning library materials could be addressed through an off site book return. 5. Operating costs are a concern, how can they be contained? Providing the needed library space in a central facility is the most efficient way to contain ongoing operating costs. The building has been carefully designed to minimize additional operating costs. Increased operating costs associated with the building expansion could be partially paid for from sources other than the general property tax levy which only accounts for 75% of library income. The county contract funds almost ten percent of operating expenditures and the outlook for state funding is improving. Fine income could also fund a portion of the increased operating costs. Costs associated with maintenance of the building and safety of users and staff are the highest priority. The Board will commit to trying to raise revenue to help cover the needed increases. 6. All expenses need to be shown, even if gifts are anticipated to cover part of the project. The bond referendum language would be worded using the phrase "up to", and the total cost of the project would be listed. Only in the campaign would explanatory material be provided on how much private money we hope to raise. If the current proposal, which includes commercial space and income to pay for it, were to be placed on the ballot the entire amount would be listed, again with explanation of other revenue sources offered during the campaign. 7. How many Iowa City residents use Coralville Public Library, can Coralville residents use the Iowa City Library? How many library users are really college students? Coralville and Iowa City both loan materials to residents of either community. Over the years the borrowing patterns maintain a near balance. In FY96, 39,000 items were loaned from the Coralville library to Iowa Citians and 46,000 items were borrowed from ICPL by Coralville residents. This relationship is mutually beneficial to both institutions. Coralville residents benefit from a lar~er collection, Iowa City has a nearby library with free, convenient parking available and everyone can use the library most convenient for them. University students do not make use of th~ library in proportion to their presence in the population. Using 1990 census figures, 18-29 year olds make up 45% of the Iowa City population, but they account for only 25% of library circulation. In contrast those under eighteen borrow materials in almost equal proportion to their presence in the population, 15%, and 30-44 year olds borrow 40% of all library materials, but only account for 20% of the population. Iowa City Public Library 123 South Linn. Iowa City. Iowa 52240-1820 Susan Craig, D~rector Informabort (319) 356-5200 Business (319) 356-5206 Fax (319) 356-5494 TO: FROM: DATE: Steve Arkins 7/17/96 RE: Library Buildin9 Maintenance Needs Several maintenance and replacement needs at the library have been delayed in anticipation of a referendum for a renovation/expansion project. They now need to be considered for funding. The following list is a preliminary, and possibly incomplete, assessment of the most il~ediate needs. Not included are, as yet undeveloped, options to remodel interior spaces to better meet public and staff needs, or work needed to meet requirements of recent ADA assessment for which I am awaiting a report. Once the projects are prioritized I will work to determine accurate costs. Please let me know how you want to proceed. Roof. Two years ago a major roof repair was done with the understanding that it would last through two winters. This spring we had several small leaks when the snow melted and continue to have problems with heavy rains. Leaks also occur around several skylights. In 1994 replacing the entire roof membrane was estimated at $120,000. This is the most iramediate of the maintenance needs. Carpet. After fifteen years of very heavy use our carpet is sorely in need of replacing. Some patching and repairs were done in 1995, hoping to delay major replacement until the building project began. This is an expensive project due not only to the carpet expense, but the labor involved in moving loaded books stacks. Computer a~d wiring. Our main computer is five years old and scheduled to be replaced in FY98 which will be done from replacement funds. In conjunction with that purchase we are anticipating a market wide look at major library automation vendors which has not been done since we first automated in 1979, and the purchase of a new software system, a significant expense. The wiring installed in 1980 is no longer adequate to support modern computer systems and will need to be replace~. Mechamical systems. Our mechanical systems are entering the end of their anticipated twenty year life span. This spring we replaced one of the six compressors for the air conditioning system. Temperature control in the building is very poor. We will investigate the needs in this area and prepare a recommendation. Phone system. Our phone system needs to be replaced. It does not allow modern features such as voice mail or an automated menu and the number of lines are inadequate. tury o[ Service Building on a TO: Steve Arkins FROM: Susan Craig~~.~ DATE: 8/30/96 RE: Library Buildin9 Repairs I have finally ~athered enough information to estimate costs for two major buildin~ repairs: roof and carpet. Of the two, the roof is more important. If money is available this fiscal year would like to initiate the roof replacement this fall because the extreme temperatures of another winter season could result in possibly dama~in~ leaks. If it cannot be done, we will get through another winter as we had originally planned and hope for only minor problems. I am still working on preparing estimates for other upkeep expenses and plan to include several items in the FY98 budget. Please advise on how to proceed. Roof Replae-~nt $215,000 This involves removing the existing ballast, roof membrane and insulation and replacing it with new insulation, asphalt, and fiber91ass. Carpet Replacement 8238,000 $196,000 is the actual carpet removal and installation cost, the remainder is to hire professional library movers to move the book stacks, allow the carpet to be laid and then move the stacks back. This project will need careful schedulin~ because it will most likely require closing the buildin~ to the public for one to two weeks. If this is the case it would best be coordinated with other building maintenance projects such as rewiring to minimize the total disruption. I believe it can wait until FY98. 123 SOUTH LINN STREET IOWA CITY, IOWA 52240 SUSAN CRAIG, DIRECTOR [NF'ORMATION 319-356-5200 BUSINESS 319-356-5206 FAX 319-356-5494 L ,2 t? THURSDAY, Octol~er 17. lg96 11A Iowa City Press. Citizen Iowa City shooting Citing Shaw death, {B~ ... 'gommissioner resigns By Brian D. Sharp ~ Press-Citizen :~al author Osha Gray Davidson re- s['~a~ from the Iowa City Human Rights · CommitIon' ~ssion on W~e~ay, ~y~g he 't w~t to ~ome a ~ab~i~ to ~e Ch~oman ~up as he ~mns~ ~s ~ficism of ci~ Ali~n Am~ q.~ci~s' res~nse to EHc Shaw's d~. Galstad ~d the "Shaw was fa~y shot Aug. 30 in ~s eight-member gdu~side ~ sm~o by foyer Iowa Ci~ group still could ~lice Offi~r Jeffrey Gfilaspie, as he ~d meet and ~at o~er o~cers ~v~dga~ a sus~t~ Davidson'sr~ b~rgl~. placement "Davi~on is ~l~g for ~e resi~afions would be of Ponce C~ef R.J. W~e~e, Mayor n~ed ne~ Nao~ Novick ~d Ci~ M~ger Steve month. ~s. --"~e ~ple who ~e res~n5ible for what hap~n~ ~e s~l ~ place," David- ~n ~d. His te~ would have expE~ 1 but he had ~en ask~ m r~pply. Davidson cited official conclusions ~at G~aspie was acting as he ~d ~en tra~ed when Shaw was ~. "~ ~e) was foHow~g ~cc ~licy," he ~d "... · en ~ ~mon ~tely res~nsible is C~ef W~e~e." W~e~e has s~ce ch~g~ ~e ~l- icy, orde~g ~at bus~ess owners ~ "For it to ~ ~e d~ of a cit~en to ~e ~ose chugs, ~at is not g~ enou~," Davidson ~id. "To restore ~e f~ ~ ci~ gove~ent, there ne~s to ~ ho~l~g ~ Iowa Cid. People n~ m ~e res~nsib~i~ for what ~ey did do ~d w~t ~ey di~'t do ... w~t ~ey ~ to do." ~vidmn joked ~e co~ion ~ ~y 1~5. ~s ~k, The Best of Enemies, ts nominat~ for a Puli~er Prize. John.e n .oordv Amhubmf City of Iowa City MEMORANDUM Date: To: From: Re: September 26, 1996 Steve Arkins, City Manager Rick Fosse, City Engineer '~'~/~ Friendship/Shamrock Creek Improvements We have completed the preliminary design of the Friendship/Shamrock Creek Improvements. The preliminary design phase involved three neighborhood meetings and three rounds of correspondence, a summary of which is outlined in the attached memo from Jeff McClure. Information from the residents was used to help us understand specifically what flooding problems exist and what the expectations and desires are for a solution. We found that feelings run strong on the subject and there are varying opinions on the form any improvements should take. There are those that see the creek and surrounding trees as a significant aesthetic amenity to their property. There are others that view the creek as a nuisance and flood hazard the they wouJd like eliminated. The latter are in the majority. Our options are: 1. Minimal approach ~ Use reno mattresses to eliminate areas of significant erosion just upstream of the pipe entrance and provide improvements to make the grate more accessible for maintenance during heavy rains. This option will reduce erosion and damage to yards from grate cleaning activities, but will do little to improve flood protection. 2. Intermediate approach - All of option 1 plus channel improvements to increase capacity and reduce potential for erosion and creek wandering. The channel improvements can be extended for the full reach of the creek or just upstream past the significantly flood prone properties. While this option will reduce flooding, the grate at the culvert entrance can be expected to be blocked with debris during heavy rainfall events as it does now. 3. Pipe option - This option would extend the existing culvert upstream until it connects with the culvert near Peterson Street. Area intakes would be installed along the way to pick up drainage from the yards. The pipe would be sized to carry most rainfall events. Since this is a totally enclosed system, this option would have no grate to block with debris. This option provides the greatest degree of flood protection and reliability. Engineering and Public Works recommend the pipe option because it is the only option that can provide any measure of reliable flood protection and it is favored by the majority of adjoining property owners. Any open channel option is vulnerable to the grate at the culvert entrance becoming blocked by debris. We also believe that as long as a majority of property owners exist that desire improved flood protection, the City will continue to receive requests to extend the pipe. If you or the City Council desires, this issue can be scheduled for a work session for discussion and direction from Council. Otherwise we can proceed with final design of the pipe option. cc: Chuck Schmadeke Jeff McClure Erika Cooper To= I0~ CITY CLERK F~0~: Jo Roqa~ty 10-Z1-9~ 9,lSall p. 2 of 4 Jdan~on Co~nU X_ - 'c.-.' < - c:~ Don Schr, Chairson .... - Joe Bolkcom Chiles D. Stephen P. ~c~a RECONVENE THE FORMAL MEETING OF OCTOBER 17, 1996 October 22, 1996 Agenda 1. Business from the P!mming and ?.,onhag Administrator. a) Final consideration of the following Zoning Ordinance: An amendment to the Johnson County Zoning Ordinance by deleting 8:1.22:X2.