Loading...
HomeMy WebLinkAbout2009-11-17 ResolutionM-~~~ - - 4c 8 Prepared by: Marian K. Karr, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5043 RESOLUTION NO. 09-349 RESOLUTION TO ISSUE DANCING PERMIT BE IT RESOLVED BY THE CITY COUNCIL OF IOWA CITY, IOWA, that a Dancing Permit as provided by law is hereby granted to the following named person and at the following described locations upon his/her filing an application, having endorsed thereon the certificates of the proper city officials as to having complied with all regulations and ordinances, having a valid beer, liquor, or wine license/permit, to wit: Summit Restaurant & Bar - 10 S. Clinton Street Passed and approved this 17th day of N v tuber , 20 09 c R Appro d by ATTEST: ,.~~ _~~ ~,!~ ~/ GSA CIT CLERK City Attorney's Office is ~>/~~ It was moved by champion and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: x Bailey ~ Champion ~_ Correia x Hayek _~ O'Donnell x Wilburn ~_ Wright -41=~~=05 M-~ 4d 1 Prepared by: Susan Dulek, Asst. City Attorney, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5030 RESOLUTION NO. 09-350 RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO ATTEST TO THE RELEASE OF MORTGAGE FOR THE PROPERTY LOCATED AT 2673 INDIGO COURT, IOWA CITY, IOWA. WHEREAS, on July 14, 2006, Linda S. Tevepaugh executed a mortgage in favor of the City to secure a loan to purchase 2673 Indigo Court through the Affordable Dream Home Program; and WHEREAS, Linda S. Tevepaugh has deeded the property back to the City in lieu of foreclosure; and WHEREAS, the mortgage should be released. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: 1 The Mayor is authorized to sign and the City Clerk to attest the attached Release of Mortgage for recordation, whereby the City does release the property located at 2673 Indigo Court, Iowa City, Iowa from the mortgage recorded on July 19, 2006 at book 4056, page 99 of the Johnson County Recorder's Office. 2. The City Clerk is authorized and directed to certify a copy of this resolution for recordation in the Johnson County Recorder's Office, together with the attached Release of Mortgage, said recording costs to be paid by the City. Passed and approved this 17th day of November , 2009. ATTEST: ~. CITY LERK c M Approved b City Attorney's Office Resolution No. 09-350 Page 2 It was moved by Champion and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: x X x x ~_ NAYS: ABSENT: Bailey Champion X Correia Hayek O'Donnell Wilburn Wright wpd ata/glossary/resolution-ic. d oc Prepared by and return to: Susan Dulek, Asst City Att'y, 410 E. Washington St., Iowa City, IA 52240 (319)356-5030 Legal Description of Property: see below Mortgagorlsl: Linda S. Tevepaugh Mortgagee: City of Iowa City RELEASE OF MORTGAGE The City of Iowa City does hereby release the property at 2673 Indigo Court, Iowa City, Iowa, and legally described as follows: Lot 86, Whispering Meadows Subdivision, Part Two to Iowa City, Iowa according to the plat thereof recorded in Book 34, Page 99, Plat Records of Johnson County, Iowa. from a financial obligation of Linda S. Tevepaugh represented by a Second Mortgage dated July 14, 2006, recorded on July 19, 2006 at Book 4056, Pages 99-105 of the Johnson County Recorder's Office. This obligation has been repaid and the property is hereby released from any liens or clouds upon title to the above property by reason of said prior recorded document. By: By: A~~~ City Attorney's Office STATE OF IOWA ) )ss: JOHNSON COLTNI'Y ) Karr, City Clerk On this ~~ ~ day of rVD~EMB~!? , 2009, before me, the undersigned, a Notary Public in and for said County and State, personally appeared Regenia D. Bailey and Marian K. Karr, to me personally known, who being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of said municipal corporation executing the within and foregoing instrument; that the seal affixed thereto is the seal of said municipal corporation; that said instrument was signed and sealed on behalf of said municipal corporation by authority of City Council of said municipal corporation; and that the said Regenia D. Baieey and Marian K. Karr acknowledged the execution of said instrument to be the voluntary act and deed and said municipal corporati ~ly executed. ~q SGFtDRAE FORT Q~~ ~~ ° ~~ Commission Number 159791 y z My Commission Expires Notary Public in and for the State of Iowa iow c~ ~- ad 2 Prepared by: Liz Osborne, CD Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 RESOLUTION NO 09-351 RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO ATTEST TO THE RELEASE OF LIEN REGARDING A MORTGAGE FOR THE PROPERTY LOCATED AT 122 E. MARKET STREET, IOWA CITY, IOWA. WHEREAS, on October 19, 2005, the owners executed a Mortgage with the City of Iowa City to secure a loan; and WHEREAS, the terms of the loan have been satisfied; and WHEREAS, it is the City of Iowa City's responsibility to release the lien. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA that the Mayor is authorized to sign and the City Clerk to attest the attached Release of Lien for recordation, whereby the City does release the property located 122 E. Market Street, Iowa City, Iowa from a Mortgage recorded October 27, 2005, Book 3956, Page 554 through Page 558 of the Johnson County Recorder's Office. Passed and approved this 17th day of November , 20~_ M Ap o ed by ~~ ATTEST ,. CITY LERK t r" ~ ~ -°~ City Attorney's Office It was moved by Champion. and seconded by xa~ek the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: x Bailey ~ Champion x Correia x Hayek x O'Donnell ~_ Wilburn ~ _ Wright Prepared by and return: Liz Osborne, Housing Rehab Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 Legal Description of Property: see below Mortgagor(s): Iowa B'nai B'rith Hillel Foundation, Inc. AKA Aliber/Hillel Jewish Student Center Mortgagee: City of Iowa City RELEASE OF L/EN The City of Iowa City does hereby release the property at 122 E. Market Street, Iowa City, Iowa, and legally described as follows: East 17 feet of Lot 7 and Lot 8 of Block 77 of the Original Town of Iowa City, Iowa from an obligation of the owners, Iowa B'nai B'rith Hillel Foundation, Inc. AKA Aliber/Hillel Jewish Student Center, to the City of Iowa City represented by a Mortgage recorded October 27, 2005, Book 3956, Page 554 through Page 558 of the Johnson County Recorder's Office. This obligation has been satisfied and the property is hereby released from any liens or clouds upon title to the above property by reason of said prior recc ATTEST: /~7lrriti~2r~ ~~ ~`~~`~ CITY ~CERK STATE OF IOWA 1 1 SS: JOHNSON COUNTY ) -I-~ City Attorney's Office On this / 7 day of NOJEIV~~~'f2 , A.D. 20 t~, before me, the undersigned, a Notary Public in and for said County, in said State, personally appeared Regenia D. Bailey and Marian K. Karr, to me personally known, who being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of said municipal corporation executing the within and foregoing instrument; that the seal affixed thereto is the seal of said corporation, and that the instrument was signed and sealed on behalf of the corporation by authority of its City Council, as contained in Resolution No. ~ 3S(, adopted by the City Council on the ~? Th day Noy>;Mr3ER 20~ and that the said Regenia D. Bailey and Marian K. Karr as such officers acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and by them voluntarily executed. ~~s SONDRAE FORT i ~ Commission Number 159791 S'trn~ ~~ My Commission Expires Notary Public in and for Johnson County, Iowa row p,~, Approved by ~r 1 f - ~-~- ~~ ~ ~ as 3 Prepared by: Liz Osborne, CD Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 RESOLUTION N0. Og-'i52 RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO ATTEST TO THE RELEASE OF LIENS REGARDING TWO MORTGAGES FOR THE PROPERTY LOCATED AT 440 3RD AVENUE, IOWA CITY, IOWA. WHEREAS, on October 9, 2003, the owner executed a Mortgage to secure a loan; and WHEREAS, on February 3, 2004, the owner executed another Mortgage; and WHEREAS, the loans have been paid off; and WHEREAS, the City of Iowa City should release these liens. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA that the Mayor is authorized to sign and the City Clerk to attest the attached Release of Liens for recordation, whereby the City does release the property located at 440 3rd Avenue from two Mortgages, recorded October 16, 2003, Book 3655, Page 861 through Page 865, and recorded February 6, 2004, Book 3694, Page 311 through Page 315 of the Johnson County Recorder's Office. Passed and approved this 17th days November ATTEST:~1 ' CIT LERK 20 09 by ((-~~o~ City Attorney's Office It was moved by Chamyion grid seconded by xayek the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: g Bailey ~_ Champion ~ Correia x Hayek ~ O'Donnell X Wilburn ~_ Wright Prepared by and return: Liz Osborne, Housing Rehab Division, 410 E. Washington St., Iowa City, IA 52240 (3191356-5246 Legal Description of Property: see below Mortgagorls): Denise J. Hutchinson Mortgagee: City of Iowa City RELEASE OF LIENS The City of Iowa City does hereby release the following property located at 440 3rd Avenue, Iowa City, Iowa, and legally described as follows: All of Lot 8, in Block 20, in East Iowa City, Johnson County, Iowa, according to the recorded plat thereof, excepting the north 45 feet thereof. from an obligation of the owner, Denise J. Hutchinson, to the City of Iowa City represented by two Mortgages, recorded October 16, 2003, Book 3655, Page 861 through Page 865, and recorded February 6, 2004, Book 3694, Page 311 through Page 315 of the Johnson County Recorder's Office. This obligation has been satisfied and the property is hereby released from any liens or clouds upon title to the above property by reason of said prior recorded document. ATTEST: ~~J 71 ~ ~~;~Gy'~ CITY CLERK STATE OF IOWA ) 1 SS: JOHNSON COUNTY 1 f{ City Attorney's Office On this ~7 day of ,VDJEMB~I= , A.D. 20 r ,before me, the undersigned, a Notary Public in and for said County, in said State, personally appeared Regenia D. Bailey and Marian K. Karr, to me personally known, who being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of said municipal corporation executing the within and foregoing instrument; that the seal affixed thereto is the seal of said corporation, and that the instrument was signed and sealed on behalf of the corporation by authority of its City Council, as contained in Resolution No. u9-3r.X~,'adopted by the City Council t on the ~_ day DUFM13E2 20 Or and that the said Regenia D. Bailey and Marian K. Karr as such officers acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and by them voluntarily executed. i o~R'A~ s v SONDRAE FORT / Z % Commission Number 159791 ~~trrr~nsti.2 ~er'V My Commission Expires Notary Public in and for Johnson County, Iowa iow as ~~" ad a Prepared by: Liz Osborne, CD Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 RESOLUTION N0. 09-353 RESOLUTION AUTHORIZING THE MAYOR TO SIGN AND THE CITY CLERK TO ATTEST TO THE RELEASE OF LIEN REGARDING A MORTGAGE FOR THE PROPERTY LOCATED AT 2122 F STREET, IOWA CITY, IOWA. WHEREAS, on April 14, 2009, the owner executed a Mortgage to secure a loan; and WHEREAS, the loan has been paid off; and WHEREAS, the City of Iowa City should release this lien NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA that the Mayor is authorized to sign and the City Clerk to attest the attached Release of Lien for recordation, whereby the City does release the property located at 2122 F Street from a Mortgage, recorded April 20, 2009, Book 4423, Page 518 through Page 523 of the Johnson County Recorder's Office. Passed and approved this 17th day o~ November , 20 09 MAJGO,F~/ l/// Appr v d b c ATTEST: CITY ERK City Attorney's Office It was moved by Champion and seconded by xavek the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: x Bailey x Champion x Correia x Hayek x O'Donnell x Wilburn g Wright Prepared by and return: Liz Osborne, Housing Rehab Division, 410 E. Washington St., Iowa City, IA 52240 (319)356-5246 Legal Description of Property: see below Mortgagorls): Duveen E. Robinson Mortgagee: City of Iowa City RELEASE OF LIEN The City of Iowa City does hereby release the following property located at 2122 F Street, Iowa City, Iowa, and legally described as follows: The East half of Lot 4 in block 16, in East Iowa City, Johnson county, Iowa, according to the recorded plat thereof. from an obligation of the owner, Duveen E. Robinson, to the City of Iowa City represented by a Mortgage, recorded April 20, 2009, Book 4423, Page 518 through Page 523 of the Johnson County Recorder's Office. This obligation has been satisfied and the property is hereby released from any liens or clouds upon title to the above property by reason of said prior recorded document. ATTEST: ~ ~~~~~~J ~..1~ CITY LERK STATE OF IOWA ) 1 SS: JOHNSON COUNTY ) City Attorney's Office a~ On this ~ day of NCV~M862 , A.D. 20~, before me, the undersigned, a Notary Public in and for said County, in said State, personally appeared Regenia D. Bailey and Marian K. Karr, to me personally known, who being by me duly sworn, did say that they are the Mayor and City Clerk, respectively, of said municipal corporation executing the within and foregoing instrument; that the seal affixed thereto is the seal of said corporation, and that the instrument was signed and sealed on behalf of the corporation by authority of its City Council, as contained in Resolution No.O~ 353, adopted by the City Council on the ~ day NDu~M~B~R. 20 O~_ and that the said Regenia D. Bailey and Marian K. Karr as such officers acknowledged the execution of said instrument to be the voluntary act and deed of said corporation, by it and by them voluntarily executed. " ,~'^~ s SONDRAE FORT n ~~ i ~~ Commission Number 159791 Je„dnt~2 My Oommission Expires Notary Public in and for Johnson County, Iowa ww 3 ~ ao i~ M-~~- aa s Prepared by: Kim Sandberg, Public Works, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5139 RESOLUTION NO. 09-354 RESOLUTION ACCEPTING THE WORK FOR THE LOWER CITY PARK TENNIS COURT AND BUILDING ELECTRICAL FLOOD REPAIR PROJECT WHEREAS, the Engineering Division has recommended that the work for construction of the Lower City Park Tennis Court and Building Electrical Flood Repair Project, as included in a contract between the City of Iowa City and Advanced Electrical Services, Inc. of Iowa City, Iowa, dated September 14, 2009, be accepted; and WHEREAS, the Engineer's Report and the performance and payment bond have been filed in the City Engineer's office; and WHEREAS, the final contract price is $7,284.00. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City of Iowa City, Iowa. Passed and approved this 17th day of ATTEST: ~ ~ ~~C~:,c CITY ERK City Attorney's Office ~~~~ ~~n It was moved by Champion and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: x x x x NAYS: ABSENT: x Bailey Champion Correia Hayek O'Donnell Wilburn Wright Pweng/res/ten n iscourt. ddc 11/09 11-17-09 M~~ 4d 6 Prepared by: Ron Knoche, City Engineer, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5138 RESOLUTION NO. 09-"~55 RESOLUTION ACCEPTING THE WORK FOR THE 2009 PAVEMENT REPLACEMENT FOR WATER MAIN PROJECT WHEREAS, the Engineering Division has recommended that the work for construction of the 2009 Pavement Replacement for Water Main Project, as included in a contract between the City of Iowa City and Feldman Concrete of Dyersville, Iowa, dated May 22, 2009, be accepted; and WHEREAS, the Engineer's Report and the performance and payment bond have been filed in the City Clerk's office; and WHEREAS, the final contract price is $78,080.50. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City of Iowa City, Iowa. Passed and approved this 17th day of N MI ATTEST: CITY 'tERK er , 20 09 ~////~~/ ll~~i Approved by ~ y4CLCU ~~~'~Lz~t ~fcf~?~ City Attorney's Office ~~ /~~~ ~ It was moved by Chamyion and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: x Bailey x Champion x Correia x Hayek ~_ O'Donnell x Wilburn x Wright Pweng/res/09Pavement-W atermain.doc 11!09 ~~ as ~ Prepared by: Ron Knoche, City Engineer, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5138 RESOLUTION NO. 09-356 RESOLUTION ACCEPTING THE WORK FOR THE 2009 DURABLE PAVEMENT MARKING PROJECT WHEREAS, the Engineering Division has recommended that the work for construction of the 2009 Durable Pavement Marking Project, as included in a contract between the City of Iowa City and DPLM, Inc. of Des Moines, Iowa, dated August 26, 2009, be accepted; and WHEREAS, the Engineer's Report and the performance and payment bond have been filed in the City Clerk's office; and WHEREAS, the final contract price is $181,436.25. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City of Iowa City, Iowa. Passed and approved this 17th day of ATTEST: ~ 9C • ~ ~:tt ~ /'~l~tt'-~n.w~~? ~'fUt-~.. CITY ERK y City Attorney's Office ~, (~ fv It was moved by Champion and seconded by xavek the Resolution be adopted, and upon roll call there were: AYES: x x x x ~_ x Pweng/res/09DurablePavementMkg. doc 11/09 NAYS: ABSENT: Bailey Champion x Correia Hayek O'Donnell Wilburn Wright ~~ ;:1 --:,®,~r CiTY CAF ICJVtitA CITY 3,~~`~~ul~~`z ''~"`Tn'~'®"~ i -~-~.~ c Date: November 6, 2009 To: Dale Helling From: Kim Sandberg,, Re: Agenda Items The following are costs associated with the Ca~ital Improvement Project being presented for acceptance at the November 17t Council meeting: 1) 2009 Pavement Replacement for Water Main Contractor: Feldman Concrete • Project Estimated Cost: $ 170,000.00 • Project Bid Received: $ 90,072.50 • Project Actual Cost: $ 78,080.50 2) 2009 Durable Pavement Marking Contractor. DPLM, Inc. • Project Estimated Cost: $ 180,000.00 • Project Bid Received: $ 187,211.00 • Project Actual Cost: $ 181,436.25 3) Lower City Park Tennis court and Building Electrical Flood Repair (Competitive Quotation) Contractor: Advanced Electrical Service • Project Estimated Cost: $ 25,000.00* • Project Bid Received: $ 7,284.00 • Project Actual Cost: $ 7,284.00 *Estimate was based on FEMA estimates of project cost. "'~ as 8 Prepared by: Denny Gannon, Asst. City Engineer, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5142 RESOLUTION NO. 09-357 RESOLUTION ACCEPTING THE WORK FOR THE SANITARY SEWER, STORM SEWER, WATER MAIN, AND PAVING PUBLIC IMPROVEMENTS FOR LYTHAM CONDOMINIUMS, AND DECLARING PUBLIC IMPROVEMENTS OPEN FOR PUBLIC ACCESS AND USE. WHEREAS, the Engineering Division has certified that the following improvements have been completed in accordance with the plans and specifications of the City of Iowa City: Sanitary sewer, storm sewer, and water main improvements for Lytham Condominiums, as constructed by Bockenstedt Excavating, Inc. of Iowa City, Iowa. Paving improvements for Lytham Condominiums, as constructed by Metro Pavers, Inc. of Iowa City, Iowa. WHEREAS, the maintenance bonds have been filed in the City Clerk's office; and WHEREAS, the traffic control signs have been installed. