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HomeMy WebLinkAbout2002-01-08 Resolution RESOLUTION NO. 02-01 RESOLUTION TO ISSUE DANCING PERMIT BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA, that a Dancing Permit as provided by law is hereby granted to the following named person and at the following described locations upon his filing an application, having endorsed thereon the certificates of the proper city officials as to having complied with all regulations and ordinances, and having a valid beer, liquor, or wine license/permit, to wit: Union Bar- 121E. College Street It was moved by V~nd~rhoef and seconded by 0'Donnell that the Resolution as read be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman × __ O'Donnell X Pfab X Vanderhoef X Wilburn Passed and approved this 8th day of January/ ,20 02 . CITY-CLERK City Attorney's Office cler k\res\danceprm.doc Prepared by: Ross Spitz, Civil Engineer, 410 E. Washington St., Iowa City, IA 52240, (319)356-5149 RESOLUTION NO. 02-02 RESOLUTION SE'FI'lNG A PUBLIC HEARING ON PLANS, SPECIFICATIONS, FORM OF CONTRACT, AND ESTIMATE OF COST FOR THE CONSTRUCTION OF THE HIGHWAY 6 RECREATIONAL TRAIL PROJECT, DIRECTING CITY CLERK TO PUBLISH NOTICE OF SAID HEARING, AND DIRECTING THE CITY ENGINEER TO PLACE SAID PLANS ON FILE FOR PUBLIC INSPECTION. BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA: 1. That a public hearing on the plans, specifications, form of contract, and Estimate of cost for the construction of the above-mentioned project is to be held on the 22nd day of January, 2002, at 7:00 p.m. in the Emma J. Harvat Hall, Civic Center, Iowa City, Iowa, or if said meeting is cancelled, at the next meeting of the City Council thereafter as posted by the City Clerk. 2. That the City Clerk is hereby authorized and directed to publish notice of the public hearing for the above-named project in a newspaper published at least once weekly and having a general circulation in the City, not less than four (4) nor more than twenty (20) days before said hearing. 3. That the copy of the plans, specifications, form of contract, and estimate of cost for the construction of the above-named project is hereby ordered placed on file by the City Engineer in the office of the City Clerk for public inspection. Passed and approved this 8th day of ,.l~n~ar'y ,20 02 · ~ed by CITY'h3LERK City Attorney s Office Resolution No. 02-02 Page 2 It was moved by Vanderhoef and seconded by 0'Donnell the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion '~ . Kanner X Lehman ){ O'Donnell X Pfab X Vanderhoef X Wilbum Prepared by: Liz Osborne, CD Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 RESOLUTION NO. 02-03 RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO ATTEST TO THE RELEASE OF LIEN REGARDING TWO MORTGAGES AND A PROMISSORY NOTE FOR THE PROPERTY LOCATED AT 2209 D STREET, IOWA CITY, IOWA. WHEREAS, on November 5, 1999, the owner of 2209 D Street executed a five-year declining balance Mortgage and a Promissory Note in the amount of $6,000; and WHEREAS, also on November 5, 1999, the owner executed a conditional occupancy Mortgage in the amount of $9,342; and WHEREAS, the loans were paid off on December 11, 2001; and WHEREAS, it is the City of Iowa City's responsibility to release this lien. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA that the Mayor is authorized to sign and the City Clerk to attest the attached Release of Lien for recordation, whereby the City does release the property located at 2209 D Street, Iowa City, Iowa from the two Mortgages and the Promissory Note recorded on November 23, 1999, Book 2866, Page 244 through Page 255 of the Johnson County Recorder's Office. Passed and approved this 8th day of January ,20 02 MAYOR Approved by ATTEST: ~ CITY'CLERK City Attorney's Office It was moved by Vanderhoef and seconded by O' Donnel 1 the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman X O'Donnell X Pfab × Vanderhoef × Wilburn Prepared by: Liz Osborne, CD Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 RELEASE OF LIEN The City of Iowa City does hereby release the properly at 2209 D Street, Iowa City, Iowa, and legally described as follows: The East Half (E1/2) of Lot Eight (8) in Block Four (4) in East Iowa City, Iowa, according to the recorded plat thereof. from an obligation of the owner, Mildred Lovetinsky, to the City of Iowa City in the total amount of $15,342 represented by two Mortgages and a Promissory Note recorded on November 23, 1999, Book 2866, Page 244 through Page 255 of the Johnson County Recorder's Office. This obligation has been satisfied and the property is hereby released from any liens or clouds upon title to the above property by reason of said prior recorded document. MAYOR Approved by CITY'CLERK ' ~[t~At{orn~'s Office STATE OF IOWA ) ) SS: JOHNSON COUNTY ) On this day of, A.D. 20~, before me, the undersigned, a Notary Public in and for said County, in said State, personally appeared Ernest W. Lehman and Marian K. Karr, to me personally known, who being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of said municipal corporation executing the within and foregoing instrument; that the seal affixed thereto is the seal of said corporation, and that the instrument was signed and sealed on behalf of the corporation by authority o~ its City Council, as contained in Resolution No. ~ ~-~, adopted by the City Council on the <~ day of ~,~,c,,:-~ , 20 ~,)- and that s~nest W. Lehman and Marian K. Karr ~s ~uch officers acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and by them v01untarily executed, otary Public in and for Jo, .............. a ppdrehab~2209d doc I~"'~ ~, I SORORAE FORT ~ ~l~mml~ion Nu~r 159791 I~'1 My Commi~n ~ims 01-08-02 3e(2) RESOLUTION NO. 02-04 Prepared by: Liz Osborne, CD Division, 410 E, Washington St., Iowa City, IA 52240 (319)356-5246 RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO ATTEST TO THE RELEASE OF LIEN REGARDING A MORTGAGE FOR THE PROPERTY LOCATED AT 1018 HIGHLAND DRIVE, IOWA CITY, IOWA, WHEREAS, on June 2, 1997, the property owner of 1018 Highland Drive executed a Mortgage through the City's Downpayment Assistance Program. The Mortgage was in the form of a conditional occupancy loan in the amount of $3,000; and WHEREAS, the loan was paid off on December 28, 2001; and WHEREAS, it is the City of Iowa City's responsibility to release this lien. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA that the Mayor is authorized to sign and the City Clerk to attest the attached Release of Lien for recordation, whereby the City does release the property located at 1018 Highland Drive, Iowa City, Iowa from the Mortgage recorded on June 4, 1997, Book 2282, Page 85 through Page 88 of the Johnson County Recorder's Office. Passed and approved this 8th day of January ,2(}02. MAYOR Approved by ATTEST: ~.~0 ~/%-~. ~4.x~) ~/~,':7"~/ C'ITY"CLERK City Attorney's Office It was moved by Vanderhoef and seconded by 0'Donne11 the Resolution be adopted, and upon roll call there were!' AYES: NAYS: ABSENT: X Champion X Kanner X Lehman x O'Donnell × Pfab X Vanderhoef X Wilburn ppdrehab\res\l 018highland doc Prepared by: Liz Osborne, CD Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 RELEASE OF LIEN The City of Iowa City does hereby release the property at 1018 Highland Drive, Iowa City, Iowa, and legally described as follows: Lot 12 in Block 4 in Sunnyside Addition to Iowa City, Iowa, according to the recorded plat thereof', and subject to easements and restrictions of record from an obligation of the property owner, Dustin G. Ripley, to the City Of Iowa City in the total amount of $3,000 represented by a Mortgage recorded on June 4, 1997, Book 2282, Page 85 through Page 88 of the Johnson County Recorder's Office. This obligation has been satisfied and the property is hereby released from any liens or clouds upon title to the above property by roason of said prior recorded document. Approved by CITY CLERK ' - Cit~;-Attorne~?~)ffice STATE OF IOWA ) ) SS: JOHNSON COUNTY ) Onthis ~'K dayof ~'~-,~ ,A.D. 20 O~ ,beforeme, theunder- signed, a Notary Public in and for said County, ~n said State, personally appeared Ernest W. Lehman and Marian K. Karr, to me personally known, who being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of said municipal corporation executing the within and foregoing instrument; that the seal affixed thereto is the seal of said corporation, and that the instrument was signed and sealed on behalf of the corporation by authority of its City Council, as contained in Resolution No. ~, adopted by the City Councd on the ~ day cf ~c~,~-~ , 20 ~ and that the said Ernest W. Lehman and Marian K. Karr as such officeYs acknowled~ ~ee ~xecution of said instrument to be the voluntary act and deed of said corporation, by it and by them voluntarily executed. Notary Public in and for Johnson County, Iowa ppdrehab\l O18highlandrel.doc I'~ ~1111~ ~"1'~ Commission Number [" IFI Prepared by: Marilyn Kriz, Parks & Rec. Division, 410 E. Washington St., Iowa City, IA 52240, 356-5110 RESOLUTION NO. 02-05 RESOLUTION ACCEPTING THE WORK FOR THE CONSTRUCTION OF THE IOWA CITY KICKERS SOCCER PARK PARKING LOT RESURFACING PROJECT. WHEREAS, the Parks and Recreation Department has recommended that the work for the construction of the Iowa City Kickers Soccer Park Parking Lot Resurfacing Project, as included in a contract between the City of Iowa City and L. L. Pelling Company of Iowa City, dated July 26, 2001, be accepted; and WHEREAS, the performance and payment bond has been filed in the City Clerk's office. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City of Iowa City, Iowa. Passed and approved this 8th dayof 0a_nuar~, ,2002. Approve,,d by ~ CITY 'CLERK city ,~ttorney's"Offi~ It was moved by Vanderhoef and seconded by 0' Dj;)nne] ] the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman' X O'Donnell × Pfab × Vanderhoef X Wilburn pa rksrec\res~acceptkickerslot.doc ~VIEARDON, SUEPPEL ~ DOWNer P.L.C. WILLIAM k MEARDON LA~¥YERS dAMES D. McCARRAGHER IOWA CrTY, IOWA 52240 -I 830 WILLIAM d. SUEPPEL ,IA~I 0 8 2002 DENNIS d MITCHELL "ITY ATI'i~RN[¥'S OFFIC[ January 8, 2002 Mitchel~T. Behr HAND DELIVERED Assistant City Attorney City of Iowa City, Iowa Civic Center 410 East Washington Street Iowa City, IA 52240 Re: SUB 01-00033 Dean Oakes Sixth Addition Dear Mitch: As a result of my need to evaluate certain questions in the legal documents, I hereby request a deferral of tonight's consideration of the above-mentioned subdivision by the City Council of Iowa City. I respectfully request that the matter be rescheduled for the next Council meeting. Charles A. Meardon CAM:seh cc: Mr. Dean Oakes STAFF REPORT To: Planning and Zoning Commission Prepared by: Robert Miklo Item: SUB01-00030. Stone Bridge Estates, Part 2 Date: December 6, 2001 GENERAL INFORMATION: Applicant: Arlington L.C. 2346 Mormon Trek Blvd. Iowa City, IA 52246 Contact Person: MMS Consultants 1917 S. Gilbert Street Iowa City, IA 52240 Phone: 351-8282 Property Owner: Jerry Lindemann 304 Summit Drive Solon, IA 52333 Phone: 644-2110 Requested Action: Preliminary plat Purpose: To create a 52-1ot residential subdivision Location: East of Camden Road, north of Court Street, west of Taft Avenue Size: 13.98 acres Existing Land Use and Zoning: Agricultural; RS-5 Surrounding Land Use and Zoning: North: Agricultural; RS~5 South: Vacant & Residential; RM-12 & RS-5 East: Agricultural; RS-5 and IDRS West: Agricultural; RM-12 & RS-8 Comprehensive Plan: The Northeast District Plan identifies this area as a single-family residential area File Date: November 15, 2001 45 Day Limitation Period: December 30, 2001 BACKGROUND INFORMATION: The applicant, Arlington L.C., is requesting a preliminary plat of Stone Bridge Estates Part 2, a 13.98-acre, 52-1ot subdivision for property located east of Camden Road, north of Court Street, and west of Taft Avenue. This property, along with surrounding property, was annexed into Iowa City in 2000, and was zoned Single-Family Residential, RS-5, at that time. The rezoning was subject to a Conditional Zoning Agreement, which required general compliance with the neighborhood design principles contained in the Northeast District Plan. Stone Bridge Estates, Part 1, a 16-1ot subdivision was approved earlier this year. ANALYSIS: Comprehensive Plan: The Northeast District Plan, which is part of the Comprehensive Plan, contains many neighborhood design policies for developing neighborhoods. The Conditional Zoning Agreement that accompanied the rezoning for this property summarizes that the policies that should be followed include but are not limited to: "... the provision of an interconnected street system, designing collector streets so they are not continuous through streets, utilizing cul-de-sac streets only where other options are not practical, designing sidewalk and trail systems as an integral part of the neighborhood transportation 2 system, preserving natural features such as stream corridors, and ensuring neighborhood access to open space areas. Other items that are encouraged by said Plan and that may be considered within said development, but are subject to review and approval through the preliminary and final plat review process, include the use of traditional neighborhood design concepts such as the use of narrow street pavement, alleys, and green elements within streets such as planted medians or small neighborhood greens." When the preliminary plat of Stone Bridge Estates, Part 1, was reviewed we also reviewed the attached concept plan for the larger property. Staff and the Commission agreed that this concept plan generally met the neighborhood design policies of the Northeast District Plan. The preliminary plat of Stone Bridge Estates, Part 2, continues to conform to these policies. Secondary access: The single means of access to this proposed subdivision is Ashford Place via Camden Road, which connects to Court Street to the south. Camden Road is platted as a collector street; under the City's secondary access guidelines, Camden Road can accommodate an average of 2,500 vehicles per day before secondary access would be required. While Stone Bridge Estates Parts 1 and 2 will not trigger this requirement, the need for secondary access will need to be monitored as future subdivisions are platted in this area. Open space: No public open space is proposed with this subdivision. The Northeast District Plan shows public open space being along a creek to the east, potentially along a drainageway to the northwest, and being incorporated into a public square centering on Lower West Branch Road. Fees collected in lieu of open space would go toward purchasing or improving the open space areas planned for in the Northeast District Plan. The Parks and Recreation Commission will consider this plat as their December meeting and will make a recommendation to the City Council regarding open space requirements. Water main tap-on fees: Water main extension tap-on fees at a rate of $395/acre will be required for this subdivision and future subdivisions in this area. Stormwater Management: Stormwater management will be provided in the Scott Park detention basin, therefore, no stormwater management on this property is required. Minimum lot size: A number of the lots proposed for this subdivision are less than 8,000 square feet, the minimum lot size in the RS-5 zone. The RS-5 zone allows for 'averaging' the lot sizes so the overall average density does not go above 5 units per acre, with the condition that no lot be less than 7,200 square feet, or more than 15,000 square feet. The proposed plat meets these requirements. Outlot B: Outlot B is property reserved for future development that will occur in conjunction with the development of the property to the west. STAFF RECOMMENDATIQN: Staff recommends that SUB01-00030: a preliminary plat of Stone Bridge Estates Part 2, a 13.98 acre, 52-1ot residential subdivision located east of Camden Road and north of Court Street, be deferred, pending resolution of the deficiencies and discrepancies listed below. Upon resolution of these deficiencies and discrepancies, staff recommends approval. DEFICIENCIES AND DISCREPANCIES: A pedestrian walkway should be shown between lots 9 and 1'7 and across Outlot B to the western property line of this subdivision. Attachments: 1. Location map 2. Preliminary plat ~z~-E~ ~ 3. Concept Plan Approved by: K~rin/":ranklin, Director Dep~ of Planning and Community Development ppdad min\stfrpt\subO 1 ~00030 doc ~ RS 8 IDRS~ RM 12 RS 5 ~ PDH 8 ~ '~ CN 1 ID RS PDH 8 SCOTT , SITE LOCATION: Stone Bridge Estates, Part Two SUB01-O0030 Preliminary Plat STONE BRIDGE ESTATES, PART TWO, THREE & FOUR Iowa City, Iowa ., .~'~. , I 01-08-02 5m Prepared by: John Yapp, Assoc. Planner, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5247 (SUB01-00033) RESOLUTION NO. RESOLUTION APPROVING FINAL PLAT OF DEAN OAKES SIXTH ADDITION, IOWA CITY, IOWA, WHEREAS, the owner, Oakes Construction, Inc., filed with the City Clerk the final plat of Dean Oakes Sixth Addition, Iowa City, Iowa, Johnson County, Iowa; and WHEREAS, said subdivision is located on the following-described real estate in Iowa City, Johnson County, Iowa, to wit: Beginning at the Northwest Corner of Dean Oakes Fifth Addition, in accordance with the Plat thereof Recorded in Plat Book 35 at Page 296, Thence S07°16'31', along the West Line of said Dean Oakes Fifth Addition, 127.75 feet; Thence Nodhwesterly, 26.64 feet, along said West Line on a 1676.74 foot radius curve, concave Southwesterly, whose 26.64 foot chord bears N83°10'49"W; Thence S06°21'53"W, along said West Line, 90.29 feet, to the Southwest Corner thereof, and a Point on the North Line of Dean Oakes Second Addition, in accordance with the Plat thereof Recorded in Plat Book 30, at Page 18, of the Records of the Johnson County Recorder's Office; Thence S00°38'48"W, along said North Line, 108.00 feet; Thence S89°08'51"W, along said Nodh Line, 192.99 feet; Thence S57°59'59"W, along sold North Line, 240.00 feet to the Westerly Most Corner thereof, and a Point on the North Line of Dean Oakes Third Addition, in accordance with the Plat thereof Recorded in Plat Book 25, at Page 19, of the Records of the Johnson County Recorder's Office; Thence S87°10'32"W, along the North Line of said Dean Oakes Third Addition, 261.73 feet; Thence N85°ll'39"W, along said North Line, 345.00 feet, to the Northwest Corner thereof; Thence S04°30'30"W, along the West Line of said Dean Oakes Addition, 365.49 Feet; Thence S89°20'39"E, along said West Line, 58.51 feet; Thence S00°39'21"W, along said West Line, 126.58 feet, to its intersection with the North Line of a Parcel of Land Conveyed by Warranty Deed recorded in Book 1131, at Page 7, of the Records of the Johnson County Recorder's Office; Thence N89°31'01"W, along said North Line, 249.44 feet, to its intersection with the East Line of a Plat of Survey, in accordance with the Plat thereof recorded in Plat Book 28, at Page 24, of the Records of the Johnson County Recorder's Office; Thence N00°17'59"E, along s~id East Line, 309.89 feet, to the Northeaster Corner thereof, and the Southeast Corner of Miller Subdivision, in accordance with the Plat thereof Recorded In Plat Book 4, at Page 375, of the Records of the Johnson County Recorder's Office; Thence N00°17'59"E, along the East Line of said Miller Subdivision, and the "North Tract", of a "Survey and Subdivision of Tract IN NE ¼ NE ¼ SECTION 3-T79N-R6W", in accordance with the Plat thereof Recorded in Plot Book 16, at Page 59, of the Records of the Johnson County Recorder's Office, 601.10 feet, to the Northwest Corner of Section 2, Township 79 North, Range 6 West, of the Fifth Principal Meridian; Thence N87°52'02"W, 9.40 feet, to the Southeast Corner of a Tract of Land conveyed by Warranty Deed, as Recorded in Book 1070 at Page 207, of the Records of the Johnson County Recorder's Office; Thence N00°17'46"E, along the East Line of said Conveyed Tract, 327.47 feet, to its intersection with the Southerly Right of Way Line Resolution No. Page 2 of U.S. Interstate No. 80; Thence S86°30'09"E, along said Southerly Right of Way Line, 1214.50 feet, to a Point 230.0 feet normally distant Southerly of Centerline Station 981+00; Thence N85°54'10"E, along said Southerly Right-of-Way Line, 605.31 feet, to a Point 150.0 feet normally distant Southerly of Centerline Station 987+00; Thence S77'°41'56'E, along said Southerly Right of Way Line, 392.04 feet; Thence S07°45'54"E, 229.57 feet, to the Northeast Corner of said Dean Oakes Fifth Addition; Thence N88°02'12"W, along the North Line of said Dean Oakes Fifth Addition, 788.90 feet, to the Point of Beginning. Said Tract land contains 30.11 acres, more or less, and is subject to easements and restrictions of record. WHEREAS, the Department of Planning and Community Development and the Public Works Department examined the proposed final plat and subdivision, and recommended approval; and WHEREAS, the Planning and Zoning Commission examined the final plat and subdivision and recommended that said final plat and subdivision be accepted and approved; and WHEREAS, a dedication has been made to the public, and the subdivision has been made with the free consent and in accordance with the desires of the owners and proprietors; and WHEREAS, said final plat and subdivision are found to conform with Chapter 354, Code of Iowa (2001) and all other state and local requirements. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: 1. The said final plat and subdivision located on the above-described real estate be and the same are hereby approved. 2. The City accepts the dedication of the streets, easements and public open space as provided by law and specifically sets aside portions of the dedicated land, namely streets, as not being open for public access at the time of recording for public safety reasons. 3. The Mayor and City Clerk of the City of Iowa City, Iowa, are hereby authorized and directed, upon approval by the City Attorney, to execute all legal documents relating to said subdivision, and to certify a copy of this resolution, which shall be affixed to the final plat after passage and approval by law. The City Clerk shall record the legal documents and the plat at the office of the County Recorder of Johnson County, Iowa at the expense of the owner/subdivider. Passed and approved this day of ,20__ MAYOR Approved by CITY CLERK ~i~J ~t{ornets O~ce Resolution No. Page 3 It was moved by and seconded by the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: Champion Kanner Lehman O'Donnell Pfab Vanderhoef Wilburn ppdadmin~res~oakes.doc STAFF REPORT To: Planning and Zoning Commission Prepared by: John Yapp Item: SUB01-00033 Date: December 20, 2001 Dean Oakes Sixth Addition GENERAL INFORMATION: Applicant: Oakes Construction, Inc. PO Box 1456 Iowa City, IA 52244 Phone: 338-1144 Contact person: MMS Consultants 1917 S. Gilbed Street Iowa City, IA 52240 Phone: 351-8282 Requested action: Final plat approval Purpose: To allow development of an 18-1ot single family residential subdivision. Location: West end of Bristol Drive. Size: 30.11 acres Existing land use and zoning: Undeveloped, Rural Residential zone Surrounding land use and zoning: North: Interstate 80 South: Residential; RR-1 East: Residential; RS-5 West: Residential; RS-5 Comprehensive Plan: The North District Plan identifies this area as single-family residential. File date: December 3, 2001 45-day limitation period: January 24, 2002 60-day limitation period: February 8, 2002 2 BACKGROUND INFORMATION: The applicant, Dean Oakes Construction, is applying for a final plat of Dean Oakes Sixth Addition, a 30.11 acre, 18-1ot single family subdivision with one outlot, located at the western terminus of Bristol Drive. This property was recently rezoned to OSA-5, Sensitive Areas Overlay - Low Density Single Family, and a preliminary plat and sensitive areas development plan was recently approved. ANALYSIS: Final Plat: The proposed final plat is generally consistent with the approved preliminary plat. The applicant is proposing to extend Bristol Drive to the west, ending in a cul-de~sac. Eighteen (18) single family lots are proposed to be subdivided off of Bristol Drive. These lots are between ¼ acre and 1.6 acres in size. The North District Plan depicts a wooded open space buffer between the Williams pipeline easement and Interstate 80 - Outlot A, proposed to be dedicated to the City as open space, provides this buffer. The North District Plan also depicts a trail connection between Bristol Drive and Prairie Du Chien Road - the plat proposes a trail connection at the head of the cul-de-sac between lots 9 and 10. This trail will provide access to the open space, as well as the water main easement and proposed sewer lift station to serve this property. Infrastructure: Bristol Drive will provide access to the proposed lots. A lift station is proposed to provide adequate sewer capacity to pump effluent to the gravity-flow sewer system - without the lift station the lots would need to be serviced by septic systems, which would require the lots to be at least 40,000 square feet in size. The lift station is proposed to be constructed by the developer, to City standards, and then dedicated to the City for ongoing maintenance. The lift station will be sized to accommodate other properties in the neighborhood that utilize septic systems, should they wish or need to tie into the public sewer system in the future. Tap-on fees: A water main extension fee of $395 / acre will be required. STAFF RECOMMENDATION: Staff recommends that SUB00-00033, a final plat of Oakes Sixth Addition, be deferred pending resolution of the deficiencies and discrepancies below. Upon resolution of the deficiencies and discrepancies, staff recommends that SUB00-00033, a final plat of Oakes Sixth Addition, a 30.11, 18-1ot single family residential subdivision, be approved, subject to approval of legal papers and construction plans prior to Council consideration. DEFICIENCIES AND DISCREPANCIES: 1. The conservation easement shown on the plat needs to be consistent with the conservation easement line on the preliminary plat. 2. The purpose of Outlot A needs to be noted. 3. The utility easement in between lots 10 and 11 may need to be enlarged to provide 3 enough easement area to be consistent with the construction plans submitted for the subdivision. 4. Various minor typos and labeling mistakes need to be corrected. ATTACHMENTS: 1. Location Map 2. Proposed plat Approved by: Robert Miklo, Senior Planner Department of Planning and Community Development U;~jyapCsubdivisions\Oakes Sixth §nal.doc CITY OF IO~A CITY ~ ~~~>~~~~ P ~ =D-RS Westerly e~ension of Bristol Drive SUB01-00033 Prepared by: Bob Miklo, PCD Department, 410 E. Washington St., Iowa City, IA 52240; 319-356-5240 RESOLUTION NO. 02-06 RESOLUTION APPROVING THE PRELIMINARY PLAT OF STONE BRIDGE ESTATES, PART 2-4, IOWA CITY, IOWA. WHEREAS, the owner, Arlington L.C., filed with the City Clerk of Iowa City, Iowa, an application for approval of the preliminary plat of Stone Bridge Estates, Part 2-4; and WHEREAS, the Department of Planning and Community Development and the Public Works Department examined the preliminary plat and recommended approval; and WHEREAS, the Planning and Zoning Commission examined the preliminary plat and, after due deliberation, recommended acceptance and approval of the plat; and WHEREAS, the preliminary plat conforms with ail of the requirements of the City Ordinances of the City of Iowa City, Iowa. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA THAT: 1. The preliminary plat of Stone Bridge Estates, Part 2-4, Iowa City, Iowa, is hereby approved. 2. The Mayor and City Clerk of the City of Iowa City, Iowa are hereby authorized and directed to certify this resolution, which shall be affixed to the plat after passage and approval by law. Passed and approved this 81:h day of ~uat-y . __ .. """MAYOR ~ p r0~v_ed b ,/ CIT'~LERK ' ,,6ity Atto¢/n~y~ffi/e'e ~ '/~ D~ ppdadmin\res\stonebridge2doc Resolution No. 02-06 Page ? It was moved by Vanderhoef and seconded by Wilburn the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman ~ O'Donnell X Pfab X Vanderhoef X Wilbum ~Prepared by: Bob Miklo, PCD Department, 410 E. Washington St., Iowa City, IA 52240; RESOLUTION NO. 02-0~6 ~RESOLUTION APPROVING THE PRELIMINARY PLAT OF IDGE ESTATES, PART 2, IOWA CITY, IOWA, WHEREAS, the Arlington L.C., filed with the City Clerk of Iowa C Iowa, an application for approval of the liminary plat of Stone Bridge Estates, Part 2; and WHEREAS, the De of Planning and Community and the Public Works Department examined }reliminary plat and recommended ap and WHEREAS, the Planning Zoning Commission preliminary plat and, after due deliberation, approval and WHEREAS, the preliminary plat ,nforms with all of requirements of the City Ordinances of the City of Iowa City, Iowa· NOW, THEREFORE, BE IT CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA THAT: 1. The preliminary plat of Stone Brid( Part 2, Iowa City, Iowa, is hereby approved· 2. The Mayor and City Clerk City, Iowa are hereby authorized and directed to certify this resolution, whi shall to the plat after passage and approval by Passed and approved this _~h day of ,]anuar' ., 20 02 / // by ATTEST: ¥. CIT~7-~LERK Ci~ Office ppdadmintres\s~nebridge2doc / Prepared by: Maggie Grosvenor, Hsg. Administrator, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5400 RESOLUTION NO. 02-07 RESOLUTION TO ADOPT THE IOWA CITY HOUSING AUTHORITY SECTION 8 ADMINISTRATIVE PLAN WHEREAS, the City Council of the City of Iowa City functions as the Iowa City Housing Authority and the Department of Housing and Urban Development requires adoption of the Section 8 Administrative Plan for administration of the Section 8 Program; and WHEREAS, the Section 8 housing assistance program would benefit from the adoption of the updated Section 8 Administrative Plan. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA: 1. That the update of the Section 8 Administrative Plan be adopted as the policy of the Iowa City Housing Authority effective immediately; and 2. That the City Clerk is hereby authorized and directed to certify appropriate copies of this resolution together with any necessary certifications as may be required by the Department of Housing and Urban Development. Passed and approved this 8th .day of ,]anuar,,v ,2002. Approved by CITY"OLERK City Attorney's Office It was moved by Vanderhoef and seconded by 0'Donne11 the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman X O'Donnell × Pfab X Vanderhoef X Wilburn hisasstYes\Resol-sec8 doc City of Iowa City MEMORANDUM Date: January 2, 2002 To: Stephen J. Atkins, City Manager Iowa City City Council From: Maggie Grosvenor, Housing Authority Administrator Doug Boothroy, Housing and Inspection Services Administrator Re: The Section 8 Administrative Plan and the Public Housing Admissions and Continued Occupancy Plan The Department of Housing and Urban Development requires Housing Authorities to have administrative plans to conduct business for Section 8 and Public Housing programs. The two plans presented for your approval have been updated to comply with many legislative changes resulting from the Quality Housing and Work Responsibility Act of 1998. The Section 8 Administrative Plan (Admit.) was last updated in 1998. The Public Housing Admissions and Continued Occupancy Plan(ACOP) was last updated in 1987. The ICHA notified ail tenants, both Section 8 and Public Housing, by mail about the updating process of these two plans. Furthermore, as required by HUD, the public was notified by Official Publication of the 30-day comment period which allows for questions and input. No comments were received from tenants or the public. The plans were developed using a template format outlining many HUD statutory requirements and include consolidation of previously adopted policies. The following is a list of significant changes. Section 8 Administrative Plan and Public Housing Admissions and Continued Occupancy Plan: 1. Denial/Termination of Assistance HUD outlines when a Housing Authority may deny admission, terminate assistance for Section 8 clients or evict Public Housing tenants. The standards for client accountability and admission into either the Section 8 or the Public Housing programs are essentially the same and are more restrictive in checking for patterns of criminal activity. The grounds for denial (see Admit. Page 17 and ACOP page 10) and termination (see Admit. page 50 and ACOP page 45) are divided into when the ICHA must terminate or deny and when they may terminate or deny. In general, HUD has set forth definitive standards when a Housing Authority must terminate or deny assistance (e.g., production of methamphetamine see Admit. page 18 and ACOP page 46) and has allowed Housing Authorities to set stricter discretionary policies in denying or terminating assistance (e.g., increased patterns of criminal activity). Additionally, the ICHA will look back 5 years (formerly 3 years) regarding criminal activity (see Admit. page 19 and ACOP 10). January 2, 2002 Page 2 2. Medical Expenses HUD allows deductions for medical expenses for elderly/disabled clients but Housing Authorities must define the expense. Incorporated in the plan is the IRS publication 502, which outlines acceptable medical expenses. Section 8 Administrative Plan Only: 1. Information given to landlords Previous regulations required Housing Authorities to give any prospective landlord a previous landlord's name and address. As a result of the new regulations, Housing Authorities can provide pertinent factual information to prospective landlords (e.g., eviction notices, lease violations, money owed to a landlord, see Admit. page 9). This information must be listed in the plan and will assist landlords in screening tenants. Admissions and Continued Occupancy Plan Only: 'i. Pet Policy HUD requires Housing Authorities to allow pets in Public Housing. The ICHA must define a pet policy to be included in the plan (see ACOP page 41). 2. Income exclusion HUD requires a mandatory income exclusion for all Public Housing residents who are previously unemployed or underemployed (as defined by HUD). This affects the amount of the rent owed the ICHA by excluding 100% of the increase of income for 12 months and 50% exclusion of income for an additional 12 months (see ACOP page 34). Staff will be present at the informal council meeting to answer questions. hisadmin/mem/planchanges doc SECTION 8 ADMINISTRATIVE PLAN TABLE OF CONTENTS 1.0 EQUAL OPPORTUNITY .................................................................................................. 4 1.1 FAIR HOUSING ............................................................................................................... 4 1.2 REASONABLE ACCOMODATION ............................................................................... 5 1.3 SERVICES FOR NON-ENGLISH SPEAKING APPLICANTS AND PARTICIPANTS ............................................................................................................... 5 1.4 HOUSEHOLD/OWNER OUTREACH ............................................................................5 1.5 RIGHT TO PRIVACY ...................................................................................................... 6 1.6 REQUIRED POSTINGS ................................................................................................... 6 2.0 IOWA CITY HOUSING AUTHORITY/OWNER RESPONSIBILITIES/ OBLIGATIONS OF THE HOUSEHOLD ....................................................................... 6 2.1 IOWA C1TY HOUSING AUTHORITY RESPONSIBILITIES ....................................... 7 2.2 OWNER RESPONSIBILITIES ........................................................................................ 8 2.3 OBLIGATIONS OF THE PARTICIPANT ......................................................................9 3.0 ELIGIBILITY FOR ADMISSION ................................................................................. 12 3.1 INTRODUCTION ........................................................................................................... 12 3.2 ELIGIBILITY CRITERIA .............................................................................................. 12 3.3 SPECIAL ELIGIBILITY FOR LIVE-IN AIDE ............................................... 15 4.0 APPLICATION AND WAITING LIST PROCESS ...................................................... 15 4. l OPENING AND CLOSING THE WAITING LIST ....................................................... 15 4.2 TAKING APPLICATIONS ............................................................................................ 15 4.3 ORGANIZATION OF THE WAITING LIST ................................................................ 17 4.4 FAMILIES NEARING THE TOP OF THE WAITING LIST ........................................ 17 4.5 MISSED APPOINTMENTS ........................................................................................... 17 4.6 PURGING THE WAITING LIST ................................................................................... 17 4.7 REMOVAL OF APPLICANTS FROM THE WAITING LIST ..................................... 15 4.8 GROUNDS FOR DENIAL ............................................................................................. 18 4.9 NOTIFICATION OF NEGATIVE ACTIONS ............................................................... 20 4.10 INFORMAL REVIEW .................................................................................................... 21 5.0 SELECTING FAMILIES FROM THE WAITING LIST ............................................ 21 5.1 WAITING LIST ADMISSIONS AND SPECIAL ADMISSIONS ................................ 21 5.2 PREFERENCES .............................................................................................................. 21 5.3 SELECTION FROM THE WAITING LIST .................................................................. 22 6.0 ASSIGNMENT OF BEDROOM SIZES (SUBSIDY STANDARDS) .......................... 22 6.1 BRIEFING ....................................................................................................................... 24 6.2 PACKET .......................................................................................................................... 25 6.3 iSSUANCE OF VOUCHER; REQUEST FOR APPROVAL OF TENANCY .............. 26 6.4 TERM OF THE VOUCHER ........................................................................................... 27 6.5 APPROVALTO LEASE AUNiT .................................................................................. 27 1 Ol/O3/O2 6.6 IOWA CITY HOUSiNG AUTHORITY DISAPPROVAL OF OWNER ...................... 28 6.7 iNELIGIBLE/ELIGIBLE HOUSiNG ............................................................................. 28 6.8 SECURITY DEPOSIT .................................................................................................... 29 7.0 MOVES WITH CONTINUED ASSISTANCE .............................................................. 29 7.1 PROCEDURES REGARDiNG HOUSEHOLD MOVES .............................................. 30 8.0 PORTABILITY ................................................................................................................. 30 8.1 GENERAL POLICIES OF THE IOWA CITY HOUSING AUTHORITY .................... 30 8.2 INCOME ELIGIBILITY ................................................................................................. 31 8.3 PORTABILITY: ADMINISTRATION BY RECEiVING HOUSING AUTHORITY.. 31 8.4 PORTABILITY PROCEDURES .................................................................................... 31 9.0 DETERMINATION OF HOUSEHOLD INCOME ...................................................... 33 9.1 iNCOME, EXCLUSIONS FROM iNCOME, DEDUCTIONS FROM iNCOME ......... 33 9.2 INCOME ......................................................................................................................... 34 9.3 EXCLUSIONS FROM iNCOME ................................................................................... 35 9.4 DEDUCTIONS FROM ANNUAL iNCOME ................................................................. 35 10.0 VERIFICATION ............................................................................................................... 35 10.1 ACCEPTABLE METHODS OF VERIFICATION ........................................................ 36 10.2 TYPES OF VERIFICATION .......................................................................................... 36 10.3 VERIFICATION OF CITIZENSHIP OR ELIGIBLE NONCITIZEN STATUS ........... 39 10.4 VERIFICATION OF SOCIAL SECURITY NUMBERS ............................................... 40 10.5 TIMiNG OF VERIFICATION ........................................................................................ 40 10.6 FREQUENCY OF OBTAINING VERIFICATION ....................................................... 40 11.0 RENT AND HOUSING ASSISTANCE PAYMENT ..................................................... 41 11.1 RENT REASONABLENESS .......................................................................................... 41 11.2 COMPARABILITY ........................................................................................................ 41 11.3 MAXIMUM SUBSIDY ................................................................................................. 41 11.3.1 SETTING THE PAYMENT STANDARD ...................................................................42 11.3.2 SELECTING THE CORRECT PAYMENT STANDARD FOR A HOUSEHOLD ..... 42 11.3.3 AREA EXCEPTION RENTS ...................................................................................... 43 11.4 ASSISTANCE AND RENT FORMULAS .....................................................................43 11.5 UTILITY ALLOWANCE ............................................................................................... 46 11.6 DISTRIBUTION OF HOUSING ASSISTANCE PAYMENT ....................................... 46 I 1.7 CHANGE OF OWNERSHiP .......................................................................................... 47 12.0 INSPECTION POLICIES, HOUSING QUALITY STANDARDS, AND DAMAGE CLAIMS ............................................................................................................................. 47 12.1 HOUSING QUALITY STANDARDS (HQS) ................................................. 47 13.0 RECERTIFICATION ................................................................................................... 48 13.1 ANNUAL REEXAMINATION ...................................................................................... 48 13.1.1 EFFECTIVE DA TE OF RENT CHANGES FOR ANNUAL REEXAMINA TlONS.... 48 2 01/03/02 13.1.2 MISSED APPOINTMENTS ....................................................................................... 49 13.2 INTERIM REEXAMINATIONS .................................................................................... 49 13.2.1 SPECIAL REEXAMINATIONS ................................................................................. 50 13.2.2 EFFECTIVE DATE OF RENT CHANGES DUE TO INTERIM OR SPECIAL REEXAMINATIONS .................................................................................................. 51 14.0 TERMINATION OF ASSISTANCE TO THE HOUSEHOLD BY THE IOWA CITY HOUSING AUTHORITY ................................................................................................ 51 15.0 PENALTIES COMPLAINTS, INFORMAL REVIEWS FOR APPLICANTS, INFORMAL HEARINGS FOR PARTICIPANTS ........................................................53 15.1 PENALTIES ....................................................................................... 53 15.2 COMPLAINTS .................................................................................... 53 15.3 INFORMAL REVIEWS FOR THE APPLICANT .........................................................54 15.4 INFORMAL HEARINGS FOR PARTICIPANTS .........................................................56 16.0 REPAYMENT AGREEMENTS ................................................................. 58 17.0 VISITORS ............................................................................................. 59 18.0 RENTING TO FAMILY MEMBERS .......................................................... 59 APPENDIX A INCOME GUIDELINES ............................................................ 60 APPENDIX B IOWA TENANT LANDLORD LAW ............................................. 61 APPENDIX C INTERNAL REVENUE SERVICE MEDICAL EXPENSE DEFINITION... 62 GLOSSARY ................................................................................................................................. 63 3 01/03/02 SECTION 8 ADMINISTRATIVE PLAN INTRODUCTION The purpose of this Administrative Plan is to: Establish policies for issues not covered under Federal regulations for the Section 8 Voucher, and Family Self-Sufficiency programs administered by the Iowa City Housing Authority. The provisions of this Administrative Plan govern administration of the Section 8 Voucher, and Family Self-Sufficiency programs administered by the Iowa City Housing Authority. This plan conforms to all current HUD regulations. The Authority will comply with any subsequent changes in HUD regulations pertaining to program administration. If such changes conflict with the provisions of this policy, HUD regulations will have precedence. The ICHA administers the Section 8 Rental Voucher programs in the Metropolitan Statistical Area (MSA) of Iowa City, which includes all of Johnson and parts of Iowa and Washington Counties in Iowa. The primary objective of these programs is to provide decent, safe, sanitary and affordable rental housing for low income households and to provide these households with housing choices and the opportunity to move outside areas with a concentration of low income households. 1.0 EQUAL OPPORTUNITY 24CFR982.53 1.1 FAIR HOUSING It is the policy of the Iowa City Housing Authority (ICHA) to comply fully with all federal, state, and local nondiscrimination laws, the Americans with Disabilities Act and the U.S. Department of Housing and Urban Development regulations governing Fair Housing and Equal Opportunity. No person shall, on the grounds of race, color, sex, religion, marital status, creed, sexual orientation, gender identity, age, national or ethnic origin, familial status or disability, be excluded from participation in, be denied the benefits of, or be otherwise subjected to discrimination under the Iowa City Housing Authority's programs. To further its commitment to full compliance with applicable civil rights laws, the Iowa City Housing Authority will provide federal/state/local information to applicants/tenants of the Public Housing Program regarding discrimination and any recourse available to them if they believe they may be victims of discrimination. Such information and all other applicable Fair Housing information and discrimination complaint forms will be made available at the ICHA office. 4 01/03/02 The Iowa City Housing Authority will assist any household that believes it has suffered illegal discrimination by providing copies of the housing discrimination form. If requested, the Iowa City Housing Authority will also assist them in completing the form and will provide them with the address of the nearest HUD Office of Fair Housing and Equal Opportunity. 1.2 REASONABLE ACCOMODATION 24 CFR 100.204 Individuals with disabilities may need a reasonable accommodation in order to take full advantage of the Iowa City Housing Authority housing programs and related services. The ICHA will provide a notice to each client that they may, at any time, request reasonable accommodation. When such accommodations are granted, they do not confer special treatment or advantage for the person with a disability, rather, they make the program accessible to them in a way that would not otherwise be possible due to their disability. 1.3 SER VICES FOR NON-ENGLISH SPEAKING APPLICANTS AND PARTICIPANTS 24 CFR 5.502 The Iowa City Housing Authority will endeavor to provide accommodations for people who are not proficient in the English language. The City of Iowa City subscribes to a telephone interpreter service that provides interpretation in over 140 languages. At any time, a non-English speaking client family may request the use of this service in their contacts with the Housing Authority. 1.4 HOUSEHOLD/OWNER OUTREACH The Iowa City Housing Authority will publicize the availability and nature of the Section 8 Program for extremely low-income, very low and low-income families in a newspaper of general circulation or other suitable means. To reach persons who cannot or do not read newspapers, the Iowa City Housing Authority may distribute fact sheets to the broadcasting media and initiate personal contacts with members of the news media and community service personnel. The ICHA may also try to utilize public service announcements. The Iowa City Housing Authority will communicate the status of program availability to other service providers in the community and advise them of housing eligibility guidelines so that they can make proper referral of their clients to the program. The Iowa City Housing Authority will assist managers and owners who participate in, or who are seeking information about the Section 8 Program by: A. Explaining how the program works; B. Explaining how the program benefits owners; 5 01/03/02 C. Explaining owners' responsibilities under the program; and D. Providing an opportunity for owners to ask questions, obtain written materials, and meet ICHA staff. 1.5 RIGHT TO PRIVACY 24 CFR 5.212 All adult members of both applicant and participant households are required to sign HUD Form 9886, Authorization for Release of Information and Privacy Act Notice. The Authorization for Release of Information and Privacy Act Notice states how household information will be released and includes the Federal Privacy Act Statement. Any request for applicant or participant information received and pursuant to said authorization will not be released unless there is a signed release of information from the applicant or participant. 