(d., and adding a new 8:l.22:X2.(d. [At no time shall approval be granted to developments which include lots containing less than 50 percent of the lot area required, unless such a development is in an RS-3, RS-5, or RS-10 District. Developments in an RS-3, RS-5, or RS-10 District may include lots containing less than 50 percent of the required lot area, but not less than one (1) acre. All systems with fifteen (15) or more connections, or that regularly serve more than twenty-five (25) persons are to be considered "public water systems", as defined by Chapter 455B. 171(17), Iowa Code (1995). ~nen a development has less than fifteen (15) service connections or regularly serves less than twenty-five (25) individuals, permitting and monitoring will be in accordance with requ/rements prescribed by the Johnson County Board of Health.] 913 SOUTH DUBUQUE ST. P.O. BOX 1350 IOWA CITY, IOWA 52244-1350 TEL: (319) 356-6000 FAX: (319) 3564086 Agenda 10-22-96 Page 2 An amendment to the Johnson County Zoning Ordinance by adding a new paragraph 8:1.9B RS-5 Suburban Residential District. Permitted Uses: The use of premises in the RS-5 Suburban Residential District shall be the same as those set forth for the RS-Suburban Residential District (see 8:1.9). Accessory Uses: Premises in the RS-5 District shall be restricted to those accessory uses pennfiled in article 8:1.20. An amendment to the Johnson County Zoning Ordinance by adding a new paragraph 8.1.9C RS-10 Suburban Residential District. Pe, mitted Uses: The use of premises in the RS-10 Suburban Residential District shall be the same as those set forth for the RS-Suburban Residential District (see 8:1.9). Accessory Uses: Premises in the RS-10 District shall be restricted to those accessory uses penuitted in article 8: 1.20. An amendment to the Johnson County Zoning Ordinance by adding to chapter 8: 1.25 Area regulations. a new line, RS-5 100 5 acres 5 acres* * b) Adjourn. An amendment to the Johnson County Zoning Ordinance by adding to chapter 8:1.25 Area Regulations. a new line, RS-10 4~0 10 acres l0 acres ** Other INFORMAL MEETING :<:2_ Call to order following the formal meeting of October 17, 1996. Review of the formal minutes of October 17th. 3. Business from Joanne Hora re: Senior Center update/discussion. 4. Business from Bonnie Orgren re: animal control/discussion. Agenda 10-22-96 5. Business from the Conservation Board. Page 3 a) Discussion re: Johnson County Conservation Board requesting the Johnson County Board of Supervisors to transfer to the Conservation Trust Fund the revenue received by the Conservation Board in FY '96. b) Other 6. Business fi-om the Board of Supervisors. Discussion re: Discussion re: December 31 st. Discussion re: Fireworks Ordinance and perufit. (Carol) Boards and Commissions that have terms ending Emergency Medical Services Training Money Contract in the amount of $10,235.00. Reports Other 7. Discussion from the public. 8. Recess. City of Iowa City MEMORANDUM To: Rick Fosse From: Jeff McClure Date; September 18, 1996 Re: Friendship Street/Shamrock Drive Creek Channel Improvement Project I have compiled a chronological event list of my involvement with the above named project. For comparison with the numbers provided in this memo, 21 property easements would be necessary to construct this project. One (1) is City owned property and twenty (20) are privately owned properties. 1/19/95 First letter mailed to neighborhood with questionnaire card requesting opinion of potential creek channel improvements. (Letter and questionnaire card attached). 2/7/95 Second letter mailed to neighborhood requesling a response to the first letter and completion of the questionnaire card. (Letter attached). 2/24/95 Memo to Fosse from McClure summarizing the results of the questionnaire cards. (Memo attached): · Pipe 14 · No pipe 2 · Undecided 1 · No response 4 3-4/95 Creek channel research and information compiled. 5/1/95 Neighborhoodmeeting notification letter mailedto households. (Le~er a~ached). 6/7/95 Neighborhood meeting held at Lucas School: · Nine households attended · Discussed flooding concerns and results desired from this potential project · Detailed information gathered to clearly identify the problem and aid in the design process · Comment sheets handed out to those who attended. (Sheet attached). 6/12/95 Letter and comment sheet mailed to households that did not attend 6/7/95 meeting. (Letter attached). 3e, a 7/12/95 9/13/95 1/17/96 4/12/96 5-6/96 7/19/96 8/15/96 8/22/96 9/4/96 9/5/96 Simplified summary of comment sheet results: * Yes, want creek improvements done 11 · No, don't want creek improvements done 4 · Undecided 1 · No response 5 Creek channel area surveyed. Mailed progress update letter to neighborhood. (Letter attached). Memo to Fosse fi'om McClm'e regarding the Sensitive Areas Ordinance review for this project. (Memo attached). Preliminary project design and calculations performed. Neighborhood meeting notification letter mailed to households. (Letter attached). Neighborhood meeting held at First National Bank. · 11 households attended · Discussed preliminary design options for maximum flood protection · Response cards handed out. (Card attached) Neighborhood meeting notification letter and response card mailed to households that missed 8/15/96 meeting. Requested information of substantiated flood damage. (Letter attached). Neighborhood meeting notification letter mailed to households that attended 8/15/96 meeting. Requested information of substantiated flood damage. (Letter attached). Neighborhood meeting held at Civic Center for those who missed the 8/15/96 meeting. · 7 households attended · Discussed preliminary design options for maximum flood protection Attendees prompted to return response cards Summary of last two neighborhood meeting attendance: · 17 households attended Of the 4 households that did not attend: I property owner lives in Florida, 1 property owner is not mobile, 1 property is City owned, and I household never responds 9/11/96 9/13/96 9/18/96 Phone calls made to households requesting return of response cards. Summary of response card comments based upon information provided at last two neighborhood meetings: · Buried pipe l0 · Open channel 3 · Erosion control at entrance only · None of the above 1 · No response 2 To date: · Have not received substantiated property damage costs associated with back yard flooding from households as requested · To my knowledge, have responded to all household inquiries and letters · Awaiting direction on how to proceed with this project. Jeff Davidson, Asst. Director, PCD Erika Cooper, Neighborhood Services, PCD c:~nso ffi cc\winword~pmjcctskshammekkraem_0918.doc January 19, 1995 Dear ResidenffPreperty Owner: CITY OF I0 WA CITY As you are aware, there is a tributary (creek) to Ralston Creek running in a southwest direction through your back yard from the existing outlet structure located at the southwest comer of the Court Hill Apartment property to the existing culvert located between 3216 and 3222 Shamrock. This portion of the creek w~s included in the mid- 80% Shamrock/Peterson Storm Sewer Project which included conslrucfing a culvert to carry the creek from the existing pipe outlet to Ralston Creek. However, due to resistance from property owners and difficulty in obtaining easemenu, only the south portion of the project was constructed. Recently, due to backyard flooding and erosion, the City has received requests by residents to complete the Shamrock/Peterson Project and extend the culvert from the existing culvert inlet up to the existing pipe outlet The project would include placing underground culvert in the approximate location of the existing creek and connecting this culvert pipe to the existing culvert and pipe facilities. Back yard inlels would be placed along the pipe to collect storm water flows and direct it to the underground culvert. This will decrease the over land flow of storm water that causes the flooding and erosion along the creek. The City will need to obtain a permanent storm sewer easement above the culvert fi'om the property owners. The attached sheet shows the approximate location of the existing and proposed culvert along the creek. The City would like to have your feeling on this project and assess the neighborhood% commitment to this project before we commit our resources to its design. Included with this letter is a pre-paid pestage card which allows you to check whether or not you are interested in seeing this project behag completec~ Also, please add any comment you may have on the card and feel free to call me at 356-5138 if you have any questions. Thank you for your time. Sincerely, Jeff McClure Iowa City Engineering Dept. Slamming the Door The low-wage jobs of the new economy cannot pay the rent. If stable housing keeps families together and productive, why hasWashington let the number of new subsidized housing units drop - to zero.'? By Jason DeParle Pho~ographs by Andrea Modica dons bill, but its eye-swaining type breaks new ground in the revision of the social conn"act. ~ith one obscure sentence, the Federal Govemmem has essentially conceded defeat in its decades-long drive to make housing affordable to low-income Ameri- cans. Even in an em of Government retreats this one stands out, both for its importance and its odd election-year invisibility. No one seems to have noticed, least of all the candidates. But two decades of rising rents and falling wages have created record numbers of people, including *.oorkingpeople, who can't afford to pay the rent. The Govemment's response is noted on page 29 of the housing bill's accompanying report. There, Congress specifies the number of "incremental certificates and vouchers" -- in English, the number of addit,ona] families that can expect rent subsidies from the Govern- ment this year. Housing analysts monit~,r this number the way pitchers study batting averages; it is the best single summary of what they need to know. Protesters hit the streets during the early years of Ronald Reagan's Presidency when the Government "slashed" the number of new families getting help to 40,000 a year, from previous highs of about 400,000. Oh, for the good old Reagan days: the bill that President Clinton signed last month &ops the number to zero. And there is no reason to hope that it will rise again. Stable, affordable housing keeps kids in school and adults on the ion It helps the upwardly mobile save to buy homes, and it keeps the downwardly mobile out of foster care and shelters. While the housing cuts are alarming for any number of immediate concrete reasons, they also present a troubling symbolism. The zero marlcs the demise not just of a budgetary line but also of a hope that has wansfixed reformers for a century: that all Americans can find safe, decent and affordable homing. These days that hope sounds quaint at best, if not impossibly naive. Jason DeParle ~ a ~taff ~rnter far tbe Magazine beaed in Washington. Housing has simply evaporated as a political issue. But housing problems are far more central to the lives of the poor than a number of the issues -- immunizations, school lunches -- that have made recent headlines. The cost of shelter breaks the budgets of low- income Americans or crowds them into violent ghettos, far from good iobs and schools -- or both. Indeed, it's hard