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City of Iowa City, Iowa and that all dedications and public improvements previously set aside as not being open for public access are hereby formally accepted and declared open for public access and use. Passed and approved this 17th day of November __, 2009. Ap~foved by ~,,G~ ATTEST: y ~ Cllu ~`~uv ~% CITY ERK City Attorney's Office ~~ ~/~-~ It was moved by Champion and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: _~ Bailey ~ Champion ~ Correia ~_ Hayek _~~ O'Donnell ~ Wilburn Wright pwenglres/accept-lythmacondos doc C ~ ' ~~ r 1 ~1 ~i ~rI"r~ '~rl'~~ ~'~3'''"r' ®' ~~ -t•~.al~ CITY OF IOWA CITY 410 East Washington Street Iowa City. Iowa 5 2 240- 1 82 6 (319) 356-5000 (319) 356-5007 FAX www.icgov.org ENGINEER'S REPORT November 5, 2009 Honorable Mayor and City Council Iowa City, Iowa Re: Lytham Condominiums Dear Honorable Mayor and Councilpersons: I hereby certify that the construction of the sanitary sewer, storm sewer, water main, and paving improvements for Lytham Condominiums has been completed in substantial accordance with the plans and specifications of the Engineering Division of the City of Iowa City. The required maintenance bonds are on file in the City Clerk's Office for the sanitary sewer, storm sewer, and water main improvements constructed by Bockenstedt Excavating, Inc. of Iowa City, Iowa, and for the paving improvements constructed by Metro Pavers, Inc. of Iowa City, Iowa. I recommend that the City of Iowa City accept the above-referenced improvements. Sincerely, Ronald R. Knoche, P.E. City Engineer pweng/engrpt-galwayhillsptl0 doc M-I~ 4d 9 Prepared by: Denny Gannon, Asst. City Engineer, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5142 RESOLUTION NO. ~9-35ft RESOLUTION ACCEPTING THE WORK FOR A CERTAIN WALKWAY AND A CERTAIN SIDEWALK IN LINDEMANN SUBDIVISION -PART THREE, AND DECLARING THE WALKWAY AND SIDEWALK OPEN FOR PUBLIC ACCESS AND USE. WHEREAS, the Engineering Division has certified that the following improvements have been completed in accordance with the plans and specifications of the City of Iowa City: A 5' wide walkway located east/west across Outlot K in Lindemann Subdivision -Part Three. A 4' wide sidewalk located along the Lindemann Drive frontage abutting the east end of Outlot K in Lindemann Subdivision -Part Three. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City of Iowa City, Iowa and that all dedications and public improvements previously set aside as not being open for public access are hereby formally accepted and declared open for public access and use. Passed and approved this 17th day of ATTEST: ~ ~!_~~~~ CITY ERK City Attorney's Office ~~ ~09 It was moved by Champion and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: NAYS: ABSENT: X Bailey ~ Champion u Correia ~_ --z-~ Hayek ~_ O'Donnell ~_ Wilburn _~ Wright pweng/res/accept-I i ndemannpt3.doc 1~~~~~ ~ r 1 -~- ®~,~ ®~~~ ~~ CITY OF IOWA CITY 410 East Washington Street Iowa City, Iowa 52240-1826 (319) 356-5000 (319) 356-5007 FAX www.icgov.org ENGINEER'S REPORT November 6, 2009 Honorable Mayor and City Council Iowa City, Iowa Re: Lindemann Subdivision -Part Three Dear Honorable Mayor and Councilpersons: I hereby certify that the construction of a certain walkway and a certain sidewalk in Lindemann Subdivision -Part Three has been completed in substantial accordance with the plans and specifications of the Engineering Division of the City of Iowa City. The walkway is 5' in width and is located east/west across Outlot K in Lindemann Subdivision -Part Three. The sidewalk is 4' in width and is located along the Lindemann Drive frontage abutting the east end of Outlot K in Lindemann Subdivision -Part Three. I recommend that the City of Iowa City accept the above-referenced improvements. Sincerely, ~~ ~ ~--- Ronald R. Knoche, P.E. City Engineer pwen g/en g rpt-I i n dema nn pt3.doc 4d 10 Prepared by' Dave Panos, Civil Engineer, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5145 RESOLUTION NO. 09-359 RESOLUTION ACCEPTING THE WORK FOR THE STORM SEWER, TILE LINES, WATER MAIN, SANITARY SEWER, TEMPORARY TURN AROUND, TRAIL, AND PAVING PUBLIC IMPROVEMENTS FOR STONE BRIDGE ESTATES - PART SIX, AND DECLARING PUBLIC IMPROVEMENTS OPEN FOR PUBLIC ACCESS AND USE. WHEREAS, the Engineering Division has certified that the following improvements have been completed in accordance with the plans and specifications of the City of Iowa City: Storm sewer, the lines, water main, and sanitary sewer improvements for Stone Bridge Estates -Part Six as constructed by Maxwell Construction Inc, of Iowa City, Iowa. Paving, trail, and temporary turn-around improvements for the Stone Bridge Estates -Part Six, as constructed by Metro Pavers, Inc. of Iowa City, Iowa. WHEREAS, the maintenance bonds have been filed in the City Clerk's office; and WHEREAS, the traffic control signs have been installed. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT said improvements are hereby accepted by the City of Iowa City, Iowa and that all dedications and public improvements previously set aside as not being open for public access are hereby formally accepted and declared open for public access and use. Passed and approved this 17th ATTEST: / „~% U City clerk Approved by: ~,. City Attorney's Office r ~ ~' ~, ~~ ~ Resolution No. 09-359 Page 2 It was moved by Cham~ni nn and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: x X X X x NAYS: ABSENT: Bailey Champion ~ Correia Hayek O'Donnell Wilburn Wright wpdata/glossary/resolution-ic.doc /-~ ` D ~ r _~ .-_.:.® ~ ~ ~~~-~"~ .. ,~,~~.~=,t'~ _-~.~.__ CITY OF IOWA CITY 410 East Washington Street Iowa City, lows 52240-1826 (319) 356-5000 ENGINEER'S REPORT (319) 356-5009 FAX www.icgov.org November 9, 2009 Honorable Mayor and City Council City of Iowa City, Iowa Re: Stone Bridge Estates, Part Six Dear Honorable Mayor and Councilpersons: I hereby certify that the construction of the storm sewer, sanitary sewer, water main, trail, the lines, temporary turn-around, and paving improvements for Stone Bridge Estates, Part Six has been completed in substantial accordance with the plans and specifications of the Engineering Division of the City of Iowa City. The required maintenance bonds are on file in the City Clerk's Office for the storm sewer, sanitary sewer, the lines, and water main improvements constructed by Maxwell Construction, fnc. of Iowa City, Iowa, and for the trail, temporary turn- around, and paving improvements constructed by Metro Pavers, Inc. of Iowa City, Iowa. I recommend that the City of Iowa City accept the above-referenced improvements. Sincerely, ?~-r (~' ~--- Ronald R. Knoche, P.E. City Engineer ~`} 13 Prepared by: Dave Panos, Civil Engineer, 410 E. Washington St., Iowa City, IA 52240 (319) 356-5145 RESOLUTION NO. ng-~hn RESOLUTION APPROVING PLANS, SPECIFICATIONS, AND ESTIMATE OF COST FOR THE CONSTRUCTION OF THE NORTH DODGE STREET PEDESTRIAN BRIDGE OVER I-80 [ESIM-080-6(285)243--OS-52], ESTABLISHING AMOUNT OF BID SECURITY TO ACCOMPANY EACH BID, DIRECTING CITY CLERK TO PUBLISH ADVERTISEMENT FOR BIDS, AND FIXING TIME AND PLACE FOR RECEIPT OF BIDS. WHEREAS, this project will be bid by the Iowa Department of Transportation (IaDOT); and WHEREAS, bids will be accepted on January 20, 2010 at 10:00 a.m. by the IaDOT in Ames, Iowa; and WHEREAS, notice of public hearing on the plans, specifications, special provisions and estimate of cost for the above-named project was published as required by law, and the hearing thereon held. NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF IOWA CITY, IOWA THAT: 1. The plans, specifications, special provisions, and estimate of cost for the above-named project are hereby approved. 2. The amount of bid security to accompany each bid for the construction of the above- named project shall be in the amount between 5% (five percent) and 10% (ten percent) of bid. 3. The City Clerk is hereby authorized and directed to publish notice for the receipt of bids by the IaDOT for the construction of the above-named project in a newspaper published at least once weekly and having a general circulation in the city. 4. Bids for the above-named project are to be received by the IaDOT in Ames, Iowa, until 10:00 a.m. on the 20th day of January, 2010, or at a later date and/or time as determined by the IaDOT, with notice of said later date and/or time to be published as required- by law. Thereafter the bids will be opened by the IaDOT, and thereupon referred to the Council of the City of Iowa City, Iowa, for a recommendation of action upon bids at its next meeting, to be held at the Emma J. Harvat Hall, City Hall, Iowa City, Iowa, at 7:00 p.m. on the 26th day of January, 2010, or at a later date and/or time as determined by the Director of Public Works or designee, with notice of said later date and/or time to be published as required by law, or if said meeting is cancelled, at the next meeting of the City Council thereafter as posted by the City Clerk. Passed and approved this 17th day f ovember I ~: I~ay r Approved by: ~~ ~~~.- ATTEST: ~ >~ City Jerk ity Attorney's Office , ~ t. (~ 1~ , Resolution No. 09-360 Page 2 It was moved by Wright and seconded by Champion the Resolution be adopted, and upon roll call there were: AYES: x X x ~- X ~. NAYS: ABSENT: Bailey Champion ~ Correia Hayek O'Donnell Wilburn Wright wpdata/glossary/resolution-ic.doc M~ 17 Prepared by: Susan Dulek, Asst. City Attorney, 410 E. Washington St., Iowa City, IA 52240-319-356-5030 RESOLUTION NO. 09-361 RESOLUTION ADOPTING THE PROCUREMENT POLICY FOR THE IOWA CITY HOUSING AUTHORITY AND RESCINDING RESOLUTION N0.91-155. WHEREAS, the U.S. Department of Housing and Urban Development (HUD) requires local housing authorities adopt a procurement policy that complies with the procurement regulations found at 24 C.F.R. 85.36; WHEREAS, the attached procurement policy was designed by HUD to comply with HUD's Annual Contributions Contract (ACC), Procurement Handbook for Public Housing Agencies (Handbook 7460.8. Revision 2), and the procurement regulations at 24 CFR 85.36; WHEREAS, in Resolution No. 91-155, Council adopted a similar procurement policy; WHEREAS, the attached procurement policy includes provisions for purchases made pursuant to the American Recovery and Reinvestment Act of 2009, and HUD is requesting local housing authorities to update their procurement policies to include these provisions; and WHEREAS, it is in the public interest to adopt the attached Procurement Policy of the Iowa City Housing Authority. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA: The attached Procurement Policy of the Iowa City Housing Authority is adopted. 2. Resolution No. 91-155 is rescinded. Passed and approved this 17th day of Approved: .ay i , ~~ ,.:~ manna City Attorney's Office Resolution No. 09-361 Page 2 It was moved by Hayek and seconded by Wilburn the Resolution be adopted, and upon roll call there were: AYES: x x X x X x NAYS: ABSENT: Bailey Champion x Correia Hayek O'Donnell Wilburn Wright wpdata/glossary/resolution-ic.doc PROCUREMENT POLICY FOR THE IOWA CITY HOUSING AUTHORITY 1.0 GENERAL PROVISIONS 1.1 PURPOSE The purpose of this Policy is to help maintain the integrity of the Authority's procurement system; ensure that the Authority procures products and services effectively, efficiently and at the most favorable prices; and ensure that Authority purchasing actions are in full compliance with applicable federal standards, and State and local laws. This Policy was designed to comply with HUD's Annual Contributions Contract (ACC), Procurement Handbook for Public Housing Agencies (Handbook 7460.8. Revision 2), and the procurement regulations at 24 CFR 85.36. 1.2 DEFINITIONS The following definitions shall be used in this Policy: A. Procurement: Refers to the purchasing, leasing or renting of goods (supplies, equipment and materials); construction and maintenance services; and architectural and engineering (A/E), legal, security, accounting, audit, social and other consulting services. B. Contractor: Refers to any business entity providing contracting, maintenance, consulting or social services. C. Vendor: Refers to any business entity that provides goods to the Authority who is not also hired as a contractor. 1.3 APPLICATION This Policy applies to the expenditure of funds or other commodities of monetary value by the Authority to secure goods and services. It shall apply to every expenditure of federal funds by the Authority for public purchasing, irrespective of the source of funds, including transactions that do not involve an obligation of funds (such as concession contracts). Nothing in this Policy, however, shall prevent the Authority from complying with the terms and conditions of any grant, contract, gift or bequest that is otherwise consistent with law. 1.4 CHANGES IN LAWS AND REGULATIONS In the event that an applicable federal, state or local law, regulation or ordinance is modified or eliminated, or a new law, regulation or ordinance is adopted, the revised directive shall, to the extent more stringent than a corresponding provision of this Policy, shall automatically supersede the applicable provision. Page 1 of 21 1.5 PUBLIC ACCESS TO PROCUREMENT INFORMATION Procurement information shall be a matter of public record to the extent provided Chapter 22 of the Iowa Code (2009) and shall be available to the public as provided by that statute. 1.6 EXECUTIVE DIRECTOR'S RESPONSIBILITIES The Housing Authority Administrator ("Executive Director") shall serve as Contracting Officer, and shall administer or oversee all procurement transactions. Any delegations of contracting authority by the Executive Director must be documented in writing. The Executive Director shall ensure that the following standards are implemented: A. Proposed purchases are subject to a planning process to assure efficient and economical purchasing; B. contracts, contract amendments and purchase orders are set forth in writing, and clearly specify the desired goods and services; procurement transactions are supported by sufficient documentation regarding the history of the procurement; and contracts, purchase orders and contract amendments are awarded or approved only by Authority employees designated in writing as having such authority; C. for procurements other than small purchases, public notice is given of each upcoming procurement, an adequate time period is provided for preparation and submission of bids or proposals, and notice of contract awards is made available to the public; D. solicitation procedures are conducted in full compliance with federal regulations set forth in 24 CFR 85.36, or State and local laws (where more stringent), provided they are otherwise consistent with 24 CFR 85.36; E. an independent cost estimate is prepared before each Invitation for Bids or Request for Proposals is issued, the estimate is appropriately safeguarded, and a cost or price analysis is conducted of the responses received for all procurements; F. award is made to: The responsive and responsible contractor or vendor providing the lowest bid (for sealed bid procurements); the contractor or vendor whose proposal offers the greatest overall value (for competitive proposal procurements); and the contractor or vendor whose quotation offers the greatest overall value, price and non-price factors considered (for small-purchase procurements). For sealed-bid and competitive proposals procurements, and in instances where contractor or vendors were required to submit quotations under small-purchase procurements, unsuccessful firms shall be notified within 14 calendar days after contract or purchase order award; G. work is inspected before payment, and payment is made promptly for contract work performed and accepted; H. the Authority complies with applicable HUD review requirements; and Page 2 of 2] I. all procurements (including contract modifications) in excess of $10,000 are reviewed and approved by the City Manager. 1.7 CONTRACTOR AND VENDOR RESPONSIBILITY Procurements shall be conducted only with responsible contractors and vendors, i.e., those who have the technical and financial resources to provide the products and/or services, and have a satisfactory record of performance. The Authority shall review each proposed contractor's and vendor's ability to perform the contract successfully, considering factors such as the contractor's and vendor's integrity (including a review of the List of Parties Excluded from Federal Procurement and Nonprocurement Programs published by the U.S. General Services Administration), compliance with public policy, record of past performance (including contacting previous clients of the contractor, such as other Housing Authorities), and financial and technical resources. Awards shall not be made to debarred, suspended, or ineligible contractors or vendors. 1.8 QUALIFIED CONTRACTOR AND VENDOR LISTS Interested businesses shall be given an opportunity to be included on a list of qualified firms used in the procurement of products and services. Such lists shall be kept current, and shall include enough qualified sources to ensure competition. Firms shall not be precluded from qualifying during the solicitation period. Solicitation mailing lists of potential contractors and vendors shall include, but not be limited to, such pre-qualified suppliers. 1.9 COOPERATIVE PURCHASING The Authority may enter into State and local intergovernmental agreements to purchase or use common products and services. The decision to use an intergovernmental agreement or conduct a direct procurement shall be based on economy and efficiency. If used, the intergovernmental agreement shall stipulate who is authorized to purchase on behalf of the participating parties and shall specify inspection, acceptance, termination, payment, and other relevant terms and conditions. When using a cooperative purchasing plan, the housing authority shall ensure that the procurement process followed by the governmental entity was consistent with one of the four acceptable methods of procurement listed in Section 4.0. The Authority shall use federal or State excess and surplus property instead of purchasing new equipment and property whenever such use is feasible and reduces project costs. 2.0 ETHICS IN PUBLIC CONTRACTING 2.1 GENERAL The Authority shall adhere to the following code of conduct and shall establish a system of sanctions for violations consistent with applicable State or local law. 2.2 CONFLICT OF INTEREST No employee, officer or agent of this Authority shall participate directly or indirectly in the selection or in the award or administration of any contract if a conflict, real or apparent, would be involved. Such conflict would arise when a financial or other interest in a firm selected for award is held by: Page 3 of Z 1 A. An employee, officer or agent involved in making the award; B. his/her relative (including father, mother, son, daughter, brother, sister, uncle, aunt, first cousin, nephew, niece, husband, wife, father-in-law, mother-in-law, son-in-law, daughter- in-law, brother-in-law, sister-in-law, stepfather, stepmother, stepson, stepdaughter, stepbrother, stepsister, half brother, or half sister); C. his/her partner; or, D. an organization which employs, is negotiating to employ, or has an arrangement concerning prospective employment of any of the above. 2.3 GRATUITIES, KICKBACKS, AND USE OF CONFIDENTIAL INFORMATION Authority officers, employees or agents shall not solicit or accept gratuities, favors, or anything of monetary value from contractors, potential contractors, or parties to subcontracts and shall not knowingly use confidential information for actual or anticipated personal gain. 2.4 PROHIBITION AGAINST CONTINGENT FEES The Authority shall not do business with Contractors who retain a person to solicit or secure an Authority contract for a commission, percentage, brokerage, or contingent fee, except for bona fide employees or bona fide established commercial selling agencies. 3.0 PROCUREMENT PLANNING 3.1 GENERAL Planning is essential to properly managing the procurement function. Hence, the Authority will periodically review its record of prior purchases, as well as future needs, to: Find patterns of procurement actions that could be performed more efficiently or economically; maximize competition and competitive pricing among contracts and decrease procurement costs; reduce administrative costs; and ensure that an adequate amount of supplies, equipment and materials are obtained under each procurement transaction, in order to minimize the need for frequent transactions. Consideration will be given to storage, security, and handling requirements when planning the most appropriate purchasing actions. 