1.6 REQUIRED POSTINGS The Iowa City Housing Authority will post in a conspicuous place, at a height easily read by all persons, including persons with mobility disabilities, the following information: A. The Section 8 Administrative Plan B. Notice of the status of the waiting list (opened or closed) C. Address of the Iowa City Housing Authority office, office hours, telephone numbers, TDD numbers and hours of operation D. Income Limits for Admission E. Informal Review and Informal Hearing Procedures F. Fair Housing Poster G. Equal Opportunity in Employment Poster 2.0 IOWA CITY HOUSING AUTHORITY/OWNER RESPONSIBILITIES/OBLIGATIONS OF THE HOUSEHOLD This section outlines the responsibilities and obligations of the Iowa City Housing Authority, the Section 8 landlords and the participating families. 6 01/03/02 2.1 IOWA CITY HOUSING .4 UTHORITY RESPONSIBILITIES A. Thc Iowa City Housing Authority will comply with thc consolidated HUD Annual Contributions Contract (ACC), the application, HUD regulations and other requirements and thc Iowa City Housing Authority Section 8 Administrative Plan. 24 CFR982.153 B. In administering the program, the Iowa City Housing Authority must: 1. Publish and disseminate information about the availability and nature of housing assistance under the program 2. Explain the program to owners and families 3. Seek expanded opportunities for assisted families to locate housing in all locations 4. Encourage owners to make units available for leasing in the program 5. Further fair housing goals and comply with equal opportunity requirements 6. Make efforts to help disabled persons find satisfactory housing 7. Receive applications from families, determine eligibility, maintain the waiting list, select applicants, issue a voucher to each selected household and provide housing information to families selected 8. Determine who can live in the assisted unit at admission and during the household's participation in the program 9. Obtain and verify evidence of citizenship and eligible immigration status in accordance with 24 CFR, Part 5 10. Review the household's request for approval of tenancy 11. Inspect the unit before the assisted occupancy begins and at least annually during the assisted tenancy 12. Determine the amount of the housing assistance payment for a household 13. Determine the maximum rent to the owner and whether the rent is reasonable 14. Make timely housing assistance payments to an owner in accordance with the HAP contract 7 01/o3/02 15. Examine household income, size and composition at admission and during the household's participation in the program. The examination includes verification of income and other household information 16. Establish and adjust the Iowa City Housing Authority's utility allowance 17. Administer and enforce the Housing Assistance Payments Contract with an owner including taking appropriate action as determined by thc ICHA, if the owner defaults (e.g., HQS violation) 18. Determine whether to terminate assistance to a participant household for violation of household obligations 19. Conduct informal reviews of certain ICHA decisions concerning application for participation in the program 20. Conduct informal hearings on certain ICHA decisions concerning participant families 21. Provide sound financial management of the program, including engaging an independent public accountant to conduct audits 22. Administer a Family Self Sufficiency Program 2.2 OWNER RESPONSIBILITIES 24 CFR 982.452 A. The owner is responsible for performing all of the owner's obligations under the HAP contract and the lease. B. The owner is responsible for: 1. Performing all management and rental functions for the assisted unit, including selecting a voucher holder to lease the unit and deciding if the household is suitable for tenancy of the unit 2. Maintaining the unit in accordance with HQS, including performance of ordinary and extraordinary maintenance 3. Complying with equal opportunity requirements 4. Preparing and furnishing to the ICHA, information required under the HAP contract 5. Collecting from the household: 8 01/03/02 a. Any security deposit required under the lease b. The tenant contribution (the part of rent to owner not covered by the housing assistance payment) c. Any charges for unit damage by the household 6. Enforcing tenant obligations under the lease 7. Paying for utilities and services (unless paid by the household under the lease) C. For provisions on modifications to a dwelling unit occupied, or to be occupied by, a person with disabilities 24 CFR 100.203 D. Screening is the responsibility of the mvner. Upon request, the Housing Authority will also supply the following factual information if known: 1. Drag related or violent criminal activity 2. Landlord evictions 3. Lease violations 4. Termination of housing assistance 5. Client's current address, name and previous landlord contact 2.3 OBLIGATIONS OF THE PARTICIPANT 24 CFR 982.551 This section states the obligations of a participant household under the program. A. Supplying Required Information 1. The household must supply any information that the ICHA or HUD determines is necessary in the administration of the program, including submission of required evidence of citizenship or eligible immigration status. Information includes any requested certification, release or other documentation. 2. The household must supply any information requested by ICHA or HUD for use in a regularly scheduled reexamination or interim reexamination of household income and composition in accordance with HUD requirements. 9 01/03/o2 3. The household must provide social security cards and certified birth certificates for all members and photo identification for adult members, and must sign and submit consent forms for obtaining information. 4. Any information supplied by the household must be true and complete. B. HQS Breach Caused by the Household The household is responsible for any HQS breach caused by the household or its guests who are under the household's control. C. Allowing Iowa City Housing Authority Inspection The household must allow the ICHA to inspect the unit at reasonable times and after at least 24 hours notice. D. Violation of Lease The household may not commit any serious or repeated violation of the lease. E. Household Notice of Move or Lease Termination The household must provide the ICHA with a 30-day written notice before the household moves out of the unit or terminates the lease by a notice to the owner. The household must provide notice to move or terminate the lease to the landlord in accordance with the terms of the lease. F. Owner Eviction Notice The household must promptly give the ICHA with a copy of any owner eviction notice it receives. G. Use and Occupancy of the Unit 1. The household must use the assisted unit for a residence by the household. The unit must be the household's only residence. 2. The Iowa City Housing Authority must approve the composition of the assisted household residing in the unit after receiving written approval from the landlord. The household must promptly inform ICHA of the birth, adoption or court-awarded custody of a child. The household must request approval from the ICHA to add any other household member as an occupant of the unit. No other person (i.e., no one but members of the assisted household) may reside in the unit (except for a foster child/foster adult or live-in aide as provided in paragraph four (4) of this section.) 10 01/03/02 3. The household must promptly notify the Iowa City Housing Authority if any household member no longer resides in the unit. 4. If the ICHA has given approval, a foster child/foster adult or a live-in aide may reside in the unit. 5. Members of the household may engage in legal profit making activities in the unit, but only if such activities are incidental to primary use of the unit for residence by members of the household. Any business uses of the unit must comply with zoning requirements and the affected household member must obtain all appropriate licenses and landlord approval if required by the lease. 6. The household must not sublease or sublet the unit. 7. The household must not assign the lease or transfer the unit. H. Absence from the Unit The household must supply any information or certification requested by the Iowa City Housing Authority to verify that the household is living in the unit, or relating to household absence from the unit, including ICHA requested information or certification on the purposes of household absences. The household must cooperate with the ICHA for this purpose. The household must promptly notify the Iowa City Housing Authority of any absence from the unit. Absence means that no member of the household is residing in the unit. The household may be absent from the unit for up to 30 days. The household must request permission from the Iowa City Housing Authority for absences exceeding 30 days. An authorized absence may not exceed 180 days. Any household absent for more than 30 days without authorization will be terminated from the program. Authorized absences may include, but are not limited to: 1. Prolonged hospitalization 2. Absences beyond the control of the household (e.g., death in the household, other household member illness) 3. Other absences that are deemed necessary by the Iowa City Housing Authority I. Interest in the Unit The household may not own or have any interest in the unit (except for owners of manufactured housing renting the manufactured home space.) 11 01/03/02 J. Fraud and Other Program Violation The members of the household must not commit fraud, bribery, or any other corrupt or criminal act in connection with the program. K. Crime by Household Members The members of the household may not engage in drug-related criminal activity or other violent criminal activity. L. Other Housing Assistance An assisted household, or members of the household, may not receive Section 8 tenant-based assistance while receiving another housing subsidy, for the same unit or for a different unit, under any duplicative (as determined by HUD or in accordance with HUD requirements) federal, state or local housing assistance program. 3.0 ELIGIBILITY FOR ADMISSION $.1 INTRODUCTION There are six (6) eligibility requirements for admission to the Section 8 Program: 1) Qualifies as a family 2) Has an income within the income limits 3) Meets citizenship/eligible immigrant criteria 4) Provides documentation of social security numbers 5) Signs consent authorization documents 6) Has not been involved in drug- related or violent criminal activity or has not displayed a pattern of other criminal behavior in the past 5 years (See page 19 (F)). 3.2 ELIGIBILITY CRITERIA A. Family status 24 CFR 982.201(c) A family is defined as: 1. A single person 62 years or older 2. A disabled person either who is 18 years or older and is not declared as a dependent by a parent or guardian or who is a dependent living in a group home or similar supervised residence. 3. A household with a child or children who resides in the unit 51% of the time (A child who is temporarily away from the home because of placement in foster care is considered a member of the family) 12 01/03/02 4. Two or more elderly persons or disabled persons living together, or one or more elderly or disabled persons living with one or more live-in aides 5. Two or more persons related by blood, man/age, domestic partnership (certified by City of Iowa City Clerk), adoption or placement by a governmental or social service agency, as defined by City of Iowa City code B. Income eligibility 24 CFR 982.201(b) 1. To be eligible to receive assistance, a household shall, at the time the household initially receives assistance under the Section 8 Program, be a low-income household that is: a. A very low-income household (50% below median income); or b. A low-income household continuously assisted under the 1937 Housing Act (80% below median income). 30% of median income is defined as an income targeting standard which HUD requires the ICHA to admit 75% of all new admissions under this level. 2. Income limits apply only at admission and are not applicable for continued occupancy; however, as income rises, the assistance will decrease. 3. The applicable income limit for issuance of a voucher is the highest income limit for the household size for areas within the ICHA's jurisdiction. The applicable income limit for admission to the program is the income limit for the area in which the household is initially assisted in the program. The household may only use the voucher to rent a unit in an area where the household is income eligible at admission to the program. 4. Families who are moving into the ICHA's jurisdiction under portability and have the status of applicant rather than of participant at their initial housing authority, must meet the income limit for the area where they are assisted under the program. 5. Families who are moving into the Iowa City Housing Authority's jurisdiction under portability and are already program participants at their initial housing authority do not have to meet the income eligibility requirement for the ICHA Section 8 Program. 6. Income limit restrictions do not apply to families transferring units within the ICHA Section 8 Program. 13 01/03/02 C. Citizenship/Eligible Immigrant status 24 CRF 5.500 To be eligible, each member of the household must be a citizen, national, or a noncitizen who has eligible immigration status under one of the categories set forth in Section 214 of the Housing and Community Development Act of 1980 (see 42 U.S.C. 1436a(a)). Household eligibility for assistance: 1. A household shall not be eligible for assistance unless every member of the household residing in the unit is determined to have eligible status, with the exception as described in paragraph two (2) below. 2. Despite the ineligibility of one or more household members, a mixed household may be eligible for one of three types of assistance. (See Section 11.5(K) for calculating rents under the noncitizen rule) D. Social Security Number Documentation 24 CFR 5.216 To be eligible, all household members are required to provide a social security number. All household members will be required to provide social security cards. E. Signing Consent Forms 24 CFR 5.230 1. In order to be eligible each member of the household who is at least 18 years of age and each household head and spouse regardless of age, shall sign one or more consent forms. 2. The consent form must contain, at a minimum, the following: a. A provision authorizing HUD and the ICHA to obtain from Iowa Workforce Development Center any information or materials necessary to complete or verify the application for participation or for eligibility for continued occupancy; b. A provision authorizing HUD and ICHA to verify with previous or current employers income information pertinent to the household's eligibility for, or level of, assistance; c. A provision authorizing HUD and the ICHA to request income information from the IRS, Department of Human Services, and the Social Security Administration for the sole purpose of verifying income information pertinent to the household's eligibility or level of benefits; and 14 01/03/02 d. A statement that the authorization to release the information requested by the consent form expires 15 months after the date the consent form is signed. F. Screening Criteria. The Iowa City Housing Authority determines eligibility for participation and will conduct criminal background checks on all household members, including live-in aides pursuant to CFR 24 5.903. This check will be made through state or local law enforcement or court records. If the individual has lived outside the local area, the ICHA may contact law enforcement agencies, courthouse records, where the individual had lived or request a check through the FBI's National Crime Information Center (NCIC). The ICHA will check with the state sex offender registration program and will ban for life any individual who is registered as a lifetime sex offender. 3.3 SPECIAL ELIGIBILITY PROVISIONS RELATING TO LIVE-IN AIDE (24 CFR 5.403, 982.316) A family may include a live-in aide who: A. Has been verified by the ICHA to be essential to the care and well being of the elderly, handicapped or disabled; B. Is not obligated for the support of the elderly, handicapped or disabled member; C. Would not be living in the unit except to provide care of the elderly, handicapped or disabled member; D. Has income which will not be counted for purposes of eligibility or rent; and E. May not be considered the remaining member of the household. 4.0 APPLICATION AND WAITING LIST PROCESS 4.1 OPENING AND CLOSING THE WAITING LIST Opening of the waiting list will be announced via public notice that applications for Section 8 will again be accepted. The public notice will state where, when and how to apply. The notice will be published in a local newspaper of general circulation. The public notice will state any limitations to who may apply. 24 CFR 982.206 (a) The notice will be in compliance with Fair Housing requirements. 4.2 ACCEPTING AND PROCESSING APPLICATIONS 24 CFR 982.202 15 01/03/02 Families wishing to apply for the Section 8 Program will be required to complete an application for housing assistance. Applications may be made in person at the Iowa City Housing Authority, 410 E. Washington Street, Iowa City, Iowa 52240 during posted times. Applications will be mailed to families upon request for special accommodation. Applications are taken to compile a waiting list. Due to the demand for Section 8 assistance in the Iowa City Housing Authority jurisdiction, the Iowa City Housing Authority may take applications on an open enrollment basis depending on the length of the waiting list. When the waiting list is open, completed applications will be accepted from all applicants. The Iowa City Housing Authority will later verify the information in the applications relevant to the applicant's eligibility, admission and level of benefit. The completed application will be dated and time stamped upon its return to the Iowa City Housing Authority. Persons with disabilities who require a reasonable accommodation in completing an application may call the Iowa City Housing Authority to make special arrangements to complete their application. A Telecommunication Device for the Deaf (TDD) is available for the hearing impaired. The TDD telephone number is (319) 356-5404. The application process will involve two phases. The first phase requires the household to provide limited basic information including name, address, phone number, household composition and household unit size, racial or ethnic designation, income and information establishing any preferences to which they may be entitled. This first phase results in the household's placement on the waiting list. Upon receipt of the family's application, the Iowa City Housing Authority will make a preliminary determination of eligibility. The Iowa City Housing Authority will notify the household in writing of the date and time of placement on the waiting list and the approximate amount of time before housing assistance may be offered. If the Iowa City Housing Authority determines the household to be ineligible, the notice will state the reasons therefore and offer the household the opportunity for an informal review of this determination. An applicant must, at any time, report changes in their applicant status in writing including changes in household composition, income, or preference factors. The Iowa City Housing Authority will annotate the applicant's file and will update their placement on the waiting list. The second phase is the final determination of eligibility. The full application takes place when the household nears the top of the waiting list. The Iowa City Housing Authority will ensure that verification of all preferences, eligibility and suitability selection factors 16 01/03/02 are current in order to determine the household's final eligibility for admission into the Section 8 Program. 4.3 ORGANIZATION OF THE WAITING LIST 24 CFR 982.204 The waiting list will be maintained in accordance with the following guidelines: A. The application will be part of an active applicant's/tenant's permanent file. All inactive applications will be keep for three (3) years. B. All applications will be maintained in order of preference and then in order of date and time of application. C. Contact or communication between the ICHA and the applicant will be documented in the applicant file. 4.4 FAMILIES NEARING THE TOP OF THE WAITING LIST When a household appears to be nearing the top of the waiting list, the household verification process will begin. It is at this point that the household's waiting list preference will be verified. If the household no longer qualifies to be near the top of the list, the household's name will be returned to the appropriate spot on the waiting list by date and time. The Iowa City Housing Authority must notify the household in writing of this determination and give the household the opportunity for an informal review. If not already done, the family will provide copies of social security cards, certified birth certificates, photo identification for all adult members, citizenship/eligible immigrant information and sign the consent for release of information forms. 4.5 MISSED APPOINTMENTS All applicants who fail to keep a scheduled appointment in accordance with the paragraph below will be sent a notice of denial. The Iowa City Housing Authority will allow the household to reschedule appointments for good cause, as determined by the ICHA. Generally, no more than one opportunity will be given to reschedule without good cause and no more than two opportunities for good cause. When a good cause exists, the Iowa City Housing Authority will work closely with the household to find a more suitable time. 4.6 PURGING THE WAITING LIST If necessary the Iowa City Housing Authority will update and purge its waiting list annually to ensure the pool of applicants reasonably represents interested families. 17 01/03/02 4. 7 REMOVAL OF APPLICANTS FROM THE WAITING LIST 24 CFR 982.204 The Iowa City Housing Authority will not remove an applicant's name from the waiting list unless: A. The applicant requests in writing that their name be removed; B. The applicant fails to respond to a written request for information or a request to declare their continued interest in the program (this includes mail undeliverable by the Postal Service which is returned to the ICHA) or misses scheduled appointments; or C. The applicant does not meet either the eligibility or screening criteria for the program. Application forms from applicants removed from the waiting list will be destroyed three (3) year from date of removal. 4.8 GROUNDS FOR DENIAL 24 CFR 982.553 The Iowa City Housing Authority must prohibit admission to applicants who: A. Have any household member who was evicted from federally assisted housing for drug related criminal activity within the last three years (use date of eviction) 24 CFR 982.553 (a)(1)(i) B. Have any household member currently engaged in illegal use of drugs. 24 CFR 982.553 (a)(1)(ii)(A) C. Have any household member who has illegal drug use or pattern of illegal drug use may threaten the health, safety, or right to peaceful enjoyment of the premises. 24 CFR 982.553 (a)(1)(ii)(B) The ICHA may admit the household iff 1. The evicted household member who engaged in drug-related criminal activity successfully completed a supervised drug rehabilitation program approved by the ICHA or 2. The circumstances leading to eviction no longer exist (e.g. the criminal household member has died or is imprisoned D. Have a household member who has been convicted of manufacturing or producing methamphetamine (speed) on the premises of federally assisted housing; 24 CFR 982.553 (a)(1)(ii)(c) 18 01/03/02 E. Have a household member with a lifetime registration under a State sex offender registration program (member will be denied for life). 24 CFR 982.553 (a)(2)(i) The Iowa City Housing Authority must prohibit assistance to applicants who: A. Do not meet any one or more of the eligibility criteria; B. Do not supply information or documentation required by the application process; 24 CFR 982.552 (b)(4) The Iowa City Housing Authority may prohibit assistance to applicants who: A. Fail to respond to a written request for information or a request to declare their continued interest in the program; B. Fail to complete any aspect of the application or lease-up process; C. Currently owe rent or other outstanding debts to the ICHA, any other housing authority in connection with the public housing or Section 8 Programs or other Federally Assisted Housing; 24 CFR 982.552 (c)(1)(v) D. Have committed fraud, bribery, or any other corrupt or criminal act in connection with any Federal housing assistance program, including the intentional misrepresentation of information related to their housing application or benefits derived there from; 24 CFR 982.552 (c)(1)iv) E. Have a household member who has been terminated under the Certificate or Voucher Program during the last three years; F. Have a household member who is or has within the 5 years from application date engaged in one of the following: I) Drug-related criminal activity 2) Violent criminal activity 3) Other criminal activity which may threaten the health, safety, or right to peaceful enjoyment of the premises by other residents or persons residing in the immediate vicinity 4) Other criminal activity which may threaten the health or safety of the owner, property management staff, or persons performing a contract administration or responsibility on behalf of the ICHA(including an ICHA employee or an ICHA contractor, subcontractor or agent). 19 01/03/02 In determining whether to deny or terminate assistance because of action or failure to act by members of the family: (i) The PHA may consider all relevant circumstances such as the seriousness of the case, the extent of participation or culpability of individual family members, mitigating cimumstances related to the disability of a family member, and the effects of denial or termination of assistance on other family members who were not involved in the action or failure. (ii) The PHA may impose, as a condition of continued assistance for other family members, a requirement that other family members who participated in or were culpable for the action or failure will not reside in the unit. The PHA may permit the other members of a participant family to continue receiving assistance. (iii) In determining whether to deny admission or terminate assistance for illegal use of drugs or alcohol abuse by a household member who is no longer engaged in such behavior, the PHA consider whether such household member is participating in or has successfully completed a supervised drag or alcohol rehabilitation program, or has otherwise been rehabilitated successfully (42 U.S.C. 13661). For this purpose, the PHA may require the applicant or tenant to submit evidence of the household member's current participation in, or successful completion of, a supervised drug or alcohol rehabilitation program or evidence of otherwise having been rehabilitated successfully. (iv) If the family includes a person with disabilities, the PHA decision concerning such action is subject to consideration of reasonable accommodation in accordance with part 8 of this title. (v) Nondiscrimination limitation. The PHA's admission and eviction actions must be consistent with fair housing and equal opportunity provisions of Sec. 5.105 of this title. 4.9 NOTIFICATION OF NEGATIVE ACTIONS Any applicant whose name is being removed from the waiting list will be notified by the Iowa City Housing Authority, in writing, that they have ten (10) calendar days, from the date of the written correspondence, to present mitigating circumstances or request an informal review. The letter will also indicate that their name will be removed from the waiting list if they fail to respond within the time frame specified. The Iowa City Housing Authority's system of removing applicants' names from the waiting list will not violate the rights of persons with disabilities. If an applicant's failure to respond to a request for information or updates was caused by the applicant's disability, the Iowa City Housing Authority will provide a reasonable accommodation. If the applicant indicates that they 20 01/03/02 did not respond due to a disability, the Iowa City Housing Authority will verify that theru is in fact a disability and that the accommodation they are requesting is necessary based on the disability. An example of a reasonable accommodation would be to reinstate the applicant on the waiting list based on the date and time of the original application. 4.10 INFORMAL REVIEW If the Iowa City Housing Authority determines that an applicant does not meet the criteria for receiving Section 8 assistance, the Iowa City Housing Authority will promptly provide the applicant with written notice of the determination. The notice must contain a brief statement of the reason(s) for the decision and state that the applicant may request an informal review of the decision within ten (10) calendar days of the denial. The Iowa City Housing Authority will describe how to obtain the informal review. The informal review process is described in Section 16.2 of this plan. 5.0 SELECTING FAMILIES FROM THE WAITING LIST 5.1 WAITING LIST ADMISSIONS AND SPECIAL ADMISSIONS 24 CFR 982.203 AND .204 The Housing Authority may admit an applicant for participation in the program either as a special admission or as a waiting list admission. If HUD awards funding that is targeted for families with specific characteristics (e.g. Family Unification Program (FUP), or families living in specific units (e.g. HUD project based opt out), the Iowa City Housing Authority will use the special admission for those families. $.2 PREFERENCES 24 CFR 982.207 The Iowa City Housing Authority will select families based on the following preference: A. Displaced: Individuals or families displaced by government action or whose dwelling has been extensively damaged or destroyed as a result of a disaster declared or otherwise formally recognized pursuant to federal disaster relief laws. B. Life Threatening Housing: Individuals or families living in a privately operated homeless shelter designed to provide temporary living accommodations, or a person living on the street, in a car, tent, or other structure not suitable for habitation as can be documented by the Emergency Housing Project (EHP) in Iowa City_; or Individuals or families living in a privately operated domestic violence shelter designed to provide temporary living accommodations or a person who is a victim 21 Ol/O3/O2 of domestic violence who can identify housing as a primary barrier to safety as can be documented by the Domestic Violence Intervention Proeram in Iowa City. 5.3 SELECTION FROM THE WAITING LIST 24 CFR 982.204 The date and time of application will be utilized to determine the admission sequence for all applicants including special admission within the above-prescribed preferences. Notwithstanding the above, if necessary to meet the statutory requirement that 75% of newly admitted families in any fiscal year be families who are extremely low-income as defined by HUD, see Appendix A, the Iowa City Housing Authority retains the right to skip higher income families on the waiting list to reach extremely Iow-income families. This measure will only be taken if it appears the goal will not otherwise be met. To ensure this goal is met, the Housing Authority will monitor incomes of newly admitted families and the income of the families on the waiting list. If there are not enough extremely low-income families on the waiting list, the ICHA will conduct outreach on a non-discriminatory basis to attract extremely low-income families to reach the statutory requirement. 6.0 ASSIGNMENT OF BEDROOM SIZES (SUBSIDY STANDARDS) 24 CFR 982.402 The intent of HUD requirements is that the smallest appropriate bedroom size be assigned to participant families without overcrowding. Subsidy assignments will allow at least one bedroom for each two persons Subsidy will be determined using the following guidelines: A. A one-bedroom subsidy will be assigned to a single adult with a child under the age of one (1). B. A one-bedroom subsidy will be assigned for two children of the same sex regardless of age. C. A one-bedroom subsidy will be assigned for children of the opposite sex who are both under the age of five (5). D. An additional one-bedroom subsidy will be added for a live-in aide. E. An unborn child will not be counted in determining subsidy standards with the exception of a single pregnant woman. 22 01/03/02 F. A one-bedroom subsidy will be assigned for every two adults (over the age of 18) regardless of relationship. G. In the case of shared custody of a child (children), the child (children) must be in the household no less than 51% of the time to be considered when determining subsidy. Pending custody issues will be evaluated on a case by case basis taking into account the reasonable likelihood of success. The household may be required to provide written verification that a child resides with the family such as a court order, school registration documents, etc. H. No assignments of bedroom size on a Voucher will be made which require use of the living room for sleeping (although the family may choose to do this.) I. In determining bedroom size, the Iowa City Housing Authority will include children who are temporarily away from home because of placement in foster care. Temporary is defined as less than one year. J. Subsidy allowances will be adjusted accordingly for foster parents who have not had a foster child in placement for over one year. The Iowa City Housing Authority may grant exceptions to its established subsidy standards if the ICHA determines the exception is justified by the age, sex, handicap, or relationship of family members or other personal circumstance. The ICHA will review documents from DHS, physicians, or other similar sources to make this determination. The household unit size will be determined by the Iowa City Housing Authority in accordance with the above guidelines and will determine the maximum rent subsidy for the household. However, the household may select a unit that is larger or smaller than the household unit size. If the household selects a smaller unit, the payment standard for the actual unit size will be used to calculate the subsidy. If the household selects a larger size unit, the payment standard for the issued voucher size will determine the maximum subsidy. The Iowa City Housing Authority will issue a voucher for a particular bedroom size; the bedroom size is a factor in determining the household's level of assistance. The following guidelines will determine each household's unit size without overcrowding or over-housing: 23 01/03/02 Number of Bedrooms Number of Persons ~ Minimum Maximum 0 1 1 1 1 2 2 2 4 3 3 6 4 4 8 5 5 10 6.1 BRIEFING 24 CFR 982.301(,4) When the Iowa City Housing Authority selects a household from the waiting list and determines eligibility, the household will be invited to attend a briefing explaining how the program works. In order to receive a voucher the household is required to attend the briefing. If they cannot attend the originally scheduled briefing, they may attend a later session. If the household fails to attend one of the three offered briefings, they will be denied admission. If an applicant with a disability requires auxiliary aids to gain full benefit from the briefing, the Housing Authority will furnish such aids where doing so would not result in a fundamental alteration of the nature of the program, or an undue financial or administrative burden. In determining the most suitable auxiliary aid, the housing authority will give primary consideration to the requests of the applicant. Families unable to attend a briefing due to a disability may request a reasonable accommodation. The briefing will cover at least the following subjects: A. A description of how the program works; B. Household and owner responsibilities; C. Where the household may rent a unit, including inside and outside the housing authority' s jurisdiction; D. Types of eligible housing; E. An explanation of how portability works; F. An explanation of the advantages of living in an area that does not have a high concentration of low-income families; and 24 01/03/02 G. An explanation that the household share of rent may not exceed 40% of the household's monthly adjusted income. 6.2 BRIEFING PACKET 24 CFR 98Z301 (B) During the briefing, the ICHA is required to give the household a briefing packet covering at least the following subjects: A. The term of the voucher and the ICHA's policy on extensions and suspensions of the term, how to request an extension; B. How the ICHA determines the housing assistance payment (HAP) and total tenant payment (TTP) for the household; C. Information on the payment standard, exception payment standard rent areas and the utility allowance schedule; D. How the ICHA determines the maximum rent for an assisted unit; E. Where the household may lease a unit and an explanation of how portability works; F. The HUD-required tenancy addendum that provides the language that must be included in any assisted lease; G. The Request for Tenancy Approval form and an explanation of how to request ICHA approval of a unit; E. A statement of the ICHA's policy on providing information to prospective owners. This policy requires applicants to sign disclosure statements allowing the Iowa City Housing Authority to provide prospective owners with the household's current and prior addresses and the names and addresses of the landlords for those addresses. Upon request, the ICHA will also supply the following factual information, if known: 1. Drag-related or violent criminal activity 2. Landlord evictions 3. Lease violations 4. Terminationofhousing assistance I. The ICHA's subsidy standards, including when the ICHA will consider granting exceptions to the standards; 25 01/03/02 J. The HUD brochure on how to select a unit ("A Good Place to Live"); K. The HUD-required lead-based paint brochure; L. Information on federal, state and local equal opportunity laws; the brochure "Fair Housing: It's Your Right", and a copy of the housing discrimination complaint form; M. A list of landlords or other parties known to the Iowa City Housing Authority who may be willing to lease a unit to the household or help the household find a unit; N. Notice that if the household includes a person with disabilities, the household may request a current list of accessible units known to the Iowa City Housing Authority that may be available; O. The family's obligations under the program; P. The grounds upon which the Housing Authority may terminate assistance because of the household's action or inaction; Q. Iowa City Housing Authority informal hearing procedures, including when the Housing Authority is required to provide the opportunity for an informal hearing, and information on how to request a hearing; and R. Other information; e.g. FSS, change of income/family composition form. 6.3 ISSUANCE OF VOUCHER: REQUEST FOR TENANCY APPROVAL (RFTA) 24 CFR 982.302 Once all household information has been verified, eligibility determined and their subsidy calculated, the Iowa City Housing Authority will issue a voucher to the household when they attend the briefing. At this point the household begins their search for a unit. When the household finds a unit that the owner is willing to lease under the program, the household and the owner will complete and sign the RFTA form. The household will submit the proposed lease and the RFTA form to the ICHA during the term of the voucher. The ICHA will review and make an initial determination for approval of tenancy. The ICHA may assist in negotiating changes that may be required for the tenancy to be approvable. Once it appears the tenancy may be approvable, ICHA will schedule an appointment to inspect the unit within 15 days after the receipt of the RFTA. The 15 day period is suspended during any period the unit is unavailable for inspection. The ICHA will promptly notify the owner and the household whether the unit and tenancy is approved. During the initial stage of qualifying the unit, the ICHA will provide the prospective 26 01/03/02 owner, upon request, with information regarding the program. Information can include Housing Authority and owner responsibilities for screening and other essential program elements. All tenant screening is the responsibility of the owner. 6.4 TERM OF THE VOUCHER 24 CFR 982.303 The initial term of the voucher will be 120 days and will be stated on the Housing Choice Voucher. The Iowa City Housing Authority may grant one extension of the term, but the initial term plus any extension will not exceed 180 calendar days from the initial date of issuance. To obtain an extension, the household must make a request in writing prior to the expiration date. If the household documents their efforts and additional time can reasonably be expected to result in success, the ICHA will grant the length of request sought by the household, or 60 days, whichever is less. If the household includes a person with disabilities and the household requires an extension due to the disability, the ICHA will grant an extension allowing the household the full 180 days search time. Upon submission of a completed RFTA, the Iowa City Housing Authority will suspend the term of the voucher, this is referred to as "tolling." The term will be in suspension until the date the RFTA has been approved or denied which may be after the owner makes any necessary repairs. This policy allows families the full term (120 days, or mom, with extensions) to find a unit, not penalizing them for the period during which the ICHA is taking action on their request. Tolling is not allowed for arbitrary decisions by the tenant to no longer rent the specified unit. 6.5 APPROVAL TO LEASE A UNIT 24 CFR 982.353 The Iowa City Housing Authority will approve a tenancy if all of the following conditions are met: A. The unit is eligible; B. The unit is inspected by the Housing Authority and passes inspection; C. The lease includes the language of the tenancy addendum; D. The rent to owner is reasonable; E. The household's share of the rent does not exceed 40% of their monthly adjusted income; 27 01/03/o2 F. The owner has not been found to be debarred, suspended, or subject to a limited denial of participation by HUD or the Housing Authority; and G. The household continues to meet all eligibility and screening criteria. If tenancy approval is denied, the Housing Authority will advise the owner and the household of any actions they could take that would enable the Housing Authority to approve the tenancy. The assisted lease term may begin only after all of the following conditions are met: A. The unit passes the Iowa City Housing Code/HQS inspection; B. The household's share of rent does not exceed 40% of their monthly adjusted income; C. The landlord and tenant sign the lease to include the HUD required addendum; and D. The Housing Authority approves the assisted tenancy. The Housing Authority will prepare the HAP contract when the unit is approved for tenancy. The Housing Authority will not pay any housing assistance to the owner until the contract is executed and a signed lease is received by the ICHA. In no case will the contract be executed later than 60 days after the beginning of the lease term. Any contract executed after the 60-day period will be void and the Housing Authority will not pay housing assistance to the owner. 6.6 IOWA C1TY HOUSING AUTHORITY DISAPPROVAL OF OWNER The Housing Authority will deny participation by an owner at the direction of HUD. The Housing Authority will also deny the owner's participation for any of the reasons per 24 CFR 982.453 6. 7 INELIGIBLE/ELIGIBLE HOUSING Certain types of housing may not be assisted under the Section 8 Tenant-Based Program. 24 CFR 982.601 Exceptions: The Iowa City Housing Authority will approve a lease for any of the following special housing types as a reasonable accommodation for a household with disabilities: 28 01/03/02 A. Congregate housing B. Group homes C. Shared housing D. Cooperative housing E. Single room occupancy housing The Iowa City Housing Authority will approve leases for the following housing types: A. Single household dwellings B. Apartments/Duplex/Condominiums/Townhouse C. Manufactured housing D. Manufactured home space rentals 6.8 SECURITYDEPOSIT 24 CFR 982.313 The owner may collect a security deposit from the tenant in an amount not in excess of amounts charged in private market practice and not in excess of amounts charged by the owner to unassisted tenants per Iowa Code §562A.12. See appendix B. 7.0 MOVES WITH CONTINUED ASSISTANCE 24 CFR 982.314 Participating families are allowed to move to another unit after the initial lease term has expired or if the landlord and the participant have mutually agreed to terminate the lease, or if the Housing Authority has terminated the HAP contract. The Iowa City Housing Authority will issue the household a new voucher if the following apply: A. The household does not owe the Iowa City Housing Authority or any other Housing Authority money, B. The household has not violated a Family Obligation, C. The household has not moved within the last 12 months, D. The ICHA has sufficient funding for continued assistance, and E. The household has fulfilled lease obligations and proper notice has been give to the landlord and the ICHA. 29 01/03/02 (In special circumstances, if the move is necessitated for a reason other than household choice, the 12-month requirement can be waived upon ICHA approval.) 7.1 PROCEDURES REGARDING HOUSEHOLD MOVES 24 CFR 982.314 Families are required to give the ICHA proper written notice (no less than 30 days) of their intent to vacate the unit. During the lease, families may not end the lease. Owners may generate a request to the tenant to mutually agree to end the lease. If the household moves from the unit before the initial term of the lease ends without the owner's and the Iowa City Housing Authority's approval, it will be considered a serious lease violation, a violation of family obligation, and subject the household to termination from the program. The household is required to give the Iowa City Housing Authority a copy of notice to terminate the lease at the same time as it gives the notice to the landlord. A household's failure to provide a copy of the lease termination notice to the Iowa City Housing Authority will be considered a violation of Family Obligations and may cause the household to be terminated from the program. The ICHA provides a standard notice to vacate form for the client. The ICHA also provides a standard rescind notice to the owner if requested. Families participating in the Housing Choice Voucher Program will not be allowed to move more than once in any 12-month period and under no circumstances will the ICHA allow a participant to improperly break a lease. Under extraordinary circumstances the ICHA may consider allowing more than one move in a 12-month period. If a family has moved out of their assisted unit in violation of the lease, the ICHA will not issue a voucher and will terminate assistance in compliance with Section 17.0, Grounds for Termination of the Lease and Contract. Failure to follow the above procedures may subject the household to termination from the program. 8.0 PORTABILITY 24 CFR982.355 8.1 GENER,4L POLICIES OF THE ICH~4 24 CFR 982.353 A family, whose head of household or spouse has a domicile (legal residence) in the jurisdiction of the ICHA at the time the family first submits its application for participation in the program to the ICHA, may lease a unit anywhere in the jurisdiction of the ICHA or outside the ICHA jurisdiction as long as there is another entity operating a tenant-based Section 8 Program covering the location of the proposed unit. 30 01/03/02 If the head of household or spouse of the assisted family does not have a legal residence in the jurisdiction of the ICHA at the time of its application, the family will not have any right to lease a unit outside of the ICHA jurisdiction for a 12-month period beginning when the family is first admitted to the program (has an assisted lease). During this period, the family may only lease a unit located in the jurisdiction of the ICHA. Assisted families may only move to a jurisdiction where a Section 8 Program is being administered. &2 INCOME ELIGIBILITY A. At admission, a family must be income-eligible in the area where the family first leases a unit with assistance in the voucher program. B. If a portable family is already a participant in the initial housing authority's voucher program, income eligibility is not re-determined. &3 PORTABILITY: ADMINISTRATION BY RECEIVING HOUSING AUTHORITY A. When a family utilizes portability to move to an area outside the initial housing authority jurisdiction, another housing authority (the receiving housing authority) must administer assistance for the family if that housing authority has a tenant- based program covering the area where the unit is located. B. A housing authority with jurisdiction in the area where the family wants to lease a unit must issue the family a voucher. If there is more than one such housing authority, the initial housing authority may choose which housing authority shall become the receiving housing authority. &4 PORTABILITY PROCEDURES A. When the ICHA is the initial housing authority: 1. The ICHA will brief the family on the process that must take place to exemise portability. The family may be required to attend an applicant or mover's briefing. 