to imagine a poverty solution that doesn't take account of the relentless struggles most poor people face just finding a place to live. About the time that Congress was eradicating the signature line of housing policy, another report was rolling off the Govermnem printing presses, again in utter obscurity. It notes that five million needy households now pay more than half their pretax income for shelter, a punishing percentage that can crowd out other pur- chases, like food. (The Government says shelter is "affordable" if rent and utilities consume no more than 30 percent of a house- hold's income.) These five million households constitute a record number and one that is growing at a near-record rate, through recessions and recoveries alike. Their circumstance is not, as it might seem, the perennial condition for low-income Americans. It is something ominous and new. A generation ago, there were more cheap apartments than poor families. But demolition and gemrification have reduced the supply at a time when stagnating incomes virtually doubled the demand. As a result, there is a housing shortage that has altered the way low-income Americans live. Throughout the provinces of the new low-wage economy, people are making beds and guarding buildings, vacuuming offices and washing dishes, and they can't afford the rent. To put things in perspective, consider that 15 million households qualify for Federal housing assistance, but only 4.5 million actually get it. (Out of these, about a third live in Government-run projects, and two-thirds rent from private landlords with Government help.) Of the 103 million that don't get help, the 5 million that spend at least half their income on shelter are simply the most desperate. Indeed, the scarcity of housing assistance offers a preview of how 0'6.1 other programs may fare in a post-entitlement. balanced-budget world. Only one eligible family in three receives aid, and the demand is so great in many cities that even the waiting Lists are closed. While those paying 50, 60 or even 70 percent of their income for shelter include the disabled, the elderly and welfare recipients, there are also surprising numbers of working families in the same fix. Two million of the five million household heads with severe rent burdens are employed, and 1.2 million are working full time. Among other things, their situation offers a dark commentary on the stringent new welfare bill. Say it proves its doubters wrong, and those pushed from the rolls find jobs. Where are they supposed to Live? THE DEATH OF AFFORDABLE HOUSING -- WHAT A STRANGE notion in a nation as spectacularly housed as this one. Overall the United States shelters more people in better- quality homes than any country in the world. (Ask the Japanese.) And it does so by offering the middle and upper classes exactly what it tells the poor it can no longer afford: generous Government subsidies. The $66 billion a year the Federal Government now spends on mortgage-interest and property tax deductions is about four t~mes as much as it spends on low-income housing. More than two-thirds of it goes to families with incomes above $75,000. If the candidates detect any inequity in this arrangement, they haven't yet said so. For most of the campaign, they simply ignored the subject of housing costs. Then after months of silence, Bob Dole and Bill Clinton faced off this summer in a sudden competi- tion to give prosperous homeowners even bigger breaks, by all but eliminating capital gains taxes on the sale of expensive homes. On a practical level, their proposals scarcely matter. Most homeowners already qualify for the exemptions (at a cost to the Government of another $20 billion a year). But as a matter of symbolism, the further courtship of the lavishly housed captures all too well Washington's reverse Robin Hood ways. Perhaps it seems there is no other choice: the very words "subsidized housing" conjure a landscape of failure and waste. But the Government is curtailing its efforts just as the low-income- housing world has produced a variety of success stories the nation could build on, if not to serve the most desperately poor then at least for those a step or two above. As counterintuitive as it seems, the past two decades have arguably produced more successes in low-income T~£ NEw YOR]~ TIM£$ MAGAZn~£ / OCTOBE. R 20, ] 996 ~3 [ailu~'c ant[ waste. But a.-. ~-t,~.:'.'.,.u'~ntuilive a~- ~t -.,.~cms. h's possible to ar§ue that the past two decades b.,'. ?r.duced mow successes in low-income housing lb,:r~ :..u any (:,thcr anll-poverty field. housing than in any other realm of anti- poverty policy. The quiet resuscitation of parts of the South Bronx is just one example. Most of the progress has been led by nonprofit groups that, with Government and foundation support, have grown into adept landlords and developers. They screen tenants and keep projects small; they monitor main- tenance and strive, when possible, to mix the poor with the working class. Hem'-f G. Cis- neros, the Secretary of Housing and Urban Development, is now trying to apply some of those lessons to an ambitious redesign of the worst pubhc housing. So far he has presided over the destruction of 22,000 scarcely inhab- itable apartments and is replacing them with smaller, mixed-income developments. But the effort comes with a cost. Since the new complexes will also be sz..dl~'r, the overall housing shortage may grow. I got my first sense of the problem's scale five years ago on a reporting trip to Charlotte, N.C., which as a midsize South- ern city is no one's idea of an unaffordable place to live. But a few days in town and my notebooks were filled with the woes of low- wage workers stooped by their rents. One was a character of such earnest energy, and unlikely misfortune, that he's never quite [eft my mind; if the housing crisis hit the big screen, Harold Coleman could be its Jimmy Stewart. A kitchen aide at a downtown hotel, he spent almost 60 percent of his income to keep his w'de and two young sons in a decent apartment. He furnished his living room with a reclining chair salvaged from a Dumpster, and all was well, relatively spe 'aking, until the police knocked one night at 3 A.M. and caned him off to iail. The incriminating evidence was the extension cord connecting his alarm clock to a neighbor's patio oudet. With no money for a utility deposit, Harold Coleman had turned into an electricity pirate. I returned to Charlotte recently to check on its housing situation and found an impressive blend of economic growth and civic concern. The city is booming, with two major sports teams, the headquarters of two growing bank empires, a row of new skyscrapers and virtually no unemployment. The good times have kept the public purse full, and the city is spending a good sum on housing, more than S3 million a year. The banks have been similarly generous, the housing groups are sharp and Habitat for Humanity, the nonprofit home builder, has constructed more homes in Charlotte than almost anyplace else. Citing such promise a few years ago, Jimmy Carter came to town, hammer in hand, to predict that Charlotte would become "the first American community in the whole United States that's going to succeed in eliminating poverty housing." Guess how the story turns out. AT 7;30 A.M. THE DOORS OF THE CRISIS ASSISTANCE MINISTRY HAVE yet to open, but the line outside is already 60 deep. Each year about 12,000 people trek to the social services center, just north of Charlotte's downtown, for help with rent and utilities, and Crisis responds with a mix of funds from churches, businesses, the , Government and individuals. Today, the first woman staked her place by arriving under moonlight at 4:20 A.M. The door flings open and the crowd rushes in, clutching the numbered cards that determine the order in which they'll be seen. ' j.,~:. ,"~'_'~ No. 4 is seeking a weekly room because a friend kicked her out. "I am working," she snaps at the social worker across the ~- counter. No. 12, a groundskeeper, carries · :~.,~ his eviction papers with him, and so does No. 17, a clerk at a temporary agency who was laid off after breaking her toe. (Hers come with a cheerful reminder from the landlady: "Only good things can come from paying your rent on time.") In an effort to keep someone's lights turned on, a Crisis worker calls Duke Power to say the ministry will send a check. Though social work is typically shrouded in euphe- mism, this exchange comes with an exquisite clarifying slang. In local parlance, this is "Crisis calling the Duke." Though Charlotte is booming, so is its housing cr~is. The ministry got 1,000 more requests for help last year than it did the year before; despite the city's overall prosperity, those seeking help reported incomes that were 4 percent lower and shelter costs that were 7 percent higher. Two years ago, the average person walking through the ministry's doors paid $417 for rent and utilities out of a monthly income of $622, a shelter burden of 67 percent. By last year, the average was $448 out of $596 -- an astonishing 75 percent. It's fair to question the precision of the numbers. (Poor people tend to underreport their income.) But it's hard to find anyone in Charlotte who doubts the general story the numbers tell. Char- Iotte's city officials are as given to boosterism as those anywhere else, but when they discuss their low-income-housing market, they start quoting Dickens. "Even with such a bright future, Charlotte is becoming a 'tale of two cities,'" says the city's official housing plan. "There is a growing economic division of the 'haves' and 'have-nots.'" There are 160,000 households in Charlotte, and about 20 percent meet the Federal definition of "very low income"; that is, they live on less than half the area's median income, or less than $21,000 a year. The city plan notes that these households "cannot afford adequate housing" and that they "oLen must make hard choices on whether to spend their limited income on shelter, {ood or heat." About 10 percent -- 16,000 households -- live on less than $12,000 a year. About their prospects, the city is even more pessimistic. Without rental assistance, the plan says, they "are likely to be living in highly unstable situations, or doubled up with other families, behind on their rent and prone to eviction." Each year the Federal Government publishes a list of "fair market rents," locally adjusted cost estimates of decent but modest shelter. And each year the National Low Income Housing Coali- tion then calculates the wage needed to afford the rent. To afford a one-bedroom apartment in Charlotte (at $454 a month), a worker needs an hourly wage of $8.73. To afford a two-bedroom apart- ment (at $511 a month), a worker needs $9.83. That is more than twice the minimum wage of $4.75 an hour. Notice here that we are talking about workers. Whatever one chooses to think about welfare mothers and their children, the nation makes no pretense to house them: only about one in four nationwide gets rental assistance, and in North Carolina the rest live on cash stipends that average about $270 a month. In other words, a mother on welfare could spend I00 percent of her cash income for rent and still have only half of what the Government says it costs to rent an apartment. Indeed, a welfare check won't pay the fak m,uket mu i, 48 states, which is why most recipients rely on boyfriends or