4.0 PROCUREMENT METHODS 4.1 SMALL PURCHASING A. General. Any routine maintenance, non-routine maintenance, construction, demolition, equipment, materials, supplies and professional services (including maintenance, security, architect/engineer, legal, accounting and management) not exceeding $100,000 may be made in accordance with the small purchase procedures authorized in this section. Contract requirements shall not be artificially divided so as to constitute a small purchase Page 4 of 21 under this section (except as may be reasonably necessary to comply with Section 10.0 of this Policy). B. Methods of Obtaining Price Quotes. Quotes may be obtained by catalog, advertisement, brochure, web site, at point-of--sale, in-person, by telephone, by fax, or in writing, unless there is need to prepare a solicitation document, in which case the document would explain how price quotes are to be submitted. C. Petty Cash Purchases. Small purchases of less than $100.00 may be processed through the use of a petty cash account. The Contracting Officer shall ensure that the account is established in an amount sufficient to cover small purchases made during a reasonable period (e.g., one month), security is maintained, and only authorized individuals have access to the account. The account shall be periodically reconciled and replenished by submission of a voucher to the Authority's Executive Director and periodically audited by the Executive Director or designee to validate proper use and to verify that the account total equals cash on hand plus the total of accumulated vouchers. D. Small purchases of $2,000 or less. For small purchases below $2,000, only one quotation need be solicited if the price received is considered reasonable. Such purchases must be distributed equitably among qualified sources. If practicable, a quotation shall be solicited from other than the previous source before placing a repeat order. E. Small purchases over $2,000. For small purchases in excess of $2,000 but not exceeding $100,000, no less than three price quotations shall be obtained where practicable. If cases where the housing authority has difficulty in obtaining an acceptable number of price quotes through direct solicitation of contractors and vendors, it shall publicly advertise the procurement, if there is reason to believe that the action would result in greater competition. Award shall be made to the offeror providing the lowest acceptable quotation, unless justified in writing based on both price and non-price factors. If non-price factors are used, they shall be disclosed to all those solicited. The names, addresses, and/or telephone numbers of the offerors and persons contacted, and the date and amount of each quotation shall be recorded and maintained as a public record. F. Review and Authorization by City Manager. The City Manager shall authorize any procurement that entails an obligation of $10,000 or greater, unless an emergency situation exists, as deemed by the Executive Director. In that case, the Executive Director shall take the necessary action to abate the emergency condition, and then advise the City Manager on the details of the procurement transaction. G. Solicitation Document. When procuring services, the Authority shall prepare a Request for Quotations (RFQ), which shall be furnished to all interested parties. The RFQ shall contain, at a minimum: Instructions for submitting offers; list of non-price factors (if any) to be considered; pre-contract conditions; wage determination (if applicable); contract form; contract general conditions; supplementary conditions (if applicable); and Page 5 of 21 technical requirements of products and services. The housing authority shall utilize HUD forms, where required, in its RFQs. H. Prohibition Against Dividing Purchases. The Authority shall not subdivide a procurement subject to either the sealed-bid or competitive proposals methods of procurement to permit the use ofsmall-purchase procedures, or subdivide asmall- purchase procurement to permit the use ofmicro-purchase procedures, unless the action is clearly aimed at affording small and minority-owned businesses the chance to compete for a contract or purchase order award. 4.2 SEALED BIDDING A. Conditions for Use. Contracts shall be awarded using sealed bid procedures if the following conditions are present: A complete, adequate, and realistic specification or purchase description is available; two or more responsible bidders are willing and able to compete effectively for the work; the procurement lends itself to a firm fixed price contract; and the selection of the successful bidder can be made principally on the basis of price. For physical improvement (non-routine maintenance and construction) projects and major equipment acquisition exceeding the small-purchase limit, sealed bidding shall be used. Sealed-bidding shall not be used for professional services. B. Solicitation Document. Under the sealed-bid method of procurement, the Authority shall prepare an invitation for bids (IFB). For procurements involving the provision of services (usually non-routine maintenance or construction), the IFB shall contain: (1) Instructions for submitting bids; (2) bid form; (3) pre-contract conditions; (4) wage determination (if applicable); (5) contract form; (6) contract general conditions; (7) supplementary conditions (if applicable; maybe included by reference); and (8) technical requirements of products and services (e.g., specifications and drawings). For procurement of products only, e.g., items of equipment, the IFB shall contain: (1) Instructions for submitting bids; (2) sample purchase order form, with terms and conditions; bid form; and (3) technical requirements of products. The Authority shall utilize HUD forms, where required, in its IFBs. C. Solicitation. Notice of the IFB shall be published in a local newspaper of wide circulation; and the IFB shall be available through plan rooms if the nature of the work so warrants. Newspaper notices should run once each week for at least two consecutive weeks. In addition, notice of the IFB may be posted in public buildings, trade journals and publications; and shall be furnished to all interested parties, including those on the housing authority's list of qualified contractor's and vendors when appropriate. All advertisements/notices should state, at a minimum, the date, time and place the bids are due; the solicitation number; contact person and telephone or e-mail address; brief description of services/products needed; and an invitation to small, minority-owned, and Section 3 businesses, as well as women's business enterprises, to submit bids. Page 6 of 21 D. Receipt of Bids. The IFB shall state the time and place for both the receipt of bids and the public bid opening. In general, bidders shall be provided a minimum of 30 calendar days to submit bids following first public notice. All bids received shall be time-stamped but not opened and shall be stored in a secure place until bid opening. A bidder may withdraw its bid at any time prior to bid opening. E. Bid Opening and Awai•d. Bids shall be opened publicly, an abstract of bids shall be recorded, and the bids shall be available for public inspection. If equal low bids are received from responsible bidders, award shall be made by drawing lots or similar random method, unless otherwise provided in State or local law and stated in the invitation for bids. If only one responsive bid is received from a responsible bidder, award shall not be made unless a cost or price analysis verifies the reasonableness of the price. F. Mistakes in Bids. Correction or withdrawal of inadvertently erroneous bids may be permitted, where appropriate, before bid opening by written or telegraphic notice received in the office designated in the invitation for bids prior to the time set for bid opening. After bid opening, corrections in bids shall be permitted only if the bidder can show by clear and convincing evidence that a mistake of a nonjudgmental character was made, the nature of the mistake, and the bid price actually intended. A low bidder alleging a nonjudgmental mistake may be permitted to withdraw its bid if the mistake is clearly evident on the face of the bid document but the intended bid is unclear or the bidder submits convincing evidence that a mistake was made. All decisions to allow correction or withdrawal of bid mistakes shall be supported by a written determination signed by the Contracting Officer. After bid opening, no changes in bid prices or other provisions of bids prejudicial to the interest of the Authority or fair competition shall be permitted. G. Bid Guarantee. For procurements of products and/or services whose value is estimated at over $100,000, the bidder will be required to furnish a bid guarantee in an amount not less than 5 percent of the bid. The guarantee may be a certified check, bank draft, U.S. Government bonds at par value, or a bid bond. H. Assurance of Completion. In cases where the cost of the non-routine maintenance or construction is estimated to exceed $90,000, the contractor will be required to furnish one of the following assurances of completion: (1) A performance and payment bond for 100% of the contract price; (2) separate performance and payment bonds, each for 50% or more of the contract price; (3) a 20% cash escrow; or (4) a 25% irrevocable letter of credit. I. Bonds. Bonds must be obtained from guarantee or surety companies acceptable to the U.S. Government and authorized to do business in the state where the work is to be performed. Individual sureties will not be considered. Page 7 of 21 4.3 COMPETITIVE PROPOSALS A. Conditions for Use. Competitive proposals (including turnkey proposals for development) may be used if there is an adequate method for technically evaluating proposals, and the Authority determines that conditions are not appropriate for the use of sealed bids. At least three proposals shall be obtained from qualified sources, where practicable. B. Solicitation. The request for proposals (RFP) shall clearly identify the relative importance of price and other evaluation factors, including the weight given to each. A mechanism for fairly and thoroughly evaluating the technical and price proposals (i.e., technical evaluation system) shall be established before the solicitation is issued. Proposals shall be handled so as to prevent disclosure of the number of offerors, identity of the offerors, and the contents of their proposals. The proposals shall be evaluated only on the criteria stated in the request for proposals. C. Negotiations. Unless there is no need for negotiations with any of the offerors, negotiations shall be conducted with offerors who submit proposals determined to have a reasonable chance of being selected for award, based on evaluation against the technical and price factors as specified in the RFP. Such offerors shall be accorded fair and equal treatment with respect to any opportunity for negotiation and revision of proposals. The purpose of negotiations shall lie to seek clarification with regard to and advise offerors of the deficiencies in both the technical and price aspects of their proposals so as to assure full understanding of and conformance to the solicitation requirements. No offeror shall be provided information about any other offeror's proposal, and no offeror shall be assisted in bringing its proposal up to the level of any other proposal. Offerors shall not be directed to reduce their proposed prices to a specific amount in order to be considered for award. A common deadline shall be established for receipt of proposal revisions based on negotiations. D. Award. After evaluation of proposal revisions, if any, the contract shall be awarded to the highest ranking firm. E. Architect/Engineer Services. Architect/engineer services maybe obtained by either the conventional form of the competitive proposals method or by the qualifications-based selection (QBS) form of the competitive proposals method, unless State law mandates QBS. Under QBS, competitor's qualifications are evaluated and the most qualified competitor is selected, subject to the negotiation of fair and reasonable compensation. Price is not used as a selection factor under this method. Qualifications-based selection procedures shall not be used to purchase other types of services even though architect- engineer firms are potential sources. F. Technical Evaluation System and Rating Panel. During the preparation of the RFP, the contracting officer shall develop a technical evaluation system; i.e., a system for technically evaluating proposals. The system will provide, for each evaluation factor, the Page 8 of 21 weighting of the factor compared to other factors; a description of the process for measuring the value of the factors (e.g., a point system); and clear and objective guidelines describing the specific qualities or features associated with each factor that will warrant a given rating. The contracting officer shall also set up a rating panel. The panel shall be comprised of at least three persons, each of whom is a PHA employee or employee of the City. Selection of participants shall be subject to the requirements of Section 2.0 of the Procurement Policy. 4.4 NONCOMPETITIVE PROPOSALS A. Conditions for Use. Procurements shall be conducted competitively to the maximum extent possible. Procurement by noncompetitive proposals may be used only when the award of a contract is not feasible using small purchase procedures, sealed bids, or competitive proposals, and one of the following applies: The item is available only from a single source, based on a good faith review of available sources; An emergency exists that seriously threatens the public health, welfare, or safety; endangers property; or would otherwise cause serious injury to the Authority, as may arise by reason of a flood, earthquake, epidemic, riot, equipment failure, or similar event. In such cases, there must be an immediate and serious need for supplies, services, or construction such that the need cannot be met through any other procurement methods, and the emergency procurement shall be limited to those supplies, services, or construction necessary to meet the emergency; HUD authorizes the use of noncompetitive proposals; or After solicitation of a number of sources, competition is determined inadequate. B. Justification. Each procurement based on noncompetitive proposals shall be supported by a written justification, approved by the Contracting Officer, for using such procedures. C. Price Reasonableness. The reasonableness of the price for all procurements based on noncompetitive proposals shall be determined by performing a cost analysis, as described in Section 5.0 below. 5.0 SOLICITATION AND ADVERTISING 5.1 SMALL-PURCHASES Quotes maybe obtained by catalog, advertisement, brochure, web site, at point-of-sale, in- person, by telephone, by fax, or in writing, unless there is need to prepare a solicitation document, in which case the document would explain how price quotes are to be submitted. Page 9 of 21 Advertising in a local newspaper or using other public notice venues should be considered when an adequate number of reasonable quotes cannot be obtained. 5.2 SEALED-BIDS AND COMPETITIVE PROPOSALS The Authority must use one or more following solicitation methods, provided that the method employed provides for meaningful competition: Advertising the notice of IFB/RFP in newspapers or other print mediums of local or general circulations for one day per week for at least two weeks; advertising the notice of IFB/RFP in various trade journals or publications; posting IFB in a plan room; posting the notice of the IFB/RFP in public buildings. In addition, the Authority shall be furnished to all interested parties, including those on the housing authority's list of qualified contractor's and vendors when appropriate. All notices should state, at a minimum, the date, time and place the bids are due; the solicitation number; contact person and telephone or e-mail address; brief description of services/products needed; and an invitation to small, minority-owned, and Section 3 businesses, as well as women's business enterprises, to submit bids. 5.4 TIME PERIOD FOR SUBMISSION OF BIDS AND PROPOSALS Time Period for Submission of Bids. A minimum of 30 days shall generally be provided for preparation and submission of sealed bids and proposals. However, the Executive Director may allow for a shorter period under extraordinary circumstances. 5.5 VENDOR LISTS All interested businesses shall be given the opportunity to be included on vendor mailing lists. Any lists of persons, firms, or products which are used in the purchase of supplies and services (including construction) shall be kept current and include enough sources to ensure competition. 6.0 CANCELLATION OF SOLICITATIONS 6.1 GENERAL A. An IFB or RFP must be cancelled before bids/proposals are due if: • The supplies, services or construction is no longer required; • the funds are no longer available; • proposed amendments to the solicitation are of such magnitude that a new solicitation would be best; or other similar reasons. B. A solicitation may be cancelled and all bids or proposals that have already been received may be rejected if. • The supplies or services (including construction) are no longer required; • ambiguous or otherwise inadequate specifications were part of the solicitation; • all factors of significance to the Authority were not considered; • prices exceed available funds and it would not be appropriate to adjust quantities to come within available funds; Page 10 of 2l there is reason to believe that bids or proposals may not have been independently determined in open competition, may have been collusive, or may have been submitted in bad faith; or for good cause of a similar nature when it is in the best interest of the Authority. C. The reasons for cancellation shall be documented in the procurement file and the reasons for cancellation and/or rejection shall be provided upon request. D. A notice of cancellation shall be sent to all bidders/offerors solicited and, if appropriate, shall explain that they will be given an opportunity to compete on any resolicitation or future procurement of similar items. E. If all otherwise acceptable bids received in response to an IFB are at unreasonable prices an analysis should be conducted to see if there is a problem in either the specifications or the Authority's cost estimate. If both are determined adequate and if only one bid is received and the price is unreasonable, the Contracting Officer may cancel the solicitation and either: • Re-solicit using an RFP; or • complete the procurement by using the competitive proposals method. The Contracting Officer must determine, in writing, that such action is appropriate, must inform all bidders of the Authority's intent to negotiate, and must give each bidder a reasonable opportunity to negotiate. 