2. The ICHA will determine whether the applicant family is income-eligible in the area where the family wants to lease a unit. 3. The ICHA will advise the family how to contact and request assistance from the receiving housing authority. 4. The ICHA will, within ten (10) calendar days, notify the receiving housing authority to expect the family. 31 01/03/o2 5. The ICHA will mail to the receiving housing authority the most recent HUD Form 50058 (Family Report) for the family and related verification information. B. When the ICHA is the receiving housing authority: 1. When the portable family requests assistance from the ICHA, the ICHA will, within ten (10) calendar days, inform the initial housing authority whether it will bill the initial housing authority for assistance on behalf of the portable family, or absorb the family into its own program. 2. The ICHA will issue a voucher to the family. The term of the ICHA's voucher will not expire before the expiration date of any initial housing authority's voucher. The ICHA will determine whether to extend the voucher term. The family must submit a Request for Tenancy Approval (RFTA) to the ICHA during the term of the ICHA's voucher. 3. The ICHA will determine the family unit size for the portable family. The family unit size is determined in accordance with the ICHA's subsidy standards. 4. The ICHA will, within ten (10) calendar days, notify the initial housing authority if the family has leased an eligible unit under the program, or if the family fails to submit a RFTA for an eligible unit within the term of the voucher. 5. If the ICHA opts to conduct a new reexamination, the ICHA will not delay issuing the family a voucher or otherwise delay approval of a unit unless the re-certification is necessary to determine income eligibility for an applicant. 6. In order to provide tenant-based assistance for portable families, the ICHA will perform all housing authority program functions, such as reexaminations of family income and composition. At any time, either the initial housing authority or the ICHA may make a determination to deny or terminate assistance to the family in accordance with 24 CFR 982.552. C. Absorption by the ICHA 1. If funding is available under the consolidated ACC for the ICHA's voucher program when the portable family is received, the ICHA will absorb the family into its voucher program. After absorption, the family is assisted with funds available under the consolidated ACC for the ICHA's tenant-based program. 32 Ol/O3/O2 D. Portability Billing 1. To cover assistance for a portable family, the receiving housing authority may bill the initial housing authority for housing assistance payments and administrative fees. The billing procedure will be as follows: a. As the initial housing authority, the ICHA will promptly reimburse the receiving housing authority for the full amount of the housing assistance payments made by the receiving housing authority for the portable family. The amount of the housing assistance payment for a portable family in the receiving housing authority's program is determined in the same manner as for other families in the receiving housing authority's program. b. The initial housing authority will promptly reimburse the receiving housing authority for 80% of the initial housing authority~s on- going administrative fee for each unit month that the family receives assistance under the tenant-based programs and is assisted by the receiving housing authority. If both housing authorities agree, they may negotiate a different amount of reimbursement. E. When a Portable Family Moves When a portable family moves out of the tenant-based program of a receiving housing authority that has not absorbed the family, the housing authority in the new jurisdiction to which the family moves becomes the receiving housing authority and the first receiving housing authority is no longer required to provide assistance for the family. 9.0 DETERMINATION OF FAMILY INCOME 24 CFR 5.609 AND .611 9.1 INCOME, EXCLUSIONS FROM INCOME, DEDUCTIONS FROM INCOME To determine annual income, the Iowa City Housing Authority will count the income of all family members, excluding the types and sources of income that are specifically excluded. Once annual income is determined, the ICHA subtracts all allowable deductions (allowances) as the next step in determining the Total Tenant Payment. When determining income, the ICHA reference is 24 CFR 5.609 and 1RS Publication 502 (see Appendix C) and HUD Handbook 4350.0 Chapter 27. 33 01/03/02 9.2 INCOME 24 CFR 53609 A. Annual income, as defined in 24 CFR $.609 Section $.3, will be used to determine tenant rent. Please see Appendix for further information and examples. HUD Handbook 7420.10Gl B. The following will also apply: 1. If it is not feasible to anticipate a level of income over a 12-month period (e.g., seasonal or cyclic income), the ICHA will use past income to predict expected future income. 2. Average income from various sources will be used when there is a history of temporary work employment that is steady throughout the year. 3. The ICHA will calculate projected annual income by annualizing current income. C. Income of Temporarily Absent Family Members: Ifa family member is temporarily out of the home for employment purposes, their income will be counted as part of the household income, even if this person is in a lease agreement elsewhere. D. Alimony or Child Support Income: The ICHA will include all amounts contained in the court or administration order unless it's able to verify the amounts which are not received or that an amount other than what was ordered is being received. The ICHA will attempt to verify this by reviewing correspondence from attorneys, computer print-outs from the Child Support Recovery Unit, court documents or any other documentation submitted for review that can be verified. E. Income from Real Estate: Notes & Mortgages Held by Active HCVP Participants - The interest portion of the payment multiplied by the number of payments will be counted as income. Income Producing Real Estate owned by HCVP Participants - If income tax returns are available, the net income on the return will be included with annual income. If no income tax return is available, the following will be calculated: 1. Rental income received multiplied by the frequency of payment 34 01/03/02 2. If there is a balance owed on the property, the annual interest will be deducted from income. F. Overpayment Deductions: When previous overpayments, such as from the Social Security Administration, are currently being deducted, the gross amount of the benefit minus the deduction for repayment will be used when determining annual income G. Assets converted to Trusts 9.3 EXCLUSIONS FROM INCOME 24 CFR 5.609 Annual income as defined in 24 CFR 5.609 will be excluded from income, and HUD Handbook 7420.10G, Section 5.3 The following will also apply: A. The ICHA will not include imputed welfare income in annual income if the family was not part of an assisted household. B. If the family member is a full time student, living away from home and is in a current lease agreement, this person will not be considered a dependent and therefore they will not be considered part of the assisted family. Their income will not be counted. C. If a family member is residing outside of the assisted family home and the ICHA can verify that they are not currently part of the "family" (such as a divorce decree, restraining order or other verifiable method), the income of this family member will not be counted. 9.4 DEDUCTIONS FROM ANNUAL INCOME 24 CFR 982.611 Applicable deductions will be made as provided in 24 CFR (5.611) and HUD Handbook 7420.10G, Section 5.5 Adjusted Income. In addition, when calculating medical expenses the ICHA will use IRS Publication 502 for allowable medical deductions. Only those expenses specifically outlined in IRS 502 or 24 CFR 5.61 l will be allowed. 10.0 VERIFICATION 24 CFR PART 5 The Iowa City Housing Authority will verify information related to waiting list preferences, eligibility, admission and level of benefits prior to admission. Periodically during occupancy, items related to eligibility and rent determination shall also be reviewed and verified. Income, assets, and expenses will be verified, as well as disability 35 01/03/02 status, need for a live-in aide and other reasonable accommodations, full time student status of household members 18 years of age and older, social security numbers, and citizenship/eligible noncitizen status. Age and relationship will only be verified in those instances where needed to make a determination of level of assistance. 10.1 ACCEPTABLE METHODS OF VERIFICATION Age, relationship, U.S. citizenship and social security numbers will generally be verified with documentation provided by the household. For United States citizenship, the household's self-certification will be accepted. Other necessary verifications will utilize photocopies of the social security cards and other documents presented by the household, the 1NS SAVE approval code, certified copies of birth certificates and other forms signed by the household. Other information will be verified by third party verification. This type of verification includes written documentation (with forms sent directly to and received directly from a source, not passed through the hands of the household.) This verification may also be direct contact with the source, in person or by telephone. It may also be a report generated by a request from the Iowa City Housing Authority or automatically by another government agency, e.g. the Social Security Administration. Verification forms and reports received will be contained in the applicant/tenant file. Oral third party documentation will include the same information as if the documentation had been written, e.g. name date of contact, amount received, etc. When third party verification cannot be obtained, the ICHA will accept documentation received from the applicant/participant. Verification from the client will only be accepted if the ICHA has been unable to obtain third party verification in a reasonable period of time. Photocopies of the documents provided by the household will be maintained in the file. When direct third party verification or documentation from the client (such as pay stubs) cannot be obtained, the ICHA may accept a notarized statement signed by the head of household, spouse or co-head. 10.2 TYPES OF VERIFICATION The chart below outlines the factors that may be verified and gives common examples of the verification that will be sought. To obtain written third party verification, the ICHA will send a request form to the source along with a release form signed by the applicant/participant via first class mail, fax or hand delivered. Verification Requirements for Individual Items Item to be Verified 3ra Party Verification Hand-carried Verification 36 01/03/02 Verification Requirements for Individual Items Item to be Verified 3rd Party Verification Hand-carried Verification General Eligibility Items Social Security Number Letter from Social Security, Social security card or passport electronic reports (if SSA provides) Citizenship N/A Signed HUD self-certification, birth certificate, etc. Eligible immigration status 1NS SAVE confirmation ii Permanent lawful resident card, 1 551 stamp on passport, or other INS documentation Disability Letter from medical professional, Proof of SSI or Social Security SSI, etc. disability payments Full time student status (if Verification from the High school students >18) school/educational institution where documents showing enrollment enrolled Need for a live-in aide Letter from physician verifying N/A condition requires a live-in-aide Childcare costs Verification from child care provider Bills and receipts of out of pocket childcare expenses Disability assistance Verification from suppliers, care Bills and records of payment expenses givers, etc. Medical expenses Verification from providers, Bills, receipts, records of Prescription record from pharmacy, payment, dates of trips, medical professional's letter stating mileage log, receipts for fares assistance or a companion animal is and tolls needed, etc. Value of and Income from Assets Savings, checking Verification from financial Passbook, most current accounts institution statements CDs, bonds, etc. Verification from financial Tax return, information institution brochure from institution, the CD, the bond Verification from broker or holding Stock or most current 37 01/03/02 Verification Requirements for Individual Items Item to be Verified 3ra Party Verification Hand-carried Verification Stocks company statement, price in newspaper or through the internet Real property Letter from tax office, assessment, Property tax statement (for etc. current value), assessment, records or income and expenses, tax return Personal property Assessment, bluebook, etc. Receipt for purchase, other evidence of worth Cash value of life Letter from insurance company Current statement insurance policies Assets disposed of for less N/A Original receipt and receipt at than fair market value disposition, other evidence of worth Income Earned income Verification from Employer Multiple pay stubs Self-employed N/A Tax return from prior year, books of accounts Regular gifts and Letter from source, letter from Bank deposits, other similar contributions organization receiving gift (e.g., if evidence grandmother pays day care provider, the day care provider could so state) Alimony/child support Court order, letter from source, letter Record of deposits, Collection from Human Services or Child Services Center, certified Support Recovery Unit payment history, payment record from Clerk of Court Periodic payments (i.e., Verification or electronic reports Award letter, letter announcing social security, welfare, from the source change in amount of future pensions, workers' payments compensation, unemployment) Training program Letter from program provider N/A participation indicating - whether enrolled or completed - whether training is HUD-funded 3 8 01/03/02 Verification Requirements for Individual Items Item to be Verified 3ra Party Verification }land-carried Verification - whether Federal, State, local govt., or local program - whether it is employment training - whether it has clearly defined goals and objectives - whether program has supportive services - whether payments are for out-of- pocket expenses incurred in order to participate in a program - date of first job after program completion 10.3 VERIFICATION OF CITIZENSHIP OR ELIGIBLE NONCITIZEN STATUS 24 CFR 5.512 The citizenship or eligible noncitizen status of each household member, regardless of age, must be determined. Prior to being admitted, all citizens and nationals will be required to sign a declaration under penalty of perjury. They will also be required to show proof of their status by such means as social security card, birth certificate, military ID or military DD 214 Form. Prior to being admitted, all eligible noncitizens who are 62 years of age or older will be required to sign a declaration under penalty of perjury. They will also be required to show proof of age. Prior to being admitted all, eligible noncitizens must sign a declaration of their status and a verification consent form and provide their original INS documentation. The ICHA will make a copy of the individual's INS documentation and place the copy in the file. The ICHA also will verify their status through the INS SAVE system. If the INS SAVE system cannot confirm eligibility, the Iowa City Housing Authority will mail information to the INS so a manual check can be made of INS records. Household members who do not claim to be citizens, nationals or eligible noncitizens, or whose status cannot be confirmed, must be listed on a statement of non-eligible members and the list must be signed by the head of household. Noncitizen students on student visas, though in the country legally, are not eligible to be admitted to the Section 8 Program. 39 01/03/02 Any household member who does not choose to declare his or her status must be listed on the statement of non-eligible members. If no household member is determined to be eligible under this section, the household's admission will be denied. The household's assistance will not be denied, delayed, reduced or terminated because of a delay in the process of determining eligible status under this section, with the exception of a delay caused by the household. If the ICHA determines that a household member has knowingly permitted an ineligible noncitizen (other than any ineligible noncitizens listed on the lease) to permanently reside in their Section 8 unit, the household's assistance will be terminated. Such household will not be eligible to be readmitted to Section 8 for a period of 24 months from the date of termination. 10.4 VERIFICATIONOFSOCIALSECURITYNUMBERS 24CFR5.216 Prior to admission, each household member who is at least six (6) years of age must provide verification of his or her social security number. Verification of social security numbers for all children under six (6) will be requested. Verification for social security cards for children in assisted households is required to be provided at the first regular reexamination after turning six (6). Verification of the social security number is the original social security card. If the card is not available, the ICHA will accept letters from the Social Security Administration that establish and state the number. Passports, or other official documents that establish and state the number, are also acceptable. If a member of a household indicates that they have a social security number, but cannot verify it, they shall be asked to certify to this fact and shall have up to 60 days to provide the verification. If the individual is at least 62 years of age, they will be given 120 days to provide the verification. If the individual fails to provide the verification within the time allowed, the household will be denied assistance or will have their assistance terminated. 10.5 TIMING OF VERIFICATION Verification must be dated within 60 days of issuance of a voucher or 120 days of a reexamination. If the verification is older than this, the source will be contacted and asked to provide information regarding any changes. When an interim reexamination is conducted, the ICHA will verify and update only those elements reported to have changed. 10.6 FREQUENCY OF OBTAINING VERIFICATION 40 01/03/02 For each household member, citizenship/eligible noncitizen status will be verified only once. This verification will be obtained prior to admission. In addition, prior to a new member joining the household, their status will be verified. For each household member, verification of social security number will be obtained only once. This verification will be obtained prior to admission. When a child tums six (6), their verification will be obtained at the next regular reexamination. 11.0 RENT AND HOUSING ASSISTANCE PAYMENT 11.1 RENT REASONABLENESS 24 CFR 982.507 (A) The ICHA will not approve an initial rent or a rent increase in the tenant-based program without determining that the rent amount is reasonable. Reasonableness is determined prior to the initial lease and at the following times: A. Before any increase in rent to owner is approved; B. If 60 days before the contract anniversary date there is a 5% decrease in the published FMR as compared to the previous FMR; and C. If the Iowa City Housing Authority or HUD directs that reasonableness be re- determined. 11.2 COMPARABILITY 24 CFR 982.507 (B) AND 3507 (¢) in making a rent reasonableness determination, the ICHA will compare the rent for the unit to the rent of comparable units in the same or comparable neighborhoods, The ICHA will consider the location, quality, size, number of bedrooms, age, amenities, housing services, maintenance and utilities of the unit and the comparable units. The ICHA will maintain current survey information on rental units in its jurisdiction. Owners are invited to submit information to the survey at any time. Owners may review the determination made on their unit and may submit additional information or make improvements to the unit that will enable the ICHA to establish a higher value. The owner must certify the rents charged for other units. By accepting the housing assistance payment each month the owner is certifying that the rent to owner is not more than the rent charged by the owner for comparable unassisted units in the premises. 11.3 MAXIMUM SUBS1D Y 24 CFR 982.508 The maximum payment standard for a voucher will be 110% of the published FMR or the exception payment standard approved by HUD. 41 Ol/03/02 The Fair Market Rent (FMR) published by HUD is used in calculating the payment standard which is used in determining the maximum subsidy for a household. For manufactured home space rental, the maximum subsidy is calculated using 40% of the two (2) bedroom FMR, as outlined in 24 CFR 982.623. 11.3.1 Setting the Payment Standard HUD requires that the payment standard be set by a housing authority at between 90% and 110% of the FMR. The ICHA will review its determination of the payment standard annually after publication of the FMRs. The ICHA will consider vacancy rates and rents in the market area, size and quality of units leased under the program, rents for units leased under the program, success rates of voucher holders in finding units and the percentage of annual income families are paying for rent under the voucher program. If it is determined that success rates will suffer or that families are having to rent low quality units or pay over 40% of income for rent, the payment standard may be raised to the level determined necessary to alleviate these hardships. If success levels are projected to be extremely high and rents are projected to be at or below 30% of income, then reduction of the payment standard will be considered. Payment standards for each bedroom size are evaluated separately so that the payment standard for one bedroom size may increase or decrease while another remains unchanged. The ICHA may consider adjusting payment standards at times other than the annual review when circumstances warrant. Before increasing any payment standard, the Iowa City Housing Authority will conduct a financial feasibility test to ensure that in using the higher standard, adequate funds will continue to be available to assist families in the program. 11.3.2 Selecting the Correct Payment Standard for a Household The intent of HUD requirements is that the smallest appropriate bedroom size be assigned to participant families without overcrowding. Bedroom size assignments will allow at least one bedroom for each two persons (24 CFR 982.402, 982.401) A. The payment standard for a household is the lower of: 1. The payment standard for the issued family unit size (listed on voucher); or 2. The payment standard for the unit size rented by the household. B. If the unit rented by a household is located in an exception rent area, ICHA will use the appropriate payment standard for the exception rent area. 42 Ol/O3/02 C. If there is a change in household unit size resulting from a change in household size or composition, the new household unit size will be considered when determining the payment standard at the next annual reexamination. 11.3.3 Area Exception Rents In order to help families find housing outside areas of high poverty, or when voucher holders are having trouble finding housing for lease under the program, the ICHA may request that HUD approve an exception payment standard rent for certain areas within its jurisdiction. The areas may be of any size, though generally not smaller than a census tract. The ICHA may request one such exception payment standard area or many. Exception payment standard rent authority may be requested for all or some unit sizes, or for all or some unit types. The current ICHA exception rent area includes the downtown census track for 0 and 1 bedroom units. When an exception payment standard rent has been approved and the FMR increases, the exception rent remains unchanged until such time as the ICHA requests and HUD approves a higher exception payment standard rent. If the FMR decreases, the exception payment standard rent authority automatically expires. 11.4 ASSISTANCE AND RENT FORMULAS 24 CFR 982.505 A. Total Tenant Payment* 24 CFR 5.628 The total tenant payment is equal to the highest off 1. 10% of monthly income 2. 30% of adjusted monthly income 3. $50 Minimum rent *Note that the participant is responsible to pay any rent above the payment standard. B. Minimum Rent 24 CFR 5.630 The Iowa City Housing Authority has set the minimum rent as $50.00. However, if the household requests a hardship exemption, the ICHA will suspend the minimum rent for the household beginning the month following the household's hardship request. The suspension will continue until the ICHA can determine whether hardship exists and whether the hardship is of a temporary or long-term nature. During suspension, the household will not be required to pay a minimum rent and the Housing Assistance Payment will be increased accordingly. 1. A hardship exists in the following circumstances: 43 01/03/02 a. When the household has lost eligibility for or is awaiting an eligibility determination for a federal, state or local assistance program; b. When the household would be evicted as a result of the imposition of the minimum rent requirement; c. When the income of the household has decreased because of changed circumstances, including loss of employment (excludes termination or voluntary dismissal); d. When the household has an increase in expenses because of changed circumstances, for medical costs, childcare, transportation, education, or similar items; or e. When a death has occurred in the household. 2. No hardship: If the ICHA determines there is no qualifying hardship, the minimum rent will be reinstated, including requiring back payment of minimum rent to the ICHA for the time of suspension. 3. Temporary hardship: If the ICHA determines that there is a qualifying hardship, but that it is of a temporary nature, the minimum rent will not be imposed for a period of 90 days from the date of the household's request. At the end of the 90-day period, the minimum rent will be imposed retroactively to the time of suspension. The ICHA will offer a reasonable repayment agreement for any minimum rent back payment paid by the ICHA on the household's behalf during the period of suspension. 4. Long-term hardship: If the ICHA determines there is a long-term hardship, the household will be exempt from the minimum rent requirement until the hardship no longer exists. 5. Appeals: The household may use the informal hearing procedure to appeal the ICHA's determination regarding the hardship. C. Section 8 Housing Choice Vouchers 24 CFR 982.508 and .628 1. The payment standard is set by the ICHA between 90% and 110% of the FMR or higher or lower with HUD approval. The ICHA payment standard is 110% of the FMR. 2. The participant pays the greater of the Total Tenant Payment or the minimum rent, plus the amount by which the gross rent exceeds the payment standard. 44 01/03/o2 3. No participant shall pay more than 40% of their monthly adjusted income for rent when initially renting any unit (initial lease up & moves). E. Manufactured Home Space Rental: Section 8 Vouchers 24 CFR 982.620-.624 1. The payment standard for a participant renting a manufactured home space is 40% of the published two (2) bedroom FMR multiplied by 110%. 2. The space rent is the sum of the following as determined by the Iowa City Housing Authority: a. Rent to the owner for the manufactured home space; b. Owner maintenance and management charges for the space; and c. Utility allowance for tenant paid utilities. 3.The participant pays the rent to owner less the HAP. 4.HAP equals the lesser of: a. The payment standard minus the total tenant payment; or b. The rent paid for rental of the real property on which the manufactured home owned by the household is located. F. Rent for Families under the Noncitizen Rule 24 CFR 5.5 l 6, .518, and .520 A mixed household will receive full continuation of assistance if all of the following conditions are met: 1. The household's head or spouse has eligible immigration status; and 2 The household does not include any person who does not have eligible status other than the head of household, the spouse of the head of household, any parent of the head or spouse, or any child (under the age of 18) of the head or spouse. The household's assistance is prorated in the following manner: 1. Find the prorated Housing Assistance Payment (HAP) by dividing the HAP by the total number of household members then multiplying the result by the number of eligible household members. 2. Obtain the prorated household share by subtracting the prorated HAP from the gross rent (contract rent plus utility allowance). 45 01/03/02 3. The prorated tenant rent equals the prorated household share minus the full utility allowance. 11.5 UTILITYALLOWANCE 24 CFR 982.517 The ICHA maintains a utility allowance schedule for all tenant-paid utilities (telephone & cable excluded), for cost of tenant-supplied refrigerators and ranges and for other tenant- paid housing services (e.g., trash collection, disposal of waste and refuse). The utility allowance schedule is determined based on the typical cost of utilities and services paid by energy-conservative households that occupy housing of a similar size and type in the same locality. In developing the schedule, the ICHA uses normal patterns of consumption for the community as a whole and current utility rates. The ICHA reviews the utility allowance schedule annually and revises any allowance for a utility category if there has been a change of 10% or more in the utility rate since the last time the utility allowance schedule was revised. The ICHA maintains information supporting the annual review of utility allowances and any revisions made in its utility allowance schedule. Participants may review this information at any time by making an appointment with the ICHA. The ICHA is required to use the appropriate utility allowance for the size of dwelling unit actually leased by the household (rather than the household unit size as determined under the ICHA subsidy standards.) At each reexamination, the ICHA applies the utility allowance from the most current utility allowance schedule. The ICHA will approve a request for a utility allowance that is higher than the applicable amount on the utility allowance schedule if a higher utility allowance is needed as a reasonable accommodation to make the program accessible to and usable by the household member with a disability. The utility allowance will be subtracted from the household's share to determine the amount of the tenant rent. The tenant rent is the amount the household owes each month to the owner. The amount of the utility allowance is then still available to the household to pay the cost of their utilities. Any utility cost above the allowance is the responsibility of the tenant. Any savings resulting from utility costs below the amount of the allowance belong to the tenant. 11.6 DISTRIBUTION OF HOUSING ASSISTANCE PAYMENT 24 CFR 982.514 The Iowa City Housing Authority pays the owner the Housing Assistance Payment (HAP) which is documented on the HAP Contract. The HAP may be all or part of the total rent. The iCHA is responsible only for the HAP and not the tenant payment. If 46 01/03/02 HAP payments from the ICHA are not made when due, the owner may charge the ICHA a late payment agreed to in the contract and in accordance with generally accepted practices in the ICHA's jurisdiction. 11.7 CHANGE OF OWNERSHIP The Iowa City Housing Authority requires a written request by the owner or agent who executed the HAP contract in order to make changes regarding who is to receive ICHA's rent payment or the address as to where the rent payment should be sent. In addition, the ICHA requires a written request from the new owner to process a change of ownership. The following documents must accompany the written request: A. Deed showing the transfer of title; and B. Tax Identification Number or social security number. New owners will be required to execute IRS form W-9. ICHA may withhold the rent payment until the taxpayer identification number is received. 12.0 INSPECTION POLICIES, HOUSING QUALITY STANDARDS AND DAMAGE CLAIMS 24 CFR 982.405 The Iowa City Housing Authority will inspect all units to ensure that they meet Housing Quality Standards (HQS). No unit will be initially placed on the Section 8 Program unless the HQS are met. Units will be inspected at least annually, and at other times as needed, to determine if the units meet HQS. The Iowa City Housing Authority must be allowed to inspect the dwelling unit at reasonable times with reasonable notice. The household and owner will be notified of the inspection appointment. If the household cannot be at home for the scheduled inspection appointment, the household must call and reschedule the inspection or make arrangements to enable the ICHA to enter the unit and complete the inspection. If the household misses the scheduled inspection and fails to reschedule the inspection, the Iowa City Housing Authority will only schedule one more inspection. If the household misses two inspections, the ICHA will consider the household to have violated a Family Obligation and their assistance will be terminated. 12.1 HOUSING QUALITY STANDARDS (HQS) 24 CFR 982.401 The City of Iowa City has integrated the Housing Quality Standards (HQS) into the Iowa City Housing Code to be enforced by the city, as stringent as, or more stringent than, 47 01/03/02 those in the HQS standard to insure the health safety and welfare of the occupants of dwellings. See appendix ????? 13.0 RECERTIFICATION 13.1 ANNU~IL REEXAMINATION 24 CFR 5.617 At least annually, the Iowa City Housing Authority will conduct a reexamination of household income, household composition and other circumstances. The results of the reexamination determine the rent the household will pay and whether the household subsidy is con'ect based on the household unit size. The ICHA will send a notification letter to the household letting them know it is time for their annual reexamination. The letter includes fo~ms for the household to complete. The letter tells families who might need to make alternate arrangements due to a disability that they may contact staff to request an accommodation of their needs. The household will provide all information regarding income, assets, expenses and other information necessary to determine the household's share of rent. The household will sign the HUD consent form and other consent forms that later will be mailed to the sources that will verify the household circumstances. Upon receipt of verification, the Iowa City Housing Authority will determine the household's adjusted annual income and will calculate tenant rent. The Iowa City Housing Authority will send a notification letter to the family letting them know that it is time for their annual reexamination, and giving them the option of selecting either the flat rent or formula method. If the family thinks they may want to switch from a flat rent to a formula rent, they should request an appointment. At the appointment, the family will make their final decision regarding which rent method they will choose. The letter also includes forms for the fanfily to complete in preparation for their annual review. The letter tells families who may need to make alternate arrangements due to a disability that they may contact staff to request an accommodation of their needs. The Iowa City Housing Authority will determine whether family composition may require a transfer to a different bedroom size unit, and if so, the family's name will placed on the transfer list. 13.1.1 Effective Date of Rent Changes for Annual Reexaminations The new household share will generally be effective on the annual renewal date with 30 days notice of any rent increase to the household. If the rent determination is delayed due to a reason beyond the control of the household, any rent increase will be effective the first of the month after the month in which the 48 01/03/02 household receives a 30 day notice of the amount. If the new rent is a reduction and the delay is beyond the control of the household, the reduction will be effective as scheduled on the anniversary date. If the household caused the delay they will not receive a 30 day notice of any increase in rent. The increase will be effective on the annual renewal date. 13.1.2 Missing Paperwork If the household fails to respond to the letter, a second reminder letter will be mailed. If there is still no response a termination letter will be sent. 13.2 INTERIM REEX/IMIN~4 TIONS During an interim reexamination, only the information affected by the changes being reported will be reviewed and verified. Families are required to report increases in household income or changes in family composition, in writing, to the Iowa City Housing Authority between regular reexaminations within 30 days of the effective date of the change (example, from the date of employment.) The following are samples of changes that will trigger an interim reexamination: A. A member has been added to the household through birth or adoption or court- awarded custody; B. The family's income changes; C. A household member is leaving or has left the household unit; D. Household break-up: In circumstances of a household break-up, the ICHA will make a determination which household member will retain the voucher, taking into consideration the following factors: 1. To whom the voucher was issued; 2. The interest of minor children or of ill, elderly, or disabled household members; 3. Whether the assistance should remain with the household members remaining in the unit; and 49 01/03/02 4. Whether household members were forced to leave the unit as a result of actual or threatened physical violence by a spouse or other member(s) of the household. If a court determines the disposition of property between members of the assisted household in a divorce or separate maintenance decree, the Iowa City Housing Authority will be bound by the court's determination of which household members continue to receive assistance in the program. Because of the number of possible different circumstances in which a determination will have to be made, the ICHA will make determinations on a case by case basis. The ICHA will issue a determination within ten (10) calendar days of the request for a determination. The household member requesting the determination may request an informal hearing in compliance with the informal hearings in Section 16.3. In order to add a household member other than through birth or adoption the household must request that the new member be added to the lease. Before adding the new member to the lease, the individual must complete an application form stating their income, assets and all other information required of an applicant. The individual must provide their social security number if they have one and must verify their citizenship/eligible immigrant status (Their housing will not be delayed due to delays in verifying eligible immigrant status other than delays caused by the household.) The new household member will go through the screening process similar to the process for applicants. The ICHA will determine the eligibility of the individual before allowing them to be added to the lease. If the individual is found to be ineligible, or does not pass the screening criteria, they will be advised in writing and given the opportunity for an informal review. If they are found to be eligible and do pass the screening criteria, the Iowa City Housing Authority will grant approval to add their name to the lease. At the same time, the household's annual income will be recalculated, taking into account the income and circumstances of the new household member. The effective date of the new rent will be in accordance with paragraph 14.2.2 below. Families are not required to, but may at any time, request an interim reexamination based on a decrease in income, an increase in allowable expenses, or other changes in household circumstances. Upon such request, the ICHA will take timely action to process the interim reexamination and recalculate the household share. 13.2.1 Special Reexaminations If a household's income is too unstable to project for 12 months, including families that temporarily have no income or have a temporary decrease in income, the Iowa City Housing Authority may schedule special reexaminations every 60 days until the income stabilizes and an annual income can be determined. 50 01/03/02 13.2.2 Effective Date of Rent Changes Due to Interim or Special Reexaminations Unless there is a delay in reexamination processing caused by the household, any rent increase will bc effective the first day of the second month after the month in which thc household receives notice of thc new rent amount. If the household causes a delay, then thc rent increase will bc effective on the date it would have been effective had the process not been delayed (even if this means a retroactive increase). If changes arc not reported properly, (by the 20th of the month) and the tenant rent increases, the effective date will be thc first of thc next month after thc change is reported. Furthermore, any repayment will be effective thc first of thc month after thc effective date of the change. If the new rent is a reduction and any delay is beyond the control of the household, thc reduction will be effective thc first of thc month after the interim reexamination should have been completed provided notification to thc ICHA has occurred before thc 20th Of the month. If the new rent is a reduction and thc household caused thc delay or did not report thc change in a timely manner, the change will be effective the first day of the month after the rent amount is determined. All changes must be reported by thc 20th of thc month. 14.0 TERMINATION OF ASSISTANCE The Iowa City Housing Authority must, at any time, terminate housing assistance for the following reasons: A. If any household member violates any family obligation under thc program. 24 CFR 982.552 (c)(1)(i) B. If a household member fails to sign and submit consent forms. 24 CFR 982.552 (b)(3) C. If a household fails to establish citizenship or eligible immigrant status and is not eligible for, or does not elect, continuation of assistance, pro-ration of assistance, or temporary deferral of assistance. If the ICHA determines that a household member has knowingly permitted an ineligible noncitizen (other than any ineligible noncitizens listed on the lease) to permanently reside in their Section 8 unit, the household's assistance will be terminated. Such household will not be eligible to be readmitted to Section 8 for a period of 24 months from the date of termination. 24 CFR 982.552 (b)(4) D. If any member of the household has ever been evicted from federally assisted housing in the last 5 years. 24 CFR 982.552 (c)(1)(ii) 51 01/03/02 E. Currently engage in illegal use of drugs. 552(b)(1)(I)(a) F. If a household member who has been convicted of manufacturing or producing methamphetamine (speed) on the premises of federally assisted housing. 24CFR 982.553 (b)(1)(ii) The Iowa City Housing Authority may, at any time, terminate housing assistance for the following reasons: A. If a housing authority has ever terminated assistance under the certificate or voucher program for any member of the household. B. If any member of the household commits drug-related criminal activity, or violent criminal activity. 24 CFR 982.553 Violent criminal activity is any criminal activity that has as one of its elements the use, attempted use, or threatened use of physical force substantial enough to cause, or be reasonably likely to cause, serious bodily injury or property damage. 24 CFR 5.100 C. If any member of the household commits fraud, bribery or any other corrupt or criminal act in connection with any federal housing program. 24 CFR 982.552 (c)(1)(iv) D. If the household currently owes rent, or other amounts to the housing authority or to another housing authority in connection with Section 8, public housing, or other public housing assistance under the 1937 Act. 24 CFR 982.552 (c)(1)(v) E. If the household has not reimbursed any housing authority for amounts paid to an owner under a HAP contract for rent, damages to the unit, or other amounts owed by the household under the lease. 24 CFR 982.552 (c)(1)(vi) F. If the household breaches an agreement with the housing authority to pay amounts owed to a housing authority, or amounts paid to an owner by a housing authority. (The housing authority, at its discretion, may offer a household the opportunity to enter into an agreement to pay amounts owed to a housing authority or amounts paid to an owner by a housing authority. The housing authority may prescribe the terms of the agreement.) 24 CFR 982.552 (c)(1)(vii) G. If a household participating in the FSS Program fails to comply, without good cause, with the household's FSS contract of participation. 24 CFR 982.552 (c)(cl)(viii) 52 01/03/02 H. If the household has engaged in or threatened abusive or violent behavior toward housing authority personnel. 24 CFR 982.552 (c)(1)(ix) I. If a household member's illegal use (or pattem of illegal use) of a controlled substance, or whose abuse or pattern of abuse of alcohol, is determined by the Iowa City Housing Authority may threaten the health, safety, or right to peaceful enjoyment of the premises by other residents. 24 CFR 982.553 (b)(3) J. If a landlord and tenant mutually agree to rescind a lease and the tenant remains in the unit. K. If a household family member violates the ICHA's policy on absence from a unit. 24 CFR 982.551 (h)(3) L. If any household member has been evicted from federally assisted housing in the last five years. 24 CFR 982.552 (c)(1)(ii) M. The family will not allow anyone to live in their unit or use their address to receive mail. If this is found to be true, the ICHA will consider this person a part of the assisted household and the household may lose their assistance because of an unauthorized person. 24 CFR 982.551 (h)(2) 15.0 PENALTIES, COMPLAINTS, INFORMAL REVIEWS FOR APPLICANTS, INFORMAL HEARINGS FOR PARTICIPANTS 15.1 PENAL TIES Tenants terminated by the Iowa City Housing Authority will be denied all forms of rental assistance and may not reapply for a minimum of 1 year and a maximum of 3 years pending the determination of the ICHA or the Hearing Officer. Severity and duplication of the violation will be taken into consideration when determining the duration of the penalty and the tenant will be notified in writing of the decision. 15.2 COMPLAINTS The ICHA will investigate and respond to complaints by participant families, owners and the general public. The 1CHA may require that complaints, other than HQS violations be put in writing. Anonymous complaints are investigated whenever possible. 53 01/03/02 15.3 INFORMAL REVIEW FOR THE APPLICANT 24 CFR 982.554 A. Informal Review for the Applicant: The Iowa City Housing Authority will give an applicant for the Section 8 Program, prompt notice of a decision denying assistance to thc applicant. The notice will contain a brief statement of thc masons for the ICHA decision. The notice will state that the applicant may request an informal review within ten (10) calendar days of the denial and will describe how to obtain the informal review. B. When an Informal Review is not required: The ICHA will not provide the applicant an opportunity for an informal review for any of the following reasons: 1. A determination of the household unit size under ICHA subsidy standards. 2. An ICHA determination not to approve an extension or suspension of a voucher term. 3. An ICHA determination not to grant approval to lease a unit under the program or to approve a proposed lease. 4. An ICHA determination that a unit selected by the applicant is not in compliance with HQS. 5. An ICHA determination that the unit is not in accordance with HQS because of household size or composition. 6. General policy issues or class grievances. 7. Discretionary administrative determinations by the ICHA. C. Review Process: The ICHA will give an applicant an opportunity for an informal review of the ICHA decision denying assistance to the applicant. The procedure is as follows: 1. The review will be conducted by any person or persons designated by the ICHA, other than the person who made or approved the decision under review, or a subordinate of this person. 2. The applicant will be given an opportunity to present written or oral objections to the ICHA decision. 