unreported jobs, and why many families live doubled up. And so be it: from President Clinton on down, the nation has just said, "Get a job!" But the lesson of Charlotte's economy is that even when poor people do, at hourly wages of $5.50, $6 or even $7, many will still find themselves unable to afford a place to live. As a result, the Crisis Assistance Ministry is flooded with we and working families alike. At age 54, Mary Patton is a repeat c though she has been working since her teens -- on farms, in te mills and now as a night security guard at a commercial bakery. started the job four years ago, at $4.75 an hour. By this summer she up to, well, $4.75 an hour. "They don't give raises that often," she ~ Where does one live on a wage like that? Patton left apartment when drug dealers shot through the door. She mt from a second when a police helicopter landed in the backI while raiding her drug-dealing neighbors. Then she found a s brick cottage at the edge of a wooded cul-de-sac, which makes yard a popular place for teen-agers to strip stolen cars. Pa stores her lawn mower in the kitchen to keep it from being st, and has decorated her bathroom walls with red pot holders, jus~ the cheer. Rent and utilities for the two-bedroom house, which shares with a granddaughter, run $500 a month, or $6,000 a ) That's 61 percent of the annual earnings ($9,896) recorded on most recent 1040 form. Oddly enough, Charlotte's housing problems represent prog of a sort. More accurately, they represent the price of progres progress in this case being the eradlcation of the seriously substand- ard housing that ~ prevalent in the United States a generation ago. Mary Patton grew up in a house in the Carolina countryside with no running water and a wood stove for heat. It was brutish but cheap: the rent was jost $4 a month. Even CharIrate was awash in shotgun shanties at the time. Now, for the most part, the outhouses, tin roofs and slumlords are gone; they've been replaced by housing inspectors, due process -- and rents that are out of reach. Perhaps no one in Charlone knows more about the trade-offs than Ted Fillette, a Legal Services lawyer who pushed for much of the change. He arrived in Charlotte 23 years ago, fresh from a legal clinic in Boston, then the hotbed of the tenants' rights movement. Charlotte, he says, "was literally like a third world country-- tenants were like serfs." The dry had an entire submarket of caveat emptor homes: take 'era as you find 'era structures with weekly rents and no heat. Tenants could be evicted on two days' notice if they dared to call a housing inspector. "I just decided this would be my focus," he says. 'Wenants had to have some rights." Now they do: fights to repa~ rights against e~ictions without a court order;, rights to trial by judge and jury, rather than landlord-friendly magistrates. What they don't have is money to pay for the imprc housing stock. Fillcftc himself is ambbr, flent about the trade-off. "~ people better off when they were cold and paying $150 for their t phce.~" he asks. "Or are they better off with heat and plumbing, living doubled up or paying every last cent for rent? I don't know. In the old days, one of Fillette's most frequent adversaries, Robert PressIcy, a rural migrant in overalls who was among the rn infamous of the city's low-income landlords. These days, the Pres., empire is run by Roberes son, Tony, who is no one's idea c slumlord. Low-income property is a small part of his sprawl commercial and residential business. He talks of renting inexpen., housing as a "duty," and he has served on the board of Chariot leading nonprofit housing agency. But he owns less 1ow-incc housing than his father did for a simple reason: there's no money ir The market can adapt to the poor person's purse by sell cheaper toys or shoes, but there are only so many corners that, be cut in building cheaper housing. To be sure, codes should simplified and red tape should be cut. But interest, utilities, t~ -- these costs are fixed, regardless of the occupants' income. costs between $40,000 and $55,000 to build an 800-square-foot n The marb.'t can adapt to Lhe poor pe]'st n' ptlr c hy se]lin shoes; but there arc only so many corners Ihat car, hc cut to produce cheaper housing. The only way to push the rents lower is th]'ou h a subsick'- to the tenant, to the landlord or through the tax code. be&oom apartment in Charlotte, depending on the land and the inter- e. st rate. To service the debt, main- rain the building and earn a modest rerum, landlords need to charge rents of $600 to $750. The only way to push the rents substantially lower is through a subsidy, either to the tellant or the landlord or through the tax code. "I can't walk on water -- and you don't see any new $400-a-month apart- menu coming on the market," Tony PressIcy says. The handful he still rents are mustly old ones, already paid off. Though Fillcite has spent his life suing landlords, he speak~ sympathetirally of the younger Pressley. "It's virtually impossible to make a profit and comply with the law because of the inadequate income of the customers," he says. When a middle-income family spends half its budget on shelter (in fact, few do), it is making a life-style choice. When a low-income family does so, it is courting a crisis. The remaining money is rarely enough to pay for the bare necessites. Forget for a moment that these families may find themsalves living in a virtual war zone. They may also be facing e~ictions, utility cutoffs or even shortages of food. Poor families tend to get displaced so often it's not hard to find children in Charlotte who have attended six elementary schools in a single year. Social workers at A Child's Place, a Charlotte program for homeless children, recently saw a third grader who had been to 13 different schools in a year. In the District of Columbia, the head of foster care has estimated that as many as half the city's foster children could be reunited with their parents if the families had stable housing. While there is surprisingly little research on the impact of rent burdens, some disturbing hints come from Dr. Alan Meyers, a pediatrician at the Boston Medical Center. In thYee different studies (two with a colleague, Dr. Deborah A. Frank) he found a connection between high rents and inadequate nutrition. In a 1993 study of 580 poor children, he found iron deficiencies in 19 percent of those whose families had subsidized rents. But of those in families without housing subsidies, 30 percent were iron deficient. In 1995 he published a more sophisticated study of 200 poor children, and this time the differences were even more dramatic. Only 3 percent of the children whose families got housing assistance were underweight for their age. But of the children whose families were on the housing waiting list, 22 percent were underweight. Earlier this year, Meyers published a third study. After examining the records of 11,000 children, he found that they were most likely to be underweight in the 90 days after the coldest month of the year. This bolstered his theory that families choose whether to "heat or eat." Enough wild claims get made on the topics of homelessness and hunger that one hesitates to make too much of the findings. As Meyers is quick to note, two are based on small samples, and all come from a single hospital. As a scientist, he calls them "suggestive." But as a citizen he speaks with less equivocation: "It's not rocket science. Without housing subsidies, the likdihood is that there will be more hungry and undernourished children." And more parents like Richard Usscry, a veteran of the Crisis Ministry lines. His file there shows a trail 15 years long of utility cut- offs and eviction notices and dou- bling up with relatives, though it also shows steady employment. He's 43, separated from his wife and raising an 11-year-old son on his own. These days he's unloading trucks at piecemeal rates. He's been with the same company for about four years. His wages aver- age less than $6 an hour. I found him in August in a weather-beaten two-bedroom home stuck between two car lots. He was spending about 50 percent of his income on shelter, which doesn't count the $240 repair when Richard Jr. dropped a tennis ball down the toilet. He had curtains on the windows and napkin rings on the table. He also had a stack of eviction threats, with court dates for February, May, June and July. Each had been averted at the last minute by family loans or Crisis Ministry donations or forgone luxuries like fixing his broken false teeth. "Don't none of them go to trial," he declared. "I always pay 'em." In a three-hour conversa6on, Usscry did not utter a word of malice toward his landlord, "who's doing what he got to do." And there wasn't a trace o[ sarcasm in his '~oice when he said, "I love this place." When I called back a few weeks later, Ussery had been evicted. THE BULLDOZER LOOKS LIKE A HORROR-FILM INSECT AS IT roars across a desolate lot in Detroit. It slams its steel claw through a second-story window and lunches on bricks and glass. The action has drawn a crowd straight out of 'q'he Bonfire of the Vanities" -- kids chomping hot dogs, guys in dashikis, television crews and a man in purple sunglasses who flashes peace signs. When the demolition dust settles and the cheers fade, another 1,064 units of public housing will he in ruins. The scene cries out as a metaphor, but a metaphor for what? Presiding in a ceremonial hard hat, Henry Cisneros, the Housing Secretary, hopes the rubble will stand for renewal, of public housing and of urban life more generally. At a time when most housing funds are being trimmed, Cisneros will spend $80 million to transform the site into a smaller, mixed-income development. He is uying to bring down a total of 100,000 of the nation's most blighted units over the next few years. "This is about a renaissance," he tells the crowd, "a rebudding." But his efforts coincide with a second, less-happy demolition, that of the overall housing budget. Across the country, the Government is being torced to spend many new billions repairing, preserving or replacing apartments it built years ago; this leaves almost no money for new ones. Housing secretaries like Continued on page 68 HOUSING Cofifinueg f~om Pa~e ~? to measure their ProFess by the extent to which the sub- sidlzed inventory grows. But Cisneros may be the first to see it actually shrink. "It's like bailing water out of the boat while at the other end someone's got a hose and they're Idling it from the ocean," he says, leaving the demolition site. '%1o matter liow fast you bail, you can't beat the water coming in. I hope against hope -- I hope against reason -- that the other things we're doing will keep us even." Keep us euen: it says some- thing when the rodoh's Housing Secretary "hopes against reason" to preserve a status quo that is at a record level of distress. ]But eisneros is right to consider this an exercise ha optimism, since he operates in a political c[h-nate hostile to low-income hous- ing in every way. He runs a discredited bureaucracy with an unpopular cause at a time when even popular programs have trouble getting financed. President Clinton came to office with a crowded agen- da, and housing was no- where on it. Moreover, housing programs always face a competitive disadvan- tage in Congress. They don't just serve a smattering of poor people