7.0 COST AND PRICE ANALYSIS 7.1 GENERAL Some form of cost or price analysis shall be performed for all procurement actions, including contract modifications, using the procedures described in HUD Handbook 2210.18. The method of analysis shall be determined as follows. The degree of analysis shall depend on the facts surrounding each procurement. A. Price Estimate. The Contracting Officer shall prepare a price estimate for all procurement transactions above the small-purchase threshold of $100,000; and shall prepare an estimate for procurements below that threshold if he or she believes it is necessary to ensure the Authority is paying a reasonable price for goods and/or services. B. Submission of Cost or Pricing Information. If the procurement is based on a contract modification, noncompetitive proposal, or when only one offer is received in response to an IFB or RFP, the offeror shall be required to submit: (1) A cost breakdown showing projected costs and profit; (2) commercial pricing and sales information, sufficient to enable the Authority to verify the reasonableness of the proposed price as a catalog or market price of a commercial product sold in substantial quantities to the general public; or (3) documentation showing that the offered price is set bylaw or regulation. With respect to contract modifications, where the contract includes or consists of form HUD- Page l I of 21 5370 or HUD-51915, the offeror shall be required to conform to the provision of the document governing contract modifications. C. Cost Analysis. Cost analysis shall be performed if an offeror/contractor is required to submit a cost breakdown as part of its proposal. When a cost breakdown is submitted a cost analysis shall be performed of the individual cost elements, the Authority shall have a right to audit the contractor's books and records pertinent to such costs, and profit shall be analyzed separately. Costs shall be allowable only to the extent that they are consistent with applicable Federal cost principles (for commercial firms, Subpart 31.2 of the Federal Acquisition Regulation, 48 CFR Chapter 1). In establishing profit, the Authority shall consider factors such as the complexity and risk of the work involved, the contractor's investment and productivity, the amount of subcontracting, the quality of past performance, and industry profit rates in the area for similar work. D. Price Analysis. For competitive procurements in which cost information is not required of contractors and vendors, the Authority shall perform a comparison of prices received in relation to the independent cost estimate (where required), to ensure that the price being paid is reasonable. 8.0 TYPES OF CONTRACTS, CLAUSES, AND CONTRACT ADMINISTRATION 8.1 CONTRACT TYPES Any type of contract which is appropriate to the procurement and which will promote the best interests of the Authority may be used, with the exception of the cost plus a percentage of cost, and percentage of construction cost contracts, which are prohibited. All procurements shall include the clauses and provisions necessary to define the rights and responsibilities of the parties. A cost reimbursement contract shall not be used unless it is likely to be less costly or it is impracticable to satisfy the Authority's needs otherwise; the proposed contractor's accounting system is adequate to allocate costs in accordance with applicable cost principles (for commercial firms, see HUD Handbook 2210.18); and the contractor is paid only allowable costs. A time and material contract may be used only if a written determination is made that no other contract type is suitable, and the contract includes a ceiling price that the contractor exceeds at its own risk. 8.2 OPTIONS Options for additional quantities or performance periods may be included in contracts, provided that (1) the option is contained in the solicitation; (2) the option is a unilateral right of the Authority; (3) the contract states a limit on the additional quantities and the overall term of the contract; (4) the options are evaluated as part of the initial competition; (5) the contract states the period within which the options maybe exercised; (6i) the options may be exercised only at the price specif ed in or reasonably determinable from the contract; and (7) the options may be exercised only if determined to be more advantageous to the Authority than conducting a new procurement. Page 12 of 21 8.3 CONTRACT CLAUSES In addition to containing a clause identifying the contract type, all contracts shall include any clauses required by Federal statutes, executive orders, and their implementing regulations, as provided in 24 CFR 85.36(1), such as the following: A. Termination for convenience. B. Termination for default. C. Equal Employment Opportunity. D. Anti-Kickback Act. E. Davis-Bacon Act. F. Contract Work Hours and Safety Standards Act (including a contractors Safety Plan). G. Reporting requirements. H. Patent rights. I. Rights in data. J. Examination of records by Comptroller General, and retention of records for three years after closeout. K. Clean air and water. L. Energy efficiency standards. M. Bid protests and contract claims. N. Value engineering. O. Payment of funds to influence certain federal transactions. P. Contractors Guarantee Process. Q. Building Materials list and Hazardous Materials register. The Authority shall use those standards HUD forms incorporating the above clauses that are applicable to a given procurement transaction. 8.4 CONTRACT TERM LIMITS The terms for service contracts (e.g., any contract for on-going services of a repetitive nature, such as janitorial maintenance, preventive maintenance, routine maintenance, lawn maintenance, legal, architect/engineer, accounting, security, and pest control) shall be limited to three years. The Authority may not award additional work/task orders to a contractor beyond the prescribed limit in the contract, although the contractor may complete existing work/task orders that extend beyond the contract term limit. Automatic renewal provisions are prohibited. 8.5 LIQUIDATED DAMAGES A liquidated damages clause shall be enforced for all non-routine and construction contracts whose estimated cost exceeds $100,000. The liquidated damage amount shall generally fall in the range of $25 to $200 per day, and be based on the costs reasonably borne by the Authority due to failure of the contractor to complete the project on time. The liquidated damage rate will appear in the solicitation document. 9.0 CONTRACTOR QUALIFICATIONS AND DUTIES 9.1 CONTRACTOR RESPONSIBILITIES Page 13 of 21 PHAs shall not award any contract until the prospective contractor, i.e., low responsive bidder, or successful offeror, has been determined to be responsible. A responsible bidder/offeror must: A. Have adequate financial resources to perform the contract, or the ability to obtain them; B. be able to comply with the required or proposed delivery or performance schedule, taking into consideration all the bidder's/offeror's existing commercial and governmental business commitments; C. have a satisfactory performance record; D. have a satisfactory record of integrity and business ethics; E. have the necessary organization, experience, accounting and operational controls, and technical skills, or the ability to obtain them; F. have the necessary production, construction, and technical equipment and facilities, or the ability to obtain them; and G. be otherwise qualified and eligible to receive an award under applicable laws and regulations, including not be suspended, debarred or under aHUD-imposed LDP. If a prospective contractor is found to be non-responsible, a written determination of non- responsibility shall be prepared and included in the official contract file, and the prospective contractor shall be advised of the reasons for the determination. 9.2 SUSPENSION AND DEBARMENT Contracts shall not be awarded to debarred, suspended, or ineligible contractors. Contractors may be suspended, debarred, or determined to be ineligible by HUD in accordance with HUD regulations (24 CFR Part 24) or by other Federal agencies, e.g., Dept of Labor for violation of labor regulations, when necessary to protect housing authorities in their business dealings. 10.0 CONTRACT ADMINISTRATION 10.1 GENERAL A contract administration system, designed to ensure that contractors perform in accordance with their contracts, shall be maintained. The system shall include procedures for inspection of supplies, services, or construction, as well as monitoring contractor performance, status reporting on construction contracts, and similar matters. Page 14 of 21 11.0 APPEALS AND REMEDIES I1.1 GENERAL It is the Authority's policy to resolve all contractual issues informally at the Authority level, without litigation. Disputes shall not be referred to HUD until all administrative remedies have been exhausted at the Authority level. When appropriate, the Authority may consider the use of informal discussions between the parties by individuals who did not participate substantially in the matter in dispute to help resolve the differences. HUD will only review protests in cases of violations of Federal law or regulations and failure of the Authority to review a complaint or protest. 11.2 PROTESTS Any actual or prospective contractor may protest the solicitation or award of a contract or purchase order for serious violations of the principles of this Policy. Any protest against a solicitation must be received before the due date for receipt of offers or proposals, and any protest against the award of a contract or purchase order must be received within ten (10) calendar days after contract award, or the protest will not be considered. All protests shall be in writing and submitted to the Contracting Officer or designee, who shall issue a written decision on the matter. The Contracting Officer may, at his or her discretion, suspend the procurement pending resolution of the protest, if warranted by the facts presented. 113 WRITTEN PROCEDURES The Authority will develop a written procedure for handling all protests and complaints involving its procurement activities. 11.4 CONTRACTOR CLAIMS All claims by a contractor relating to performance of a contract shall be submitted in writing to the Contracting Officer, or designee, for a written decision. The contractor may request a conference on the claim. The Contracting Officer's decision shall inform the contractor of its appeal rights to the Chief Executive Officer. 12.0 ASSISTANCE TO SMALL, MINORITY-OWNED, AND LOW-INCOME AREA (SECTION 3) BUSINESSES; AND WOMEN'S BUSINESS ENTERPRISES 12.1 REQUIRED EFFORTS Consistent with Presidential Executive Orders 11625, 12138, 12432, and Section 3 of the HUD Act of 1968, the Authority shall make efforts to ensure that small and minority-owned businesses, women's business enterprises, and individuals or firms located in or owned in substantial part by persons residing in the area of an Authority development are used when possible. Such efforts shall include, but shall not be limited to the following: A. Including such firms, when qualified, on solicitation mailing lists; Page 15 of 21 B. encouraging their participation through direct solicitation of bids or proposals whenever they are potential sources; C. dividing total requirements, when economically feasible, into smaller tasks or quantities to permit maximum participation by such firms; D. establishing delivery schedules, where the requirement permits, which encourage participation by such firms;- E. using the services and assistance of the Small Business Administration and the Minority Business Development Agency of the Department of Commerce; F. including in contracts a clause requiring contractors, to the greatest extent feasible, to provide opportunities for training and employment for lower income residents of the development area and to award subcontracts for work in connection with the project to business concerns which are located in, or owned in substantial part by persons residing in the area of the development, as described in 24 CFR 135; and G. requiring prime contractors, when subcontracting is anticipated, to take the steps listed in A through F above. 12.2 DEFINITIONS A. A small business is defined as a business that is independently owned, not dominant in its field of operation, and not an affiliate or subsidiary of a business dominant in its field of operation. The size standards in 13 CFR 121 shall be used, unless the Authority determines that their use is inappropriate. B. A minority-owned business is defined as a business which is at least 51 % owned by one or more minority group members; or, in the case of a publicly-owned business, one in which at least 51 % of its voting stock is owned by one or more minority group members, and whose management and daily business operations are controlled by one or more such individuals. Minority group members include, but are not limited to, Black Americans, Hispanic Americans, Native Americans, Asian Pacific Americans and Asian Indian Americans, and Hasidic Jewish Americans. The listing of minority-owned business may be obtained by utilizing the New York State approved Minority-owned (MBE) & Women-owned (WBE) register. C. A women's business enterprise is defined as a business that is at least 51 % owned by a woman or women who are U.S. citizens and who also control or operate the business. D. A business concern located in the area of the development is defined as an individual or firm located within the relevant Section 3 covered development area, as determined pursuant to 24 CFR 135.15; listed on HUD's registry of eligible business concerns; and meeting the definition of small business above. A business concern owned in substantial part by persons residing in the area of the development is defined as a business concern Page 16 of 21 which is 51 % or more owned by persons residing within the Section 3 covered project, owned by persons considered by the U.S. Small Business Administration to be socially or economically disadvantaged, listed on HUD's registry of eligible business concerns, and meeting the definition of small business above. 13.0 INSURANCE 13.1 GENERAL The following standards shall pertain to all insurance policies required to be carried by contractors hired by the Authority: A. If any insurance is due to expire during the contract term, the contractor (including any subcontractors, as applicable) shall not permit the coverage to lapse and shall furnish evidence of coverage to the Authority. All certificates of insurance, as evidence of coverage, shall provide that no coverage may be canceled or non-renewed by the insurance company until at least 30 calendar days prior written notice has been given to the Authority. B. The Authority will consider ratings for companies providing insurance (i.e. Standard & Poor's, Moody's and AM Best). C. The Authority stipulates that all consultants, contractors and subcontractors working on site furnish certificates of insurance prior to commencing work, and that notification of insurance cancellation be received at least 30 days in advance. D. The Authority must ensure that insurance companies used are authorized to do business in the State. 13.2 CONSTRUCTION CONTRACTORS Insurance shall be required of construction contractors (new construction, major demolition, and non-routine maintenance), regardless of the value of the contract. Before beginning work, the contractor and each subcontractor shall furnish the Authority with certificates of insurance showing that the following insurance is in force and will insure all operations under the contract. All insurance shall be carried with companies which are financially responsible and rated B+VI or higher by the A.M. Best Co. or equivalent and authorized to do business in the State in which the development is located. Contractor insurance shall include: A. Workers' Compensation, in accordance with State or Territorial Workers' Compensation laws, for all employees engaged under the modernization contract. B. Commercial General Liability which is comprehensive general liability insurance with bodily injury and property damage. The minimum amount of required coverage is $500,000 per occurrence. Page 17 of 21 C. Automobile Liability on owned, non-owned and hired motor vehicles used on or in connection with the site(s) for a combined single limit for bodily injury and property damage of not less than $500,000 per occurrence. D. Builder's Risk • This insurance is needed only for construction of a new building or a major addition to an existing building. If the contract involves installing equipment or materials in an existing building, the contractor should have in effect an "installation floater." Before beginning work, the contractor shall furnish the HA with a certificate of insurance evidencing that a builder's risk (property) is in force. The builder's risk insurance shall be for the benefit of the contractor and the HA as their interests may appear and each shall be named, in the policy or policies as an insured. • The contractor is not required to carry builder's risk insurance on: excavations, piers, footings or foundations until such time as work on the superstructure is started; or work which does not involve structural alterations or additions and where the HA's existing policy will provide coverage. Policies shall furnish coverage at all times for the full replacement cost of all completed construction, as well as materials in place and/or stored at the site(s), whether or not partial payment has been made by the HA. The contractor may terminate this insurance on buildings taken over for occupancy by the HA as of the date the buildings are taken over. 1.3.3 MAINTENANCE CONTRACTORS Maintenance Contractors (repair work, preventive maintenance and cyclical maintenance -such as janitorial maintenance and mowing) shall provide the same insurance as set forth in Section 13.2 above with the exception of builder's risk insurance. 13.4 ARCHITECTS AND ENGINEERS Required Insurance shall consist of the following insurance (minimum of $500,000 per policy): Commercial or comprehensive general liability, and automobile. 13.5 CONSULTANTS (EXCEPT A/E) If on-site work is involved, consultants shall furnish following insurance (minimum of $500,000 per policy): Commercial or comprehensive general liability, and automobile. 14.0 SPECIFICATIONS AND STATEMENTS OF WORK 14.1 GENERAL All specifications and statement of work (SOWS) shall be drafted so as to promote overall economy for the purpose intended and to encourage competition in satisfying Authority needs. Specifications and SOWS shall be reviewed prior to issuing any solicitation to ensure that they are not unduly restrictive or represent unnecessary or duplicative items. Page l 8 of 21 14.2 STATEMENTS OF WORK All SOWs shall incorporate a scope of work (a detailed description of the project for which the contractor/consultant will be providing services) and a scope of services (a detailed description of the services the contractor/consultant will provide relative to the project). All solicitation documents shall include the SOW. The Authority will include the SOW in the solicitation document and the contract documents. (In general, solicitation documents will be considered part of the contract documents. ) 14.3 TECHNICAL SPECIFICATIONS Technical specifications refer to either description of a manufactured good (i.e., supply, material or equipment) that the Authority intends to acquire; or description of a product the Authority intends to produce or construct (e.g., management system, report, building structure or fixture). When procuring goods, or hiring acontractor/consultant to produce or construct a product, the Authority will include technical specifications in the solicitation document and the contract documents. (In general, solicitation documents will be considered part of the contract documents.) If at all possible, technical specifications shall not be unduly restrictive of competition. Unless a manufactured good is truly proprietary, the Authority shall prepare specifications that include the salient design and/or performance parameters of the item. The Authority may include a list of at least three manufacturers (including model designations, if applicable) as part of the description, but must stress that the named items are only examples of items that meet the specifications. 