54 01/03/02 3. The ICHA will notify the applicant of ICHA decision after the informal review within fourteen (14) calendar days. The notification will include a brief statement of the reasons for the final decision. D. Considering Cimumstances: 24 CFR 982.552 (c)(2) In deciding whether to terminate assistance because of action or inaction by members of the household, the ICHA may consider all of the cimumstances in each case, including the seriousness of the case, the extent of participation or culpability of individual household members and the effects of denial or termination of assistance on other household members who were not involved in the action or failure. The ICHA may impose, as a condition of continued assistance for other household members, a requirement that household members who participated in, or were culpable for, the action or failure will not reside in the unit. The ICHA may permit the other members of a participant household to continue receiving assistance. If the ICHA seeks to terminate assistance because of illegal use, or possession for personal use, of a controlled substance or pattern of abuse of alcohol, ICHA provides notice to the household of the ICHA determination to deny or terminate assistance. In determining whether to terminate assistance for these reasons the ICHA may consider evidence of whether the household member: 1. Has successfully completed a supervised drug or alcohol rehabilitation program (as applicable) and is no longer engaging in the illegal use of a controlled substance or abuse of alcohol; 2. Has otherwise been rehabilitated successfully and is no longer engaging in the illegal use of a controlled substance or abuse of alcohol; or 3. Is participating in a supervised drug or alcohol rehabilitation program and is no longer engaging in the illegal use of a controlled substance or abuse of alcohol. E. Informal Review Procedures for Denial of Assistance on the Basis of Ineligible Immigration Status: 24 CFR 982.554 (d) The applicant household may request that the ICHA provide for an informal review after the household has notification of the INS decision on appeal, or in lieu of request of appeal to the 1NS. This request must be made by the applicant household within 30 days of receipt of the Notice of Denial or Termination of Assistance, or within 30 days of receipt of the INS appeal decision. For applicant families, the Informal Review Process above will be utilized with the exception that the applicant household will have up to 30 days of receipt of 55 01/03/02 the Notice of Denial or Termination of Assistance, or of the INS appeal decision to request the review. 15.4 INFORMAL HEARINGS FOR PARTICIPANTS 24 CFR 98Z555 A. When a Hearing is not required: The ICHA will not provide a participant household an opportunity for an informal hearing for any of the following reasons: 1. Discretionary administrative determinations by the ICHA. 2. General policy issues or class grievances. 3. Establishment of the ICHA schedule of utility allowances for families in the program. 4. An ICHA determination not to approve an extension or suspension of a voucher term. 5. An ICHA determination not to approve a unit or lease. 6. An ICHA determination that an assisted unit is not in compliance with HQS. However, the Iowa City Housing Authority will provide the opportunity for an informal hearing for a decision to terminate assistance for a breach of the HQS caused by the household. 7. An ICHA determination that the unit is not in accordance with HQS because of the household size. 8. A determination by the ICHA to exercise or not exercise any tight or remedy against the owner under a HAP contract. C. Notice to the Household: 1. The ICHA will notify the household that the household may ask for an explanation of the basis of the ICHA's determination and that if the household does not agree with the determination, the household may request an informal heating on the decision. 2. The ICHA will give the household prompt written notice that the household may request a hearing within ten (10) calendar days of the notification. The notice will: a. Contain a brief statement of the reasons for the decision; and 56 01/03/02 b. State if the household does not agree with the decision, the household may request an informal heating on the decision within tne (10) calendar days of the notification. C. Hearing Procedures: The ICHA and participants will adhere to the following procedures: 1. Discovery a. The household will be given the opportunity to examine, before the heating, any ICHA documents that are directly relevant to the heating. The household will be allowed to copy any such documents at the household's expense. If ICHA does not make the documents available for examination on request of the household, the ICHA may not rely on the documents at the hearing. b. The ICHA will be given the opportunity to examine, at ICHA's offices before the hearing, any household documents that are directly relevant to the hearing. The ICHA will be allowed to copy any such document at the ICHA's expense. If the household does not make the documents available for examination on request of the ICHA, the household may not rely on the document at the hearing. Note: The term document includes records and regulations. 2. Representation of the Household A lawyer, or other representative may represent the household at its own expense. 3. Hearing Officer a. The heating will be conducted by any person or persons designated by the ICHA, other than a person who made or approved the decision under review, or a subordinate of this person. b. The person who conducts the heating will regulate the conduct of the hearing in accordance with the ICHA hearing procedures. 4. Evidence The ICHA and the household must have the opportunity to present evidence and may question any witnesses. Evidence may be considered 57 01/03/02 without regard to admissibility under the rules of evidence applicable to judicial proceedings. 5. Issuance of Decision The person who conducts the hearing must issue a written decision within fourteen (14) calendar days from the date of the hearing, stating briefly the masons for the decision. Factual determinations relating to the individual circumstances of the household shall be based on a preponderance of the evidence presented at the hearing. 6. Effect of the Decision The Iowa City Housing Authority is not bound by a heating decision: a. Concerning a matter for which the ICHA is not required to provide an opportunity for an informal hearing under this section, or that otherwise exceeds the authority of the person conducting the heating under the ICHA hearing procedures. b. Contrary to HUD regulations or requirements, or otherwise contrary to federal, state, or local law. c. If the ICHA determines that it is not bound by a hearing decision, the ICHA will notify the household within fourteen (14) calendar days of the determination, and of the reasons for the determination. E. Informal Heating Procedures for Denial of Assistance on the Basis of Ineligible Immigration Status: 24 CFR 982.555(g) The participant household may request that the ICHA provide for an informal hearing after the household has notification of the 1NS decision on appeal, or in lieu ofmquest of appeal to the INS. This request must be made by the participant household within 30 days of receipt of the Notice of Denial or Termination of Assistance, or within 30 days of receipt of the INS appeal decision. For the participant families, the Informal Hearing Process above will be utilized with the exception that the participant household will have up to 30 days of receipt of the Notice of Denial or Termination of Assistance, or of the INS appeal decision. 16.0REPAYMENT AGREEMENTS 24 CFR 982.552 (c)(1)(vii) Family Break-Ups - If there is a family break up and the initial household owes the ICHA a debt, the person leaving the household (if head, spouse, other adult) will be held jointly 5 8 01/o3/02 and severally liable for the debt. The responsible parties may not reapply or receive assistance in another assisted household until the debt is paid. This includes an individual being added as a live-in aid. If a participant owes money to the ICHA, the ICHA requires the participant to enter into a repayment agreement or repay the entire amount on demand. If the participant does not comply with the repayment agreement, the ICHA may terminate the participant from the program. However, the ICHA will consider extenuating circumstances on a case-by-case basis. If the ICHA determines that the family committed fraud or was grossly irresponsible, the ICHA may require the family to repay the entire amount in full or have its assistance terminated, since fraud or gross irresponsibility are considered a violation of a family obligation. In no case does the ICHA have a responsibility to enter into a repayment agreement. If the family's assistance is terminated and repayment has not been made, the money will still be considered to be owed and the ICHA may take action to collect the amounts owed. (See also Section II, A. (8) Eligibility Criteria, Section XI,D. (6) Family Moves with Continued Assistance and Section XII,B. Housing Assistance Terminations, 1.i.) 17.0 VISITORS Approval for visitors must be obtained by a landlord in accordance with the lease. The ICHA should be notified of any long-term visitors. Anyone "visiting" for longer than 30 days will be considered part of the assisted household. 18.0RENTING TO FAMILY MEMBERS 982.306 (d) The PHA must not approve a unit if the owner is the parent, including step-parents, step- grandparents, sister-in-law, brother-in-law, child, grandparent, grandchild, sister, or brother of any member of the family, unless the PHA determines that approving the unit would provide reasonable accommodation for a family member who is a person with disabilities. This restriction against PHA approval of a unit only applies at the time a family initially receives tenant-based assistance for occupancy of a particular unit, but does not apply to PHA approval of a new tenancy with continued tenant-based assistance in the same unit. The above provision will also apply to the "would be" parent or other relative of an unborn child. 59 01/03/02 APPENDIX A TABLE OF INCOME GUIDELINES AND DEFINITIONS FOR IOWA CITY Effective March 29, 2001 Household 30% Median Income 50% Median 60% Median 80% Median Median Size (Poverty Level) Income Income Income Income (Iow incomO 1 $13,200 $22,000 $26,400 $35,200 $44,000 2 15,100 25,150 30,180 40,250 50,300 3 I7,000 28,300 33,960 45,300 56,600 4 18,850 31,450 37,740 50,300 62,900 5 20,400 33,950 40,740 54,350 67,900 6 21,900 36,500 43,800 58,350 73,000 7 23,400 39,000 46,800 62,400 78,000 8 24,900 41,500 49,800 66,400 83,000 60 01/03/02 APPENDIX B (A copy of the Iowa Tenant Landlord Law will be inserted upon adoption of the Administrative Plan) 61 01/03/o2 APPENDIX C (A copy of the IRS Publication 502 will be inserted upon adoption of the Administrative Plan) 62 01/03/02 GLOSSARY 1937 Itousing Act: The United States Housing Act of 1937. [42 U.S.C. 1437 et seq.] Absorption: In portability, the point at which a receiving housing authority stops billing the initial housing authority for assistance on behalf of a portable household. [24 CFR 982.4] Adjusted Annual Income: The amount of household income, after deductions for specified allowances, on which tenant rent is based. Administrative fee: Fee paid by HUD to the housing authority for the administration of the program. Administrative Plan:The plan that describes housing authority policies for the administration of the tenant-based programs. Admission: This is the point when the household becomes a participant in the program. The effective date of the first HAP Contract for a household (first day of initial lease term) in a tenant based program. Adult: A household member who is 18 years or older, or who is the head of the household, spouse or co-head. Allowances: Amounts deducted from the household's annual income in determining adjusted annual income (the income amount used in the rent calculation). Allowances are given for elderly families, dependents, medical expenses for elderly families, disability expenses and child care expenses for children under thirteen (13) years of age. Other allowance can be given at the discretion of the housing authority. Amortization Payment: In a manufactured home space rental, the monthly debt service payment by the household to amortize the purchase price of the manufactured home. Annual Contributions Contract (ACC): The written contract between HUD and a housing authority under which HUD agrees to provide funding for a program under the 1937 Act, and the housing authority agrees to comply with HUD requirements for the program. Annual Income: All amounts, monetary or not, that: a. Go to (or on behalf of) the household head or spouse (even if temporarily absent) or to any other household member, or b. Are anticipated to be received from a source outside the household during the 12-month period following admission or annual reexamination effective date; and c. Are not specifically excluded from annual income. 63 01/03/02 d. Annual income also includes amounts derived (during the 12-month period) from assets to which any member of the household has access. Applicant (applicant household): A household that has applied for admission to a program but is not yet a participant in the program. Assets:see net household assets. Asset Income: Income received from assets held by household members. If assets total more than $5,000, income from the assets is "imputed" and the greater of actual asset income and imputed asset income is counted in annual income. Assisted lease (lease): A written agreement between an owner and a household for the leasing of a dwelling unit to the household. The lease establishes the conditions for occupancy of the dwelling unit by a household with housing assistance payments under a HAP contract between the owner and the housing authority. Certification: The examination of a household's income, expenses, and household composition to determine the household's eligibility for program participation and to calculate the household's rent for the following 12 months. Child: For purposes of citizenship regulations, a member of the household other than the household head or spouse who is under 18 years of age. Child care expenses: Amounts anticipated to be paid by the household for the care of children under thirteen (13) years of age during the period for which annual income is computed, but only where such care is necessary to enable a household member to actively seek employment, be gainfully employed, or to further his or her education and only to the extent such amounts are not reimbursed. The amount deducted shall reflect reasonable charges for childcare. In the case of childcare necessary to permit employment, the amount deducted shall not exceed the amount of employment income that is included in annual income. Citizen: A citizen by birth or national of the United States. Common space: In shared housing, space available for use by the assisted household and other occupants of the unit. Congregate housing: Housing for elderly or persons with disabilities that meets the HQS for congregate housing as defined by state code Consent form: Any consent form approved by HUD to be signed by assistance applicants and participants for the purpose of obtaining income information from employers and SWICAs, return information from the Social Security Administration, and return information for unearned income from the Internal Revenue Service. The consent forms may authorize the collection of 64 01/03/02 other information from assistance applicants or participant to determine eligibility or level of benefits. Contiguous MSA: In portability, an MSA that shares a common boundary with the MSA in which the jurisdiction of the initial housing authority is located. Continuously assisted: An applicant is continuously assisted under the 1937 Housing Act if the household is already receiving assistance under any 1937 Housing Act program when the household is admitted to the voucher program. Cooperative: Housing owned by a non-profit corporation or association, and where a member of the corporation or association has the right to reside in a particular apartment, and to participate in management of the housing as defined by state code. Domicile: The legal residence of the household head or spouse as determined in accordance with state and local law. Decent, safe, and sanitary: Housing is decent, safe and sanitary if it satisfies the applicable housing quality standards. Department: The Department of Housing and Urban Development. Dependent: A member of the household, (except foster children and foster adults) other than the household head or spouse, who is under 18 years of age, is a person with a disability, or is a full- time student. Disabilty: See "person with disabilities" Disability assistance expenses: Reasonable expenses that are anticipated, during the period for which annual income is computed, for attendant care and auxiliary apparatus for a disabled household member and that are necessary to enable a household member (including the disabled member) to be employed, provided that the expenses are neither paid to a member of the household, nor reimbursed by an outside source. Disabled household: A household whose head, spouse, or sole member is a person with disabilities; or two or more persons with disabilities living together; or one or more persons with disabilities living with one or more live-in aides. Disabled person: See "person with disabilities." Displaced household: A household in which each member, or whose sole member is a person displaced by governmental action (such as urban renewal), or a person whose dwelling has been extensively damaged or destroyed as a result of a disaster declared, or otherwise formally recognized pursuant to federal disaster relief laws. 65 01/03/02 Displaced person: A person displaced by governmental action (such as urban renewal), or a person whose dwelling has been extensively damaged or destroyed as a result of a disaster declared, or otherwise formally recognized pursuant to federal disaster relief laws. Drug-related criminal activity: Illegal use or personal use of a controlled substance, and the illegal manufacture, sale, distribution, use or possession with intent to manufacture, sell, distribute or use, of a controlled substance. Drug trafficking: The illegal manufacture, sale, or distribution, or the possession with intent to manufacture, sell, or distribute, of a controlled substance. Elderly household: A household whose head, spouse, or sole member is a person who is at least 62 years of age; or two or more persons who are at least 62 years of age living together; or one or more persons who are at least 62 years of age living with one or more live-in aides. Elderly person: A person who is at least 62 years of age. Evidence of citizenship or eligible status: The documents that must be submitted to evidence citizenship or eligible immigration status. Exception rent: An amount that exceeds the published fair market rent. Extremely low-income families: Those families whose income does not exceed 30% of the median income for the area, as determined by HUD. Fair Housing Act: Title VIII of the Civil Rights Act of 1968, as amended by the Fair Housing Amendments Act of 1988 (42 U.S.C. 3601 et seq.). Fair market rent (FMR): The rent, including the cost of utilities (except telephone), as established by HUD for units of varying sizes (by number of bedrooms), that must be paid in the housing market area to rent privately owned, existing, decent, safe and sanitary rental housing of modest (non-luxury) nature with suitable amenities. FMRs are published periodically in the Federal Register. Family must meet one of the following: I. A single person 62 years or older. 2. A disabled person either who is 18 years or older and is not declared as a dependent by a parent or guardian or who is a dependent living in a group home or similar supervised residence. 3. A household with a child or children who resides in the unit 51% of the time. (A child who is temporarily away from the home because of placement in foster care is considered a member of the family). 4. Two or more elderly persons or disabled persons living together, or one or more elderly or disabled persons living with one or more live-in aides. 5. Txvo or more persons related by blood, marriage, domestic partnership (certified by City of Iowa City Clerk)), adoption or placement by a governmental or social service agency, as defined by City of Iowa City code. 66 01/03/02 Family members: includes all household members except live-in aides, foster children and foster adults. All household members permanently reside in the unit, though they may be temporarily absent. All household members are listed on the HUD-50058. Family self-sufficiencyprogram(FSSprogram): The program established by a housing authority to promote self-sufficiency of assisted families, including the coordination of supportive services (42 U.S.C. 1437u). Family share: The portion of rent and utilities paid by the household. Housing: Same as family definitions/synonymous terms. Household unit size: The appropriate number of bedrooms for a household as determined by the housing authority under the housing authority's subsidy standards. 50058 Form: The HUD form that housing authorities are required to complete for each assisted household in public housing to record information used in the certification and re-certification process, and, at the option of the housing authority, for interim reexaminations. FMR/exception rent limit: The Section 8 existing housing fair market rent published by HUD headquarters, or any exception rent. For a tenancy in the voucher program, the housing authority may adopt a payment standard up to the FMR/exception rent limit. Full-time student: A person who is carrying a subject load that is considered full-time for day students under the standards and practices of the educational institution attended. An educational institution includes a vocational school with a diploma or certificate program, as well as an institution offering a college degree. Gross rent: The sum of the rent to the owner plus any utilities. Group Home: A dwelling unit that is licensed by a state as a group home for the exclusive residential use of two to twelve persons who are elderly or persons with disabilities (including any live-in aide). Head of household: The adult member of the family who is the head of the household for purposes of determining income eligibility and rent. Household members: Include all individuals who reside or will reside in the unit and who are listed on the lease, including live-in aides, foster children and foster adults. Housing Assistance Payment (HAP): The monthly assistance by a housing authority, which includes a payment to the owner for rent to the owner under the household's lease and an additional payment to the household if the total assistance payment exceeds the rent to owner. Housing quality standards (HQS): The HUD minimum quality standards for housing assisted under the Section 8 Program. 67 01/03/02 Housing voucher: A document issued by a housing authority to a household selected for admission to the voucher program. This document describes the program and the procedures for housing authority approval of a unit selected by the household. The voucher also states the obligations of the household under the program. Housing voucher holder: A household that has an unexpired housing voucher. Imputed income: For households with net household assets of more than $5,000, the amount calculated by multiplying net household assets by a HUD-specified percentage. If imputed income is more than actual income from assets, the imputed amount is used in determining annual income. Income category: Designates a household's income range. There are three categories: low income, very low income and extremely low-income. Incremental income: The increased portion of income between the total amount of welfare and earnings of a household member prior to enrollment in a training program and welfare and earnings of the household member after enrollment in the training program. All other amounts, increases and decreases, are treated in the usual manner in determining annual income. Initial Housing Authority: In portability, both: (1) a housing authority that originally selected a household that later decides to move out of the jurisdiction of the selected housing authority; and (2) a housing authority that absorbed a household that later decides to move out of the jurisdiction of the absorbing housing authority. Initial payment standard: The payment standard at the beginning of the HAP contract term. Initial rent to owner: The rent to owner at the beginning of the initial lease term. Interim (examination): A reexamination of a household's income, expenses, and household status conducted between the annual re-certifications when a change in a household's circumstances warrant such a reexamination. Jurisdiction: The area in which the housing authority has authority under state and local law to administer the program. Lease: A written agreement between an owner and tenant for the leasing ora dwelling unit to the tenant. The lease establishes the conditions for occupancy of the dwelling unit by a household with housing assistance payments under a HAP Contract between the owner and the housing authority. Live-in aide: A person who resides with one or more elderly persons, or near-elderly persons, or persons with disabilities, and who: a. Is determined to be essential to the care and well-being of the persons; 68 01/03/02 b. Is not obligated for the support of the persons; and c. Would not be living in the unit except to provide the necessary supportive services. Low-income families: Those families whose incomes do not exceed 80% of the median income for the area, as determined by HUD. Manufactured home: A manufactured structure that is built on a permanent chassis, is designed for use as a principal place of residence and meets the HQS. Manufacture home space: A space leased by an owner to a household. A manufactured home owned and occupied by the household is located on the space. Medical expenses: Medical expenses, (IRS Definition. See appendix) including medical insurance premiums, that are anticipated during the period for which annual income is computed and that are not covered by insurance. Only expenses over 3% of total income can be used as medical expenses. Mixed family: A household whose members include those with citizenship or eligible immigration status and those without citizenship or eligible immigration status. Monthly adjusted income: One twelfth of adjusted income. Monthly income: One twelfth of annual income. National: A person who owes permanent allegiance to the United States, for example, as a result of birth in a United States territory or possession. Near-elderly household: A household whose head, spouse, or sole member is a person who is at least 50 years of age but below the age of 62; or two or more persons, who are at least 50 years of age but below the age of 62, living together; or one or more persons who are at least 50 years of age but below the age of 62 living with one or more live-in aides. Net household assets: a. Net cash value after deducting reasonable costs that would be incurred in disposing of real property, savings, stocks, bonds and other forms of capital investment, excluding interests in Indian trust land and excluding equity accounts in HUD homeownership programs. The value of necessary items of personal property such as furniture and automobiles shall be excluded. b. In cases where a trust fund has been established and the trust is not revocable by, or under the control of, any member of the household or household, the value of the trust fund will not be considered an asset so long as the fund continues to be held in trust. Any income distributed from the trust fund shall be counted when determining annual income. c. In determining net household assets, housing authorities or owners, as applicable, shall include the value of any business or household assets disposed of by an applicant or tenant for less than fair market value (including a disposition in trust, but not in a 69 Ol/O3/O2 foreclosure or bankruptcy sale) during the two years preceding the date of application for the program or reexamination, as applicable, in excess of the consideration received therefore. In the case of a disposition as part of a separation or divorce settlement, the disposition will not be considered to be for less than fair market value if the applicant or tenant receives important consideration not measurable in dollar terms. Noncitizen: A person who is neither a citizen nor national of the United States. Notice of Funding Availability (NOFA): For budget authority that HUD distributes by competitive process, the Federal Register document that invites applications for funding. This document explains how to apply for assistance and the criteria for awarding the funding. Occupancy standards: The standards that the housing authority establishes for determining the appropriate number of bedrooms needed to house families of different sizes or composition. Owner: Any person or entity, including a cooperative, having the legal right to lease or sublease existing housing. Participant (participant household): A household that has been admitted to the housing authority's program and is currently assisted in the program. The household becomes a participant on the effective date of the first HAP contract executed by the housing authority for the household (first day of initial lease). Payment standard: In a voucher tenancy, the maximum monthly assistance payment for a household (before deducting the total tenant payment by household contribution). For a voucher tenancy, the housing authority sets a payment standard in the range from 90% to 110% of the current FMR. Person with disabilities: A person who: a. Has a disability as defined in Section 223 of the Social Security Act, "Inability to engage in any substantial, gainful activity by reason of any medically determinable physical or mental impairment that can be expected to result in death or that has lasted or can be expected to last for a continuous period of not less than 12 months, or In the case of an individual who attained the age of 55 and is blind and unable by reason of such blindness to engage in substantial, gainful activity requiring skills or ability comparable to those of any gainful activity in which he has previously engaged with some regularity and over a substantial period of time." b. Is determined, pursuant to regulations issued by HUD, to have a physical, mental or emotional impairment that: (1) is expected to be of long-continued and indefinite duration, 70 01/03/02 (2) substantially impedes his or her ability to live independently, and (3) is of such a nature that such ability could be improved by more suitable housing conditions, or c. Has a developmental disability as defined in Section 102(7) of the Developmental Disabilities Assistance and Bill of Rights Act. "Severe chronic disability that: (1) is attributable to a mental or physical impairment or combination of mental and physical impairments; (2) is manifested before the person attains age 22; (3) is likely to continue indefinitely; (4) results in substantial functional limitation in three or more of the following areas of major life activity: (1) self care, (2) receptive and responsive language, (3) learning, (4) mobility, (e) self-direction, (6) capacity for independent living, and (7) economic self-sufficiency; and (5) reflects the person's need for a combination and sequence of special, interdisciplinary, or generic care, treatment, or other services that are of lifelong or extended duration and are individually planned and coordinated." This definition does not exclude persons who have the disease of acquired immunodeficiency syndrome or any conditions arising from the etiologic agent for acquired immunodeficiency syndrome. No individual shall be considered to be a person with disabilities for purposes of eligibility solely based on any drug or alcohol dependence. Portability: Renting a dwelling unit with Section 8 tenant-based assistance outside the jurisdiction of the initial housing authority. Premises: The building or complex in which the dwelling unit is located, including common areas and grounds. Private space: In shared housing, the portion of a contract unit that is for the exclusive use of an assisted household. Proration of assistance: The reduction in a household's housing assistance payment to reflect the proportion of household members in a mixed household who are eligible for assistance. 71 Ol/O3/O2 Public Housing Agency: A state, county, municipality, other governmental entity or public body (or agency or instrumentality thereof) authorized to engage in or assist in the development or operation of low-income housing. Reasonable rent: A rent that is not more than charged: (a) for comparable units in the private unassisted market; and (b) for a comparable unassisted unit in the premises. Receiving Housing Authority: In portability, a housing authority that receives a household selected for participation in the tenant-based program of another housing authority. The receiving housing authority issues a certificate or voucher and provides program assistance to the household. Re-certification: A reexamination of a household's income, expenses and household composition to determine the household's rent for the following twelve (12) months. Remaining member of a tenant household: A member of the household listed on the lease who continues to live in an assisted household after all other household members have left. Rent to owner: The monthly rent payable to the owner under the lease. Rent to owner covers payment for any housing services, maintenance, and utilities that the owner is required to provide and pay for. Set-up charges: In a manufactured home space rental, charges payable by the household for assembly, skirting and anchoring the manufactured home. Shared housing: A unit occupied by two or more families. The unit consists of both common space for shared use by the occupants of the unit and separate private space for each assisted household. Single person: Someone living alone or intending to live alone who does not qualify as an elderly person, a person with disabilities, a displaced person, or the remaining member of a tenant household. Single room occupancy housing (SRO): A unit for occupancy by a single eligible individual capable of independent living that contains no sanitary facilities or food preparation facilities, or contains either, but not both, types of facilities. Special admission: Admission of an applicant that is not on the housing authority waiting list, or without considering the applicant's waiting list position. Special housing types: Special housing types include: SRO housing, congregate housing, group homes, shared housing, cooperatives (including mutual housing), and manufactured homes (including manufactured home space rental). State Wage Information Collection Agency (SWICA): The state agency receiving quarterly wage reports from employers in the state, or an alternative system that has been determined by 72 01/03/02 the Secretary of Labor to be as effective and timely in providing employment-related income and eligibility information. Statement of Family Responsibility: An agreement in the form prescribed by HUD, between the housing authority and a household to be assisted under the Moderate Rehabilitation Program, stating the obligations and responsibilities of the household. Subsidy standards: Standards established by a housing authority to determine the appropriate number of bedrooms and amount of subsidy for families of different sizes and compositions. Suspension: Stopping the clock on the term of a household's voucher, for such period as determined by the housing authority, from the time when the household submits a request for housing authority approval to lease a unit, until the time when the housing authority approves or denies the request. Also referred to as tolling. Tenant: The person or persons (other than a live-in aide) who executes the lease as lessee of the dwelling unit. Tenant rent: The amount payable monthly by the household as rent to the owner minus any utility allowance. Third-party (verification): Oral or written confirmation of a household's income, expenses, or household composition provided by a source outside the household, such as an employer, doctor, school official, etc. Total tenant payment (TTP): Total tenant payment is the amount calculated under Section 3(a)(l) of the 1937 Act which is the higher of: 1. 30% of the household's monthly adjusted income; 2. 10% of the household's monthly income; or 3. Minimum rent. Utility allowance: If the cost of utilities (except telephone) and other housing services for an assisted unit is not included in the tenant rent but is the responsibility of the household occupying the unit, an amount equal to the estimate made or approved by a housing authority or HUD of the monthly cost of a reasonable consumption of such utilities and other services for the unit by an energy-conservative household of modest circumstances consistent with the requirements of a safe, sanitary and healthful living environment. Utility hook-up charge: In a manufactured home space rental, costs payable by a household for connecting the manufactured home to utilities such as water, gas, electrical and sewer lines. Utility reimbursement: The amount, if any, by which the utility allowance for the unit, if applicable, exceeds the total tenant payment for the household occupying the unit. 73 01/o3/o2 Verification: 1. The process of obtaining statements from individuals who can attest to the accuracy of the amounts of income, expenses, or household member status (e.g., employers, public assistance agency staff, doctors). 2. The three types of verification are: a. Third-party verification, either written or oral, obtained from employers, public assistance agencies, schools, etc. b. Documentation, such as a copy of a birth certificate or bank statement c. Household certification or declaration (e.g. citizenship verification) Very lowqncome families: Low-income families whose incomes do not exceed 50% of the median household income for the area, as determined by HUD. Violent criminal activity: Any illegal criminal activity that has, as one of its elements, the use, attempted use, or threatened use of physical force substantial enough to cause or be reasonably likely to cause serious bodily injury or property damage. Voucher (rental voucher): A document issued by a housing authority to a household selected for admission to the Housing Choice Voucher Program. This document describes the program and the procedures for housing authority approval of a unit selected by the household and states the obligations of the household under the program. Voucher holder: A household holding a voucher with unexpired search time. Waiting list admission: An admission from the housing authority waiting list. [24 CFR 982.4] Welfare assistance. Welfare or other payments to families or individuals, based on need, that are made under programs funded by federal, state or local governments. [24 CFR 5.603(d)] 74 01/03/02 ACRONYMS ACC Annual Contributions Contract CACC Consolidated Annual Contributions Contract CFR Code of Federal Regulations FMR Fair Market Rent FSS Family Self Sufficiency (Program) HA Housing Authority HAP Housing Assistance Payment HCDA Housing and Community Development Act HQS Housing Quality Standards HUD Department of Housing and Urban Development INS (U.S.) Immigration and Naturalization Service NAHA (Cranston-Gonzalez) National Affordable Housing Act NOFA Notice of Funding Availability OMB (U.S.) Office of Management and Budget PBC Project-Based Certificate (Program) QHWRA Quality Housing and Work Responsibility Act of 1998 PHA Public Housing Agency TTP Total Tenant Payment 75 01/03/02 Prepared by: Maggie Gresvenor, Hsg. Administrator, 410 E. Washington St., Iowa City, iA 52240 (319) 356-5400 RESOLUTION NO. 02-08 RESOLUTION TO ADOPT THE IOWA CITY HOUSING AUTHORITY PUBLIC HOUSING ADMISSIONS AND CONTINUED OCCUPANCY PLAN (ACOP) WHEREAS, the City Council of the City of Iowa City functions as the Iowa City Housing Authority and the Department of Housing and Urban Development requires adoption of the Admissions and Continued Occupancy Plan (ACOP) for administration of the Public Housing Program; and WHEREAS, the public housing program would benefit from the adoption of the updated Admissions and Continued Occupancy Plan (ACOP). NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA: 1. That the update of the Public Housing Admissions and Continued Occupancy Plan (ACOP) be adopted as the policy of the Iowa City Housing Authority effective immediately; and 2. That the City Clerk is hereby authorized and directed to certify appropriate copies of this resolution together with any necessary certifications as may be required by the Department of Housing and Urban Development. Passed and approved this 8th day of January ,2002. Approved by City Attorney's Office It was moved by Vanderhoef and seconded by 0'Donne]'l the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X__ Champion '-X Kanner × Lehman X O'Donnell X Pfab X Vanderhoef X Wilburn ACOPTABLE OFCONTENTS 1.0 FAIR HOUSING ................................................................................................................. 4 2.0 REASONABLE ACCOMODATION ............................................................................... 4 3.0 SERVICES FOR NON-ENGLISH SPEAKING APPLICANTS AND RESIDENTS .............................................................................................................. 5 4.0 FAMILY OUTREACH ...................................................................................................... 5 5.0 RIGHT TO PRIVACY ....................................................................................................... 5 6.0 REQUIRED POSTINGS .................................................................................................... 5 7.0 TAKING APPLICATIONS ............................................................................................... 6 8.0 ELIGIBILITY FOR ADMISSION ................................................................................... 7 8.1 INTRODUCTION ................................................................................................................... 7 8.2 ELIGIBII,[TY CRITERIA ........................................................................................................ 7 8.3 SUITABILITY ....................................................................................................................... 9 8.4 GROUNDS FOR DENIAL ..................................................................................................... 1 1 9.0 MANAGING THE WAITING LIST .............................................................................. 12 9.1 OPENING AND CLOSING THE WAITING LIST ...................................................................... I2 9.2 ORGANIZATION OF THE WAITING LIST ............................................................................. 12 9.3 FAMILIES NEARING THE TOP OF THE WAITING LIST ......................................................... 12 9.4 PURGING THE WAITING LIST ............................................................................................ 13 9.5 REMOVAL OF APPLICANTS FROM THE WAITING LIST ....................................................... 13 9.6 MISSED APPOINTMENTS ................................................................................................... 13 9.7 NOTIFICATION OF NEGATIVE ACTIONS ............................................................................. 1 3 10.0 TENANT SELECTION AND ASSIGNMENT PLAN .................................................. 14 10.1 PREFERENCES ................................................................................................................... 14 1 0.2 ASSIGNMENT OF BEDROOM SIZES ..................................................................................... 14 10.3 SELECTION FROM THE WAITING LIST ............................................................................... 16 10.4 DECONCENTRATION POLICY ............................................................................................. 16 10.5 OFFER OF A UNIT .............................................................................................................. 16 10.6 REJECTION OFUN[T .......................................................................................................... 16 10.7 ACCEPTANCE OF UNIT ...................................................................................................... 17 1 1.0 INCOME, EXCLUSIONS FROM INCOME, AND DEDUCTIONS FROM INCOME ............................................................................................................. 17 I1.1 ANNUAL INCOME .............................................................................................................. 18 I ] .9 ANNUAL INCOME EXCLUSIONS ......................................................................................... 19 11.3 DEDUCTIONS FROM ANNUAL INCOME .............................................................................. 23 12.0 VERIFICATION ............................................................................................................... 24 12.1 ACCEPTABLE METHODS OF VERIFICATION ...................................................................... 24 12.2 TYPES OF VERIFICATION ................................................................................................... 25 12.3 VERIFICATION OF CITIZENSHIP OR ELIGIBLE NONCITIZEN STATUS ................................... 27 12.4 VERIFICATION OF SOCIAL SECURITY NUMBERS ............................................................... 28 12.5 TIMING OF VERIEI(ATION ................................................................................................. 29 12.6 FREQUENCY OF OBTAINING VERIFICATION ...................................................................... 29 13.0 DETERMINATION OF TOTAL TENANT PAYMENT AND TENANT RENT ...... 29 13.1 FAMILY CHOICE ................................................................................................................ 29 13.2 THE FORMULA METIIOD ................................................................................................... 30 13.3 MINIMUM RENT. ...............................................................................................................30 13.4 FLAT RENT ....................................................................................................................... 3I 13.5 CEILING RENT .................................................................................................................. 31 13.6 RENT FOR FAMILIES I 'NDER THE NONCITIZEN RULE ......................................................... 31 13.7 UTILII'Y ALLOWANCE ....................................................................................................... 32 13.8 PAYING RENT ................................................................................................................... 33 14.0 CONTINUED OCCUPANCY AND COMMUNITY SERVICE (RESERVED) ........... 33 15.0 RECERTIFICAT1ONS .................................................................................................... 33 15.1 GENERAL .......................................................................................................................... 34 15.2 NON- RESPONSE ............................................................................................................... 34 15.3 FLAT RENTS ..................................................................................................................... 34 15.4 EFFECTIVE DATE OF RENT CHANGES FOR ANNUAE REEXAMINATIONS ........................... 35 15.5 INTERIMREEXAMINAF[ONS .............................................................................................. 35 15.6 SPECIAL REEXAMINATIONS .............................................................................................. 36 15.7 EFFECTIVE DAFE OF RENT CHANGES DUE TO INTERIM OR SPECIAL REEXAMINATIONS .. 36 16.0 UNIT TRANSFERS .......................................................................................................... 37 16.1 OBJECTIVES OF THE TRANSFER POLICY ............................................................................ 37 16.2 CATEGORIES OFTRANSFERS ............................................................................................. 38 16.3 DOCUMENTATION ............................................................................................................. 38 16.4 COSI'OFTHEFAMILY'SMOVE .......................................................................................... 38 16.5 TENANTS IN GOOD STANDING .......................................................................................... 39 16.6 TRANSFER REQI!ESTS .......................................................................................................39 10.7 RiGiII OF Itl[~IOWA(]II\ II. ouSINGAUIIiOP, II'FIN i'P, ANSI:LRPOLICY. .......................... 39 17.0 INSPECTIONS ................................................................................................................. 39 i7.1 MOVE-IN INSPECTIONS .................................................................................................... 40 17.2 ANNUAL INSPECTIONS ..................................................................................................... 40 17.3 PREVENTATIVE MAINTENANCE INSPECTIONS .................................................................40 17.4 EXTERIOR INSPECTIONS ............................................................................ 40 17.5 SPECIAL INSPECTIONS ....................................................................................................... 40 17.6 HOUSEKEEPING INSPECTIONS ........................................................................................... 40 17.7 NOTICE OF INSPECTION ..................................................................................................... 40 17.8 EMERGENCY ]NSPECI'IONS ................................................................................................ 40 17.9 PRE-MOvE-OUI INSPE(TIONS .......................................................................................... 41 17.10 MOVE-OUT INSPECTIONS ................................................................................................. 41 18.0 PET POLICY .................................................................................................................... 41 18.1 EXCLUSIONS .................................................................................................................... 