with no political pull; they also compete in the same appropriations bill with formidable rival inter- ests -- like vetcram' bene- fits, the space program. envi- ronmental programs and Americorps (the President's national service initiative). And Cisneros' personal clout certainly didn't grow when Federal agents began investigating his payments to a former girlfriend. Still, he has worked Washington with the same skills he used in San Anto- nio to become the nation's first big-city Hispanic May- or at the age of 33; other- wise, housing funds would be eroding even faster. After losing a fight for money for the homeless, Cisneros won an Oval Office appeal by reminding Clinton that the inner-city vote in Cleveland and Detroit had clinched two crucial state victories. When Vice President Al Gore thought about abol- ishing the Housing Depart- ment, Cisneros got out front with a "reinvention plan." He stalked around the White House after hours, slipping his plan un- der the doors of officials three ranks beneath him. It was demeaning, but effec- tive. "Henry did more with less than anyone I can think of," says Christopher Edley, a former White House budget official. "Under a lesser politician, the depart- ment might be dead." But Cisneros has litde con- trol over the broader market forces that leave those like Harold Coleman in a state of permanent cnas: nsmg rents and falling incomes, As re- tenfly as 1970 there were almost a million more cheap apartments nationwide than there were poor households. ('l'he Center on Budget and Policy Priorities defines a "cheap" apartment as one that rented for the equivalent of $325 today.) But bulldoz- elz knocked some of those units down. Gentrifieation fixed others up. And rent hikes in general outstripped inflation. Meanwhile, as housing disappeared, the number of needy families ex- ploded diinng two decades of wage erosion. There are now 12 percent fewer cheap ap~r~- merits than there were in 1970 but 72 percent more needy households: instead of a housing surplus, there is a gap -- of nearly five million apartments. In thinking about why this matters, it's important to re- member that the housing market doesn't just reflect the nation's income inequal- ity. It also increases it. While renters are paying more and more for shelter, homoown- ers are now paying less -- even while accumulating the ultimate prize: equity. In 1980 the average homeowner had a mortgage that con- sumed 30 percent of his af- tcr-t~x income. Now i~ con- stunes 23 percent. Ci"he dif- ference is due m lower inter- est rates and fewer overheat- ed markets.) In hct, the aver- age homeowner now spends a slightly smaller percentage of income on shelter than dots the avenge renter, even while accumulating conrider- able weakh. In other words, the housing market offers an increasingly welcome deal to the two-thirds of Americans who can afford to buy. And it in~a'~asiagly punishes the third leh behind. WrlTH RENTS urP and wages down, there's basically one way to f~ the gap: Gov- ernment help. But housing is a uniquely expensive social program. It costs more than $6,000 a year to house each additional poor family. (By contrast, it costs $5,000 a year to provide Medicare to an elderly person.) As budgets have tightened, it's no won- der that the number of new units has fallen. In the heyday of housing programs, the mid-1970's, the Government was financ- ing about 400,000 new apartments a year. In the early 1990's the average had dropped to 36,000. That meant Charlotte was hous- ing fewer than 25 additional families a year;, its waiting list is 2,900 families long. And that v~ b~re the housing budget started to im- plod= Throughout the Housing Department, a se- ries of old bills are wreaking havoc on the $20 billion budget. The technical details could fill a h'brary, but the point is easy to grasp: the cost of preserving the stock has crowded out money for expanding it. The department now spends almost $2.5 billion a year just to upgrade old public housing projects, re'- placing boilers and roofs. It spends $550 million to bull- doze and rebuild sites like the one in Detroit. It spends another $400 million to plug a loophole in a program from the 1960's and 70's that gave low-interest loans to private landlords willing to house the needy:. the pro- gram gave landlords the right, after two decades, to evict the poor and raise the rent, and without the new subsidies, most would. The department even has its own miniature version of the savings-and-loan crisis looming on the horizon, which has largely gone un- noticed. The department in- sures the mortgages on about 700,000 Financially troubled private apartments. If all the owners default, the bailout costs over the next few yetrs could reach billion. Even a fraction of such losses, which now seem all but inevitable, promise to plunge the de- partment into deeper politi- cal and financial turmoil. At the moment, the old- bill pro,blem is most severe in what s known ns the Sec- tion 8 program, which has long been the flagship of the nation's affordable-housing strategy. Though convcu- riohal public housing is bet- ter known, Section 8 houses about twice as many families through payments to/:~/vate landlords. The 2.9 million families enrolled in the pro- gram spend 30 percent of their income on rent and utilities, and the Govern- (About half the program is "project based," meaning tenants have to live in spe- cific apmments; the other half is "tenant based," meaning families can take their subsidies and move.) Like other housing pro~ grams, this one has had its scandals, but on the whole the tenant-based certificates offer the fastest, easiest way to house the poor. And they are particularly appealing to market-otiented reformers because they "empower" tenants with choices that conventional projects don't allow: those who don't like where they live can leave. When the certificates were first issued in the 1970's, they were financed through long-term con- tracts. But those contracts are now expiring in record numbers, and they cost bil- lions to renew. unless th department finds the mo, ey, the subsidies will expi~ and the families will fac eviction. This year alot the department has to new the subsidies e 800,000 apartments, at cost of about $3.6 billio: In the year 2000 the &par ment will have to refinam 2.5 million apartments, at staggering cost of $17 bi lion. That is, the cost Section 8 renewals could soon devour the d partmenr's entire budget. Scrambling for ways save money, Congress h settled on an obvious on stop the program's expa sion. In truth, the housi~ expansion hasn't just en. ed; an absolute reductit has already begun. Wi some technical tinkerin Congress has managed slightly reduce the numb of certificates in use at given time. And given imminent financial pr~ sures, most analysts thi~ that's just a taste of thin to come; some predict t overall inventory shrink by as much as percent. '"We'll be ve lucky if we don't lose million of the 4.5 milli, subsidized units that are ready occupied by very h income people," s~ Cushing Dolbeare, t dean of housing advocau The cuts make peril sense for the Governmen budget. But they offer hopes for those at the tom of a new housing ec¢ omy in which wages do pay the rent. And the but et cutters know it. 'D don't predict that the m ket will fill in the g They're not really counsi on the poor to bootau themselves out of trout (Though they sometin express that hope.) In n ments of greatest cand they simply say that so needs are so great that Government can't m them and that housing i textbook case. "It's a r~ nasty problem," says a publican aide who hell Continued on HOUSING Continued/ram page 68 draft the housing budget. "There's no way to put a happy face on that." It's true that other Gov- ernment programs still build housing, including a hom- ing tax credit and two hom- ing block grants. (But with- out a st:bsidy like Section §, poor himlies can't afford the units these programs produce.) And it is true that the Government has other programs for the working poor, most notably an earned-income tax credit that provides cash payments up to$3,500 a yeax. (Indeed, that's a smarter solution than many housing pto- grams offer, since it spreads subsidies further and by- passes bureaucracies.) And it's also trae that the Gov- ernment can't just spend and spend. Higher defttits mean higher interest rates, and that hurts the poor, too. The point isn't that the Government has done noth- ing. The point is that it hasn't done enough to give must poor familie~ a chance at decent hotrainD and that it doesn't do nearly as much for the needy as it does for those with means. Govern- ment housing subsidies now do the most for those who need them least. And the pohti~ of the country are cormreed in a way that pad the i~ue no mind. Last month when Prefi- dent Clinton signed the bill that fever*es decades of houfing history, he actually did so in the middle of a Rose Garden celebration. A cele- brad0n, that is, of an unreht- ed provision in the same bill -- which guarantees new mothers longer hospital stays. Surrotm&d by ,liT':- taries of both parties, Clinton said it was an "honor to sign this legishtion~" letting the day's real ne~s -- the death of a~ordable housing -- pass wlthom corm-nent- ON THE NORTH SIDE OF Charlotte, a middle-aged woman in a shiny new van pulls over to snoop. She is sin-rounded by ~ht square blocks of resv~ected blight with an appropriately biblical name, Genesis Pank. Bm h~ in theh' mi&t is a last tam- shackle house, with a chested man on a milk mtte in the front yard. 'q"his is $kinny's Liquor House here." she says, pointing to the neighborhood speak- easy. "Skinny has about two weeks left before he's locked out and ~cted --. ~,e bought the hot~e." Pat G-~-~tt is what a hom- ing solution might look like if the country had more money and will. She's just the sort of are~twise character that a homing organization needs -- part so6al worker, part bottom-line banker. Her pre- c. epts are those of other suc- cessn~ manngem se~en ten- ants, tend to maintenance and edct ttoublemakem '~ you don't have a good property manager, you're g,o, ing to be in a ~ofid of hurt, she says. If Garreus are what most dries ne~t, the good news is that many have them, at least in limited supply. There are now about 2,000 nonprofit boosing groups like hers, and they've built or renovated more than 450,000 uni~ most of them in the past decade. They openRe with Government subsidies thuse programs that have survived the cuts as well as with corporate and private contn'busiom. They also get important foundations (the Emerprise Foundation and the Local Initiatives Support Corpora- tion) in picking their way through the technical thick- ets of devdopmem. Their impressive track records ad- &e~ the fear that more sun fidized housing would mean more Government-financed slun~. But the first problem is that there isn't nearly enough money to go around. With the groups now building about 50,000 units a year, it would take a centmy to house the five million families with severe rein bur&ns. The second problem is that the surviv- ing programs aren't suffi- ciently targeted to the poor. Nonprofit developers like Garrett rely on three main Government pro~arns: the low-income-housing tax credit, the community de- velopment block gnuat and the Home block grant. Those programs generally serve less