14.4 DRAWINGS Drawings shall be prepared for physical improvement projects where the complexity of the project warrants. 14.5 GEOGRAPHICAL PREFERENCES The Authority cannot impose geographical limits on contractors/consultants except for architects and engineers -but only if those limits leave an adequate number of sources from which to obtain reasonable offers. 15.0 RECORDS 15.1 FILE DOCUMENTS The Authority must maintain records sufficient to detail the significant history of each procurement action. These records shall include, but shall not necessarily be limited to, the following: A. Rationale for the method of procurement; B. rationale of contract pricing arrangement; C. reason for accepting or rejecting quotes, bids or proposals; D. basis for the contract price; E. copies of solicitation documents; F. bid tabulations; Page 19 of 21 G. copies of written offers (including, where applicable, catalog pages, brochures, advertisements, web pages, etc.); H. transcript of offers where not in writing; I. copies of contract documents; J. copies of submittals received by the Authority (e.g., insurance certificates, payroll reports, shop drawings, payment requests, contract modification requests, requests for time extensions, etc.); K. basis for contract modifications; L. all directives issues by the Authority (e.g., notices-to-proceed, stop orders, change orders, approvals, designation of contracting officer forms, etc.); M. inspection reports generated by the Authority or consultant; N. certificates of completion; O. documentation describing disputes or protests; and P. warranty documentation. 15.3 FILING SYSTEM The Authority shall maintain one file folder for procurement transactions under $2,000; and at least two file folders (one set for the planning and solicitation processes; and a second set for contract award and administration processes) for all procurement transactions over $2,000. All paperwork shall be neatly filed and in chronological order. Multi-leaf folders shall be used when the size of the contract warrants it. 15.4 RECORD RETENTION Records are to be retained for a period of five years after final payment, or all matters pertaining to the contact are closed, whichever is longer. 16.0 SPECIAL PROVISIONS ASSOCIATED WITH THE AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009 16.1 GENERAL The following provisions pertain only to procurement transactions paid with Capital Fund Recovery Grants (CFRGs) funded under the American Recovery and Reinvestment Act of 2009 (ARRA). A. Origin of Manufactured Products. All products (supplies, materials and equipment) secured under individual procurement transactions exceeding $100,000 must be manufactured in America. The Authority will retain on file evidence demonstrating compliance with this provision. B. Inapplicability of State and local laws. State and local laws do not apply to procurement transactions under this section. C. Use of the Non-Competitive Method of Procurement. The need to expend grant funds is considered a public exigency by HUD; and the Authority may use this declaration as Page 20 of 21 the basis for using the non-competitive proposals method of procurement in accordance with the standards set forth under Section 4.4 of this Policy. D. Eligibility of Expenses. The Authority may not use grant funds to support housing operations. Prohibited purchases include, but are not necessarily limited to: Management improvements, including training, travel, salary costs, maintenance programs, occupancy programs, social services, consulting services (other than architectural, engineering and other types of services related to physical improvements); office equipment and furniture; and maintenance equipment. Date Policy was adopted: Page 2 l of 21 Prepared by: Ron Knoche, City Engineer, 410 E. Washington St., Iowa City, IA 52240; (319) 356-5138 RESOLUTION NO. 09-362 RESOLUTION APPROVING, AUTHORIZING AND DIRECTING THE MAYOR TO EXECUTE AND THE CITY CLERK TO ATTEST AN AGREEMENT BY AND BETWEEN THE CITY OF IOWA CITY AND HOWARD R. GREEN COMPANY TO PROVIDE ENGINEERING CONSULTANT SERVICES FOR THE WATER SOURCE WELL FLOOD MITIGATION PROJECT. 18 WHEREAS, the City of Iowa City desires to protect the water supply source wells during flood events; and WHEREAS, the project will construct flood mitigation improvements on the Peninsula well field site for Collector Well 3, Silurian Well 4 and Collector Well 4, and the University of Iowa campus for Jordan Well 2; and WHEREAS, the City desires the services of a consulting firm to prepare preliminary and final design services and provide construction phase engineering services for construction of the Water Source Well Flood Mitigation Project; and WHEREAS, the City of Iowa City has negotiated an Agreement for said consulting services with Howard R. Green Company, to provide said services; and WHEREAS, it is in the public interest to enter into said Consultant Agreement with Howard R. Green Company. NOW, THEREFORE, BE IT RESOLVED BY THE .CITY COUNCIL OF THE CITY OF IOWA CITY, IOWA, THAT: 1. The Consultant's Agreement attached hereto is in the public interest, and is approved as to form and content. 2. The Mayor and City Clerk are hereby authorized and directed to execute the attached Consultant's Agreement. Passed and approved this 17th day of Nover20_11.9-.• ~- ~I ~/ ATTEST: CITY LERK Approved by CJ ~~11 ~~ LL__ .. i~T~ City Attorney's Office It (U/o9 i'weng/res/WtrsourceW eIIFIoodMitigation.da Resolution No. 09-362 Page 2 It was moved by Wright and seconded by Hayek the Resolution be adopted, and upon roll call there were: AYES: x x ~- x X NAYS: ABSENT: Bailey Champion ~ Correia Hayek O'Donnell Wilburn Wright wpd atalglossary/resolution-ic.d oc Section IV CONSULTANT AGREEMENT THIS AGREEMENT, made and entered into this 17th day of November , 2009, by and between the City of Iowa City, a municipal corporation, hereinafter referred to as the City and Howard R. Green Company (HR Green), of Cedar Rapids, Iowa, hereinafter referred to as the Consultant. WHEREAS the City desires to implement flood mitigation improvements on the peninsula well field site for CW 3, SW 4, and CW 4, and on the U of I campus near downtown for JW 2, all according to the Preliminary Engineering Report, Flood Mitigation Study, Water Source Well Houses, Iowa City, Iowa, August 25, 2009, the Consultant shall perform design, bidding, and construction phase engineering services as defined in the scope of services as follows. NOW THEREFORE, it is agreed by and between the parties hereto that the City does now contract with the Consultant to provide services as set forth herein. SCOPE OF SERVICES Consultant agrees to perform the following services for the City, and to do so in a timely and satisfactory manner. Project Scopin_q Submit draft Agreement including scope of services, schedule, and fee. 2. Receive City comments on draft Agreement, scope, schedule, and fee. 3. Revise and resubmit Agreement, scope, schedule, and fee based on City's comments. 4. Proceed with the project upon approval by City and receipt of signed Agreement. Preliminary and General Work Conduct a kickoff meeting with City to review the project scope, schedule, and fee, and to discuss key elements. 2. Conduct a kickoff meeting with HR Green project team to review the project scope, schedule, fee, and key elements. 3. Collect maps, drawings, specifications, reports, and other pertinent information from City. 4. Perform design survey and base mapping services of the project areas, to include topographic and utility location surveying. 5. Provide project management throughout the project. 6. Provide project coordination with Federal FEMA and State HSEMD throughout the project, estimated as a contingency of 8 hours per month to account for agency requirements that are not well defined at this time. -2- Design Phase Services Section IV Prepare construction drawings, anticipated as 29 sheets to include the following: 1. Cover Sheet with Index, Vicinity Map, and Location Map 2. CW 3 Site Demolition Plan & Details 3. CW 3 Site Plan, Elevations, Sections & Details 4. CW 3 Building Hardening/Floodproofing Demolition Plan 8~ Details 5. CW 3 Building Hardening/Floodproofing Plan, Elevations, Sections & Details 6. CW 3 Building Electrical Demolition Plan, Elevations, Sections & Details 7. CW 3 Building Electrical Plan, Elevations, Sections & Details 8. CW 3 Building Electrical One-Line Diagram, Schedules & Details 9. SW 4 Site Demolition Plan & Details 10. SW 4 Site Plan, Elevations, Sections & Details 11. SW 4 Building Electrical Demolition Plan, Elevations, Sections & Details 12. SW 4 Building Electrical Plan, Elevations, Sections & Details 13. SW 4 Building Electrical One-Line Diagram, Schedules 8~ Details 14. CW 4 Site Demolition Plan & Details 15. CW 4 Site Plan, Elevations, Sections & Details 16. CW 4 Building Hardening/Floodproofing Demolition Plan & Details 17. CW 4 Building Hardening/Floodproofing Plan, Elevations, Sections & Details 18. CW 4 Building Electrical Demolition Plan, Elevations, Sections & Details 19. CW 4 Building Electrical Plan, Elevations, Sections & Details 20. CW 4 Building Electrical One-Line Diagram, Schedules & Details 21. Generator Transfer Switch Site Plan & Details 22. Generator Transfer Switch Site Elevations, Sections & Details 23. Medium Voltage Loop Plan & Profile (1 "=50') 24. Medium Voltage Loop Plan & Profile (1"=50') 25. Medium Voltage Loop Plan & Profile (1"=50') 26. Medium Voltage Loop Schematic & Details 27. JW 2 Building Electrical Demolition Plan, Elevations, Sections & Details 28. JW 2 Building Electrical Plan, Elevations, Sections & Details 29. JW 2 Building Electrical One-Line Diagram, Schedules & Details 2. Prepare construction specifications and contract documents. 3. Prepare an opinion of probable cost for the project at the 50% and 90% complete milestones. Perform cost trending to identify elements of the current design that have either increased or decreased the construction and/or engineering cost or time. 4. Perform QA/QC review of drawings, specifications, contract documents, and opinion of probable cost at the 50% and 90% complete milestones. 5. Submit 6 copies of the drawings, specifications, contract documents, and opinion of probable cost at the 50% and 90% complete milestones to City staff for review. Submit copies of review documents to City staff one week prior to each project status meeting. 6. Conduct project status meetings with City staff to review the 50% and 90% complete documents, discuss content and schedule of remaining work, and receive comments and approvals of these efforts. Incorporate City comments as agreed upon in the project status meetings. 7. Prepare final drawings, specifications, and contract documents incorporating comments as agreed upon in the 90% complete review meeting. -3- Section IV 8. Provide a final opinion of probable cost for the project to file with the completed documents. 9. Furnish 6 copies of the final drawings, specifications, contract documents, and opinion of probable cost to City. 10. Prepare and submit permit applications necessary for approval of construction of the proposed improvements. These include IDNR Water Supply Construction Permit and IDNR/USACOE Joint Nationwide Permit for Construction in Floodplain. 11. Develop a final project schedule for advertisement, bidding, and construction completion. Bidding Phase Services Print the required number of drawings, specifications, and contract documents for distribution to prospective bidders, suppliers, and plan rooms for the project. Anticipated to be 60 sets of documents. 2. Advertise for bids for the construction of the project by mailing an informal Notice of Project to prospective bidders and suppliers. City shall publish the legal Notice of Hearing and Letting for the project in a local newspaper. 3. Furnish copies of drawings, specifications, and contract documents to prospective bidders, suppliers, plan rooms, and other interested parties. 4. Receive and. process deposits for bidding documents and maintain a record of parties to whom bidding documents have been issued. 5. Correspond with prospective bidders, suppliers, and other interested parties with questions and comments during the bid period. 6. Prepare and issue addenda as appropriate to interpret, clarify, or expand bidding documents. 7. Coordinate and conduct apre-bid meeting and distribute minutes of the meeting to all attendees. 8. Attend the bid opening and assist City with opening of bids. 9. Prepare bid tabulation sheets and distribute to City and all plan holders. 10. Assist City in evaluating bids and awarding a construction contract. Issue a Notice of Award to contractor. 11. Prepare construction contract documents and submit to contractor for completion. 12. Review and submit the executed contract documents to City for approval. Construction Phase Services 1. Coordinate and conduct a preconstruction conference with representatives of City, contractor, subcontractors, engineer, and other public and private utility companies, and distribute minutes of the meeting to all attendees. Issue a Notice to Proceed to contractor. -4- Section IV 2. Establish control points and benchmarks for the contractor's use in his detailed staking of the project. 3. Review any necessary shop drawings, samples, and manufacturer's data furnished by contractor. The shop drawing reviews will be completed in accordance with the project specifications. 4. Provide general correspondence with City, contractor, subcontractors, and suppliers throughout the project duration, estimated as 4-month construction duration. Act as City's representative, consult with and advise City, issue instructions to contractor, and have the authority to act on behalf of City. Interpret the intent of the drawings, specifications, and contract documents to protect City against defects and deficiencies in construction on the part of contractor, however, the Engineer cannot guarantee the performance of any contractor. Three hours per week for the estimated construction duration of 4 months, or 17 weeks, is planned. A total of 52 hours is budgeted. 5. Provide intermittent engineering review of the work of the contractor as construction progresses to ascertain that the contractor is conforming to the design concept. Two site visits per month by the project engineer are proposed during the 4-month construction duration. A total of 64 hours and 8 trips are budgeted. 6. Provide routine resident project representative construction observation of the work of the contractor to assure proper verification of methods and materials used. Approximately half-time construction observation consisting of two-to-three days per week throughout the construction duration of 4 months, or 17 weeks, is proposed. A total of 344 hours and 43 trips are budgeted. 7. Attend regularly scheduled jobsite construction progress meetings conducted by the contractor, estimated at a frequency of once per month for the 4-month construction duration included in the intermittent engineering review. 8. Review contractor's applications for monthly progress payments and final payment, and when approved submit to City for payment. Estimated at a frequency of once per month for the 4-month construction duration. A total of 8 hours is budgeted. 9. Review contractor's requests for change orders, advise City of the merit and reasonableness of requests, and when finalized submit to City for approval. Estimated at a frequency of once per month for the 4-month construction duration. A total of 8 hours is budgeted. 10. HR Green will not attend monthly City Council meetings for this project. City staff shall report on the progress of the project and present contractor's applications for payments and change orders for approval. 11. Submit to City a statement of substantial completion for the project. 12. Conduct one pre-final inspection and develop a punchlist of items remaining to be completed by contractor. Estimated as one trip by project engineer. A total of 12 hours and one trip are budgeted. 13. Conduct one final inspection to verify completion of punchlist items by contractor. A total of 8 hours and one trip are budgeted. 14. Submit to City a statement of final completion for the project, and obtain from City written final acceptance of the completed project. -5- Section IV 15. Prepare record drawings based on construction records provided by contractor and reviewed by resident project representative construction observer. Provide to City both reproducible hard copy drawings and electronic AutoCAD files on CD. II. TIME OF COMPLETION The Consultant shall complete the following phases of the Project in accordance with the schedule shown. A. Signed Agreement and notice to proceed by: November 27, 2009 B. Preliminary work and information collection by: December 11, 2009 C. 50% complete review meeting by: January 15, 2010 D. 90% complete review meeting by: February 19, 2010 E. Submit final documents to City and IDNR by: February 26, 2010 F. Advertise for Bids by: March 1, 2010 G. Hearing and letting, bid opening, award contract by: April 2, 2010 H. Pre-construction conference, notice to proceed by: April 9, 2010 I. Project completion by: August 6, 2010 III. GENERAL TERMS A. The Consultant shall not commit any of the following employment practices and agrees to prohibit the following practices in any subcontracts. To discharge or refuse to hire any individual because of their race, color, religion, sex, national origin, disability, age, marital status, gender identity, or sexual orientation. 