41 18.2 PERMIT ............................................................................................... 42 18.3 APPROVAL ........................................................................................... 42 18.4 TYPES AND NUMBER OF PETS ........................................................................................... 42 18.5 INOCULATIONS ................................................................................................................. 43 18.6 PET DEPOSIT ..................................................................................................................... 43 18.7 FINANCIAL OBLIGATION OF RESIDENTS ............................................................................ 43 18.8 NUISANCE OR THREA[ TO HEAETH OR SAFETY ................................................................ 43 18.9 DESIGNATION OF PEI' AREAS ............................................................................................ 43 18.10 VISITING PETS .................................................................................................................. 44 I 8.11 REMOVAL OF PETS ............................................................................................................ 44 19.0 REPAYMENT AGREEMENTS ..................................................................................... 44 20.0 TERMINATION ............................................................................................................... 45 20.1 TERMINATION BY TENANT ................................................................................................ 45 20.2 TERMINATION BY -IHE HOUSING AUTHORITY ................................................................... 45 20.3 PENALTIES ............................................................................................ 46 20.4 ABANDONMENT ................................................................................................................ 46 20.5 RETURN OF SECURIIY DEPOSII'. ....................................................................................... 46 21.0 APPEALS ..................................................................... 47 21.1 ADMISSION REWEW ............................................................................... 47 21.2 INS/CITIZENSHIP DENIAL INFORMAL REVIEW .................................................. 48 21.3 TENANT GRIEVANCE PROCEDURE ................................................................. 48 APPENDIX 1 .......................................................................................... 53 APPENDIXII .......................................................................................... $4 GLOSSARY .......................................................................................... 57 ACRONYMS .......................................................................................... 66 ADMISSIONS AND CONTINUED OCCUPANCY POLICY This Admissions and Continued Occupancy Policy defines the Iowa City Housing Authority's policies for the operation of the Public Housing Program, incorporating Federal, State and local law. If there is any conflict between this policy and laws or regulations, the laws and regulations will prevail. 1.0 FAIR HOUSING 24 CFR 960.103 (A) It is the policy of the Iowa City Housing Authority (ICHA) to fully comply with all Federal, State and local nondiscrimination laws; the Americans with Disabilities Act; and the U. S. Department of Housing and Urban Development regulations governing Fair Housing and Equal Opportunity. No person shall, on the grounds of race, color, sex, religion, marital status, crccd, sexual orientation, gender identity, age, national or ethnic origin, familial status, or disability be excluded from participation in, be denied the benefits of, or be otherwise subjected to discrimination under the Iowa City Housing Authority's programs. To further its commitment to full compliance with applicable Civil Rights laws, the Iowa City Housing Authority will provide Federal/State/Iocal information to applicants/tenants of the Public Housing Program regarding discrimination and any recourse available to them if they believe they may be victims of discrimination. Such information will be made available, and all applicable Fair Housing Information and Discrimination Complaint Forms will be made available at the Iowa City Housing Authority office. The Iowa City Housing Authority will assist any family that believes they have suffered illegal discrimination by providing them copies of the appropriate housing discrimination forms. The Iowa City Housing Authority will also assist them in complcting the forms if requested, and will provide them with the address of the nearest HUD office of Fair Housing and Equal Opportunity. 2.0 REASONABLE ACCOMODATION 24 966.7 & 24 CFR 100.Z04 Individuals with disabilities may need a reasonable accommodation in order to take full advantage of the Iowa City Housing Authority housing programs and related services. The ICHA will provide a notice to each tenant that the tenant may, at any time during the tenancy, request reasonable accommodation. When such accommodations are granted, they do not confer special treatment or advantage for the person with a disability; rather, they make the program accessible to them in a way that would otherwise not be possible due to their disability. 4 3.0 SERVICES FOR NON-ENGLISH SPEAKING APPLICANTS AND RESIDENTS 24 CFR 5.502 The Iowa City Housing Authority will endeavor to provide accommodations for people who are not proficient in the English language. The City of Iowa City subscribes to a telephone interpreter service that provides interpretation in over 140 languages. At any time, a non-English speaking client family may request the use of this service in their contacts with the Housing Authority. 4.0 FAMILY OUTREACH The Iowa City Housing Authority will publicize thc availability and nature of the Public Housing Program for extremely low-income, very Iow and low-income families in a newspaper of general circulation or by other suitable means. To reach people who cannot or do not read the newspapers, the Iowa City Housing Authority will distribute fact sheets to the broadcasting media and initiate personal contacts with members of the news media and community service personnel. The Iowa City Housing Authority will also try to utilizc public service announcements if appropriate. The lowa City Housing Authority will communicate the status of housing availability to other service providers in the community and inform them of housing eligibility factors and guidelines so they can make proper referrals for the Public Housing Program. 5.0 RIGHT TO PRIVACY 24 CFR 5.212 All adult members of both applicant and tenant households are required to sign HUD Form 9586, Authorization for Release of lnfbrmation and Privacy Act Notice. The Authorization for Rclease of Information and Privacy Act Notice states how family information will be released and includes the Federal Privacy Act Statement. Any request for applicant or tenant information will not be released unless there is a signed release of information request from the applicant or tenant. 6.0 REQUIRED POSTINGS 24 CFR 966.5 The Iowa City Housing Authority will make available, in a conspicuous place and at a height easily read by all persons including persons with mobility disabilities, the following information: A. Statement of Policies and Proccdurcs governing Admission and Continued Occupancy B. Notice of the status of the waiting list (opened or closed) C. Income Limits for Admission 5 D. Excess Utility Charges E. Utility Allowance Schedule F. Current Schedule of Routine Maintenance Charges G. Dwelling Lease H. Grievance Procedure I. Fair Housing Poster J. Equal Opportunity in Employment Poster K. Any current Iowa City Housing Authority Notices 7.0 TAKING APPLICATIONS Families wishing to apply for the Public Housing Program will be required to complete an application for housing assistance. Applications will be accepted during posted times at the Iowa City Housing Authority Offices located in the Civic Center at: 410 East Washington Street, Iowa City, Iowa 52240 Upon request, applications will be mailed to interested families who do not reside in the Iowa City/Coralville, or who are unable, due to a disability or other good cause, to visit the Iowa City Housing Authority office. Applications are taken to compile a waiting list. Due to the demand for housing in the Iowa City Housing Authority jurisdiction, the Iowa City Housing Authority may take applications on an open enrollment basis, depending on the length of the waiting list. Only completed applications will be accepted for all applicants and the Iowa City Housing Authority will verify the information. The completed application will be dated and time stamped upon its return to the Iowa City Housing Authority. Persons with disabilities who require a reasonable accommodation in completing an application may call the Iowa City Housing Authority to make special arrangements. A Telecommunication Device for the Deaf (TDD'} is available for the hearing impaired. The TDD telephone number is (319) 356-5404. The application process will involve two phases. The first phase requires the family to provide limited basic information establishing any preferences to which they may be entitled. This first phase results in the family's placement on the waiting list. Upon receipt of the family's application, the Iowa City Housing Authority will make a preliminary determination of eligibility. The Iowa City Housing Authority will notify the 6 f~amily in writing of the date and time of placement on the waiting list, and the approximate wait before housing may be offered If the Iowa City Housing Authority detcmqines tbe family to be ineligible, the notice will state the reasons therefore and will offer the family the opportunity of an informal review of the determination. The applicant must report change in their applicant status including changes in address, family composition, income, or preference factors. The Iowa City Housing Authority will annotate the applicant's file and will update their information on the waiting list. The second phase is the final determination of eligibility, and is referred to as the full application. Thc full application takes place when the family nears thc top of the waiting list. The Iowa City Housing Authority will ensure that verification of all preferences, eligibility, suitability and selection factors are current in order to determine the family's final eligibility for admission into the Public Housing Program. 8.0 ELIGIBILITY FOR ADMISSION &l INTRODUCTION There arc five eligibility requirements for admission to Public Housing. The applicant must: 1) qualify as a family 2) bave an income within the income limits 3) meet citizenship/eligible immigrant criteria 4) provide documentation of Social Security numbers, birth certificates, photo id's 5) sign HUD consent form 9886 and other ICHA required authorization documents 6) Has not been involved in drag-related or criminal behavior or has not displayed a pattern ot'other criminal behavior in the past 5 years. See page 9 (B3) In addition to the eligibility criteria, families must also meet the Iowa City Housing Authority suitability criteria in order to be admitted to Public Housing. &2 ELIGIBILITY CRITERIA A. Family status (at the time of application) 24 CFR 960.201 (a)(1) A thmily is defined as: 1. A single person 62 years or older. 2. A disabled person either who is 18 years or older and is not declared as a dependent by a parent or guardian or who is a dependent living in a group home or similar super¢ised residence. 3. A household with a child or children who resides in the unit 51% of the time. (A child who is temporarily away from the home because of placement in foster care is considered a member of the family). 4 Ixxo ~)~ more elderly persons or disabled persons lixiug together, or one or more elderly or disabled persons living with one or more live-in aides. 7 5. Two or more persons related by blood, marriage, domestic partnership (certified by City of Iowa City Clerk)), adoption or placement by a governmental or social service agency, as defined by City of Iowa City code B. Income eligibility CFR 24 960.202 (a)(2) I. Income limits apply only at admission and are not applicable for continued occupancy. 2. A family may not be admitted to the Public Housing program from another assisted housing program (e.g., tenant-based Section 8) or from a Public Housing program operated by another housing authority without meeting the income requirements of the Iowa City Housing Authority. 3. If the Iowa City Housing Authority acquires a property for federal Public Housing pmT~OSCS, the l~amilies living there must have incomes within the low-income limit in order to be eligible to remain as Public Housing tenants. 4. Income limit restrictions do not apply to families transferring within our Public Housing Program. 5. If tbcre are no eligible families on the waiting list and the lowa City Housing Authority has published a 30-day notice of available units in at least one newspaper of general circulation; families above the applicable income limit may be housed. They must vacate the unit if an eligible family applics. C. Citizenship/Eligibility Status 42 USC 1436 a 1. To be eligible, each member of the family must be a citizen, national, or a noncitizen who has eligible immigration status under one of the categories set forth in Section 214 of the Housing and Community Development Act of 1980 (42 U.S.C. 1436a(a)). 2. Family eligibility for assistance. a. A family shall not be eligible for assistance unless every member of the family residing in the unit is determined to have eligiblc status, with the exception noted below. b. Despite the ineligibility of one or more family members, a mixed family may be eligible for one of three types of assistance. (See Section 13.6 for calculating rents under the noncitizen rule) c. A family without any eligible members and receiving assistance on June I9, 1995 may be eligible for temporary deferral of termination of assistance. D. Social Security Number Documentation 24 CFR 960.259 (a)(3)(i) 8 To be eligible, all family members over 6 years of age must provide a Social Security nLiillber. E. Signing Consent Forms: 24 CFR 960.259(b) 1. In order to be eligible, each member of the family who is at least 18 years of age, and each family head and spouse regardless of age, shall sign one or more consent forms. 2. The consent form must contain, at a minimum, the following: a. A provision authorizing HUD or the Iowa City Housing Authority to obtain from Iowa Workforce Development Center any information or materials necessary to complete or verify the application for participation or for cligibility for continued occupancy; b. A provision authorizing HUD or the iowa City Housing Authority to veril'y with previous or current employers income information pertincnt to the family's eligibility for or level of assistance; c. A provision authorizing HUD to request income information from the IRS, the Department of Human Services, and the SSA for the sole purpose of verifying income information pertinent to the family's eligibility or level of benefits; and d. A statement that the authorization to release the information requested by the consent form expires 15 months after the date the consent form is signed. &3 SUITABILITY A. Applicant families will be evaluated to determine whether, based on their recent behavior, such behavior could reasonably be expected to result in noncompliance with the Public Housing lease. The Iowa City Housing Authority will look at past conduct as an indicator of future conduct, however consideration shall be given to the time, nature, and extent of the applicant's conduct to which might indicate probability of favorable prospects. Emphasis will be placed on whether a family's admission could reasonably be expected to have an adverse effect on the development environment, other tenants, Iowa City Housing Authority employees, or other people residing in the immediate vicinity of the property. Otherwise eligible families will be denied admission if they fail to meet the suitability criteria. 24 CFR 960.205 & 206 B. The Iowa City Housing Authority will consider objective and reasonable aspects of the family's background, including thc following: i. History of meeting financial obligations, especially rent; 24 CFR 960.205 (b)(l) 2. Have a record of disturbance of neighbors, destruction of property, or living or housekeeping habits at prior residences which may adversely affect the health, safety or welfare of other tenants; 24 CFR 960.205 (b)(2) 3. History of criminal activity by any household member involving crimes of physical violence against persons or property and any other criminal activity including drug- related criminal activity that would adversely affect the health, safety, or well being of other tenants or staff or cause damage to the property; 24 CFR 960.204 4. Having committed fraud in connection with any Federal housing assistance program, including the intentional misrepresentation of information related to their housing application or benefits derived therefrom; and 5. History of abusing alcohol or drugs in a way that may interfere with the health, safety, or right to peacefi~l enjoyment by others. 24 CFR 960.204 (b) C. Thc Iowa City Housing Authority will ask applicants to provide information demonstrating their ability to comply with the essential elements of the lease. The Iowa City Housing Authority will verify the iuformation provided. Such verification may includc but may not be limited to thc lbllowing: 1. A credit check of the head, spouse and co-head; 2. A rental history check of all adult family members; 3. A check of employment history oFall adult family members; 4. A criminal background check on all household members, including live-in aides. This chcck will be made through State or local law enforcement or court records in thosc cases where the household member has lived in the local jurisdiction for the last five (5) years. Where the individual has lived outside the local area, the Iowa City Housing Authority may require the family to provide a copy of their criminal records or may contact law enforcement agencies and investigate criminal court files where the individual had lived or request a check through the FBI's National Crime Inlbrmation Center (NCIC); 5. The family is required to provide a signed affidavit certifying that that no family members (including minors) have participated in any criminal behavior for the past five (5) years 6. A home visit. The home visit provides the opportunity for the family to demonstrate their ability to maintain their home in a safe and sanitary manner. This inspection considers cleanliness and care of rooms, appliances, and appurtenances. The inspection may also consider any evidence of criminal activity; and 7. A check of the State's lifetime sex offender registration program for each adult household member, including live-in aides. (No individual registered with this program will be admitted to Public Housing. See 8.4) 42 USC 13663; 24 CFR 960.204(a)(4). 8.4 GROUNDS FOR DENIAL The Iowa City Housing Authority is not required or obligated to assist applicants who: A. Do not meet any one or more of the suitability criteria as defined in 8.3 of this document; B. Do not supply infom~ation or documentation required by the application process; 24 CFR 5.218 C. Have failed to respond to a written request for information or a request to declare their continued interest in the program; 24 CFR 5.218 D. Currently owes rent or other amounts to any housing authority in connection with their Public Housing or Section 8 programs; E. Have committed fraud, bribery or any other corruption in connection with any Federal housing assistance program, including the intentional misrepresentation of information related to their housing application or benefits derived there from; F. Have any household member who has been evicted from federally assisted housing for three years from date of eviction for drug-related criminal activity; 24 CFR. 960.204(a) G. Have any household member who is currently engaging in illegal use of a drug or the ICHA has reasonable cause to believe that a household member's illegal use or pattern of illegal use ora drug may threaten the health, safety, or right to peaceful enjoyment of the premises by other residents. 24 CFR 960.204(a)(2) The ICHA may, in its sole discretion, waive this requirement iff 1. The person demonstrates to the [CHA's satisfaction that the person is no longer engaging in drug-related criminal activity or abuse of alcohol; 2. The circumstances leading to the eviction no longer exist (for example the criminal household member is in prison or has died.) 3. Has successfully completed a supervised drug or alcohol rehabilitation program approved by the ICHA; 4. Has otherwise been rehabilitated successfully; 5. Is within one (1) month of successful completion of a supervised drug or alcohol rehabilitation program approved by the ICHA. H. Have engaged in or threatened abusive or violent behavior towards any Iowa City Housing Authority staff or residents; I. Have a family household member who has been terminated under the certificate or voucher program; ll J. Denied for Life: If any family member has been convicted of manufacturing or producing mcthamphetamine in a Federally assisted housing property. 24 CFR 960.204(a)(3) K. Denied for Life: Has a lifetime registration under a State sex offender registration program. 24 CFR 960.204(a)(4) 9.0 MANAGING THE WAITING LIST 9.1 OPENING AND CLOSING THE WAITING LIST 24 CFR 960.206 Opening of the waiting list will be mmounced with a public notice stating that applications Ibr Public Housing will again be accepted. The public notice will state where, when, and how to apply. The notice will be published in a local newspaper of general circulation. The public notice will state any limitations to xvho may apply. 'l'l]c noticc will state that applicants already on waiting lisls for other housing programs must apply separately for this program and such applicants will not lose their place on other waiting lists when they apply for Public Housing. The notice will be in compliance with Fair Housing requirements. Closing of the waiting list will also bc announced with a public notice. The public notice will state the date the waiting list will be closed and for what bedroom sizes. The public notice will be published in a local newspaper of general circulation. 9.2 ORG,4NIZATION OF THE WAITING LIST 24 CFR 960.206 (e)(l) The waiting list will be maintained in accordance with the following guidelines: A. 'lhe application will be part of an active applicant's/tenant's pcrmanent file, all dropped application will be kept for thrcc (3) years. B. All applications will be maintained in order of bedroom size, preference, and then in order of date and time of application; and C. Any contacts between the Iowa City Housing Authority and the applicant will be documented in the applicant file. 9.3 FAMILIES NEARING THE TOP OF THE WAITING LIST When a family appears to be within three (3) months of being offered a unit, the family will be sent a Tenant Information Form (TIF) to complete and return to the ICHA. This begins the verification process. It is at this point in time that the family's waiting list preference will bc vcrificd. If the family no longer qualifies to be near the top of the list, the family's name will be returned to the appropriate place on the waiting list. The Iowa City Housing Authority must notify the family, in writing, of this determination and give the family the opportunity for an informal review. 12 Once the preference has been verified, the family will complete a full application, present Social Security number infon~nation, citizenship/eligible immigrant reformation, and sign the Consent for Release of Information forms. 9.4 PURGING THE WAITING LIST The Iowa City Housing Authority will update and purge its waiting list at least annually to ensure that the pool of applicants reasonably represents the interested families for whom the Iowa City Housing Authority has current information, i.e. applicant's address, family composition, income category, and preferences. 9.5 REMOVAL OF APPLICANTS FROM THE WAITING LIST The Iowa City Housing Authority shall remove an applicant's name from the waiting list when: A. The applicant requests in writing that the name be removed; B. The applicant fails to respond to a written request for information or a request to declare their continued interest in the program (this includes mail undeliverable by the Postal Service which is returned to the ICHA); or C. The applicant does not meet either the eligibility or suitability criteria for the program. Application forms from applicants removed from the waiting list will be destroyed three (3) years from date of removal. 9.6 MISSED APPOINTMENTS If an applicant fails to keep a scheduled appointment, the Iowa City Housing Authority will allow fine family to reschedule for good cause, as determined by the ICHA. Generally, no more than one opportunity will be given to reschedule without good cause, and no more than two opportunities will be given for good cause. When good cause exists for missing an appointment, the Iowa City Housing Authority will work closely with the family to find a morc suitable time. 9. 7 NOTIFICATION OF NEGATIVE ACTIONS CFR 24 960.208 (a) Any applicant whose name is being removed from the waiting list will be notified by the Iowa City Housing Authority, in writing, that they have ten (10) calendar days from the date of the written correspondence to present mitigating circumstances or request an informal review. (See Section 8.5) The letter will also indicate that their name will be removed from the waiting list if they fail to respond within the timeframe specified. The Iowa City Housing Authority system of removing applicant names from the waiting list will not violate the rights of persons with disabilities. If an applicant claims that their failure to respond to a request for information or updates was caused by a disability, the Iowa City Housing Authority will verify that there is, in fact, a disability and the disability caused the 13 failure to respond, and provide a reasonable accommodation. An example of a reasonable accommodation would be to reinstate the applicant on the waiting list based on the date and time of the original application. 10.0 TENANT SELECTION AND ASSIGNMENT PLAN 10.1 PREFERENCES The ICHA will select families based on the following preferences within each bedroom size category: 24 CFR 960.206 (a)(1) A. Displaced: Individuals or families displaced by government action or whose dwelling has been extensively damaged or destroyed as a result of a disaster declared or other,vise formally recognized pursuant to Federal disaster relief laws. B. Life Threatening Housing: individuals or families living in a privately operated homeless shelter designed to provide temporary living accommodations, or a person living on the street, in a car, tent, or other structure not suitable for habitation as can be documented by the Emergency Housing Project (EHP) in Iowa City. or~ Individuals or fanPlies living in a privately operated domestic violence shelter designed to provide temporary living accommodations or a person who is a victim of domestic violence who can identify housing as a primary barrier to safety as can be documented by the Domestic Violence Intervention Program in Iowa City C. All other applicants. Based on the above preferences, all families in A will be offered housing before any families in B, and B families will be offered housing before any families in C. The date and time of application will be noted and utilized to determine the sequence within the above-prescribed preferences. Accessible Units: Accessible units will be first offered to families who may benefit from the accessible features. Applicants for these units will be selected utilizing the same preference system as outlined above. If there are no applicants who would benefit from the accessible features, the units will be offered to other applicants in the order that their names come to the top of the waiting list. Such applicants, must accept a transfer (at their own expense) if, at a future time, a family requiring an accessible feature applies. Any family required to transfer will be given a 30-day notice. 24 CFR 960.206 (c) 10.2 ASSIGNMENT OF BEDROOM SIZES The folloxving guidelines will determine each family's unit size without overcroxvding or over-housing: Numbcr of Bedrooms Number of Persons Minimum Maximum 0 1 1 1 l 2 2 2 4 14 4 4 8 These standards are based on the assumption that each bedroom will accommodate no more than two (2) persons. Zero bedroom units will only be assigned to one-person families. In determining bedroom size, the Iowa City Housing Authority will include the presence of children who are in the honsehold at least 51% of the time, children to be born to a pregnant woman, children who are in the process of being adopted, children who are temporarily away at school, or children who are temporarily (less than 1 year) in foster- care. Other pending custody issues will be evaluated on a case by case basis, taking into account the reasonable likelihood of success. Documentation of guardianship will be required. In addition, the following considerations may be taken in determining bedroom size: A. Children of the same sex may share a bedroom. B. Children of the opposite sex, both under the age of 5 may share a bedroom. C. Adults and children xvill not be required to share a bedroom. Foster adults and/or foster children will not be required to share a bedroom with family members. D. Live-in aides will get a separate bedroom. Exceptions to normal bedroom size standards include the tbllowing: A. Units smaller than assigned through the above guidelines - A family may reqnest a smaller unit size than thc guidelines allow. The Iowa City Housing Authority may allow the smaller size unit so long as generally no more than two (2) people per bedroom are assigned. In such situations, the family will sign a certification stating they understand they will bc ineligible for a larger size unit for one year or until the family size changes, whichever may occur first. The ICHA is uuder no obligation to allow a larger size unit and any moves allowed will be at the family's own expense. B. Units larger than assigned through the above guidelines - A family may request a larger unit size than the guidelines allow. The Iowa City Housing Authority may allow the larger size unit if the family provides a verified medical need that the family must be housed in a larger unit. C. If there are no families on the waiting list for a larger size, smaller families may bc housed if thcy sign a release form stating they will transfer (at the family's ow'n cxpcttsc) to thc apploprlaiC size unil. whc~ an eligible l~tmily ncfding thc hugc~ rout applies. The family transferring will be given a 30-day notice before being required to move. D. Larger units may be offered in order to improve the marketing of a development suffering a high vacancy ratc. 15 10.3 SELECTION FROM THE WAITING LIST 24 CFR 960.202 The Iowa City Housing Authority shall fbllow the statutory requirement that at least 40% of newly admitted families in any fiscal year be families whose annual income is at or below 30% of the area median income. To insure this requirement is met, the ICHA shall quarterly monitor the incomes of newly admitted families and the incomes of the families on the waiting list. It' it appears that the requirement to house extremely low-income families will not be met, higher income families on the waiting list will be skipped to reach extremely low-income families. Outreach on a non-discriminatory basis to attract extremely low-income families to reach the statutory requirement will be considcred to meet the 40% requirement explained in the preceding paragraph. 10.4 DECONCENTRA TION POLICY 24 CFR 960.202 Iowa City has no designation of poverty/blight stricken areas. The ICHA continues to encourage income mixing by bringing higher income families into lower income areas and lower income families into higher income areas. (See Appendix 1) 10.5 OFFER OFA UNIT When the Iowa City Housing Authority discovers that a unit will become available, it will contact the first family on the waiting list who has thc highest priority for this type of unit and whose income category would help to meet the deconcentration goal and/or the income targeting goal. The Iowa City Housing Authority will contact the family first by telephone to make the unit offer. If the family cannot be reached by telephone, the family will be notified ora unit offer via first class mail. The family will be given five (5) business days from the date the letter was mailed to contact the Iowa City Housing Authority regarding the offer. The family will be offered thc opportunity to view the unit. After the opportunity to view the unit, the family will have two (2) business days to accept or reject the unit. This verbal offer and the family's decision must be documented in the tenant file. If the family rejects thc offer of the unit, the lowa City Housing Authority will send the family a lettcr documenting the offer and the rejection. 10.6 REJECTION OF UNIT If in making the offer to the family the Iowa City Housing Authority skipped over other families on the waiting list in order to meet their deconcentration goal and the family rejects the nnit, the family will not lose their place on thc waiting list and will not be otherwise penalized. If the Iowa City Housing Authority did not skip over other families on the waiting list to reach this family and the family rejects the unit without good cause, the family will be remox ed fi'om thc xx;titing list and will need to real)ply if they desire future cousidcratiou. 16 If the family rejects with good cause any unit offered, they will not lose their place on the waiting list. Good cause includes reasons related to health, proximity to work, school, and childcare (for those working or going to school). The I~amily will be offered the right to an informal review of the decision to alter their application status. 10. 7 ACCEPTANCE OF UNIT The family will be required to sign a lease that will become effective no later than three (3) business days after the date of acceptance or the business day after the day thc unit becomes available, whichever is later. The applicant will be provided a copy of the lease, the grievance procedure, utility allowances, utility charges, the current schedule of routine maintenance charges, and a request for reasonable accommodation form. These documents will be explained in detail. The applicant will sign a certification that they have received these documents and that thcy have reviewed them with Housing Authority personnch The certification will be filed in the tenant's file. The head o~' household and all adult family membcrs will be required to execute the lease prior to admission. One executed copy of the lease will be furnished to the head of household and tbe Iowa City Housing Authority will retain the original executed lease in thc tenant's file. A copy of the grievance procedure will be attached to the resident's copy of the lease. The family will pay a security deposit at the time of lease signing. The security deposit will be equal to the Total Tenant Payment (as defined in Section 13) or a set amount ($300 for a 2 or 3 bedroom unit, and $400 for a 4 bedroom), whichever is greater. An additional deposit will be required for approved pets (see section 18.0). In exceptional situations, the Iowa City Housing Authority reserves the right to allow a new resident to pay their security deposit in up to three (3) payments. One third shall be paid in advance; one third with their second rent payment, and one-third with their third rent payment. This shall be at the sole discretion of thc Housing Authority. In the case ora move within Public Housing, thc security deposit for the first unit will be trausferred to the second unit. Additionally, if thc security deposit for the second unit is greater thau that for the first, the difference will bc collected from the family. Conversely, if the secnrity deposit is less, the difference will hc rcl'uuded to the family. In the event there are costs attributable to the family for bringing the first unit into condition for re-renting, thc family shall be billed for these charges. 11.0 INCOME, EXCLUSIONS FROM INCOME, AND DEDUCTIONS FROM INCOME To determine annual income, the Iowa City Housing Authority counts the income of all family members, excluding the types and sources of income that are specifically excluded. Ouce the annual incomc is determined, the lowa City Housing Authority subtracts all allowable dcductions (alloxvances) to determine the Total Tenant Payment. 17 1 I. 1 ANNU.4 L INCOME Annual income means all amounts, monetary or not, that: A. Go to (or on behalf of) the family head or spousc (even if temporarily absent) or to any other family member; 24 CFR 5.609 (a)(1) or B. Are amicipatcd to be received from a source outside the family during the 12-month period following admission or annual reexamination effective date; 24 CFR 5.609(a)(2) and C. Are not specifically excluded from annual income. 24 CFR 5.609(a)(3) Annual income includes, but is not limited to: A. The full amount, before any payroll deductions, of wages and salaries, overtime pay, commissions, fees, tips and bonuses, and other compensation for personal services. 24 CFR 5.609(b)( 1 ) B. The net income from the operation of a business or profession. Expenditures for business expansion or amortization of capital indebtedncss are not used as deductions in deternfining net income. An allowance for deprcciation of assets used in a business or profession may be deducted, based on straight-line depreciation, as provided in Internal Revenue Service regulations. Any withdrawal of cash or assets from the operation of a busincss or profession is included in income, except to the extent the withdrawal is a reimbursement of cash or assets invested in the opcration by the family. 24 CFR 5.609(b)(2) C. Interest, dividends, and other net income of any kind from real or personal property. Expenditures for amortization of capital indebtedness are not used as deductions in determining net income. An allowance for depreciation of assets used in a business or profession may be deducted, based on straight-line depreciation, as provided in Internal Revenue Service regulations. Any withdrawal o~' cash or assets from an investment is included in income, except to the extent the withdrawal is reimbursement of cash or assets invested by the family. Where the family has net family assets in excess of $5,000, annual income includes the greater of the actual income derived from all net family assets or a percentage of the value of such assets based on /he current passbook savings rate, as determined by HUD. 24 CFR 5.609(b)(3) D. The fidl amount of periodic amounts received from Social Security, annuities, insurance policies, retirement funds, pensions, disability or death benefits, and other similar types of periodic receipts, including a lump-sum amount or prospective monthly amounts for the delayed start of a periodic amount. (Howcxc~'. dcfc~'red periodic amounts fi-om supplemental security income and Social Security benefits that are received in a lump sum anaount or in prospective monthly amounts are excluded.) 24 CFR 5.609(b)(4) E. Payments in lieu of earnings, such as anemployment and disability compensation, worker's compensation, and severance pay. (However, lump sum additions such as insurance payments from worker's compensation are excluded.) 24 CFR 5.609(b)(5) 18 F. Welfare assistance 24 CFR 5.609(b)(6). 1. If the welfare assistance payment includes an amount specifically designated for shelter and utilities that is subject to adjustment by the welfare assistance agency in accordance with the actual cost of shelter and utilities, the amount of welfare assistance income to be included as income consists off 24 CFR 5.609(b)(6) a. The amount of the allowance or grant exclusive of the amount specifically designated for shelter or utilities; plus 24 CFR 5.609(b)(6)(i) b. The maximum amounts that the welfare assistance agency could in fact allow the I~amily for shelter and utilities. If the ~¢amily's welfare assistance is ratably reduced from the standard of need by applying a percentage, the amount calculated under this requircmcnt is the amount resulting From one application of the percentage. 24 CFR 5.609(b)(6)(i) 2. If tile amount of welfare is reduced due to an act of fraud by a family nlcmber or because of any family member's failure to comply with requirements to participate in an economic self-sufficiency program or work activity, the amount of rent required to be paid by the family will not be decreased. In such cases, the amount of income attributable to the family will include what the family would have received had they complied with the welfare requirements and/or had not committed an act of fraud. 24 CFR 5.615 (c) 3. If thc amount of welfare assistance is reduced as a result ora lifetime time limit, the reduced amount is the amount that shall be counted as income. 24 CFR 5.615(c) G. Periodic and determinable allowances, such as alimony, child support payments, and regular contributions or gifts received from organizations or from persons not residing in the dwelling. 24 CFR 5.609(b)(7) H. All regular pay, special pay, and allowances of a member of the Armed Forces. (Special pay to a member exposed to hostile fire is excluded.) 24 CFR 5.609(b)(8) l 1.2 ANNUAL INCOME EXCLUSIONS Annual income does not include the following: A. Income from employment of children (including foster children) under the age of 18 years; 24 CFR 5.609(c)(1) B. Payments received for the care of foster children or foster adults (usnally persons with disabilities, unrelated to the tenant family, who are nnable to live alone); 24 CFR 5.609(c)(2) C. Lump-sum additions to family assets, such as inheritances, insurance payments (including payments under health and accident insurance and worker's compensation), capital gains, and settlement for personal or property losses; 24 CFR 5.609(c)(3) 19 D. Amounts received by the family that is specifically for or in reimbursement of, the cost of medical expenses for any family member; 24 CFR 5.609(c)(4) E. Income ora live-in aide; 24 CFR 5.609(c)(5) F. The full amount of' student financial assistance paid directly to the student or to the educational institution; 24 CFR 5.609(c)(6) G. The special pay to a family member serving in the Armed Forces who is exposed to hostile fire; 24 CFR 5.609(c)(7) H. Self-Sufficiency Incentives 24 CFR 960.255 1. When an increase m annual income occurs as the result of employment under any of the following conditions: a. Family member was previously unemployed for one or more years (previously unemployed means no more than would be earned for 10 hours of work per week I'or 50 weeks at the established minimum wage.) 24 CFR 960.255 (i) or b. Family member has new employment as a result of participation in an economic self-sufficiency or other job-training program. 24 CFR 960.255 (ii) or c. Family member has new employment during or within 6 months of rcceiving benefits or services under any state program for temporary assistance for needy families (FIP), provided that the total amount over a six-month period is at least $500. 24 CFR 960.255 (iii) 2. If any of the above conditions exist, that family member is eligible for 100% income exclusion of thc income increase for a period of 12 cumulative months. 24 CFR 960.255 (b) 3. During the second cumulative 12-month period, the family member is entitled to a 50% exclusion of the income increase. 24 CFR 960.255 (b) (2) 4. Thcre is a maximum lifetime disallowance of four years. 24 CFR 960.255 (b) (3) 5. The disallowance period shall begin as of the month following the first date of ernployment for the qualified family member. 24 CFR 960.255 (b) 6. The exclusion of increases in income as a result of employment under this section does not apply for purposes of admission to the Public Housing program (including the detemfination of income eligibility and income targeting). 24 CFR 960.255 (c). I. The amounts received from the following programs: 1. Amounts received under training programs funded by HUD; 24 CFR 5.609(c)(8)(i) 2. Amounts received by a person with a disability that are disregarded for a limited time for puq)oses of Supplemental Security Income eligibility and bencfits because they 2O are set aside for use under a Plan to Attain Self-Sufficiency (PASS); 24 CFR 5.609(c)(8)(ii) 3. Amounts received by a participant in other publicly assisted programs that are specifically for or in reimbursement of out-of-pocket expenses incurred (spccial equipment, clothing, transportation, child care, etc.) and that are made solely to allow participation in a specific program; 24 CFR 5.609(c)(8)(iii) 4. Amounts received under a resident service stipend. A resident service stipend is a modcst amount (not to exceed $200 per month) received by a resident for performing a service for the Housing Authority or owner, on a part-time basis, that enhances the quality of life in tbe development. Such services may include, but are not limited to, fire patrol, hall monitoring, lawn maintenance, and resident initiative coordination. No resident may receive more than one such stipend during the same period of time; 24 CFR 5.609(c)(8)(iv) 5. Incremcntal earnings and benefits resnlting to any family member from parlicipation in qualifying State or local employment training programs (including training programs not affiliated with a local government) and training of a family member as resident management staff: Amounts excluded by this provision must be received under employment training programs with clearly defined goals and objectives and are excluded only for the period during which the family member participates in thc employment training program; 24 CFR 5.609(c)(8)(v) 6. Temporary, nonrecurring or sporadic income (including gifts); 24 CFR 5.609(c)(9) 7. Reparation payments paid by a foreign government pursuant to claims filed under the laws of that government by persons who were persecuted dnring the Nazi era; 24 CFR 5.609(c)(10) 8. Earnings in cxcess of $480 for each full-time student 18 ycars old or older (excluding the head of household and spouse); 24 CFR 5.609(c)(11) 9. Adoption assistance payments in excess of $480 per adopted child; 24 CFR 5.609(c)(12) 10. For family members who enrolled in certain training programs prior to 10/1/99, the earnings and benefits resulting from the participation if the program provides employment training and supportive services in accordance with the Family Support Act of 1988, Section 22 of the 1937 Act (42 U.S.C. 1437t), or any comparable Federal, State, or local law during the exclusion period. For purposes of this exclusion the following definitions apply: 24 CFR 5.609(c)(13) 24 CFR 5.609(c)(13) a. Comparable Federal, State or local law means a program providing employment training and supportive services that: 24 CFR 5.609(c)(13)(ii)(A) i. Is authorized by a Federal, State or local law; ii. ls funded by the Federal, State or local government; iii. ls operated or administered by a public agency; and ix'. Has as its objective to assist participants in acquiring employment skills. 2l b. Exclusion period means the period during which the family member participates in a program described in this section, plus I8 months from thc date the family member begins the first job acquired by the family member after completion of such program that is not funded by Public Housing assistance under the 1937 Act. If the family member is terminated from employment with good cause, the exclusion period shall end. 24 CFR 5.609(c)(13)(ii)(B) c. Earnings and benefits mean the incremelrtal earnings and benefits resulting from a qualifying employment training program or subsequent job. 24 CFR 5.609(c)(13 )(ii)(C) 11. The incremental earnings due to employment during the 12-month period following date of hire shall be excluded. This exclusion (paragraph 11) will not apply for any family who concurrently is eligible for exclusion #10. Additionally, this exclusion is only available to the following families: 24 CFR 5.609(c)(8)(v) a. Families whose income increases as a result of employment ol'a family member who was previously unemployed for one or more years. b. Families whose income increases during the participation of a family member in any family self-sufficiency program. c. Families who are or were, within 6 months, assisted under the State of Iowa Family Investment Program (FIP). 12. Deferred periodic amounts from supplemental security income and Social Security benefits that are received in a lump sum amount or in prospective monthly amounts; 24 CFR 5.609(c)(13)(ii)(C)(14) 13. Amounts received by the family in the form of refunds or rebates under State or local law for property taxes paid on the dwelling unit; 24 CFR 5.609(c)(13)(ii)(C)(15) 14. Amounts paid by a State agency to a family with a member who has a developmental disability and is living at home to offset the cost of services and equipment needed to keep tile developmentally disabled family member at home; 24 CFR 5.609(c)(13)(ii)(C)(16) or 15. Amounts specifically excluded by any other Federal statute from consideration as income For purposes of determining eligibility or benefits. 