needy people -- those with incomes that are 60 percent of the medhn, or about $25,000 in Charlotte. There's a reason: the less needy ate emier to serve. No one really knows how to house large numbers of the poorest people, espeehlly those on welfare- Group them together and neigh- borhooda cotlapse; spread them out in the suburbs, and their new neighbors rebel. But with more Gov- ernment support, Garrett is convinced that she could build safe, affordable hous- ing for those a haft-step up -- people with incomes in the $10,000-to412,000 range, like Mary Patton and Richard U~ery. "The big quesdon is the funny mon- ey -- the subsidy money," she says. , Charlotte s willingness to provide its own ftmny mon- ey is unusual; most cities simply spend Federal dol- lara. After years of dv~ll,§ with Ted Fillette's suita, the city's corporate and govern- ment elite decided it wanted to do more to house the needy. In 1986 they enn- veneda two-day symposium and brought in James Rouse, the fabled developer and the founder of the terprise Foundation. Within a year, charlotte made the decision to set aside $4.5 million of its growing annu- al revenues just for low- income housing. The main benSiciary is C,m-reres ~oup, the Char- 1otte. Meckle,nb, urg Housing. Parmershlp. It s a public-pn- ws.e venture set up by the city and the town's major ba,k~. In seven yeals it has built or renovated more than starting at $245. And it has also produced about 281 sin- gle-{amily home~, with mort- gages in the $400-to-$550 range. Each des] comes with i~ own endlessly complex financing mategy; Garrett has gntblx. d loans and grant~ from the dty, state and Feds. But her main support is a $2 million annual contribution from the city. And the I:~ have established a pool of modestly subsidized loans for those who buy the parmer- ship's homes. No neighborhood shows the Fayoff more than Gene- sis Park The neighborhood was a drug market of such reno~-n that e~en the adja- cent ho~ing project put up a wall to prote~t itself. In the past four years the parmer- ship has bought more than half of the area's 169 home~ which it has renovated and sold at below-market rates; homes start in the low $S0,000's, with monthly mortgages of abour $450. Other housing groups also got involved, and the'dty brought in two "community policemen" to bityale down its four main streets. In 1993, Genesis Park ranked f~t among the dty's 73 neighbothood~ in violent crime. A year hter it ranked 41st and violent crime had dropped 74 percent. encouraging thing about Charlotte is that other groups, in other neighbor- hoods, can boast of sin,.ilar successes. There are plenty of models for the Govermment to build upon and expand; what's missing is the money. Even Charlotte's housing au- thority, which deals with the poorest tenants, has a few bright spots. Its p. tesident, Harrison Shannon, ss an up- from-nmhlng Vietnam vet- eran who dresses in French caffs and preaches a gospel of seff-hdp. Not long ago we Continual on page 105 84 HOUSING Continued fi'om page 94 climbed into his car for a tour of his 5,000-unit pire. Most of the old, large complexes look like public homing everywhere: run- down acres of Government tenements with too many idle people and a general feel of menace. But as the tour went on, we started roiling through some of Charlotte's nicer neighborhoods, on the way to more public housing. Beyond the downtown core, there are 20 "scattered site" developments of no more than 50 units each. Most had prompted tooth- and-claw fights from the neighbors, who had under- standable fears about prop- erry values. Understandable but, as it turin out, unneces- sary. According to a study by the University of North Carolina at Charlotte, home values in those neighbor- hoods rose between 84 per- cent and 127 percent in the decade after the public hous- ing was built. And property values grew just as fast in those neighborhoods as in other, comFr~ble parts of the city. But the numbers are le~ impressDe than the apart- merits themselves, which blend in with the surround- ing racquet clubs and bistros. The most intriguing sight can be found off Fairview Road in Charlotte's boom- ing southeast corridor. On one side of the road there's Morrocroft, a subdivision of million-dollar homes whose wrought-iron gates are as sel/-cooscions as its name. Just down the road is Live Oak, 32 units of public housing on nine wooded acres. And in bezween, there's a free little reminder that housing programs can work. It's a sign in a muddy field that says, "Future site of Dean & DehcaJ' DURING MY VISIT TO Charlotte, I kept wondering what had become of poor Harold Coleman and his legally illumined alarm clock. What picaresque strategies had he seized upon now to keep pace with the rent? He v,~sn't in the phone book, he wsn't on the old job and transience of the poor suggested he prob- ably wasn't in Charlotte at all. But I found a phone number in an old notebook and dialed in on a whim. He answered on the Fzrst ring. '~/e kept the same phone number," he ex- plained. "I'm bad at remem- bering phone numbers." A few hours later, J arrive at a modest brick home on a quiet, wooded street and find an old Honda with a license phte that says, "Christian Radio: A New Way of Life." Harold and hi~ wife, Vicky, have become d~- your B:ptists. "It's really sparked a light in our life," he says. Now 28, Harold has stepped up from his $5 wage as a hotd fry cook, to a $7- an-hour job as a maintenance man at the church. Though he's had expensive eye sur- gery as a result of his disbo- res, a foundation helped with the bills, mad Iris two boys, Tony and Joshua, look healthy and happy. The Colemare have given up the food stamps for which they otherwise qoalify, pmly because of the ha~le in- volved, but also because they do not wa~t to be seen as charity cases by th& affluent congregation. They have two nice bikes hanging from pegs on the dining-room wall, and they laugh when remind~ of the old electricity caper. 'Me belng as nd~ve as I am, I didn't r~alize it ~s illegg," Vicky In other words, things have fallen into place for the Colemaas -- everything, that is, but the rent. Assum- ing he works full time all year at $? an hour, Harold can pull in $14,500. If he gsts lucky and la~ds $1,000 in overtime, that's $15,500. Throw in the $2,700 he gets through the earned-income tax credit, and his total in- come rises to $18,200. But his rent and utilities run $600 a month. Or $7,200 a year. Or about 40 percem of the Coleroans' annual income. That is, after £rve years of striving and 10,000 hours on the job, Harold is still barely it. His family still has a fde at the Crisis Ministry, and it's replete with utility cutoff no- tim -- two from this year alone. He and hh wife stand in line at the center together so neither suffer~ the indigni- ty alone. "It's degndlng in a way," Harold says. "We're like, ~jee~ I can't beheve this is happening.'" But Harold is nothing if not an optimist. He notes that Job had it worse. With the kids in school, Vicky is about to start a job. And if the economy keeps grow- ing, and the car doesn't quit, and Harold stays healthy -- who knows? Maybe they'll keep the lights and heat on next year. Among today's low-wage renters, this is what passes for success. · Dear Mr. Baker: I ]]ave read your long missive discussing ~ssues regarding the killing of Eric Shaw and the business of the City Council and the police. You state in your opening remarks that "the Shaws are not the issue. Then you state much later, near your closing, that the memory of Eric Shaw would not be "honored" by the imprisonment of Mr. Gillaspie. You are really all over the place. You scuttle from sophistry to sophistry, and ! want to tell you- you do not persuade. This long letter seems to me to be filled with far too much anxious self interest and too little pragmatic thought about the severity of what has really happened in this community and wko has truly been damaged by these events. It isn't you, Mr. Baker. I submit to you that it is never at issue how a victim is ~'honored" by the workings of justice. Justice serves a higher purpose, and should be equanimical. What was poorly served here was not a matter of personality, or of individuals, or even of the tragic survivors of this terrible event. Justice was simply neutralized in Mr. White's decision. And cloaked in sentimental statements about the killer, the victim, and the family You repeat those ideas in your letter. And you could not be more wrong about Karen Kubby. I suspect you envy the generous affection in this community for her. She has the grace to listen without reservation- a rare gift, and certainly not one other council members possess. You seem to have a personal agenda, and it seems made of your accumulated resentments. They show throughout your writing. And they show, too, in your face and your demeanor at the council meetings. And you are condescending, by the way. I believe that Karen has proven to be the only council member prepared to deal honestly and humanely with every element of the community terrified and outraged by the event of Eric Shaw's death. I am a psychiatric nurse and well aware that some members of the community attending the meetings regarding this issue were mentally ill. Statements were made at the meetings I attended that made me cringe. But the community present that night embraced everyone that spoke, despite the awkwardness of some of the speakers. That said, no one made me cringe more than Dean Thornberry. Contempt WILL out.- and it is obvious to me that there is plenty of it to go around- though it wears different disguises among the members of the City Council. Finally, I am not too cynical to trust a police report, but too widely travelled to trust such a report. Anyone who has served a powerful institution for any length of time understands how information is managed in such a settint3. Shame on you for equati]~g the desire for justice with the desire for revenge. That Js ~ statement you have no business making in any public forum. It insults all of us. HISNETA ....................................... -_ Intent A Policy Proposal to Adopt a Police Citizen's Review Board October 21, 1996 The purpose of this policy statement is to establish the guidelines which shall govern the expeditious and thorough investigation of complaints filed against Police officers. The following guidelines are to ensure a fair determination of a police officer's conduct and determine the underlying causes of unsatisfactory conduct so that action may be taken to remedy that conduct. By virtue of an ordinance to be later adopted, it is the City Councirs intent that the PCRB shall have the authority to review policies and procedures as needed or upon the request of the City Council or City Manager. The review of such policies, practices, and procedures is intended to assist the I.C.P.D. to develop programs and strategies to promote positive police-community relations. The Police Citizen's Review Board (PCRB) will be made up of Iowa City citizens, who will carry out a fair and equitable review process available to any complainant without cost to the complaintant, and without the need for attorneys. The PCRB will interpret its procedures in the spirit of the policy and ordinance adopted by the City Council and in the best interests of the City of Iowa City. The City Council will provide sufficient budgetary