2. To discriminate against any individual in terms, conditions, or privileges of employment because of their race, color, religion, sex, national origin, disability, age, marital status, gender identity, or sexual orientation. B. Should the City terminate this Agreement, the Consultant shall be paid for all work and services performed up to the time of termination. However, such sums shall not be greater than the "not to exceed" amount listed in Section IV. The City may terminate this Agreement upon seven (7) calendar days' written notice to the Consultant. C. This Agreement shall be binding upon the successors and assigns of the parties hereto, provided that no assignment shall be without the written consent of all Parties to said Agreement. D. It is understood and agreed that the retention of the Consultant by the City for the purpose of the Project shall be as an independent contractor and shall be exclusive, but the Consultant shall have the right to employ such assistance as may be required for the performance of the Project. E. It is agreed by the City that all records and files pertaining to information needed by the Consultant for the project shall be available by said City upon reasonable request to the Consultant. The City agrees to furnish all reasonable assistance in the use of these records and files. _ g _ Section IV IV. F. It is further agreed that no Party to this Agreement shall perform contrary to any state, federal, or local law or any of the ordinances of the City of Iowa City, Iowa. G. At the request of the City, the Consultant shall attend meetings of the City Council relative to the work set forth in this Agreement. Any requests made by the City shall be given with reasonable notice to the Consultant to assure attendance. H. The Consultant agrees to furnish, upon termination of this Agreement and upon demand by the City, copies of all basic notes and sketches, charts, computations, and any other data prepared or obtained by the Consultant pursuant to this Agreement without cost, and without restrictions or limitation as to the use relative to specific projects covered under this Agreement. In such event, the Consultant shall not be liable for the City's use of such documents on other projects. I. The Consultant agrees to furnish all reports, specifications, and drawings, with the seal of a professional engineer affixed thereto or such seal as required by Iowa law. J. The City agrees to tender the Consultant all fees in a timely manner, excepting, however, that failure of the Consultant to satisfactorily perform in accordance with this Agreement shall constitute grounds for the City to withhold payment of the amount sufficient to properly complete the Project in accordance with this Agreement. K. Should any section of this Agreement be found invalid, it is agreed that the remaining portion shall be deemed severable from the invalid portion and continue in full force and effect. L. Original contract drawings shall become the property of the City. The Consultant shall be allowed to keep mylar reproducible copies for the Consultant's own filing use. M. Fees paid for securing approval of authorities having jurisdiction over the Project will be paid by the City. N. Upon signing this agreement, Consultant acknowledged that Section 362.5 of the Iowa Code prohibits a City officer or employee from having an interest in a contract with the City, and certifies that no employee or officer of the City, which includes members of the City Council and City boards and commissions, has an interest, either direct or indirect, in this agreement, that does not fall within the exceptions to said statutory provision enumerated in Section 362.5. O. The Consultant agrees at all times material to this Agreement to have and maintain professional liability insurance covering the Consultant's liability for the Consultant's negligent acts, errors and omissions to the City in the sum of $1,000,000. COMPENSATION FOR SERVICES Fee based on hourly rates plus reimbursable expenses according to the attached Billing Rate Schedule estimated not to exceed the amounts as follows in each phase of the project: o Design Phase, including Project Scoping and -7- Section IV Preliminary and General Work (D) $157,000.00 o Bidding Phase (B) $18,000.00 o Construction Phase minus Resident Project Representative (CA) (Optional at the City's Request) $47,000.00 o Resident Project Representative Construction Observation (CO) (Optional at the City's Request) $38,000.00 o TOTAL Base Fee for Design Phase and Bidding Phase (D&B) $175,000.00 o TOTAL D8~B Plus CA (Optional at the City's Request) $222,000.00 o TOTAL D8~B Plus CA Plus CO (Optional at the City's Request) $260,000.00 These fees are further broken down by facility (CW 3, CW 4, SW 4, JW 2) by the percentage of each facility's opinion of probable construction cost to the total opinion of probable construction cost of all facilities. This breakdown is as follows: CW 3 CW 4 SW 4 JW 2 TOTAL 45.30% 43.73% 7.44% 3.53% 100.00% p 71,121.00 68,656.00 11,681.00 5,542.00 157,000.00 g 8,154.00 7,872.00 1,339.00 635.00 18,000.00 • CA 21,291.00 20,553.00 3,497.00 1,659.00 47,000.00 • CO 17.214.00 16,618.00 2.827.00 1,341.00 38.000.00 pg~6 79,275.00 76,528.00 13,020.00 6,177.00 175,000.00 • D8~B + CA 100,566.00 97,081.00 16,517.00 7,836.00 222,000.00 • D&B + CA + CO 117,780.00 113,699.00 19,344.00 9,177.00 260,000.00 V. MISCELLANEOUS A. All provisions of the Agreement shall be reconciled in accordance with the generally accepted standards of the Engineering Profession. B. It is further agreed that there are no other considerations or monies contingent upon or resulting from the execution of this Agreement, that it is the entire Agreement, and that no other monies or considerations have been solicited. FC ey Tit Da ATTEST: ~~~ .s~~ pw\form s\con sag mt.frm O:\PROJ\529190JO1ViDMINWgr-111609-Iowa City-Peninsula Flood Mitigation.doc Approvod ey City Attorney's Office << ~~ 7~0 ~ -8- Section IV FOR THE CONSULTANT Title: /~~ ~!~-~/4'wi Date: //~~~ 9 Howard R. Green Company HOWARD R. GREEN COMPANY Billing Rate Schedule Effective January 1, 2009 Billin Professional Services Rate Range Principal $185 to $225 Senior Professional $135 to $185 Professional $110 to $160 Junior Professional $80 to $110 Senior Technician $75 to $100 Technician $50 to $80 Field Personnel $50 to $80 1 -Person w/GPS or Robotic Equipment $105 2 -Person Crew w/GPS or Robotic Equipment $155 Administrative $40 to $75 Reimbursable Expenses 1. All materials and supplies used in the performance of work on this project will be billed at cost plus 10%. 2. Auto mileage will be reimbursed per the standard mileage reimbursement rate established by the Internal Revenue Service. Survey vehicle mileage will be reimbursed on the basis of $0.85 per mile. 3. Charges for sub-consultants will be billed at their invoice cost plus 15%. 4. A rate of $6.00 will be charged per Howard R. Green labor hour for a technology and communication fee. 5. All other direct expenses will be invoiced at cost plus 10%. 8710 Earhart Lane SW • Cedar Rapids, IA 52404 • PO Box 9009 • Cedar Rapids, IA 52409-9009 319.841.4000 fax 319.841.4012 toll free 800.728.7805 www.hrgreen.com i~ Section IV CONSULTANT AGREEMENT THIS AGREEMENT, made and enf~red into this day of 2009, by and between the City of Iowa City;,,a municipal corporation, hereinafter referred to as the City and Howard R. Green Company (HR `Green), of Cedar Rapids, Iowa, hereinafter referred to as the Consultant. `•~ WHEREAS the City desires to implemerit.~flood mitigation improvements on t e peninsula well field site for CW 3, SW 4, and CW 4, and,On the U of I campus near dow own for JW 2, all according to the Preliminary Engineering port, Flood Mitigation Study, ater Source Well Houses, Iowa City, Iowa, August 25, 2009, a Consultant shall perfor design, bidding, and construction phase engineering services as deft ed in the scope of servic as follows. NOW THEREFORE, it is agreed by and betw~n the parties here that the City does now contract with the Consultant to provide services as et forth herein. I. SCOPE OF SERVICES Consultant agrees to perform the following services for he City, nd to do so in a timely and satisfactory manner. Proiect Scopin_q 1. Submit draft Agreement including scope of servi s, chedule, and fee. 2. Receive City comments on draft Agreement, s pe, s edule, and fee. 3. Revise and resubmit Agreement, scope, sch~dule, and tl~e based on City's comments. 4. Proceed with the project upon approval by ity and receip of signed Agreement. Preliminary and General Work 1. Conduct a kickoff meeting with Cit to review the project scope, chedule, and fee, and to discuss key elements. 2. Conduct a kickoff meeting with~HR Green project team to review th project scope, schedule, fee, and key elements. 3. Collect maps, drawings, specifications, reports, and other pertinent in rmation from City. 4. Perform design survey and base mapping services of the project areas, to include topographic and utility location surveying. 5. Provide project management throughout the project. 6. Provide project coordination with Federal FEMA and State HSEMD throughout the project, estimated as a contingency of 8 hours per month to account for agency requirements that are not well defined at this time. -2- Design Phase Services Section IV Prepare construction drawings, anticipated as 29 sheets to include the following: 1. Cover Sheet with Index, Vicinity Map, and Location Map 2. CW 3 Site Demolition Plan & Details 3. CW 3 Site Pla Elevations, Sections & Details 4. CW 3 Building rdening/Floodproofing Demolition Plan & Details 5. CW 3 Building H rdening/Floodproofing Plan, Elevations, Sections & Details ~ 6. CW 3 Building Elec ical Demolition Plan, Elevations, Sections & Details 7. CW 3 Building Elect al Plan, Elevations, Sec 'ons & Details 8. CW 3 Building Electri I One-Line Diagram, hedules & Details 9. SW 4 Site Demolition an & Details 10. SW 4 Site Plan, Elevati s, Sections & Det ils 11. SW 4 Building Electrical emolition Plan, levations, Sections & Details 12. SW 4 Building Electrical n, Elevations, Sections & Details 13. SW 4 Building Electrical O e-Line Diagr m, Schedules & Details 14. CW 4 Site Demolition Plan Details 15. CW 4 Site Plan, Elevations, ections Details 16. CW 4 Building Hardening/Flo proof' g Demolition Plan & Details 17. CW 4 Building Hardening/Floo pro ing Plan, Elevations, Sections & Details 18. CW 4 Building Electrical Demolit Plan, Elevations, Sections & Details 19. CW 4 Building Electrical Plan, EI vations, Sections & Details 20. CW 4 Building Electrical One-Li a Diagram, Schedules & Details 21. Generator Transfer Switch Site Pla & Details 22. Generator Transfer Switch Sit Ele ations, Sections & Details 23. Medium Voltage Loop Plan Profile (1 "=50') 24. Medium Voltage Loop Plan Profile 1 "=50') 25. Medium Voltage Loop Plan & Profile "=50') 26. Medium Voltage Loop Sc matic & D tails 27. JW 2 Building Electrical emolition Pla ,Elevations, Sections & Details 28. JW 2 Building Electrical Ian, Elevation ,Sections & Details 29. JW 2 Building Electrica One-Line Diagr ,Schedules & Details 2. Prepare construction specifications an contract documen 3. Prepare an opinion of probable cost r the project at the 50 ° and 90% complete milestones. Perform cost trending identify elements of the current design that have either increased or decreased the onstruction and/or engine ing cost or time. 4. Perform QA/QC review of drawin s, specifications, contract do ments, and opinion of probable cost at the 50% and 9 /o complete milestones. 5. Submit 6 copies of the drawin s, specifications, contract documen s, and opinion of probable cost at the 50% an 90% complete milestones to City sta for review. Submit copies of review documents o City staff one week prior to each prof ct status meeting. 6. Conduct project status me tings with City staff to review the 50% and 0% complete documents, discuss cont nt and schedule of remaining work, and receive comments and approvals of these fforts. Incorporate City comments as agreed upon in the project status meetings. 7. Prepare final drawings, specifications, and contract documents incorporating comments as agreed upon in the 90% complete review meeting. -3- Section IV 8. Provide a final opinion of probable cost for the project to file with the completed documents. 9. Furnish 6 copies of the final drawings, specifications, contract documents, and opinion of probable cost to City. 10. Prepare and submit permit applications necessary for approval of .construction of the proposed improvements. These include IDNR Water Supply Construction Permit and IDNR/USACOE Joint Nationwide Permit for Construction in Floodplain. 11. Develop a final project schedule for advertisement, bidding, an construction completion. Biddin_g Phase_ Services 1. Print the required umber of drawings, specifications, and ontract documents for distribution to pros ctive bidders, suppliers, and plan roo s for the project. Anticipated to be 60 sets of doc ents. 2. Advertise for bids for th onstruction of the project by ailing an informal Notice of Project to prospective bid rs and suppliers. City sha publish the legal Notice of Hearing and Letting for the p jest in a local newspa er. 3. Furnish copies of drawings, spe 'fications, and con act documents to prospective bidders, suppliers, plan rooms, an other intereste parties. 4. Receive and process deposits for bid 'ng docu nts and maintain a record of parties to whom bidding documents have been is ed. 5. Correspond with prospective bidders, supp 'er ,and other interested parties with questions and comments during the bid peri 6. Prepare and issue addenda as appropriate o in rpret, clarify, or expand bidding documents. 7. Coordinate and conduct apre-bid meeti g and distri ute minutes of the meeting to all attendees. 8. Attend the bid opening and assist Cit with opening of bi 9. Prepare bid tabulation sheets and d' tribute to City and all p n holders. 10. Assist City in evaluating bids and arding a construction cont ct. Issue a Notice of Award to contractor. 11. Prepare construction contract d currents and submit to contractor r completion. 12. Review and submit the execu d contract documents to City for appr val. Construction Phase Services Coordinate and conduct 1 j preconstruction conference with representatives of City, contractor, subcontractors, engineer, and other public and private utility companies, and distribute minutes of the meeting to all attendees. Issue a Notice to Proceed to contractor. -4- Section IV 2. Establish control points and benchmarks for the contractor's use in his detailed staking of the project. 3. Review any necessary shop drawings, samples, and manufacturer's data furnished by contractor. The shop drawing reviews will be completed in accordance with the project specifications. 4. Provide general correspondence with City, contractor, subcontractors, and suppliers throughout the project duration, estimated as 4-month construction duration. Act as City's representative, consult with and advise City, issue instructions to contractor, and have the authority to act on behalf of City. Interpret the intent of the drawings, specifications, and cont act documents to protect City against defects and deficiencies in construction on the p rt of contractor, however, the Engineer c nnot guarantee the performance of any con ractor. Three hours per week for the est mated construction duration of 4 months, or 17 weeks, is planned. A total of 52 hou s is budgeted. 5. Provide intermittent engin eying review of the work of the contr ctor as construction progresses to ascertain tha the contractor is conforming to th design concept. Two site visits per month by the p oject engineer are proposed du ing the 4-month construction duration. A total f 64 hours and 8 trips are bu geted. 6. Provide routine resident project r resentative constructs observation of the work of the contractor to assure proper ver ication of methods a d materials used. Approximately half-time construction bservation consi ing of two-to-three days per week throughout the construction dur ion of 4 month , or 17 weeks, is proposed. A total of 344 hours and 43 trips are budg ted. 7. Attend regularly scheduled jobsite constru ion pro ress meetings conducted by the contractor, estimated at a frequency of once er onth for the 4-month construction duration included in the intermittent engineers eview. 8. Review contractor's applications for monthly p o ress payments and final payment, and when approved submit to City for payment. sti ted at a frequency of once per month for the 4-month construction duration. A to I of 8 urs is budgeted. 9. Review contractor's requests for change rders, advi City of the merit and reasonableness of requests, and when nalized submi to City for approval. Estimated at a frequency of once per month fort a 4-month constr ction duration. A total of 8 hours is budgeted. 10. HR Green will not attend monthly ty Council meetings for is project. City staff shall report on the progress of the proj ct and present contractor's applications for payments and change orders for approval. 11. Submit to City a statement of bstantial completion for the proj ct. 12. Conduct one pre-final inspe ion and develop a punchlist of items emaining to be completed by contractor. timated as one trip by project enginee A total of 12 hours and one trip are budgeted 13. Conduct one final inspe ion to verify completion of punchlist items by contractor. A total of 8 hours and on trip are budgeted. 14. Submit to City a stat ent of final completion for the project, and obtai rom City written final accepta ce of the completed project. -5- Section IV 15. Prepare record drawings based on construction records provided by contractor and reviewed by resident project representative construction observer. Provide to City both reproducible hard copy drawings and electronic AutoCAD files on CD. II. TIME OF COMPLETION The Consultant shall complete the following phases of the Project in accordance with the schedule shown. A. Signed Agreement d notice to proceed by: November 27, 2009 B. Preliminary work and 'nformation collection by: December 11, 2009 C. 50% complete review eeting by: January 15, 2010 D. 90% complete review eeting by: February 19, 2010 E. Submit final documents o City and IDNR by: February 26, 2010 F. Advertise for Bids by: March 1, 2010 G. Hearing and letting, bid op Wing, award contract by: April 2, 2010 H. Pre-construction conferenc notice to proceed by: April 9, 2010 I. Project completion by: August 6, 2010 III. GENERAL TERMS A. The Consultant shall not commit a of th following employment practices and agrees to prohibit the following practic sin ny subcontracts. 1. To discharge or refuse to hire individual because of their race, color, religion, sex, national origin, di abi'ty, age, marital status, gender identity, or sexual orientation. 