24 CFR 5.609(c)( 13 )(ii)(C)(17) These exclusions include: a. The value of the allotment of food stamps b. Payments to volunteers under the Domestic Volunteer Services Act of 1973 c. Paynlcnts received under the Alaska Native Claims Settlement Act 22 d. Income from submarginal land of the U.S. that is held in trusts for certain Indian tribes e. Payments made under HHS's Low-Income Energy Assistance Program f. Payments received under the Job Training Partnership Act o Income from the disposition of fnnds of the Grand River Band of Ottawa Indians h. The first $2000 per capita receiYed frmn judgment funds awarded for certain Indian claims i. Amount of scholarships awarded under Title IV including Work-Study j. Payments received under the Older Americans Act of 1965 k. Payments from Agent Orange Settlement 1. Payments received under the Marne Indian Claims Act m. The value of child care under the Child Care and Development Block Grant Act of 1990 n. Earned income tax credit refund payments o. Payments for living expenses under tim Americorps Program p. Additional income exclusions provided by and funded by the Iowa City Housing Authority The Iowa City Housing Authority will not provide exclusions from income in addition to tbose already provided for by HUD. 11.3 DEDUCTIONS FROM ANNUAL INCOME 24 CFR 5.611 The following annual deductions will be made from annual income: A. $480 for each dependent; 24 CFR 5.611 (a) B. $400 for any elderly family or disabled family; 24 CFR 5.611 (b) C. For any family that is not an elderly or disabled family but has a member (other than the head, co-head, or spouse) who is a person with a disability, disability assistance expenses in excess of 3% of annual income. This allowance may not exceed the employment income received by family members who are 18 years of age or older as a result of the assistance to the person with disabilities. 24 CFR 5.611 (c) D. For any elderly or disabled family: 1. Tbat has no disability assistance expenses, an allowance for medical expenses equal 23 to the amount by which the medical expenses exceed 3% of annual income; 24 CFR 5.611 (d)(1) 2. That has disability expenses greater than or equal to 3% of annual income, an allowance for disability assistance expenses computed in accordance with paragraph C, plus an allowance for medical expenses that equal the family's medical expenses; 24 CFR 5.611 (d)(2) 3. That has disability assistance expenses that are less than 3% of annual income, an allowance for combined disability assistance expenses and medical expenses that is equal to the total of these expenses less 3% of annual income. 24 CFR 5.611 (d)(3) In additiom when calculating medical expenses the ICHA will use IRS Publication 502 for allowable medical deductions. Only those expenses specifically outlined in IRS 502 or 24 CFR 5.611 will be allowed. (See Section 8 Administrative Plan, Appendix C for IRS Publication 502.) E. ('hikt care expenses. Only if head of household and co-head / spouse are working/going to school. Childcare payments allowed for working/school hours only. 24 CFR 5.611 (e) 12.0 VERIFICATION The lowa City Housing Authority will verify information related to waiting list preferences, eligibility, admission, and level of benefits prior to admission. Periodically during occupancy, items related to eligibility and rent determination shall also be reviewed and verified. Inconle, assets, and expenses will be verified, as well as disability status, need for a live-in aide and other reasonable accommodations; full time student status of family members 18 years of age and older; Social Security numbers; and citizenship/eligible noncitizcn status. Age and relationship will only be verified in those instances where needed to make a determination of level of assistance. 24 CFR 960.206 12.1 ACCEPTABLE METHODS OF VERIFICATION Age, relationship, U.S. citizenship, and Social Security numbers will generally be verified with documentation provided by the family. For citizenship, the family's certification will be accepted. (Or for citizenship, documentation such as listed below will be required.) Verification o1' these items will incladc photocopies of thc Social Security cards and other documents presented by the family, the INS SAVE approval code, and l'orms signed by the family. CFR 24 5.216(a) & CFR 24 5.508 (b) Other information will be verified by third party verification. This type of verification includes written documentation with forms sent directly to and received directly by a source, not passed through the hands of the family. This verification may also be direct contact with the source, in person or by telephone. It may also be a report generated by a request from the Iowa City Housing Authority or automatically by another government agency, i.e. the Social Security Administration. Verification fom~s and reports received will be containcd in the applicant/tenant file. Oral third party documentation will include the same information as if the documentation had been written, i.e. name date of contact, amount received, etc. 24 CFR 5.617 (b) 24 When third party verification cannot be obtained, the Iowa City Housing Authority will accept documentation received from the applicant/tenant. Hand-carried documentation will be accepted if the Iowa City Housing Authority has been unablc to obtain third party verification in a 4-wcek period ot' time. Photocopies of the documents provided by the family will bc maintained in the file. When neither third party verification nor hand-carried verification can be obtained, the Iowa City Honsing Authority will accept a notarized statement signed by the head, spouse or co- head. Such documents will be maintained in the file. 12.2 TYPES OF VERIFICATION 24 CFR 5.617 (b) The chart below outlines the factors that may be verified and gives common examples of the verification that will be sought. To obtain written third party verification, the Iowa City Housing Authority will send a request form to the source along with a release form signed by the applicant/tenant via first class mail. Verification Requirements for individual Items Item to Be Verified 3ra part), verification Hand-carried verification General Eligibility Items Social Sccurity Number Social Security card Social Security card or passport Citizenship N/A HUD signed self-certification, Certificate of U.S. Citizenship, Certificate of Naturalization, state-certified birth certificate. Eligible immigration status INS SAVE confirmation # Permanent lawful resident card, I 551 stamp on passport, or other INS documentation Proof of Age N/A State certified birth certificate Disability Verification from medical Proofol'SSl or Social Security professional, SSi, Etc. disability payments Full time student status (if' Verification fi'om the NA >18) school/educational institution where enrolled Need for a live-in aide Letter from physician verifying N/A condition requires a live-in-aide Bills and receipts Child care costs Verification from child care provider of out of pocket childcare expenses 25 Verification Requirements for Individual Items Item to Be Verified 3'''~ party verification Hand-carried verification Disability assistance Verification from suppliers, care Bills and records of payment givers, etc. expenses Medical expenses Verification from providers, Bills, receipts, records of Prescriptiou record from pham~acy, payment, for over the counter medical professional's letter stating drugs etc. assistance or a companion animal is needed, etc. Value of and Income from Assets Savings, checking Verification from financial Most current statements accounts institution CDs, bonds, etc Verification from financial Tax return, infom~ation institution brochure from institution, the CD, the bond Stocks Verification from broker or holding Stock or most current company statement, price in newspaper or through Interact Real property Letter from tax office, assessment, Property tax statement (for etc. current value), assessment, records or income and expenses, tax return Personal property Assessment, bluebook, etc Receipt for purchase, other evidence of worth Cash value of life Letter from insurance company Current statement insurance policies Assets disposed of for less N/A Original receipt and receipt at than lair market value disposition, other evidence of w, orth lllCOnle Earned income Verification from employer Multiple pay stubs if vcrificatiola l'rom employer fails Scl f-employed N/A Tax return from prior year, books of accounts 26 Verification Requirements for Individual Items Item to Be Yerified 3''d party verification Hand-carried verification Bank deposits, other similar Regular gifts and Letter from source, letter from evidence if requested contributions organization receiving gift (i.e., if grandmother pays day care provider, the day care provider could so state) Alimony/child support Clerk of Court, Collection Services Record of deposits, Collection Ccntcr, letter from Human Services Services Center, certified or chi Id support recovery unit payment history, payment record from Clerk of Court Periodic pymnts (i.e. social Verification or electronic reports Award letter, letter announcing security, welfare, pensions, from thc source change in amount of future workers comp, uncmploy.) payments Training program Lcttcr from program provider N/A participation indicating - wbcther cnrolled or completed - whether training is HUD-funded - whether Federal, State, local govt., or local program - whether it is employment training - whether it has clearly defined goals and objectives - whether program has supportive services - whether payments are for out-of- pocket expenses incurred in order to Evidence of job start participate m a program - date o f first j ob after program completion 12.3 I/ER1FICA TION OF CITIZENSHIP OR ELIGIBLE NONCITIZEN ST~4 TUS The citizenship/eligible noncitizen status of each family member regardless of age must be dctermined. 24 CFR 5.508 (a) Prior to being admitted, or at the first reexamination, all citizens and nationals will be required to sign a declaration under penalty of perjury. (A parent or guardian will sign on behalf of minors.) They will be required to show proof of their status by such means as a Social Security card, birth certificate, military ID, or military DD 214 Form. 24 CFR 5.508 (b)( 1 ) Prior to being admitted or at thc first reexamination, all eligible noncitizens who are 62 years 27 of age or older will be required to sign a declaration under penalty of perjury. They will also be required to show proof of age. 24 CFR 5.508 (b)(2) Prior to being admitted or at thc first reexamination, all eligible noncitizens must sign a declaration of their status and a verification consent form and provide their original INS documentation. (A parent or guardian will sign on behalf of minors.) The Iowa City Housing Authority will make a copy of the individual's INS documentation and place the copy in the file. The Iowa City Housing Authority will also verify their status through the INS SAVE system. If the INS SAVE system cannot confirm eligibility; the Iowa City Housing Authority will mail information to the INS in order that a manual check can be made of INS records. 24 CFR 5.512 Family members who do not claim to be citizens, nationals, or eligible noncitizens must be listed on a statement of noneligible members and the head of the household must sign the list. 24 CFR 5.508 (e) Noncitizen students on student visas, though in the country legally, are not eligible to be admitted to Public Housing. 42 LJ.S.C. §1436 (c)(2)(A) Any family member who does not choose to declare their status must be listed on the statement ofnoneligible members. 24 CFR 5.508 (e)) If no l~amily member is determined to be eligible under this section, the family's eligibility will be denied. 42 U.S.C. §1436a(a); 24 CFR 506 The family's assistance will not be denied, delayed, reduced, or terminated because ora delay in the process of determining eligible status under this section, except to the extent that the delay is caused by the family. 24CFR 5.514 (b) If the Iowa City Housing Authority determines that a family member has knowingly pemfitted an ineligible noncitizen (other than any ineligible noncitizens listed on the lease) to permanently reside in their Public Housing unit, the family will be evicted. Such f~amily will not be eligible to be readmitted to Public Housing for a period of 24 months from the date of eviction or termination. 24 CFR 5.514 (c)(ii)(B)(iii) 12.4 VERIFICATION OFSOC1AL SECUR1TYNUMBERS 24 CFR 5.216 Prior to admission, each household member who is at least six (6) years of age must provide verification of'bis or her social secmdty number. Verification of social security numbers for all children under six (6) will bc requested. Verification tbr social security cards for children in assisted households is required to be provided at the first regular reexamination after turning six (6). Verification of the social security number is thc original social security card. If the card is not available, the ICHA will accept letters from the Social Security Administration that establish and state the number. Passports, or other official documents that establish and state the number, are also acceptable. If a member of a household indicates that they have a social security number, but cannot verify it, they shall be asked to certify to this fact and shall have up to 60 days to provide the verificatiou. If the individual is at least 62 years of age, they will be given 120 days to provide 28 the verification. If the individual fails to provide the verification within the time allowed the houschold will be denied assistance or will have their assistance terminated and be evicted from the Public Housing unit. 12.5 TIMING OF VERIFICATION Verification information must be dated within one hundred twenty (120) days of certification or reexamination. If the verification is older than this, the source will be contacted and asked to provide information regarding any changes. When an interim reexamination is conducted, the Housing Authority will verify and update all in formation related to family circumstances and level of assistance. 12.6 FREQUENCY OF OBTAINING VERIFICATION For each family member, citizenship/eligible noncitizen status will be verified only once. This verification will be obtained prior to admission. If the status of any family member was not determined prior to admission, verification of their status will be obtained at the next regular reexamination. Prior to a new member joining the family, their citizenship/eligible noncitizen status will be verified. 24 CFR 5.508 (g) For each household member, verification of social security number will be obtained only once. This verification will be obtained prior to admission. When a child tums six (6), their verification will be obtained at the next regular reexamination. 24 CFR 5.216 13.0 DETERMINATION OF TOTAL TENANT PAYMENT AND TENANT RENT 13.1 FAMILY CHOICE At admission and each year in preparation for their annual reexamination, each family is given the choice of having their rent determined under the formula method or having their rent set at the fiat rent amount. A. Families who opt for the fiat rent will be required to go through the income reexamination process annually. 24 CFR 960.257 (a)(2) B. Families who opt for the fiat rent may request to have a reexamination and return to the tbrmula based method at any time for any of the following reasons: I. The lhmily's income has decreased. 24 CFR 960.253 (0(3)(i) 2. The family's circumstances have changed increasing their expenses for childcare, medical care, etc. 24 CFR 960.253 (f)(3)(ii) 4. Other circumstances creating a hardship on the family such that the formula method would be more financially feasible for the family. 24 CFR 960.253 (f)(3)(iii) 29 13.2 THE FORMULA METHOD 24 CFR 5.628(a) The total tenant payment is equal to the highest of: A. 10% ofmonthly income; B. 30% ofactjusted monthly income; or C. $50 minimum rent In thc case of a f~amily who has qualified for the income exclusion at Section 11.2(H)(11) of this document, upon the expiration of the 12-month period described in that section, an additional rent benefit accrues to the family. If the family membcFs employment continues, then for the 12-month period following the 12-month period of disallowance, the resulting rent increase will be capped at 50 percent of the rent increase the family would have otherwise received. 13.3 MINIMUM RENT The Iowa City Housing Authority has set the minimum rent at $50.24 CFR 5.630 However if the family reqaests a hardship exemption, thc Iowa City Housing Authority may suspend the minimum rent for the family until the Housing Authority can determine whether the hardship exists and whether the hardship is of a temporary or long-term nature. 24 CFR 5.630(b) A. A hardship may exist in the following circumstances: 1. When the family has lost eligibility for or is waiting an eligibility determination for a Federal, State, or local assistance program; 24 CFR 5.630(b)(i) 2. When the family would be evicted as a result of the imposition of the minimum rent requirement; 24 CFR 5.630(b)(ii) 3. When the income of the family has decreased because of changed circumstances, including loss of employment; 24 CFR 5.630(b)(iii) 4. When the family has an increase in expenses because of changed circumstances, for medical costs, childcare, transportation, education, or similar items; 24 CFR 5.630(b)(v) 5. When a death has occurred in the family. 24 CFR 5.630(b)(iv) B. No hardship. If the Housing Authority dctennines there is no qualif~ving hardship, lhe minimum rent will be reinstated, including requiring back payment of minimum rent for thc time of suspension. 24 CFR 5.630(b)(v)(2)(B)(iii) C. Temporary hardship. If the Housing Authority reasonably determines that there is a qualifying hardship but that it is of a temporary nature, 'd~e minimum rent will not be imposed l~.~r a period ol' 90 days from the date of thc l'amily's request. At the end of thc 3O 90-day period, the minimum rent will be imposed retroactively to the time of suspension. The Housing Authority will offer a repayment agreement in accordance with the Section 19 of this policy for any rent not paid during the period of suspension. During the suspension period the Housing Authority will not evict the family for nonpayment of the amount of tenant rent owed for the suspension period. 24 CFR 5.630(b)(2)(v)(2)(C) D. Long-term hardship. If the Housing Authority determines there is a long-telm hardship, the family will be exempt from the minimum rent requirement until the hardship no longer exists. 24 CFR 5.630(b)(2)(v)(2)(B) E. Appeals. The family may use the grievance procedure (see Section 8.5 of this document) to appeal the ttousiug Authority's determination regarding the hardship. No escrow deposit will bc required in order to access the grievance procedure. 24 CFR 5.630(b)(2)(v)(2)(C)(3) 13.4 FLAT RENT The Iowa City Housing Authority has set a flat rent for each Public Housing unit. In doing so, it considered the size and type of the unit, as well as its condition, amenities, services, and neighborhood. The iowa City Housing Authority determined the market value of the unit and set the rent at the market value. The amount of the flat rent will be reevaluated aunually and adjustments applied. Affected families will be given a 30-day uotice of any rent change. Adjustments are applied annually for each affected family (for more information on flat rents, see Section 15.3). 24 CFR 960.253 (b) The Iowa City Housiug Authority will post the flat rents in the Public Housing Coordinator's officc. 13.5 CEILING RENT The Iowa City Housing Authority has set ceiling rents to be equal to fiat rents. 24 CFR 96O.253 (d) 13.6 RENT FOR FAMILIES UNDER THE NONCIT1ZEN RULE A mixed ~amily is a family whose members include both those with citizenship or eligible immigration status, as well as those without citizenship or eligible immigration status. A mixed family will receive full continuation of assistance if all of the following conditions are met: A. The family's head or spouse has eligible immigration status; 24 CFR 5.518(a)(ii) and B. The l;amily does not include any person who does not have eligible status other than the head of household, the spouse of the head of household, any parent of the head or spouse, or any child (under the age of 18) of the head or spouse. 24 CFR 5.518(a)(iii If a mixed family qualifies for prorated assistance but decides not to accept it, or if the family has no eligible members, the family may be eligible for temporary deferral of termination of assistauce to pcrmit the family additional time for the orderly transition of some or all of its members to locate other affordable housing. Under this provision, the family receives full 31 assistance. The maximum period of time for assistance under the provision is eightecn (18) months. The Iowa City Housing Authority will grant each family a period of six (6) months to find suitable afibrdable housing. If the family cannot find suitable affordable housing, thc loxva City Housing Authority will provide additional search periods up to the maximum time allowable. 24 CFR 5.518(a)(iii)(2)(b) Suitable housing means housing that is not substandard and is of appropriate size for thc family. Affordable housing means that it can be rented for an amount not exceeding the amount the family pays for rent, plus utilities, plus 25%. The family's assistance is prorated in the following manner: A. Determine the 95th percentile of gross rents for the appropriate size unit(tenant rent plus utility allowance) for the lo,va City Housing Authority. The 95t}~ percentile is called the maximum rent. 24 CFR 5.520 (d)(2) B. Subtract the family's total tenant payment from the maximum rent. The resulting number is called the maxinmm subsidy. 24 CFR 5.520 (d)(2) C. Divide the maximum subsidy by the number of family members and multiply the result times the number of eligible family members. This yields the prorated subsidy. 24 CFR 5.520 (d)(3) D. Subtract the prorated subsidy from the maximum rent to find the prorated total tenant payment. From this amount subtract the full utility allowance to obtain the prorated tenant rent. 24 CFR 5.520 (d)(5) 13. 7 UT1LITY ALLOIJ/ANCE The Iowa City Housing Authority shall establish a utility allowance for all tenant-paid utilities (telephone and cable excluded). The allowance will be based on a reasonable consumption of utilities by an energy-conservative household of modest circumstances consistent with the requirements of a safc, sanitary, and healthful environment. In setting the alloxvance, the Iowa City Housing Authority will rcvicw the actual consunrption of tenant families as well as changes made or anticipated due to modernization (weatherization efforts, installation of energy-efficient appliances, etc). Allowances will be evaluated at least annually as well as any time utility rate changcs by 10% or more since the last revision to tbc allowances. 24 CFR 960.253(c) &(d) and 966.4(c)(4) The utility allowance will be subtracted from the family's formula or flat rent to determine the amount of thc Tenant Rent. The Tenant Rent is the amount thc family owes each month to the lowa City Housing Authority. The amount of the utility allowance is then still available to thc family to pay the cost of their utilities. Any utility cost above the allowance is the responsibility of the tenant. Any savings resulting from utility costs below the amount of the allowance belongs to the tenant. Utility allowance revisions based on rate changes shall be on the first day of the month following the month in which the last rate change took place. Revisions based on changes in consumption or other reasons shall become effective at each family's next annual reexamination. 32 Families with high utility costs are encouraged to contact HACAP (Hawkeye Area Community Action Program) at 356-5765 (in lC) or 1-800-332-5289 for an energy analysis. The analysis may identify problems with the dwelling unit that once corrected will reduce energy costs. Thc analysis can also assist the family in identifying ways they can reduce their costs. Requests for relief from surcharges for excess consumption of Iowa City Housing Authority purchased utilities or from payment of utility supplier billings in excess of the utility allowancc for tenant-paid utility costs may be granted by the Iowa City Housing Authority on reasonable grounds. Requests shall be granted to l~amilics that include an elderly member or a member with disabilities. Requests by the family shall be submitted under the Rcasonablc Accommodation l:'olicy. Familics shall be advised of their right to individual relief at admission to Public Housing and at time of utility allowance changes. 13.8 PA YING RENT Rent and other charges are duc and payable on the first day of the month. All rents should be paid at thc Iowa City Civic Ceoter at 410 E. Washington Street in person or by mail. Cash shall be accepted as a rent pa3qnent only during regular business hours at the Treasury Division of Iowa City located in the Civic Center at 410 E. Washington Street in Iowa City. 24 CFR 966.4 (b)(1)(i) If the rent is not paid by the fifth of the month, the rent is considered delinquent and a 3-day Notice of Non-Payment and a 14-day Termination Notice will be issued to the tenant. In addition, a late charge $10.00 per day (maximum $40) for each of the first four days after the rent becomes delinquent shall be charged to the tenant unless prior arrangements have been made. If rent is paid by a pcrsonal check and the check is returned for insufficient fimds, this shall be considered a non-payment of rent and will incur the late charge plus an additional charge of $10 for processing costs. 24 CFR 966.4 (b)(3) 14.0 CONTINUED OCCUPANCY AND COMMUNITY SERVICE (RESERVED) THIS REQUIREMENT HAS BEEN SUSPENDED INDEFINTIELY BY HUD. IF REINSTATED, THE IO~A CITY HOUSING AUTHORITY WILL DE['ELOP GUIDELINES FOR ITS IMPLEMENTATION BASED ON INSTRUCTION FROM HUD. 15.0 RECERTIFICATIONS At least annually, the lowa City Housing Authority will conduct a reexamination of family income and circumstances. The results of the reexamination determine (1) the rent the family will pay, and (2) whether the family is housed in the correct unit size. 24 CFR 960.209 33 15.1 GENERAL The lo,va City Housing Authority will send a notification letter to the family letting them know that it is time for their annual reexamination, and giving them the option of selecting either the fiat rent or formula method. If the family thinks they may want to switch from a fiat rent to a fo~Tnula rent, they should request an appointment. At the appointment, the family will make their final decision regarding which rent method they will choose. The letter also includes forms for the family to complete in preparation for their annual review. The letter tells families who may need to make alternate arrangements due to a disability that they may contact staff to request an accommodation of their needs. The Iowa City Housing Authority will determine whether family composition may require a transfer to a different bedroom size unit, and if so, the family's name will placed on the transfer list. 15.2 NON-RESPONSE If the family fails to respond to the initial letter, a second letter will be mailed. The second letter will advise of a new date by which thc necessary forms must be completed and submitted, allowing for the same considerations for rcscheduling and accommodation as above. The letter will also advise that failure by the family to submit the necessary paperwork will result in the Iowa City Housing Authority taking eviction actions against the family. 15.3 FLAT RENTS The annual letter to fiat rent payers regarding the reexamination process will state the following: A. Each year at the time of the annual reexamination, the family has the option of selecting a flat rent amount in lieu of completing the reexamination process and having their rent based on the formula amount. 24 CFR 960.253 (a) B. The amount of the fiat rent. 24 CFR 960.253 (e)(2) C. A fact sheet about fommla rents that explains the types of income counted, the most common types of income excluded, and the categories allowances that can be deducted from income. D. Families who opt for the flat rent will be required to go through the income reexamination at their annual review. E. Families xvho opt for the fiat rent may request to have a reexamination and return to the fommla-based method at any time for any of the ['ollowing reasons: 24 CFR 960.253 (f)(1) 1. Thc family's income has decreased. 24 CFR 960.253 (f)(3)(i) 2. The family's circumstances have changed increasing their expenses for childcare, medical care, etc. 24 CFR 960.253 (f)(3)(ii) 34 3. Other circumstances creating a hardship on the family such that the formula method would be more financially feasible for the family. 24 CFR 960.253 (f)(3)(iii) F. The dates upon which the Iowa City Housing Authority expects to review the amount of the fiat rent, the approximate rent increase the family couId expect, and the approximate date upon which a future rent increase could become effective. G. The name and phone number of an individual to call to get additional information or counseling concerning fiat rents. H. A certification for the family to sign accepting or declining the fiat rent. Each year prior to their anniversary date, Iowa City Housing Authority will send a reexamination letter to the family offering the choice between a fiat and a formula rent. The opportunity to select the fiat rent is available only at this time. At that time, the Iowa City Housing Authority may assist the family in identifying the rent method that would be most advantageous for the family. If the fantily wishes to select the flat rent method without meeting with the Iowa City Housing Authority representative, they may make the selection on the fom~ and return the form to the Iowa City Housing Authority. 24 CFR 960.253 (a) 15.4 EFFECTIVE DA TE OF RENT CHANGES FOR ANNUAL REEXAMINATIONS The new rent will generally be effective upon the anniversary date with thirty-(30) day's notice of any rent increase to the family. 24 CFR 966.4 (c)(1) If the rent determination is delayed due to a reason beyond the control of the f~amily, theu any rent increase will be effective the first of the month after the month in which the family receives a 30-day notice of the amount. If the new rent is a reduction and the delay is beyond the control of the family, the reduction will be effective as scheduled on the anniversary date. If the family caused the delay, then any increase will be efl'ective on the anniversary date. Any reduction will be effective the first of the month after the rent amount is determined. 15.5 INTERIM REEX~IMINA TIONS During an interim reexamination, only the information affected by the changes being reported will be reviewed and verified. 24 CFR 960.257 (b) Families are required to report the following chaugcs to the Iowa City Housing Authority between regular recxaminations. If the family's rent is being determined tinder thc fommla method, these changes will trigger an interim reexamination. The family shall report these changes within ten (10) days of their occurrence. 24 CFR 966.4 (c)(2) A. A member has been added to the family through birth, adoption, or court-awarded custody. B. A household member is leaving or has left the family unit. C. Thc family has experienced a change in household income. 35 In order to add a household member, other than through birth or adoption (including a live-in aide), the family must request that the new member be added to the lease. Before adding the new member to thc lease, the individual must complete an application form stating their incomc, assets, and all other information required of an applicank The individual must provide their Social Security card, birth certificate, photo ID and must verify their citizenship/eligible immigrant status. (Their housing will not be delayed due to delays in verifying eligible immigrant status other than delays caused by the family.) The new Family member will go through the screening process similar to the process for applicants. The Iowa City Housing Authority will determine the eligibility of the individual before adding them to the lease. If thc individual is found to be ineligible or does not pass the suitability screening criteria, they will be advised in writing and the family will be given the opportunity for an informal review. If they are found to be eligible and do pass the suitability screening criteria, their name will be added to the lease. At the same time, if the f;amily's rent is being determined under thc formula method, the family's annual income will be recalculated taking into account thc circumstances of the new family member. The effective date of the new rent will be in accordance with paragraph below 15.7. Families are not required to, but may at any time, request an interim reexamination based on a decrease in income, an increase in allowable expenses, or other changes in family circumstances. Upon such request, the Iowa City Housing Authority will take timely action to process the interim reexamination and recalculate the tenant's rent. Such changes must be reported by thc 2()t}n of the month in order for a decrease to take place the following month. 15.6 SPECIAL REEXAMINATIONS If a family's income is too unstable to project for twelve (12) months, including families that temporarily have no income (0 renters) or have a temporary decrease in income, the Iowa City Housing Authority may schedule special reexaminations every sixty (60) days until the income stabilizes and an annual income can be determined. 24 CFR 5.609 (e) 15.7 EFFECTIVE DATE OF RENT CHANGES DUE TO INTERIM OR SPECIAL REEXAMINATIONS Unless there is a delay in reexamination processing caused by the family, any rent increase will be effective the first of the second month after the month in which the change is verified and thc family receives written notice of thc new rent amount. If the family fails to report an increasc in income or decrease in allowable expenses in writing within ten days of the change, the increase in rent will be made effective thc first day of the month tbllowing the effective date of the change. If necessary, the increase will be made retroactively, and the tenant will Dc required to pay the Iowa City Housing Authority the differcnce between the rent they had been paying and the correct rent A change in circumstances or household income that would result in a decrease in the tenant's rent must be expected to last for at least thirty days before an interim review will be conducted. A decrease in household income or increase in allowances or deductions that is reported to tile loxxa City Housing Anthority in writing on or before tine 20th of the montb will be effective the first of the following month. Changes that are reported on or after the 21st of the month will be effective the first of the month following the next month. 36 If the new rent is a reduction and any delay is beyond the control of the family, the reduction will be effective the first of the month after the interim reexamination should have been completed. If the new rcnt is a reduction and the family caused the delay or did not report the change in a timely manner, the change will be effective the first of the month after the rent amount is determined. 16.0 UNIT TRANSFERS (1) Tenant agrees that if the Authority determines that the size or design ol`thc dwelling unit is no longer appropriate to Tenant's needs, the Authority shall send Tenant written notice. Tenant further agrees to accept a new lease for a different dwelling unit of the appropriate size or design. 24 CFR 966.4 (c)(3) (2) The Authority may require a Tenm~t to move into another unit il' it is determined necessary to rehabilitate or demolish Tenant's unit. (3) If a Tenant makes a written request for special unit features in supposal of a documented disability or handicap, the Authority may modify Tenant's existing unit. If the cost and extent of the modifications needed are similar to those required for a fully accessible unit, the Authority may transfer Tenant to another unit with the features. (4) A tenant without disabilities who is housed in a unit with special features may be required to transfer to a unit without such features should a Tenant with disabilities need the unit. (5) In the case of involuntary transfers, Tenant shall be required to move into the dwelling unit made available by the Authority. Tenant shall be given 10 days time in which to move following delivery of a transfer notice. If Tenant refuses to move, the Authority may temmmte the Lease. 24 CFR 966.4 (c)(3) (6) Involuntary transfers are subject to the Administrative Grievance Procedure, and no such transfers may be made until either the time to request a Grievance has expired or the procedure has been completed. 14 CFR 966.4 (c)(4) (7) The Authority will consider any Tenant requests for transfers in accordance with the transl'cr priorities established in the Admissions and Occupancy Policies. 16.10BJECTI~'ES OF THE TRANSFER POLICY The objectives of thc Transfer Policy include the l-ollowing: A. To address emergency situations. B. To fully utilize available housing resources while avoiding overcrowding by insuring that each family occupies the appropriate size unit. C. To l'acilitatc relocation when required for modernization or other management purposes. 37 D. To facilitate relocation of families with inadequate housing accommodations. E. To eliminate vacancy loss and other expense due to unnecessary transfers. 16.2 CA TEGOR1ES OF TRANSFERS Category 1: Emergency transfers. These transfers are necessary when conditions pose an immediate threat to the life, health, or safety of a family or one of its members. Such situations may involve defects of the unit or the building in which it is located, the health condition of a family member, a hate crime, the safety of witnesses to a crime, or a law enforcement matter particular to the neighborhood. Category 2: Immediate administrative transfers. These transfers are necessary in order to permit a family needing accessible features to move to a unit with such a feature or to enable modernization work to proceed. Category 3: Regular administrative transfers. These transfers are made to offer incentives to families willing to help meet certain Iowa City Housing Authority occupancy goals, to correct occupancy standards where the unit size is inappropriate for the size and composition of the family, to allow for non-emergency but medically advisable transfers, and other transfers approved by the Iowa City Housing Authority when a transfer is the only or best way of solving a serious problem. The Tenant Ownership Program of the iCHA may precipitate a move in order to accommodate a homeownership opportunity for a pre-qualified family. 16.3 DOCUMENTATION When the transfer is at the request of the family, the family may be required to provide third party verification of the need for the transfer. 16.4 COST OF THE FAMILY'S MOVE The cost of the transfer will be borne by the Pamily in the following circumstances: A. When the transfer is made at the request of the family or by others on behalf of the family (i.e. by the police); B. When the transfer is needed to move the family to an appropriately sized unit, either larger or smaller; C. Whcn thc transfer is necessitated bccausc a family with disabilities nccds the accessible unit into which the transferring family moved (The family without disabilities signed a statement to this ct'fcct prior to accepting the accessible unit); or D. When the transfer is needed because action or inaction by the family caused the unit to be unsafe or uninhabitable. The cost of the transfer will be borne by the Iowa City Housing Authority in the following circumstances: A. Whcn thc transt~cr is needed in order to carry out rehabilitation activities; m' 38 B. When action or inaction by the Iowa City Housing Authority has caused the unit to be unsafc or inhabitable. The responsibility for moving costs in other circumstances will be determined on a case by case basis. 16.5 TENANTS IN GOOD STANDING When the transfer is at the request of the family, it will not be approved unless the family is in good standing with the lowa City Housing Authority. This means the family must be in compliance with their lease, current in all payments to the Housing Authority, and must pass a housekeeping inspection. 16.6 TRANSFER REQUESTS A tenant may requcst a transfer in writing at any time. In considering the request, the Iowa City Housing Authority may request a meeting with the tenant to better understand the need for transfer and to explore possible alternatives. The Iowa City Housing Authority will review the request in a timely manner and ifa meeting is desired, it shall contact the tenant within ten (10) calendar days of receipt of the request to schedule a meeting. The Iowa City Housing Authority will grant or deny the transfer request in writing within teu (10) calendar days of receiving thc request or holding the meeting, whichever is later. If the transfer is approved, the family's nanle will be added to the transfer waiting list. If the transfer is denied, the denial letter will advise the family of their right to utilize the grievance procedure. Upon transfer, the household is not eligible for consideration of another transfer for at least 1 year. 16. 7 RIGHT OF THE IOWA CITY HOUSING AUTHORITY IN TRANSFER POLICY The provisions listed above are to be used as a guide to insure fair and impartial means of assigning units for transfers. It is not intended that this policy will create a property right or any other type of right for a tenant to transfer or refuse to transfer. 17.0 INSPECTIONS An authorized representative of tile Iowa City Housing Authority and an adult family member will inspect thc premises prior to commencement of occupancy. A movedn fo~qn indicating tile condition of the premises will be made, all equipment will be provided, and the form will be signed by both parties with a copy retained in thc iowa City Housing Authority file aud a copy given to the family member. An authorized Iowa City Housing Authority representative will inspect thc premises at the time the resident vacates and will furnish a statement of any charges to be made. The resident's security deposit can be used to offset against any tenant caused damages to the unit. 24 CFR 966.4 (h)(4)(i) 39 17.1 MOVE-IN INSPECTIONS The Iowa City Housing Authority and an adult member of the family will inspect the unit prior to signing the lease. Both parties will sign a written statement of the condition of the unit. A copy of the signed inspection will be given to the family and the original will be placed in the tenant file. 24 CFR 966.4 (h)(4)(i) 17.2 ANNUAL INSPECTIONS The Iowa City Housing Authority will inspect each Public Housing unit annually to ensure that each unit meets the Iowa City Housing Authority's housing standards. Work orders will be submitted and completed to correct any deficiencies. 24 CFR 5.705 (a) Tenant caused damages and repairs will be billed to the tenant. 17.3 PREVENTATIVE MAINTENANCE INSPECTIONS This is generally conducted prior to the annual inspection. This inspection is intended to keep items in good repair. It checks weatherization; checks the condition of the smoke detectors, water heatcrs, furnaces, automatic thermostats and water temperatures; checks for leaks; and provides an opportunity to change furnace filters and provide other minor servicing that extends the life of the unit and its equipment. 24 CFR 966.4 (j)(1) 17.4 EXTERIOR INSPECTIONS The iowa City Housing Authority may periodically inspect the exterior of the dwelling and premises to ensure lease compliance. No advance notice of such inspections will be given. 17.5 SPECIAL INSPECTIONS A special inspection may be scheduled to enable HUD or others to inspect a sample of the housing stock maintained by the Iowa City Housing Authority. 17.6 HOUSEKEEPING INSPECTIONS Generally, at the time of annual reexamination, or at other times as necessary, the Iowa City Housing Authority will conduct a housekeeping inspection to ensure the family is maintaining the unit in a safe and sanitary condition. 24 CFR 966.4 (j)(1) 17. 7 NOTICE OF INSPECTION For inspections defined as annual inspections, preventative maintenance inspections, special inspections, and housekeeping inspections the Iowa City Housing Authority will give the tenant at least 48 hours notice. 24 CFR 966.4 (j)(1) 17.8 EMERGENCY INSPECTIONS If any employee and/or agent of the Iowa City Housing Authority has reason to believe that an emergency exists within the honsing unit, the unit can be entered without notice. The person(s) who enters the unit will leave a written notice to the resident that indicates the date and time the unit was entered and thc reason why it was necessary to enter the unit. 40 24 CFR 966.4 (j)(2) 17.9 PRE-MOVE-OUT1NSPECTIONS When a tenant gives notice that they intend to move, the Iowa City Housing Authority will offer to schedule a pre-move-out inspection with the family. The inspection allows the Iowa City Housing Authority to help the family identify any problems which, if left uncorrected, could lead to tenant charges. This inspection is a courtesy to the family and has been found to bc helpful both in reducing costs to the family and in enabling the Iowa City Housing Authority to ready units more quickly for the future occupants. 24 CFR 966.4 (h)(4)(i) 17.10 MOVE-OUTINSPECTIONS Thc lou, a City Housing Authority conducts the move-out inspection after the tenant vacatcs to assess the condition of the unit and detem~ine responsibility for any needed repairs. When possiblc, the tenant is notified of the inspection and is encouraged to be present. This inspection becomes the basis for any claims that may be assessed against the security deposit. 24 CFR 966.4 (h)(4)(i) 18.0 PET POLICY 24 CFR 960.707 18.1 EXCLUSIONS 24 CFR 5.303 (a) This policy does not apply to animals that are used to assist persons with disabilities. Assistive animals, that have current rabies and distemper inoculations and a current City license are allowed in all Public Housing facilities with no restrictions other than those imposed on all tenants to maintain their units and associated facilities in a decent, safe, and sanitary manner and to rcfrain from disturbing their neighbors. l&2 PERMIT Application for ICHA Pet Pemrit. Prior to housing any pet on premises, the resident shall apply to the Iowa City Housing Authority for a pet permit. When the pemrit is returned it shall be accompanied by the following: 1. A current license issued by the City of Iowa City per the Iowa City Code (all dogs and cats must be licensed). 2. Evidence that thc pet has been spayed or neutered, and, with respect to cats, that the pet has been declawed on all four paws; 3. Evidence that the pet has received current rabies and distemper inoculations or boosters by a licensed veterinarian. (This information must be updated annually). 4. Picture ofpet 41 5. The Iowa City Housing Authority, in its sole discretion, shall determine adequacy of thc evidence. 6. A pet deposit of $200 which applies to new residents, current residents with new pets, or transfers. 7. Tenants must identify in writing the name, address, and phone number of an alternate custodian for pets in the event of tenant illness or other absence from the dwelling unit. The identification of an alternate custodian must occur prior to the ICHA issuing a pet registration permit. 8. The privilege of maintaining a pet in a facility owned and/or operated by the ICHA shall be subject to the rules set forth in 18.4. This privilege may be revoked at any lime subject to the ICHA Administrative Hearing if the animal should become destructive, create a nuisancc, represent a threat to the safety and security of other residents, or create a problem in the area of cleanliness and sanitation. l&3 APPROVAL Rcsidents must have the prior approval of the Housing Authority before moving a pet into their unit. Residents must apply for a pet permit, which must be fully completed bclbre the Housing Authority will consider approval of the request. l&4 TYPES AND NUMBER OFPETS All tenants with pets permitted to be kept on the premises shall comply with the following rules: a. The Iowa City Housing Authority does not allow any pets prohibited or restricted as listed in the Iowa City Housing Code 8.4 l. (Sec Appendix II) b. All dogs and cats must be neutered or spayed. All cats must be declawed. c. No animal may exceed 30" (adult size) in height (measured from paw to top of head). Only one (1) 4 legged animal per unit allowed. c. In the case of fish, the maximum aquarium size is 50 gallons. f. Birds must be confined to a cage and there is a limit of two. g. No reptiles are allowed, with the exception of turtles. h. Any animal deemed to be potentially harmfid to the health or safety of others, including attack or fight trained dogs, will not be allowed. 42 i. Tenants are prohibited from feeding or harboring stray animals. The feeding of stray animals shall constitute having a pet without the written permission of the ICHA and is a violation of the Dwelling Lease. 18.5 INOCULATIONS A ND LICENSES Pets nmst be licensed yearly with the City of lowa City and tenants must provide the ICHA with a copy of the renewal as well as proof of current rabies and distemper booster inoculations. 18. 6 PET DEPOSIT A pet deposit of $200 is required at the time of registering a pet. The deposit is refundable after the family vacates the anit, (even if the pet is removed carlier) less any amounts owed due to damage beyond normal ;vcar and tear. 18. 7 FINANCIAL OBLIGATION OF RESIDENTS Any resident who owns or keeps a pet in their dwelling unit will be required to pay for any damages caused by the pet. Also, any pet-related insect infestation in the pet owner's unit will be the financial responsibility of the pet owner and the Iowa City Housing Aathority reserves the right to exterminate and charge the resident. 