support to allow the PCRB to fulfill their responsibilities as identified by ordinance. Complaint A complaint will be defined as an allegation made by a person that a sworn police officer of the Police Department has violated a Department rule or regulation or has violated a law or engaged in conduct detrimental to the Department. All formal complaints filed with the PCRB should be in writing on forms supplied by the PCRB and signed by the complainant. Complaint forms will include the following words: "1 hereby certify that to the best of my knowledge, the statements made herein are true. I also understand my 2 verbal testimony before the PCRB or any related review authority, such as the Civil Service Commission, shall be given under oath." The person making the complaint must have personal knowledge of the incident. A formal complaint must be filed with the PCRB within 60 days of the alleged incident. Complaints should allege facts which, if true, would establish that misconduct occurred. If there is no aggrieved person to initiate a complaint, or in any case involving the death of a person, the PCRB may, at any time, with a majority of affirmative votes of members present, authorize an investigation or such action as the Board deems appropriate. All complaints will be received and reviewed. The PCRB shall maintain a central register of all complaints. * It is recognized that employees of the Police Department are covered by separate collective bargaining agreements which identify disciplinary procedures. The investigative process and any related review of employee conduct will recognize those agreements and the action of the PCRB will be guided accordingly. Complaint Intake Complaints will be received by non-police personnel, trained to assist in the completion of necessary forms. Forms will be made available at convenient locations, Complaint intake may occur at a location other than the Police Department offices. Site(s) to be determined. Complainants may file with the Police Department offices. · Complaint intake will include: 1. Complainant may request assistance in filing a formal written complaint. e Complainant may request and be provided a complaint form which may be completed and returned at a later date, as long as it remains within established timelines required. 3 The PCRB and Chief of Police must be notified immediately of the filing of a formal complaint. The chair of the PCRB will acknowledge receipt to the complainant within 5 business days of receipt. The PCRB will advise the complainant of the process which will be followed in handling the complaint, The complainant may withdraw the complaint if the complaintant chooses after being informed of the process. Mediation Mediation is an informal process held before one PCRB member (or approved mediator) and attended by the complainant and the subject police officer for the purpose of fully, thoroughly, and frankly discussing the alleged misconduct and attempting to arrive at a mutually agreeable resolution of the complaint. Mediation may be considered in all cases except those involving the death of an individual. Mediation will be attempted when all parties agree: 1) complainant, 2) PCRB, (3) Police Department, and (4) subject officer. Successful mediation shall be defined as a process in which the parties have heard, clarified and understood the issues and all other points of view. This may result in agreement or an agreement to disagree. The PCRB shall define procedures with respect to the selection of a mediator and respective timetables concerning initiation, investigation, and related procedural matters. Either par~j, within days of the conclusion of mediation, may appeal the mediator's decision to the full PCRB for review. 4 Within days of filing an appeal, the PCRB may, if good cause is determined by a vote of a majority of the PCRB (mediator may not vote), grant the petition of appeal and either reinstitute mediation, dismiss the complaint, or order a formal investigation. Manner of Conducting Investigation Formal complaints are filed with the PCRB and the Chief of Police. The PCRB must determine if the complaint is within their jurisdiction. If the complaint is not within the PCRB'sjurisdiction, the complainant should be advised of other possible remedies available, if any. If the complainant withdraws the complaint, for other than jurisdictional reasons, those reasons are to be documented. If the complaint concerns a departmental policy or procedure and that policy or procedure is believed to be minor in nature, the PCRB intake personnel or the complainant may attempt to resolve the complaint by arranging (requesting) a meeting/conference with the watch commander of the subject officer. If the complainant remains dissatisfied or chooses not to meet with the watch commander, they may pursue the formal, structured complaint process. The PCRB may also suggest mediation as a means to resolve the complaint. Mediation is defined in a separate section. Upon receipt of a formal complaint, the PCRB shall direct the Chief of Police to initiate an internal investigation. The investigation will follow traditional police investigative procedures. These include: The investigation shall be conducted in a manner designed to produce a minimum of inconvenience and embarrassment to all parties. 5 Parties involved shall be notified immediately of the initiation of a formal investigation. In the event that litigation relating to the matter of the complaint is known to be commenced or to be contemplated by or against any party to the complaint, consultation with an attorney will be suggested. Constitutional rights shall be notified to all parties. While the subject officer may invoke the Fifth Amendment concerning potential criminal charges, police officers have a duty to answer questions before the PCRB regarding conduct and observations which adse in the course of their employment and may be subject to discipline for refusal to respond in accordance with personnel policies, for failure to respond. Whenever the investigating officer takes a statement, the statement shall be tape recorded and whenever practical a summary will be prepared by the investigating officer, and the summary shall be signed by the person giving the statement. Tape recordings and statements will be preserved in accordance with applicable law or related City procedures or policies. The investigation shall be concluded within 30 days of receipt of the formal complaint by the PCRB. The PCRB may grant an extension of time at the request of the Chief of Police. The investigating officer shall prepare a report in narrative for the Chief of Police setting forth the facts. o Investigative reports and all related matters will remain confidential, as provided by law. However, if the PCRB finds police misconduct has occurred, the report, in whole or in part, may be become a public record as provided by Iowa's open records law. The Chief of Police will present his findings to the PCRB in sufficient detail to enable the PCRB to conduct a meaningful review. This will include: 6 Detailed findings of fact concerning the incident, including background and employment record of the subject officer, and demographics of all persons involved. Specific identification of the laws, policies, rules, and regulations implicated by the complaint. If there is a finding of misconduct, the discipline recommended and a rationale for the discipline. 10. The PCRB may request additional information of the Chief of Police as appropriate. In all cases, the PCRB shall communicate to the Chief of Police, within days of receipt of the investigative report, whether the PCRB concurs with the findings and recommendations; whether the Board requests additional information; whether the Board wishes to initiate an independent investigation of the facts to be reported directly to the Board as appropriate, and in accordance with PCRB procedures and budgetary authority. 11. 12. If the Chief of Police, in his final decision, disagrees with any finding or recommendation of the PCRB, he shall identify in writing his reasons for disagreement. The Chief of Police will initiate discipline in accordance with the applicable law, labor agreements, and with the advice of the PCRB. The PCRB shall use a standard of clear and convincing evidence in determining their findings. 13. Disciplinary decisions may be appealed by the sworn officer to the Civil Service Commission. 7 Policy and Procedure Review From time to time and specifically when identified as a result of the findings associated with the complaint investigation and review process, the PCRB may initiate their own review of policies and procedures as appropriate. Notably in preparation of the police accreditation study by the Commission on the Accreditation of Law Enforcement Agencies, or any other similar agency, the PCRB will be consulted on the policy review. The PCRB as a routine responsibility, in accordance with maintaining accredited status, shall conduct a review of police policy and procedure on a periodic basis. The PCRB will report, at least annually, to the City Council the summary of their work in a formst similar to other City boards and commissions. Board Membership The PCRB shall be a seven member commission appointed by the City Council for four-year terms. Each member shall be an Iowa City resident and must remain a resident while serving on the PCRB. If the PCRB member were to move from/no longer reside in Iowa City that member shall be considered as resigning from the PCRB. The City Council shall appoint members. The Johnson County Bar Association will be requested to submit name(s) of individuals they would suggest as members of the PCRB and at least one member of the PCRB will be an individual suggested by the Johnson County Bar Association. All other members are chosen by a selection process similar to that of other City board/commission members. It is the policy of the City Council to include persons from a wide spectrum of the community as members of the PCRB. City of Iowa City MEMORANDUM Date: To: From: Re: October 21, 1996 City Council City Manager Cedar Rapids m Sales Tax Update At the suggestion of Mayor Novick I contacted Matt Paul, the Administrative Assistant to the Mayor in Cedar Rapids. I specifically asked for an update on any issues associated with plans for Cedar Rapids to pursue a sales tax. They have evidently undertaken a great deal of community information work on this issue. A 20-member committee of community leadership was created to discuss the issue of a sales tax. He indicated that, generally speaking, the group was very supportive. The Chamber of Commerce has also engaged a polling firm in order to determine community interest. The plan has been that the sales tax is primarily for cultural, recreational, and a housing trust fund. The polling, which I understand was approximately 400 citizens, had indicated 2:1 support for a sales tax. Matt indicated it was coming together fairly quickly and there was discussion about the possibility of a March referendum. Not knowing whether that could be put together given the lateness of the date for calling such a referendum, he felt June was more likely. He did express some concern that Cedar Rapids merchants, specifically Westdale Mall which is evidently fearful of the implications of the Coral Ridge Mall, did express concern if the sales tax occurs in Cedar Rapids and not in Iowa City overyone will go shop in Iowa City, etc. I asked Matt to keep me informed. City of Iowa City MEMORANDUM TO: FROM: DATE: RE: CITY COUNCIL CITY MANAGER OCTOBER 21, 1996 MISCELLANEOUS Low-Income Discount. On December 1, 1995, we had 91 persons (or families) participating in the City-sponsored low-income utility discount. As of October 1, 1996, it had risen to 180. 