2. To discriminate against an individual i terms, conditions, or privileges of employment because of heir race, co r, religion, sex, national origin, disability, age, marital st us, gender ident , or sexual orientation. B. Should the City terminate thi Agreement, the Cons Itant shall be paid for all work and services performed up the time of termination. However, such sums shall not be greater than the "no to exceed" amount listed i Section IV. The City may terminate this Agreemen upon seven (7) calendar ys' written notice to the Consultant. C. This Agreement shall binding upon the successors an assigns of the parties hereto, provided that o assignment shall be without the ritten consent of all Parties to said Agree ent. D. It is understood an agreed that the retention of the Consultant by the City for the purpose of the P oject shall be as an independent contrac or and shall be exclusive, but th Consultant shall have the right to employ su h assistance as may be required or the performance of the Project. E. It is agreed by e City that all records and files pertaining to information needed by the Consulta for the project shall be available by said City upon reasonable request tot Consultant. The City agrees to furnish all reasonable assistance in the use oft ese records and files. -6- Section IV F. It is further agreed that no Party to this Agreement shall perform contrary to any state, federal, or local law or any of the ordinances of the City of Iowa City, Iowa. G. At the request of the City, a Consultant shall attend meetings of the City Council relative to the work set fort in this Agreement. Any requests made by the City shall be given with reasonabl notice to the Consultant to as~ure attendance. H. The Consultant agrees to furn h, upon termination of thi Agreement and upon demand by the City, copies of II basic notes and sketche ,charts, computations, and any other data prepared r obtained by the Co ultant pursuant to this Agreement without cost, and wit out restrictions or limit ion as to the use relative to specific projects covered unde this Agreement. In uch event, the Consultant shall not be liable for the City's use of such documents n other projects. I. The Consultant agrees to furnish all eports, specific ions, and drawings, with the seal of a professional engineer affix d thereto or ch seal as required by Iowa law. J. The City agrees to tender the Consults t all fee in a timely manner, excepting, however, that failure of the Consultant to satisfa torily perform in accordance with this Agreement shall constitute grounds r th City to withhold payment of the amount sufficient to properly complete he Project in accordance with this Agreement. K. Should any section of this Agreement b and invalid, it is agreed that the remaining portion shall be deemed severs a fr m the invalid portion and continue in full force and effect. Original contract drawings shall becom the prop y of the City. The Consultant shall be allowed to keep mylar reprod ible copies for the Consultant's own filing use. IV M. Fees paid for securing approval of uthorities having 'urisdiction over the Project will be paid by the City. N. Upon signing this agreement, Co sultant acknowledged hat Section 362.5 of the Iowa Code prohibits a City officer or employee from havin an interest in a contract with the City, and certifies that o employee or officer of t e City, which includes members of the City Council d City boards and commis ions, has an interest, either direct or indirect, in this greement, that does not fall w hin the exceptions to said statutory provision enum rated in Section 362.5. O. The Consultant agrees at all times material to this Agreement to have and maintain professional liability insu ance covering the Consultant's liability for the Consultant's negligent a s, errors and omissions to the Cit in the sum of $1,000,000. COMPENSATION FOR SERVI ES Fee based on hourly rates pl s reimbursable expenses according to the attached Billing Rate Schedule estimated n t to exceed the amounts as follows in each phase of the project: o Design Phase, including Project Scoping and _ 7 _ Section IV Preliminary and General Work (D) $157,000.00 o Bidding Phase (B) $18,000.00 o Construction Phase minus Resident Project Representative (CA) (Optional at the City' Request) / $47,000.00 o Resident Project Representative Construction Observatigh (CO) o TOTAL Base Fee for esign Phase and Bidding Phas (D&B) $175,000.00 o TOTAL D&B Plus CA Optional at the City's Request $222,000.00 o TOTAL D&B Plus CA lus CO (Optional at the City' Request) $260,000.00 These fees are further broken down by facility (CW 3 CW 4, SW 4, JW 2) by the percentage of each facility's opinion of probable constr tion cost to the total opinion of probable construction cost of all facilities. This breakdo n is as follows: • D B • CA • CO • D&B • D8~6 + CA • D&B + CA + CO V. MISCELLANEOUS CW 3 CW 4 SW 4 JW 2 TOTAL 45.30% 43.73°/ 7.44% 3.53% 100.00% 71,121.00 68,656 0 11,681.00 5,542.00 157,000.00 8,154.00 ' , 7,87 .00 1,339.00 635.00 18,000.00 21,291.00 20,5 3.00 3,497.00 1,659.00 47,000.00 17,214.00 18~ 18.00 2,827.00 1.341.00 38,000.00 79,275.00 7 28.00 13,020.00 6,177.00 175,000.00 100,566.00 ,0 1.00 16,517.00 7,836.00 222,000.00 117,780.00 3,69 .00 19,344.00 9,177.00 260,000.00 A. All provisions of the Ag generally accepted standa B. It is further agreed that upon or resulting from Agreement, and that no ant shall be reconciled in accordance with the the Engineering rofession. are no other consi erations or monies contingent execution of this Ag ement, that it is the entire monies or consideratio have been solicited. FOR THE CITY By: Title: Manor Date: ATTEST: City Clerk pw\forms\consag mt.frm 0:\PROJ\5'1S190J01 WOMIN1Agr-11 iG09-Iowa City-Peninsula Flcwd ./ ~ /.~~ P.( . i7'l~P/Yl rt R.-!7JTil ~VG'f' ~ltX AttOmey'S Office ~ _ g _ Section IV FOR THE CONSULTANT Howard R. Green Company HOWARD R. GREEN COMPANY Billing Rate Schedule Effective January 1, 2009 Billing Professional Services Rate Range i Principal \ $185 to $2~5 Senior Professional ~~~ $135 to 185 Professional ~ $110 0 $160 Junior Professional $8 to $110 Senior Technician 75 to $100 Technician $50 to $80 Field Personnel $50 to $80 1 -Person w/GPS or Robotic Equipment $105 2 -Person Crew w/GPS or Robotic Equipment $155 Administrative $40 to $75 Reimbursable Expenses 1. All materials and supplies used irt/the performance of work ~n this project will be billed at cost plus 10%. ~ \ 2. Auto mileage will be reimburs d per the standard mileage reimb rsement rate established by the Internal Revenue Serv'ce. Survey vehicle mileage will be r imbursed on the basis of $0.85 per mile. 3. Charges for sub-consult is will be billed at their invoice cost plus 15%. 4. A rate of $6.00 will a charged per Howard R. Green labor hour for a technology and communication fee. 5. All other direct expenses will be invoiced at cost plus 10%. 8710 Earhart Lane SW • Cedar Rapids, IA 52404 • PO Box 9009 • Cedar Rapids, IA 52409-9009 319.841.4000 fax 319.841.4012 toll free 800.728.7805 www.hrgreen.com Section IV CONSULTANT AGREEMENT THIS AGREEMENT, made and entered into this day of 2009, by and between the City of Iowa City, a municipal corporation, hereinafter referred to as the City and Howard R. Green Company (HR Green), of Cedar Rapids, Iowa, hereinafter referred to as the Consultant. WHEREAS the City desires to implement flood mitigation improvements on the peninsula well field site for CW 3, SW 4, and CW 4, and on the U of I cam. us near downtown for JW 2, all according to the Preliminary Engineering Report, Flood Mitig tion Study, Water Source Well Houses, Iowa City, Iowa, August 25, 2009, the Consultant s all perform design, bidding, and construction phase engineering services as defined in the scop of services as follows. NOW THEREFORE, it is agreed by and between the parties hereto that the City does now contract with the Consultant to provide services as set forth h~rein. I. SCOPE OF SERVICES `~ Consultant agrees to perform the following services for the Eity, and to do so in a timely and satisfactory manner. ,;{ Project Scopin9 1. Submit draft Agreement including scope of se~ces, sch~dule, and fee. ~ ~ 2. Receive City comments on draft Agreement, ope, sche ule, and fee. 3. Revise and resubmit Agreement, scope, sch dule, and fee ased on City's comments. 4. Proceed with the project upon approval by ity and receipt o signed Agreement. Preliminary and General Work 1. Conduct a kickoff meeting with City to r view the project scope, s hedule, and fee, and to discuss key elements. 2. Conduct a kickoff meeting with HR G een project team to review th project scope, schedule, fee, and key elements. 3. Collect maps, drawings, specificati ns, reports, and other pertinent information from City. 4. Perform design survey and base apping services of the project areas, to include topographic and utility locations eying. 5. Provide project management throughout the project. 6. Provide project coordination with Federal FEMA and State HSEMD throughout the project, estimated as a contingency of 8 hours per month to account for agency requirements that are not well defined at this time. -2- Design Phase Services Section IV Prepare construction drawings, anticipated as 29 sheets to include the following: 1. Cov Sheet with Index, Vicinity Map, and Location Map 2. CW Site Demolition Plan & Details 3. CW 3 Site Plan, Elevations, Sections & Details 4. CW 3 uilding Hardening/Floodproo ing Demolition Plan & Details 5. CW 3 Building Hardening/Floodpro ing Plan, Elevations, Sections & Details `' 6. CW 3 Building Electrical Demolitio Plan, Elevations, Sections & Details 7. CW 3 Building Electrical Plan, Ele ations, Sections & Details 8. CW 3 Building Electrical One-Lin Diagram, Schedules & Details 9. SW 4 Site Demolition Plan & Det ils 10. SW 4 Site Plan., Elevations, Sec ons & Details 11. SW 4 Building electrical Demoli on Plan, Elevations, Sections & Details 12. SW 4 Building Electrical Plan, levations, Sections & Details 13. SW 4 Building Electrical One- ne Diagram, Schedules & Details 14. CW 4 Site Demolition Plan & Details 15. CW 4 Site Plan, Elevations, ections & Details 16. CW 4 Building Hardening/F odproofing Demolition Plan & Details 17. CW 4 Building Hardening/ oodproofing Plan, Elevations, Sections & Details 18. CW 4 Building Electrical` emolition Plan, Elevations, Sections & Details 19. CW 4 Building Electric F?lan, Elevations, Sections & Details 20. CW 4 Building Electric I One-Line Diagram, Schedules & Details 21. Generator Transfer itch Site Plan & Details 22. Generator Transfer witch St#e Elevations, Sections & Details 23. Medium Voltage L p Plan &'Profile (1"=50') 24. Medium Voltage op Plan & Profile (1 "=50') 25. Medium Voltage oop Plan & Profile (1"=50') 26. Medium Voltag Loop Schematic Details 27. JW 2 Building lectrical Demolitior~Plan, Elevations, Sections & Details 28. JW 2 Buildin Electrical Plan, Elevations, Sections & Details 29. JW 2 Buildi _ Electrical One-Line Diagram, Schedules & Details 2. Prepare construction speci cations and contract docum nts. 3. Prepare an opinion of pr able cost for the project at the % and 90% complete milestones. Perform co trending to identify elements oft current design that have either increased or decr ased the construction and/or engin ring cost or time. 4. Perform QA/QC revie of drawings, specifications, contract do uments, and opinion of probable cost at the 5 % and 90% complete milestones. 5. Submit 6 copies oft drawings, specifications, contract docume s, and opinion of probable cost at the;50% and 90% complete milestones to City sta for review. Submit copies of review documents to City staff one week prior to each prof ct status meeting. 6. Conduct project status meetings with City staff to review the 50% and 90% complete documents, discuss content and schedule of remaining work, and receive comments and approvals of these efforts. Incorporate City comments as agreed upon in the project status meetings. 7. Prepare final drawings, specifications, and contract documents incorporating comments as agreed upon in the 90% complete review meeting. -3- Section IV 8. Provide a final opinion of probable cost for the project to file with the completed documents. 9. Furnish 6 copies of the final drawings, specifications, contract documents, and opinion of probable cost to City. a 10. Prepare and submit permit applications necessary for approval of construction of the proposed improvements. These include IDNR Water S pply Construction Permit and IDNR/USACOE Joint Nationwide Permit for Constructio in Floodplain. 11. Develop a final project.schedule for advertisement, biddi g, and construction completion. Bidding Phase Services 1. 2. 3. 4. 5. 6. 7. 8. 9. 10 11 12 Print the required number of dra~iri distribution to prospective bidders to be 60 sets of documents. ~~ Advertise for bids for the construction f the Project to prospective bidders and sup tiers Hearing and Letting for the project in a I cal Furnish copies of drawings, specifications, bidders, suppliers, plan rooms, and other in Receive and process deposits for bidding c whom bidding documents have been iss ed Correspond with prospective bidders, ppli questions and comments during the b' per' Prepare and issue addenda as appr priate documents. Coordinate and conduct apre-bid eeti attendees. Attend the bid opening and assis Prepare bid tabulation sheets a Assist City in evaluating bids a d Award to contractor. Prepare construction contrac documents a Review and submit the exec ted contract d holders. Issue a Notice of nd submit to contractor for completion. ocuments to City for 1. Coordinate and conduct a preconstruction conference with representatives of City, contractor, subcontractors, engineer, and other public and private utility companies, and distribute minutes of tli'e meeting to alt attendees. Issue a Notice to Proceed to contractor. ngs, specification ,and contract documents for suppliers, and p n rooms for the project. Anticipated rod ct by mailing an informal Notice of C~ y shall publish the legal Notice of 'd contract documents to prospective rested parties. ;~ments and maintain a record of parties to ers, al~d other interested parties with iod. ~ to interpr~t, clarify, or expand bidding ng and distributeminutes of the meeting to all City with opening of bids d distribute to City and all p awarding a construction cc -4- Section IV 2. Establish control points and benchmarks for the contractor's use in his detailed staking of the project. 3. Review any necessar shop drawings, samples, and manufacturer's data furnished by contractor. The shop~lrawing reviews will be completed in accordance with the project specifications. ~. 4. Provide general correspondence with City, contractor, su contractors, and suppliers throughout the project duration, estimated as 4-month co struction duration. Act as City's representative, consult with and advise City, issue nstructions to contractor, and have the authority to act on behalf of City. Interpret the ' tent of the drawings, specifications, and contract documents to protect City a ainst defects and deficiencies in construction on the part of con#ractor, however, the ngineer cannot guarantee the performance of any contractor. Three hours per wee for the estimated construction duration of 4 months, or 17 weeks, is planned. A tot of 52 hours is budgeted. 5. Provide intermittent engineering review of the work f the contractor as construction progresses to ascertain that the contractor is conf ming to the design concept. Two site visits per month by the project engineer are p oposed during the 4-month construction duration. A total of 64 hours~nd 8 ips are budgeted. 6. Provide routine resident project representative onstruction observation of the work of the contractor to assure proper verification of ethods and materials used. Approximately half-time construction observa ~ consisting of two-to-three days per week throughout the construction duration of 4 ri'~onths, or 17 weeks, is proposed. A total of 344 hours and 43 trips are budgete . 7. Attend regularly scheduled jobsite constru tion prog ess meetings conducted by the contractor, estimated at a frequency of o ce per mon for the 4-month construction duration included in the intermittent engi Bering revie 8. Review contractor's applications form thly progress pa ments and final payment, and when approved submit to City for pay ent. Estimated at frequency of once per month for the 4-month construction duration A total of 8 hours is udgeted. 9. Review contractor's requests for ch nge orders, advise City o the merit and reasonableness of requests, and en finalized submit to City or approval. Estimated at a frequency of once per month or the 4-month construction ration. A total of 8 hours is budgeted. 10. HR Green will not attend month) City Council meetings for this pro ct. City staff shall report on the progress of the pr ject and present contractor's applic tions for payments and change orders for approv 11. Submit to City a statement of ubstantial completion for the project. 12. Conduct one pre-final inspe ion and develop a punchlist of items remain'ng to be completed by contractor. E timated as one trip by project engineer. A to I of 12 hours and one trip are budgeted. 13. Conduct one final inspection to verify completion of punchlist items by contractor. A total of 8 hours and one-trip are budgeted. 14. Submit to City a statement of final completion for the project, and obtain from City written final acceptance of the completed project. -5- Section IV 15. Prepare record drawings based on construction records provided by contractor and reviewed by resident project representative construction observer. Provide to City both reproducible hard copy drawings and electronic AutoCAD files on CD. II. TIME OF COMPLETION The Consultant shall complete the following phases of the Pr ject in accordance with the schedule shown. A. Signed Agreement ancf,;notice to proceed by: October 23, 2009 B. Preliminary work and information collection by: November 6, 2009 C. 50% complete review me~.ting by: December 11, 2009 D. 90% complete review meeting by: January 15, 2010 E. Submit final documents to Cry and IDNR January 22, 2010 F. Advertise for Bids by: ~` January 25, 2010 G. Hearing and letting, bid openin ,award ontract by: February 26, 2010 H. Pre-construction conference, no 'ce to roceed by: March 5, 2010 I. Project completion by: July 2, 2010 i III. GEN ERAL TERMS A. The Consultant shall not com agrees to prohibit the following ` the following employment practices and in any subcontracts. To discharge or refu to hire religion, sex, nation origin, di or sexual orientatio . individual because of their race, color, ly, age, marital status, gender identity, 2. To discriminate ainst any individual terms, conditions, or privileges of employment be ause of their race, c or, religion, sex, national origin, disability, age, arital status, gender iden 'ty, or sexual orientation. B. Should the City term' ate this Agreement, the Con ultant shall be paid for all work and services perfor ed up to the time of terminatio However, such sums shall not be greater tha the "not to exceed" amount listed 'n Section IV. The City may terminate this A Bement upon seven (7) calendar ays' written notice to the Consultant. C. This Agreeme t shall be binding upon the successors an assigns of the parties hereto, provi d that no assignment shall be without the ritten consent of all Parties to sa' Agreement. D. It is under tood and agreed that the retention of the Consultant y the City for the purpose of the Project shall be as an independent contract r and shall be exclusive, but the Consultant shall have the right to employ suc assistance as may be required for the performance of the Project. E. It is agreed by the City that all records and files pertaining to information needed by the Consultant for the project shall be available by said City upon reasonable request to the Consultant. The City agrees to furnish all reasonable assistance in the use of these records and files. -6- K. L. M N. O Section IV F. It is further agreed that no Party to this Agreement shall perform contrary to any state, federal, or local law or any of the ordinances of the City of Iowa City, Iowa. G. At the request of the City, the Consultant shall attend meetings of the City Council relative to the work set forth in this Agreement. Any requests made by the City shall be given with reasonable notice to the Consultant to assure attendance. H. The Consultant agrees to furnish, upon termination of this Agreement and upon demand by the City, copies of all basic notes and sketches, charts, computations, and any other data prepared or obtained by the Consultant pursuant to this Agreement wi .out cost, and without restrictions or limitation as to the use relative to specific proje s covered under this Agreement. In such event the Consultant shall not be liable r the City's use of such documents on other pr,.ojects. The Consultant agre to furnish all reports, specifications, an drawings, with the seal of a professional ngineer affixed thereto or such sea as required by Iowa law. The City agrees to tender he Consultant all fees in timely manner, excepting, however, that failure of the onsultant to satisfactor' perform in accordance with this Agreement shall constit a grounds for the ty to withhold payment of the amount sufficient to proper) complete the oject in accordance with this Agreement. . Should any section of this Agref remaining portion shall be deemed in full force and effect. found invalid, it is agreed that the from the invalid portion and continue Original contract drawings shall b shall be allowed to keep mylar re use. , the property of the City. The Consultant ~le copies for the Consultant's own filing Fees paid for securing appro I of authoritie having jurisdiction over the Project will be paid by the City. Upon signing this agree nt, Consultant ackno edged that Section 362.5 of the Iowa Code prohibits a C' y officer or employee fro having an interest in a contract with the City, and ce ~ ies that no employee or offi r of the City, which includes members of the City Council and City boards and c missions, has an interest, either direct or indir ct, in this agreement, that does no all within the exceptions to said statutory pro sion enumerated in Section 362.5. The Consulta agrees at all times material to this Agreem t to have and maintain professional liability insurance covering the Consulta is liability for the Consultant's negligent acts, errors and omissions to the City in the sum of $1,000,000. IV. COMPENSATION FOR SERVICES Fee based on hourly rates plus reimbursable expenses according to the attached Billing Rate Schedule estimated not to exceed the amounts as follows in each phase of the project: o Design Phase, including Project Scoping and -7- Preliminary and General Work o Bidding Phase o Construction Phase minus Resident Project Representative (Optional at the City's Request) o Resident Project Repr sentative Construction Observation O tional at the Cit 's R uest o TOTAL Base Fee for Des n Phase and Bidding Phase o TOTAL Base Fee Plus Con truction Phase minus RPR Opt o TOTAL Base Fee Plus Cons uction Phase including RPi~ V. MISCELLANEOUS \ A. All provisions of the Agreement generally accepted standards of the B. It is further agreed that there are upon or resulting from the exec Agreement, and that no other mo~ Section IV $157,000.00 $18,000.00 $47,000.00 $175,000.00 $222, 000.00 n $260,000.00 gall be conciled in accordance with the ngine ing Profession. ther considerations or monies contingent >n f this Agreement, that it is the entire or c siderations have been solicited. _ g _ Section IV FO By: Title Dal AT~ pwUo o:wr ~" I Howard R. Green Company HOWARD R. GREEN COMPANY Billing Rate Schedule Effective January 1, 2009 Billing `` Professional Services 't Rate Range Principal r $185 to $~25 Senior Professional $135 to •185 Professional ~ $110 0 $160 , 4 \, Junior Professional ~1~ $ to $110 , Senior Technician '~ `• 75 to $100 ~ , Technician $50 to $80 Field Personnel $50 to $80 1 -Person w/GPS or Robotic Equipment $105 2 -Person Crew w/GPS or Robotic Equipment $155 Administrative $4 to $75 Reimbursable Expenses 1. All materials and supplies used in t performance of work on his project will be billed at cost plus 10%. 