18.8 NUISANCE OR THREAT TO HEAL TH OR SAFETY Tenants shall not permit their pet to distm'b, interfere or diminish thc peacefid enjoyment of other tenants. The term "disturb, interfere and diminish" shall include, but are not limited to, barking, howling, chirping, biting, scratching, and other similar activities. VI(7OUS AND/OR INTIMIDATING PETS WILL NOT BE ALLOWED. Repeated substantiated complaints of this nature by neighbors or Iowa City Housing Authority personnel regarding pets disturbing the peace of neighbors through noise, odor, animal waste, or other nuisance shall constitute a violation of the lease and may resalt in the revocation of the pet permit, te~Tnination of the Dwelling Lease agreement, or both. The pet and its living qaarters must be maintained in a manner to prevent odors and any other unsanitary conditions in the owner's unit and surrounding areas. Tenant pet owners are solely responsible for the safety and health of their pet during those schednled occasions when the dwelling units in the facility are being treated for deinfcstation. The iCHA shall not be liable for the ill health or dcath of a pet as a result of the periodic dcinfestation treatment. 18.9 DESIGNATiON OF PETAREAS Pets mast be kept in the owner's apartment or on a leash and controlled by an adult at all times when outside. No outdoor cages may be constructed. Birds must be confined to a cage at all times. Pet owners must clean up after their pels and arc responsible for disposing of pet waste. Tenants shall take adequate precautions and measures necessary 43 to eliminate pet odors within or around the unit and shall maintain the unit in a sanitary condition at all times, Tenants must provide litter boxes for cat waste, which must be kept in the dwelling unit. Tenants shall not permit refuse from litter boxes to accumulate nor to become unsightly or unsanitary. Tenants are solely responsible for cleaning up pet droppings, if any, outside thc unit and on facility grounds. Droppings must be disposed of by being placed in a sack and then placed in an acceptable refuse container outside the building. 18.10 VISITING PETS Pets that meet the size and type criteria outlined above may visit the unit where pets are allowed for up to two weeks, with Iowa City Housing Authority approval. Tenants who have visiting pets must abide by the conditions of this policy regarding health, sanitation, nuisances, and peaceful eujoyment of others. If visiting pets violate this policy or cause thc tenant to violate the lease, the tenant will be required to remove the visiting pet. 18.11 REMOVAL OFPETS The Iowa City Housing Authority, or an appropriate community authority, shall require the removal of any pet from a unit if the pet's conduct or condition is determined to be a nuisance or threat to the health or safety of other occupants of the unit or of other persons in the community where thc unit is located. if pets are left unattended for a period of twenty-four (24) hours or more, the lowa City Housing Authority may enter the dwelling unit, remove the pet and transfer it to the proper authorities, subject to the provisions of lowa state law and pertinent local ordinances. The Iowa City Housing Authority accepts no responsibility for the animal under such circumstances. In the event of the death of a pet, the tenants shall immediately remove and properly dispose of the remains. The remains shall not be placed in any container inside an 1CHA facility or in a container on ICHA grounds. If a new pet is desired, a new ICHA pet permit will be required. Shonld a breach of the rules set forth in 18.0 above occur, the lease will stand in violation and thc iCHA may exercise any remedy available, under Federal, Statc or local law, including eviction. 19.0REPAYMENT AGREEMENTS When a resident owes money to the Iowa City Housing Authority for back charges and is unable to pay the balance by the due date, the resident may request that the Iowa City Housing Authority allow' them to enter into a Repayment Agreement. The Iowa City Housing Authority has the sole discretion of whethcr to accept such an agreement. All Repayment Agreements must assure that the full payment is made within a period not to exceed twelve (12) months. All Repayment Agreements must be in writing and signed by both parties. Failure to comply with the Repayment Agreement terms may subject thc Resident to eviction procedures and judicial collection of the amount owed. 44 The ICHA will allow for repayment agreements for those tenants whose rental amount is the minimum rent and who have had their rent abated for a temporary period. 20.0 TERMINATION 20.1 TERM1NA TION B Y TENANT The tenant may terminate the lease at any time after the expiration of the initial lease term by submitting a 30-day written notice. If the tenant vacates prior to the end of the thirty (30) days, they will be responsible for rent through the end of the notice period or until the unit is re-rented, whichever occurs first. 20.2 TERMINATION BY THE HOUSING AUTHORITY The Iowa City Housing Authority will terminate the lease for serious or repeated violations of material lease terms. Such violations include but arc not limitcd to the following: 24 CFR 966.4 A. Nonpayment of rent or other charges; 24 CFR 966.4 (1)(2)(i) B. A history of late rental payments; 24 CFR 966.4 (1)(2)(i) C. Failure to provide timely and accurate information regarding family composition, income circumstances, or other information related to eligibility or rent; 24 CFR 966.4 (c)(2) D. Failure to allow inspection of the unit; 24 CFR 966.4 (j)(1) E. Failure to maintain the unit in a safe and sanitary manner; 24 CFR 966.4 (f)(6) F. Assignment or subletting of thc premises; 24 CFR 966.4 (f)(1) G. Use of the premises for purposes other than as a dwelling unit (other than for Iowa City Housing Authority approved resident businesses) 24 CFR 966.4 (f)(3) }1. Acts of destruction, defacement, or removal of any part of the dwelling unit or project. 24 CFR 966.4 (1)(9) I. Any criminal activity that threatens thc health, safety, or right to peaceful enjoymcnt of the premises, or alcohol abuse on the property that thrcatens the health, safety, or right to peaceful enjoyment of thc premises, or drug-related criminal activity on or off the premises. 24 CFR 966.4 (f')(12)(A &B) J. Non-compliance with Non-Citi×en Rule requirements; 45 K. Permitting persons not on the lease to reside in the unit more than fourteen (14) days each year without the prior written approval of the Housing Authority; and a lifetime registration requirement under a State sex offender registration program. 24 CFR 966.4(1)(5)(i)(A) L. Violation of the Pet Policy M. Conviction of drug-related criminal activity for manufacture or production of methamphetamines on the premises of Federally assisted housing; 24 CFR 966.4 (e)(5)(i)(A) N. Failure to fulfill family obligations; 24 CFR 966.4 (e)(2)(i)(B) O. Other good cause. 24 CFR 966.4 (2)(ii) 20.3 PENALTIES Tenants terminated by the Iowa City Housing Authority will be denied all forms of rental assistance and may not reapply for a minmmm of 1 year and a maximum of 3 years pending the determination of the ICHA or the Hearing Officer. Severity and duplication of the violation will be taken into consideration when determining the duration of the penalty and the tenant will be notified in writing of the decision. 20.4 ABANDONMENT The Iowa City Housing Authority will consider a unit to be abandoned when a resident has both fallen behind in rent AND has clearly indicated by words or actions an intention not to continue living in the unit AND is not residing in the unit. The ICHA will take necessary steps to evict the tenant. 20.5 RETURN OF SECUR1TY DEPOSIT 24 CFR 966.4 (b)(5) After a family moves out, the Iowa City Housing Authority will return the security deposit within 30 days (Iowa Code 562A.12 (3) or give the family a written statement of why all or part of the security deposit is not being returned. The rental unit must be restored to the samc conditions as when the family moved in, except for nom~al wear and tear. The Iowa City Housing Authority will be considered in compliance with the above if thc required payment, statement, or both, are dcposited in the U.S. mail with first class postage paid within 30 days (Iowa Code 562A.12(3). 46 21.0 APPEALS 2]. ] ADMISSIONS REVIEW (Applicants only) Applicability 1. The Iowa City Housing Authority will provide an opportunity for an Admission Review regarding a decision denying assistance to an applicant, including a decision: a. Denying placement on the waiting list. b. Denying participation in the Public Housing Program. c. Denying a preference in determining eligibility for the Public Housing Program. 2. The Housing Agency is not required to provide an opportunity for an Admissions Review: a. To review discretionary administrative detemrinations by the Iowa City Housing Authority, or to consider general policy issues or class grievances. b. To review the ICHA's determination of the number of bedrooms allowed under the standards established by the ICHA in accordance with HUD regulations. B. Procedures 1. The Iowa City Housing Authority shall give an applicant prompt written notice of a decision denying assistance to the applicant, including a decision of ineligibility for housing, ineligibility for any of the selection preferences adopted by the lowa City Housing Authority, or removal from or denying placement on the waiting list. The notice shall also state that the applicant may request in writing an Admissions Review of the decision, and shall describe how to obtain the Admission Review. 2. The applicant must submit a written request for an Admission Review within ten (10) calendar days of notification of the decision denying assistance. 3. If the applicant's request is not submitted within ten (10) calendar days or in another way fails to comply with requirements, the request will be denied and the applicant will be promptly notified in writing. 4. If the request meets the criteria, an Admissions Review will be scheduled within a reasonable time pcriod. 47 5. The Admissions Review shall be conducted by any person or persons designated by the Administrator, other than a person who made or approved the decision under review or a subordinate of such person. 6. The applicant shall be given an opportunity to present written or oral objections to the Iowa City Housing Authority's decision. 7. The Iowa City Housing Authority shall notify the applicant in writing of the final decision within fourteen (14) calendar days after the Admissions Review, including a brief statement of the reason(s) for the final decision. 21.2 INS/CITIZENSHIP DENIAL INFORMAL REVIEW For the participant families, the Informal Hearing Process above will be utilized with the exception that the participant family will have up to 30 days of receipt of the Notice of Denial or Tenmnation of Assistance, or of the INS appeal decision. The participant family may request that the lowa City Housing Authority provide for an Informal Hcaring after the family has notification of an 1NS decision on their citizenship status on appeal, or in lieu of request of appeal to the INS. The participant family must make this request within 30 days of receipt of the Notice of Denial or Termination of Assistance, or within 30 days of receipt of the INS appeal decision. 21.3 TENANT GRIEVANCE PROCEDURE 24 CFR 966.50 This Grievance Procedure sets forth the requirements, standards and criteria used by the ICHA to assure tenants are afforded an opportunity for a hearing if the tenant disputes within ten (10) days from the receipt of any ICHA action or failure to act involving the tenant's Dwelling I.ease with the ICHA or ICHA regulations which adversely affect the individual tenant's rights, duties, welfare, or status. A. Not Applicable 1. The ICHA Grievance Procedure shall not bc applicable to disputes between tenant not involving the ICHA or to class grievances. 24 CFR 966.51 (b) 2. This Grievance Procedure is not intended, nor shall be used for, initiating or negotiating policy changes between a group or gronps of tenants and the ICHA's Administrator or City Council. 24 CFR 966.51 (b) 3. If Iowa is determined by It[H) to be a '~duc process" state, this Grievance Procedure does not apply to termination of tenancy or evictions that involve: (It[ID determination of Iowa as a ;~Due Process" state is pcnding) a. Any activity that threatens the health, safety or right to peaccfid enjoyment or thc premises ofothcr tenants or employees of the [CHA. 24CFR 966.51(a)(2) (A) b. Drug-related criminal activity that occurs on or off the ICHA premises. 24 CFR 966.51 (a)(2)(B) 48 c. Violent criminal activity that occurs on or off the ICHA premises. 4. Upon any termination of tenancy or eviction referenced in Item 3 above, the tenant will be given the right to a full "due process" hearing in the appropriate judicial proceeding. 24 CFR 966.51 (a)(2)(iv) B. General Procedures 1. If the Iowa City Housing Authority is unable to rcach the tenant or if the grieving party does not request a hearing in accordance with these procedures, the ICHA's disposition of thc grievance shall become final, provided that failure to request a bearing shall not constitute a waiver by the tenant of his right thereafter to contest the ICtlA's action in disposing of the complaint in an appropriate judicial proceeding. 24 CFR 966.54(c) 2. Before an Administrative Hearing is scheduled for any grievance for rent or other charges as specified in the Dwelling Lease which the ICHA claims is due, the complainant shall pay to the tCHA an amount equal to the amount of the rent and other charges due and payable as of the first of the month preceding the month in which the act or failure took place. Deposits of the monthly rent, when due and owing, shall be made until the grievance is resolved. Failure to make such payments shall end the Hearing process but shall not constitute a waiver of any right the complainant may have to contest the ICHA's disposition of his/her grievances in an appropriate judicial proceeding. 24 CFR 966.55(e) a. Thc escrow deposit will be waived for financial hardship as defined in 24 CFR 966.55 (d)(2). 3. The Iowa City Housing Authority must provide reasonable accommodation for persons with disabilities to participate in the hearing. Reasonable accommodation may include qualified sign language interpreters, readers, accessible locations, or attendants. 24 CFR 966.56(h) 4. If the tenant is visually impaired, any required notices to the tenant must be in an accessible format. 24 CFR 966.56 (h) (2) C. Procedures to Obtain an Informal Settlement Hearing 1. The complainant shall submit a written request for an Informal Settlement Hearing to the ICHA administrative office within ten (10) days after receipt of the action o~'thc ICHA citing: 24 CFR 966.55(a) a. The reasons the tenant is disputing the ICHA actions; and 24 CFR966.55 (a)(l) b. Thc action or' relief the tenant is requesting. 24 CFR 906.55(a)(2} 2. Upon rcceipt of a written request for an Informal Settlement Hearing, the Iowa City Housing Authority will make at least two attempts to contact the tenant and discuss the reason fbr the ICHA's action. 49 A summary of such discussion shall be prepared within :20 days and one copy shall be given to the tenant and one copy retained in the ICHA's tenant file. The summary shall specify the names of those present, the date of the discussion, the nature of the disposition and the reasons therefore. 24 CFR 966.54 If the grievance has not been resolved to the satisfaction of both parties, the smnmary will advise the tenant that they may request an Administrative Hearing by submitting a written request within 10 calendar days of receipt of the summary. Notification of the Administrative Hearing date will be sent to the tenant within a reasonable time. The written notice shall specif~v the time, place and the procedures governing the Administrative Hearing and shall be delivered to thc tenant and the appropriate ICHA staff. 3. The Administrative Hearing Officer shall be an impartial person selected by the ICHA. 4. At the Administrative Hearing both parties (ICHA and tenant) will discuss the grievance. Both parties will have the opportunity to present any and all information regarding the grievance and support their position regarding the action taken by the ICHA. D. Procedures Governing the Administrative Hearing 1. The Administrative Hearing shall be held before the Administrative Hearing officer. 24 CFR 966.56 (a) 2. The tenant shall be afforded the opportunity to: a. Examine before the Administrative Hearing, and at the expense of the tenant, to copy all documents, records and regulations of the ICHA that are relevant to the Hearing. Any documents requested by the tenant, but not made available by the ICHA to the tenant, may not be relied on by the ICHA. 24 CFR 966.56 (b)(1) b. The right to be represented by counsel or other person. 24 CFR 966.56 (b)(2) c. The right to a private Hearing unless a public hearing is requested. 24 CFR 966.56 (b)(3) d. The right to present evidence and arguments in support of his/her complaint, to controvert evidence relied on by the ICHA, and to confl'ont and cross- examine all witnesses on whose testimony or information the ICHA relies. 24 CFR 966.56 (b)(4) e. A decision based solely and exclusively upon the facts preseuted at the hearing. 24 CFR 966.56 (c) 50 3. The Administrative Hearing Officer may render a decision without proceeding with the hearing if the Administrative Hearing Officer determines that an identical or similar issue has been previously decided in another proceeding. 24 CFR 966.56 (c) 4. If the tenant or the 1CHA fails to appear at the scheduled Hearing, the Administrative Hearing Office may make a determination to postpone the Hearing for a period not to exceed four (4) business days, or may make a determination that the party has waived his/her right to a Hearing. Both the ICHA and thc tenant shall be notified of the determination provided that, if a tenant has waived his/her right to a l-tearing, this shall not constitute a waiver of any right the tenant may have to contest the ICHA's disposition in an appropriate judicial proceeding. 24 CFR 966.56 (d) 5. At the Hearing, the tenant must first demonstrate he/she is entitled to the relief sought and thereafter the ICHA nmst .justify the action or failure to act in the matter against which the grievance is directed. 24 CFR 966.56 (e) 6. Thc l-tearing shall be conducted informally by the Administrative Hearing Officer and both oral and documentary evidence pertinent to the facts and issues raised by the tenant may be received without regard to admissibility under the rules of evidence applicable to judicial proceedings. The Administrative Hearing Office shall require the iCHA, the tenant, counsel, and other participants or spectators to conduct themselves in an orderly fashion. Failure to comply with this procedure may result in exclusion from the proceedings or in a decision adverse to the interests of the disorderly party and the granting or denial of the relief sought. 24 CFR 966.56 (f) E. Decision of the Administrative Hearing Officer 1. The Administrative Hearing Officer shall prepare a written decision, together with the reasons therefore, within ten (14) calendar days after the Hearing. A copy of the decision shall be sent to the tenant and the ICHA. The ICHA shall retain a copy et' the decision in the tenant's file. A copy of this decision, with all names and identifying references deleted, shall be maintained on file by the ICHA and made available for inspection by the tenant, his/her representative or the Administrative Hearing Officer. 24 CFR 966.57 (a) 2. The decision of the Administrative Hearing Ofricer shall be binding on the ICHA that shall take all actions, or rcfrain from any actions, necessary to carry out decision. 24 CFR 966.57 (b) 3. A decision by the Administrative Hearing Officer, in favor of the ICHA or which denies the relief requested by the tenant in whole or in part shall not constitute a waiver of, nor affect in any manner whatever, any rights the tenant may have to a trial dc hove or judicial review in any judicial proceedings, which may thercafter be brought in the matter. 24 CFR 966.57(c) F. Procedures Governing the Expedited Hearing Process (This process will be used ONLY if Iowa is not determined by HUD to be a "due process" state.) 51 Thc 1CHA may use the expedited grievance procedure when the following conditions exist: 24 CFR 966.55 (g) 1. Any criminal activity that threatens thc health, safety, or right to peaceful enjoyment of the premise by other residcnts or employees of the ICHA. 24 CFR 966.55 (g)(1)(i) 2. Any drug-related criminal activity on or near such premises. 24 CFR 966.55 (g)(1)(ii) In the case of an Expedited Hearing the following procedures will be followed: 1. The resident will be notified in the Notice of Termination that the ICHA has opted for an Expedited Hearing. 2. A request fbr a hearing must be made by the family, in writing, within 5 days of receiving the Notice of Termination. 3. The Informal Settlement Hearing is not applicable. 24 CFR 966.55 (g)(2). 4. The Expedited Hearing shall occur within 7 days of the written request by the resident. 5. Notification of the Expedited Hearing date will be sent within 2 days of the request for hearing and will specify the time, place and procedures governing thc Expedited Hearing. 6. The Expedited Hearing will be held before the Administrative Hearing Officer appointed by the ICHA. 7. The procedures listed in (D) (6) above shall be in effect for this hearing. 8. If the tenant fails to appear for the Expedited Hearing he/she shall waive the right to a hearing. This shall not constitute a waiver of any right the tenant may have to contest the ICHA's disposition in an appropriate judicial proceeding. 9. The dccision of the Administrative Hearing Officer shall be rendered within 5 business days of the hearing. 10. Thc decision of the Administrative Hearing Officer shall be binding on the ICHA who shall take all actions, or refrain from any actions, necessary to carry out the decision. 24 CFR 966.57 (b) 11. A decision by the Administrative Hearing Officer, in favor of the ICHA or which denies the relief requested by the tenant in whole or in part shall not constitute a waiver of, nor affect in any manner whatever, any rights the tenant may have to a ti'iai tlc novo or judicial review in any judicial in'occedmgs, which may thereaticr be broaght in thc matter. 24 CFR 966.57 52 Appendix I Income Limits and Deconcentration Worksheet Development Number of Units Number of Number of Units % Occupied by Name Under ACC Occupied Units Occupied by Very Poor As of 9/25/01 Very Poor Families Families Public Housing 98 95 81 85% %Very Poor in Census Tract Target Number Number Needed of below 30% of median area income 39 Number Needed above 30% of median area income 59 53 Appendix II CHAPTER 4: ANIMAL CONTROL 8-4-1: DEFINITIONS: As used ii1 this ( hapter, lite lbllowing definitions shall apply: ANIMAl.: Any Iix lng c~eature, domestic or wild, except a Imman being. ANIMAL ACTS OR EXHIBITIONS: Any display contatning one or more live animals, which are exposed to public view fnr enterlainment, instruction, or advertisement. BOARDING KENNEI: Any conunercial place or establishment, other than the City animal shelter, where dogs or cats or other almnals not owned by the proprietor, owner, ot person in possession of the premises ate sheltered, fed, watered and generally ca~ ed for in return for consideration of a fee. BREEDER: Any pelson who causes the breeding of a male o~ female dog or cat, or makes or allows a dog or cat to be available tbr b~ceding, or a person who offers to sell a puppy or kitten that is a direct off'spring of their adnlt dog or cat. All bt ecdct s must possess a valid permit issned by the Division of Animal Control or its successor. CAT KENNEL: Any lot, building, structure, enclosure or premises where five (5) or more cats over the age of four (4) months are kept or maintained. CIRCUS: An event or perlbrmance which charges members of the pnblic an admission fee to watch iTained lions, tigers, elephants, or other animals perform under the whip or command of a ringmaster, trainer, or handler. CITY POUND: Any pubbc animal shelter or pound establisbed or maintained by the City which may include any private or cbalitablc tn ganization or facility leased by the City or with whom the City has a contractual agreement for impoundment services COMMERCIAL KENNEL: A place or establishment where the owner or employees perform groonung or training services for dogs o1' cats tn return for a consideration or the. DEFILEMENT: '1o fnul. dirty, pollute or make filthy, either by the animal's body or wastes or by the animal carrying or d~aggmg any tbul material. DOG KENNEL: Any lot, building, structure, enclosure, or premises where four (4) or more dogs over the age of four (4) months arc kept or maintained. DOG OR ('A'I SI IOW: Any place where dogs or cats are being exhibited and/or judged. FENCE: A physical hamer intended to prevent escape or intrusion, entry or exit. made of posts and wire, boards, stone, brick, o~ smiilm matcriah invisible fencing systems using underground wire or electronic collar devices are not considered IYncing fm the purposes of this Chapter. GUARD/AT'I A( K DO(i: A dog trained to attack persons upon the command of its master or custodian or upon the actions of an mdMdual LIVESTOCK: Au animaxl belonging to the bovine, caplme, equine, ovine, or porcine species; oslrichcs, lheas, emus: farm deer, as dc[incd m section 481A.1, Code oflox~a, as amended; or poultry. injected under the skill ot an animal to provide permanent identification. 54 MOLEST: lnchtdes not only biting and scratching a human or other animal, bnt also any annoyance, interference with or meddling with any such human or animal. MOTION PICTURE. TELEVISION, OR THEATRICAL PERFORMANCE: Any place or perlbt mance where one or more animals are nsed in the production of any motion picture, television, radio or theatrical performance, whether for entertainment, instruction, or advertising. OWNER: In addition to its ordinary meaning, includes any person who owns, keeps or harbors an animal. PET SHOP: Any place of business or othe~ commercial establishment ~vhere animals me bought, sold. exchanged, or offered fbr sale PIGEON OR DOVE LOFT: Any cage, loft, or enclosure where five (5) or more p~geons or doves arc kept or maintained. PRIVATE PROPERTY: All buildings and other property owned by a private person, inchldmg buildings, yards and service and parking a~ cas. PROHIBITED AN I,¥1ALS: The following genus/species of animals are hereby declared to be prohibited: A. Canidac within the order Carnivora (e.g., wolves, wolf dog hybrids which are at least 50 percent wolf} coyotes, coyote-dog hybrids which are at least 50 percent coyote, foxes, .jackals), but excluding Canis familiaris, the domestic dog. B. Felidae within the order Carnivora (e.g., lions, tigers, jagum's, leopards, cougars, lynx, ocelots, bobcats, jungle cats), but excluding Fells domestica, the domestic cat. C. Procyonidae within the order Carnivora (e.g., coatis, pandas, raccoons, procynonids). D. Ursidae of the order Carnivora (e.g., black bears, brown bears, grizzly bears, polar bears). E. Chiroptera (e.g. bats). F. Cetacea (e.g., whales, dolphins, porpoises). G. Pinnipedia (e.g., seals, sea lions, walrus). H. Sirenia (e.g.. sea cows, manatees). 1. Primates, including all lXamilies, (e.g., Cebidae, Cercopithecidae, Callithricedae, Lemuridae, Lorisidae. Tarsiidae, Colobinae. Hylobatidae. Pongidae; (e.g., monkeys, baboons, marmosets, tamarins, capuchin, chimpanzees, orangutan, golillas, apes)). J. Formicidae within the ruder Hymenoptcra (e.g., fire ants). K. Apidae; specifically Afl icanized strains of the Apis Mellifera honey bee. I.. Proboscidea, [ [? acoidea, I'nbulidentata (e.g., elephants, hyraxes, aardvarks). M. Edemata, Pholidota (e.g., anteaters, sloths, armadillos). N. Marsnpialia (cg., kangaroos, wallabies, koala), except for sngar gliders. O. Crocodylidae ol'the otde~ Squamata (e.g., crocodiles, alligator s, caimans, gavials). P. l telodel matidac of the older Squamata (e.g., gila monsters, beeded lizards). Q. I.izaicls otdlc species komodoensis, salvadmii, salvato~, niloticus, albigularis, and indicus 55 R. Crotalidae, Viperidae, Elapidae, Opisthoglyphous Colubridae, and all other orders which inclnde poisonous or venomons reptiles (e.g., rattlesnakes, vipers, cmals, copperheads, cottonmonths, moccasins, sea snakes, puff adders, malagasy hognoses). S. Eunectes of the order Squamata (e.g., green anaconda). T. Python sebac, Python reticulams, Python mnlorus. Morelia amethystina of the order Squamata. U. Venomous spiders of the families Teridiiae and Loxoscelidae respectively, and scorpions of the order Scorpiones, excluding Pandinus imperator (emperor scorpmn). V. All ~ ild ammals indigenous to the State of Ionia, as dcfioed in chapter 481A, Cnde of iowa, as amended. PUBLIC PROPERTY: Buildings, right of v, ay or other pnblic property owned or dedicated to the nse of the City and nthcr go~ ernmel~tal entities. RESTRICTED ANIMALS: The lbllowing genus/species of animals are hereby declared to be restlicted: A. Fen ets B. Iguana ignana, lizards of the order of Chamaeleontidae~ and lizards of the genus Varanus. but excluding the species kolnndoensis, salvadorii, salvator, niloticns, albigularis, and indicus. C. Viemamcse potbellied pigs (also subject to zoning requirements). D. Ostriches, emus, rheas, and peafowls (also sul~lect to zoning requirements). E. Artiodactyla and Camelidae, including camels, alpacas, llamas, and vicuna (also subject to zoning requirements). F. Sugar gliders. G. Other small livestock-type animals (also sobject to zoning requirements). RODEO: A contest, exhibition or competitiou which charges members of the public an admission fee to watch the skill of contestants or entrants m horseridership where lassoing is performed involving cattle, horses, bulls, goats, pigs, and wild bovine and/or where contestants ride wild bulls or wild horses for public entertainment. VETERINARIAN: A person duly licensed by the State of Iowa to practice veterinary medicine. VETERINARY HOSPITAL: An establishment regularly maintained and operated by a veterinarian for the diagnosis and treatment of diseases and injuries to animals and which may board animals. (Ord. 97-3793, 7-15-1997 56 GLOSSARY 50058 Form: The HUD form that housing authorities are required to complete for each assisted household in public housing to record information used in the certification and re-certification process and, at the option of the housing authority, for interim reexaminations. 1937 Housing Act: The United States Housing Act of 1937 (42 U.S.C. 1437 et seq.) (24 CFR 5.100) Adjusted Annual Income: The amount of household income, after deductions for specified allowances, on which tenant rent is based. (24 CFR 5.611) Adult: A houschold member who is 18 years or older or who is the head of the household, or spouse, or co-head. Allowances: Amounts deducted from the household's annual income in determining adjusted annual income (the income amount used in the rent calculation). Allowances are given for elderly families, dependents, medical expenses for elderly families, disability expenses, and child care expenses for children under 13 years of age. Annual Contributions Contract (ACC): The written contract between HUD and a housing authority tinder which HUD agrees to provide fimding for a program under the 1937 Act, and the housing authority agrees to comply witb HUD requirements for the program. (24 CFR 5.403) Annual Income: All amounts, monetary or not, that: A. Go to (or on behalf of) the family head or spouse (even if temporarily absent) or to any other family member; or B. Are anticipated to be received from a source outside the family during the 12- month period folloxving ad~nission or annual reexamination effective date; and C. Are not specifically excluded from annual income. Annual Income also includes amounts derived (during the 12-month period) from assets to which any member of thc family has access. (1937 Housing Act; 24 CFR 5.609) Applicant (applicant family): A person or Family that has applied for admission to a program but is not yet a participant in the program (24 CFR 5.403) Assets: Thc value of equity in savings, cbccking, IRA and Keogh accounts, real property, stocks, bonds, and other forms of capital investment. The value of necessary items of personal property such as fl~rniture and automobiles arc not counted as assets. (Also see "net family assets.") 57 Asset Income: Income received from assets held by family members. If assets total more than $5,000, income from the assets is "imputed" and the greater of actual asset income and imputed asset income is counted in atmual income. (See "imputed asset income" below.) Ceiling Rent: Maximum rent allowed for public housing units. Certification: ]?he examination of a household's income, expeuses, and family composition to determine the family's eligibility for program participation and to calculate the family's share of robt. Child: For purposes of citizenship regulations, a member of the family other than the family head or sponse who is under 18 ycars of age. (24 CFR 5.504(b)) Child Care Expenses: Amounts anticipated to be paid by the family for the care of children under 13 years of age during the period for which annual iucome is computed, but only where such care is necessary to cnable a family membcr to actively seek employment, be gainfully employed, or to further his or her education and only to the extent such amounts are not reimbursed. The amount deducted shall reflect reasonable charges for childcare. In the case of childcare nccessary to permit employment, the amount deducted shafl not exceed the amount of employment income that is included in annual income. (24 CFR 5.603(d)) Citizen: A citizen or national of the United States. (24 CFR 5.504(b)) Consent Form: Any consent form approved by HUD or the Iowa City ttousing Authority to be signed by assistance applicants and participants for the purpose of obtaining income information £rom employers and SWICAs, return information from the Social Security Administration, and return information for unearned income from the Internal Revenue Service. The consent forms may authorize the collection of other information from assistance applicants or participant to determine eligibility or level of benefits. (24 CFR 5.214) Decent, Safe, and Sanitary: Housing is decent, safe, and sanitary if it satisfies the applicable housing quality standards. Department: The Department of Housing and Urban Development. (24 CFR 5.100) Dependent: A member of the family (except foster children and foster adnlts), other than the family head or spouse, who is under 18 years of age or is a person with a disability or is a full-time student. (24 CFR 5.603(d)) Dependent Allowance: An amount, equal to $480 multiplied by the number of dependents, that is deducted from the household's annual income in detemfining adjusted annual income. Disability Assistance Expenses: Reasouable expenses that are anticipated, during the period for which annual income is computed, for attendant care and auxiliary apparatus for a disabled family membcr and that are necessary to enable a family member (including the disabled member) to be cmployed, provided that the expenses are neither paid to a member of the family nor reimbursed by an oulsidc source. (24 CFR 5.603(d)) 58 Disability Assistance Expense Allowance: In determining adjusted annual income, the amount of disability assistance expenses deducted from annual income for farnilies with a disabled household member. Disabled Family: A family whose head, co-head, spouse, or sole member is a person with disabilities; two or more persons with disabilities living together; or one or more persons with disabilities living with one or more live-in aides. (24 CFR 5.403(b)) (Also see "person with disabilities.") Disabled Person: See "person with disabilities." Displaced Family: A family in which each member, or whose sole member, is a person displaced by govcrnmcntal action (snch as urban renewal), or a person whose dwelling has been extensively damagcd or destroyed as a result of a disaster declared or otherwise fo~xnally recognized pursuant to Federal disaster relief laws. (24 CFR 5.403(b)) Displaced Person: A person displaced by governmental action or a person whose dwelling has been extensively damaged or destroyed as a result of a disaster declared or otherwise formally recognized pursuant to Federal disaster relief laws. [1937 Act] Drug-Related Criminal Activity: Drug trafficking or the illegal use, or possession for personal use, of a controlled substance as defined in Section 102 of the Controlled Substances Act (21 U.S.C. 802. Elderly Family: A family whose head, co-head, spouse, or sole member is a person who is at least 62 years of age; two or more persons who are at least 62 years of age living together; or one or more persons who are at least 62 years of age living with one or more live-in aides. (24 CFR 5.403) Elderly Family Allowance: For elderly families, an allowance of $400 is deducted from the household's annual income in determining adjusted annual income. Elderly Person: A person who is at lcast 62 years of age. (1937 Housing Act) Extremely Iow-income families: Those families whose incomes do not exceed 30% of the median income for tbe area, as determined by the Secretary with adjustments for smaller and larger families. Fair Housing Act: Title VIII of the Civil Rights Act of 1968, as amended by the Fair Housing Amendments Act of 1988 (42 U.S.C. 3601 et seq.). (24 CFR 5.100) Family includes but is not limited to: A. A single person 62 years or oldcr. B. A disabled person cither who is 18 years or older and is not declared as a dependent by a parent or guardian or who is a dependent living in a group home or similar supervised residence. 59 C. Household with a child or children who resides in the unit 51% of the time. (A child who is temporarily away from the home because of placement in foster care is considered a member of the family). D. Two or more elderly persons or disabled persons living together, or one or more elderly or disabled persons living with one or more live-in aides. E. Two or more persons related by blood, marriage, domestic partnership (certified by City of Iowa City Clerk)), adoption or placement by a governmental or social service agency, as defined by City of Iowa City code Family Members: All members of the household other than live-in aides, foster children, and foster adults. All t;amily members permanently reside in the unit, though they may be temporarily absent. All family members are listed on thc lease. Family Self-Sufficiency Program (FSS Program): The program established by a housing authority to promote self-sufficiency among participating families, including the coordination of supportive services. (24 CFR 984.103(b)) Family Investment Program (FIP): The program that replaced the Assistance to Families with Dependent Children (AFDC) that provides financial assistance to needy families who meet program eligibility criteria. Benefits are limited to a specified time period. Flat Rent: A rent amount the family may choose to pay in lieu of having their rent determined under the formula method. The flat rent is established by the housing authority set at the lesser of the market value for the unit or the cost to operate the unit. Formula Method: A means of calculating a family's rent based on 10% of their monthly income, 30% of their adjusted monthly income, the welfare rent, or the minimum rent. Under the formula method, rents may be capped by a ceiling rent. Under this method, the family's income is evaluated at least annually. Full-Time Student: A person who is carrying a subject load that is considered full-time for day students under the standards and practices of the educational institution attended. An educational institution includes a vocational school with a diploma or certificate program, as well as an institution ofl'ering a college degree. (24 CFR 5.603(d)) Head of Household: The adult member of the i~amily who is the head of the household for purposes of determining income eligibility and rent. (24 CFR 5.504(b)) Household Members: All members of the household including members of the family, live-in aides, ['oster children, and foster adults. All household members arc listed on the lease, and no one other than hoosehold members is listed on the lease. Imputed Income: For households with net Family assets of more than $5,000, the amount calculated by muhiplying net family assets by a HUD-specified percentage. If imputed income is more than actual income from assets, tlne imputed amount is used as income from assets in determining annual income. 6O In-Kind Payments: Contributions other than cash made to the family or to a family member in exchange for services provided or for the general support of the family (e.g., groceries provided on a weekly basis, baby sitting provided on a regular basis). Interim(examination): A reexamination of a family income, expenses, and household composition conducted between the regular annual recertifications when a change in a household's circumstances warrants such a reexamination. I.ive-ln Aide: A person who resides with one or more elderly persons, near-elderly persons, or persons with disabilities and wino: A. Is determined to be essential to the care and well- being of the persons; B. Is not obligated for the support of the persons; and C. Would not be living in the unit except to provide the necessary supportive services. (24 CFR 5.403(b)) Low-Income Families: Thosc families whose incomes do not exceed 80% of the median income for the area, as determined by the Secretary with adjustments for smaller and larger families, except that the Secretary may establish income ceilings higher or lower than 80% of the median for the area on the basis of the Secretary's findings that such variations are necessary because of prevailing levels of construction costs or unusually high or Iow family incomes. (1937Act) Medical Expenses: Medical expenses (of all family members of an elderly or disabled family), including medical insurance premiums, that are anticipated during the period for which annual income is computed and that are not covered by insurance. (24 CFR 5.603(d)). These expenses include, but are not limited to, prescription and non-prescription drugs, costs for doctors, dentists, therapists, medical facilities, care for a service animals, transportation for medical purposes. Mixed Family: A family whose members include those with citizenship or eligible immigration status and those without citizenship or eligible immigration status. (24 CFR 5.504(b)) Monthly Adjusted Income: One twelfth of adjusted income. (24 CFR 5.603(d)) Monthly Income: One twclfth of annual income. (24 CFR 5.603(d)) National: A person who owes permanent allegiance to the United States, For example, as a result ofbirtb m a United States territory or possession. (24 CFR 5.504(b)) Net Family Assets: A. Net casln value al'ter deducting reasonable costs that would be incurred in disposing of rcal property, savings, stocks, bonds, and other forums of capital investmcnt, excluding interests in Indian trust land and excluding equity accounts in HUD homeowncrship programs. The value of necessary items of personal property sucln as furniture and automobiles shall be excluded. 61 B. In cases where a trust fund has been established and the trust is not revocable by, or under thc control of, any member of the family or household, the value of the trust fund will not be considered an asset so long as the fund continues to be held in trust. Any income distributed from the trust ftmd shall be counted when determining annual income. C. In detemfining net family assets, housing attthorities or owners, as applicable, shall include the value of any business or family assets disposed of by an applicant or tenant for less than fair market value (including a disposition in trust, but not in a foreclosure or bankruptcy sale) during the two years preceding the date of application for the prograrn or reexamination, as applicable, in excess of the consideration received therefor. In the case of a disposition as part of a separation or divorce settlement, the disposition will not be considered to be for less than fair market value if the applicant or tenant receives important consideration not measurable in dollar ten-ns. (24 CFR 5.603(d)) Non-Citizen: A person who is neither a citizen nor national of the United States. (24 CFR 5.504(b)) Occupancy Standards: The standards that a housing authority establishes for determining the appropriate number of bedrooms needed to house families of different sizes or composition. Person with Disabilities: A person who: A. Has a disability as defined in Section 223 of the Social Security Act, which states: "Inability to engage in any substantial, gainful activity by reason of any medically determinable physical or mental impain'nent that can be expected to result in death or that has lasted or can be expected to last for a continuous period of not less than 12 months, or In the case of an individual who attained the age of 55 and is blind and unable by reason of such blindness to engage in substantial, gainful activity requiring skills or ability comparable to those of any gainfid activity in which he has previously engaged with some regularity and over a substantial period of time." B. Is determincd, pursuant to regulations issued by the Secretary, to have a physical, mental, or emotional impairment that: 1. Is expected to be of long-continued and indefinite duration; 2. Substantially impedes his or her ability to live independently; and 3. Is of such a nature that such ability could be improved by more suitable housing conditions, or C. Has a devclopmcnlal disability as defined in Section 102(7) of the Developmental Disabilities Assistance and Bill of Rights Act, which states: "Severe chronic disability that: 62 1. ls aHributable to a nlental or physical impairment or conlhination ill' menial and physical inlpairnlcnts; 2. Is manifested before the person attains age 22; 3. Is likely to continue indefiuite]y; 4. Results in substantial functional limitation in three or nlore of the following areas of major life activity: (1) self care, (2) receptive and responsive language, (3) learning, (4) mobility, (e) self-direction, (6) capacity for independent living, and (7) economic self-sufficiency; and 5. Reflects the person's need for a combination and sequence of special, interdisciplinary, or generic care, treatment, or other services that are of lifelong or extended duration and are individually planned and coordinated." This definition does not exclude persons who have the disease of acquired immunodeficiency syndrome or any conditions arising from the etiologic agent for acquired immunodeficiency s~drome. (1937 Act) No individual shall be considered to be a person with disabilities for pu~oses of eligibility solely based on any drug or alcohol dependence. Proration of Assistance: The reduction in a family's housing assistance payment to reflect the proportion of family members in a mixed family who are eligible for assistance. (24 CFR5.520) Public Housing Agency (PHA): Any State, county, municipality, or other govermnental entity or public body (or agency or instrumentality thereof) which is attthorized to engage in or assist in the development or operation of low-income housing under the 1937 Housing Act. (24 CFR 5.100) Recertification: The annual reexamination of a family's income, expenses, and composition to detem~ine the family's rent. Remaining Member of a Tenant Family: A member of the family listed on the leasc who continues to live in the public housing dwelling after all other family members have left. (Haudbook 7565.1 REV-2, 3-5b.) Self-Declaration: A type of verification statement by the tenant as to the amount and source of income, expenses, or family composition. Self-declaration is acceptable verification only when third-party vcrification or documentation cannot be obtained. Single Person: Someone living alone or intending to live alone who does not qnalify as an elderly family, a person with disabilities, a displaced person, or thc remaining member of a tenant family. (Public Housing: Handbook 7465.1 REV 2, 3-5) 63 Iowa Workforce Development: Thc State agency receiving quarterly wage reports from employers in the State or an alternative system that has beeu determined by the Secretary o£ Uabor to be as effective and timely in providing employment-related income and eligibility information. (24 CFR 5.214) 'l'enant: The person or family renting or occupying an assisted dwelling unit. (24 CFR 5.504(b)) Tenant Rent: The amount payable monthly by the family as rent to the housing authority. Where all utilities (except telephone and cable) and other essential housing services are supplied by the housing authority or owner, tenant rent equals total tenant payment. Where some or all utilities (exccpt telephone) and other essential housing services are supplied by thc housing authority and the cost thereof is not included in the amount paid as rent, tenant rent equals total tenant payment less the utility allowance. (24 CFR 5.603(d)) Third-Party (verification): Written or oral confirmation of a family's income, expenses, or household composition provided by a source outside the household. Total Tenant Payment (TTP): A. Total tenant payment for families whose initial lease is effective on or after August 1, 1982: 1. Total tenant payment is the amount calculated under Section 3(a)(1 ) of the 1937 Act which is the higher off a. 30% of the family's monthly adjusted income; b. 10% of the family's monthly income; or c. If the family is receiving payments for welfare assistance from a public agency and a part of such payments, adjusted in accordance with the family's actual housing costs, is specifically designated by such agency to meet the family's housing costs, the portion of such payments which is so designated. If the family's welfare assistance is ratably reduced from the standard of need by applying a percentage~ the amount calculated under section 3(a)(1) should be the amount resulting fi-om one application of the percentage. 