2. Pre-Design Meeting - First Avenue - Bradford to Muscatine. Memo attached. Attachment City of Iowa City MEMORANDUM Date: To: From: October 9, 1996 Rick Fosse Re: Summary from Pre-Design Meeting - First Avenue, Bradford to Muscatine Here is a brief summary of a public meeting recently held regarding the above referenced project: What: Pre-Design meeting for paving improvements to First Avenue from Bradford to Muscatine and storm sewer improvements from First Avenue to Seventh Avenue generally following the railroad tracks. Staff was seeking public input prior to designing the improvements. When/Where: Thursday, October 3, 1996, 7:00p.m. - 9:00p.m., Media Center, South East Junior High. City Staff - Rob Winstead and Jonathan Keck. Public ~ eleven (11) local residents, mostly living on First Avenue. Staff presented the general concept of the proposed improvements including a three-lane pavement width, 8-foot sidewalk on the east side, storm sewer improvements, and possible construction staging and detour routing. We answered general questions and gave them a tentative project schedule. We have noted their comments and suggestions and will take them into account during design. There will be a few areas that will present above average design challenges. Overall, we think we can design a project that will meet the City's needs and also be acceptable to those who attended the meeting. Since 147 households were invited, the turnout was disappointing. cc: Marcia Klingaman DATE: TO: FROM: RE: Building on a October 17, 1996 City Council Susan Craig, Library Director Library Building Tour y o[ Service '4 I encourage any Council member who would like to have a tour of the Library building prior to the October 30 meeting to contact me. I will be happy to show you around either as a group or individually. I can be available evenings and Sunday, October 27 as well as daythne hours. 123 SOUTH LINN STREET IOWA CITY, IOWA 52240 SUSAN CRAIG. DIRECTOR INFORMATION 319-356-5200 BUSINESS 319-356-5206 FAX 319-356-54~4 DATE: TO: Building on a October 17, 1996 Steve Arkins ¥ 0f Service FROM: RE: Susan Craig Library Endowment Some time ago a question was raised about the Library's endowment fund. This fund was established in 1986 It was intended to generate ongoing income for library operations, particularly the collections. The goal was to have a $1 million endowment in place by the Library's centennial which we have just begun celebrating and I am pleased to say the fund has a balance of $1.08 million. Last year $65,000 of income from the fund was spent; $55,000 on library materials and $10,000 on support of the Development Office. Unspent income remains in the fund. Although it appears that the Library has a substantial amount of money available it's purpose is to generate income annually. The principal remains intact and is added to each year. The money is managed by the Iowa City Public Library Friends Foundation Board and a regular agreement is made regarding how much income the Library will receive. 123 SOUTH LINN STREET IOWA CITY, IOWA ,52240 SUSAN CRAIG. DIRECTOR INFORMATION 319-356-52OO BUSINESS 319-356-5206 FAX 319-:356-5494 October 18, 1996 Mary Sue Coleman, President The University of Iowa 101 Jessup Hall Iowa City, IA 52242 CITY OF I0 WA CITY Dear Mary Sue: Attached is a copy of an article on welfare reform from one of our municipal professional journals. Specifically the article mentions the many changes that will be occurring with respect to welfare reform. It is my belief that we can expect to see changes in federal programs used to support our area social services agencies and in our case, our housing initiatives. Limited federal moneys are likely to be redirected toward job creation and other "workfare" outlined in the welfare reform legislation. I bring this to your attention in that there appears to be a couple of roles that the University may find itself involved in with respect to this issue. Specifically, as a large employer and with the likely possibility of workfare, I cannot help but expect the University to be called upon to participate in some fashion. States will be obligated to create new welfare systems and that it will be up to counties and, to a lesser extent, cities to administer these new welfare policies. Clearly as the attached article indicates a new social contract is being developed, and I believe large public employers will be called upon to actively participate. If our local economy is to be required to create workfare opportunities, all employers, notably the larger employers, will be called upon. An additional idea might be the possibility of some type of University involvement in a public discussion of welfare reform and all of its social implications. I believe the public has been sold on the fact that welfare reform legislation is long overdue, which it probably was. I believe the public's expectation will not be as generous toward this legislation as it is now if other federal programs are adversely affected. This letter is just simply to give you some idea of what I believe is going to occur and because of the significant influence you have as an employer in our community, we will need to think about University involvement, particularly if the State mandates workfare opportunities be created. Sincerely, Stephen J. Atkins City Manager cc: City Council Attachment Im\sa10143.doc O1 I MidAmerica Securities Building, Suite 210 103 E College St. Iowa City, IA 52240 319-351-6556 October 14, 1996 Iowa City Police Department 410 E. Washington St. Iowa City, IA 52240 Dear Friends in the Iowa City Police Department: The Board of Directors of Concern For Women would like to express our appreciation and support of the Iowa City Police Department. We have been aware of the publicity surrounding the death of Eric Shaw and know that there has been much negative press and even demonstrations. We want to encourage you to take heart and not become weary with all that is happening now. We are a Crisis Pregnancy Center here in Iowa City and have experienced negative press and even picketing although we, ourselves, do not picket. We have appreciated the fact that the police were here for us, the help and support we received from the police department when we had a threatening visitor, and the quick way you stepped in when there was concern with the elevator recently. In addition, we have been blessed by having the volunteer services of Nancy Sereduck. Individually, we are all able to cite instances when we have had to call 911 or use the services of the police departmere and have been grateful for their response and help. It is hard when a tragedy has occurred, and there is no way to undo the situation. It certainly has to be hard for the Shaws to deal with the loss of their son. But we recognize, too, that it has to be very hard for you to deal with the Shaw's loss as well as its effect on personal morale, police department procedures and policies, and the overall effect on the police department. We are praying for your healing as a department and that you will be encouraged by positive press and from those in the community who appreciate your fine work and would be at a loss without you. Keep on keeping on! We do appreciate you! With Crratimde and Appreciation, ~O THE UNIVERSITY OF IOWA October 11, 1996 Captain Pat Harney Iowa City Police Dept. 410 E. Washington St. Iowa City, IA 52240 Dear Captain Harney, I've received many positive comments on the success of the Sesquicentennial "Down by the Riverside" event, and I wanted to let you know how important your involvement was in that success. An estimated 8000-10,000 people attended the afternoon festivities, with 5000 attending the evening symphony concert. The wide variety of entertainment, food, artisans, and activities appealed to people of all ages and interests, so it was truly a community celebration. You deserve a hearty "Thanks!" for your contribution to the event and your commitment to this community. Office 0f Campus Programs & Sradent A~vlges 145 Iowa Memorial Union Iowa City, Iowa 52242-1317 319/335-3059 FAX 319/353-2245 E-mall: 0cpsa~ulowa.edu h ttp://www. tmuis.ulowa. ed ~'ocpsa/ NOTICE OF INJURY, LOSS AND WRONGFUL DEATH TO' City of Iowa City c/o Linda Woito, City Attorney City Attorney's office 410 E. Washington Street Iowa City, IA 52240-1826 Re: Claim for Damaqes, Death of Eric Shaw PLEASE TAKE NOTICE, pursuant to Iowa Code Sec. 670.5 (1995), Jay Shaw and Blossom Shaw, Individually and as Administrators of the Estate of Eric F. Shaw, by their attorneys, McLario, Helm & Bertling, S.C., and Lane & Waterman, hereby submit the following claim for injury, loss and damages arising out of the death of Eric F. Shaw occurring at or about 11:44 pom. on the 30th day of August, 1996 at 1130 S. Gilbert Street, Iowa City, IA. Jay and Blossom Shaw, individually, and on behalf of the Estate of Eric F. Shaw, hereby claim that the City of Iowa City is liable to the Estate of Eric F. Shaw and to Jay Shaw and Blossom Shaw as the natural parents of Eric Shaw for damages caused by its employees, Jeffrey Gillaspie, Troy Kelsay, Darin Zacharias, and R. J. Winkelhake, Chief of Police for the City of Iowa City. Said damages arise out of an occurrence whereby Officer Jeffrey Gillaspie shot and killed Eric F. Shaw. Jay and Blossom shaw, individually and on behalf of the Estate of Eric Shaw, hereby claim that Jeffrey Gillaspie, Troy Kelsay, and Darin Zacharias, wrongfully conducted themselves at the time and place referred to herein, with such wrongful conduct being a cause of the death of Eric Shaw. In addition, that Chief of Police R. J. Winkelhake and other employees of the City of Iowa City Police Department were negligent and/or engaged in o%her wrongful conduct with respect to the training, formulation and implementation of policy as it relates to the employees referred to herein, at said place and time, with such conduct being a cause of the death of Eric F. Shaw. The wrongful conduct referred to herein caused damage, injury, and loss to Eric F. Shaw, the Estate of Eric F. Shaw, and Jay and Blossom Shaw as parents of Eric F. Shaw pursuant to Iowa state law and United States federal law as follows: Present worth of the Estate of Eric Shaw $ 600,000.00 Pre-death physical and mental pain and suffering of Eric F. Shaw $ 500,000.00 Loss of life to Eric F. Shaw Mental distress, pain and suffering to Jay and Blossom Shaw as parents of Eric F. Shaw Reasonable burial expenses (to be provided, unspecified) Punitive damages a) Jeffrey A. Glllaspie b) Troy A. Kelsay Reasonable attorney's fees and costs to be determined $1,000,000.00 $ 500,000.00 $ 500,000.00 $ 500,000.00 Dated: McLARIO, HELM & BERTLING, S.C. Attorneys for Jay and Blossom Shaw, Individually and as Administrators of the Estate of Eric F. Shaw Dated' Michael L. Bertlt~ Wis· State Bar No.'01000095 LANE & WATERMAN Attorneys for Jay and Blossom Shaw, Individually and as Administrators of the Estate of Eric ~haw ' Robert Van Vooren Amy Snyder