2. Auto mileage will be reimbursed er the standard mileage reimbu ement rate established by the Internal Revenue Service Survey vehicle mileage will be rei bursed on the basis of $0.85 per mile. 3. Charges for sub-consultants ill be billed at their invoice cost plus 15°/J~ 4. A rate of $6.00 will be arged per Howard R. Green labor hour for a technology and communication fee. 5. All other direct expenses will be invoiced at cost plus 10%. 8710 Earhart Lane SW • Cedar Rapids, IA 52404 • PO Box 9009 • Cedar Rapids, IA 52409-9009 319.841.4000 fax 319.841.4012 toll free 800.728.7805 www.hrgreen.com ~ _, ~~ ~~.. ~J Section IV CONSULTANT AGREE THIS AGREEMENT, ade and entered into this day of 2009, by and between the Cit of Iowa City, a municipal cor oration, hereinafter referred to as the City and Howard R. Green ompany (HR Green), of C ar Rapids, Iowa, hereinafter referred to as the Consultant. WHEREAS the City desire to implement floo mitigation improvements on the peninsula well field site for CW 3, SW 4, nd CW 4, and the U of I campus near downtown for JW 2, all according to the Preliminary Engineering eport, Flood Mitigation Study, Water Source Well Houses, Iowa City, Iowa, Au st 25, 20 ,the Consultant shall perform design, bidding, and construction phase engineering ervices defined in the scope of services as follows. NOW THEREFORE, it is agree by and between the parties hereto that the City does now contract with the Consultant to pro 'd services as set forth herein. I. SCOPE OF SERVICES Consultant agrees to perform t follow g services for the City, and to do so in a timely and satisfactory manner. Project Scoping 1. Submit draft Agr ment including sc a of services, schedule, and fee. 2. Receive City c ments on draft Agree ent, scope, schedule, and fee. 3. Revise and r ubmit Agreement, scope, chedule, and fee based on City's comments. 4. Proceed wi the project upon approval b City and receipt of signed Agreement. Preliminar an General Work 1. Cond t a kickoff meeting with City to review t project scope, schedule, and fee, and to dis uss key elements. 2. Co uct a kickoff meeting with HR Green project am to review the project scope, sc edule, fee, and key elements. 3. ollect maps, drawings, specifications, reports, and her pertinent information from 4. Perform design survey and base mapping services of th project areas, to include ~ topographic and utility location surveying. 5. ~ Provide project management throughout the project. 6. ~f Provide project coordination with Federal FEMA and State HS MD throughout the project, estimated as a contingency of 8 hours per month to acc unt for agency requirements that are not well defined at this time. -2- Prepare 1. 2. 3. 4. 5. 6. 7. 8. 9. 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Section IV ;tion drawings, anticipated as 29 sheets to incl de the following: over Sheet with Index, Vicinity Map, and cation Map W 3 Site Demolition Plan & Details C 3 Site Plan, Elevations, Sections & etails C 3 Building Hardening/Floodproofi g Demolition Plan & Details CW 3 Building Hardening/Floodpro ing Plan, Elevations, Sections & Deta s CW 3 uilding Electrical Demoli ' n Plan, Elevations, Sections & Details CW 3 uilding Electrical Plan, levations, Sections & Details CW 3 B ilding Electrical On Line Diagram, Schedules & Details SW 4 Si Demolition Plan Details SW 4 Sit Plan, Elevatio ,Sections & Details SW 4 Buil ing SW 4 Build g SW 4 Buildi CW 4 Site D CW 4 Site Pla CW 4 Building CW 4 Buildin Details CW 4 Build' g CW 4 Bui ing CW 4 B (ding Electrica emolition Plan, Elevations, Sections & Details Electri I Plan, Elevations, Sections & Details Electrical One-Line Diagram, Schedules & Details ~olit' n Plan & Details i, evations, Sections & Details ardening/Floodproofing Demolition Plan & Details rdening/Floodproofing Plan, Elevations, Sections & Gener or Transfer wi Gene for Transfer S i Med' m Voltage Loop Me ium Voltage Loop M dium Voltage Loop edium Voltage Loop JW 2 Building Electrical JW 2 Building Electrical JW 2 Building Electrical I Demolition Plan, Elevations, Sections & Details I Plan, Elevations, Sections & Details I One-Line Diagram, Schedules & Details tch Site Plan & Details tch Site Elevations, Sections & Details Ian & Profile (1"=50') n & Profile (1 "=50') PI n & Profile (1"=50') Sc matic & Details De olition Plan, Elevations, Sections & Details Pla Elevations, Sections & Details One- ine Diagram, Schedules & Details 2. Prepare co}~istruction specifications and contract ocuments. f 3. Prepare pan opinion of probable cost for the project t the 50% and 90% complete milestor~l"es. Perform cost trending to identify eleme s of the current design that have either jncreased or decreased the construction and/or ngineering cost or time. 4. Perform QA/QC review of drawings, specifications, cont ct documents, and opinion of probable cost at the 50% and 90% complete milestones. 5. ~i~bmit 6 copies of the drawings, specifications, contract do ments, and opinion of ~irobable cost at the 50% and 90% complete milestones to Ci staff for review. Submit copies of review documents to City staff one week prior to each roject status meeting. 6. Conduct project status meetings with City staff to review the 50% d 9Q% complete documents, discuss content and schedule of remaining work, and r eive comments and approvals of these efforts. Incorporate City comments as agree pon in the ~. project status meetings. 7. Prepare final drawings, specifications, and contract documents incorporating comments as agreed upon in the 90% complete review meeting. -3- Section IV 8. Provide a final opinion of probable cost for the project to file with the completed documents. 9. Furnish 6 copies of th final drawings, specifications, contract documents, d opinion of probable cost to Cit 10. Prepare and submit per it applications necessary for approval of con ruction of the proposed improvements These include IDNR Water Supply Constr ction Permit and IDNR/USACOE Joint Na ionwide Permit for Construction in Flood ain. 11. Develop a final project sc edule for advertisement, bidding, an construction completion. , Bidding Phase Services j 1. Print the required number of~drawings, specificatio ,and contract documents for distribution to prospective bi~ders, suppliers, and an rooms for the project. Anticipated to be 60 sets of documents. 2. Advertise for bids for the con truction of the roject by mailing an informal Notice of Project to prospective bidders nd supplier . City shall publish the legal Notice of Hearing and Letting for the pr 'ect in a to al newspaper. 3. Furnish copies of drawings, sp cificat' ns, and contract documents to prospective bidders, suppliers, plan rooms, nd her interested parties. 4. Receive and process deposits f idding documents and maintain a record of parties to whom bidding documents have en issued. 5. Correspond with prospective idd rs, suppliers, and other interested parties with questions and comments d ring t bid period. 6. Prepare and issue adde a as app opriate to interpret, clarify, or expand bidding documents. 7. Coordinate and con ct a pre-bid m ting and distribute minutes of the meeting to all attendees. 8. Attend the bid o Wing and assist City ith opening of bids. 9. Prepare bid to ulation sheets and distrib to to City and all plan holders. 10. Assist City i evaluating bids and awardin a construction contract. Issue a Notice of Award to c tractor. 11. Prepare nstruction contract documents an submit to contractor for completion. 12. Review,~nd submit the executed contract doc ents to City for approval. 1. Coordinate and conduct a preconstruction conferen with representatives of City, cof~tractor, subcontractors, engineer, and other public nd private utility companies, and distribute minutes of the meeting to all attendees. Issu a Notice to Proceed to contractor. - "~ Section IV 2. Establish control points and be of the project. 3. Review any necessary shop d contractor. The shop drawing specifications. 4. Provide general corresponden throughout the project duratior City's representative, consult v have the authority to act on be specifications, and contract do in construction on the part of c performance of any contractor duration of 4 months, or 17 we marks for the contractor's use in his detaile~}'staking awings, samples, and manufacturer's data,furnished by reviews will be completed in accordance ith the project with City, contractor, subcontract s, and suppliers estimated as 4-month constructio duration. Act as :h and advise City, issue instruc 'ons to contractor, and ~If of City. Interpret the intent f the drawings, aments to protect City again defects and deficiencies itractor, however, the Eng' eer cannot guarantee the Three hours per week f the estimated construction ACS, is planned. A total f 52 hours is budgeted. 5. Provide intermittent engineering eview of the work the contractor as construction progresses to ascertain that the ontractor is conf ming to the design concept. Two site visits per month by the proje t engineer are roposed during the 4-month construction duration. A total of hours and trips are budgeted. 6. Provide routine resident project re the contractor to assure proper ve Approximately half-time constructi week throughout the construction total of 344 hours and 43 trips are 7. Attend regularly scheduled jobsite on tr contractor, estimated at a freque cy of duration included in the intermit nt engi 8. Review contractor's applicati s for mon when approved submit to C' for payme for the 4-month constructi duration. A ti a construction observation of the work of of methods and materials used. vation consisting of two-to-three days per of 4 months, or 17 weeks, is proposed. A ion progress meetings conducted by the per month for the 4-month construction ring review. progress payments and final payment, and Estimated at a frequency of once per month ~I of 8 hours is budgeted. 9. Review contractor's req ests for change ord rs, advise City of the merit and reasonableness of req ests, and when finaliz d submit to City for approval. Estimated at a frequency of one per month for the 4-mo th construction duration. A total of 8 hours is budgeted. 10. HR Green will not ttend monthly City Council me tings for this project. City staff shall report on the pr ress of the project and present c ntractor's applications for payments and change or rs for approval. 11. Submit to Cit,~a statement of substantial completion r the project. r 12. Conduct orb pre-final inspection and develop a punchli of items remaining to be completes}' by contractor. Estimated as one trip by projec engineer. A total of 12 hours and one~'rip are budgeted. 13. Conduit one final inspection to verify completion of punchlist items by contractor. A total q~ 8 hours and one trip are budgeted. 14. Sut~rnit to City a statement of final completion for the project, and obtain from City wriften final acceptance of the completed project. ~~~ ~\ \. -5- Section IV 15. Prepare record drawings ased on construction records provided y contractor and reviewed by resident proj ct representative construction observer. Provide to City both reproducible hard copy d wings and electronic AutoCAD files o CD. (l. TIME OF COMPLETION The Consultant shalt complete th~ following phases of the j~"roject in accordance with the schedule shown. / A. Signed Agreement an notice to proceed by: October 23, 2009 B. Preliminary work and in ormation collection y: November 6, 2009 C. 50% complete review m eting by: December 11, 2009 D. 90% complete review m eting by: January 15,.2010 E. Submit final documents t City and ID R by: January 22, 2010 F. Advertise for Bids by: January 25, 2010 G. Hearing and letting, bid op Wing, and contract by: February 26, 2010 H. Pre-construction conferenc ,not' a to proceed by: March 5, 2010 I. Project completion by: July 2, 2010 III. GEN ERAL TERMS A. The Consultant shall no com it any of the following employment practices and agrees to prohibit the f owing actices in any subcontracts. 1. To discharg or refuse to hire any individual because of their race, color, religion, se ,national origi ,disability, age, marital status, gender identity, or sexual ientation. 2. To discr urinate against any i ividual in terms, conditions, or privileges of emplo ent because of their race, color, religion, sex, national origin, disab' ty, age, marital status, ge der identity, or sexual orientation. B. Should the ity terminate this Agreement, the Consultant shall be paid for all work and servi s performed up to the time of rmination. However, such sums shall not be gr stet than the "not to exceed" am nt listed in Section IV. The City may terminat this Agreement upon seven (7) alendar days' written notice to the Consul nt. C. This greement shall be binding upon the succ sots and assigns of the parties here o, provided that no assignment shall be wi out the written consent of all Partfes to said Agreement. D. It~ understood and agreed that the retention of the C nsultant by the City for the p rpose of the Project shall be as an independent contractor and shall be Qxclusive, but the Consultant shall have the right to em loy such assistance as ,nay be required for the performance of the Project. E. '~ It is agreed by the City that all records and files pertaining to inf mation needed by ~`~ the Consultant for the project shall be available by said City pon reasonable request to the Consultant. The City agrees to furnish all reasons assistance in the use of these records and files. - 6 - l Section IV F. It is further agreed at no Party to this Agre ment shall perform contrary to any state, federal, or to al law or any of the ordin ces of the City of Iowa City, Iowa. G. At the request of he City, the Consultant all attend meetings of the City Council relative to the w rk set forth in this Agr ment. Any requests made by the City shall be given wit reasonable notice to a Consultant to assure attendance. H. The Consultant grees to furnish, u n termination of this Agreement and upon demand by the C ty, copies of all b is notes and sketches, charts, computations, and any other d to prepared or obtained by the Consultant pursuant to this Agreement witho t cost, and wit ut restrictions or limitation as to the use relative to specific project covered un r this Agreement. In such event, the Consultant shall not be liable or the City's se of such documents on other projects. The Consultant ag ees to f rnish all reports, specifications, and drawings, with the seal of a professi nal en sneer affixed thereto or such seal as required by Iowa law. K. L. The City agrees to to der the Consultant all fees in a timely manner, excepting, however, that failur f the Consultant to satisfactorily perform in accordance with this Agreement sh I constitute grounds for the City to withhold payment of the amount sufficient t properly complete the Project in accordance with this Agreement. Should any s tion f this Agreement be found invalid, it is agreed that the remaining po on sha be deemed severable from the invalid portion and continue in full force a d effect. Original co tract dr shall be owed to use. M. Fees p id for securing will be paid by the City. shall become the property of the City. The Consultant mylar reproducible copies for the Consultant's own filing of authorities having jurisdiction over the Project N. Upo signing this agreemen Consultant acknowledged that Section 362.5 of the low Code prohibits a City offs er or employee from having an interest in a contract wi the City, and certifies that no employee or officer of the City, which includes tubers of the City Council a d City boards and commissions, has an interest, ther direct or indirect, in this ag ement, that does not fall within the exceptions to aid statutory provision enumerate in Section 362.5. O. The Consultant agrees at all times m terial to this Agreement to have and maintain professional liability insurance co ring the Consultant's liability for the Consultant's negligent acts, errors a d omissions to the City in the sum of $1,000,000. IV. C MPENSATION FOR SERVICES ~ee based on hourly rates plus reimbursable expens s according to the attached Billing ate Schedule estimated not to exceed the amounts as follows in each phase of the % project: o Design Phase, including Project Scoping and FO By: Title Dai AT' pwUo o:w~ -8- Section IV ANT ~~ \\ ,\ FOR THE CITY By: Title: Date: ATTEST pwVomisVcons~ O:WROJ15291 -8- Section IV FOR THE CONSULTANT Title: (//GP ,/ ~.!/~~'7~ f i Howard R. Green Company HOWARD R. GREEN COMPANY Billing Rate Schedule Effective January 1, 2009 Professional Services Principal Senior Professional Professional Junior Professional Senior Technician Technician Field Personnel 1 -Person w/GPS or Robotic Equip e 2 -Person Crew w/GPS or Robotic uipment Administrative B x(85 to $225 /$135 to $185 $110 to $160 $80 to $110 $75 to $100 $50 to $80 $50 to $80 $105 $155 $40 to $75 Reimbursable Expenses 1. All materials and suppli¢s used in the cost plus 10%. / of work on this project will be billed at 2. Auto mileage will be reimbursed per the star by the Internal Rev nue Service. Survey veh $0.85 per mile. i mileage reimbursement rate established mileage will be reimbursed on the basis of 3. Charges for sub consultants will be billed at their inv ice cost plus 15%. 4. A rate of $6. 0 will be charged per Howard R. Gre labor hour for a technology and communicati~ fee. 5. All other dy~ect expenses will be invoiced at cost plus 10%. 8710 Earhart Lane SW • Cedar Rapids, IA 52404 • PO Box 9009 • Cedar R ids, IA 52409-9009 319.841.4000 fax 319.841.4012 toll free 800.728.7805 www.hrgr n.com