2. Total tenant payment for families residing in public housing does not include charges for excess utility consumption or other miscellaneous charges. B. Total tenant payment for families residing m public housing whose initial lease was effective before August 1, 1982: Paragraphs (b) and (c) of 24 CFR 913. 107, as it existed immediately before Novembcr 18, 1996), will continue to govern the total tenant payment of families, under a public housing program, ,,',.'hose initial leasc was effective before August 1, 1982. 64 Utility Allowance: If the cost of utilities (except telephone) and other housing services for an assisted unit is not included in the tenant rent but is the responsibility of the family occupying the unit, an amount equal to the estimate made by a Inousing autlnority of the monthly cost of a reasonable col]sumption of such utilities and other services for the unit by an energy- conscrvative household of modest circumstances consistent with the requirements of a safe, sanitary, and hcahhful living cnvironment. (24 CFR 5.603) Utility Reimbursement: The amount, iF any, by which the utility allowance for tine unit, if applicable, exceeds tlnc total tenant payment for the family occupying thc nnit. (24 CFR 5.603) Very Low-lncome Families: Low-income families whose incomes do not exceed 50% of tlne median family income for the area, as determined by the Secretary with adjustments for smaller and larger families, except that the Secretary may establish income ceilings Ngher or lower than 50% of the median for the areas on the basis of the Secretary's findings that such variations are neccssary becansc of unusually high or low family incomes. Such ceilings shall be established in consultation with the Secretary of Agriculture for any rural area, as defined in Section 520 of the Housing Act of 1949, taking into account the subsidy characteristics and types of programs to which sucln ceilings apply. (1937 Act) Violent Criminal Activity: [A]ny criminal activity that has as one of its elements the use, attempted use, or threatened use of physical force substantial enough to cause, or be reasonably likely to cause, serious bodily injury or property damage. 24 CFR 5.100 Welfare Assistance: Welfare or other payments to families or individuals, based on need, that are made under programs funded by Federal, State or local governments. (24 CFR 5.603(d)) 65 ACRONYMS ACC Annual Contributions Contract CFR Code of Federal Regulations FSS Family Self Sufficiency (program) HCDA Housing and Community Development Act HQS Housing Quality Standards HUD Department of Housing and Urban Development INS (U.S.) Immigration and Naturalization Service NOFA Notice of Funding Availability OMB (U.S.) Office of Management and Budget PHA Public Housing Agency QHWRA Quality Housing and Work Responsibility Act of 1998 SSA Social Security Administration TTP Total Tenant Payment 66 REQUEST FOR VERIFICATION Tenant ID DK IOWA CITY HOUSING AUTHORITY JANUARY 3, 2002 The person named below to the right has applied for or is receiving Federal Housing Assistance and has authorized verification of their income, assets, and expenses. Should you have any questions, please call Denise Kinnison at 319-356-5400. Firstar Kellee Bobek Legal Research, CN-WP-02RG, P,O. Box 5220 11 Coneflower Ct Cincinnati, OH 45201 Iowa City, fA 52240 SSN: 337-70-4407 Please complete the section below marked with an X and return this form to the Iowa City Housing Authority: 410 E. Washington Street Iowa City, IA 52240 by January 17, 2002. You may fax the completed form to 319-356-5459. ASSETS CHECKING, SAVINGS, CERTIFICATES, AND SIMILAR ACCOUNTS TYPE ACCOUNT NUMBER BALANCE INTEREST RATE Checking Account $ % $ o %1 $ % Thank you for your time and assistance. Title Telephone NO HAPPY Software 3/98 TDD: (219) ~ ~6' 5404 410 ~. ~'as/Jin, gton ,[tree! . lo~'a C~9' . lo~a . 72240.1826 ASSET VERIFICATION Oanuary 3, 2002 Firstar Bank N.A. Legal Research, CN-WP-02RG P.O. Box 5220 Cincinnati, Ohio 45201-5220 Att: Account Verifications Dear Sir/Madam: We are required by Federal Regulations to verify the assets of all members of families applying for or who are participating in our Section 8 Rental Assistance Program. We ask your cooperation in supplying the information requested below in order for us to determine the eligibility and rental amount of the family specified. Thank you for your cooperation and the prompt return of this form. Sincerely, Denise Kinnison Housing Program Assistant PLEASE COMPLETE AND RETURN THE ATTACHED INFORMATION SHEET Note: A signed release of information form is included. ASSET VERIFICATION 1/3/2002 dk BANK: Firstar NAME: Kelly and/or Daniel Bobek SOCIAL SECURITY #: 337-70-4407 and/or 337-76-0322 SAVINGS ACCOUNTS(Money MarketFunds): ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE CHECKING ACCOUNTS: ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE SAVINGS OR TIME CERTIFICATES(CD's): ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE AUTHORIZED BANK OFFICIAL SIGNATURE AND TITLE: Signature Date Telephone #: Fax #: Phone: (y/c)) 356.~400 FMX: (~19) 356'545~ TDD: (3 ! 9) 3 ~. ~404 UTHORITY~ 470 ~'. II ashmgton Strew . lo~:'a C~' · lo~,a . ~2240.1826 ASSET VERIFICATION January 3, 2002 Firstar Bank N.A. Legal Research, CN-WP-02RG P.O. Box 5220 Cincinnati, Ohio 45201-5220 Att: Account Verifications Dear SidMadam: We are required by Federal Regulations to verify the assets of all members of families applying for or who are participating in our Section 8 Rental Assistance Program. We ask your cooperation in supplying the information requested below in order for us to determine the eligibility and rental amount of the family specified. Thank you for your cooperation and the prompt return of this form. Sincerely, Denise Kinnison Housing Program Assistant PLEASE COMPLETE AND RETURN THE ATTACHED INFORMATION SHEET Note: A signed release of information form is included. ASSET VERIFICATION 1/3/2002 d k BANK: Firstar NAME: Kelly and/or Daniel Bobek SOCIAL SECURITY #: 337-70-4407 and/or 337-76-0322 SAVINGS ACCOUNTS(Money MarketFunds): ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE CHECKING ACCOUNTS: ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE SAVINGS OR TIME CERTIFICATES(CD's): ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE ACCT.# BALANCE % RATE AUTHORIZED BANK OFFICIAL SIGNATURE AND TITLE: Signature Date Telephone #: Fax #: Prepared by: Klm Shera, Sr. Civil Engineer, Public Works, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5437 RESOLUTION NO. 02-09 RESOLUTION APPROVING PLANS, SPECIFICATIONS, FORM OF CON- TRACT, AND ESTIMATE OF COST FOR THE CONSTRUCTION OF THE SCOTT BOULEVARD EXTENSION - ACT TO ROCHESTER AVENUE, F/K/A SCOTT BOULEVARD EXTENSION PHASE IV PROJECT, ESTABLISHING AMOUNT OF BID SECURITY TO ACCOMPANY EACH BID, DIRECTING CITY CLERK TO PUBLISH ADVERTISEMENT FOR BIDS, AND FIXING TIME AND PLACE FOR RECEIPT OF BIDS. WHEREAS, notice of public hearing on the plans, specifications, form of contract and estimate of cost for the above-named project was published as required by law, and the hearing thereon held. NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA THAT: 1. The plans, specifications, form of contract and estimate of cost for the above-named project are hereby approved. 2. The amount of bid security to accompany each bid for the construction of the above- named project shall be in the amount of I0% (ten percent) of bid payable to Treasurer, City of Iowa City, Iowa. 3. The City Clerk is hereby authorized and directed to publish notice for the receipt of bids for the construction of the above-named project in a newspaper published at least once weekly and having a general circulation in the city. 4. Bids for the above-named project are to be received by the City of Iowa City, Iowa, at the Office of the City Clerk, at the Civic Center, until 10:30 a.m. on the 29TM day of January, 2002, or at a later date and/or time as determined by the Director of Public Works or designee, with notice of said later date and/or time to be published as required by law. Thereafter the bids will be opened by the City Engineer or his designee, and thereupon referred to the Council of the City of Iowa City, Iowa, for action upon said bids at its next meeting, to be held at the Emma J. Harvat Hall, Civic Center, Iowa City, Iowa, at 7:00 p.m. on the 5 day of February, 2002, ~f sa~d meebng ~s cancelled, at the next meebng of the City Council thereafter as posted by the City Clerk. Passed and approved this 8th day of January ,20.02 Approved by _ CITY'CLERK City~/~t~or~'s Office pweng\re s~scolt bird p hiv doc 12/01 Resolution No. 02-09 Page 2 It was moved by Vanderhoef and seconded by Champion the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman X O~Donnell ~{ Pfab X Vanderhoef X Wilbum Prepared by: Klm Shera, Sr. Civil Engineer, Public Works, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5437 RESOLUTION NO. RESOLUTION APPROVING PLANS, SPECIFICATIONS, FORM OF CON- TRACT, AND ESTIMATE OF COST FOR THE CONSTRUCTION OF T~IE ScoTr BOULEVARD EXTENSION PHASE IV PROJECT, ESTABLISHING ¢~/1OUNT OF BID SECURITY T° ACCOMPANY EACH BID, DIRECTING CI'I~ CLERK TO PUBLISH ADVERTISEMENT FOR BIDS, AND FIXING TIME A~D PLACE FOR RECEIPT OF BIDS. WHEREAS, notice of public hearing on the plans, specifications, f~m of contract and estimate of cost for the above-named project waS~ublished as required by I~W, and the hearing thereon held. NOW, THEREFORE, BE IT RESOLV~i~" BY THE COUNC/f'L/OF THE CITY OF IOWA CITY, IOWA THAT: 1. The plans, specifications, form of co;it(act a]fd estimate of cost for the above-named project are hereby approved. 2. The amount of bid security to accompany ~,ch bid for the construction of the above- named project shall be in the amount/Of 10°/.'(.[eh percent) of bid payable to Treasurer, City of Iowa City, Iowa. / 3. The City Clerk is hereby authoriz/eS/and directed to pi~lish notice for the receipt of bids for the construction of the above/qamed project in a ni~,wspaper published at least once weekly and having a genera~zirculation in the city. / 4. Bids for the above-namec)/project are to be received by the Gi,ty of Iowa City, Iowa, at the Office of the City Clerk,/~t the Civic Center, until 10:30 a.m. o~the 29TM day of January, 2002, or at a later da/t(~, an.d,/,or, time as de.t.erm!ned by the Dire'b~r of Public Works or designee, with notice/of said later date and/or time to be publishe'~l~as required by law. Thereafter the bids~ill be opened by the City Engineer or his desig'~,ee, and thereupon referred to the Cou/hcil of the City of Iowa City, Iowa, for action upon s~l, id bids at its next meeting, to be hel~ at the Emma J. Harvat Hall, Civic Center, Iowa City, I~.wa, at 7:00 p.m. t th .... on he 5 day of~ebruary, 2002, ~f said meeting is cancelled, at the'nex~meeting of the City Council th~after as posted by the City Clerk. Passed and approv,~/this day of ,20._._~. ../ MAYOR- / Approved by CITY CLERK Cit~ ~,t~orney'sVOffice pweng\re$~,ottblvdphiv doc 12/01 [ Prepared by: Kumi Mords, Engineering Div., Public Works, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5044 RESOLUTION NO. 02-10 RESOLUTION APPROVING PLANS, SPECIFICATIONS, FORM OF CON- TRACT, AND ESTIMATE OF COST FOR THE CONSTRUCTION OF THE LANDFILL SALVAGE BARN & FURNITURE BUILDING PROJECT, ESTABLISHING AMOUNT OF BID SECURITY TO ACCOMPANY EACH BID, DIRECTING CITY CLERK TO PUBLISH ADVERTISEMENT FOR BIDS, AND FIXING TIME AND PLACE FOR RECEIPT OF BIDS. WHEREAS, notice of public hearing on the plans, specifications, form of contract and estimate of cost for the above-named project was published as required by law, and the hearing thereon held. NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA THAT: 1. The plans, specifications, form of contract and estimate of cost for the above-named project are hereby approved. 2. The amount of bid security to accompany each bid for the construction of the above- named project shall be in the amount of 10% (ten percent) of bid payable to Treasurer, City of Iowa City, Iowa. 3. The City Clerk is hereby authorized and directed to publish notice for the receipt of bids for the construction of the above-named project in a newspaper published at least once weekly and having a general circulation in the city. 4. Bids for the above-named project are to be received by the City of Iowa City, iowa, at the Office of the City Clerk, at the Civic Center, until 2 p.m. on the 31st day of January, 2002, or at a later date and/or time as determined by the Director of Public Works or designee, with notice of said later date and/or time to be published as required by law. Thereafter the bids will be opened by the City Engineer or his designee, and thereupon referred to the Council of the City of Iowa City, Iowa, for action upon said bids at its next meeting, tthO be held at the Emma J. Harvat Hall, Civic Center, Iowa City, Iowa, at 7:00 p.m. on the 5 day of February, 2002, or if said meeting is cancelled, at the next meeting of the City Council thereafter as posted by the City Clerk. of Januar ,2002 '~AYOR Approved by ClTY"GLERK Cit~, Attorn~y's~(~ffic"E''~ pwengVes\salvgbarn doc 12/01 Resolution No. 02-10 Page 2 It was moved by Pfab and seconded by Wi 1 burn the Resolution be adopted, and upon tell call there were: AYES: NAYS: AJ3SENT: X Champion X Kanner X Lehman ~ O'Donnell X Pfab X Vanderhoef X Wilbum Prepared by: Julie Voparil, Deputy City Clerk, 410 E, Washington St,, Iowa City, IA 52240 (319)356-5040 ' "I RESOLUTION NO. 02-11 RESOLUTION RESCINDING PRIOR RESOLUTION NO. 97-60 AND IN LIEU THEREOF SETTING FEES AND CHARGES WITH RESPECT TO THE ADMINISTRATION OF REGULATIONS OF VEHICLES FOR HIRE, BY REPLACING "TAXICAB" REFERENCES WITH "VEHICLE FOR HIRE" AND AMENDING THE PARKING STAND FEE WITH GENERAL LANGUAGE TO REFLECT ANY CHANGES THAT MAY BE MADE IN PARKING FEE ORDINANCE WHEREAS, Title 5, Chapter 2 of the City Code of the City of Iowa City, Iowa, established regulations for vehicles for hire and drivers operating such vehicles within the City of Iowa City; and WHEREAS, Council adopted an ordinance replacing the term "Taxicab" with "Vehicle for Hire," and WHEREAS, Vehicle for Hire Parking Stands occupy metered spaces and should generate revenue estimated for that space. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: 1. Prior Resolution No. 97-60 establishing certain fees and charges for vehicles for hire is hereby rescinded effective March 1,2002, and this Resolution adopted and approved in lieu thereof. 2. The following fees are hereby established for vehicles for hire as follows: a.Processing a company application: $20.00 for a one-year period expiring March 1 unless suspended or revoked, with no refunds. b. Issuance or replacement of a decal: $40.00 each for a one-year period expiring March 1 unless suspended or revoked. If the City is notified by the insurance carrier of cancellation of insurance, the decal will be removed and returned to the City Clerk's office, with no refund. c.Issuance of driver's badge: $7.50 each driver for a one-year period, or the remaining period of Chauffeur's/Operator's License if under one year. d.Designation of a parking stand: Actual dollars earned from monthly parking meter fee established by ordinance for the area. e. All such fees shall be effective March 1,2002. 3. The minimum limits for vehicle for hire operator's liability insurance are to be quoted "individual" liability amounts, or in lieu thereof as a "combined" liability Resolution No. 02-11 Page 2 amount, said liability minimum amounts to be established at the following limits with a deductible not to exceed $500, and shall also comply with all state and federal requirements if greater: a. "Individual" Liability Amounts 1 ) To cover the insured's liability for bodily injury or death of one person, as a result of one accident or other cause, Five Hundred Thousand Dollars ($500,000.00). 2) To cover the insured's liability for bodily injury or death of more than one person as a result of one accident or other cause, One Million Dollars ($1,000,000.00). If the vehicle for hire has more than ten seats, the insured's liability for bodily injury shall be Two Million Dollars ($2,000,000.00). 3) To cover the insured's liability for damage to or destruction of property other than that of the insured as a result of any one accident or other cause, One Hundred Thousand Dollars ($100,000.00). b. "Combined" Liability Amount To cover the insured's liability for bodily injury or death of one or more persons as a result of any one accident or other cause, and to cover the insured's liability for damage to or destruction of property other than that of the insured as a result of any one accident or other cause, One Million Dollars ($1,000,000.00) combined. If the vehicle for hire has more than ten seats, the insured's liability for bodily injury shall be Two Million Dollars $2,000,000.00). 4. The mimmum limits for pedicabs and horse-drawn vehicle operator's liability insurance are to be quoted as "individual" liability amounts, or in lieu thereof as a "combined" liability amount, said liability minimum amounts to be established at the following limits with a deductible not to exceed $500, and shall also comply with all state and federal requirements if greater: a. "Individual" Liability Amounts 1) To cover the insured's liability for bodily injury or death of one person, as a result of one accident or other cause, Two Hundred Fifty Thousand Dollars ($250,000.00). 2) To cover the insured's liability for bodily injury or death of more than one person as a result of one accident or other cause, Two Hundred Fifty Thousand Dollars ($250,000.00). Resolution No. 02-11 Page 3 3) To cover the insured's liability for damage to or destruction of property other than that of the insured as a result of any one accident or other cause, One Hundred Thousand Dollars ($100,000.00). b. "Combined" Liability Amount To cover the insured's liability for bodily injury or death of one or more persons as a result of any one accident or other cause, and to cover the insured's liability for damage to or destruction of property other than that of the insured as a result of any one accident or other cause, Two Hundred Fifty Thousand Dollars ($250,000.00) combined. This resolution shall be in effect March 1,2002. Passed and approved this 8th day of ~]anuar.y ,2002 . ATTEST: ), _~.Z:",~..~'-~,~'~ //%"/. ~2~,/~/' Approved by CITY ~3LERK 7. Resolution No. Page 3 3) To ;r the insured's liability for damage of other than that of the insured as a res~ any one use, One Hundred Thou Dollars ( 00). b. "Combined" .ility Amount To cover the in.' for injury or death of one or more persons as a ~ any one or other cause, and to cover the insured's liabilit, property other than that of the insured as of any one accident or other cause, Two Hundred Fifty Thousand ,liars ($250,000.00) combined. Effective date March 1,2002 ATTEST: by / Office / Prepared by: Dan Scott, Senior Engineer, 410 E. Washington St., Iowa City, IA (319)356-5144 RESOLUTION NO. 02-12 RESOLUTION APPROVING, AUTHORIZING AND DIRECTING THE MAYOR TO EXECUTE AND THE CITY CLERK TO ATTEST AN AGREEMENT BY AND BETWEEN THE CITY OF IOWA CITY AND HOWARD R. GREEN COMPANY CONSULTING ENGINEERS TO PROVIDE ENGINEERING CONSULTANT SERVICES FOR THE IOWA CITY SANITARY LANDFILL. WHEREAS, the City of Iowa City owns and operates the Iowa City Sanitary Landfill; and WHEREAS, professional engineering services are required to construct necessary facilities to continue landfilling operations on the western portion of the currently permitted site; and WHEREAS, an Agreement for professional engineering services has been negotiated with and executed by Howard R. Green Company Consulting Engineers of Cedar Rapids, Iowa; and WHEREAS, this City Council has been advised and does believe that it would be in the best interest of the City of Iowa City, Iowa, to enter into said Agreement with Howard R. Green Company Consulting Engineers. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT, the Consultant Agreement by and between the City of Iowa City, Iowa, and Howard R. Green Company Consulting Engineers for the provision of engineering services, attached hereto and made a part hereof, is in the public interest, and hereby approved as to form and content. AND BE IT FURTHER RESOLVED THAT the Mayor and City Clerk are hereby authorized and directed to execute and attest, respectively, said Agreement for and on behalf of the City of Iowa City, Iowa. Passed and approved this 8th day of ~lanuar,y 2002. Approved by: City"Clerk City/~ttorn~y's Office -- Pweng\res~landfill.doc Resolution No. 02-12 Page 2 It was moved by Cham,ninn and seconded by Vanderh0ef the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman ~r O'Donnell X Pfab X Vanderhoef X Wilbum CONSULTANT AGREEMENT THIS AGREEMENT, made and entered into this ~'~'~ day of .~,,,v~,,~,-¢~.~ ,2001, by and between the City of Iowa City, a municipal corporation, hereinafter referred to as the City and Howard R. Green Company, of 8710 Earhart Lane SW, Cedar Rapids, IA 52404, hereinafter referred to as the Consultant. WHEREAS, the City of Iowa City desires to secure the services of a consulting engineering firm to prepare construction plans, project manual, and detailed construction specifications; to provide for assistance in receiving bids and awarding construction contract(s); to provide for construction staking, construction observation and contract administration, all as related to the design and construction of the next (FY02) operating cell at the City of Iowa City Sanitary Landfill, and; WHEREAS the City of Iowa City desires to secure the services of a consulting engineering firm to perform additional services in conjunction with ongoing operations at the City of Iowa City Sanitary Landfill to include (1), the evaluation of alternatives for installing additional cover on existing landfill cells FY72 and FY73, evaluating the need for installation of additional leachate/ groundwater collection lines along the east toe of cells FY72 and FY73, and evaluating the effectiveness of the existing groundwater cut-off line for cells FY72 and FY73, to include the completion of the engineering design and preparation of construction plans, project manual, and detailed construction specifications; providing assistance in receiving bids and awarding construction contract(s); and (2), the completion of the engineering design and preparation of construction plans, project manual, and detailed construction specifications; providing assistance in receiving bids and awarding construction contract(s); and (3) the completion of the engineering design and permitting of a Storm Water Retention Basin and the Stormwater Pollution Prevention Plan (SPPP) and related appurtenances in compliance with Phase II of the Federal Storm Water Rules. Included in the above noted additional engineering services are the required revisions to and submittal of the revised Development and Operational Plans and Specifications (DOPS) to the Iowa Department of Natural Resources (IDNR), and incorporating the design and construction of storm water retention basin facilities into the construction of proposed landfill cell FY02. NOW THEREFORE, it is agreed by and between the parties hereto that the City does now contract with the Consultant to provide services as set forth herein. I. SCOPE OF SERVICES Consultant agrees to perform the following services for the City, and to do so in a timely and satisfactory manner: Howard R, Green Company O:~Proj\725410~ADMIN\PROPOSAL~Agreement-revised.doc Page 1 I-A. DESIGN OF CELL FY02 This work consists of consulting engineering services necessary to complete the design and facilitate the construction of the next operating cell - herein designated as cell FY02. Cedain Iowa Department of Natural Resources (IDNR) permit requirements should have been addressed with previous application submittals to the Agency. This previously-submitted information includes items such as the legal description of the facility, zoning, land use, location of homes and buildings within one half mile, proof of ownership, haul routes, plus flood plain, surface water and groundwater considerations. This part of the Scope of Services does not include addressing these items. The development of cell FY02 may require the excavation and removal of the construction and demolition (C&D) waste that was placed at the landfill during the urban renewal era in Iowa City. This waste material is generally located north of cell FY98. Removal to the active fill area will allow for uninhibited development of FY02 including proper installation of the liner, leachate control and groundwater drain line systems as required to meet current design standards. A field investigation to accurately locate the boundaries of the C&D area will be performed by the owner, thus allowing for calculation of the waste quantity (for bid purposes), will be conducted. If removal is required, this information, along with recommendations for removal and re-disposal, will be submitted to IDNR for approval The recommendations, along with any additional requirements imposed by and agreed to with IDNR, will be incorporated into the construction contract for FY02. Additionally, removal and re-disposal of the C&D waste will be incorporated in the final revised Development and Operational Plans and Specifications (DOPS) for submittal to IDNR. Specific to the design of cell FY02, consideration will be given to the equivalency of alternative liners and final cover (i.e.: compacted clay in lieu of flexible membrane liner (FML). The availability and suitability of existing on-site native soils will be evaluated for use as liner and cover materials, and engineering design will be based on use of these on-site native soils. The final plans and documentation for construction of cell FY02 and for removal and re-disposal of the C&D waste will be reviewed with City staff before transmitting them to the IDNR or the Soil Conservation Service District Office. This work will include completion of the final design for cell FY02 based on the configuration as illustrated in the Development and Operational Plans and Specifications (DOPS) as previously approved by IDNR. Consultant will also prepare the Project Manual and Specifications to include: · Notice of Public Meeting · Advertisement for Bids · Instructions to Bidders · Form of Proposal Howard R, Green Qompany O:\Proj\725410~ADMIN\PROPOSAL~Agreementorevised.doc Page 2 · Bid, Performance, and Payment Bond Forms · Notice of Award · Form of Agreement · Notice to Proceed · Standard General Specifications · Supplemental General Specifications · Detailed Specifications Excavation Borrow-soil removal, stockpile, restoration Subbase preparation Construction of groundwater collection facilities Construction of the compacted soil liner system Construction of leachate collection piping system Testing and quality control/assurance · Special Provisions · Engineer's Opinion of Probable Construction Cost Consultant will distribute all copies of the contract documents to prospective bidders as required for bid letting. The bid letting process will entail the invitations to bid, instructions to bidders, bid proposals, proposal evaluation, and acceptance. Consultant will conduct a pre-bid meeting for prospective Contractors that will include a visit to the landfill to discuss site conditions, project requirements, and questions. (Attendance at this pre-bid meeting may be optional for the prospective bidders). I-B CONSTRUCTION ADMINISTRATION This Scope of Services includes limited contract management for the next phase (cell FY02) of the landfill expansion. For the basis of scope item, it is assumed that construction of cell FY02 will begin in May, 2002 and will be completed by November 1, 2002. This scope item includes the following services: · Arrange for and conduct the Preconstruction Meeting. The Contractor will be advised as to IDNR requirements for construction, testing, and documentation involving the groundwater collection, leachate control, and compacted clay liner systems. · Issue interpretations and clarifications of the project documents. Consultant will review shop drawings, samples and other data, which the Contractor may be required to submit, for conformance with the design concept of the project. · Evaluate the acceptability of substitute materials and equipment as may be proposed by the Contractor. · Provide surveying for "as-constructed" plans of the liner system and associated piping systems as modifications occur during construction based on information provided by the City. Howard R, Green Company O:\Proj\725410~ADMIN\PROPOSAL~Agreement-revised .doc Page 3 · Prepare final drawings showing those changes made during construction, based on the marked-up drawings and updated survey data provided by the City. Copies of the final plans will be distributed to the City and IDNR. Consultant will also certify the completed construction to the City of Iowa City and to IDNR and attend IDNR's final inspection. · Assist the City in processing change orders, extra work orders, padial and final payment requests and final quantities. I-C. EVALUATION Of COVER AND LEACHATE/GROUNDWATER CONTROL SYSTEMS FOR CELLS FY72 AND FY73. Based on recommendations contained in the year 2000 Leachate Control System Performance Evaluation Report (LCSPER), and agreement reached at a discussion meeting held with IDNR staff on January 26, 2001, the City has committed to improving the existing cover on cells FY72 and FY73. This will be accomplished by initially completing a topographic survey and evaluating the existing final cover on cells FY72 and FY73 by September, 2001. Areas needing additional fill/regrading to eliminate surface depressions, provide required cover thickness, correct surface slopes, and to provide proper surface drainage are to be identified in a Leachate Control System Remedial Action Plan (LOSRAP). The LOSRAP is to be submitted to IDNR by December, 2001. Subject to IDNR approval, construction of improvements to the cover for cells FY72 and FY73 is to commence in the Spring, 2002. Additionally, the City wishes to (1), improve the collection of leachate from cells FY72 and FY73 and (2), evaluate the effectiveness of the existing groundwater cut-off line for cells FY72 and FY73, including the need for additional groundwater collection lines in the area. The topographic surveying of the existing cover on cells FY72 and FY73 was completed in the Summer of 2001 as part of a separate contract with the City. Completion and submittal of the basic LOSPER for calendar year 2001 to IDNR by December 2001 is also included in a previously-executed contract with the Oity. The work associated with this Scope of Services includes the required evaluation of the integrity of the existing final cover on cells FY72 and FY73, ba~ed in part on the recently-completed topographic surveying work, to include the providing of recommendations for filling/grading, and the incorporation of the results of the evaluation and the resulting recommendations in the 2001 LCSPER. Included in this Scope of Services is a determination of the effectiveness of the existing leachate collection (toe drain) system and the existing groundwater cut-off line for cells FY72 and FY73, based in pad on City-supplied "as built" drawings of these systems, to include recommendations for additions/improvements to the existing systems. Aisc included in this Scope of Services is the task of incorporating the results of the evaluations of the effectiveness of the leachate collection system and groundwater cut-off line and the resulting recommendations for any additions/improvements to same in the 2001 LCSPER. Finally, this Scope of Services Howard R, Green Company O:~Proj\725410~ADMIN\PROPOSAL~Agreement.revised.doc Page 4 includes completion of the engineering design and preparation of construction plans, project manual, and detailed construction specifications; providing assistance in receiving bids and awarding construction contract(s). I-D. STORM WATER CONTROL iMPROVEMENTS The current Federal National Pollutant Discharge Elimination System (NPDES) Storm Water Program Phase I Rules require permitting for construction activities which disturb an area equal to or greater than five (5) acres. Phase II rules will require a permit for construction activities which disturb an area between one acre and five acres in size, effective March 10, 2003. Such permits are designated as General Permits No. 2. The construction of cell FY02 is anticipated to commence in early 2002, thus being regulated under the current Phase I (5 acres or greater) rule. The construction specifications to be prepared by Consultant, as included in the Scope of Services in Section I-A above, will assign responsibility for operational control of erosion and sediment control associated with the construction project to the Contractor. Further, the specifications will stipulate that the General Permit No. 2 will be obtained for the project by the Contractor. The current Phase I rules require permits for both ongoing operational and post- construction activities for sanitary landfills operated by municipalities over 100,000 population. Effective March 10, 2003, the Phase II rules will require permits for both types of activities for sanitary landfills that are operated by municipalities under 100,000 population. This permit will address both normal landfill operational activities, many of which are currently ongoing and expected to continue (ie: filling of cells FY95, FY96, and FY98; construction of borrow areas for cover material; composting of yard waste, etc), and those operational activities directly associated with post-construction operation of cell FY02. Such permits are designated as General Permits No. 1. The completion of the construction of cell FY02 is anticipated to be after the March 10, 2003 date, thus requiring that a General Permit No. 1, addressing post-construction operations of cell FY02 be in place before the completed cell can be placed into operation. In that this permit will address both ongoing normal operational activities of the landfill, as noted above, and post-construction activities associated with cell FY02, it is prudent to obtain a single permit prior to the March 10, 2003 date to address both types of activities. This Scope of Services, therefore, identifies the work task to be performed by Consultant as required to enable the City to apply fdr a General Permit No. 1. Those tasks, in compliance with Phase II rules, are: · Prepare a Notice of Intent (NOI) application (IDNR form 542-1415) for a Multi- Sector General Permit No. 1, for submittal by the City to Iowa Department of Natural Resources (IDNR). · Prepare information and instructions for the City to file a Public Notice of Storm Water Discharge. · Prepare a Storm Water Pollution Prevention Plan (SWPPP), to include: Description of Potential Pollutant Sources. Storm Water Management Controls. Howard R, Green Company O:tProj\725410~ADMIN\PROPOSAk~Agreement-revised.doc Page 5 Visual Inspection Requirements. Consistency With Other Storm Water Management Programs or Plans. · Develop storm water monitoring and reporting requirements applicable to landfill operational activities, including specific requirements for storm water sampling. · Develop requirements for repot/lng and retention of records. · Develop a Best Management Practices (BMP) plan, to include: Site-based local controls plans. Storage practices (storm water retention basin). Infiltration practices plan. Vegetative practices plan. · Complete the design for storm water run-off structural controls, including storm water retention basin(s). · Prepare construction drawings and related Project Manual and Specifications for storm water retention basin(s) and related improvements for inclusion as a pad of the construction project for cell FY02. · Provide services to the City in the form of bid letting assistance and construction phase assistance as described in I-A above, · Prepare revisions to and submit revised Development and Operational Plans and Specifications (DOPS), incorporating the design and construction of storm water retention basin(s) and related facilities to IDNR. I1. TIME OF COMPLETION The Consultant shall complete the following phases of the Project in accordance with the schedule shown. · Items I-A, I-C, I-D will be completed by March 22, 2002. · Item I-B will be completed by November 1, 2002 or as governed by the construction schedule. III. GENERAL TERMS A. The Consultant shall not commit any of the following employment practices and agrees to prohibit the following practices in any subcontracts. 1. To discharge or refuse to hire any individual because of their race, color, religion, sex, national origin, disability, age, marital status, or sexual orientation. Howard R, Green Company O:\Proj\725410~ADMIN\PROPOSAL~Agreement-revised.doc Page 6 2. To discriminate against any individual in terms, conditions, or privileges of employment because of their race, color, religion, sex, national origin, disability, age, marital status, or sexual orientation. B. Should the City terminate this Agreement, the Consultant shall be paid for all work and services performed up to the time of termination. However, such sums shall not be greater than the "lump sum" amount listed in Section IV. The City may terminate this Agreement upon seven (7) calendar days written notice to the Consultant. C. This Agreement shall be binding upon the successors and assigns of the parties hereto, provided that no assignment shall be without the written consent of all Parties to said Agreement. D. It is understood and agreed that the retention of the Consultant by the City for the purpose of the Project shall be as an independent contractor and shall be exclusive, but the Consultant shall have the right to employ such assistance as may be required for the performance of the Project. E. It is agreed by the City that all records and files pertaining to information needed by the Consultant for the project shall be available by said City upon reasonable request to the Consultant, The City agrees to furnish all reasonable assistance in the use of these records and files. F. It is further agreed that no party to this Agreement shall perform contrary to any state, federal, or local law or any of the ordinances of the City of Iowa City, Iowa. G. At the request of the City, the Consultant shall attend such meetings of the City Council relative to the work set forth in this Agreement. Any requests made by the City shall be given with reasonable notice to the Consultant to assure attendance. H. The Consultant agrees to furnish, upon termination of this Agreement and upon demand by the City, copies of all basic notes and sketches, charts, computations, and any other data prepared or obtained by the Consultant pursuant to this Agreement without cost, and without restrictions or limitation as to the use relative to specific projects covered under this Agreement. In such event, the Consultant shall not be liable for the City's use of such documents on other projects. I. The Consultant agrees to furnish all reports, specifications, and'drawings, with the seal of a professional engineer affixed thereto or such seal as required by Iowa law. J. The City agrees to tender the Consultant all fees in a timely manner, excepting, however, that failure of the Consultant to satisfactorily perform in accordance with this Agreement shall constitute grounds for the City to withhold payment of the amount sufficient to properly complete the project in accordance with this Agreement. K. Should any section of this Agreement be found invalid, it is agreed that the remaining portion shall be deemed severable from the invalid portion and continue in full force and effect. Howard R, Green Company O:\Proj\725410~ADMIN\PROPOSAL~Agreement-revised.doc Page 7 L. Original contract drawings shall become the property of the City. The Consultant shall be allowed to keep mylar reproducible copies for the Consultant's own filing use. M. Fees paid for securing approval of authorities having jurisdiction over the Project will be paid by the City. N. Upon signing this agreement, Consultant acknowledges that Section 362.5 of the iowa Code prohibits a City officer or employee from having an interest in a contract with the City, and certifies that no employee or officer of the City, which includes members of the City Council and City boards and commissions, has an interest, either direct or indirect, in this agreement, that does not fall within the exceptions to said statutory provision enumerated in Section 362.5. O. Professional Coverage - The Consultant agrees at all times material to this Agreement to have and maintain professional liability insurance covering the Consultant's liability for the Consultant's negligent acts, errors and omissions to the City in the sum of $1,000,000. Howard R, Green Company O:\Proj\725410~ADMIN\PROPOSAL~Agreement-revised.doc Page 8 IV. COMPENSATION FOR SERVICES Item I-A. Design, Plans and Specifications and Letting of Cell FY02 $105,200 Item I-B. Construction Administration $ 35,000 Item I-C. NPDES Permib'SWPPP $ 18,800 Item I-D. Leachate/Groundwater Drain System $ 19,600 Total Items I-A through I-D $178,600 Payment Schedule: Consultant shall bill City monthly for services and reimbursable expenses. Payment shall be due and payable within thirty (30) days of City's receipt of invoice. If City fails to make monthly payments due Consultant, Consultant may, after giving seven (7) days' written notice to City, suspend services under this Agreement until City has paid in full all amounts due. MISCELLANEOUS A. All provisions of the Agreement shall be reconciled in accordance with the generally accepted standards of the Engineering Profession. B. It is further agreed that there are no other considerations or monies contingent upon or resulting from the execution of this Agreement, that it is the entire Agreement, and that no other monies or considerations have been solicited. Title: Mayor Title: Date: January 8, 2002 Date: //,. Howard R, Green Company O:\Proj\725410~ADMI N\PROPOSAL~Ag reernenbrevised.doc Page 9 Prepared by: Kumi Morris, Engineering Division, 410 E. Washington St., iowa City, IA 52240 (319) 356-5436 RESOLUTION NO. 02-14 RESOLUTION APPROVING THE EXTERIOR SIGNAGE AND FACADE TO CHINA STAR IN THE OLD CAPITOL TOWN CENTER ON CLINTON STREET. WHEREAS, the applicant, Steve Schmidt of Apex Construction Company, on behalf of China Star has filed an application for the design approval of the exterior signage and facade of China Star in the Old Capitol Town Center, hereinafter "Project;" and WHEREAS, given that the project consists of new construction on an urban renewal parcel that is subject to Iowa R-14, Title 14, Chapter 4, Article E, entitled "Design Review," of the City Code requiring the Design Review Committee to review and make a recommendation to the City Council regarding the design of the project; and WHEREAS, the design review application for the project, a copy of which is on file in the Public Works Department, Engineering Division, has been reviewed by the Design Review Committee and after a consensus vote has recommended the design of the project be approved; and WHEREAS, the design of the project with the above stated conditions is found to conform with all of the applicable requirements of the Design Review Ordinance. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: 1. The design of the exterior signage and facade of China Star in the Old Capitol Town Center be approved. 2. The Mayor and City Clerk of the City of Iowa City, Iowa, are hereby authorized and directed to certify this resolution; and 3. Upon this approval, necessary permits may be issued for the project upon full compliance with all applicable codes and ordinances. Passed and approved this 8th day of January ,200 2 ClT'C"GLERK - '" Resolution No. 02-14 Page 2 It was moved by 0' Donne'i] and seconded by Pfah the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner X Lehman × O'Donnell X Pt'ab X Vanderhoef X Wilbum SIGN PRODUCTION & SUPPLY, INC. Prepared by: Daniel Scott, Senior Engineer, 410 E, Washington St., iowa City, IA 52240 (319)356-5144 RESOLUTION NO. 02-15 RESOLUTION AWARDING CONTRACT AND AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO Al-rEST A CONTRACT FOR CONSTRUCTION OF THE COURT HILL TRUNK SEWER IMPROVEMENTS PROJECT. WHEREAS, Van Hauen & Associates of Clive, Iowa has submitted the lowest responsible bid of $1,071,000.00 for construction of the above-named project. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: 1. The contract for the construction of the above-named project is hereby awarded to Van Hauen & Associates, subject to the condition that awardee secure adequate performance and payment bond, insurance certificates, and contract compliance program statements. 2. The Mayor is hereby authorized to sign and the City Clerk to attest the contract for construction of the above-named project, subject to the condition that awardee secure adequate performance and payment bond, insurance certificates, and contract compliance program statements. Passed and approved this 8th day of January ,2002. C'I~LERK ...... It was moved by (;hampion and seconded by 0'Donne] ] the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner × Lehman X O'Donnell X Pfab X Vanderhoef × Wilburn pweng\res\vanhauen doc City of Iowa City 1'5 MEMORANDUM DATE: December 26, 2001 TO: City Council FROM: Daniel Scott, Sr. Civil Engineer ~-~ RE: Court Hill Sanitary Sewer Improvements Project The specifications for this project state that all bids sub~nitted must include three components. A total cost, a bid bond in the amount of 10% of the total cost and three references of similar work. We were unable to gather any references for the lowest total cost bidder, but easily acquired the references for the next lowest total cost bidder. According to the project specifications, ifa bidder is unable to submit references of similar work, that bid is incomplete and therefore unacceptable. Since no references of similar work were submitted for the lowest total cost bidder in accordance with the project specifications, Public Works and Engineering recommend award of the project to the lowest acceptable bid which is Van Hauen Associates. cc: Chuck Schmadeke, Public Works Director Rick Fosse, City Engineer Prepared by: Susan Dulek, Assistant City Attorney, 410 E. Washington St., Iowa City, IA 52240 (319)356-5030 RESOLUTION NO. 02-13 RESOLUTION RESCINDING RESOLUTION NO, 770 AND RESOLUTION NO. 71-253 TO DISBAND THE PROJECT GREEN "GREEN FUND" AS A CITY FUND, WHEREAS, on March 19, 1968, the City Council passed Resolution No. 770 that established a "Green Fund" in order for Project Green to receive donations from citizens and corporations; and WHEREAS, Resolution 770 also established a Commission, appointed by the Mayor with approval of the City Council, to manage the Green Fund; and WHEREAS, on July 6, 1971, the City Council passed Resolution No. 71-253 that established the purposes of the Green Fund and provided for the management of the Green Fund; and WHEREAS, on May 17, 2001, Project Green, Inc. filed articles of incorporation with the Iowa Secretary of State and as of said date is authorized to do business as a corporation under Iowa Code chapter 504A; and WHEREAS, because Project Green is now a corporate entity that can receive donations and that can manage its own funds, the City's "Green Fund" and the Project Green Commission are no longer necessary; and WHEREAS, Project Green, Inc. has requested the City to disband the Project Green "Green Fund" as a city fund. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA: that Resolution No. 770 and Resolution No. 71-253 are hereby rescinded. Passed and approved this 8th day of Jant~r~/ ,2002. Appro~v~d~by CIT?'-(;LERK City Attorney's Office sue\ord&res\ProjectGreenRes doc Resolution No. 02-13 Page 2 It was moved by Vanderhoef and seconded by Wil burn the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Champion X Kanner × Lehman X O'Donnell X Nab X Vanderhoef X Wilbum REACH NOV 0 5 2001 ENVIRONMENTAL CITY MANAG :tl'S OFFtC PROj[ OT GREEN NOW Civic Center, Iowa City, Iowa 52240 November 2, 2001 To: Council Members, City of Iowa City From: Anne Hesse, President, Project GREEN Re: Newly acquired tax-exempt status of Project GREEN After meeting with Dale }ieliing, Brad Neumann and several City staff members last year, we realized the necessity of acquiring our owm IRS number as a tax-exempt organization. We received that tax-exempt status this summer and now wish to request the dissolution of the GR. EEN Fund Commission established by Resolution No. 71-253. In our discussion with the above mentioned City personnel, we were reassured that the City will continue the bookkeeping and investing services for our funds. We greatly appreciate this assistance! The goals and purposes of Project GREEN remain the same. We continue to focus our attention on entryways to Iowa City, the school grounds of the Iowa City Community School District and other public spaces within the city and county. Our articles of incorporation state our purpose in general terms: "to promote awareness, protection and improvement of our local environment and to encourage high standards of design and community appearance." As we begin our 34u' year of commitment to the beautification and environmental enhancement of Iowa City's public spaces, our investment in the community totals over one and a half million dollars. We hope to continue to enhance the quality of life for present and potential citizens of Iowa City.